Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private
foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
A For the 2014 calendar year, or tax year beginning 06-01-2014 , and ending 05-31-2015
BCheck if applicable:
CName of organization
University of Miami
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
PO Box 248106
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Coral Gables, FL331242912
D Employer identification number

59-0624458
E Telephone number

G Gross receipts $ 3,757,493,392
F Name and address of principal officer:
Julio Frenk
1252 Memorial Dr Rm 230
CG,FL33146
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.MIAMI.EDU
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1925
M State of legal domicile: FL
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: The University of Miami's mission is to educate and nurture students, to create knowledge through its comprehensive research programs, and to provide patient care services to our community and beyond.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 66
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 59
5 Total number of individuals employed in calendar year 2014 (Part V, line 2a) ...... 5 23,985
6 Total number of volunteers (estimate if necessary) ............. 6 1,003
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 7,447,795
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 1,574,345
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 645,431,640 695,504,873
9 Program service revenue (Part VIII, line 2g) ......... 2,284,232,891 2,438,916,697
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 61,037,750 106,929,658
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 9,988,334 18,584,268
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 3,000,690,615 3,259,935,496
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 420,236,626 420,640,246
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,494,370,838 1,596,878,935
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 414,944 547,690
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet24,449,458    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,008,145,641 1,053,781,348
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 2,923,168,049 3,071,848,219
19 Revenue less expenses. Subtract line 18 from line 12....... 77,522,566 188,087,277
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 3,438,736,549 3,621,404,251
21 Total liabilities (Part X, line 26)............. 1,705,131,403 1,810,868,250
22 Net assets or fund balances. Subtract line 21 from line 20..... 1,733,605,146 1,810,536,001
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet
Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2014)
Form 990 (2014)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: See Form 990, Part I, Line 1, Description of Organization Mission.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,032,362,601 including grants of $ 367,162,791 ) (Revenue $ 757,807,091 )
See Schedule OInstruction, academic support, student services:The University of Miami (UM) is a private not-for-profit institution with more than 16,000 students. The University's 11 colleges and schools offer the following degree options: 116 undergraduate, 105 masters, and 63 doctoral (59 research/scholarship and 4 professional practice).The School of Architecture, founded in 1983, offers accredited professional undergraduate and graduate degrees in architecture and several post-professional graduate degrees. Programs include the professional Bachelor of Architecture (B.Arch) and the Master of Architecture (M.Arch); the post-professional Master of Science in Architecture in 5 tracks; the Master of Urban Design (M.U.D); and the Master of Real Estate Development and Urbanism (MRED+U), an interdisciplinary one-year graduate program that draws on the real-life experience of Developers-in-Residence and faculty support from the Schools of Business Administration and Law as well as Architecture. In 2012, the School appeared for the first time among the top twenty architecture programs in the Design Intelligence annual survey.The College of Arts and Sciences enrolls over 4,100 undergraduate and 600 graduate students in 20 departments and 10 interdisciplinary programs. Sixteen departments offer graduate degrees in the fine arts, natural sciences, humanities, and social sciences.The College of Engineering comprises five departments that offer degrees in aerospace, architectural, biomedical, civil, computer, electrical, environmental, industrial, and mechanical engineering, as well as engineering science. The College of Engineering offers a five-year B.S./M.S. degree program for our undergraduates, as well as traditional master's and doctoral degrees in a number of disciplines, with several specializations in each field of study. Consistent with the tradition of collaboration among the University of Miami schools and colleges, engineering students participate in a number of interdisciplinary programs, including partnerships between the biomedical engineering program and the School of Medicine (premedical concentration); the architectural engineering program and the School of Architecture; the audio engineering program and the School of Music; and the industrial engineering program and the School of Business Administration. Consisting of over 1,100 undergraduate students and over 230 graduate students, the College boasts an impressively diverse student body, consisting of students from 45 different countries including 29% Hispanic and 7% Black. Females represent 28% of the students (compared to an 18% national average, according to the most recent statistics from the American Society for Engineering Education).The School of Law presently enrolls nearly 1,070 candidates for either J.D., LL.M. or dual degrees, and has over 20,000 alumni worldwide. The J.D. program enrolls approximately 935 students from more than 120 colleges and universities throughout the United States. Of the entering J.D. students, approximately 50% are women, 41% are members of minority groups, and 44% are from outside Florida. Close to 61% speak more than one language. The School offers graduate programs in International Law (specializations in Inter-American Law, General International Law, and U.S. and Transnational Law for Foreign Lawyers), International Arbitration, Ocean and Coastal Law, Entertainment, Art and Sports, Taxation, Taxation of Cross Border Investments, Estate Planning, and Real Property Development, the latter 2 offer courses online as well as on-campus. The graduate program in International Law and its three different specializations enroll over 45 foreign lawyers from nearly 20 nations. The School also offers several joint degree programs. It is the only law school to offer a J.D./Master's in Music Business, in addition to J.D./M.B.A., J.D./M.P.S. in Marine Affairs, J.D./M.P.H. in Public Health, J.D./M.A. in Law and Communications, J.D./M.D., J.D./M.P.A. in Public Administration, J.D./LL.M. in Tax, International Law, Ocean and Coastal Law, Estate Planning or Real Property Development, and a J.D./M.B.A./LL.M. in Tax, Real Property Development or Estate Planning. The School is regularly ranked among the top law schools by U.S. News and World Report for Tax Programs, and its alumni are regularly featured in Super Lawyers Magazine.The Leonard M. Miller School of Medicine has grown rapidly in both size and reputation, earning international acclaim for research, clinical care, and biomedical innovations. The school has more than 1,400 full-time clinical and basic science faculty members and an additional 1,500 professionals from the community serving as voluntary faculty in various departments. Along with the M.D. degree, the school offers two specialized B.S./M.D. programs, a combined M.D./Ph.D. program, an M.D./M.B.A. program, a 4-year and a 5-year M.D./M.P.H. program and 4-year M.D./M.S. in Genomic Medicine, a six-year M.D./J.D. program, graduate degrees in ten areas, postdoctoral programs, and continuing medical education courses.
4b (Code:   ) (Expenses $ 329,919,398 including grants of $ 30,032,789 ) (Revenue $ 102,079,168 )
See Schedule OResearch and Public Service:UM has been classified by the Carnegie Commission as a Very High Research University. The School of Architecture's areas of focus include the Internet of Things, smart cities, digital fabrication, new urbanism, classical and traditional architecture, and contemporary modernism. They also include health and the built environment, with health care design studios and courses and a continuing research partnership with faculty in the Miller School of Medicine; tropical and subtropical coastal design, building on faculty experience in locations such as Santo Domingo, Mumbai, Cape Town, and Barranquilla.The College of Arts and Sciences provides numerous community outreach activities, including student musical theatre and drama productions at the Jerry Herman Ring Theatre and Alvin Sherman Family Stage; student, faculty, and visiting artist exhibitions in the College of Arts and Sciences Gallery and the Project Space in the design district of downtown Miami; lectures and other educational programs sponsored by the Center for the Humanities; volunteer activities in the public schools, hospitals and community clinics for developmentally disabled children; technology workshops for Miami-Dade public school teachers sponsored by the Department of Modern Languages Laboratory; and a series of programs, hosted by several departments and funded by various federal agencies and private foundations, to enhance the diversity of students pursuing scientific careers through research opportunities for pre-college and undergraduate students; and career development opportunities for high-school and community-college faculty.The School of Law offers two externship programs and foreign exchange programs in Argentina, Belgium, Brazil, China, Colombia, France, Germany, Ireland, Israel, Spain, and Switzerland. The School's award-winning clinics, currently ten focusing on different areas of the law, offer exceptional training grounds and give students practical, hands-on lawyering while also helping needy and underrepresented individuals. The School is also home to LawWithoutWalls (LWOW), an innovative academic model that brings together students, faculty, practitioners, and entrepreneurs from around the country and the world to explore innovation in legal education and practice.The Rosenstiel School of Marine & Atmospheric Science is one of the leading oceanographic research and education institutions in the nation. Known originally as the University's marine laboratory, it was founded in 1943. It evolved into the Institute for Marine Science in 1961, and eight years later became the Rosenstiel School of Marine & Atmospheric Science (RSMAS) within the University of Miami. The Virginia Key campus has grown to include modern research and teaching facilities, a dedicated academic library, and an internationally recognized Marine Invertebrate Museum. RSMAS also operates a state-of-the-art 96-foot catamaran research vessel, the F.G. Walton Smith, and pioneered the first-ever marine and atmospheric laboratory aboard a cruise ship, Royal Caribbean Cruise Lines' Explorer of the Seas. CSTARS (Center for Southeastern Tropical Advanced Remote Sensing), located on the Richmond campus in south Miami-Dade county was launched in 2003, and conducts research with remotely sensed data received from earth-orbiting satellite systems. This state-of-the-art real-time reception and analysis facility provides data for environmental monitoring from 16 commercial satellites, available 24/7. The predictive power concentrated on this 78-acre campus is helping to provide vital, life-saving information regarding earthquakes, hurricanes, typhoons, freak waves and other natural and manmade disasters, including monitoring of the earthquakes in Haiti and Chile, and the Deepwater Horizon oil spill.The Leonard M. Miller School of Medicine has been designated a Center for AIDS Research (CFAR), the only such center in Florida, and is leading the University's prestigious Clinical and Translational Science Institute (CTSI), awarded by the NIH. Other clinical and research programs include the John P. Hussman Institute for Human Genomics, the Interdisciplinary Stem Cell Institute, the Dr. John T. Macdonald Foundation Biomedical Nanotechnology Institute, the Miami Transplant Institute, The Miami Project to Cure Paralysis, the Diabetes Research Institute, the Mailman Center for Child Development, and many more.
4c (Code:   ) (Expenses $ 1,199,552,345 including grants of $ 17,122 ) (Revenue $ 1,469,196,957 )
See Schedule OHealth Care:Located north of downtown Miami near the Civic Center in the Miami Health District, the Leonard M. Miller School of Medicine's campus consists of approximately 72-acres of owned and leased land within the 153-acre University of Miami/Jackson Memorial Medical Center complex. Each year the University of Miami Health System's nearly 1,000 physicians have nearly two million scheduled patient encounters and represent more than 100 medical specialties and sub-specialties. University of Miami Hospital is the flagship hospital of the University of Miami Health System (UHealth). The University also owns two other hospitals: Sylvester Comprehensive Cancer Center/UMHC - University of Miami Hospital & Clinics and Anne Bates Leach Eye Hospital, home of Bascom Palmer Eye Institute. For the twelfth year in a row, Bascom Palmer was named the number one eye hospital in the country by U.S. News & World Report in its annual "America's Best Hospitals" issue. Three additional specialties were rated high-performing. Seven pediatric specialties made the list of "America's Best Children's Hospitals." In addition to the three University-owned hospitals, there are also three primary hospitals affiliated with UHealth: Jackson Memorial Hospital, the primary teaching hospital for the medical school; Holtz Children's Hospital; and the Miami VA Healthcare System. There are also more than a dozen outpatient clinics across Miami-Dade, Broward, Palm Beach, and Collier counties including multi-disciplinary clinics at UHealth at Kendall and UHealth at Plantation.
(Code:   ) (Expenses $ 245,113,566 including grants of $ 23,427,544 ) (Revenue $ 235,751,287 )
Expenses primarily represent auxiliary enterprises, including intercollegiate athletics, parking, student housing and student dining. Other program services revenues primarily represent auxiliary enterprises revenue, investment income, and investment losses.
4d Other program services (Describe in Schedule O.)
(Expenses $ 245,113,566 including grants of $ 23,427,544 ) (Revenue $ 235,751,287 )
4e Total program service expensesMediumBullet2,806,947,910
Form 990 (2014)
Form 990 (2014)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part III
Click to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment
...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment
...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment....
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions) .... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H.... Click to see attachment
20a
Yes
 
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? Click to see attachment
20b
Yes
 
Form 990 (2014)
Form 990 (2014)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................ Click to see attachment
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
Yes
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I.... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If "Yes," complete Schedule L, Part II................ Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III......... Click to see attachment
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV .......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV
..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I
...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2014)
Form 990 (2014)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
24,932
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
23,985
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletBD
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
Yes
 
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
2
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
No
8
Sponsoring organizations maintaining donor advised funds.
Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year?
.........................
8
 
 
9a
Did the sponsoring organization make any taxable distributions under section 4966?...
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2014)
Form 990 (2014)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
66
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
59
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
FL
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletGabriel G Eszterhas Associate VP & Controller

1320 S Dixie Highway Suite 150
Coral Gables,FL331462912 (305) 284-4877
Form 990 (2014)
Form 990 (2014)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) Leonard Abess........................................................................
Trustee
20.00
.......................  
X           0 0 0
(2) Stuart A Miller........................................................................
Trustee & Chair
5.00
.......................  
X           0 0 0
(3) Wayne E Chaplin........................................................................
Trustee
2.00
.......................  
X           0 0 0
(4) William L Morrison........................................................................
Trustee
2.00
.......................  
X           0 0 0
(5) Aaron S Podhurst........................................................................
Trustee
5.00
.......................  
X           0 0 0
(6) Albert Vara........................................................................
Trustee
0.00
.......................  
X           0 0 0
(7) Alex E Rodriguez........................................................................
Trustee
1.00
.......................  
X           0 0 0
(8) Alfred R Camner........................................................................
Trustee
4.00
.......................  
X           0 0 0
(9) Allan M Herbert........................................................................
Trustee
20.00
.......................  
X           0 0 0
(10) Arthur H Hertz........................................................................
Trustee
10.00
.......................  
X           0 0 0
(11) Arva Parks McCabe........................................................................
Trustee
5.00
.......................  
X           0 0 0
(12) Barbara Hecht Havenick........................................................................
Trustee
2.00
.......................  
X           0 0 0
(13) Bernard J Kosar Jr........................................................................
Trustee
1.00
.......................  
X           0 0 0
(14) Betty G Amos........................................................................
Trustee
3.00
.......................  
X           0 0 0
(15) Brenda Yester Baty........................................................................
Trustee
2.00
.......................  
X           0 0 0
(16) Carlos M de la Cruz Sr........................................................................
Trustee
4.00
.......................  
X           0 0 0
(17) Carlos M Gutierrez........................................................................
Trustee
2.00
.......................  
X           0 0 0
Form 990 (2014)
Form 990 (2014)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) Charles E Cobb........................................................................
Trustee
3.00
.......................  
X           0 0 0
(19) David Kraslow........................................................................
Trustee
1.00
.......................  
X           0 0 0
(20) David L Epstein........................................................................
Trustee
3.00
.......................  
X           0 0 0
(21) David R Weaver........................................................................
Trustee
10.00
.......................  
X           0 0 0
(22) Doyle Beneby........................................................................
Trustee
0.00
.......................  
X           0 0 0
(23) E Roe Stamps IV........................................................................
Trustee
2.00
.......................  
X           0 0 0
(24) Fred Berens........................................................................
Trustee
5.00
.......................  
X           0 0 0
(25) G Ed Williamson........................................................................
Trustee
2.00
.......................  
X           0 0 0
(26) George Feldenkreis........................................................................
Trustee
1.00
.......................  
X           0 0 0
(27) HT Smith Jr........................................................................
Trustee
5.00
.......................  
X           0 0 0
(28) Edward A Dauer........................................................................
Trustee / Faculty Member
40.00
.......................  
X           89,542 0 27,679
(29) Hilarie Bass........................................................................
Trustee & Vice Chair
2.00
.......................  
X           0 0 0
(30) Jayne Sylvester Malfitano........................................................................
Trustee
5.00
.......................  
X           0 0 0
(31) Joaquin F Blaya........................................................................
Trustee
7.00
.......................  
X           0 0 0
(32) John E Calles........................................................................
Trustee
1.00
.......................  
X           0 0 0
(33) Jon Batchelor........................................................................
Trustee
2.00
.......................  
X           0 0 0
(34) Jorge M Perez........................................................................
Trustee
2.00
.......................  
X           0 0 0
(35) Jose P Bared........................................................................
Trustee
4.00
.......................  
X           0 0 0
(36) Joseph Echevarria........................................................................
Trustee
2.00
.......................  
X           0 0 0
(37) Judi Prokop Newman........................................................................
Trustee
1.00
.......................  
X           0 0 0
(38) Laurie S Silvers........................................................................
Trustee
1.00
.......................  
X           0 0 0
(39) Lois Pope........................................................................
Trustee
2.00
.......................  
X           0 0 0
(40) M Anthony Burns........................................................................
Trustee
5.00
.......................  
X           0 0 0
(41) Manuel Kadre........................................................................
Trustee
4.00
.......................  
X           0 0 0
(42) Marc Buoniconti........................................................................
Trustee
10.00
.......................  
X           0 0 0
(43) Marilyn J Holifield........................................................................
Trustee
1.00
.......................  
X           0 0 0
(44) Michael I Abrams........................................................................
Trustee
1.00
.......................  
X           0 0 0
(45) Michael Piechoski........................................................................
Trustee
2.00
.......................  
X           0 0 0
(46) Nicholas A Buoniconti........................................................................
Trustee
10.00
.......................  
X           0 0 0
(47) Patricia W Toppel........................................................................
Trustee
2.00
.......................  
X           0 0 0
(48) Paul J DiMare........................................................................
Trustee
4.00
.......................  
X           0 0 0
(49) Phillip Frost........................................................................
Trustee
0.00
.......................  
X           0 0 0
(50) Phillip T George........................................................................
Trustee
4.00
.......................  
X           0 0 0
(51) Richard D Fain........................................................................
Trustee & Vice Chair
2.00
.......................  
X           0 0 0
(52) Robert A Mann........................................................................
Trustee
10.00
.......................  
X           0 0 0
(53) Ronald G Stone........................................................................
Trustee
10.00
.......................  
X           0 0 0
(54) Rose Ellen Greene........................................................................
Trustee
0.00
.......................  
X           0 0 0
(55) Stanley H Arkin........................................................................
Trustee
0.00
.......................  
X           0 0 0
(56) Steven J Green........................................................................
Trustee
0.00
.......................  
X           0 0 0
(57) Steven J Saiontz........................................................................
Trustee
2.00
.......................  
X           0 0 0
(58) Steven Sonberg........................................................................
Trustee
5.00
.......................  
X           0 0 0
(59) Thelma VA Gibson........................................................................
Trustee
2.00
.......................  
X           0 0 0
(60) Thomas D Wood........................................................................
Trustee
1.00
.......................  
X           0 0 0
(61) Tracey Berkowitz........................................................................
Trustee
5.00
.......................  
X           0 0 0
(62) Alfred A Bunge........................................................................
Trustee
0.00
.......................  
X           0 0 0
(63) Susan Lytle Lipton........................................................................
Trustee
0.00
.......................  
X           0 0 0
(64) Daniela Lorenzo........................................................................
Trustee
0.00
.......................  
X           0 0 0
(65) Amy Halpern........................................................................
Trustee
0.00
.......................  
X           0 0 0
(66) Donna E Shalala........................................................................
President
80.00
.......................  
X   X       1,206,598 0 380,846
(67) Thomas J LeBlanc........................................................................
Executive VP & Provost
50.00
.......................  
    X       789,298 0 36,678
(68) P Goldschmidt-Clermont........................................................................
Sr VP Medical Affairs-Dean Sch Med
90.00
.......................  
    X       1,277,879 0 76,969
(69) Joseph T Natoli........................................................................
Sr VP Business & Finance and CFO
70.00
.......................  
    X       1,283,889 0 36,106
(70) Sergio M Gonzalez........................................................................
Sr VP, Advancement & External Affair
50.00
.......................  
    X       656,123 0 97,009
(71) John G Haller........................................................................
VP, Enrollment Management
1.00
.......................  
    X       166,297 0 5,240
(72) John R Shipley........................................................................
VP & Treasurer
55.00
.......................  
    X       418,610 0 38,860
(73) Rodolfo Fernandez........................................................................
VP for Government Affairs
55.00
.......................  
    X       258,363 0 74,079
(74) Larry D Marbert........................................................................
VP for Real Estate & Facilities
65.00
.......................  
    X       394,146 0 26,404
(75) Jacqueline R Menendez........................................................................
VP for University Communications
60.00
.......................  
    X       304,355 0 65,266
(76) Aileen M Ugalde........................................................................
VP, General Counsel, University Sec
60.00
.......................  
    X       573,451 0 44,108
(77) Patricia A Whitely........................................................................
VP for Student Affairs
75.00
.......................  
    X       412,868 0 55,023
(78) Nerissa Morris........................................................................
VP for Human Resources
65.00
.......................  
    X       432,049 0 26,773
(79) Leslie Dellinger Aceituno........................................................................
Assistant University Secretary
60.00
.......................  
    X       111,215 0 26,315
(80) Stephen Cawley........................................................................
VP for Information Technology
80.00
.......................  
    X       437,430 0 28,961
(81) Mark Diaz........................................................................
VP of Budget and Planning
70.00
.......................  
    X       824,087 0 57,133
(82) Rudolph Rudy Green........................................................................
VP & Chief Compliance Officer
60.00
.......................  
    X       301,661 0 44,957
(83) Alfred J Golden........................................................................
Head Coach, Football
84.00
.......................  
        X   2,691,066 0 36,237
(84) James J Larranaga........................................................................
Head Coach, Basketball
80.00
.......................  
        X   1,295,327 0 44,231
(85) Nestor de la Cruz-Munoz........................................................................
Associate Professor Dept of Surgery
60.00
.......................  
        X   1,478,424 0 34,889
(86) Dipen J Parekh........................................................................
Professor, Urology
80.00
.......................  
        X   1,102,135 0 35,137
(87) Lee D Kaplan........................................................................
Professor, Orthopaedics
71.00
.......................  
        X   1,483,566 0 40,586
(88) Theresa L Ashman fmr........................................................................
Associate VP & Controller
60.00
.......................  
          X 264,590 0 33,863
(89) David A Lubarsky fmr........................................................................
Chief Med & System Integration Offcr
80.00
.......................  
          X 1,138,076 0 60,794
(90) Alan S Livingstone MDfmr........................................................................
Chief Exec, UHealth Clinical
90.00
.......................  
          X 865,696 0 34,589
(91) Steven Falcone fmr........................................................................
Chief Executive, UHealth Clinical
70.00
.......................  
          X 712,913 0 84,534
(92) John Sory fmr........................................................................
Chief Exec,UHealth Regional Alliance
62.00
.......................  
          X 441,226 0 40,718
(93) Daniel J Snyder fmr........................................................................
CEO, Univ of Miami Hospital
80.00
.......................  
          X 230,929 0 1,282
(94) Richard Ballard fmr........................................................................
CEO, Univ of Miami Hosp & Clinics
48.00
.......................  
          X 416,479 0 35,977
(95) Michael Gittelman fmr........................................................................
CEO, Anne Bates Leach Eye Hospital
60.00
.......................  
          X 368,406 0 34,325
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 22,426,694 0 1,665,568
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet2,321
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
Arellano Construction Co

7255 NW 19 St Suite B
Miami,FL33126
Construction Services 12,308,152
Skanska USA Building Inc

4950 W Kennedy Blvd Suite 600
Tampa,FL33609
Construction Services 10,330,463
DTZ Inc

275 Grove St Suite 3-200
Auburndale,MA02466
Facilities Operations 9,494,751
GCA Education Services Inc

4702 Western Ave Suite 101
Knoxville,TN37921
Maintenance & Repair Services 8,880,048
Chartwells

PO Box 50196
Los Angeles,CA90074
Food Services 8,579,554
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet487
Form 990 (2014)
Form 990 (2014)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a 1,002,200
b Membership dues....1b  
c Fundraising events....1c 2,464,900
d Related organizations...1d  
e Government grants (contributions)1e 409,074,165
f All other contributions, gifts, grants, and
similar amounts not included above
1f
282,963,608
g Noncash contributions included in lines
1a-1f:$
16,224,350
h Total. Add lines 1a-1f.......MediumBullet 695,504,873
 Program Service RevenueAmt Business Code
2a Hospitals and Clinics 900099 1,052,074,830 1,052,074,830    
b Tuition and Fees 900099 701,834,405 701,834,405    
c Medical Prof Practice 900099 386,070,643 385,358,185 712,458  
d Local Grants and Contr 900099 142,487,878 142,487,878    
e Auxiliary Enterprises 900099 126,886,918 54,329,308 3,757,995 68,799,615
f All other program service revenue . 29,562,023 28,211,740 1,350,283  
g Total. Add lines 2a–2f........MediumBullet 2,438,916,697
 OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 20,393,874     20,393,874
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties...........MediumBullet 8,991,793     8,991,793
(i) Real (ii) Personal
6a Gross rents 7,969,834 2,056
b Less: rental expenses 2,864,184 387
c Rental income or (loss) 5,105,650 1,669
d Net rental income or (loss).......MediumBullet 5,107,319   1,669 5,105,650
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 557,770,089 22,404,161
b Less: cost or other basis and sales expenses 475,320,970 18,317,496
c Gain or (loss) 82,449,119 4,086,665
d Net gain or (loss)..........MediumBullet 86,535,784   1,534,867 85,000,917
8a Gross income from fundraising events (not including
$ 2,464,900
of contributions reported on line 1c). See Part IV, line 18 ..
a 359,471
b Less: direct expenses ...b 1,051,657
c Net income or (loss) from fundraising events..MediumBullet -692,186   -692,186
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a 5,151
b Less: cost of goods sold ..b 3,202
c Net income or (loss) from sales of inventory..MediumBullet 1,949   1,949  
Miscellaneous Revenue Business Code
11a Advertising 541800 47,574   47,574  
b Other Revenue 531390 41,000   41,000  
c            
d All other revenue .... 5,086,819     5,086,819
e Total. Add lines 11a–11d ...... MediumBullet 5,175,393
12 Total revenue. See Instructions......MediumBullet 3,259,935,496 2,364,296,346 7,447,795 192,686,482
Form 990 (2014)
Form 990 (2014)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 28,681,459 28,681,459
2 Grants and other assistance to domestic individuals. See Part IV, line 22 .... 387,166,661 387,166,661
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16 ............ 4,792,126 4,792,126
4 Benefits paid to or for members ....    
5 Compensation of current officers, directors, trustees, and key employees .... 18,543,660 1,645,759 14,302,033 2,595,868
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages .... 1,203,093,317 1,096,961,825 94,005,468 12,126,024
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 93,808,829 86,681,172 5,994,170 1,133,487
9 Other employee benefits ....... 207,345,995 155,658,847 49,003,968 2,683,180
10 Payroll taxes ........... 74,087,134 66,838,512 6,176,567 1,072,055
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 6,389,933 429,686 5,960,247  
c Accounting ........... 808,012 6,365 801,647  
d Lobbying ........... 263,184   263,184  
e Professional fundraising services. See Part IV, line 17 547,690 547,690
f Investment management fees ...... 9,826,069 9,826,069    
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) .... 195,781,684 163,186,454 31,903,700 691,530
12 Advertising and promotion .... 12,979,651 12,539,109 316,168 124,374
13 Office expenses ....... 69,813,112 64,102,214 4,754,527 956,371
14 Information technology ...... 21,703,476 17,885,607 3,817,869  
15 Royalties .. 1,287,477 1,287,477    
16 Occupancy ........... 118,213,333 111,452,704 6,517,948 242,681
17 Travel ............ 25,525,815 24,282,528 841,352 401,935
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 22,088,314 18,871,539 1,728,769 1,488,006
20 Interest ........... 37,182,729 35,794,096 1,388,633  
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 131,381,974 125,597,451 5,784,523  
23 Insurance .............. 43,447,468 41,084,238 2,361,808 1,422
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a Medical Supplies 293,214,777 293,214,777    
b Miscellaneous 62,765,890 58,961,235 3,419,820 384,835
c UBIT Income Tax 1,108,450   1,108,450  
d
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 3,071,848,219 2,806,947,910 240,450,851 24,449,458
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2014)
Form 990 (2014)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 30,239,296 1 39,411,303
2 Savings and temporary cash investments ......... 73,018,005 2 124,293,702
3 Pledges and grants receivable, net ........... 137,095,993 3 199,507,271
4 Accounts receivable, net ............. 274,209,883 4 309,391,795
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net ............. 64,595,310 7 60,083,569
8 Inventories for sale or use .............. 21,482,052 8 25,679,360
9 Prepaid expenses and deferred charges .......... 31,932,111 9 34,440,870
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 3,072,423,485
b Less: accumulated depreciation ..... 10b 1,408,287,859 1,591,940,201 10c 1,664,135,626
11 Investments—publicly traded securities .......... 177,526,956 11 124,016,412
12 Investments—other securities. See Part IV, line 11 ..... 957,937,805 12 976,560,029
13 Investments—program-related. See Part IV, line 11 .....   13  
14 Intangible assets ............... 1,127,000 14 1,127,000
15 Other assets. See Part IV, line 11 ........... 77,631,937 15 62,757,314
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 3,438,736,549 16 3,621,404,251
Liabilities 17 Accounts payable and accrued expenses ......... 176,324,098 17 227,361,414
18 Grants payable .................   18  
19 Deferred revenue ................ 73,562,699 19 106,770,424
20 Tax-exempt bond liabilities ............. 794,544,555 20 781,596,843
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties .... 109,543,929 24 169,311,900
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 551,156,122 25 525,827,669
26 Total liabilities. Add lines 17 through 25......... 1,705,131,403 26 1,810,868,250
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 874,065,032 27 857,247,413
28 Temporarily restricted net assets ........... 416,287,211 28 474,873,295
29 Permanently restricted net assets ........... 443,252,903 29 478,415,293
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 1,733,605,146 33 1,810,536,001
34 Total liabilities and net assets/fund balances ........ 3,438,736,549 34 3,621,404,251
Form 990 (2014)
Form 990 (2014)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
3,259,935,496
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
3,071,848,219
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
188,087,277
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
1,733,605,146
5
Net unrealized gains (losses) on investments ...............
5
-57,722,872
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-53,433,550
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
1,810,536,001
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? .................
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2014)
Form 990 (2014)
Page 13
Form 990, Special Condition Description:
Special Condition Description
Form 990 (2014)
Form 990 (2014)
Page 14
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public
Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
a
b
c
d
e
f
Enter the number of supported organizations .............................  
g
Provide the following information about the supported organization(s).
(i)Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total    

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) 2014 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 668,320,066 664,112,561 665,082,826 645,431,640 695,504,873 3,338,451,966
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 668,320,066 664,112,561 665,082,826 645,431,640 695,504,873 3,338,451,966
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4. 3,338,451,966
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) 2014 (f) Total
7 Amounts from line 4.. 668,320,066 664,112,561 665,082,826 645,431,640 695,504,873 3,338,451,966
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 61,014,907 62,841,566 67,787,860 70,328,911 118,800,048 380,773,292
9 Net income from unrelated business activities, whether or not the business is regularly carried on.. 1,084,829 1,083,998 1,555,052 1,151,702 1,574,344 6,449,925
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..            
11 Total support Add lines 7 through 10. 3,725,675,183
12
12
11,013,324,346
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
89.610 %
15
15
90.670 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) 2014 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) 2014 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 11 of Part I. If you checked 11a of Part I, complete Sections A and B. If you checked 11b of Part I, complete Sections A and C. If you checked 11c of Part I, complete Sections A, D, and E. If you checked 11d of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 11a or 11b in Part I, answer (b) and (c) below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations....
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed, (ii) the reasons for each such action, (iii) the authority under the organization's organizing document authorizing such action, and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (a) its supported organizations; (b) individuals that are part of the charitable class benefited by one or more of its supported organizations; or (c) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in IRC 4958(c)(3)(C)), a family member of a substantial contributor, or a 35-percent controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part II of Schedule L (Form 990).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9(a)) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9(a)) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of IRC 4943 because of IRC 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in (a) above?
11b
 
 
c
A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.
11c
 
 
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 5
Part IV
Supporting Organizations (continued)

Section B. Type I Supporting Organizations
Yes
No
1
Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (1) a written notice describing the type and amount of support provided during the prior tax year, (2) a copy of the Form 990 that was most recently filed as of the date of notification, and (3) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer (a) and (b) below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer (a) and (b) below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 6
Part V – Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations

1.   Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970. See instructions. All other Type III non-functionally integrated supporting organizations must complete Sections A through E.
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    

Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors (explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by .035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    

Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7   Check here if the current year is the organization's first as a non-functionally-integrated Type III supporting organization (see instructions)
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 7
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity
 
3 Administrative expenses paid to accomplish exempt purposes of supported organizations  
4 Amounts paid to acquire exempt-use assets  
5 Qualified set-aside amounts (prior IRS approval required)  
6 Other distributions (describe in Part VI). See instructions  
7Total annual distributions. Add lines 1 through 6.  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions
 
9 Distributable amount for 2014 from Section C, line 6  
10 Line 8 amount divided by Line 9 amount  

Section E - Distribution Allocations (see instructions) (i)
Excess Distributions
(ii)
Underdistributions
Pre-2014
(iii)
Distributable
Amount for 2014
1 Distributable amount for 2014 from Section C, line
6
 
2 Underdistributions, if any, for years prior to 2014
(reasonable cause required--see instructions)
 
3 Excess distributions carryover, if any, to 2014:
a From 2009.......X
b From 2010.......X
c From 2011.......X
d From 2012.......X
e From 2013.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2014 distributable amount  
i Carryover from 2009 not applied (see
instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.  
4Distributions for 2014 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2014 distributable amount  
c Remainder. Subtract lines 4a and 4b from 4.  
5 Remaining underdistributions for years prior to
2014, if any. Subtract lines 3g and 4a from line 2
(if amount greater than zero, see instructions)
 
6 Remaining underdistributions for 2014. Subtract
lines 3h and 4b from line 1 (if amount greater than
zero, see instructions)
 
7 Excess distributions carryover to 2015. Add lines
3j and 4c.
 
8 Breakdown of line 7:
a From 2010.......X
b From 2011.......X
c From 2012.......X
d From 2013.......  
e From 2014.......  
Schedule A (Form 990 or 990-EZ) (2014)
Schedule A (Form 990 or 990-EZ) 2014
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2014

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2014)

Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Page 2
Name of organization
University of Miami
 
Employer identification number

59-0624458
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
RESTRICTED
 
 

   
 
 
  ,    

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Page 3
Name of organization
University of Miami
 
Employer identification number

59-0624458
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Page 4
Name of organization
University of Miami
 
Employer identification number

59-0624458
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10)
that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public
Inspection
If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2014

Schedule C (Form 990 or 990-EZ) 2014
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
organization's
totals
(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...... 0  
b Total lobbying expenditures to influence a legislative body (direct lobbying) ....... 263,184  
c Total lobbying expenditures (add lines 1a and 1b) ................... 263,184  
d Other exempt purpose expenditures ........................ 3,065,964,107  
e Total exempt purpose expenditures (add lines 1c and 1d) ............... 3,066,227,291  
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
1,000,000  
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) ................. 250,000  
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................ 0  
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................ 0  
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in)
(a) 2011 (b) 2012 (c) 2013 (d) 2014 (e) Total
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
b Lobbying ceiling amount
(150% of line 2a, column(e))
6,000,000
c Total lobbying expenditures 300,005 301,917 273,233 263,184 1,138,339
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
e Grassroots ceiling amount
(150% of line 2d, column (e))
1,500,000
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2014


Schedule C (Form 990 or 990-EZ) 2014
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? ..........................
 
 
 
j
Total. Add lines 1c through 1i ...............................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2014

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $ 671,850
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $ 55,723,592
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenue included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2014

Schedule D (Form 990) 2014
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
public ed & outreach programs
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability?
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII .......
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 865,434,666 777,946,842 678,694,294 719,851,550 618,236,320
b Contributions ........ 32,562,542 25,884,017 22,091,982 21,377,588 15,963,186
c Net investment earnings, gains, and losses 26,787,748 96,424,339 109,828,176 -32,451,356 116,702,475
d Grants or scholarships ..... -6,981,057 -6,545,053 -6,177,708 -5,541,013 -5,675,165
e Other expenditures for facilities
and programs ........
-30,474,584 -28,275,479 -26,489,902 -24,542,475 -25,375,267
f Administrative expenses ....          
g End of year balance ...... 887,329,315 865,434,666 777,946,842 678,694,294 719,851,550
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet20.600 %
b
Permanent endowment SchDMd Bullet46.900 %
c
Temporarily restricted endowment SchDMd Bullet32.500 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   87,356,788 87,356,788
b Buildings ................   1,800,141,517 820,846,246 979,295,271
c Leasehold improvements ............   49,826,485 32,920,804 16,905,681
d Equipment ................   714,915,193 448,364,856 266,550,337
e Other .................   420,183,502 106,155,953 314,027,549
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 1,664,135,626
Schedule D (Form 990) 2014

Schedule D (Form 990) 2014
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives -4,436,859 F
(2)Closely-held equity interests    
(3)Other
(A) Limited Partnerships
620,447,444 F

(B) Mutual Funds
284,718,519 F

(C) Other
75,830,925 F






Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 976,560,029
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
Medical Self-Insurance Reserves 97,182,947
Refundable Deposits 479,746
Accrued Postretirement Benefit Cost 217,643,198
Annuities Payable 8,834,298
Refundable Federal Student Loans 23,229,637
Other Liabilities 178,457,843



Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 525,827,669
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2014

Schedule D (Form 990) 2014
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 2,816,994,350
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a -57,722,872
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d -50,635
e Add lines 2a through 2d ..................... 2e -57,773,507
3 Subtract line 2e from line 1..................... 3 2,874,767,857
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 9,826,069
b Other (Describe in Part XIII.) ........... 4b 375,341,570
c Add lines 4a and 4b....................... 4c 385,167,639
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 3,259,935,496
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 2,686,680,580
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e 0
3 Subtract line 2e from line 1..................... 3 2,686,680,580
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 9,826,069
b Other (Describe in Part XIII.) ............ 4b 375,341,570
c Add lines 4a and 4b....................... 4c 385,167,639
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 3,071,848,219
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Part III, Line 4: Part III, Line 4: Art Collection: The mission of the Lowe Art Museum, the art museum of the University of Miami, is to serve the University, the Greater South Florida communities, and national and international visitors as a teaching and exhibiting resource through its permanent and borrowed collections. The Museum: collects original, quality works of art primarily from Asia, Africa, Europe and the Americas; exhibits and preserves the permanent collection according to the highest professional standards; researches the permanent collection and publishes new findings in exhibition catalogues and articles; organizes traveling exhibitions and loans of individual works from the permanent collection to expand knowledge and appreciation of art both regionally and nationally; enhances the appreciation of the permanent collection through borrowed and organized traveling exhibitions and loans of individual works; and, supports, extends and enriches the mission of the University of Miami for students, faculty, scholars, residents, and visitors to South Florida to appreciate and more fully comprehend art and its history. More information on the Museum can be found on its website at www.miami.edu/lowe.
Part V, Line 4: Part V, Line 4: Endowment Funds: The University's endowment is used to support the University's mission which is to educate and nurture students, to create knowledge through its comprehensive research programs, and to provide patient care services to its community and beyond. Distributions from the University's endowment are mainly used for student scholarships and fellowships, endowed chairs, research, school/college support, academic program support, library support, and general University support.
Part X, Line 2: Fin 48 Footnote: The University is exempt from federal income taxes under section 501(c)(3) of the Internal Revenue Code. Accordingly, no provision for income taxes is made in the financial statements. At May 31, 2015, there were no uncertain tax positions. The University files tax returns with U.S. federal and other tax authorities for which the statute of limitations may go back to the year ended May 31, 2012.
Part XI, Line 2d - Other Adjustments: Refunds of Program service Rev. - Hospitals.& Clinics - 0 Refunds of Contributions - $50,635
Part XI, Line 4b - Other Adjustments: See Part XI
Part XII, Line 4b - Other Adjustments: See Part XI
Part XI and XII, Line 4b: Other Revenue and Expense Reconciling Items: Tuition discounting $213,259,071, grants and contracts pass-through transactions from sponsoring agencies $166,164,461. Less: non-program related rental expenses $2,864,570; cost of sales of inventories/other assets $119,530; and direct expenses related to fundraising events $1,051,657 and various others $46,205.
Schedule D (Form 990) 2014

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Information about Schedule E (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047 2014Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) (2014)
Schedule E (Form 990 or 990EZ) (2014)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide any other additional information (see instructions).
Return Reference Explanation
Schedule E, Part I, Line 3 The University publishes its Equal Opportunity Policy and Non-discrimination Policy Statement in the following publications: * Workplace Equity & Performance Web site * All UM web sites state our Non-discrimination policy under a link for "Privacy Statement and Legal Notices" * Students Rights and Responsibilities Handbook * Academic Bulletin * Student Handbook distributed at Orientation * Faculty Manual * Employee Handbook * Various public bulletin boards located throughout the various campuses, in contracts with other vendors, during University employee orientation, University Career Website, etc.
Schedule E, Part I, Line 6 The University provides financial assistance in the form of grants to award scholarships and fellowships to students attending the University. In addition, government agencies award grants to the University for research.
Schedule E (Form 990 or 990-EZ) (2014)
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants
and other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria
used to award the grants or assistance? ...........................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region
(f) Total expenditures
for and investments
in region
Central America & the Caribbean 0 0 Program Services Grants to Recipients 817,091
East Asia & the Pacific 0 0 Program Services Grants to Recipients 25,012
Europe 0 0 Program Services Grants to Recipients 681,555
Middle East & North Africa 0 0 Program Services Grants to Recipients 189,208
North America 0 0 Program Services Grants to Recipients 216,660
South America 0 0 Program Services Grants to Recipients 382,936
South Asia 0 0 Program Services Grants to Recipients 6,015
Sub-Saharan Africa 0 0 Program Services Grants to Recipients 752,219
Central American and the Caribbean 0 0 Program Services Travel - Institutional Research and Education 218,496
East Asia & the Pacific 0 0 Program Services Travel - Institutional Research and Education 473,403
Europe 0 0 Program Services Travel - Institutional Research and Education 1,218,534
Middle East & North Africa 0 0 Program Services Travel - Institutional Research and Education 78,419
North America 0 0 Program Services Travel - Institutional Research and Education 256,555
Russia and Neighboring States 0 0 Program Services Travel - Institutional Research and Education 31,789
South America 0 0 Program Services Travel - Institutional Research and Education 472,186
South Asia 0 0 Program Services Travel - Institutional Research and Education 45,054
Sub-Saharan Africa 0 0 Program Services Travel - Institutional Research and Education 83,189
Central America and the Caribbean 0 0 Investments N/A 70,290,045
Central America and the Caribbean 0 2 Program Services Independent Contractors-Institutional Research and Education 18,259
East Asia and the Pacific 0 5 Program Services Independent Contractors-Institutional Research and Education 56,237
Europe 0 26 Program Services Independent Contractors-Institutional Research and Education 1,676,220
Middle East and North Africa 0 2 Program Services Independent Contractors-Institutional Research and Education 11,098
North America 0 12 Program Services Independent Contractors-Institutional Research and Education 484,004
South America 0 5 Program Services Independent Contractors-Institutional Research and Education 13,510
South Asia 0 2 Program Services Independent Contractors-Institutional Research and Education 41,004
Sub-Saharan Africa 0 1 Program Services Independent Contractors-Institutional Research and Education 3,016
3a Sub-total ..... 0 0 3,070,696
b Total from continuation sheets to Part I ... 0 55 75,471,018
c Totals (add lines 3a and 3b) 0 55 78,541,714
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2014
Schedule F (Form 990) 2014
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(a)(c) Region (b)(d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount
of non-cash
assistance
(h) Description
of non-cash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
Central America & the Caribbean Research 22,703 Wire Transfer   N/A N/A
Central America & the Caribbean Research 794,389 Wire Transfer   N/A N/A
East Asia & the Pacific Research 12,581 Check   N/A N/A
East Asia & the Pacific Research 12,431 Wire Transfer   N/A N/A
Europe Research 31,294 Check   N/A N/A
Europe Research 97,311 Check   N/A N/A
Europe Research 225,802 Check   N/A N/A
Europe Research 47,778 Check   N/A N/A
Europe Research 86,383 Check   N/A N/A
Europe Research 35,411 Check   N/A N/A
Europe Research 23,925 Check   N/A N/A
Europe Research 25,200 Wire Transfer   N/A N/A
Europe Research 73,728 Wire Transfer   N/A N/A
Europe Research 24,723 Wire Transfer   N/A N/A
Europe General Support 10,000 Wire Transfer   N/A N/A
Middle East & North Africa Research 33,734 Check   N/A N/A
Middle East & North Africa Research 58,540 Check   N/A N/A
Middle East & North Africa Research 96,934 Wire Transfer   N/A N/A
North America Research 194,877 Check   N/A N/A
North America Research 16,173 Check   N/A N/A
North America Research 5,610 Check   N/A N/A
South America Research 6,000 Check   N/A N/A
South America Research 19,566 Check   N/A N/A
South America Research 57,000 Wire Transfer   N/A N/A
South America Research 107,292 Wire Transfer   N/A N/A
South America Research 33,813 Wire Transfer   N/A N/A
South America Research 55,251 Wire Transfer   N/A N/A
South America Research 89,000 Wire Transfer   N/A N/A
South America General Support 15,015 Wire Transfer   N/A N/A
South Asia General Support 6,015 Wire Transfer   N/A N/A
Sub-Saharan Africa Research 294,176 Wire Transfer   N/A N/A
Sub-Saharan Africa Research 100,000 Check   N/A N/A
Sub-Saharan Africa Research 187,542 Wire Transfer   N/A N/A
Sub-Saharan Africa Research 26,850 Check   N/A N/A
Sub-Saharan Africa Research 143,650 Wire Transfer   N/A N/A
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
3
3
Enter total number of other organizations or entities .......................MediumBullet
28
Schedule F (Form 990) 2014
Schedule F (Form 990) 2014Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
Scholarships, Fellowship Grants Central America and the Caribbean 6 60,302 Check 0 N/A N/A
Scholarships, Fellowship Grants East Asia and the Pacific 48 745,627 Check 0 N/A N/A
Scholarships, Fellowship Grants Europe 29 296,842 Check 0 N/A N/A
Scholarships, Fellowship Grants Middle East and North Africa 4 69,438 Check 0 N/A N/A
Scholarships, Fellowship Grants North America 16 129,146 Check 0 N/A N/A
Scholarships, Fellowship Grants Russia and Neighboring States 3 46,704 Check 0 N/A N/A
Scholarships, Fellowship Grants South America 13 118,572 Check 0 N/A N/A
Scholarships, Fellowship Grants South Asia 14 215,977 Check 0 N/A N/A
Scholarships, Fellowship Grants Sub-Saharan Africa 8 38,822 Check 0 N/A N/A
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2014
Schedule F (Form 990) 2014
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; do not file with Form 990)............................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713; do not file with Form 990).....................................
Schedule F (Form 990) 2014
Schedule F (Form 990) 2014
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
Part I, Line 2: Procedures for Monitoring Grants Outside the United States: The University awards grants as subcontracts to foreign organizations for the purpose of conducting research and research training. Prior to the University awarding the subcontract, the organization is required to submit the proposed scope of work and a budget. Once reviewed and approved, a formal subcontract is issued with the terms and conditions of the award. To comply with terms and conditions of the subcontract, the foreign organization must submit an invoice together with supporting documentation. Upon receipt of the invoice, the faculty member at the University responsible for the grant or his/her designee approves the invoice for payment. In addition, monitoring of the science is conducted by the University faculty member responsible for the grant via site visits, correspondence, phone calls, etc. Reports required under the terms and conditions of the subcontract are submitted by the grantee.
Part I, line 3: Activity Expenditures: Expenditures are recorded based on the accrual method of accounting and are recorded when incurred.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2014
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17. Form 990-EZ
filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
 
RuffaloCody LLC
65 Kirkwood N Rd SW
 
Cedar Rapids, IA52404
Campaign Management   No 592,556 547,690 44,866
             
             
             
             
             
             
             
             
             
Total .................right arrow 592,556 547,690 44,866
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
MD
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2014
Schedule G (Form 990 or 990-EZ) 2014
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

Dinner Gala
(event type)
(b) Event #2

Dinner Gala
(event type)
(c) Other events

9
(total number)
(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 1,273,138 376,950 1,174,283 2,824,371
2 Less: Contributions . . 1,183,087 339,819 941,994 2,464,900
3 Gross income (line 1
minus line 2) . . .
90,051 37,131 232,289 359,471
VerticalDirectExpenses 4 Cash prizes . . . 0 0 500 500
5 Noncash prizes . . 511 1,386 1,006 2,903
6 Rent/facility costs . . 12,800 3,632 47,115 63,547
7 Food and beverages . 7,881 60,020 253,722 321,623
8 Entertainment . . . 249,017 9,948 90,685 349,650
9 Other direct expenses . 179,201 11,708 122,525 313,434
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 1,051,657
11 Net income summary. Subtract line 10 from line 3, column (d)........... right arrow -692,186
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
%
%
%
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow  
9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2014
Schedule G (Form 990 or 990-EZ) 2014
Page 3
11
Does the organization conduct gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activities conducted in:
a
The organization's facility ......................
13a
%
b
An outside facility ........................
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $  
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information (see instructions).
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2014
Additional Data


Software ID:  
Software Version:  
SCHEDULE H (Form 990)
Department of the TreasuryInternal Revenue Service
Hospitals
MediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, question 20.
MediumBullet Attach to Form 990.
MediumBullet Information about Schedule H (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Financial Assistance and Certain Other Community Benefits at Cost
Yes
No
1a
Did the organization have a financial assistance policy during the tax year? If "No," skip to question 6a ...
1a
Yes
 
b
If "Yes," was it a written policy? .......................
1b
Yes
 
2
If the organization had multiple hospital facilities, indicate which of the following best describes application of the financial assistance policy to its various hospital facilities during the tax year.
3
Answer the following based on the financial assistance eligibility criteria that applied to the largest number of the organization's patients during the tax year.
a
Did the organization use Federal Poverty Guidelines (FPG) as a factor in determining eligibility for providing free care?
If "Yes," indicate which of the following was the FPG family income limit for eligibility for free care:
3a
Yes
 
%
b
Did the organization use FPG as a factor in determining eligibility for providing discounted care? If "Yes," indicate
which of the following was the family income limit for eligibility for discounted care: .........
3b
 
No
%
c
If the organization used factors other than FPG in determining eligibility, describe in Part VI the criteria used for determining eligibility for free or discounted care. Include in the description whether the organization used an asset test or other threshold, regardless of income, as a factor in determining eligibility for free or discounted care.
4
Did the organization's financial assistance policy that applied to the largest number of its patients during the tax year provide for free or discounted care to the "medically indigent"? ..............

4

Yes

 
5a
Did the organization budget amounts for free or discounted care provided under its financial assistance policy during the tax year? ............................

5a

Yes

 
b
If "Yes," did the organization's financial assistance expenses exceed the budgeted amount? ......
5b
 
No
c
If "Yes" to line 5b, as a result of budget considerations, was the organization unable to provide free or discountedcare to a patient who was eligibile for free or discounted care? ..............
5c
 
 
6a
Did the organization prepare a community benefit report during the tax year? ..........
6a
 
No
b
If "Yes," did the organization make it available to the public? ..............
6b
 
 
Complete the following table using the worksheets provided in the Schedule H instructions. Do not submit these worksheets with the Schedule H.
7
Financial Assistance and Certain Other Community Benefits at Cost
Financial Assistance and
Means-Tested
Government Programs
(a) Number of activities or programs (optional) (b) Persons served (optional) (c) Total community benefit expense (d) Direct offsetting revenue (e) Net community benefit expense (f) Percent of total expense
a Financial Assistance at cost
(from Worksheet 1) ..
    9,057,000   9,057,000 0.290 %
b Medicaid (from Worksheet 3,
column a) ....
    117,171,108 116,875,058 296,050 0.010 %
c Costs of other means-tested
government programs (from
Worksheet 3, column b) .
           
d Total Financial Assistance
and Means-Tested
Government Programs .
    126,228,108 116,875,058 9,353,050 0.300 %
Other Benefits
    3,614,320 2,847,678 766,642 0.020 %
e Community health
improvement services and
community benefit operations
(from Worksheet 4) ..
f Health professions education
(from Worksheet 5) ..
    19,386,507 3,927,126 15,459,381 0.500 %
g Subsidized health services
(from Worksheet 6) ..
    1,395,413 1,395,413    
h Research (from Worksheet 7)     168,032,743 164,138,378 3,894,365 0.130 %
i Cash and in-kind
contributions for community
benefit (from Worksheet 8)
    106,440 100,000 6,440 0 %
j Total. Other Benefits ..     192,535,423 172,408,595 20,126,828 0.650 %
k Total. Add lines 7d and 7j .     318,763,531 289,283,653 29,479,878 0.950 %
For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat. No. 50192T Schedule H (Form 990) 2014
Schedule H (Form 990) 2014
Page
Part II
Community Building Activities Complete this table if the organization conducted any community building activities during the tax year, and describe in Part VI how its community building activities promoted the health of the communities it serves.
(a) Number of activities or programs (optional) (b) Persons served (optional) (c) Total community building expense (d) Direct offsetting
revenue
(e) Net community building expense (f) Percent of total expense
1 Physical improvements and housing            
2 Economic development            
3 Community support     1,833,602 1,611,518 222,084 0.010 %
4 Environmental improvements            
5 Leadership development and training for community members            
6 Coalition building            
7 Community health improvement advocacy            
8 Workforce development            
9 Other            
10 Total     1,833,602 1,611,518 222,084 0.010 %
Part III
Bad Debt, Medicare, & Collection Practices
Section A. Bad Debt Expense
Yes
No
1
Did the organization report bad debt expense in accordance with Heathcare Financial Management Association Statement No. 15? ..........................
1
Yes
 
2
Enter the amount of the organization's bad debt expense. Explain in Part VI the methodology used by the organization to estimate this amount. ......
2
76,570,336
3
Enter the estimated amount of the organization's bad debt expense attributable to patients eligible under the organization's financial assistance policy. Explain in Part VI the methodology used by the organization to estimate this amount and the rationale, if any, for including this portion of bad debt as community benefit. ......
3
 
4
Provide in Part VI the text of the footnote to the organization’s financial statements that describes bad debt expense or the page number on which this footnote is contained in the attached financial statements.
Section B. Medicare
5
Enter total revenue received from Medicare (including DSH and IME).....
5
236,572,929
6
Enter Medicare allowable costs of care relating to payments on line 5.....
6
276,644,870
7
Subtract line 6 from line 5. This is the surplus (or shortfall)........
7
-40,071,941
8
Describe in Part VI the extent to which any shortfall reported in line 7 should be treated as community benefit.Also describe in Part VI the costing methodology or source used to determine the amount reported on line 6.Check the box that describes the method used:
Section C. Collection Practices
9a
Did the organization have a written debt collection policy during the tax year? ..........
9a
Yes
 
b
If "Yes," did the organization’s collection policy that applied to the largest number of its patients during the tax year contain provisions on the collection practices to be followed for patients who are known to qualify for financial assistance? Describe in Part VI.......................

9b

Yes

 
Part IV
Management Companies and Joint Ventures(owned 10% or more by officers, directors, trustees, key employees, and physicians—see instructions)
(a) Name of entity (b) Description of primary
activity of entity
(c) Organization's
profit % or stock
ownership %
(d) Officers, directors,
trustees, or key
employees' profit %
or stock ownership %
(e) Physicians'
profit % or stock
ownership %
1
2
3
4
5
6
7
8
9
10
11
12
13
Schedule H (Form 990) 2014
Schedule H (Form 990) 2014
Page
Part VFacility Information
Section A. Hospital Facilities
(list in order of size from largest to smallest—see instructions)
How many hospital facilities did the organization operate during the tax year?3
Name, address, primary website address, and state license number (and if a group return, the name and EIN of the subordinate hospital organization that operates the hospital facility)
Licensed Hospital General-Medical-Surgical Children's Hospital Teaching Hospital Critical Hospital ResearchGrp Facility ER-24Hours ER-Other Other (describe) Facility reporting group
1 University of Miami Hospital
1400 NW 12 Avenue
Miami,FL33136
umiamihospital.com
#4109
X X   X     X      
2 University of Miami Hospital & Clinics
1475 NW 12 Avenue
Miami,FL33136
sylvester.org
#4074
X X                
3 Anne Bates Leach Eye Hospital
900 NW 17 Street
Miami,FL33136
bascompalmer.org
#4040
X           X      
Schedule H (Form 990) 2014
Schedule H (Form 990) 2014
Page
Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)
University of Miami Hospital
Name of hospital facility or letter of facility reporting group  
Line number of hospital facility, or line numbers of hospital facilities in a facility
reporting group (from Part V, Section A):
1
Yes No
Community Health Needs Assessment
1 Was the hospital facility first licensed, registered, or similarly recognized by a State as a hospital facility in the current tax year or the immediately preceding tax year?....................... 1   No
2 Was the hospital facility acquired or placed into service as a tax-exempt hospital in the current tax year or the immediately preceding tax year? If “Yes,” provide details of the acquisition in Section C.......... 2   No
3 During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 12.................... 3 Yes  
If "Yes," indicate what the CHNA report describes (check all that apply):
a
b
c
d
e
f
g
h
i
j
4 Indicate the tax year the hospital facility last conducted a CHNA: 20 12
5 In conducting its most recent CHNA, did the hospital facility take into account input from persons who represent the broad interests of the community served by the hospital facility, including those with special knowledge of or expertise in public health? If "Yes," describe in Section C how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted ................. 5 Yes  
6a Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If "Yes," list the other hospital facilities in Section C................................ 6a   No
b Was the hospital facility’s CHNA conducted with one or more organizations other than hospital facilities?” If “Yes,” list the other organizations in Section C. ............................ 6b   No
7 Did the hospital facility make its CHNA report widely available to the public? .............. 7 Yes  
If "Yes," indicate how the CHNA report was made widely available (check all that apply):
a
b
c
d
8 Did the hospital facility adopt an implementation strategy to meet the significant community health needs
identified through its most recently conducted CHNA? If "No," skip to line 11. .............
8 Yes  
9 Indicate the tax year the hospital facility last adopted an implementation strategy: 20 12
10 Is the hospital facility's most recently adopted implementation strategy posted on a website? ........ 10   No
a If "Yes" (list url):  
b If "No," is the hospital facility’s most recently adopted implementation strategy attached to this return? ...... 10b Yes  
11 Describe in Section C how the hospital facility is addressing the significant needs identified in its most recently conducted CHNA and any such needs that are not being addressed together with the reasons why such needs are not being addressed.
12a Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)? ........................... 12a   No
b If "Yes" to line 12a, did the organization file Form 4720 to report the section 4959 excise tax? ...... 12b    
c If "Yes" to line 12b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $  

Schedule H (Form 990) 2014
Schedule H (Form 990) 2014
Page
Part VFacility Information (continued)

University of Miami Hospital
Name of hospital facility or letter of facility reporting group  
Yes No
Financial Assistance Policy (FAP)
Did the hospital facility have in place during the tax year a written financial assistance policy that:
13 Explained eligibility criteria for financial assistance, and whether such assistance included free or discounted care? 13 Yes  
If “Yes,” indicate the eligibility criteria explained in the FAP:
a
b
c
d
e
f
g
h
14 Explained the basis for calculating amounts charged to patients?................. 14 Yes  
15 Explained the method for applying for financial assistance?................... 15 Yes  
If “Yes,” indicate how the hospital facility’s FAP or FAP application form (including accompanying instructions) explained the method for applying for financial assistance (check all that apply):
a
b
c
d
e
16 Included measures to publicize the policy within the community served by the hospital facility?....... 16 Yes  
If "Yes," indicate how the hospital facility publicized the policy (check all that apply):
a
b
c
d
e
f
g
h
i
Billing and Collections
17 Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy (FAP) that explained all of the actions the hospital facility or other authorized party may take upon non-payment?.................................. 17 Yes  
18 Check all of the following actions against an individual that were permitted under the hospital facility's policies during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP:
a
b
c
d
e
Schedule H (Form 990) 2014
Schedule H (Form 990) 2014
Page
Part VFacility Information (continued)

University of Miami Hospital
Name of hospital facility or letter of facility reporting group  
Yes No
19 Did the hospital facility or other authorized third party perform any of the following actions during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP?......... 19   No
If "Yes," check all actions in which the hospital facility or a third party engaged:
a
b
c
d
20 Indicate which efforts the hospital facility or other authorized party made before initiating any of the actions listed (whether or not checked) in line 18. (check all that apply):
a
b
c
d
e
f
Policy Relating to Emergency Medical Care
21 Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that required the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?................ 21 Yes  
If "No," indicate why:
a
b
c
d
Charges to Individuals Eligible for Assistance Under the FAP (FAP-Eligible Individuals)
22 Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.
a
b
c
d
23 During the tax year, did the hospital facility charge any FAP-eligible individual to whom the hospital facility provided emergency or other medically necessary services more than the amounts generally billed to individuals who had insurance covering such care? ................................ 23   No
If "Yes," explain in Section C.
24 During the tax year, did the hospital facility charge any FAP-eligible individual an amount equal to the gross charge for any service provided to that individual? ........................... 24   No
If "Yes," explain in Section C.
Schedule H (Form 990) 2014
Schedule H (Form 990) 2014
Page
Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)
University of Miami Hospital & Clinics
Name of hospital facility or letter of facility reporting group  
Line number of hospital facility, or line numbers of hospital facilities in a facility
reporting group (from Part V, Section A):
2
Yes No
Community Health Needs Assessment
1 Was the hospital facility first licensed, registered, or similarly recognized by a State as a hospital facility in the current tax year or the immediately preceding tax year?....................... 1   No
2 Was the hospital facility acquired or placed into service as a tax-exempt hospital in the current tax year or the immediately preceding tax year? If “Yes,” provide details of the acquisition in Section C.......... 2   No
3 During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 12.................... 3 Yes  
If "Yes," indicate what the CHNA report describes (check all that apply):
a
b
c
d
e
f
g
h
i
j
4 Indicate the tax year the hospital facility last conducted a CHNA: 20 12
5 In conducting its most recent CHNA, did the hospital facility take into account input from persons who represent the broad interests of the community served by the hospital facility, including those with special knowledge of or expertise in public health? If "Yes," describe in Section C how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted ................. 5 Yes  
6a Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If "Yes," list the other hospital facilities in Section C................................ 6a   No
b Was the hospital facility’s CHNA conducted with one or more organizations other than hospital facilities?” If “Yes,” list the other organizations in Section C. ............................ 6b   No
7 Did the hospital facility make its CHNA report widely available to the public? .............. 7 Yes  
If "Yes," indicate how the CHNA report was made widely available (check all that apply):
a
b
c
d
8 Did the hospital facility adopt an implementation strategy to meet the significant community health needs
identified through its most recently conducted CHNA? If "No," skip to line 11. .............
8 Yes  
9 Indicate the tax year the hospital facility last adopted an implementation strategy: 20 12
10 Is the hospital facility's most recently adopted implementation strategy posted on a website? ........ 10   No
a If "Yes" (list url):  
b If "No," is the hospital facility’s most recently adopted implementation strategy attached to this return? ...... 10b Yes  
11 Describe in Section C how the hospital facility is addressing the significant needs identified in its most recently conducted CHNA and any such needs that are not being addressed together with the reasons why such needs are not being addressed.
12a Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)? ........................... 12a   No
b If "Yes" to line 12a, did the organization file Form 4720 to report the section 4959 excise tax? ...... 12b    
c If "Yes" to line 12b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $  

Schedule H (Form 990) 2014
Schedule H (Form 990) 2014
Page
Part VFacility Information (continued)

University of Miami Hospital & Clinics
Name of hospital facility or letter of facility reporting group  
Yes No
Financial Assistance Policy (FAP)
Did the hospital facility have in place during the tax year a written financial assistance policy that:
13 Explained eligibility criteria for financial assistance, and whether such assistance included free or discounted care? 13 Yes  
If “Yes,” indicate the eligibility criteria explained in the FAP:
a
b
c
d
e
f
g
h
14 Explained the basis for calculating amounts charged to patients?................. 14 Yes  
15 Explained the method for applying for financial assistance?................... 15 Yes  
If “Yes,” indicate how the hospital facility’s FAP or FAP application form (including accompanying instructions) explained the method for applying for financial assistance (check all that apply):
a
b
c
d
e
16 Included measures to publicize the policy within the community served by the hospital facility?....... 16 Yes  
If "Yes," indicate how the hospital facility publicized the policy (check all that apply):
a
b
c
d
e
f
g
h
i
Billing and Collections
17 Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy (FAP) that explained all of the actions the hospital facility or other authorized party may take upon non-payment?.................................. 17 Yes  
18 Check all of the following actions against an individual that were permitted under the hospital facility's policies during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP:
a
b
c
d
e
Schedule H (Form 990) 2014
Schedule H (Form 990) 2014
Page
Part VFacility Information (continued)

University of Miami Hospital & Clinics
Name of hospital facility or letter of facility reporting group  
Yes No
19 Did the hospital facility or other authorized third party perform any of the following actions during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP?......... 19   No
If "Yes," check all actions in which the hospital facility or a third party engaged:
a
b
c
d
20 Indicate which efforts the hospital facility or other authorized party made before initiating any of the actions listed (whether or not checked) in line 18. (check all that apply):
a
b
c
d
e
f
Policy Relating to Emergency Medical Care
21 Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that required the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?................ 21   No
If "No," indicate why:
a
b
c
d
Charges to Individuals Eligible for Assistance Under the FAP (FAP-Eligible Individuals)
22 Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.
a
b
c
d
23 During the tax year, did the hospital facility charge any FAP-eligible individual to whom the hospital facility provided emergency or other medically necessary services more than the amounts generally billed to individuals who had insurance covering such care? ................................ 23   No
If "Yes," explain in Section C.
24 During the tax year, did the hospital facility charge any FAP-eligible individual an amount equal to the gross charge for any service provided to that individual? ........................... 24   No
If "Yes," explain in Section C.
Schedule H (Form 990) 2014
Schedule H (Form 990) 2014
Page
Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)
Anne Bates Leach Eye Hospital
Name of hospital facility or letter of facility reporting group  
Line number of hospital facility, or line numbers of hospital facilities in a facility
reporting group (from Part V, Section A):
3
Yes No
Community Health Needs Assessment
1 Was the hospital facility first licensed, registered, or similarly recognized by a State as a hospital facility in the current tax year or the immediately preceding tax year?....................... 1   No
2 Was the hospital facility acquired or placed into service as a tax-exempt hospital in the current tax year or the immediately preceding tax year? If “Yes,” provide details of the acquisition in Section C.......... 2   No
3 During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 12.................... 3 Yes  
If "Yes," indicate what the CHNA report describes (check all that apply):
a
b
c
d
e
f
g
h
i
j
4 Indicate the tax year the hospital facility last conducted a CHNA: 20 12
5 In conducting its most recent CHNA, did the hospital facility take into account input from persons who represent the broad interests of the community served by the hospital facility, including those with special knowledge of or expertise in public health? If "Yes," describe in Section C how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted ................. 5 Yes  
6a Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If "Yes," list the other hospital facilities in Section C................................ 6a   No
b Was the hospital facility’s CHNA conducted with one or more organizations other than hospital facilities?” If “Yes,” list the other organizations in Section C. ............................ 6b   No
7 Did the hospital facility make its CHNA report widely available to the public? .............. 7 Yes  
If "Yes," indicate how the CHNA report was made widely available (check all that apply):
a
b
c
d
8 Did the hospital facility adopt an implementation strategy to meet the significant community health needs
identified through its most recently conducted CHNA? If "No," skip to line 11. .............
8 Yes  
9 Indicate the tax year the hospital facility last adopted an implementation strategy: 20 13
10 Is the hospital facility's most recently adopted implementation strategy posted on a website? ........ 10   No
a If "Yes" (list url):  
b If "No," is the hospital facility’s most recently adopted implementation strategy attached to this return? ...... 10b Yes  
11 Describe in Section C how the hospital facility is addressing the significant needs identified in its most recently conducted CHNA and any such needs that are not being addressed together with the reasons why such needs are not being addressed.
12a Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)? ........................... 12a   No
b If "Yes" to line 12a, did the organization file Form 4720 to report the section 4959 excise tax? ...... 12b    
c If "Yes" to line 12b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $  

Schedule H (Form 990) 2014
Schedule H (Form 990) 2014
Page
Part VFacility Information (continued)

Anne Bates Leach Eye Hospital
Name of hospital facility or letter of facility reporting group  
Yes No
Financial Assistance Policy (FAP)
Did the hospital facility have in place during the tax year a written financial assistance policy that:
13 Explained eligibility criteria for financial assistance, and whether such assistance included free or discounted care? 13 Yes  
If “Yes,” indicate the eligibility criteria explained in the FAP:
a
b
c
d
e
f
g
h
14 Explained the basis for calculating amounts charged to patients?................. 14 Yes  
15 Explained the method for applying for financial assistance?................... 15 Yes  
If “Yes,” indicate how the hospital facility’s FAP or FAP application form (including accompanying instructions) explained the method for applying for financial assistance (check all that apply):
a
b
c
d
e
16 Included measures to publicize the policy within the community served by the hospital facility?....... 16 Yes  
If "Yes," indicate how the hospital facility publicized the policy (check all that apply):
a
b
c
d
e
f
g
h
i
Billing and Collections
17 Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy (FAP) that explained all of the actions the hospital facility or other authorized party may take upon non-payment?.................................. 17 Yes  
18 Check all of the following actions against an individual that were permitted under the hospital facility's policies during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP:
a
b
c
d
e
Schedule H (Form 990) 2014
Schedule H (Form 990) 2014
Page
Part VFacility Information (continued)

Anne Bates Leach Eye Hospital
Name of hospital facility or letter of facility reporting group  
Yes No
19 Did the hospital facility or other authorized third party perform any of the following actions during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP?......... 19   No
If "Yes," check all actions in which the hospital facility or a third party engaged:
a
b
c
d
20 Indicate which efforts the hospital facility or other authorized party made before initiating any of the actions listed (whether or not checked) in line 18. (check all that apply):
a
b
c
d
e
f
Policy Relating to Emergency Medical Care
21 Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that required the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?................ 21 Yes  
If "No," indicate why:
a
b
c
d
Charges to Individuals Eligible for Assistance Under the FAP (FAP-Eligible Individuals)
22 Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.
a
b
c
d
23 During the tax year, did the hospital facility charge any FAP-eligible individual to whom the hospital facility provided emergency or other medically necessary services more than the amounts generally billed to individuals who had insurance covering such care? ................................ 23   No
If "Yes," explain in Section C.
24 During the tax year, did the hospital facility charge any FAP-eligible individual an amount equal to the gross charge for any service provided to that individual? ........................... 24   No
If "Yes," explain in Section C.
Schedule H (Form 990) 2014
Schedule H (Form 990) 2014
Page
Part V
Facility Information (continued)
Section C. Supplemental Information for Part V, Section B. Provide descriptions required for Part V, Section B, lines 2, 3j, 5, 6a, 6b, 7d, 11, 13b, 13h, 15e, 16i, 18d, 19d, 20e, 21c, 21d, 22d, 23, and 24. If applicable, provide separate descriptions for each hospital facility in a facility reporting group, designated by facility reporting group letter and hospital facility line number from Part V, Section A (“A, 1,” “A, 4,” “B, 2,” “B, 3,” etc.) and name of hospital facility.
Form and Line Reference Explanation
University of Miami Hospital Part V, Section B, Line 5: The organization conducted focus groups to gather information about health concerns from particular interest groups in Miami-Dade County to add richness to the quantitative data collected. At University of Miami Hospital, three focus groups were conducted during December 4-6, 2012; two consultants from Carnahan Group facilitated each session at UMH. A total of 26 individuals participated in the focus groups, one of which consisted of Spanish-speaking adults, another of African American community members and one general group of adult community members. Community members consulted: Gepsie Metellus, Director, Sant La Haitian Neighborhood Center; Dr. Reynald Jean, Director, Tuberculosis Program, Miami-Dade County Health Department; Tori Gabriel, Director, Education and Prevention, Florida Heart Research Institute; Kathleen Ducasse, CEO, Florida Heart Research Institute; Pamela Toomer, Director, School Health Program, Miami-Dade County Health Department; Dr. Lillian Rivera, Administrator, Miami-Dade County Health Department; Betty Gomez-Galan, Specialist, American Diabetes Association; Angenys Gonzalez-Eilert, Executive Director, Colombian American Service Association; Helene Good, President and CEO, CCDH (formerly Community Committee for Developmental Handicaps); Dr. Erin Kobetz, Assistant Research Professor, Dept. of Epidemiology and Public Health, UM Miller School of Medicine, Director, SCCC Disparities and Community Outreach Core Resource, Director, Jay Weiss Center for Social Medicine and Health Equity; Dr. Noella Dietz, Research Assistant Professor, Dept. of Epidemiology and Public Health, UM Miller School of Medicine; Ann-Karen Weller, Director, Office of Community Health and Planning, Miami-Dade County Health Department; Dr. David Lubarsky, Chair, Dept. of Anesthesiology, Perioperative Medicine and Pain Management, University of Miami Hospital; Dr. Dan Brady, Executive Director, Douglas Gardens Community Mental Health Center of Miami Beach.
University of Miami Hospital & Clinics Part V, Section B, Line 5: At University of Miami Hospital & Clinics, a focus group consisting of cancer patients, cancer survivors and caregivers was conducted on December 4, 2012 at Sylvester Comprehensive Cancer Center; the session was facilitated by two consultants from Carnahan Group. Community leaders consulted: Dr. Jerry Goodwin, Chief Medical Officer, SCCC; Dr. Teresa Neira, Social Worker, Courtelis Center, SCCC; Dr. Erin Kobetz, Assistant Research Professor, Dept. of Epidemiology and Public Health, UM Miller School of Medicine, Director, SCCC Disparities and Community Outreach Core Resource, Director, Jay Weiss Center for Social Medicine and Health Equity; Dr. Noella Dietz, Research Assistant Professor, Dept. of Epidemiology and Public Health, UM Miller School of Medicine; Dr. Ana Espinosa, Director of Outpatient Clinics, SCCC, Director, Ask for Ana Program, SCCC; Vivi Carreras, Nurse Navigator, SCCC; Dawn Albright, Nurse Navigator, SCCC; Dr. Jill MacKinnon, Project Director, Florida Cancer Data System; Richard Ballard, Chief Executive Officer, SCCC; Lazara Barreras-Pagan, Chief Operating and Nursing Officer, SCCC; Alyssia Crews, Director of Clinical Operations, SCCC; Antonieta Sauerteig, Associate Director of Administration, SCCC; Harry Rohrer, Chief Financial Officer, SCCC.
Anne Bates Leach Eye Hospital Part V, Section B, Line 5: At Anne Bates Leach Eye Hospital, a focus group was conducted on December 6, 2012 at Bascom Palmer Eye Institute; the session was facilitated by two consultants from Carnahan Group. A total of 10 individuals participated in the focus group, which consisted of adult community members living with various eye conditions. Community leaders consulted: Betty Gomez-Galan, Specialist, American Diabetes Association; Charles Pappas, Chief Operations Officer, BPEI; Harry Rohrer, Chief Financial Officer, BPEI; Marla Bercuson, Director of Business Operations, BPEI.
University of Miami Hospital Part V, Section B, Line 11: The hospital has engaged the health enterprise medical leadership and resources to raise community awareness regarding the importance of preventive screenings through marketing, targeted education in certain clinics, and sensitivity training to the medical staff concerning the needs of the at-risk populations in the hospital's primary services area.
University of Miami Hospital & Clinics Part V, Section B, Line 11: There are various resources available that are both sponsored and provided by UMHC to provide education and support as well as raise awareness about breast cancer. There are support groups for both patients and caregivers; these provide informational and emotional support, including how to alter your lifestyle to better adjust to cancer treatments and the stress experienced by all affected. The Look Good Feel Better program is aimed to improve cancer patients' self-image and appearance through complimentary group, individual, and self-help beauty sessions that create a sense of support, confidence, courage, and community. While there is also a support group for men with prostate cancer at UMHC, it appears there is a lack of support for patients and survivors in that county; therefore, UMHC provides access to free colon cancer screenings. There are resources throughout UMHC providing emotional and informational support for patients, caregivers, and family members. These resources include on-site counseling, but also the provision of information on other resources in the community.
Anne Bates Leach Eye Hospital Part V, Section B, Line 11: ABLEH has identified a need to have more brochures available in community agencies. The hospital has improved the services to the visually disabled population by changing from a doctor setting, where patients were required to make an appointment and charged a fee, to a walk-in setting at no cost where patients are able to receive education and use devices. If patients choose to purchase these devices, a generous refund policy has been put into place. The hospital also intends to amplify its already excellent relationship with the Miami Lighthouse for the Blind. While Press Ganey surveys indicate that the scores earned from the indigent population were essentially the same as the general population, improvement in wait times for patients were part of the improvement initiatives. At ABLEH, approximately 30% of emergency department visits are charity cases.
University of Miami Hospital Part V, Section B, Line 16i: At UMH, patient Access provides information on the FAP program on an individual basis to uninsured patients or other patients seeking information on the program. Not applicable at UMHC and ABLEH.
University of Miami Hospital Part V, Section B, Line 22d: All patients are charged the same price for goods and services received at the hospital, regardless to insurance. Charges or list prices are determined by various factors, including reimbursement methodologies, competitive pressures, and infrastructure cost. Uninsured patients not meeting charity guidelines receive a 40% discount from those charges.
University of Miami Hospital & Clinics Part V, Section B, Line 22d: Low income patients are charged based on FPG, and self-pay patients are entitled to a 30-40% discount for prompt payment.
Anne Bates Leach Eye Hospital Part V, Section B, Line 22d: Low income patients are charged based on FPG, and self-pay patients are entitled to a 30-40% discount for prompt payment.
Part V, Section B, Line 16 Financial Assistance Policy Website Availability
University of Miami Hospital & Clinics Part V, Section B, line 16c website: uhealthsystem.com/billing/
Anne Bates Leach Eye Hospital Part V, Section B, line 16c website: uhealthsystem.com/billing/
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule H (Form 990) 2014
Schedule H (Form 990) 2014
Page
Part VFacility Information (continued)

Section D. Other Health Care Facilities That Are Not Licensed, Registered, or Similarly Recognized as a Hospital Facility
(list in order of size, from largest to smallest)
How many non-hospital health care facilities did the organization operate during the tax year?  
Name and address Type of Facility (describe)
1
2
3
4
5
6
7
8
9
10
Schedule H (Form 990) 2014
Schedule H (Form 990) 2014
Page
Part VI
Supplemental Information
Provide the following information.
1 Required descriptions. Provide the descriptions required for Part I, lines 3c, 6a, and 7; Part II and Part III, lines 2, 3, 4, 8 and 9b.
2 Needs assessment. Describe how the organization assesses the health care needs of the communities it serves, in addition to any CHNAs reported in Part V, Section B.
3 Patient education of eligibility for assistance. Describe how the organization informs and educates patients and persons who may be billed for patient care about their eligibility for assistance under federal, state, or local government programs or under the organization’s financial assistance policy.
4 Community information. Describe the community the organization serves, taking into account the geographic area and demographic constituents it serves.
5 Promotion of community health. Provide any other information important to describing how the organization’s hospital facilities or other health care facilities further its exempt purpose by promoting the health of the community (e.g., open medical staff, community board, use of surplus funds, etc.).
6 Affiliated health care system. If the organization is part of an affiliated health care system, describe the respective roles of the organization and its affiliates in promoting the health of the communities served.
7 State filing of community benefit report. If applicable, identify all states with which the organization, or a related organization, files a community benefit report.
Form and Line Reference Explanation
Part I, Line 3c: Although each of the organization's three hospitals determine eligibility for discounted care differently (as seen in Schedule H's Part V section B) we have answered the question in Part I line 3b using the organization's largest bed hospital's policy (UMH). At UMH an uninsured patient not qualifying for any federal assistance programs or charity write-off automatically is eligible for discounted emergency care.
Part I, Line 6a: The organization did not prepare a community benefit report during the tax year.
Part I, Line 7: The Medicare cost report was used.
Part II, Community Building Activities: Community building activities include child abuse protection programs.
Part III, Line 2: Total bad debt expense is determined using the hospital's patient accounting records.
Part III, Line 3: Patients who render sufficient financial information to make a determination of eligibility under the hospitals' financial assistance policy are either treated as charity care (if they qualify) or given a "self- pay" discount (if they do not qualify as charity care).
Part III, Line 4: The hospitals' financial statements do not contain a footnote concerning bad debt. The University's financial statements account for bad debt as a reduction of revenue.
Part III, Line 8: The source of this information is the Medicare Cost Report data, which uses a "cost to charge" ratio methodology. The University of Miami Hospital and Anne Bates Leach Eye Hospital are reimbursed under the Medicare Prospective Payment System (PPS). For inpatient services, the reimbursement methodology is the Inpatient Prospective Payment System (IPPS), which uses the Diagnostic Related Groups (DRGS) methodology to reimburse the hospital. The DRG amounts are updated by the Medicare program annually by an updating factor. However, the amount of the updating factor is always significantly less than the actual healthcare inflation factor because the Medicare program includes a "budget neutrality" factor for the overall Medicare program. Thus, the hospital does not receive full reimbursement of its cost for inpatient services. For outpatient services, the reimbursement methodology is the Outpatient Prospective Payment System (OPPS), which uses ambulatory payment classifications (APCS) to reimburse the hospital. The APC amounts are updated by the Medicare program annually by an updating factor. However, the amount of the updating factor is always significantly less than the actual healthcare inflation factor because the Medicare program includes a "budget neutrality" factor for the overall Medicare program. Thus, the hospital does not receive full reimbursement for its cost for outpatient services. The University of Miami Hospital and Clinics is a cancer specialty hospital and, as such, is cost based reimbursed for both inpatient and outpatient services. For inpatient services, the limit is the TEFRA target limit. The hospital, on occasion, exceeds the target rate and does not receive full cost reimbursement. The TEFRA target amount is updated by the Medicare program annually by the TEFRA updating factor. However, the amount of the TEFRA updating factor is always significantly less than the actual healthcare inflation factor because the Medicare program includes a "budget neutrality" factor for the overall Medicare program. For outpatient services, the limit is the payment to cost ratio (PCR). The PCR was established using a base year, which was 1996, at a rate of 85.5% of cost. The PCR for all exempt cancer centers was 89% through 12/31/14, and then 90% from 1/1/15 to 5/31/15; therefore, the hospital currently does not receive payment for a range of 9% to 10% of its outpatient cost.
Part III, Line 9b: The Hospital provides care to patients who are financially unable to pay for the hospital services they receive, and because the Hospital does not pursue collection of amounts determined to qualify as charity care, they are not reported in revenue.
Part VI, Line 2: Needs assessment: The communities' healthcare needs are assessed by the organization in collaboration with the Miami-Dade County Public Health Trust (PHT).
Part VI, Line 3: Patient education of eligibility for assistance: The organization informs and educates patients through public service announcements, advertising, and development activities. Further, patients are assisted with qualifying for Medicaid and other state programs.
Part VI, Line 4: Community information: The community served by the organization is Miami-Dade County, Broward County and the Palm Beaches, which are large urban areas. Since these South Florida counties have a large immigrant population, many patients are uninsured, under-insured, or Medicaid recipients. The national economic crisis and the high level of unemployment have exacerbated this issue.
Part VI, Line 5: Promotion of community health: (1) A majority of the Hospital's governing body is comprised of persons who reside in the Hospital's primary service area who are neither employees nor contractors of the Hospital, nor family members thereof. (2) The Hospital extends medical staff privileges to all qualified physicians in its community for some or all of its departments. (3) In order to improve patient care and access to the specialized healthcare services, the organization applies a significant portion of any surplus to new technology, new medical equipment, building renovations, and other betterments & improvements.
Part VI, Line 6: Affiliated health care system: The organization has an affiliation agreement with Miami-Dade County's Public Health Trust (PHT) to provide teaching physicians who supervise PHT's interns and residents at Jackson Memorial Hospital.
Part VI, Line 7: State filing of community benefit report: Not applicable
Schedule H (Form 990) 2014
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public
Inspection
Name of the organization
University of Miami
 
Employer identification number
59-0624458
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance
(1) ALGYNOMICS INC
208 N COLUMBIA STREET
CHAPEL HILL,NC27514
20-3217603   77,147 0 N/A N/A Research
(2) ALLOGY INTERACTIVE LLC
3625 E AMELIA STREET
ORLANDO,FL32803
27-0305949   85,000 0 N/A N/A Research
(3) AMERICAN HEART ASSOCIATION
4000 HOLLYWOOD BLVD STE 170N
HOLLYWOOD,FL33021
13-5613797 501(c)(3) 9,766 0 N/A N/A Research
(4) ARGONNE NATIONAL LABORATORY
PO BOX 87916
CAROL STREAM,IL60188
68-0628477 US Dept of Energy 21,531 0 N/A N/A Research
(5) BANYAN BIOMARKERS INC
16744 WEST BERNARDO DRIVE
SAN DIEGO,CA92127
20-1449566   35,830 0 N/A N/A Research
(6) BAYLOR COLLEGE OF MEDICINE
PO BOX 301207
DALLAS,TX75303
74-1613878 501(c)(3) 17,474 0 N/A N/A Research
(7) BAYSTATE MEDICAL CENTER
PO BOX 414168
BOSTON,MA02241
04-2790311 501(c)(3) 23,293 0 N/A N/A Research
(8) BENAROYA RESEARCH INSTITUTE
1201 NINTH AVENUE
SEATTLE,WA98101
91-0653422 501(c)(3) 85,596 0 N/A N/A Research
(9) BIOQUAL INC
9600 MEDICAL CENTER DR SUITE 102
ROCKVILLE,MD20850
13-3078199   183,994 0 N/A N/A Research
(10) BOARD OF REG OF THE UNIV OF OKLAHOMA
PO BOX 26901 - SCB 228
OKLAHOMA CITY,OK73126
73-6017987 State of OK 22,192 0 N/A N/A Research
(11) BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIV
PO BOX 44253
SAN FRANCISCO,CA94144
94-1156365 501(c)(3) 267,596 0 N/A N/A Research
(12) BOSTON CHILDRENS HOSPITAL
PO BOX 414413
BOSTON,MA02241
04-2774441 501(c)(3) 147,981 0 N/A N/A Research
(13) CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CALIFORNIA BLVD MAIL CODE
117-15
PASADENA,CA91125
95-1643307 501(c)(3) 93,774 0 N/A N/A Research
(14) CANCER RESEARCH AND BIOSTATISTICS
1730 MINOR AVENUE SUITE 1900
SEATTLE,WA98101
91-1828539 501(c)(3) 129,585 0 N/A N/A Research
(15) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVE NORD HALL 615
CLEVELAND,OH44106
34-1018992 501(c)(3) 383,172 0 N/A N/A Research
(16) CEDARS SINAI MEDICAL CENTER
6500 WILSHIRE BLVD SUITE 1150
LOS ANGELES,CA90048
95-1644600 501(c)(3) 10,782 0 N/A N/A Research
(17) CENTER FOR HAITIAN STUDIES INC
8260 NE 2ND AVENUE
MIAMI,FL33138
65-0136723 501(c)(3) 53,888 0 N/A N/A Research
(18) CHILDREN HEALTH AND EDUC MGMT
7800 SW 57TH AVENUE SUITE 228
SOUTH MIAMI,FL33143
02-0552323   65,885 0 N/A N/A Research
(19) CHILDRENS HOSPITAL LOS ANGELES
4650 SUNSET BOULEVARD MAIL STOP 97
LOS ANGELES,CA90027
95-1690977 501(c)(3) 20,658 0 N/A N/A Research
(20) CHILDRENS HOSPITAL OF CHICAGO
225 E CHICAGO AV BOX 205
CHICAGO,IL60611
36-2170833 501(c)(3) 19,337 0 N/A N/A Research
(21) CINCINNATI CHILDRENS HOSPITAL
3333 BURNET AVENUE
CINCINNATI,OH45229
31-0833936 501(c)(3) 40,933 0 N/A N/A Research
(22) CLINICOMP INTERNATIONAL INC
9655 TOWNE CENTRE DRIVE
SAN DIEGO,CA92121
33-0020815 501(c)(3) 200,000 0 N/A N/A Research
(23) COLUMBIA UNIVERSITY
PO BOX 29789
NEW YORK,NY10087
13-5598093 501(c)(3) 2,670,228 0 N/A N/A Research
(24) CORNELL UNIVERSITY
PO BOX 22
ITHACA,NY14851
15-0532082 501(c)(3) 69,824 0 N/A N/A Research
(25) DANA FARBER CANCER INSTITUTE
450 BROOKLINE AVE MAIL STOP BP425
BOSTON,MA02215
04-2263040 501(c)(3) 13,110 0 N/A N/A Research
(26) DAYMARK RECOVERY SERVICES INC
2129 STATESVILLE BLVD
SALISBURY,NC28147
02-0707661 501(c)(3) 5,088 0 N/A N/A Research
(27) DAYS EDGE PRODUCTIONS LLC
661 SW 63RD AVE
SOUTH MIAMI,FL33143
45-5362863 501(c)(3) 42,000 0 N/A N/A Research
(28) DFAS REF CODE 7320- US NAVAL
DEPARTMENT ESTABLISHMENT
WASHINGTON,DC20375
31-1575142 US Govt 291,409 0 N/A N/A Research
(29) DREXEL UNIVERSITY COLLEGE OF MEDICINE
PO BOX 9500-1090
PHILADELPHIA,PA19195
23-1352630 501(c)(3) 18,091 0 N/A N/A Research
(30) DUKE UNIVERSITY
PO BOX 602651
CHARLOTTE,NC28260
56-0532129 501(c)(3) 300,493 0 N/A N/A Research
(31) EMORY UNIVERSITY
PO BOX 935084
ATLANTA,GA31193
58-0566256 501(c)(3) 466,425 0 N/A N/A Research
(32) FLORIDA ATLANTIC UNIVERSITY
777 GLADES RD STUDENT UNION 203
BOCA RATON,FL33431
65-0385507 State of FL 48,665 0 N/A N/A Research
(33) FLORIDA INTERNATIONAL UNIVERSITY
11200 SW 8TH STREET
MIAMI,FL33199
65-0177616 State of FL 897,694 0 N/A N/A Research
(34) FLORIDA KEYS AHEC INC
5800 OVERSEAS HIGHWAY SUITE 38
MARATHON,FL33050
65-0183810 501(c)(3) 544,307 0 N/A N/A Research
(35) FLORIDA STATE UNIVERSITY
874 TRADITIONS WAY PO BOX 3064166
TALLAHASSEE,FL32306
59-1961248 State of FL 466,826 0 N/A N/A Research
(36) FRED HUTCHINSON CANCER RESEARCH
1100 FAIRVIEW AV N PO BOX 19024
SEATTLE,WA98109
23-7156071 501(c)(3) 8,308 0 N/A N/A Research
(37) FRONTIER SCIENCE & TECHNOLOGY
PO BOX 983027
BOSTON,MA02298
16-1056814 501(c)(3) 13,731 0 N/A N/A Research
(38) GATEWAY COMMUNITY SERVICES
555 STOCKTON STREET
JACKSONVILLE,FL32204
59-1881828 501(c)(3) 334,105 0 N/A N/A Research
(39) GEORGETOWN UNIVERSITY
BOX 571164
WASHINGTON,DC20057
53-0196603 501(c)(3) 47,086 0 N/A N/A Research
(40) GEORGIA TECH RESEARCH CORP
PO BOX 100117
ATLANTA,GA30384
58-0603146 501(c)(3) 209,215 0 N/A N/A Research
(41) HARVARD UNIVERSITY
PO BOX 415649
BOSTON,MA02241
04-2103580 501(c)(3) 77,793 0 N/A N/A Research
(42) HEADWATERS RESOURCE
65 E BROADWAY
BUTTE,MT59701
23-7380551 501(c)(3) 168,500 0 N/A N/A Research
(43) HEALTH CHOICE NETWORK INC
9064 NW 13 TERRACE
DORAL,FL33172
65-0504316 501(c)(3) 184,131 0 N/A N/A Research
(44) HEALTHCARE INNOVATION & TECHNOLOGY LAB
3960 BROADWAY 4TH FLOOR
NEW YORK,NY10032
26-3945673   64,591 0 N/A N/A Research
(45) HEALTHY START COALITION OF MIAMI-DADE INC
7205 NW 19TH STREET SUITE 500
MIAMI,FL33126
65-1102736 501(c)(3) 35,000 0 N/A N/A Research
(46) HUMANA INC
3594 RELIABLE PARKWAY
CHICAGO,IL60686
61-0647538   62,412 0 N/A N/A Research
(47) IMPACT RESEARCH LLC
10420 LITTLE PATUXENT PKWY 530
COLUMBIA,MD21044
27-1635564   28,049 0 N/A N/A Research
(48) INDIANA UNIVERSITY
PO BOX 78000
DETROIT,MI48278
35-6001673 State of IN 128,865 0 N/A N/A Research
(49) INTERNATIONAL AIDS VACCINE INITIATIVE INC
125 BROAD STREET 9TH FLOOR
NEW YORK,NY10004
13-3870223 501(c)(3) 511,657 0 N/A N/A Research
(50) ITRI CORPORATION
7208 HADLOW DRIVE
SPRINGFIELD,VA22152
54-1920597   462,605 0 N/A N/A Research
(51) JACKSON MEMORIAL HOSPITAL
1500 NW 12 AVE
MIAMI,FL33136
59-1713947 501(c)(3) 219,620 0 N/A N/A Research
(52) JACOBI MEDICAL CENTER
1400 PELHAM PARKWAY SOUTH BLDG 1
ROOM BS15
BRONX,NY10461
13-2655001   7,500 0 N/A N/A Research
(53) JEFF MURRAYS PROGRAMMING SHOP
1215 PRYTANIA STREET SUITE 235
NEW ORLEANS,LA70130
72-1206635   34,560 0 N/A N/A Research
(54) JOHNS HOPKINS UNIVERSITY
12529 COLLECTIONS CENTER DRIVE
CHICAGO,IL60693
52-0595110 501(c)(3) 164,220 0 N/A N/A Research
(55) LA JOLLA INSTITUTE FOR ALLERGY
9420 ATHENA CIRCLE
LA JOLLA,CA92037
33-0328688 501(c)(3) 94,003 0 N/A N/A Research
(56) LARKIN COMMUNITY HOSPITAL INC
7031 SW 62ND AVENUE
SOUTH MIAMI,FL33143
65-0729921   27,586 0 N/A N/A Research
(57) LIBERTY KIDS INC
50 NE 128TH STREET
MIAMI,FL33161
20-5019202   11,445 0 N/A N/A Research
(58) MANHATTAN COLLEGE
4513 MANHATTAN COLLEGE PKWY
RIVERDALE,NY10471
13-1740468 501(c)(3) 33,577 0 N/A N/A Research
(59) MASS GENERAL HOSPITAL CORP
PO BOX 414876
BOSTON,MA02241
04-2697983 501(c)(3) 19,000 0 N/A N/A Research
(60) MAYO CLINIC
PO BOX 860334
MINNEAPOLIS,MN55486
86-0800150 501(c)(3) 17,227 0 N/A N/A Research
(61) MAYO CLINIC ROCHESTER
PO BOX 860334
MINNEAPOLIS,MN55486
41-6011702 501(c)(3) 6,976 0 N/A N/A Research
(62) MEDICAL UNIV OF SOUTH CAROLINA
171 ASHLEY AVE MSC 908
CHARLESTON,SC29425
57-6000722 State of SC 16,528 0 N/A N/A Research
(63) MIAMI DADE AHEC
1200 NW 78TH AVENUE SUITE 209
MIAMI,FL33126
65-0009277 501(c)(3) 85,683 0 N/A N/A Research
(64) MONTANA STATE UNIVERSITY
PO BOX 173460
BOZEMAN,MT59717
81-6010045 State of MT 399,143 0 N/A N/A Research
(65) MONTEFIORE MEDICAL CENTER
1300 MORRIS PARK AVE
BRONX,NY10461
13-1740114 501(c)(3) 6,750 0 N/A N/A Research
(66) MOUNT SINAI MEDICAL CENTER
4300 ALTON ROAD 2ND FLOOR ASCHER
BUILDING
MIAMI BEACH,FL33140
59-0624424 501(c)(3) 120,994 0 N/A N/A Research
(67) MUSEUM OF SCIENCE INC
3280 S MIAMI AVE
MIAMI,FL33129
59-0854960 501(c)(3) 127,403 0 N/A N/A Research
(68) NEURO KINETICS INC
128 GAMMA DR
PITTSBURGH,PA15238
25-1514558   250,000 0 N/A N/A Research
(69) NEW YORK HALL OF SCIENCE
47-01 111 STREET
QUEENS,NY11368
11-2104059 501(c)(3) 24,714 0 N/A N/A Research
(70) NORTHWEST RESEARCH ASSOC INC
PO BOX 3027
BELLEVUE,WA98009
91-1291143   45,000 0 N/A N/A Research
(71) NORTHWESTERN UNIVERSITY
633 CLARK ST CROWN CENTER G547
EVANSTON,IL60208
36-2167817 501(c)(3) 151,203 0 N/A N/A Research
(72) NOVA SOUTHEASTERN UNIVERSITY
3100 SW 9TH AVENUE
FT LAUDERDALE,FL33315
59-1083502 501(c)(3) 638,741 0 N/A N/A Research
(73) OPERATION PAR INC
6655 66TH ST N
PINELLAS PARK,FL33781
59-1349234 501(c)(3) 23,233 0 N/A N/A Research
(74) OREGON HEALTH & SCIENCE UNIVERSITY
0690 SW BANCROFT ST
PORTLAND,OR97239
93-1176109 State of OR 87,086 0 N/A N/A Research
(75) OREGON STATE UNIVERSITY
PO BOX 1086
CORVALLIS,OR97339
61-1730890 State of OR 65,562 0 N/A N/A Research
(76) PENNSYLVANIA STATE UNIVERSITY
227 W BEARVER AVE STE 401
STATE COLLEGE,PA16801
24-6000376 State of PA 86,565 0 N/A N/A Research
(77) PHILADELPHIA UNIVERSITY
SCHOOL HOUSE LAND AND HENRY AV
PHILADELPHIA,PA19144
23-1352294 501(c)(3) 133,720 0 N/A N/A Research
(78) REAL PREVENTION
765 LONG HILL ROAD
GILLETTE,NJ07933
46-2906812   11,173 0 N/A N/A Research
(79) REGENTS OF THE UNIV OF CALIFORNIA SAN DIEGO
9500 GILMAN DRIVE
LA JOLLA,CA92093
95-6006144 State of CA 646,621 0 N/A N/A Research
(80) REGENTS OF UNIV OF COLORADO
PO BOX 910220
DENVER,CO80291
84-6000555 State of CO 103,112 0 N/A N/A Research
(81) REMOTE MEASUREMENTS & RESEARCH
214 EUCLID AVE
SEATTLE,WA98122
26-0728644   12,322 0 N/A N/A Research
(82) RESEARCH FOUNDATION FOR MENTAL HYGIENE
150 BROADWAY RIVERVIEW CENTER STE
301
MENANDA,NY12204
14-1410842 501(c)(3) 42,107 0 N/A N/A Research
(83) RESEARCH FOUNDATION SUNY
230 WEST 41ST STREET 7TH FLOOR
NEW YORK,NY10036
14-1368361 501(c)(3) 147,633 0 N/A N/A Research
(84) RUSH UNIVERSITY MEDICAL CENTER
1700 W VAN BUREN ST SUITE 277
CHICAGO,IL60612
36-2174823 501(c)(3) 86,080 0 N/A N/A Research
(85) SAN JOSE STATE UNIVERSITY
210 N FOURTH STREET 4TH FLOOR
SAN JOSE,CA95112
94-6017638 501(c)(3) 2,339,554 0 N/A N/A Research
(86) SANFORD-BURNHAM MEDICAL RESEARCH INSTITUTE
10901 NORTH TORREY PINES ROAD
LA JOLLA,CA92037
51-0197108 501(c)(3) 216,836 0 N/A N/A Research
(87) SCRIPPS RESEARCH INSTITUTE
10550 NORTH TORREY PINES RD
LA JOLLA,CA92037
33-0435954 501(c)(3) 738,175 0 N/A N/A Research
(88) SHEPHERD CENTER INC
2020 PEACHTREE ROAD NW
ATLANTA,GA30309
51-0141601 501(c)(3) 52,751 0 N/A N/A Research
(89) SIEMENS CORPORATION CORP TECH
755 COLLEGE ROAD EAST
PRINCETON,NJ08540
13-2623356   61,184 0 N/A N/A Research
(90) SIMPSON WEATHER ASSOCIATES INC
809 R JEFFERSON STREET
CHARLOTTESVILLE,VA22902
54-1132684   30,863 0 N/A N/A Research
(91) SOUTH FLORIDA VA FOUNDATION FOR RESEARCH & EDUCATION
1201 NW 16 STREET ROOM 2A103C
MIAMI,FL33125
65-0207903 501(c)(3) 71,199 0 N/A N/A Research
(92) SOUTHERN METHODIST UNIVERSITY
PO BOX 750259
DALLAS,TX75275
75-0800689 501(c)(3) 97,068 0 N/A N/A Research
(93) SPECTRUM PROGRAMS INC
6100 BLUE LAGOON DRIVE SUITE 400
MIAMI,FL33126
59-1415981 501(c)(3) 136,425 0 N/A N/A Research
(94) SPEECH PATHOLOGY AND EDUCATIONAL CENTER INC
8510 SOUTHWEST 8TH STREET
MIAMI,FL33144
65-0303523   146,990 0 N/A N/A Research
(95) SRI INTERNATIONAL
PO BOX 2767
MENLO PARK,CA94025
94-1160950 501(c)(3) 108,267 0 N/A N/A Research
(96) TEMPLE UNIVERSITY
PO POX 824242
PHILADELPHIA,PA19182
23-1365971 501(c)(3) 378,868 0 N/A N/A Research
(97) TERAFLUX CORPORATION
952 NW 8TH ST
BOCA RATON,FL33486
30-0053384   77,725 0 N/A N/A Research
(98) TEXAS A&M UNIVERSITY AT GALVESTON
400 HARVEY MITCHELL PARKWAY S SUITE
300
COLLEGE STA,TX77845
74-2907553 State of TX 57,779 0 N/A N/A Research
(99) TEXAS A&M UNIVERSITY CORPUS CHRISTI
6300 OCEAN DRIVE
CORPUS CHRISTI,TX78412
74-1760663 State of TX 156,330 0 N/A N/A Research
(100) THE REGENTS OF THE UNIV OF CA AT BERKELEY
2850 TELEGRAPH AVE STE 500
BERKELEY,CA94705
94-6002123 State of CA 9,235 0 N/A N/A Research
(101) THE REGENTS OF THE UNIV OF CALIFORNIA SANTA BARBARA
3227 CHEADLE HALL
SANTA BARBARA,CA93106
95-6006145 State of CA 124,271 0 N/A N/A Research
(102) THE REGENTS OF THE UNIV OF MICHIGAN
PO BOX 223131
PITTSBURGH,PA15251
38-6006309 501(c)(3) 61,844 0 N/A N/A Research
(103) THE REGENTS OF UNIV OF CALIFORNIA
BOX 957089 1125 MURPHY HALL
LOS ANGELES,CA90095
95-6006143 State of CA 50,622 0 N/A N/A Research
(104) THE ROCKEFELLER UNIVERSITY
1230 YORK AVENUE BOX 259
NEW YORK,NY10065
13-1624158 501(c)(3) 207,891 0 N/A N/A Research
(105) THE UNIVERSITY OF MONTANA
32 CAMPUS DRIVE
MISSOULA,MT59812
81-6001713 State of MT 208,900 0 N/A N/A Research
(106) THE VILLAGE
169 E FLAGLER ST STE 1300
MIAMI,FL33131
59-1452736 501(c)(3) 27,702 0 N/A N/A Research
(107) THERAPY AND LEARNING CORP
621 NE 13 STREET
HOMESTEAD,FL33030
83-0471851   16,090 0 N/A N/A Research
(108) TRANSLATIONAL GENOMICS RESEARCH
445 NORTH FIFTH STREET SUITE 600
PHOENIX,AZ85004
75-3065445 501(c)(3) 122,057 0 N/A N/A Research
(109) TRUSTEES OF DARTMOUTH COLLEGE
11 ROPE FERRY ROAD
HANOVER,NH03755
02-0222111 501(c)(3) 10,773 0 N/A N/A Research
(110) UNAVCO INC
6350 NAUTILUS DRIVE
BOULDER,CO80301
84-1588357 501(c)(3) 113,705 0 N/A N/A Research
(111) UNIV OF PUERTO RICO
PO BOX 365067
SAN JUAN,PR00936
66-0433762 Gov't of PR 23,805 0 N/A N/A Research
(112) UNIV OF ROCHESTER
910 GENESEE STREET SUITE 200
ROCHESTER,NY14611
16-0743209 501(c)(3) 60,663 0 N/A N/A Research
(113) UNIVERSITY CITY SCIENCE CENTER
3711 MARKET STREET SUITE 800
PHILADELPHIA,PA19104
23-1645908 501(c)(3) 181,228 0 N/A N/A Research
(114) UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH
PO BOX 3000
BOULDER,CO80307
84-0412668 501(c)(3) 20,468 0 N/A N/A Research
(115) UNIVERSITY HOSPITALS OF CLEVELAND
PO BOX 74420
CLEVELAND,OH44194
34-1567805 501(c)(3) 19,237 0 N/A N/A Research
(116) UNIVERSITY OF ARIZONA
1303 E UNIVERSITY BLVD BOX 3
TUCSON,AZ85719
86-6004791 State of AZ 161,038 0 N/A N/A Research
(117) UNIVERSITY OF CALIFORNIA
BOX 957089 1125 MURPHY HALL
LOS ANGELES,CA90095
95-2226406 State of CA 74,986 0 N/A N/A Research
(118) UNIVERSITY OF CENTRAL FLORIDA
12424 RESEARCH PKWY STE 220
ORLANDO,FL32826
59-2924021 State of FL 478,307 0 N/A N/A Research
(119) UNIVERSITY OF COLORADO DENVER
13123 E 16TH AVENUE BOX-055
AURORA,CO80045
84-6000555 State of CO 13,500 0 N/A N/A Research
(120) UNIVERSITY OF DELAWARE
116 STUDENT SERVICES BLDG
NEWARK,DE19716
51-6000297 501(c)(3) 137,470 0 N/A N/A Research
(121) UNIVERSITY OF FLORIDA
PO BOX 113001
GAINESVILLE,FL32611
59-6002052 State of FL 405,274 0 N/A N/A Research
(122) UNIVERSITY OF HAWAII
2440 CAMPUS ROAD BOX 368
HONOLULU,HI96822
99-0085260 State of HI 119,454 0 N/A N/A Research
(123) UNIVERSITY OF HOUSTON
PO BOX 988
HOUSTON,TX77001
74-6001399 State of TX 25,991 0 N/A N/A Research
(124) UNIVERSITY OF ILLINOIS LIBRARY
PO BOX 20787
SPRINGFIELD,IL62708
37-6000511 501(c)(3) 536,945 0 N/A N/A Research
(125) UNIVERSITY OF IOWA
200 HAWKINS DRIVE
IOWA CITY,IA52242
42-6004813 State of IA 104,298 0 N/A N/A Research
(126) UNIVERSITY OF KENTUCKY RESEARCH
PO BOX 931113
CLEVELAND,OH44193
61-6033693 501(c)(3) 44,684 0 N/A N/A Research
(127) UNIVERSITY OF MARYLAND
PO BOX 41428
BALTIMORE,MD21203
52-6002033 State of MD 126,453 0 N/A N/A Research
(128) UNIVERSITY OF MEDICINE & DENTISTRY OF NEW JERSEY
65 BERGEN STREET
NEWARK,NJ07107
22-1775306 State of NJ 5,400 0 N/A N/A Research
(129) UNIVERSITY OF MINNESOTA
NW 5957 PO BOX 1450
MINNEAPOLIS,MN55485
41-6007513 State of MN 326,132 0 N/A N/A Research
(130) UNIVERSITY OF NEBRASKA LINCOLN
PO BOX 830861
LINCOLN,NE68583
47-0491233 State of NE 15,201 0 N/A N/A Research
(131) UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
CAMPUS BOX 7295
CHAPEL HILL,NC27599
56-6001393 State of NC 100,720 0 N/A N/A Research
(132) UNIVERSITY OF NORTH CAROLINA AT WILMINGTON
601 S COLLEGE ROAD-H0155
WILMINGTON,NC28403
56-1258660 State of NC 58,906 0 N/A N/A Research
(133) UNIVERSITY OF PENNSYLVANIA
PO BOX 785541
PHILADELPHIA,PA19178
23-1352685 501(c)(3) 354,897 0 N/A N/A Research
(134) UNIVERSITY OF PITTSBURGH
7500 THOMAS BLVD
PITTSBURGH,PA15260
25-0965591 501(c)(3) 241,373 0 N/A N/A Research
(135) UNIVERSITY OF PUERTO RICO AT MAYAGUEZ
CALL BOX 9000
MAYAGUEZ,PR00681
66-0433461 Government of PR 18,705 0 N/A N/A Research
(136) UNIVERSITY OF SOUTH FLORIDA
PO BOX 864568
ORLANDO,FL32886
59-2959590 501(c)(3) 859,691 0 N/A N/A Research
(137) UNIVERSITY OF SOUTHERN CALIFORNIA
SPONSORED PROJECTS ACCOUNTING FILE
LOS ANGELES,CA90033
95-1642394 501(c)(3) 239,757 0 N/A N/A Research
(138) UNIVERSITY OF TEXAS AT AUSTIN
PO BOX 7159
AUSTIN,TX78713
74-6000203 State of TX 143,136 0 N/A N/A Research
(139) UNIVERSITY OF TEXAS AT DALLAS
800 W CAMPBELL RD AD37
RICHARDSON,TX75080
75-1305566 State of TX 109,661 0 N/A N/A Research
(140) UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER
7703 FLOYD CURL DRIVE
SAN ANTONIO,TX78229
74-1586031 State of TX 19,195 0 N/A N/A Research
(141) UNIVERSITY OF UTAH
201 S PRESIDENTS CIRCLE RM 406
SALT LK CITY,UT84112
87-6000525 State of UT 23,475 0 N/A N/A Research
(142) UNIVERSITY OF WASHINGTON
12455 COLLECTIONS DRIVE
CHICAGO,IL60693
91-6001537 State of WA 10,229 0 N/A N/A Research
(143) UNIVERSITY OF WISCONSIN
UW-MADISON OFF RESEARCH SPONSORED
PROG DRAWER 538
MILWAUKEE,WI53278
39-1805963 501(c)(3) 1,228,439 0 N/A N/A Research
(144) VACCINE & GENE THERAPY INSTITUTE
9801 SW DISCOVERY WAY
PORT ST LUCIE,FL34987
36-4631835 501(c)(3) 67,086 0 N/A N/A Research
(145) VANDERBILT UNIVERSITY MEDICAL
PO BOX 121236 DEPT 1236
DALLAS,TX75312
62-0476822 501(c)(3) 137,934 0 N/A N/A Research
(146) VIRGINIA INSTITUTE OF MARINE SCIENCES
PO BOX 1346
GLOUCESTER PT,VA23062
54-6001802   161,399 0 N/A N/A Research
(147) WAKE FOREST UNIVERSITY
FINANCIAL SVCS/GRANTS MGMT MEDICAL
CENTER BLVD
WINSTONSALEM,NC27157
56-0532138 501(c)(3) 121,188 0 N/A N/A Research
(148) WHITE RIVER TECHNOLOGIES INC
1242 CHESTNUT STREET
NEWTON,MA02464
46-1150759   20,249 0 N/A N/A Research
(149) WOODS HOLE OCEANOGRAPHIC INST
MAIL STOP 8
WOODS HOLE,MA02543
04-2105850 501(c)(3) 27,419 0 N/A N/A Research
(150) YALE UNIVERSITY
PO BOX 1873
NEW HAVEN,CT06508
06-0646697 501(c)(3) 161,807 0 N/A N/A Research
(151) AMERICAN CANCER SOCIETY
8095 NW 12 ST SUITE 200
DORAL,FL33126
13-1788491 501(c)(3) 64,500 0 N/A N/A General Support
(152) GILDA'S CLUB OF SOUTH FLORIDA
119 ROSE DRIVE
FT LAUDERDALE,FL33316
65-0528626 501(c)(3) 50,000 0 N/A N/A General Support
(153) LEADERSHIP BROWARD FOUNDATION
1640 W OAKLAND PARK BLVD SUITE 400
FT LAUDERDALE,FL33311
65-0387636 501(c)(3) 16,000 0 N/A N/A General Support
(154) LSU HEALTH SCIENCES CENTER FOUNDATION
2000 TULANE AVENUE 4TH FLOOR
NEW ORLEANS,LA70112
72-1115391 501(c)(3) 5,040 0 N/A N/A General Support
(155) NATIONAL NEUROTRAUMA SYMPOSIUM
9037 RON DEN LANE
WINDERMERE,FL34786
20-0097245 501(c)(3) 10,000 0 N/A N/A General Support
(156) SOUTH FLORIDA HOSPITAL AND HEALTHCARE ASSOCIATION
1855 GRIFFIN ROAD SUITE A-415
DANIA BEACH,FL33004
59-0979494 501(c)(6) 10,000 0 N/A N/A General Support
(157) THE ALS RECOVERY FUND
ONE GROVE ISLE DRIVE UNIT 1602
COCONUT GROVE,FL33133
65-0265802 501(c)(3) 15,000 0 N/A N/A General Support
(158) THE MIAMI FOUNDATION
200 SOUTH BISCAYNE BOULEVARD
MIAMI,FL33131
65-0350357 501(c)(3) 5,075 0 N/A N/A General Support
(159) WPBT CHANNEL 2
PO BOX 610002
MIAMI,FL33261
59-0737868 501(c)(3) 10,000 0 N/A N/A General Support
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
135
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
24
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2014

Schedule I (Form 990) 2014
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients
(c)Amount of
cash grant
(d)Amount of
non-cash assistance
(e)Method of valuation (book,
FMV, appraisal, other)
(f)Description of non-cash assistance
(1) Scholarships for tuition housing meals and books 13554 387,153,761   N/A N/A
(2) Grants and Other Assistance - Research 1 12,900   N/A N/A










Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
Part I, Line 2: Procedure for Monitoring Grants: Grants to organizations and individuals awarded for the purpose of conducting research are monitored as follows: Subcontracts are issued with a defined scope of work and a budget and include other terms and conditions such as frequency of required reporting. The faculty member at the University of Miami responsible for the grant monitors the scientific progress via site visits, correspondence, reports, etc. Invoices submitted for payments by the outside organization or by an individual are approved by the University of Miami Faculty member responsible for the grant.
Schedule I, Part III: Assistance to the University students in the form of scholarships are awarded for the purpose of aiding with the cost of attending the University (i.e., for tuition, housing and meals). Scholarships are based on need and academic achievement. Total scholarships, grants and loans cannot exceed the total cost of attendance. The University publishes criteria for the eligibility requirements needed to award a scholarship. The amount of aid awarded is based on a need analysis formula developed by the federal government and includes verification of the information submitted by the student.
Schedule I (Form 990) 2014


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2014

Schedule J (Form 990) 2014
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation in column(B) reported as deferred in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
1Donna E ShalalaPresident (i)
(ii)
1,095,833
...............................
0
0
...............................
0
110,765
...............................
0
16,683
...............................
0
364,163
...............................
0
1,587,444
...............................
0
0
...............................
0
2Thomas J LeBlancExecutive VP & Provost (i)
(ii)
714,673
...............................
0
0
...............................
0
74,625
...............................
0
16,683
...............................
0
19,995
...............................
0
825,976
...............................
0
0
...............................
0
3P Goldschmidt-ClermontSr VP Medical Affairs-Dean Sch Med (i)
(ii)
1,159,999
...............................
0
0
...............................
0
117,880
...............................
0
16,683
...............................
0
60,286
...............................
0
1,354,848
...............................
0
0
...............................
0
4Joseph T NatoliSr VP Business & Finance and CFO (i)
(ii)
769,544
...............................
0
0
...............................
0
514,345
...............................
0
15,166
...............................
0
20,940
...............................
0
1,319,995
...............................
0
0
...............................
0
5Sergio M GonzalezSr VP, Advancement & External Affair (i)
(ii)
599,759
...............................
0
0
...............................
0
56,364
...............................
0
20,581
...............................
0
76,428
...............................
0
753,132
...............................
0
0
...............................
0
6John G HallerVP, Enrollment Management (i)
(ii)
100,059
...............................
0
0
...............................
0
66,238
...............................
0
0
...............................
0
5,240
...............................
0
171,537
...............................
0
0
...............................
0
7John R ShipleyVP & Treasurer (i)
(ii)
398,002
...............................
0
0
...............................
0
20,608
...............................
0
17,333
...............................
0
21,527
...............................
0
457,470
...............................
0
0
...............................
0
8Rodolfo FernandezVP for Government Affairs (i)
(ii)
217,209
...............................
0
0
...............................
0
41,154
...............................
0
25,619
...............................
0
48,460
...............................
0
332,442
...............................
0
0
...............................
0
9Larry D MarbertVP for Real Estate & Facilities (i)
(ii)
377,245
...............................
0
0
...............................
0
16,901
...............................
0
18,922
...............................
0
7,482
...............................
0
420,550
...............................
0
0
...............................
0
10Jacqueline R MenendezVP for University Communications (i)
(ii)
303,941
...............................
0
0
...............................
0
414
...............................
0
23,166
...............................
0
42,100
...............................
0
369,621
...............................
0
0
...............................
0
11Aileen M UgaldeVP, General Counsel, University Sec (i)
(ii)
529,972
...............................
0
0
...............................
0
43,479
...............................
0
27,883
...............................
0
16,225
...............................
0
617,559
...............................
0
0
...............................
0
12Patricia A WhitelyVP for Student Affairs (i)
(ii)
350,485
...............................
0
0
...............................
0
62,383
...............................
0
33,646
...............................
0
21,377
...............................
0
467,891
...............................
0
0
...............................
0
13Nerissa MorrisVP for Human Resources (i)
(ii)
411,101
...............................
0
0
...............................
0
20,948
...............................
0
17,333
...............................
0
9,440
...............................
0
458,822
...............................
0
0
...............................
0
14Stephen CawleyVP for Information Technology (i)
(ii)
430,596
...............................
0
0
...............................
0
6,834
...............................
0
15,874
...............................
0
13,087
...............................
0
466,391
...............................
0
0
...............................
0
15Mark DiazVP of Budget and Planning (i)
(ii)
405,737
...............................
0
116,250
...............................
0
302,100
...............................
0
21,085
...............................
0
36,048
...............................
0
881,220
...............................
0
0
...............................
0
16Rudolph Rudy GreenVP & Chief Compliance Officer (i)
(ii)
299,965
...............................
0
0
...............................
0
1,696
...............................
0
25,166
...............................
0
19,791
...............................
0
346,618
...............................
0
0
...............................
0
17Alfred J GoldenHead Coach, Football (i)
(ii)
153,458
...............................
0
0
...............................
0
2,537,608
...............................
0
16,000
...............................
0
20,237
...............................
0
2,727,303
...............................
0
0
...............................
0
18James J LarranagaHead Coach, Basketball (i)
(ii)
255,488
...............................
0
0
...............................
0
1,039,839
...............................
0
25,778
...............................
0
18,453
...............................
0
1,339,558
...............................
0
0
...............................
0
19Nestor de la Cruz-MunozAssociate Professor Dept of Surgery (i)
(ii)
597,500
...............................
0
755,845
...............................
0
125,079
...............................
0
15,166
...............................
0
19,723
...............................
0
1,513,313
...............................
0
0
...............................
0
20Dipen J ParekhProfessor, Urology (i)
(ii)
757,252
...............................
0
0
...............................
0
344,883
...............................
0
15,166
...............................
0
19,971
...............................
0
1,137,272
...............................
0
0
...............................
0
21Lee D KaplanProfessor, Orthopaedics (i)
(ii)
683,003
...............................
0
421,519
...............................
0
379,044
...............................
0
17,997
...............................
0
22,589
...............................
0
1,524,152
...............................
0
0
...............................
0
22Theresa L Ashman fmrAssociate VP & Controller (i)
(ii)
263,876
...............................
0
0
...............................
0
714
...............................
0
16,565
...............................
0
17,298
...............................
0
298,453
...............................
0
0
...............................
0
23David A Lubarsky fmrChief Med & System Integration Offcr (i)
(ii)
669,990
...............................
0
110,000
...............................
0
358,086
...............................
0
16,683
...............................
0
44,111
...............................
0
1,198,870
...............................
0
0
...............................
0
24Alan S Livingstone MDfmrChief Exec, UHealth Clinical (i)
(ii)
785,194
...............................
0
0
...............................
0
80,502
...............................
0
16,683
...............................
0
17,906
...............................
0
900,285
...............................
0
0
...............................
0
25Steven Falcone fmrChief Executive, UHealth Clinical (i)
(ii)
552,321
...............................
0
0
...............................
0
160,592
...............................
0
16,683
...............................
0
67,851
...............................
0
797,447
...............................
0
0
...............................
0
26John Sory fmrChief Exec,UHealth Regional Alliance (i)
(ii)
441,136
...............................
0
0
...............................
0
90
...............................
0
26,232
...............................
0
14,486
...............................
0
481,944
...............................
0
0
...............................
0
27Daniel J Snyder fmrCEO, Univ of Miami Hospital (i)
(ii)
214,783
...............................
0
0
...............................
0
16,146
...............................
0
0
...............................
0
1,282
...............................
0
232,211
...............................
0
0
...............................
0
28Richard Ballard fmrCEO, Univ of Miami Hosp & Clinics (i)
(ii)
392,851
...............................
0
0
...............................
0
23,628
...............................
0
15,166
...............................
0
20,811
...............................
0
452,456
...............................
0
0
...............................
0
29Michael Gittelman fmrCEO, Anne Bates Leach Eye Hospital (i)
(ii)
348,983
...............................
0
0
...............................
0
19,423
...............................
0
15,166
...............................
0
19,159
...............................
0
402,731
...............................
0
0
...............................
0
Schedule J (Form 990) 2014

Schedule J (Form 990) 2014
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
Part I, Line 1a First Class Travel: First class travel was provided to Rodolfo Fernandez, Sergio Gonzalez, President, Donna E. Shalala, John Shipley, David Lubarsky, James J. Larranaga, Dipen Parekh, and Lee Kaplan. The amounts were not included in taxable income. House and Household Assistance: A house and household assistance is provided to the President, Donna E. Shalala, at the convenience of the employer as a condition of employment. The amounts were not included in taxable income. Travel for Companions: Companion travel was provided for James J. Larranaga. Amount was included in taxable income. Club Dues: Club dues were provided for Pascal Goldschmidt, Sergio M. Gonzalez, Thomas J. Leblanc, Joseph T. Natoli, Donna E. Shalala, James J. Larranaga and Alfred J. Golden. The amounts were included in taxable income. Social Club Dues: Social club dues were provided for Sergio M. Gonzalez and Donna E. Shalala. The amounts were not included in taxable income.
Schedule J (Form 990) 2014

Additional Data


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Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990.

SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public
Inspection
Name of the organization
University of Miami
 
Employer identification number
59-0624458
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A Miami-Dade Co Educ Fac Authority
 
59-6000573 59333AFW6 04-26-2007 473,302,567 See Schedule K, Part VI   X   X   X
B Miami-Dade Co Educ Fac Authority
 
59-6000573 59333AJW2 05-08-2008 293,597,924 See Schedule K, Part VI   X   X   X
C Miami-Dade Co Educ Fac Authority
 
59-6000573 59333ALR0 12-12-2012 106,138,985 See Schedule K, Part VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 57,095,000      
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 478,963,291 294,961,513 106,148,514  
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 16,255,508 5,500,732 1,362,175  
6 Proceeds in refunding escrows . . . . . . . . . . . . 303,488,136      
7 Issuance costs from proceeds . . . . . . . . . . . . 3,097,405 2,148,447 929,658  
8 Credit enhancement from proceeds . . . . . . . . . . . 3,351,958      
9 Working capital expenditures from proceeds . . . . . . . . . 25,082,030   25,082,030  
10 Capital expenditures from proceeds . . . . . . . . . . . 152,770,284 287,312,335 78,216,017  
11 Other spent proceeds . . . . . . . . . . . . . .        
12 Other unspent proceeds . . . . . . . . . . . . . . 558,633   558,633  
13 Year of substantial completion . . . . . . . . . . . . 2009 2009 2014
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X   X   X      
15 Were the bonds issued as part of an advance refunding issue? . . . . . X     X   X    
16 Has the final allocation of proceeds been made? . . . . . . . . X   X     X    
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X      
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X    
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X      
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2014
Schedule K (Form 990) 2014
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X      
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X      
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X      
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X      
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.250 % 0.650 % 1.100 %  
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.610 %      
6 Total of lines 4 and 5 . . . . . . . . . . . . . 0.860 % 0.650 % 1.100 %  
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X    
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X X     X    
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. 0.380 % 0.380 %    
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .   X   X        
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . .
X   X   X      
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? . . X     X   X    
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X X      
b Exception to rebate? . . . . . . . .   X   X   X    
c No rebate due? . . . . . . . . X   X     X    
If "Yes" to line 2c, provide in Part VI the date the rebate
computation was performed . . . . . .
3 Is the bond issue a variable rate issue? . . . .   X   X   X    
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X    
b Name of provider . . . . . . . . .  
 
 
 
 
 
 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was the hedge terminated? . . . . . .                
Schedule K (Form 990) 2014
Schedule K (Form 990) 2014
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . . X   X     X    
b Name of provider . . . . . . . . . Bayerische
Landesbank
AEGONTransamerica
Occidential Life
 
 
 
 
c Term of GIC . . . . . . . . . . 2.100000000000 2.400000000000    
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . X   X          
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . . X         X    
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X      
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X      
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
Schedule K, Part I - Line A, Column F: Acquire, construct, equip and renovate University facilities and refunding of the following: Series 1993- Issue Date January 5, 1994; Series 1996A- Issue Date March 13, 1996; Series 1996B - Issue Date October 1, 1996; Series 1997A - Issue Date January 10, 1997; Series 1997B - Issue Date April 1, 1997; Series 2000A - Issue Date December 7, 1999; Series 2000B - Issue Date February 3, 2000; Series 2004A - Issue Date January 28, 2004. Schedule K, Part I - Line B, Column F: Acquire, construct, equip, and renovate University facilities and refunding of: Promissory Note - Executed November 28, 2008. Schedule K, Part I - Line C, Column F: Acquire, construct, equip, and renovate University facilities and refund working capital. Schedule K, Part II - Line 3, Column A: Variance of $5,660,724 when compared to Part I - Line A, Column (e) is due to interest earnings. Schedule K, Part II - Line 3, Column B: Variance of $1,364,116 when compared to Part I - Line B, Column (e) is due to interest earnings. Schedule K, Part II - Line 3, Column C: Variance of $9,529 when compared to Part I - Line C, Column (e) is due to additional allocation of unspent issuance cost and interest earnings. Schedule K, Part III - Line 7, Column A, B, & C: Analysis of the private security and payment test results that the bond issue does not meet the test. Schedule K, Part IV - Line 1, Column A: Form 8038-T filed on 7/21/2011 for the Series 2007A. The next computation date is 5/31/2016. Schedule K, Part IV - Line 2c, Column B: Series 2008A rebate computation was performed in June 2012, but no rebate due. The next computation date is 5/31/2017. Schedule K, Part IV - Line 2a, Column C: Series 2012A rebate computation is scheduled for 5/31/2017. Schedule K, Part III - Line 8a-c, Column B: Series 2008A property (parcel) was sold on June 19, 2014 for $1.1M. The sale of the property did not require remedial action under 1.141-12(a)(1) because the private business use threshold was not exceeded.
Schedule K (Form 990) 2014

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletInformation about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
Total ......Small Bullet $  
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
(1)  
 
  136,059 Disct Tuition Tuition Asst
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2014
Schedule L (Form 990 or 990-EZ) 2014
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Brian LeBlanc
 
See Part V 49,315 See Part V   No
(2) Rosemarie Ugalde
 
See Part V 120,000 See Part V   No
(3) Jennifer McCafferty
 
See Part V 25,573 See Part V   No
(4) Marlena Diaz
 
See Part V 120,857 See Part V   No
(5) Sonia Mora
 
See Part V 107,508 See Part V   No
(6) Eric Winter
 
See Part V 82,284 See Part V   No
(7) Gino DiMare
 
See Part V 136,903 See Part V   No
(8) Ryan Dandes
 
See Part V 45,970 See Part V   No
(9) Jeanette Gonzalez-Calles
 
See Part V 18,078 See Part V   No
(10) George Williamson III
 
See Part V 12,375 See Part V   No
(11) Carolyn Rubenstein-Spoont
 
See Part V 16,875 See Part V   No
(12) Leo Ramos Jr
 
See Part V 46,140 See Part V   No
(13) Nicholas Ramos
 
See Part V 40,546 See Part V   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L, Part IV - Lines 6 - 11, Col D Family member of trustee.
Schedule L, Part IV - Lines 1 - 5, 12,13 Col B Family member of officer.
Schedule L, Part IV - Lines 1-13, Col D Family member employment.
Schedule L (Form 990 or 990-EZ) 2014

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.

Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Types of Property
(a)
Check if applicable
(b)
Number of contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 767 846,053 Fair Market Value
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods .......
     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 206 15,157,505 Fair Market Value
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( Equipment ) X 142 220,792 Fair Market Value
26 Other Right pointing arrow large image ( Auction Items ) X 434 0 See Part II
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
...
29
14
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2014)
Schedule M (Form 990) (2014)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Part I, Line 32b: Third Party or Related Organizations Utilized: The University utilizes external brokers to sell securities when the donated securities are not deemed to fit into the University's investment portfolio.
Part I, Line 33: Items Included On Schedule M Not In Revenue: b. Part I, Line 26 - Auction items: Columns B and C include items donated for sale at fundraising event auctions (such as gift certificates, etc.) which are subsequently sold at fundraising event auctions but which are not included on form 990, Part VIII, Line 1(g).
Schedule M (Form 990) (2014)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public
Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Return Reference Explanation
Form 990, Part VI, Section A, line 2 Family and Business Relationships: Stuart Miller - Trustee, and Steven Saiontz - Trustee - Family Relationship; Stuart Miller - Trustee, and Steven Saiontz - Trustee - Business Relationship; George Feldenkreis - Trustee, Joseph Natoli - Officer - Business Relationship; Manuel Kadre - Trustee, Donna Shalala - Officer, Pascal Goldschmidt - Officer - Business Relationship; Charles Cobb-Trustee, Jorge Perez - Trustee - Business Relationship; Phillip T. Frost - Trustee, Phillip T. George - Trustee - Business Relationship; Marc Buoniconti - Trustee, Nicolas Buoniconti - Trustee, Paul DiMare - Trustee, Donna Shalala - Officer, Pascal Goldschmidt - Officer, Sergio Gonzalez - Officer - Business Relationship; Marc Buoniconti - Trustee, Nicolas Buoniconti - Trustee - Family Relationship
Form 990, Part VI, Section B, line 11 Board Review of Form 990: Process by which the governing body was provided a copy of form 990 prior to filing: Form 990 is prepared by the University's Office of the Controller and reviewed by KPMG, LLP. Due to schedule constraints of committee chairs and members, the meeting dates for the Audit and Compliance Committee fluctuate from year to year. The University provides Form 990 to the Committee prior to filing. If the Committee's meeting dates do not coincide with the availability of the return, it is provided to the Committee electronically with time provided for questions and comments. Subsequent to the Committee's review a copy of the final return is shared with all voting members of the Board prior to filing.
Form 990, Part VI, Section B, line 12c Monitoring and Compliance with Conflict of Interest Policy: The Office of the Secretary of the Board of Trustees sends an annual conflict of interest questionnaire together with the policy adopted by the Board to all trustees, officers and key employees. Once replies are received, they are reviewed by the Vice President and Chief Compliance Officer and the Chair of The Conflict of Interest Sub-Committee. When apparent conflicts arise, the Sub-Committee reviews and makes recommendations to the Executive Committee for management or denial of the relationship or proposal creating the conflict.
Form 990, Part VI, Section B, line 15 Process for Review of Compensation of Officers and Key Employees: The Compensation Review Sub-Committee of the Executive Committee reviews a summary of proposed compensation and survey data for any offer to a new officer or key employee of the University, including the President and trustees who are employees of the University. Once the compensation is approved, it is provided to the payroll office as a record of the committee's approval. Minutes of the meeting of the Compensation Review Sub-Committee of the Executive Committee are written and recorded by the Office of the Secretary. The following process is performed annually, typically at the April/May meeting of the Compensation Review Sub-Committee of the Executive Committee to approve compensation for the President, Executive Vice President and Provost, Senior Vice President for Business and Finance and Chief Financial Officer, Senior Vice President for Advancement and External Affairs, Senior Vice President for Medical Affairs, the Vice President, General Counsel and Secretary, the Vice President for Medical administration, Vice President for Human Resources, Vice President and Chief Compliance Officer, the Intercollegiate Athletic Director, and employees who are current trustees and former trustees for up to 5 years following conclusion of their service on the board: each officer's supervisor completes a written performance review and proposes a salary increase, prior to the meeting. The University participates in an annual comprehensive compensation survey compiled by an actuarial firm. The actuarial firm produces a survey of universities across the United States and, separately, data from for-profit corporations for positions that have a for-profit equivalent. The Compensation Review Sub-Committee of the Executive Committee receives the performance appraisals for each officer, key employee and trustee/employee, the completed survey prepared by the actuary, and the current and proposed salaries and other cash compensation for each officer and key employee, including the President and trustees who are employees of the University. After review and discussion, the Compensation Review Sub-Committee of the Executive Committee approves the compensation for those officers listed above, including the President, who is excused while deliberation about his/her compensation is discussed, and trustees who are employees of the University. Once the compensation is approved, it is provided to the payroll office as a record of the committee's approval. Minutes of the meeting of the Compensation Review Sub-Committee of the Executive Committee are recorded and written by the Office of the Secretary. The sub-committee reviews executive compensation in April/May as described above, except the compensation for the Senior Vice President for Medical Affairs and the Dean of the Miller School of Medicine, which is reviewed in the fall.
Form 990, Part VI, Section C, line 19 Governing Documents, Conflict of Interest Policy and Financial Statements Made Available to the General Public: The State of Florida, Department of State, Division of Corporations requires an annual registration filing, including any changes to organizational documents. Once filed, the documents can be viewed on the State of Florida web site. Financial statements of the university are made available on the University's website. The University's financial statements are also made available to the general public on the federal government's census bureau website. The Board's Conflict of Interest Policy is not made available to the public.
Form 990, Part VII, Section A, Officers, Directors, Trustees: Edward A. Dauer is a Trustee and also serves as Research Associate Professor in the College of Engineering. Average hours per week estimate of 40 hours is based on a full time teaching load.
Form 990, Part XI, line 9: Pension related changes other than Net Periodic Benefit Cost -53,382,915. Refunds of Contributions - $50,635 -50,635.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2014

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet
Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
University of Miami
 
Employer identification number

59-0624458
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income


(e)
End-of-year assets


(f)
Direct controlling
entity

(1) Biscayne View Properties LLC
1395 Brickell Avenue 14th Floor
Miami,FL33131
59-0624458
Real Estate FL 0 0 University of Miami
 
(2) Crestre LLC
1395 Brickell Avenue 14th Floor
Miami,FL33131
20-2458426
Real Estate FL 37,956 699,870 Biscayne View Properties LLC
 
(3) 1509 Venture LLC
1395 Brickell Avenue 14th Floor
Miami,FL33131
20-2458426
Real Estate FL 0 1,800,914 Biscayne View Properties LLC
 
(4) East Urban LLC
1395 Brickell Avenue 14th Floor
Miami,FL33131
20-2458426
Real Estate FL 29,743 1,083,331 Biscayne View Properties LLC
 
(5) Tripop LLC
1395 Brickell Avenue 14th Floor
Miami,FL33131
20-2458426
Real Estate FL 0 4,317,438 Biscayne View Properties LLC
 
(6) 7th Avenue Market LLC
1320 South Dixie Hwy Suite 705
Coral Gables,FL33146
20-2458426
Real Estate FL 1,556 3,024,899 Biscayne View Properties LLC
 
(7) Equi Terra LLC
1395 Brickell Avenue 14th Floor
Miami,FL33131
59-0624458
Real Estate FL 0 0 University of Miami
 
(8) Ten Bor LLC
1395 Brickell Avenue 14th Floor
Miami,FL33131
27-3025289
Real Estate FL 0 0 Equi Terra LLC
 
(9) PT Property Holding LLC
1395 Brickell Avenue 14th Floor
Miami,FL33131
27-3025289
Real Estate FL 0 0 Equi Terra LLC
 
(10) University of Miami Preservation LLC
1252 Memorial Drive Room 230
Coral Gables,FL33146
59-0624458
Hold UM Designated Easement FL 0 0 University of Miami
 
Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section


(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled entity?
Yes No
(1) WVUM Inc
PO Box 248191

Coral Gables,FL33124
59-1729614
Edu Radio FL 501(C)(3) Line 7 N/A
Yes
 
(2) University Rathskeller Inc
1330 Miller Drive

Coral Gables,FL33146
59-1410632
Student Food & Beverage FL 501(C)(3) Line 5 N/A
Yes
 
(3) Friends of the School of Music
12394 SW 82 Avenue

Miami,FL33156
65-0201227
Fundraising FL 501(C)(3) Line 9 N/A
 
No
(4) Ophthalmology Research Foundation Inc
PO Box 015869

Miami,FL33101
23-7081974
Fundraising FL 501(C)(3) Line 11c, III-FI N/A
 
No
(5) The Buoniconti Fund to Cure Paralysis
1095 NW 14th Terrace

Miami,FL33136
65-0244316
Fundraising FL 501(C)(3) Line 7 N/A
 
No




For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2014
Schedule R (Form 990) 2014
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes No
(1) CRAT (2)

 
 
Charitable Remainder Annuity Trust FL N/A
          No
(2) CRUT (7)

 
 
Charitable Remainder Unitrust FL N/A
          No
(3) Perpetual (2)

 
 
Perpetual Trust FL N/A
          No
(4) University of Miami Insurance Co Ltd

Clarendon House 2 Church St HM 11
BD
Insurance BD UM
 
C     100.000 % Yes  






Schedule R (Form 990) 2014
Schedule R (Form 990) 2014
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
 
No
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1) WVUM Inc

R 150,453 See Part VII





Schedule R (Form 990) 2014
Schedule R (Form 990) 2014
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income




(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership


Yes No Yes No Yes No






























Schedule R (Form 990) 2014
Schedule R (Form 990) 2014
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
Form 990 - Schedule, R, Part V, Line 2 Method used to determine the transaction amounts with controlled organizations is based on cash provided to, or received from each controlled organization.
Schedule R (Form 990) 2014
Additional Data


Software ID:  
Software Version: