| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 4,500 | 1,125 | 3,375 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 49,728 SHS JABIL CIRCUIT, INC. | 997,464 | 1,158,165 |
| 30,000 SHS KIRKLANDS, INC. | 340,800 | 435,000 |
| 44,754 SHS VIASYSTEMS GROUP, INC. | 0 | 0 |
| 40,000 SHS BEBE STORES, INC. | 251,052 | 22,600 |
| 40,000 SHS CRAY, INC. | 209,252 | 1,298,000 |
| 30,000 SHS FINISH LINE, INC. | 426,898 | 542,400 |
| 5,246 SHS VIASYSTEMS GROUP, INC. | 0 | 0 |
| 50,000 SHS STAGE STORES, INC. | 662,507 | 455,500 |
| 70,000 SHS TTM TECHNOLOGIES, INC. | 700,101 | 455,700 |
| 80,600 SHS NEW YORK & CO., INC. | 285,783 | 184,574 |
| 5,000 SHS FOSSIL, INC. | 530,000 | 182,800 |
| 10,000 SHS STEINER LEISURE LIMITED | 0 | 0 |
| 50,000 SHS RUDOLPH TECHNOLOGIES INC. | 554,337 | 711,000 |
| 60,000 SHS BEBE STORES, INC. | 322,526 | 33,900 |
| 20,000 SHS FINISAR CORP. | 0 | 0 |
| 119,400 SHS NEW YORK & CO., INC. | 498,060 | 273,426 |
| 40,000 SHS ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | 544,538 | 615,200 |
| 10,000 SHS BROWN SHOE COMPANY | 233,134 | 268,200 |
| 100,000 SHS EXTREME NETWORKS | 460,691 | 408,000 |
| 20,000 SHS FINISAR CORP. | 0 | 0 |
| 13,900 SHS GLOBUS MEDICAL INC. CL A NEW | 328,549 | 386,698 |
| 10,000 SHS KAPSTONE PAPER | 254,942 | 225,900 |
| 30,000 SHS MITEL NETWORKS CORP. | 300,746 | 230,700 |
| 40,000 SHS SILICON GRAPHICS INTERNATIONAL CORP. | 435,829 | 236,000 |
| 80,000 SHS TGC INDS INC. | 0 | 0 |
| 30,000 SHS TTM TECHNOLOGIES, INC. | 250,403 | 195,300 |
| 1,780 SHS VALEANT PHARMACEUTICALS INTERNATIONAL | 234,310 | 180,937 |
| 137,272 SHS JABIL CIRCUIT, INC. | 2,788,477 | 3,197,065 |
| 30,000 SHS AVID TECHNOLOGY, INC. | 355,063 | 218,700 |
| 6,100 SHS GLOBUS MEDICAL INC. CL A NEW | 170,906 | 169,702 |
| 80,000 SHS JABIL CIRCUIT, INC. | 1,914,800 | 1,863,200 |
| 20,000 SHS MITEL NETWORKS CORP. | 209,535 | 153,800 |
| 40,000 SHS STEIN MART INC. | 275,785 | 269,200 |
| 35,300 SHS TTM TECHNOLOGIES, INC. | 348,764 | 229,803 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| PCM PARTNERS LP, II | AT COST | 6,218,810 | 6,446,909 |
| PCM PARTNERS INTERNATIONAL, LTD.-PARTNERSHIP INTEREST | AT COST | 2,400,000 | 7,863,512 |
| ARTWORK | AT COST | 1,014,937 | 1,014,937 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ADMINISTRATIVE EXPENSES | 8,609 | 2,152 | 6,457 | |
| INSURANCE - ARTWORK | 1,330 | 1,330 | 0 | |
| STORAGE FEES - ARTWORK | 4,154 | 4,154 | 0 | |
| INVESTMENT FEE EXPENSES | 6,985 | 6,985 | 0 | |
| PENALTIES & INTEREST | 289 | 0 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| REFUND OF EXCISE TAX ON INVESTMENT INCOME | 1,585 | 1,585 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXCISE TAX ON INVESTMENT INCOME | 474 | 0 | 0 | |
| FEDERAL TAXES | 16,956 | 0 | 0 | |
| NYS TAXES | 250 | 250 | 250 |