Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 06-01-2015 , and ending 05-31-2016
Name of foundation
ETHEL S C SMITH NO 5 CHARITABLE TW
 
Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHARLOTTE, NC28262
A Employer identification number

23-6648857
B Telephone number (see instructions)

(800) 352-3705
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$12,801,186J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 298,898 297,223  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 24,017
b Gross sales price for all assets on line 6a 6,527,142
7 Capital gain net income (from Part IV, line 2)... 24,017
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 12,803    
12 Total. Add lines 1 through 11........ 335,718 321,240  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 113,803 68,420   45,383
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 23,321 0 0 23,321
b Accounting fees (attach schedule)....... Click to see attachment 1,000 0 0 1,000
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 12,213 6,493   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 14,000     14,000
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 164,337 74,913 0 83,704
25 Contributions, gifts, grants paid....... 588,918 588,918
26 Total expenses and disbursements. Add lines 24 and 25 753,255 74,913 0 672,622
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -417,537
b Net investment income (if negative, enter -0-) 246,327
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 1,855 2,076 2,076
2 Savings and temporary cash investments......... 553,684 660,459 660,459
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 805,849 Click to see attachment588,583 604,333
b Investments—corporate stock (attach schedule)....... 7,943,133 Click to see attachment8,163,878 9,218,554
c Investments—corporate bonds (attach schedule)....... 2,834,120 Click to see attachment2,255,926 2,216,616
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 51,219 Click to see attachment101,219 99,148
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 12,189,860 11,772,141 12,801,186
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 12,189,860 11,772,141
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 12,189,860 11,772,141
31 Total liabilities and net assets/fund balances (see instructions). 12,189,860 11,772,141
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
12,189,860
2
Enter amount from Part I, line 27a .....................
2
-417,537
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
4,946
4
Add lines 1, 2, and 3 ..........................
4
11,777,269
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
5,128
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
11,772,141
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 2199.413 INV BALANCE RISK COMM STR-Y #8611   2016-01-15 2016-05-24
b 11831.137 ARTISAN MID CAP FUND-INS #1333   2016-01-28 2016-03-17
c 14434.18 ABERDEEN GLOBAL HIGH INCOME FD #5497   2014-06-02 2015-09-14
d 17892.987 ABERDEEN GLOBAL HIGH INCOME FD #5497   2014-06-02 2016-03-17
e 36585.366 CREDIT SUISSE COMM RET ST-I #2156   2013-07-16 2016-01-15
30000. DEUTSCHE BANK AG 3.250% 1/11/16   2014-03-17 2016-01-11
20000. DOW CHEMICAL CO/THE 2.500% 2/15/16   2013-06-24 2015-09-15
7010.309 DRIEHAUS ACTIVE INCOME FUND   2013-07-16 2016-01-28
30000. ECOLAB INC 1.000% 8/09/15   2012-08-13 2015-08-09
1152.25 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2015-06-15
173.52 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2015-07-15
174.01 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2015-08-15
182.6 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2015-09-15
679.75 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2015-10-15
184.25 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2015-11-15
168.96 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2015-12-15
176.45 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2016-01-15
174.98 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2016-02-15
174.05 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2016-03-15
182.02 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2016-04-15
171.69 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2016-05-15
20000. FED NATL MTG ASSN 2.375% 4/11/16   2013-09-18 2015-12-04
40000. FED NATL MTG ASSN 1.125% 4/27/17   2012-08-14 2016-01-28
20000. FREEPORT-MCMORAN C 3.550% 3/01/22   2012-08-10 2015-09-03
2752.799 HARBOR CAPITAL APRCTION-INST #2012   2016-01-28 2016-03-17
7904.395 HARBOR CAPITAL APRCTION-INST #2012   2011-11-09 2016-03-17
25000. HEWLETT-PACKARD CO 2.600% 9/15/17   2012-08-21 2015-10-14
7976. ISHARES MSCI EMERGING MARKETS   2011-07-26 2016-03-17
8326. ISHARES MSCI EMERGING MARKETS   2012-07-06 2016-05-24
5876. ISHARES MSCI EAFE ETF   2014-11-24 2016-03-17
1786. ISHARES MSCI EAFE ETF   2016-01-28 2016-03-17
1019. ISHARES MSCI EAFE ETF   2015-09-14 2016-03-17
449. ISHARES RUSSELL 2000 ETF   2009-03-20 2015-09-28
501. ISHARES RUSSELL 2000 ETF   2016-01-28 2016-03-17
1354. ISHARES RUSSELL 2000 ETF   2009-03-20 2016-03-17
2760. ISHARES RUSSELL 2000 ETF   2009-03-20 2016-05-24
16983.696 JPMORGAN HIGH YIELD FUND SS #3580   2008-08-21 2015-09-14
26288.387 KEELEY MID CAP DIV VALUE-I #2259   2014-06-02 2016-03-17
5659.121 MERGER FUND-INST #301   2013-07-16 2016-01-28
7772.021 MERGER FUND-INST #301   2013-07-16 2016-05-24
20000. MORGAN STANLEY 3.800% 4/29/16   2012-08-21 2016-04-29
2010.05 PIMCO FOREIGN BD FD USD H-INST #103   2006-12-28 2016-01-28
5882.353 PIMCO FOREIGN BD FD USD H-INST #103   2006-12-28 2016-05-24
13238.512 PIMCO EMERG MKTS BD-INST #137   2012-07-06 2016-01-28
46913.706 PIMCO EMERG MKTS BD-INST #137   2013-07-16 2016-03-17
4304.161 PAX WORLD SMALL CAP-INS #3068   2016-03-17 2016-05-24
20000. PEPSICO INC 2.500% 5/10/16   2012-07-30 2016-05-10
24333. MLN ELEMENTS ROGERS TOTAL RETURN   2013-12-23 2015-12-14
5161. E-TRACS ALERIAN MLP INFRASTRUCTURE   2013-12-23 2016-05-24
15000. US TREASURY NOTE 2.000% 2/15/25   2015-10-02 2015-10-09
25000. US TREASURY NOTE 3.000% 8/31/16   2012-08-09 2015-09-28
15000. US TREASURY NOTE 2.750% 5/31/17   2012-08-09 2015-09-28
17000. US TREASURY NOTE 2.750% 5/31/17   2012-08-09 2015-10-02
18000. US TREASURY NOTE 2.750% 5/31/17   2012-08-09 2015-10-09
15000. US TREASURY NOTE 2.875% 3/31/18   2014-02-14 2015-10-09
15000. US TREASURY NOTE 2.875% 3/31/18   2014-02-14 2015-11-09
50000. US TREASURY NOTE 2.250% 7/31/18   2012-08-09 2016-01-28
30000. US TREASURY NOTE 2.000% 2/15/22   2012-08-09 2016-01-28
10000. US TREASURY NOTE 2.000% 2/15/22   2012-08-09 2016-02-29
15000. US TREASURY NOTE 1.625% 8/15/22   2012-10-31 2016-01-28
15000. US TREASURY NOTE 1.625% 8/15/22   2013-12-02 2016-02-29
15000. US TREASURY NOTE 1.625% 11/15/22   2012-12-27 2015-09-28
45000. US TREASURY NOTE 1.500% 5/31/19   2014-05-29 2016-01-28
6527.415 VOYA REAL ESTATE FUND CLASS I #2190   2013-07-16 2016-01-28
10455.573 VOYA REAL ESTATE FUND CLASS I #2190   2013-07-16 2016-03-17
5903.188 VOYA INTL RL EST FD CL-I #2664   2008-04-29 2015-09-28
15981.735 VOYA INTL RL EST FD CL-I #2664   2013-07-16 2016-03-17
4904.527 WELLS FARGO INTL BOND-IS #4705   2006-12-28 2016-03-17
9743.685 WELLS FARGO ENTERPR CL I #3118   2013-07-16 2016-01-28
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 15,000   13,174 1,826
b 462,243   440,000 22,243
c 125,000   148,239 -23,239
d 140,997   182,434 -41,437
e 154,756   270,000 -115,244
30,000   31,332 -1,332
20,179   20,587 -408
68,000   75,221 -7,221
30,000   30,062 -62
1,152   1,217 -65
174   183 -9
174   184 -10
183   193 -10
680   718 -38
184   195 -11
169   178 -9
176   186 -10
175   185 -10
174   184 -10
182   192 -10
172   181 -9
20,132   20,966 -834
40,166   40,482 -316
15,698   20,024 -4,326
154,983   150,000 4,983
445,017   299,339 145,678
25,810   24,781 1,029
269,902   380,854 -110,952
270,006   349,181 -79,175
338,274   287,734 50,540
102,818   99,582 3,236
58,663   60,039 -1,376
49,843   18,105 31,738
54,122   49,965 4,157
146,269   54,598 91,671
310,521   111,293 199,228
125,000   142,568 -17,568
446,377   436,198 10,179
85,000   90,437 -5,437
120,000   124,202 -4,202
20,000   20,030 -30
20,000   20,462 -462
60,000   59,882 118
121,000   153,633 -32,633
451,779   531,367 -79,588
60,000   58,666 1,334
20,000   21,156 -1,156
110,956   199,219 -88,263
139,344   200,026 -60,682
14,866   15,086 -220
25,603   27,437 -1,834
15,536   16,448 -912
17,631   18,642 -1,011
18,638   19,738 -1,100
15,763   15,997 -234
15,640   15,997 -357
51,643   53,805 -2,162
30,720   31,037 -317
10,340   10,346 -6
14,954   14,895 59
15,155   14,163 992
14,813   14,993 -180
45,541   45,054 487
125,000   122,715 2,285
220,508   176,672 43,836
50,000   70,401 -20,401
140,000   176,840 -36,840
50,026   52,527 -2,501
369,675   350,698 18,977
      133,640
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       1,826
b       22,243
c       -23,239
d       -41,437
e       -115,244
      -1,332
      -408
      -7,221
      -62
      -65
      -9
      -10
      -10
      -38
      -11
      -9
      -10
      -10
      -10
      -10
      -9
      -834
      -316
      -4,326
      4,983
      145,678
      1,029
      -110,952
      -79,175
      50,540
      3,236
      -1,376
      31,738
      4,157
      91,671
      199,228
      -17,568
      10,179
      -5,437
      -4,202
      -30
      -462
      118
      -32,633
      -79,588
      1,334
      -1,156
      -88,263
      -60,682
      -220
      -1,834
      -912
      -1,011
      -1,100
      -234
      -357
      -2,162
      -317
      -6
      59
      992
      -180
      487
      2,285
      43,836
      -20,401
      -36,840
      -2,501
      18,977
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 24,017
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 712,752 13,853,294 0.05145
2013 591,987 13,611,227 0.043493
2012 519,067 12,929,423 0.040146
2011 655,808 12,595,482 0.052067
2010 659,104 12,739,346 0.051738
2
Total of line 1, column (d) .....................
20.238894
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.047779
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
12,623,399
5
Multiply line 4 by line 3......................
5
603,133
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
2,463
7
Add lines 5 and 6........................
7
605,596
8
Enter qualifying distributions from Part XII, line 4.............
8
672,622
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 2,463
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 2,463
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,463
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 5,720
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 5,720
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 3,257
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet0 RefundedBullet 11 3,257
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletPA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletWELLS FARGO BANK NA Telephone no.bullet (800) 352-3705

    Located atbullet1 W 4TH ST 6TH FLWINSTON SALEMNC ZIP+4bullet271013818
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    WELLS FARGO BANK NA TRUSTEE
    0     		113,803    
    1525 W WT Harris Blvd D1114-044
    Charlotte,NC282881161
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    12,311,064
    b
    Average of monthly cash balances.......................
    1b
    504,570
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    12,815,634
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    12,815,634
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    192,235
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    12,623,399
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    631,170
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    631,170
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    2,463
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,463
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    628,707
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    628,707
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    628,707
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    672,622
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    672,622
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    2,463
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    670,159
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 628,707
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 17,990
    b Total for prior years:2013, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010...... 0
    b From 2011...... 0
    c From 2012...... 0
    d From 2013...... 0
    e From 2014...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 672,622
    a Applied to 2014, but not more than line 2a 17,990
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 628,707
    e Remaining amount distributed out of corpus 25,925
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 25,925
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		25,925
    10 Analysis of line 9:
    a Excess from 2011.... 0
    b Excess from 2012.... 0
    c Excess from 2013.... 0
    d Excess from 2014.... 0
    e Excess from 2015.... 25,925
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    WELLS FARGO
    One West 4th Street
    Winston Salem,NC27101
    (888) 234-1999
    bThe form in which applications should be submitted and information and materials they should include:
    www.wellsfargo.com/privatefoundationgrants/smith
    cAny submission deadlines:
    March 1 and Sept 1
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Grants are for SE Pennsylvania charities with an emphasis on those serving community needs in Delaware County for capital projects, operating expenses, & special programs.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CHRIST LUTHERAN COMMUNITY
    OUTREACH DBA UPPER DARBY OUTREACH
    74240 WALMURT STREET
    UPPER DARBY,PA19082     		NONE PC GENERAL PURPOSE 5,000
    CRADLES TO CRAYONS
    POB 799
    WEST CONSHOHOCKEN,PA19428     		NONE PC EVERYDAY ESSENTIALS 7,000
    THE SALVATION ARMY
    701 NORTH BROAD STREET
    PHILADELPHIA,PA19123     		NONE PC TIMOTHY'S PLACE 20,000
    MARCUS HOOK PRESERVATION SOCIETY
    PO BOX 703
    MARCUS HOOK,PA19061     		NONE PC HISTORIC PLANK HOUSE 5,000
    MINDING YOUR MIND
    42 WEST LANCASTER AVE
    ARDMORE,PA19003     		NONE PC GENERAL PURPOSE 8,000
    MAKE A WISH FOUNDATION OF
    PHILADELPHIA
    512 TOWNSHIP LINE ROAD
    BLUE BELL,PA19422     		NONE PC GENERAL PURPOSE 2,000
    YMCA OF PHILADELPHIA & VICINITY
    2000 MARKET STREET SUITE 750
    PHILADELPHIA,PA19103     		NONE PC GENERAL PURPOSE 10,000
    FAMILY & COMMUNITY SERVICE OF
    DELAWARE COUNTY
    600 N OLIVE STREET
    MEDIA,PA19063     		NONE PC GENERAL PURPOSE 4,000
    ACADEMY OF VOCAL ARTS
    1920 SPRUCE ST
    PHILADELPHIA,PA191036685     		NONE PC GENERAL PURPOSE 15,000
    ELWYN INC
    111 ELWYN ROAD
    ELWYN,PA19063     		NONE PC GENERAL PURPOSE 20,000
    Easter Seals of Southeatern
    3975 CONSHOJHOCKEN AVE
    Philadelphia,PA19131     		NONE PC SUPPORT 10,000
    SAINT JOSEPH'S UNIVERSITY
    5600 CITY AVENUE
    PHILADELPHIA,PA19131     		NONE PC GENERAL PURPOSE 10,000
    SWARTHMORE COLLEGE
    500 COLLEGE AVE
    SWARTHMORE,PA19081     		NONE PC SING TO LEARN 10,000
    WILLIAMSON FREE SCHOOL OF
    MECHANICAL TRADES
    160 S NEW MIDDLETOWN ROAD
    MEDIA,PA19063     		NONE PC GENERAL PURPOSE 10,000
    CENTER FOR THE BLIND AND VISUALLY
    IMPARIED
    100 WEST 15TH STREET
    CHESTER,PA19013     		NONE PC GENERAL PURPOSE 15,000
    PHILADELPHIA MUSEUM OF ART
    PO BOX 7646
    PHILADELPHIA,PA191017646     		NONE PC GENERAL PURPOSE 10,000
    MEDIA-UPPER PROVIDENCE FREE
    LIBRARY ASSOCIATION
    1 E FRONT STREET
    MEDIA,PA19063     		NONE PC GENERAL PURPOSE 25,000
    CHILDREN AND ADULT DISABILITY
    AND EDUCATIONAL SERVICES
    401 RUTGERS AVENUE
    SWARTHMORE,PA190812499     		NONE PC GENERAL PURPOSE 5,000
    MENTAL HEALTH ASSOCIATION OF SE
    PENNSYLVANIA
    1211 CHESTNUT STREET
    PHILADELPHIA,PA19107     		NONE PC GENERAL PURPOSE 10,000
    USO OF PENNSYLVANIA & SOUTHERN
    NEW JERSEY
    2700 SOUTHHAMPTON ROAD
    PHILADELPHIA,PA19154     		NONE PC GENERAL PURPOSE 2,000
    MAIN LINE ART CENTER
    749 PANMURE RD
    HAVEFORD,PA19041     		NONE PC GENERAL PURPOSE 5,000
    BOYS AND GIRLS CLUB OF CHESTER
    201 EAST 7TH STREET
    CHESTER,PA19013     		NONE PC GENERAL PURPOSE 20,000
    OPERA COMPANY OF PHILADELPHIA
    1420 LOCUST ST SUITE210
    PHILADELPHIA,PA19102     		NONE PC 2013-2013 SOUNDS OF 10,000
    RIDDLE HOSPITAL
    1068 WEST BALTIMORE AVE
    MEDIA,PA19063     		NONE PC TELEMETRY AND BEDSIDE 75,000
    PENNSYLVANIA BALLETT
    1819 JFK BLVD SUITE 210
    PHILADELPHIA,PA19103     		NONE PC GENERAL PURPOSE 5,000
    HEDGEROW THEATRE INC
    146 WEST ROSE VALLEY ROAD
    ROSE VALLEY,PA19063     		NONE PC GENERAL PURPOSE 5,000
    CASAYOUTH ADVOCATES INC
    PO BOX 407
    MEDIA,PA19063     		NONE PC GENERAL PURPOSE 10,000
    SENIOR COMMUNITY SERVICES
    600 SWARTHMORE AVE
    FOLSOM,PA19033     		NONE PC SENIOR CENTER AT HOME 5,000
    SPECIAL OLYMPICS PENNSYLVANIA
    INC
    2570 BLVD OF THE GENERALS
    NORRISTOWN,PA19403     		NONE PC 2015 FALL FESTIVAL 5,000
    DARLINGTON ARTS CENTER
    977 SHAVERTOWN ROAD
    GARNET VALLEY,PA19061     		NONE PC GENERAL PURPOSE 2,000
    Delaware County Community College
    Educational Foundation
    901 S MEIDA LINE RD
    Media,PA19063     		NONE PC ETHEL SERGEANT-CLARK SMITH 10,000
    MATERNITY CARE COALITION
    2000 HAMILTON STREET SUITE 205
    PHILADELPHIA,PA19107     		NONE PC GENERAL PURPOSE 10,000
    PHILADELPHIA YOUNG PLAYWRIGHTS
    1709 BENJAMIN FRANKLIN PARKWAY
    PHILADELPHIA,PA19103     		NONE PC YOUNG PLAYWRIGHTS CLASSIC 2,000
    ARDEN THEATRE COMPANY
    40 NORTH SECOND STREET
    PHILADELPHIA,PA19106     		NONE PC GENERAL PURPOSE 5,000
    ROSE TREE POPS ORCHESTRA
    POB 932
    MEDIA,PA19063     		NONE PC ROSE TREE POPS YOUTH 918
    MANNA
    2323 RANSTEAD STREET
    PHILADELPHIA,PA19103     		NONE PC GENERAL PURPOSE 3,000
    DELCO TENNIS ASSOCIATION INC
    122 MARLE CIRCLE
    ASTON,PA19063     		NONE PC GENERAL PURPOSE 25,000
    THE ROCK SCHOOL FOR DANCE EDUCATION
    1101 SOUTH BROAD STREET
    PHILADELPHIA,PA19147     		NONE PC GENERAL PURPOSE 5,000
    MEDIA THEATRE FOR THE PERFORMING
    ART
    104 E STATE STREET
    MEDIA,PA19063     		NONE PC GENERAL PURPOSE 2,000
    DELAWARE COUNTY COOPERATIVE EXTENSION
    INC
    20 PAPER MILL RD
    SPRINGFIELD,PA19064     		NONE PC DELAWARE COUNTY 4 -H 3,000
    NATIONAL LIBERTY MUSEUM
    321 CHESTNUT STREET
    PHILADELPHIA,PA19106     		NONE PC GENERAL PURPOSE 8,000
    INSTITIUTE FOR ECONOMIC DEV
    INC
    1350 EDGMONT AVE
    CHESTER,PA19013     		NONE PC SAFETY SURVELLANCE PROGRAM 20,000
    JOESPH J BARRETT SR MEMORIAL
    ALL-STAR GAME AND SCHOLARSHIP FUND
    PO BOX 83
    GLENOLDEN,PA19036     		NONE PC GENERAL PURPOSE 1,000
    PHILADELPHIA SINFONIA ASSOCIATION
    INC
    PO BOX 996
    PHILADELPHIA,PA19105     		NONE PC GENERAL PURPOSE 2,000
    Peters Place
    150 N RADNOR-CHESTER RD
    Radnor,PA19087     		NONE PC SCHOOL BASED PROGRAM 10,000
    DELAWARE COUNTY INTERFAITH
    HOSPITALITY NETWORK
    PO BOX 2384
    ASTON,PA190142384     		NONE PC GENERAL PURPOSE 10,000
    PHILADELPHIA YOUTH ORCHESTRA
    PO BOX 41810
    PHILADELPHIA,PA19101     		NONE PC GENERAL PURPOSE 8,000
    MELMARK INC
    2600 WAYLAND ROD
    BERWYN,PA19312     		NONE PC GENERAL PURPOSE 5,000
    LANSDOWNE SYMPHOMY ORCHESTRA
    ASSOCIATION
    28 NORTH LANSDOWNE AVE
    LANSDOWNE,PA19050     		NONE PC GENERAL PURPOSE 5,000
    CHEYNEY UNIVERSITY OF PENNSYLVANIA
    1837 UNIVERSITY CIRCLE
    CHEYNEY,PA193190200     		NONE PC GENERAL PURPOSE 15,000
    PEOPLE'S LIGHT & THEATRE COMPANY
    39 CONESTOGA ROAD
    MALVERN,PA193551798     		NONE PC GENERAL PURPOSE 2,000
    DELAWARE COUNTY YOUTH ORCHESTRA
    PO BOX 143
    MEDIA,PA19063     		NONE PUBLIC CHARITY GENERAL PURPOSE 5,000
    THE WILMA THEATER
    265 SOUTH BROAD STREET
    PHILADELPHIA,PA191075659     		NONE PC GENERAL PURPOSE 3,000
    HEADSTRONG FOUNDATION
    232 GREEN STREET
    HOLMES,PA19043     		NONE PC QUALITY LIFE IMPROVEMENT 6,000
    Chester Higher Education Council
    ONE UNIVERSITY PLACE
    Chester,PA19013     		NONE PC COLLEGE ACCESS CENTER OF 15,000
    MUSIC WORKS
    2050 WEST CHESTER PIKE SUITE 115
    HAVERTOWN,PA190832742     		NONE PC GENERAL PURPOSE 4,000
    VETERAN'S NATIONAL EDUCATION
    PROGRAM
    PO BOX 354
    NEWTON SQUARE,PA190730354     		NONE PC GENERAL PURPOSE 10,000
    OPERATION WARM INC
    6 DICKINSON DRIVE
    CHADDS FORD,PA19317     		NONE PC GENERAL PURPOSE 3,000
    ARTS IN SCHOOLS COLLABORATIVE
    4701 PINE STREET
    Philadelphia,PA19143     		NONE PC GENERAL PURPOSE 5,000
    SAINT JAMES REGIONAL CATHOLIC SCHOOL
    500 TOME ST
    RIDLEY PARK,PA19078     		NONE PC GENERAL PURPOSE 10,000
    BERNARDINE CENTER
    2625 WEST NINTH STREET
    CHESTER,PA19013     		NONE PC GENERAL PURPOSE 5,000
    ATLANTIC COAST OPERA FESTIVAL
    2028 S 17TH STREET
    PHILADELPHIA,PA19145     		NONE PC GENERAL PURPOSE 3,000
    PENNSYLVANIA VETERANS MUSEUM
    12 EAST STATE STREET PO BOX 73
    MEDIA,PA19063     		NONE PC GENERAL PURPOSE 20,000
    THE MOYER FOUNDATION
    ONE PENN CENTER
    PHILADELPHIA,PA19103     		NONE PC GENERAL PURPOSE 3,000
    Total .................................bullet 3a 588,918
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		         
    4 Dividends and interest from securities....     14 298,898  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 24,017  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue:
    aUST REFUND     		    4 12,803  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   335,718  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13335,718
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    11 0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2015 AccountingFeesSchedule
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN:
    23-6648857
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,000     1,000

    TY 2015 CompensationExplanation
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN:
    23-6648857
    Person Name Explanation
    WELLS FARGO BANK NA SEE ATTACHED FOOTNOTE

    TY 2015 InvestmentsCorpBondsSchedule
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN:
    23-6648857
    Name of Bond End of Year Book Value End of Year Fair Market Value
    94985D582 WELLS FARGO ADV INTL    
    055451AP3 BHP BILLITON FIN USA 20,279 20,040
    05565QBY3 BP CAPITAL MARKETS 30,831 30,139
    06051GEK1 BANK OF AMERICA CORP 25,939 25,083
    06366QW86 BANK OF MONTREAL 31,492 30,245
    071813BF5 BAXTER INTERNATIONAL 29,902 28,352
    084664BE0 BERKSHIRE HATHAWAY 30,328 27,010
    14912L4X6 CATERPILLAR FINANCIA 31,296 30,071
    25468PCM6 WALT DISNEY COMPANY/ 30,658 30,048
    25470DAF6 DISCOVERY COMMUNICAT 25,543 24,870
    278865AN0 ECOLAB INC    
    30219GAF5 EXPRESS SCRIPTS HOLD 15,936 15,716
    31428XAS5 FEDEX CORP 24,937 25,153
    35671DAU9 FREEPORT-MCMORAN C    
    36962G3U6 GENERAL ELEC CAP COR 29,464 27,114
    428236BW2 HEWLETT-PACKARD CO    
    459200GX3 IBM CORP    
    46625HHU7 JPMORGAN CHASE & CO 26,948 26,968
    4812C0803 JPMORGAN HIGH YIELD 253,449 245,418
    50540RAK8 LAB CORP OF AMER HLD 19,959 20,093
    539473AQ1 LLOYDS BANK PLC 26,317 25,605
    59156RAU2 METLIFE INC 30,133 25,000
    61747YDD4 MORGAN STANLEY    
    681919AZ9 OMNICOM GROUP INC 26,365 26,267
    68389XAK1 ORACLE CORP 34,731 32,589
    693390882 PIMCO FOREIGN BD FD 129,655 130,541
    693391559 PIMCO EMERG MKTS BD-    
    713448BT4 PEPSICO INC    
    76720AAF3 RIO TINTO FIN USA PL    
    822582AJ1 SHELL INTERNATIONAL 23,705 21,592
    883556BB7 THERMO FISHER SCIENT 25,000 25,134
    88732JAH1 TIME WARNER CABLE IN 17,753 15,548
    961214BK8 WESTPAC BANKING CORP 33,668 32,955
    05531FAN3 BB&T CORPORATION 19,899 20,217
    2515A14E8 DEUTSCHE BANK AG    
    260543CD3 DOW CHEMICAL CO/THE    
    262028855 DRIEHAUS ACTIVE INCO 259,779 246,064
    437076BB7 HOME DEPOT INC 25,420 25,577
    04315J860 ABERDEEN GLOBAL HIGH    
    06739FGF2 BARCLAYS BANK PLC 21,731 20,252
    120569AA6 BUNGE NA FINANCE LP 27,421 25,845
    12572QAG0 CME GROUP INC 20,397 20,372
    315920702 FID ADV EMER MKTS IN 496,000 501,979
    38148LAC0 GOLDMAN SACHS GROUP 25,413 25,286
    55279HAJ9 MANUFACTURERS & TRAD 25,121 25,015
    25152RYD9 DEUTSCHE BANK AG 19,891 19,889
    277432AR1 EASTMAN CHEMICAL CO 29,601 30,827
    61761JB32 MORGAN STANLEY 20,427 20,315
    693390841 PIMCO HIGH YIELD FD- 245,000 247,416
    747525AF0 QUALCOMM INC 20,748 20,808
    811065AE1 SCRIPPS NETWORKS INT 24,790 25,203

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN:
    23-6648857
    Name of Stock End of Year Book Value End of Year Fair Market Value
    277923728 EATON VANCE GLOBAL M 259,942 245,683
    411511504 HARBOR CAPITAL APRCT 407,901 630,971
    464287234 ISHARES MSCI EMERGIN 164,857 140,760
    464287465 ISHARES MSCI EAFE ET 673,178 1,067,245
    464287655 ISHARES RUSSELL 2000 69,357 197,800
    78464A607 SPDR DOW JONES REIT 212,335 376,640
    949915367 WELLS FARGO ADV ENTE    
    870297801 MLN ELEMENTS ROGERS    
    22544R305 CREDIT SUISSE COMM R    
    487300600 KEELEY MID CAP VALUE    
    589509108 MERGER FD SH BEN INT    
    902641646 E-TRACS ALERIAN MLP    
    92913K595 VOYA REAL ESTATE FUN    
    92914A810 VOYA INTL RL EST FD 368,787 371,244
    589509207 MERGER FUND-INST #30 185,361 179,322
    683974604 OPPENHEIMER DEVELOPI 464,000 412,359
    922908710 VANGUARD 500 INDEX F 1,924,000 2,038,932
    003021714 ABERDEEN EMERG MARKE 270,000 269,108
    00888Y508 INV BALANCE RISK COM 106,826 122,519
    29875E100 AMERICAN EUROPACIFIC 560,000 571,010
    617440508 MSIF MID CAP GROWTH 327,000 341,827
    704223817 PAX WORLD SMALL CAP- 191,334 198,072
    74253Q580 PRINCIPAL INV R/E SE 372,000 374,071
    74253Q747 PRINCIPAL MIDCAP FD- 377,000 393,639
    74925K581 BOSTON P LNG/SHRT RE 303,000 315,063
    77954Q106 T ROWE PRICE BLUE CH 600,000 627,021
    89155H389 TOUCHSTONE MID CAP V 327,000 345,268

    TY 2015 InvestmentsGovtObligationsSch
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN:
    23-6648857
    US Government Securities - End of Year Book Value:

    588,583
    US Government Securities - End of Year Fair Market Value:

    604,333
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2015 InvestmentsOtherSchedule2
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN:
    23-6648857
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    34528QBP8 FORD CREDIT FLOORPLA AT COST 51,219 50,247
    GTY995004 GAI AGILITY INCOME F AT COST 50,000 48,901

    TY 2015 LegalFeesSchedule
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN:
    23-6648857
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - INCOME (ALLOCABLE 23,321     23,321


    TY 2015 OtherDecreasesSchedule
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN:
    23-6648857
    Description Amount
    MUTUAL FUND POSTING DATE AFTER TYE 3,498
    ACCRUED INTEREST PAD EFFECTIVE DATE AFTER TYE 290
    RETURN OF CAPITAL 1,327
    ROUNDING 13


    TY 2015 OtherExpensesSchedule
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN:
    23-6648857
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER ALLOCABLE EXPENSE-INCOME 14,000 0   14,000


    TY 2015 OtherIncomeSchedule2
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN:
    23-6648857
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    UST REFUND 12,803 0  


    TY 2015 OtherIncreasesSchedule
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN:
    23-6648857
    Description Amount
    MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE 4,420
    ACCRUED INTEREST PAID POSTED BEFORE TYE 526


    TY 2015 TaxesSchedule
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN:
    23-6648857
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL ESTIMATES - PRINCIPAL 5,720 0   0
    FOREIGN TAXES ON QUALIFIED FOR 5,493 5,493   0
    FOREIGN TAXES ON NONQUALIFIED 1,000 1,000   0