Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 01-01-2015 , and ending 12-31-2015
Name of foundation
CHRISTOPHER LOUIS J TUA-CHARITY
 
Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHARLOTTE, NC28262
A Employer identification number

95-6019838
B Telephone number (see instructions)

(800) 352-3705
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$13,526,777J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 345,834 339,262  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,255
b Gross sales price for all assets on line 6a 4,773,784
7 Capital gain net income (from Part IV, line 2)... 2,255
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 16,980 16,980  
12 Total. Add lines 1 through 11........ 365,069 358,497  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 87,903 79,113   8,790
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,400 0 0 1,400
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 9,555 1,398   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 199 189   10
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 99,057 80,700 0 10,200
25 Contributions, gifts, grants paid....... 785,280 785,280
26 Total expenses and disbursements. Add lines 24 and 25 884,337 80,700 0 795,480
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -519,268
b Net investment income (if negative, enter -0-) 277,797
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 13,013 2,261 2,261
2 Savings and temporary cash investments......... 468,598 452,778 452,778
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 8,481,815 Click to see attachment8,653,681 10,490,912
c Investments—corporate bonds (attach schedule)....... 2,550,744 Click to see attachment2,623,847 2,543,772
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 762,851 Click to see attachment37,054 37,054
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 12,277,021 11,769,621 13,526,777
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 12,277,021 11,769,621
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 12,277,021 11,769,621
31 Total liabilities and net assets/fund balances (see instructions). 12,277,021 11,769,621
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
12,277,021
2
Enter amount from Part I, line 27a .....................
2
-519,268
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
23,530
4
Add lines 1, 2, and 3 ..........................
4
11,781,283
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
11,662
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
11,769,621
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 3426. AQR MANAGED FUTURES STR-I #15213   2015-01-23 2015-10-06
b 7077.177 AQR MANAGED FUTURES STR-I #15213   2014-01-24 2015-10-21
c 4044.823 AQR MANAGED FUTURES STR-I #15213   2015-07-24 2015-10-21
d 194. ANHEUSER-BUSCH INBEV SPN ADR   2015-08-28 2015-12-17
e 501. ANHEUSER-BUSCH INBEV SPN ADR   2014-10-28 2015-12-17
419. APACHE CORP   2012-04-16 2015-07-29
257. APACHE CORP   2014-12-18 2015-07-29
149. APPLE INC   2015-07-22 2015-11-10
101. BAXTER INTL INC   2014-10-28 2015-06-18
595. BAXTER INTL INC   2013-12-12 2015-06-18
28872.612 CREDIT SUISSE COMM RET ST-I #2156   2010-10-08 2015-07-22
7153.388 CREDIT SUISSE COMM RET ST-I #2156   2014-09-05 2015-07-22
6395. CREDIT SUISSE COMM RET ST-I #2156   2012-02-13 2015-10-06
2357. DREYFUS EMG MKT DEBT LOC C-I #6083   2012-08-13 2015-10-06
13050. DREYFUS EMG MKT DEBT LOC C-I #6083   2013-07-15 2015-11-20
3460.674 DREYFUS EMG MKT DEBT LOC C-I #6083   2015-01-23 2015-12-04
9588.539 DREYFUS EMG MKT DEBT LOC C-I #6083   2013-07-15 2015-12-04
6157.488 DREYFUS INTERNATL BOND FD CL I #6094   2014-04-25 2015-06-10
13011. DRIEHAUS ACTIVE INCOME FUND   2013-10-11 2015-01-21
13438.11 DRIEHAUS ACTIVE INCOME FUND   2013-10-11 2015-10-21
1399. E M C CORP MASS   2014-06-25 2015-10-27
982. E M C CORP MASS   2015-08-28 2015-10-27
.3486 GOOGLE INC-CL C   2014-10-28 2015-05-06
24. INTERNATIONAL BUSINESS MACHS CORP   2014-10-28 2015-08-10
152. INTERNATIONAL BUSINESS MACHS CORP   2013-06-17 2015-08-10
77. ISHARES CORE S & P 500 ETF   2014-10-21 2015-01-21
366. ISHARES CORE S & P 500 ETF   2014-10-21 2015-07-22
1771. ISHARES CORE S & P 500 ETF   2009-02-10 2015-07-22
236. ISHARES S&P MID-CAP 400 GROWTH   2014-06-19 2015-01-21
126. ISHARES S&P MID-CAP 400 GROWTH   2015-07-22 2015-11-10
137. ISHARES S&P MID-CAP 400 VALUE   2014-06-19 2015-01-21
226. ISHARES S&P MID-CAP 400 VALUE   2015-07-22 2015-11-10
313. ISHARES CORE S&P SMALL-CAP E   2011-08-09 2015-01-21
247. ISHARES CORE S&P SMALL-CAP E   2014-10-21 2015-01-21
348. ISHARES CORE S&P SMALL-CAP E   2015-07-22 2015-11-10
27630. JPMORGAN HIGH YIELD FUND SS #3580   2014-04-25 2015-08-28
3837. MERGER FUND-INST #301   2013-02-12 2015-01-21
1125. MERGER FUND-INST #301   2013-02-12 2015-11-10
327. MONSTER BEVERAGE CORP   2013-01-22 2015-01-12
389. NATIONAL OILWELL INC COM   2014-11-24 2015-07-08
489. NATIONAL OILWELL INC COM   2014-06-06 2015-07-08
3719. ASG GLOBAL ALTERNATIVES-Y #1993   2013-07-15 2015-11-10
9407.411 PIMCO FOREIGN BD FD USD H-INST #103   2014-01-24 2015-06-10
12650.222 PRINCIPAL GL MULT STRAT-INST #4684   2014-08-08 2015-10-21
4736. BOSTON P LNG/SHRT RES-INS   2013-07-15 2015-01-21
9153. T ROWE PRICE INST FLOAT RATE #170   2014-01-24 2015-08-28
420. SPDR DJ WILSHIRE INTERNATIONAL REAL   2011-04-28 2015-01-21
180. SPDR DJ WILSHIRE INTERNATIONAL REAL   2014-10-21 2015-11-10
360. SPDR DJ WILSHIRE INTERNATIONAL REAL   2015-07-22 2015-11-10
1098. US BANCORP   2011-07-08 2015-05-27
164. US BANCORP   2014-10-28 2015-05-27
235. UNITEDHEALTH GROUP INC   2009-02-10 2015-02-27
479. VANGUARD INTERMEDIATE TERM B   2011-02-04 2015-01-21
210. VANGUARD INTERMEDIATE TERM B   2015-07-22 2015-10-06
147. VANGUARD INTERMEDIATE TERM B   2014-04-23 2015-10-06
496. VANGUARD SHORT TERM BOND ETF   2015-01-21 2015-10-06
9772. VANGUARD FTSE DEVELOPED ETF   2014-06-19 2015-07-22
155. VANGUARD FTSE DEVELOPED ETF   2015-01-21 2015-10-21
2134. VANGUARD FTSE DEVELOPED ETF   2015-01-21 2015-11-10
950. VANGUARD FTSE EMERGING MARKETS ETF   2015-01-21 2015-11-10
8870. VANGUARD FTSE EMERGING MARKETS ETF   2014-10-21 2015-11-10
1206. VANGUARD REIT VIPER   2009-07-20 2015-01-21
126. VANGUARD REIT VIPER   2015-07-22 2015-10-06
246. VANGUARD REIT VIPER   2015-07-22 2015-11-10
33.39 GAI MESIROW INSIGHT FUND, LLC   2014-12-31 2015-06-30
695.2715 GAI MESIROW INSIGHT FUND, LLC   2013-12-31 2015-06-30
33.953 GAI MESIROW INSIGHT FUND, LLC   2008-07-28 2015-08-11
33.953 GAI MESIROW INSIGHT FUND, LLC   2008-07-28 2015-08-11
37053.98 GAI MESIROW INSIGHT FND 5% HOLDBACK   2015-06-30 2015-06-30
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 37,617   38,405 -788
b 77,424   73,038 4,386
c 44,250   44,554 -304
d 24,257   21,173 3,084
e 62,642   31,823 30,819
19,587   39,167 -19,580
12,014   16,777 -4,763
17,409   18,514 -1,105
6,997   7,053 -56
41,218   41,581 -363
157,644   259,854 -102,210
39,058   51,361 -12,303
33,062   54,102 -21,040
25,408   34,459 -9,051
142,376   188,036 -45,660
37,168   43,120 -5,952
102,981   135,294 -32,313
97,104   104,924 -7,820
135,445   139,459 -4,014
136,666   143,922 -7,256
36,410   21,644 14,766
25,557   25,567 -10
194   189 5
3,763   3,893 -130
23,833   30,966 -7,133
15,663   15,179 484
77,784   71,166 6,618
376,382   153,923 222,459
37,845   36,760 1,085
20,758   21,652 -894
17,003   17,298 -295
27,926   28,602 -676
34,529   18,433 16,096
27,248   25,979 1,269
39,892   41,018 -1,126
202,252   222,513 -20,261
59,627   60,475 -848
17,404   17,731 -327
37,309   15,299 22,010
17,189   28,371 -11,182
21,608   37,851 -16,243
40,649   42,843 -2,194
98,496   99,761 -1,265
138,646   138,773 -127
71,040   62,989 8,051
91,805   94,367 -2,562
18,248   17,288 960
7,047   7,477 -430
14,094   15,313 -1,219
48,216   29,558 18,658
7,202   6,779 423
26,724   6,781 19,943
41,319   39,088 2,231
17,813   17,632 181
12,469   12,306 163
39,871   39,933 -62
392,770   372,060 20,710
5,877   5,928 -51
79,632   81,615 -1,983
32,645   38,952 -6,307
304,799   370,674 -65,875
104,298   33,418 70,880
9,821   9,929 -108
19,126   19,385 -259
33,959   33,578 381
707,121   762,851 -55,730
       
       
37,054   37,054  
      8,417
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -788
b       4,386
c       -304
d       3,084
e       30,819
      -19,580
      -4,763
      -1,105
      -56
      -363
      -102,210
      -12,303
      -21,040
      -9,051
      -45,660
      -5,952
      -32,313
      -7,820
      -4,014
      -7,256
      14,766
      -10
      5
      -130
      -7,133
      484
      6,618
      222,459
      1,085
      -894
      -295
      -676
      16,096
      1,269
      -1,126
      -20,261
      -848
      -327
      22,010
      -11,182
      -16,243
      -2,194
      -1,265
      -127
      8,051
      -2,562
      960
      -430
      -1,219
      18,658
      423
      19,943
      2,231
      181
      163
      -62
      20,710
      -51
      -1,983
      -6,307
      -65,875
      70,880
      -108
      -259
      381
      -55,730
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,255
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 720,229 15,080,964 0.047757
2013 904,908 14,712,978 0.061504
2012 496,259 13,761,972 0.03606
2011 710,581 14,147,784 0.050226
2010 600,196 13,353,854 0.044946
2
Total of line 1, column (d) .....................
20.240493
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.048099
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
14,390,686
5
Multiply line 4 by line 3......................
5
692,178
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
2,778
7
Add lines 5 and 6........................
7
694,956
8
Enter qualifying distributions from Part XII, line 4.............
8
795,480
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 2,778
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 2,778
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,778
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 7,044
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 7,044
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 4,266
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet2,780 RefundedBullet 11 1,486
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletWELLS FARGO BANK NA Telephone no.bullet (800) 352-3705

    Located atbulletONE WEST 4TH STREET D4000-062WINSTON SALEMNC ZIP+4bullet271014000
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    WELLS FARGO BANK NA TRUSTEE
    0     		87,903    
    1525 WEST WT HARRIS BLVD
    CHARLOTTE,NC282881114
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    14,061,770
    b
    Average of monthly cash balances.......................
    1b
    548,063
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    14,609,833
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    14,609,833
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    219,147
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    14,390,686
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    719,534
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    719,534
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    2,778
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,778
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    716,756
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    716,756
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    716,756
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    795,480
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    795,480
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    2,778
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    792,702
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 716,756
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 439,586
    b Total for prior years:2013, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010...... 0
    b From 2011...... 0
    c From 2012...... 0
    d From 2013...... 0
    e From 2014...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 795,480
    a Applied to 2014, but not more than line 2a 439,586
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 355,894
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		360,862
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2011.... 0
    b Excess from 2012.... 0
    c Excess from 2013.... 0
    d Excess from 2014.... 0
    e Excess from 2015.... 0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    UNIVERSITY OF SOUTHERN CALIFORNIA
    ATTN DIRECTOR OF ESTATE ADMIN
    1150 S OLIVE STREET STE 2000
    LOS ANGELES,CA90015     		NONE PC GENERAL SUPPORT 80,020
    LOYOLA MARYMOUNT UNIV
    1 LMU DR UNIVERSITY HALL STE 2800
    LOS ANGELES,CA90045     		NONE PC GENERAL SUPPORT 80,020
    LOS ANGELES ORTHOPAEDIC
    403 WEST ADAMS BLVD
    LOS ANGELES,CA90007     		NONE PC GENERAL SUPPORT 239,903
    CHILDRENS HOSPITAL OF LOS ANGELES
    ATTN ROBERT E WEINER
    ATTN MR DAVID D WATTS AV
    LOS ANGELES,CA900276062     		NONE PC GENERAL SUPPORT 239,903
    ELKS OF LOS ANGELES FOUNDATION
    CO HENRY L REICHERT
    333 S GRAND AVE SUITE 540
    LOS ANGELES,CA90071     		NONE PF GENERAL SUPPORT 80,020
    HOSPICE ST CHRISTOPHE
    ATTN MARIE JEAN BOOG
    5C RUE DEIEGLISE
    WALSCHEID,WALSCHEID57870
    FR     		NONE PC GENERAL SUPPORT 65,414
    Total .................................bullet 3a 785,280
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		         
    4 Dividends and interest from securities....     14 345,834  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 2,255  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue:
    aSEE STATEMENT 4     		    1 16,980  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   365,069  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13365,069
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2015 AccountingFeesSchedule
    Name:
    CHRISTOPHER LOUIS J TUA-CHARITY
    EIN:
    95-6019838
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,400     1,400

    TY 2015 CompensationExplanation
    Name:
    CHRISTOPHER LOUIS J TUA-CHARITY
    EIN:
    95-6019838
    Person Name Explanation
    WELLS FARGO BANK NA SEE ATTACHED FOOTNOTE

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2015 ExpenditureResponsibilityStmt
    Name:
    CHRISTOPHER LOUIS J TUA-CHARITY
    EIN:
    95-6019838
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    HOSPICE SAINT CHRISTOPHE
          		5 RUE DE LECLISE
    WALSCHEID-MOSELLE,Walscheid57870
    FR     		2014-12-26 25,030 CARE FOR THE TERMILLY ILL PATIENTS 25,030 To the fdn.'s knowledge, no funds have been diverted to any activity other than those for which the   2016-10-27 The fdn. has no reason to doubt the accuracy of reliability of info. supplied by the grantee.
    ELKS OF LOS ANGELES FDN
          		111 W OCEAN BLVD
    LONG BEACH,CA90802     		2014-12-26 80,020 TO BE USED FOR RELIGIOUS, CHARITBLE, SCIENTIFIC, LITERARY OR EDUCATIONAL PURPOSES 80,020 To the fdn.'s knowledge, no funds have been diverted to any activity other than those for which the   2016-10-18 The fdn. has no reason to doubt the accuracy of reliability of info. supplied by the grantee.

    TY 2015 InvestmentsCorpBondsSchedule
    Name:
    CHRISTOPHER LOUIS J TUA-CHARITY
    EIN:
    95-6019838
    Name of Bond End of Year Book Value End of Year Fair Market Value
    261980494 DREYFUS EMG MKT DEBT    
    261980668 DREYFUS INTERNATL BO    
    262028855 DRIEHAUS ACTIVE INCO    
    315920702 FID ADV EMER MKTS IN 557,907 530,525
    4812C0803 JPMORGAN HIGH YIELD 312,031 280,038
    693390882 PIMCO FOREIGN BD FD    
    77958B402 T ROWE PRICE INST FL 116,960 111,018
    921937819 VANGUARD INTERMEDIAT 385,011 394,784
    921937827 VANGUARD SHORT TERM 902,335 898,982
    091936732 BLACKROCK GL L/S CRE 349,603 328,425

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    CHRISTOPHER LOUIS J TUA-CHARITY
    EIN:
    95-6019838
    Name of Stock End of Year Book Value End of Year Fair Market Value
    00203H859 AQR MANAGED FUTURES 129,970 130,097
    008252108 AFFILIATED MANAGERS 33,264 49,366
    03524A108 ANHEUSER-BUSCH INBEV    
    037411105 APACHE CORP    
    037833100 APPLE INC 100,520 193,047
    071813109 BAXTER INTL INC    
    084670702 BERKSHIRE HATHAWAY I 89,675 118,704
    09247X101 BLACKROCK INC 52,147 56,186
    097023105 BOEING CO 90,717 124,492
    12572Q105 CME GROUP INC 68,716 90,691
    126650100 CVS HEALTH CORPORATI 62,945 110,480
    150870103 CELANESE CORP 72,815 92,309
    17275R102 CISCO SYSTEMS INC 83,042 107,425
    172967424 CITIGROUP INC. 90,976 90,149
    20030N101 COMCAST CORP CLASS A 63,352 104,057
    22544R305 CREDIT SUISSE COMM R 375,303 243,620
    231021106 CUMMINS INC. 98,297 65,215
    25243Q205 DIAGEO PLC - ADR 31,773 49,191
    254687106 WALT DISNEY CO 66,937 125,571
    268648102 E M C CORP MASS    
    375558103 GILEAD SCIENCES INC 37,541 65,672
    38141G104 GOLDMAN SACHS GROUP 53,298 56,772
    38259P706 GOOGLE INC-CL C    
    404280406 HSBC - ADR 76,257 61,455
    459200101 INTERNATIONAL BUSINE    
    464287200 ISHARES CORE S & P 5    
    464287606 ISHARES S&P MID-CAP 331,989 624,847
    464287705 ISHARES S&P MID-CAP 438,197 614,597
    464287804 ISHARES CORE S&P SMA 439,948 895,965
    46625H100 JPMORGAN CHASE & CO 69,534 110,138
    478366107 JOHNSON CONTROLS INC 51,821 57,458
    517834107 LAS VEGAS SANDS CORP 65,466 49,539
    58155Q103 MCKESSON CORP 51,501 78,300
    589509207 MERGER FUND-INST #30 124,056 120,424
    594918104 MICROSOFT CORP 84,200 131,599
    611740101 MONSTER BEVERAGE COR    
    637071101 NATIONAL OILWELL INC    
    63872T885 ASG GLOBAL ALTERNATI 389,631 359,868
    641069406 NESTLE S.A. REGISTER 42,130 61,397
    64128R608 NEUBERGER BERMAN LON 350,983 338,381
    68389X105 ORACLE CORPORATION 45,801 58,558
    74255L696 PRINCIPAL GL MULT ST    
    74925K581 BOSTON P LNG/SHRT RE 124,034 139,048
    78463X863 SPDR DJ WILSHIRE INT 475,639 526,242
    806857108 SCHLUMBERGER LTD 80,857 82,096
    872540109 TJX COMPANIES INC 48,978 82,114
    87612E106 TARGET CORP 58,869 79,363
    883556102 THERMO FISHER SCIENT 36,617 74,897
    89151E109 TOTAL S.A. - ADR 75,465 70,841
    902973304 US BANCORP DEL NEW    
    907818108 UNION PACIFIC CORP 80,290 93,293
    911312106 UNITED PARCEL SERVIC 46,204 56,198
    91324P102 UNITEDHEALTH GROUP I 63,129 111,170
    921943858 VANGUARD FTSE DEVELO 1,479,745 1,480,550
    922042858 VANGUARD FTSE EMERGI 971,529 942,637
    922908553 VANGUARD REIT VIPER 209,442 556,515
    G29183103 EATON CORP PLC 44,695 44,806
    02079K107 ALPHABET INC CL C 55,717 96,378
    03076C106 AMERIPRISE FINL INC 75,371 66,938
    277923728 EATON VANCE GLOBAL M 33,966 33,522
    405217100 HAIN CELESTIAL GROUP 49,129 48,387
    56501R106 MANULIFE FINANCIAL C 47,352 48,281
    61166W101 MONSANTO CO NEW 95,639 87,683
    693475105 PNC FINANCIAL SERVIC 66,552 65,573
    771195104 ROCHE HOLDINGS LTD - 71,457 72,421
    779919109 T ROWE PRICE REAL ES 102,384 102,683
    867224107 SUNCOR ENERGY INC NE 97,819 93,706

    TY 2015 InvestmentsOtherSchedule2
    Name:
    CHRISTOPHER LOUIS J TUA-CHARITY
    EIN:
    95-6019838
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    961995008 GAI MESIROW INSIGHT      
    96199HB05 GAI MESIROW INSIGHT AT COST 37,054 37,054

    TY 2015 OtherDecreasesSchedule
    Name:
    CHRISTOPHER LOUIS J TUA-CHARITY
    EIN:
    95-6019838
    Description Amount
    MUTUAL FUND POSTING DATE AFTER TYE 2,773
    ROC BASIS ADJUSTMENT 8,833
    DISALLOWED WASH SALES 51
    ROUNDING 5


    TY 2015 OtherExpensesSchedule
    Name:
    CHRISTOPHER LOUIS J TUA-CHARITY
    EIN:
    95-6019838
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR FEES 189 189   0
    STATE FILING FEES 10 0   10


    TY 2015 OtherIncomeSchedule2
    Name:
    CHRISTOPHER LOUIS J TUA-CHARITY
    EIN:
    95-6019838
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ST & LT GAIN - NO NRA WITHHOLDING 16,980 16,980  


    TY 2015 OtherIncreasesSchedule
    Name:
    CHRISTOPHER LOUIS J TUA-CHARITY
    EIN:
    95-6019838
    Description Amount
    MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE 23,530


    TY 2015 TaxesSchedule
    Name:
    CHRISTOPHER LOUIS J TUA-CHARITY
    EIN:
    95-6019838
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 1,398 1,398   0
    FEDERAL TAX PAYMENT - PRIOR YE 1,113 0   0
    FEDERAL ESTIMATES - PRINCIPAL 7,044 0   0