| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACI | 2,500 | 1,250 | 0 | 1,250 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| SLM CORP 5.05% 11/14/14 | ||
| BANK OF AMERICA CORP 5.45% 5/15/16 | 100,000 | 103,212 |
| GENL ELEC CAP CORP 4.1% DUE 10/15/2015 | 100,000 | 100,004 |
| ROWAN COMPANIES 5% DUE 9/1/2017 | 99,504 | 98,063 |
| GENERAL ELECTRIC CAP CORP 2.3% 4/27/2017 | 199,738 | 204,092 |
| ALLY FINANCIAL 2.9% DUE 10/15/2016 | 100,000 | 99,705 |
| BANK OF NOVA SCOTIA 1.1% DUE 12/13/2016 | 99,971 | 100,185 |
| TORONTO DOMINION BANK 2.625% DUE 9/10/18 | 101,927 | 102,647 |
| STARBUCKS CORP 2% DUE 12/5/2018 | 49,896 | 50,721 |
| DOW CHEMICAL CO 2.25% DUE 3/15/2019 | 100,000 | 98,299 |
| EBAY INC. 2.2% DUE 8/1/2019 | 49,894 | 49,382 |
| ROYAL BANK OF CANADA 2.150% DUE 3/6/2020 | 99,901 | 100,245 |
| ABBOTT LABORATORIES 2% DUE 3/15/2020 | 49,905 | 49,953 |
| STATE STREET CORP STT | 99,772 | 101,321 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| BANK OF AMERICA CORP | 142,584 | 70,110 |
| JOHNSON & JOHNSON | 289,688 | 560,100 |
| PFIZER, INC. | 97,340 | 109,935 |
| PG& E CORP. HOLDING CO. | 50,446 | 93,562 |
| CONOCO PHILLIPS | 103,508 | 119,900 |
| CITIGROUP | 53,200 | 9,922 |
| PATRIOT COAL CORP | ||
| PROCTOR AND GAMBLE | 66,590 | 71,940 |
| ENERGY TRANSFER EQUITY | 98,769 | 72,835 |
| ENTERPRISE PRODUCTS LP | 13,751 | 49,800 |
| PLAINS ALL AMERICAN PIPELINE | ||
| SOUTHERN COMPANY | 34,514 | 37,995 |
| KINDER MORGAN WTS | ||
| KINDER MORGAN INCORP. | 83,991 | 23,168 |
| PHILLIPS 66 | 30,761 | 96,050 |
| EXPRESS SCRIPS HLDG | 31,574 | |
| EXXON MOBIL CORP. | 34,067 | 37,175 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| ISHARES MSCI INDEX FUND | AT COST | 70,948 | 57,320 |
| SPDR TRUST SERIES I | AT COST | 127,767 | 210,793 |
| FINANCIAL SELECT SECTOR SPDR | AT COST | 36,225 | 56,650 |
| JP MORGAN STRATEGIC INCOMEOPPORTUNITIES | AT COST | 244,119 | 233,969 |
| CURRENCYSHARES SWEDISH KRONA | AT COST | ||
| CURRENCYSHARES SWISS FRANC | AT COST | ||
| FIRST TRUST CONSUMER DISCRETIONARY | AT COST | 125,238 | 169,671 |
| FIRST TRUST HEALTHCARE ALPHA ETF | AT COST | 124,545 | 188,743 |
| FIRST TRUST CONSUMER STAPLES ETF | AT COST | 124,930 | 179,040 |
| KAYNE ANDERSON MLP INVT CO | AT COST | ||
| PIMCO ALL ASSET ALL AUTHORITY A | AT COST | ||
| INVESCO BALANCED RISK ALLOC A | AT COST | ||
| FIRST TRUST CAN ALPHADEX | AT COST | ||
| FIRST TRUST GM ALPHADEX | AT COST | ||
| FIRST TRUST SZ ALPHADEX | AT COST | ||
| FIRST TRUST UK ALPHADEX | AT COST | ||
| FIRST TRUST DJ INTERNET IDX | AT COST | 125,539 | 187,242 |
| FIRST TRUST AMEX BIOTECH | AT COST | 140,358 | 170,218 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FILING FEES | 125 | 63 | 62 | |
| INVESTMENT EXPENSES | 8,766 | 4,383 | 4,383 | |
| OFFICE EXPENSE | 42 | 21 | 21 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FEDERAL EXCISE TAX | 4,272 | 4,272 | 2,136 |