Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
THE THOMAS A FILLIPPO FOUNDATION
TA FILLIPPO & JS FILLIPPOTTEES

Number and street (or P.O. box number if mail is not delivered to street address)24 NORTH NEW STREET   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WEST CHESTER, PA193802905
A Employer identification number

20-0218191
B Telephone number (see instructions)

(610) 692-7269
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$975,235J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule).............. 47,522
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments 40 40  
4 Dividends and interest from securities...... 20,448 20,448  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 28,763
b Gross sales price for all assets on line 6a 939,857
7 Capital gain net income (from Part IV, line 2)... 42,422
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 96,773 62,910  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 224 67   157
b Accounting fees (attach schedule)....... Click to see attachment 4,225 1,268   2,957
c Other professional fees (attach schedule).... Click to see attachment 9,762 2,929   6,833
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,807      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 270     270
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 16,288 4,264   10,217
25 Contributions, gifts, grants paid........ 46,700 46,700
26 Total expenses and disbursements. Add lines 24 and 25 62,988 4,264   56,917
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 33,785
b Net investment income (if negative, enter -0-) 58,646
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 48,842 50,447 50,447
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 27,308 Click to see attachment27,308 25,837
b Investments—corporate stock (attach schedule)........ 566,820 Click to see attachment587,622 545,611
c Investments—corporate bonds (attach schedule)........ 339,104 Click to see attachment350,894 353,340
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 982,074 1,016,271 975,235
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted...................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... -8,049 -8,049
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 990,123 1,024,320
30 Total net assets or fund balances (see instructions)...... 982,074 1,016,271
31 Total liabilities and net assets/fund balances (see instructions).. 982,074 1,016,271
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 982,074
2 Enter amount from Part I, line 27a..................... 2 33,785
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 412
4 Add lines 1, 2, and 3.......................... 4 1,016,271
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,016,271
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1a
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 42,422
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 56,016 960,300 0.058332
2012 11,870 899,229 0.013200
2011 43,783 832,022 0.052622
2010 39,021 792,604 0.049231
2009 169,370 766,125 0.221074
2 Total of line 1, column (d) ...................... 2 0.394459
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.078892
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 982,114
5 Multiply line 4 by line 3....................... 5 77,481
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 586
7 Add lines 5 and 6......................... 7 78,067
8 Enter qualifying distributions from Part XII, line 4.............. 8 56,917
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,173
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 1,173
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,173
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a  
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7  
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 27
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,200
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletPA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletTHOMAS A FILLIPPO SR Telephone no.bullet (610) 644-2536
    Located atbullet1 DEVAULT LANE1 DEVAULT LANEDEVAULTPA ZIP+4bullet194320000
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    THOMAS A FILLIPPO TRUSTEE
    1.00     		0 0 0
    1 DEVAULT LANE
    1 DEVAULT LANE
    DEVAULT,PA19432
    JOANNE S FILLIPPO TRUSTEE
    1.00     		0 0 0
    1 DEVAULT LANE
    1 DEVAULT LANE
    DEVAULT,PA19432
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    937,459
    b
    Average of monthly cash balances.......................
    1b
    59,611
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    997,070
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    997,070
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    14,956
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    982,114
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    49,106
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    49,106
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    1,173
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,173
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    47,933
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    47,933
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    47,933
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    56,917
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    56,917
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    56,917
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 47,933
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2014:
    a From 2009....... 131,474
    b From 2010....... 501
    c From 2011....... 2,816
    d From 2012....... 11,870
    e From 2013....... 9,904
    fTotal of lines 3a through e......... 156,565
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 56,917
    a Applied to 2013, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2014 distributable amount..... 47,933
    e Remaining amount distributed out of corpus 8,984
    5 Excess distributions carryover applied to 2014.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 165,549
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		131,474
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		34,075
    10 Analysis of line 9:
    a Excess from 2010.... 501
    b Excess from 2011.... 2,816
    c Excess from 2012.... 11,870
    d Excess from 2013.... 9,904
    e Excess from 2014.... 8,984
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    THOMAS A FILLIPPO
    1 DEVAULT LANE
    DEVAULT,PA19432
    (610) 644-2536
    TOMF@DEVAULTFOODS.COM
    bThe form in which applications should be submitted and information and materials they should include:
    THE FOUNDATION HAS NO REQUIRED FORM. ALL INFORMATION THAT THE REQUESTING ORGANIZATION DEEMS APPROPRIATE SHOULD BE SUBMITTED.
    cAny submission deadlines:
    THERE ARE NO SUBMISSION DEADLINES.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THERE ARE NO RESTRICTIONS OR LIMITATIONS ON AWARD OTHER THAN THEY BE USED FOR QUALIFIED PURPOSES.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    WEST CHESTER UNIVERSITY FOUNDATION
    WEST CHESTER UNIVERSITY FOUNDATION
    PO BOX 541
    PO BOX 541
    WEST CHESTER,PA19381     		  PUBLIC GENERAL OPERATING EXPENSES 1,000
    CHESTER COUNTY FOOD BANK
    CHESTER COUNTY FOOD BANK
    601 WESTTOWN ROAD
    601 WESTTOWN ROAD
    WEST CHESTER,PA193800990     		  PUBLIC GENERAL OPERATING EXPENSES 1,000
    BERWYN METHODIST CHURCH
    BERWYN METHODIST CHURCH
    140 WATERLOO AVENUE
    140 WATERLOO AVENUE
    BERWYN,PA193121733     		  PUBLIC GENERAL OPERATING EXPENSES 3,000
    SAINT PATRICK'S CHURCH
    SAINT PATRICK'S CHURCH
    ROBERTS CHANNING AVES
    ROBERTS CHANNING AVES
    MALVERN,PA19355     		  PUBLIC GENERAL OPERATING EXPENSES 3,000
    CHESTER COUNTY BOY SCOUTS
    CHESTER COUNTY BOY SCOUTS
    504 SOUTH CONCORD RD
    504 SOUTH CONCORD RD
    WEST CHESTER,PA19382     		  PUBLIC GENERAL OPERATING EXPENSES 2,500
    WEST CHESTER UNIVERSITY FOUNDATION
    WEST CHESTER UNIVERSITY FOUNDATION
    PO BOX 541
    PO BOX 541
    WEST CHESTER,PA19381     		  PUBLIC GENERAL OPERATING EXPENSES 25,000
    JUST 4 PA KIDS
    JUST 4 PA KIDS
    1046 LENAPE ROAD
    1046 LENAPE ROAD
    WEST CHESTER,PA19382     		  PUBLIC GENERAL OPERATING EXPENSES 1,500
    GREAT VALLEY TRACK & FIELD
    GREAT VALLEY TRACK & FIELD
    GREAT VALLEY HS
    GREAT VALLEY HS
    MALVERN,PA19355     		  PUBLIC GENERAL OPERATING EXPENSES 100
    AMERICAN HEART ASSOCIATION
    AMERICAN HEART ASSOCIATION
    7272 GREENHILL AVE
    7272 GREENHILL AVE
    DALLAS,TX75231     		  PUBLIC GENERAL OPERATING EXPENSES 100
    CHESTER COUNTY FOOD BANK
    CHESTER COUNTY FOOD BANK
    601 WESTTOWN ROAD
    601 WESTTOWN ROAD
    WEST CHESTER,PA193800990     		  PUBLIC GENERAL OPERATING EXPENSES 1,000
    CHESTER COUNTY SPCA
    CHESTER COUNTY SPCA
    1212 PHOENIXVILLE PIKE
    1212 PHOENIXVILLE PIKE
    WEST CHESTER,PA19380     		  PUBLIC GENERAL OPERATING EXPENSES 1,000
    EAST WHITELAND FIRE ASSOCIATION
    EAST WHITELAND FIRE ASSOCIATION
    205 CONOSTOGA ROAD
    205 CONOSTOGA RAD
    MALVERN,PA19335     		  PUBLIC GENERAL OPERATING EXPENSES 5,000
    KIMBERTON WALDORF SCHOOL
    KIMBERTON WALDORF SCHOOL
    410 W SEVEN STARS RD
    410 W SEVEN STARS RD
    PHOENIXVILLE,PA19460     		  PUBLIC GNERAL OPERATING EXPENSES 1,000
    CHESTER COUNTY ANGEL TRUST
    CHESTER COUNTY ANGEL TRUST
    410 EXTON SQUARE PARKWAY
    410 EXTON SQUARE PARKWAY
    EXTON,PA19341     		  PUBLIC GENERAL OPERATING EXPENSES 500
    THE FOUNDATION AT GREAT VALLEY
    THE FOUNDATION AT GREAT VALLEY
    PO BOX 74
    PO BOX 74
    MALVERN,PA19355     		  PUBLIC GENERAL OPERATING EXPENSES 1,000
    Total .................................bullet 3a 46,700
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 40  
    4 Dividends and interest from securities....     14 20,448  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		        28,763
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   20,488 28,763
    13Total. Add line 12, columns (b), (d), and (e)..................
    1349,251
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    8 IT IS VITALLY IMPORTANT TO THE TRUSTEES THAT GRANTS BE PROVIDED TO VARIOUS CHARITIES REGARDLESS OF THE FOUNDATION'S INCOME AND NET GAINS IN ANY APPLICABLE YEAR.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2014
    Name of the organization
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    Employer identification number

    20-0218191
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 2
    Name of organization
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES         		Employer identification number

    20-0218191
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    CHAR LEAD TUW - LUCY R DIFILLIPPO
    ATTENTION CHERYL BURKEY

       
    DNB WEALTH MANAGEMENT
    410 EXTON SQUARE PARKWAY
    EXTON, PA19341

    		$47,522


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 3
    Name of organization
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES         		Employer identification number

    20-0218191
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
    Page 4
    Name of organization
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES         		Employer identification number

    20-0218191
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10)
    that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2014 AccountingFeesSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEES 4,225 1,268   2,957

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2014 GainLossSaleOtherAssetsSch
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    330.469 AMERICAN BEACON L/C VALUE 2014-04 PURCHASE 2014-11   10,000 9,156     844  
    18.908 BLACKROCK HIGH YIELD BD INST 2014-04 PURCHASE 2014-10   152 157     -5  
    1033.286 CAMBIAR INTL EQUITY FUND 2014-01 PURCHASE 2014-10   23,218 26,174     -2,956  
    152.304 CAMBIAR INTL EQUITY FUND INV 2014-07 PURCHASE 2014-10   3,422 3,858     -436  
    20.279 COHEN & STEERS REAL ESTATE 2014-07 PURCHASE 2014-10   318 325     -7  
    812.888 DELAWARE CORPORATE BD FD 2014-10 PURCHASE 2014-11   4,853 4,925     -72  
    24.633 DELAWARE CORPORATE BD FD 2014-10 PURCHASE 2014-11   147 149     -2  
    WASH 24.633 DE CORP BD FD 2014-10 PURCHASE 2014-11   2       2  
    542.836 FIDELITY NEW MILLENIUM FUND 2014-01 PURCHASE 2014-10   20,975 21,878     -903  
    361.832 FIDELITY NEW MILLENIUM FUND 2014-01 PURCHASE 2014-10   13,981 14,583     -602  
    616.979 INVESCO FLOATING RATE FUND Y 2014-01 PURCHASE 2014-10   4,788 4,930     -142  
    766.164 LAZARD INTER STRAT EQUITY IS 2014-10 PURCHASE 2014-11   10,960 10,788     172  
    1489.89 MFS BOND FUND INSTITUTIONAL 2014-01 PURCHASE 2014-10   20,933 20,744     189  
    371.41 MFS BOND FUND INSTITUTIONAL 2014-07 PURCHASE 2014-10   5,218 5,171     47  
    611.658 NATIXIS LOOMIS SAY INV GR Y 2014-04 PURCHASE 2014-10   7,389 7,528     -139  
    569.0829 NATIXIS LOOMIS SAY INV GR Y 2014-04 PURCHASE 2014-11   6,937 7,004     -67  
    5.1581 NATIXIS LOOMIS SAY INV GR Y 2014-04 PURCHASE 2014-11   63 63        
    WASH 5.1581 NATIXIS LOOMIS SAY INV 2014-04 PURCHASE 2014-11              
    38.441 CALAMOS MARKET NEU INC FD I 2013-09 PURCHASE 2014-10   489 497     -8  
    171.753 OPPENHEIMER DEVELOPING MKT A 2013-01 PURCHASE 2014-10   6,441 6,577     -136  
    316.0 POWERSHARES S&P 500 LOW VOLA 2013-01 PURCHASE 2014-10   10,826 8,892     1,934  
    330.469 AMERICAN BEACON L/C VAL 2014-04 PURCHASE 2014-11   10,000 9,166     834  
    27.488 BLACKROCK HIGH YIELD BD INST 2014-04 PURCHASE 2014-10   221 229     -8  
    1600.627 CAMBIAR INTL EQUITY FD INV 2014-01 PURCHASE 2014-10   35,966 40,552     -4,586  
    338.596 CAMBIAR INTL EQUITY FD INV 2014-01 PURCHASE 2014-10   7,608 8,578     -970  
    32.224 COHEN & STEERS REAL EST SEC 2014-07 PURCHASE 2014-10   506 516     -10  
    787.8051 DELAWARE CORP BD FD CL I 2014-10 PURCHASE 2014-11   4,703 4,773     -70  
    49.7159 DELAWARE CORP BD FD CL I 2014-10 PURCHASE 2014-11   297 301     -4  
    WASH 49.7159 DELAWARE CORP BD FD CL 2014-10 PURCHASE 2014-11   4       4  
    910.74 FIDELITY NEW MILLENNIUM FD 2014-01 PURCHASE 2014-10   35,191 36,659     -1,468  
    572.086 FIDELITY NEW MILLENNIUM FD 2014-01 PURCHASE 2014-10   22,105 23,028     -923  
    987.373 INVESCO FLOATING RATE FD Y 2014-03 PURCHASE 2014-07   5,160 5,168     -8  
    238.8 INVESCO FLOATING RATE FD Y 2014-06 PURCHASE 2014-10   1,853 1,906     -53  
    1253.987 LAZARD INTER STRAT EQUITY I 2014-10 PURCHASE 2014-11   17,939 17,656     283  
    2106.902 MFS BOND FD INSTITUTIONAL 2014-01 PURCHASE 2014-10   29,602 29,428     174  
    1592.213 MFS BOND FD INSTITUTIONAL 2014-01 PURCHASE 2014-10   22,371 22,239     132  
    1183.42 NATIXIS LOOMIS SAY INV GR Y 2014-04 PURCHASE 2014-10   14,296 14,533     -237  
    558.0932 NATIXIS LOOMIS SAY INV GR Y 2014-04 PURCHASE 2014-10   6,803 6,854     -51  
    16.1478 NATIXIS LOOMIS SAY INV GR Y 2014-04 PURCHASE 2014-11   197 198     -1  
    WASH 16.1478 NATIXIS LOOMIS SAY INV 2014-04 PURCHASE 2014-11   1       1  
    82.0 POWERSHARES S&P 500 LOW VOLA 2014-01 PURCHASE 2014-10   2,817 2,361     456  
    69.116 CALAMOS MARKET NEW INC FD I 2013-09 PURCHASE 2014-10   878 893     -15  
    280.311 OPPENHEIMER DEVELOPING MKT A 2013-10 PURCHASE 2014-10   10,512 10,698     -186  
    436.0 POWERSHARES S&P 500 LOW VOLA 2013-01 PURCHASE 2014-10   14,981 12,555     2,426  
    182.147 AMER BEACON L/C VALUE INV 2015-01 PURCHASE 2015-05   5,215 4,987     228  
    3.541 AMER BEACON L/C VALUE INV 2014-10 PURCHASE 2015-06   100 97     3  
    0.656 AMER BEACON L/C VALUE INV 2014-10 PURCHASE 2015-07   18 18        
    94.117 AMER BEACON L/C VALUE INV 2014-10 PURCHASE 2015-09   2,364 2,577     -213  
    178.177 AMER CENT DISC GROWTH IV 2014-10 PURCHASE 2015-01   3,282 3,190     92  
    40.935 AMER CENT DISC GROWTH IV 2014-10 PURCHASE 2015-04   810 733     77  
    358.723 AMER CENT DISC GROWTH IV 2014-10 PURCHASE 2015-05   7,096 6,422     674  
    3.188 AMER CENT DISC GROWTH IV 2014-10 PURCHASE 2015-06   61 57     4  
    15.236 AMER CENT DISC GROWTH IV 2014-10 PURCHASE 2015-07   299 273     26  
    219.067 AMG MGRS INTMD DURATION GOVT 2014-10 PURCHASE 2015-04   2,425 2,409     16  
    42.899 AMG MGRS INTMD DURATION GOVT 2015-01 PURCHASE 2015-04   475 472     3  
    1.267 AMG MGRS INTMD DURATION GOVT 2015-01 PURCHASE 2015-05   14 14        
    16.474 AMG MGRS INTMD DURATION GOVT 2015-01 PURCHASE 2015-06   180 181     -1  
    58.075 ASTON FAIRPOINTE MIDCAP I 2015-01 PURCHASE 2015-04   2,554 2,658     -104  
    20.013 ASTON FAIRPOINTE MIDCAP I 2014-12 PURCHASE 2015-04   880 916     -36  
    2.6959 BAIRD AGGREGATE BOND FUND IS 2015-03 PURCHASE 2015-06   29 29        
    12.1081 BAIRD AGGREGATE BOND FUND IS 2015-03 PURCHASE 2015-06   129 132     -3  
    WASH 12.1081 BAIRD AGGREGATE BD FD I 2015-03 PURCHASE 2015-06   3       3  
    369.755 BLACKROCK HIGH YIELD BD INST 2014-04 PURCHASE 2015-01   2,891 3,073     -182  
    6.748 BLACKROCK HIGH YIELD BD INST 2014-12 PURCHASE 2015-01   53 56     -3  
    23.295 CALAMOS MRKT NEU INC FD I 2014-06 PURCHASE 2015-02   302 301     1  
    13.491 CALAMOS MRKT NEU INC FD I 2014-06 PURCHASE 2015-05   176 175     1  
    549.171 CALAMOS MRKT NEU INC FD I 2015-01 PURCHASE 2015-06   7,139 7,104     35  
    0.465 CALAMOS MRKT NEU INC FD I 2014-08 PURCHASE 2015-07   6 6        
    226.2357 COHEN & STEERS REA EST SEC 2014-07 PURCHASE 2015-06   3,699 3,719     -20  
    180.6483 COHEN & STEERS REA EST SEC 2014-07 PURCHASE 2015-06   2,954 2,970     -16  
    WASH 180.6483 COHEN & STEERS RE SEC 2014-07 PURCHASE 2015-06   16       16  
    682.567 DELAWARE CORP BD FD CL I 2015-01 PURCHASE 2015-05   4,048 4,121     -73  
    9.393 DELAWARE CORP BD FD CL I 2014-10 PURCHASE 2015-06   55 57     -2  
    23.284 FIDELITY GINNIE MAE FUND 2014-04 PURCHASE 2015-01   273 267     6  
    97.462 FIDELITY GINNIE MAE FUND 2014-10 PURCHASE 2015-04   1,142 1,133     9  
    475.754 FIDELITY GINNIE MAE FUND 2015-02 PURCHASE 2015-04   5,576 5,532     44  
    6.1053 FIDELITY GINNIE MAE FUND 2015-02 PURCHASE 2015-06   71 71        
    0.2907 FIDELITY GINNIE MAE FUND 2015-02 PURCHASE 2015-06   3 3        
    WASH 0.2907 FIDELITY GINNIE MAE FD 2015-02 PURCHASE 2015-06              
    110.567 JPMORGAN CORE PLUS BOND INST 2014-10 PURCHASE 2015-01   931 931        
    7.0006 JPMORGAN CORE PLUS BOND INST 2014-10 PURCHASE 2015-06   58 59     -1  
    12.7434 JPMORGAN CORE PLUS BOND INST 2014-10 PURCHASE 2015-06   105 107     -2  
    WASH 12.7434 JPMORGAN CORE PLS BD 2014-10 PURCHASE 2015-06   2       2  
    2.409 JPMORGAN INTREPID M/C SEL 2015-04 PURCHASE 2015-06   56 58     -2  
    WASH 2.409 JPMORGAN INTREPID M/C SEL 2015-04 PURCHASE 2015-06   2       2  
    113.798 LAZARD INTER STRAT EQUITY IS 2014-10 PURCHASE 2015-04   1,694 1,620     74  
    14.451 LAZARD INTER STRAT EQUITY IS 2014-10 PURCHASE 2015-05   216 206     10  
    32.82 LAZARD INTER STRAT EQUITY IS 2014-10 PURCHASE 2015-07   485 469     16  
    531.211 NATIXIS LOOMIS SAY INV GR Y 2015-01 PURCHASE 2015-06   6,173 6,435     -262  
    524.961 NATIXIS LOOMIS SAY INV GR Y 2015-01 PURCHASE 2015-03   6,100 6,359     -259  
    2.601 NUVEEN INFLATION PROT SEC I 2015-05 PURCHASE 2015-06   28 29     -1  
    392.8938 OAKMARK SELECT FUND CL I 2014-06 PURCHASE 2015-01   15,178 16,421     -1,243  
    157.8692 OAKMARK SELECT FUND CL I 2014-01 PURCHASE 2015-01   6,098 6,598     -500  
    WASH 157.8692 OAKMARK SEL FD CL I 2014-01 PURCHASE 2015-01   500       500  
    633.974 OAKMARK SELECT FUND CL I 2015-01 PURCHASE 2015-04   26,266 26,897     -631  
    57.443 OPPENHEIMER DEVOP MKT A 2014-07 PURCHASE 2015-01   2,006 2,199     -193  
    388.594 OPPENHEIMER DEVOP MKT A 2014-07 PURCHASE 2015-04   14,436 14,544     -108  
    230.632 OPPENHEIMER DEVOP MKT A 2015-01 PURCHASE 2015-04   8,568 8,632     -64  
    1.776 VANGUARD 500 INDEX FUND ADM 2014-11 PURCHASE 2015-05   349 338     11  
    0.168 VANGUARD 500 INDEX FUND ADM 2014-11 PURCHASE 2015-06   32 32        
    3.244 VANGUARD 500 INDEX FUND ADM 2014-11 PURCHASE 2015-07   631 617     14  
    16.6997 VANGUARD STRAT SM CAP EQUITY 2014-04 PURCHASE 2015-01   495 521     -26  
    29.6813 VANGUARD STRAT SM CAP EQUITY 2014-04 PURCHASE 2015-01   879 927     -48  
    WASH 29.6813 VANGUARD STRAT SM CAP E 2014-04 PURCHASE 2015-01   48       48  
    1.645 VICTORY TRIVALENT INTL SM I 2015-05 PURCHASE 2015-07   20 20        
    74.463 AMERICAN BEACON L/C VALUE INV 2014-04 PURCHASE 2015-05   2,132 2,039     93  
    446.734 AMG MGRS INTMD DURATION GOVT 2014-04 PURCHASE 2015-04   4,945 4,914     31  
    23.802 ASTON FAIRPOINTE MID CAP I 2013-09 PURCHASE 2015-01   928 1,076     -148  
    WASH 23.802 ASTON FAIRPOINTE MID CAP 2013-09 PURCHASE 2015-01   148       148  
    184.286 ASTON FAIRPOINTE MID CAP I 2014-03 PURCHASE 2015-04   8,105 8,434     -329  
    72.1533 CALAMOS MRKT NEU INC FD I 2013-09 PURCHASE 2015-01   916 933     -17  
    27.0097 CALAMOS MRKT NEU INC FD I 2013-09 PURCHASE 2015-01   343 349     -6  
    WASH 27.0097 CALAMOS MRKT NEU INC FD 2013-09 PURCHASE 2015-01   6       6  
    1204.203 CALAMOS MRKT NEU INC FD I 2014-01 PURCHASE 2015-02   15,606 15,568     38  
    13.82 COHEN & STEERS REAL ESTATE SEC 2014-07 PURCHASE 2015-07   195 221     -26  
    261.104 FIDELITY GINNIE MAE FUND 2014-04 PURCHASE 2015-04   3,060 3,036     24  
    157.868 OAKMARK SELECT FUND CL I 2013-12 PURCHASE 2015-04   6,540 6,698     -158  
    118.087 OPPENHEIMER DEVLOP MRKTS A 2013-12 PURCHASE 2015-01   4,125 4,520     -395  
    15.389 VANGUARD STRAT SM CAP EQ 2014-03 PURCHASE 2015-04   500 483     17  
    4.745 VANGUARD STRAT SM CAP EQ 2014-03 PURCHASE 2015-06   150 149     1  
    6.268 VANGUARD STRAT SM CAP EQ 2014-03 PURCHASE 2015-07   202 197     5  
    25.000 ANHEUSER BUSCH COS 4.625% 2004-05 PURCHASE 2015-02   25,000 24,165     835  
    131.77 AMERICAN BEACON L/C VALUE INV 2015-01 PURCHASE 2015-05   3,773 3,632     141  
    241.354 AMERICAN CENT DISC GRWTH IV 2014-10 PURCHASE 2015-01   4,446 4,321     125  
    68.212 AMERICAN CENT DISC GRWTH IV 2014-10 PURCHASE 2015-04   1,349 1,221     128  
    598.997 AMERICAN CENT DISC GRWTH IV 2014-10 PURCHASE 2015-05   11,848 10,724     1,124  
    19.316 AMERICAN CENT DISC GRWTH IV 2014-10 PURCHASE 2015-07   379 348     31  
    30.044 ASTON FAIRPOINTE MID CAP I 2014-01 PURCHASE 2015-01   1,171 1,368     -197  
    WASH 30.044 ASTON FAIRPOINE MID CAP 2014-01 PURCHASE 2015-01   197       197  
    111.278 ASTON FAIRPOINTE MID CAP I 2015-01 PURCHASE 2015-04   4,894 5,118     -224  
    41.668 ASTON FAIRPOINTE MID CAP I 2014-12 PURCHASE 2015-04   1,833 1,916     -83  
    22.473 BAIRD AGGREGATE BOND FD IS 2015-03 PURCHASE 2015-07   240 244     -4  
    WASH 22.473 BAIRD AGGREGATE BOND FD 2015-03 PURCHASE 2015-07   4       4  
    745.367 BLACKROCK HIGH YIELD BD INST 2014-12 PURCHASE 2015-01   5,829 6,203     -374  
    13.603 BLACKROCK HIGH YIELD BD INST 2014-12 PURCHASE 2015-01   106 113     -7  
    118.889 CALAMOS MRKT NEU INC FD I 2014-06 PURCHASE 2015-02   1,541 1,537     4  
    22.156 CALAMOS MRKT NEU INC FD I 2014-06 PURCHASE 2015-05   290 287     3  
    300.812 CALAMOS MRKT NEU INC FD I 2015-01 PURCHASE 2015-06   3,914 3,891     23  
    8.547 CALAMOS MRKT NEU INC FD I 2014-08 PURCHASE 2015-07   111 111        
    224.7662 COHEN & STEERS REAL EST SEC 2014-07 PURCHASE 2015-06   3,650 3,701     -51  
    326.3838 COHEN & STEERS REAL EST SEC 2014-07 PURCHASE 2015-06   5,300 5,374     -74  
    WASH 326.3838 COHEN & STEERS REAL ES 2014-07 PURCHASE 2015-06   74       74  
    10.275 COHEN & STEERS REAL EST SEC 2014-07 PURCHASE 2015-07   145 165     -20  
    278.7086 DELAWARE CORP BD FD CL I 2014-10 PURCHASE 2015-05   1,653 1,686     -33  
    715.2294 DELAWARE CORP BD FD CL I 2015-01 PURCHASE 2015-05   4,241 4,327     -86  
    WASH 715.2294 DELAWARE CORP BD FD CL 2015-01 PURCHASE 2015-05   86       86  
    16.057 DELAWARE CORP BD FD CL 2014-10 PURCHASE 2015-07   93 97     -4  
    11.978 FIDELITY GINNIE MAE FUND 2014-04 PURCHASE 2015-01   140 137     3  
    60.64 JPMORGAN CORE PLUS BD INST 2014-10 PURCHASE 2015-01   511 511        
    22.587 JPMORGAN CORE PLUS BD INST 2014-10 PURCHASE 2015-07   186 190     -4  
    WASH 22.587 JPMORGAN CORE PLUS BD IN 2014-10 PURCHASE 2015-07   4       4  
    189.232 LAZARD INTER STRAT EQUITY IS 2014-10 PURCHASE 2015-04   2,818 2,693     125  
    23.8 LAZARD INTER STRAT EQUITY IS 2014-10 PURCHASE 2015-05   356 339     17  
    3.185 LAZARD INTER STRAT EQUITY IS 2014-10 PURCHASE 2015-07   47 46     1  
    1660.114 NATIXIS LOOMIS SAY INV GR Y 2015-01 PURCHASE 2015-03   19,291 20,228     -937  
    572.682 NATIXIS LOOMIS SAY INV GR Y 2015-01 PURCHASE 2015-03   6,655 6,978     -323  
    4.145 NUVEEN INFL PROTECTION SEC I 2015-05 PURCHASE 2015-07   46 46        
    WASH 4.145 NUVEEN INFL PROTECTION SE 2015-05 PURCHASE 2015-07              
    616.0902 OAKMARK SELECT FUND CL I 2014-12 PURCHASE 2015-01   23,800 25,828     -2,028  
    258.3828 OAKMARK SELECT FUND CL I 2014-01 PURCHASE 2015-01   9,981 10,832     -851  
    WASH 258.3828 OAKMARK SELECT FUND CL 2014-01 PURCHASE 2015-01   851       851  
    1064.596 OAKMARK SELECT FUND CL I 2015-01 PURCHASE 2015-04   44,106 45,315     -1,209  
    103.324 OPPENHEIMER DEVELOP MKT A 2014-12 PURCHASE 2015-01   3,609 3,941     -332  
    649.269 OPPENHEIMER DEVELOP MKT A 2014-07 PURCHASE 2015-04   24,120 24,248     -128  
    384.89 OPPENHEIMER DEVELOP MKT A 2015-01 PURCHASE 2015-04   14,299 14,374     -75  
    2.886 VANGUARD 500 INDEX FUND ADM 2014-11 PURCHASE 2015-05   567 549     18  
    5.123 VANGUARD 500 INDEX FUND ADM 2014-11 PURCHASE 2015-07   997 976     21  
    15.607 VANGUARD STRAT SM CAP EQ 2014-04 PURCHASE 2015-01   462 488     -26  
    48.572 VANGUARD STRAT SM CAP EQ 2014-04 PURCHASE 2015-01   1,439 1,518     -79  
    WASH 48.572 VANGUARD STRAT SM CAP EQ 2014-04 PURCHASE 2015-01   79       79  
    296.717 AMERICAN BEACON L/C VAL INV 2014-04 PURCHASE 2015-05   8,495 8,179     316  
    0.141 AMG MGRS INTMD DURATION GOVT 2014-04 PURCHASE 2015-05   2 2        
    23.143 AMG MGRS INTMD DURATION GOVT 2014-04 PURCHASE 2015-07   254 254        
    WASH 23.143 AMG MGRS INTMD DUR GOVT 2014-04 PURCHASE 2015-07              
    285.394 ASTON FAIRPOINTE MID CAP I 2014-01 PURCHASE 2015-04   12,552 13,126     -574  
    36.0402 CALAMOS MRKT NEU IN FD I 2013-09 PURCHASE 2015-01   457 466     -9  
    44.1728 CALAMOS MRKT NEU IN FD I 2013-09 PURCHASE 2015-01   561 571     -10  
    WASH 44.1728 CALAMOS MRKT NEU IN FD 2013-09 PURCHASE 2015-01   10       10  
    1931.243 CALAMOS MRKT NEU IN FD I 2004-01 PURCHASE 2015-02   25,029 24,963     66  
    503.769 CALAMOS MRKT NEU IN FD I 2014-05 PURCHASE 2015-06   6,554 6,516     38  
    35.795 COHEN & STEERS REAL EST SEC I 2014-06 PURCHASE 2015-07   504 574     -70  
    9.275 FIDELITY GINNIE MAE FUND 2014-04 PURCHASE 2015-07   107 107        
    258.384 OAKMARK SELECT FUND CL I 2013-12 PURCHASE 2015-04   10,705 10,998     -293  
    170.72 OPPENHEIMER DEVELOP MKT A 2013-12 PURCHASE 2015-01   5,963 6,512     -549  
    25.686 VANGUARD STRAT SM CAP EQ 2014-03 PURCHASE 2015-04   834 806     28  
    4.925 VANGUARD STRAT SM CAP EQ 2014-03 PURCHASE 2015-07   159 155     4  

    TY 2014 InvestmentsCorpBondsSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Name of Bond End of Year Book Value End of Year Fair Market Value
    DNB A/C B - CORPORATE BONDS 77,158 79,501
    DNB A/C B - FIXED INCOME MUTUAL FUND 141,069 138,447
    DNB A/C A - CORPORATE BONDS 48,747 53,301
    DNB A/C A - FIXED INCOME MUTUAL FUND 83,920 82,091

    TY 2014 InvestmentsCorpStockSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Name of Stock End of Year Book Value End of Year Fair Market Value
    DNB A/C A - EQUITY MUTUAL FUNDS 209,243 194,752
    DNB A/C B - EQUITY MUTUAL FUNDS 378,379 350,859

    TY 2014 InvestmentsGovtObligationsSch
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    US Government Securities - End of Year Book Value:

    27,308
    US Government Securities - End of Year Fair Market Value:

    25,837
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2014 LegalFeesSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 224 67   157


    TY 2014 OtherExpensesSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    DNB DOC FEE - TRUST A 135     135
    DNB DOC FEE - TRUST B 135     135


    TY 2014 OtherIncreasesSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Description Amount
       


    TY 2014 OtherProfessionalFeesSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DNB ASSET MGMT FEES - TRUST A 3,660 1,098   2,562
    DNB ASSET MGMT FEES - TRUST B 6,102 1,831   4,271


    TY 2014 TaxesSchedule
    Name:
    THE THOMAS A FILLIPPO FOUNDATION
    TA FILLIPPO & JS FILLIPPOTTEES
    EIN: 20-0218191
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX TRUST A 49      
    FOREIGN TAX TRUST B 81      
    2013 INVESTMENT EXCISE TAX PAID 1,677