Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 01-01-2015 , and ending 12-31-2015
Name of foundation
S & R FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)3400 PROSPECT STREET NW
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WASHINGTON, DC20007
A Employer identification number

52-2284478
B Telephone number (see instructions)

(202) 298-6007
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$90,343,582J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 58,078,799
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments 221,142 221,142 221,142
4 Dividends and interest from securities...      
5a Gross rents............ 1,800 1,800 1,800
b Net rental income or (loss) 1,800
6a Net gain or (loss) from sale of assets not on line 10 19,178,999
b Gross sales price for all assets on line 6a 39,480,000
7 Capital gain net income (from Part IV, line 2)... 19,178,999
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 262,811 0 262,811
12 Total. Add lines 1 through 11........ 77,743,551 19,401,941 485,753
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages...... 805,844 0 0 805,844
15 Pension plans, employee benefits....... 110,858 0 0 110,858
16a Legal fees (attach schedule)......... Click to see attachment 22,815 0 0 22,815
b Accounting fees (attach schedule)....... Click to see attachment 38,193 19,097 0 38,193
c Other professional fees (attach schedule).... Click to see attachment 567,964 0 0 567,964
17 Interest...............        
18 Taxes (attach schedule) (see instructions)...        
19 Depreciation (attach schedule) and depletion... Click to see attachment 109,522 0 109,522
20 Occupancy..............        
21 Travel, conferences, and meetings....... 129,869 0 0 129,869
22 Printing and publications.......... 32,995 0 0 32,995
23 Other expenses (attach schedule)....... Click to see list of attachments 730,540 1,800 483 751,328
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 2,548,600 20,897 110,005 2,459,866
25 Contributions, gifts, grants paid....... 8,455 8,455
26 Total expenses and disbursements. Add lines 24 and 25 2,557,055 20,897 110,005 2,468,321
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 75,186,496
b Net investment income (if negative, enter -0-) 19,381,044
c Adjusted net income (if negative, enter -0-)... 375,748
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 903,832 3,649,632 3,649,632
2 Savings and temporary cash investments......... 134,430 184,477 184,477
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet   600    
4 Pledges receivable bullet510,000
Less: allowance for doubtful accounts bullet     510,000 510,000
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........   18,239 18,239
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 40,255,320 Click to see attachment107,893,842 67,491,834
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet16,809,404
Less: accumulated depreciation (attach schedule) bullet180,931 141,407 Click to see attachment16,628,473 16,628,473
15 Other assets (describe bullet) Click to see attachment1,855,138 Click to see attachment1,860,927 Click to see attachment1,860,927
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 43,290,727 130,745,590 90,343,582
Liabilities 17 Accounts payable and accrued expenses.......... 121,657 101,074
18 Grants payable.................. 189,745 181,933
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 311,402 283,007
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 42,568,582 130,222,678
25 Temporarily restricted............... 410,743 239,905
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 42,979,325 130,462,583
31 Total liabilities and net assets/fund balances (see instructions). 43,290,727 130,745,590
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
42,979,325
2
Enter amount from Part I, line 27a .....................
2
75,186,496
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
12,296,762
4
Add lines 1, 2, and 3 ..........................
4
130,462,583
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
130,462,583
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 3000000 SHARES SUCAMPO STOCK   2007-06-30 2015-04-02
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 39,480,000   20,301,001 19,178,999
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       19,178,999
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 19,178,999
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 0
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 2,706,496 40,594,642 0.066671
2013 1,163,729 18,174,122 0.064032
2012 933,607 8,209,171 0.113727
2011 156,449 13,875,730 0.011275
2010 216,168 3,150,535 0.068613
2
Total of line 1, column (d) .....................
20.324318
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.064864
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
62,368,372
5
Multiply line 4 by line 3......................
5
4,045,462
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
193,810
7
Add lines 5 and 6........................
7
4,239,272
8
Enter qualifying distributions from Part XII, line 4.............
8
19,010,832
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 193,810
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 193,810
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 193,810
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a  
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 0
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 4,597
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 198,407
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDC, MD, NY, VA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
    Yes
     
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.SANDRFOUNDATION.ORG
    14
    The books are in care ofbulletTHE FOUNDATION Telephone no.bullet (202) 298-6007

    Located atbullet3400 PROSPECT STREET NWWASHINGTONDC ZIP+4bullet20007
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    SACHIKO KUNO DIRECTOR & PRESIDENT
    40.00     		0 0 0
    3400 PROSPECT STREET NW
    WASHINGTON,DC20007
    DOUGLAS CHARNAS DIRECTOR & SECRETARY/TREAS
    6.00     		0 0 0
    2001 K STREET NW SUITE 400
    WASHINGTON,DC20006
    MARIANNE F CHACONAS DIRECTOR & VICE PRESIDENT
    5.00     		0 0 0
    3400 PROSPECT STREET NW
    WASHINGTON,DC20007
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    KATHERINE GOODALL COO
    40.00     		134,040 3,600 0
    3400 PROSPECT STREET NW
    WASHINGTON,DC20007
    MAKI FUKAMI PRESIDENT, IIGR
    40.00     		100,000 0 0
    3400 PROSPECT STREET NW
    WASHINGTON,DC20007
    RYAN ROSS HALCYON PROGRAM DIRE
    40.00     		80,132 1,038 0
    3400 PROSPECT STREET NW
    WASHINGTON,DE20007
    ROBERT D CARSON DIRECTOR OF EVENTS
    40.00     		77,432 0 0
    3400 PROSPECT STREET NW
    WASHINGTON,DC20007
    JEREMY E NEY ARTS PROGRAM MANAGER
    40.00     		73,328 865 0
    3400 PROSPECT STREET NW
    WASHINGTON,DC20007
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    SAGE COMMUNICATIONS COMMUNICATIONS 149,580
    1651 OLD MEADOW RD STE 500
    MCLEAN,VA22102
    OCCASIONS CATERERS CATERING 129,514
    655 TAYLOR ST NE
    WASHINGTON,DC20017
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 FINANCIAL SUPPORT FOR INDIVIDUALS AND INSTITUTIONS TO DEVELOP YOUNG ARTISTS AND MUSICIANS. 1,315,116
    2 HALCYON INCUBATOR SUPPORTS SOCIAL ENTREPRENEURS THROUGH FELLOWSHIPS DESIGNED TO TRANSFORM IDEAS INTO VENTURES TO ACHIEVE MEANINGFUL SOCIAL OUTCOMES. 1,516,420
    3 INTERNATIONAL PROGRAMS DESIGNED TO CONNECT UNIVERSITY STUDENTS WITH INTERNATIONAL ORGANIZATIONS. 597,079
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    60,881,958
    b
    Average of monthly cash balances.......................
    1b
    2,436,186
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    63,318,144
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    63,318,144
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    949,772
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    62,368,372
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    3,118,419
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
     
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
     
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
     
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    2,468,321
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    16,542,511
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    19,010,832
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    193,810
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    18,817,022
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7  
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2015:
    a From 2010......  
    b From 2011......  
    c From 2012......  
    d From 2013......  
    e From 2014......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$  
    a Applied to 2014, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2015 distributable amount.....  
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2015.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		 
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2011....  
    b Excess from 2012....  
    c Excess from 2013....  
    d Excess from 2014....  
    e Excess from 2015....  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
    375,748 190,848 82,495 44,291 693,382
    b 85% of line 2a ......... 319,386 162,221 70,121 37,647 589,375
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		19,010,832 2,706,496 1,163,729 933,607 23,814,664
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		0 0 0 0 0
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		19,010,832 2,706,496 1,163,729 933,607 23,814,664
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......         0
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		         0
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		2,078,946 1,353,155 605,804 273,639 4,311,544
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		        0
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		        0
    (3) Largest amount of support
    from an exempt organization    		         0
    (4) Gross investment income         0
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    SACHIKO KUNO
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    SR FOUNDATION CO DR SACHIKO KUNO
    1623 28TH STREET NW
    WASHINGTON,DC20007
    (202) 298-6007
    K.GOODALL@SANDR.ORG
    bThe form in which applications should be submitted and information and materials they should include:
    ENTRY MUST BE SUBMITTED IN WRITING. THE FORM IS AVAILABLE ON THE WEBSITE AND SHOULD INCLUDE ENTRANT'S BIOGRAPHY AND PICTURE ESSAY OF 250-500 WORDS DETAILING HOW THE AWARDEE WOULD ADVANCE THE MISSION OF THE FOUNDATION. SAMPLE PHOTOGRAPH OR RECORDING OF THE ENTRANT'S WORK 3 LETTERS OF RECOMMENDATION FROM RECOGNIZED AUTHORITIES OR PROFESSIONALS IN THE ENTRANT'S DISCIPLINE.
    cAny submission deadlines:
    OCTOBER 15
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    MUST BE AT LEAST 18 YEARS OLD AND NOT ENROLLED OR FINISHING WORK IN A DEGREE-GRANTING PROGRAM. APPLICANT MUST RESIDE IN THE UNITED STATES OR JAPAN FOR 1 OF THE 5 PREVIOUS YEARS BEFORE APPLYING AND MUST NOT HAVE RECEIVED AN ADVANCED LEVEL OF RECOGNITION FOR HIS WORK IN THE UNITED STATES OR JAPAN.
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    APS BUSINESS OFFICE
    9650 ROCKVILLE PIKE
    BETHESDA,MD20814
    (301) 634-7164
    K.GOODALL@SANDR.ORG
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICATION MUST INCLUDE: PLAN OF RESEARCH THE CURRICULUM VITAE INCLUDING PUBLICATION LIST AT LEAST 2 LETTERS OF RECOMMENDATION FROM RECOGNIZED AUTHORITIES OR PROFESSIONALS IN THE SCIENTIST'S FIELD OF RESEARCH ONE OF THOSE LETTERS SHOULD BE FROM THE INSTITUTION TO BE FUNDED EXPLANATION OF HOW THE GRANT WILL CONTRIBUTE TO DEVELOP THE RESEARCH PROJECT AND HOW IT WILL CONTRIBUTE TO THE FIELDS OF MEDICINE, PHARMACY AND PUBLIC HEALTH. DEMONSTRATION OF FINANCIAL NEED.
    cAny submission deadlines:
    NOVEMBER 13
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    APPLICANT MUST BE 18 YEARS OF AGE OR OLDER BE AFFILIATED WITH OR EMPLOYED BY AN EDUCATIONAL OR CHARITABLE INSTITUTION IN THE U.S. ON AT LEAST A PART-TIME BASIS. RESIDE IN THE US WHEN THE GRANT IS RECEIVED DEMONSTRATE THE SCIENTIFIC ABILITY OF THE SCIENTIST (OR SCIENTISTS) WHO WILL CONDUCT THE RESEARCH AS EVIDENCED IN THE PLAN OF THE RESEARCH, CV, PUBLICATIONS AND LETTERS OF RECOMMENDATION.
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    INTERNATIONAL INSTITUTE FOR GLOBAL
    1623 28TH STREET NW
    WASHINGTON,DC20007
    (202) 298-6007
    K.GOODALL@SANDR.ORG
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICANT MUST COMPLETE THE ONLINE APPLICATION FORM AND SUBMIT IT WITH ALL REQUIRED DOCUMENTS, WHICH ARE EXPECTED TO INCLUDE: A) APPLICANTS RESUME AND BIOGRAPHY, INCLUDING A PUBLICATION LIST. B) A MINIMUM OF TWO (2) LETTERS OF RECOMMENDATION FROM RECOGNIZED AUTHORITIES OR PROFESSIONALS IN THE APPLICANT'S DISCIPLINE. C) ONE (1) TO THREE (3) AUTHENTIC WORK SAMPLES PRODUCED BY THE APPLICANT, WHICH MAY INCLUDE A RESEARCH PAPER, PUBLICATION OR ARTICLE. D) A STATEMENT OF PURPOSE: 250-500 WORD STATEMENT DESCRIBING A PROPOSED RESEARCH THEME
    cAny submission deadlines:
    NOT AT THIS TIME
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    1) APPLICANT MUST BE AT LEAST TWENTY ONE (21) YEARS OF AGE. 2) APPLICANT MUST HOLD PH.D. (OR COMPARABLE) DEGREE, BE PH.D. CANDIDATE, OR POSSESS TEN YEARS OR MORE OF EQUIVALENT PROFESSIONAL EXPERIENCE IN THE EMERGENCY MANAGEMENT FIELD. 3) APPLICANT'S FIELD OF RESEARCH MUST BE UNIQUE AND INNOVATIVE. 4) APPLICANT MUST HAVE DOCUMENTED PROOF OF PRODUCING UNIQUE AND OUTSTANDING WORK PRODUCTS RELATED TO EMERGENCY MANAGEMENT. 5) APPLICANT MUST BE ABLE TO DEMONSTRATE EVIDENCE OF GOOD HEALTH (PHYSICAL EXAMINATION). EVIDENCE OF THIS WILL BE A LETTER (OBTAINED AT THE APPLICANT'S EXPENSE) SIGNED AND DATED BY THE APPLICANT'S DOCTOR WITHIN THE PAST SIX MONTHS STATING THAT THE DOCTOR HAS EXAMINED THE APPLICANT AND THAT THE APPLICANT IS IN SUFFICIENTLY GOOD HEALTH TO TRAVEL TO & FROM WASHINGTON DC BY AIR, TRAVEL TO AND FROM MEETINGS AND SEMINARS, CONDUCT ACADEMIC RESEARCH, WORK AT A COMPUTER, AND PERFORM OTHER TASKS OF A SEDENTARY NATURE. 6) APPLICANT MUST BE PROFICIENT IN ENGLISH COMMUNICATION
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    LISA OBERSTOETTER
    1623 28TH STREET NW
    WASHINGTON,DC20007
    (202) 298-6007
    K.GOODALL@SANDR.ORG
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICATIONS ARE SUBMITTED ONLINE AND REQUIRES APPLICANTS TO SUBMIT A RESUME AND DESCRIBE THE SOCIAL VENTURE THAT WOULD BE CREATED IF SELECTED FOR THE INCUBATOR PROGRAM. THE APPLICANT MUST IDENTIFY POTENTIAL BENEFICAIRES OF THE VENTURE AND THE SOCIAL ISSUES THAT THE VENTURE WILL ADDRESS. ADDITIONALLY, THE APPLICANT MUST EXPLAIN HOW THE SOCIAL IMPACT OF THE VENTURE WILL BE MEASURED, PLANS FOR GENERATING REVENUE, PROVIDE A COMPETITIVE ANALYSIS, REASONS FOR SELECTING THE VENTURE, AND IDENTIFY THE MOST SIGNIFICANT CHALLENGES THAT WOULD BE FACED.
    cAny submission deadlines:
    APPLICATIONS ARE ACCEPTED TWICE A YEAR AND ARE DUE IN MAY AND OCTOBER.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    APPLICANT MUST BE 21 YEARS OF AGE BY THE START OF THE INCUBATOR PROGRAM. THE VENTURE MUST BE THE ORIGINAL IDEA OF THE APPLICANT. THE VENTURE MUST BE IN OPERATION LESS THAN TWO YEARS, AND MUST BE INDEPENDENT AND AUTONOMOUS. APPLICANTS MUST COMMIT TO A MINIMUM OF 40 HOURS A WEEK FOR THE FIRST EIGHT MONTHS OF THE FELLOWSHIP AND RESIGN FROM CURRENT EMPLOYMENT AND NOT BE ENROLLED IN A COLLEGE OR UNIVERSITY. ALL APLLICANTS MUST HAVE LEGAL STATUS TO WORK IN THE UNITED STATES.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    HARVARD BUSINESS SCHOOL CLUB OF WASHINGTON DC
    PO BOX 2749
    WASHINGTON,DC20002     		  PUBLIC CHARITY SUPPORT SCHOLARSHIP PROGRAMS FOR NONPROFIT LEADERSHIP 2,500
    NEW ORCHESTRA OF WASHINGTON DC
    12320 PARKLAWN DRIVE
    ROCKVILLE,MD20852     		  PUBLIC CHARITY PROVIDE SUPPORT TO NEW INTERPRETATIONS OF CLASSICAL MUSIC WORKS. 450
    BOYS & GIRLS CLUB OF DC
    3265 S STREET NW
    WASHINGTON,DC20007     		    PROVIDE SUPPORT AND AFTER SCHOOL ACTIVITIES FOR YOUNG PEOPLE 2,505
    UNITED STATES INSTITUTE FOR PEACE
    2301 CONSTITUTION AVE NW
    WASHINGTON,DC20037     		    PROVIDE SUPPORT FOR ORGANZATIONS THROUGH CONFLICT RESOLUTION PROGRAMS 3,000
    Total .................................bullet 3a 8,455
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		    14 221,142  
    4 Dividends and interest from securities....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		        1,800
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 19,178,999  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue:
    aROYALTIES     		    15   1,476
    bCONCERT REVENUE         254,505
    cMISCELLANEOUS INCOME         6,830
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 19,400,141 264,611
    13Total. Add line 12, columns (b), (d), and (e)..................
    1319,664,752
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    6 THIS INCOME IS DERIVED FROM AND USED TO SUPPORT EXPENSES RELATED TO MAINTAINING THE ORGANIZATION'S MUSICAL PROGRAM.
    11 THIS INCOME IS USED TO SUPPORT MEDICAL RESEARCH STUDENTS AND INSTITUTIONS AND TO SUPPORT THE ARTIST IN RESIDENCE PROGRAM WHICH PROMOTES IMPROVING RELATIONSHIPS BETWEEN JAPAN AND THE UNITED STATES.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2015 AccountingFeesSchedule
    Name:
    S & R FOUNDATION
    EIN:
    52-2284478
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 38,193 19,097 0 38,193

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2015 AmortizationSchedule
    Name:
    S & R FOUNDATION
    EIN:
    52-2284478
    Description of Amortized Expenses Date Acquired, Completed, or Expended Amount Amortized Deduction for Prior Years Amortization Method Current Year Amortization Net Investment Income Adjusted Net Income Total Amount of Amortization
    LOGO DESIGN 2001-01-01 5,954 5,558 180.000000000000 396 0 396 5,954
    TRADE MARK 2014-05-14 1,300 58 180.000000000000 87 0 87 145

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2015 DepreciationSchedule
    Name:
    S & R FOUNDATION
    EIN:
    52-2284478
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    WEBSITE 2011-09-16 28,800 28,800 SL 3.000000000000 0 0 0  
    LIGHTING 2012-10-03 5,088 3,816 SL 3.000000000000 1,272 0 1,272  
    COMPUTER FOR KATE 2013-06-13 1,858 589 SL 5.000000000000 372 0 372  
    COMPUTER FOR MAKI AND LEO 2013-06-13 3,714 1,176 SL 5.000000000000 743 0 743  
    LAPTOP FOR KANAKO SAEKI 2013-11-07 1,772 413 SL 5.000000000000 354 0 354  
    COMPUTER SHOWCASE 2013-12-10 1,693 367 SL 5.000000000000 339 0 339  
    MICROPHONE 2013-07-09 1,336 401 SL 5.000000000000 267 0 267  
    BALDWIN D 9' CONCERT GRAND 2013-03-11 50,000 18,333 SL 5.000000000000 10,000 0 10,000  
    DOUBLE BASS 2/2 2013-07-29 8,750 2,479 SL 5.000000000000 1,750 0 1,750  
    MARIMBA-YM6100C 2013-03-06 16,595 6,085 SL 5.000000000000 3,319 0 3,319  
    DOUBLE BASS 1/2 2013-04-16 8,750 2,917 SL 5.000000000000 1,750 0 1,750  
    OFFICE FURNITURE 2014-06-18 84,460 6,033 SL 7.000000000000 12,066 0 12,066  
    FURNITURE FOR UPSTAIRS OFFICES 2015-03-06 12,683   SL 7.000000000000 1,510 0 1,510  
    DESK FOR KYOTO UNIVERSITY INTERNS 2015-07-22 448   SL 7.000000000000 27 0 27  
    FILLMORE BUILDING 2015-06-09 4,524,372   SL 39.000000000000 67,672 0 67,672  
    FILLMORE_CARPET 2015-09-08 3,800   SL 27.500000000000 46 0 46  
    ITALIAN VIOLIN C. 1785 #55960 DONATED BY DR. UENO 2015-01-31 16,190   SL 5.000000000000 2,968 0 2,968  
    CELLO CARLO DE MARCH, VENICE, ITALY 1858 # C1501 DONATED BY DR. UENO 2015-01-31 22,000   SL 5.000000000000 4,033 0 4,033  
    ELECRTRIC VIOLIN STING RAY SVX4 - RED FROM DR UENO 2015-03-22 625   SL 5.000000000000 94 0 94  
    ELECRTRIC VIOLIN STING RAY SVX4 - BLACK FROM DR UENO 2015-03-22 668   SL 5.000000000000 100 0 100  
    TA 100 FROM DR UENO 2015-03-22 999   SL 5.000000000000 150 0 150  
    4/4 VIOLIN JT LAMY MIRECOURT C. 1910 FROM DR UENO 2015-09-04 5,800   SL 5.000000000000 387 0 387  
    FILLMORE LAND 2015-06-09 12,001,208   L   0 0 0  
    TECH_COMPUTERS 2015-10-09 500   SL 3.000000000000 42 0 42  
    TECH_FURNITURE 2015-10-09 7,295   SL 7.000000000000 261 0 261  

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    S & R FOUNDATION
    EIN:
    52-2284478
    Name of Stock End of Year Book Value End of Year Fair Market Value
    SPI STOCK 107,893,842 67,491,834

    TY 2015 LandEtcSchedule2
    Name:
    S & R FOUNDATION
    EIN:
    52-2284478
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    WEBSITE 28,800 28,800 0 0
    LIGHTING 5,088 5,088 0 0
    COMPUTER FOR KATE 1,858 961 897 897
    COMPUTER FOR MAKI AND LEO 3,714 1,919 1,795 1,795
    LAPTOP FOR KANAKO SAEKI 1,772 767 1,005 1,005
    COMPUTER SHOWCASE 1,693 706 987 987
    MICROPHONE 1,336 668 668 668
    BALDWIN D 9' CONCERT GRAND 50,000 28,333 21,667 21,667
    DOUBLE BASS 2/2 8,750 4,229 4,521 4,521
    MARIMBA-YM6100C 16,595 9,404 7,191 7,191
    DOUBLE BASS 1/2 8,750 4,667 4,083 4,083
    OFFICE FURNITURE 84,460 18,099 66,361 66,361
    FURNITURE FOR UPSTAIRS OFFICES 12,683 1,510 11,173 11,173
    DESK FOR KYOTO UNIVERSITY INTERNS 448 27 421 421
    FILLMORE BUILDING 4,524,372 67,672 4,456,700 4,456,700
    FILLMORE_CARPET 3,800 46 3,754 3,754
    ITALIAN VIOLIN C. 1785 #55960 DONATED BY DR. UENO 16,190 2,968 13,222 13,222
    CELLO CARLO DE MARCH, VENICE, ITALY 1858 # C1501 DONATED BY DR. UENO 22,000 4,033 17,967 17,967
    ELECRTRIC VIOLIN STING RAY SVX4 - RED FROM DR UENO 625 94 531 531
    ELECRTRIC VIOLIN STING RAY SVX4 - BLACK FROM DR UENO 668 100 568 568
    TA 100 FROM DR UENO 999 150 849 849
    4/4 VIOLIN JT LAMY MIRECOURT C. 1910 FROM DR UENO 5,800 387 5,413 5,413
    FILLMORE LAND 12,001,208 0 12,001,208 12,001,208
    TECH_COMPUTERS 500 42 458 458
    TECH_FURNITURE 7,295 261 7,034 7,034


    TY 2015 LegalFeesSchedule
    Name:
    S & R FOUNDATION
    EIN:
    52-2284478
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 22,815 0 0 22,815


    TY 2015 OtherAssetsSchedule
    Name:
    S & R FOUNDATION
    EIN:
    52-2284478
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    NON DEPRECIABLE FIXED ASSETS 1,853,500 1,853,500 1,853,500
    INTANGIBLE ASSETS, NET OF ACCUMULATED AMORTIZATION 1,638 1,155 1,155
    INTEREST RECEIVABLE   6,272 6,272


    TY 2015 OtherExpensesSchedule
    Name:
    S & R FOUNDATION
    EIN:
    52-2284478
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EVENTS 173,862 1,800 0 172,062
    INSTRUMENT MOVING 1,655 0 0 1,655
    PERFORMANCE FEE 66,438 0 0 66,438
    ARTIST IN RESIDENCE 33,600 0 0 33,600
    OFFICE EXPENSE 88,940 0 0 88,940
    INSURANCE 17,996 0 0 41,067
    AWARDS 159,575 0 0 159,575
    MISCELLANEOUS EXPENSE 28,075 0 0 28,075
    STIPENDS 157,815 0 0 157,815
    LICENSES AND FEES 1,762 0 0 1,762
    TAXES AND ASSESSMENTS 339 0 0 339
    AMORTIZATION 483 0 483 0


    TY 2015 OtherIncomeSchedule2
    Name:
    S & R FOUNDATION
    EIN:
    52-2284478
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ROYALTIES 1,476   1,476
    CONCERT REVENUE 254,505   254,505
    MISCELLANEOUS INCOME 6,830   6,830


    TY 2015 OtherIncreasesSchedule
    Name:
    S & R FOUNDATION
    EIN:
    52-2284478
    Description Amount
    FAIR VALUE ADJUSTMENT 12,296,762


    TY 2015 OtherProfessionalFeesSchedule
    Name:
    S & R FOUNDATION
    EIN:
    52-2284478
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CONSULTING AND GENERAL 392,301 0 0 392,301
    COMMUNICATIONS 146,520 0 0 146,520
    IT / WEB 29,143 0 0 29,143