| Grantee's Name | Grantee's Address | Grant Date | Grant Amount | Grant Purpose | Amount Expended By Grantee | Any Diversion By Grantee? | Dates of Reports By Grantee | Date of Verification | Results of Verification |
|---|---|---|---|---|---|---|---|---|---|
|
THE BROOKE JACKMAN FOUNDATION |
230 PARK AVENUE SUITE 840 NEW YORK,NY10169 |
2015-11-05 | 1,000 | TO OPERATE AS AN ENDOWMENT FOR CHARITABLE CONTRIBUTIONS TO BE MADE BY THE GRANTEE; PROVIDED, HOWEVER, THAT THE GRANTEE MAY, IN ITS SOLE DISCRETION, EXPEND PRINCIPAL AS WELL AS INCOME FROM THE GRANT FOR ITS CHARITABLE PURPOSES. | SEE BELOW | DECEMBER 31, 2015 | TO THE KNOWLEDGE OF THE GRANTOR, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSES. | ||
|
TUCK ANN GIVING |
6154 S FAIRBANKS HALL HANOVER,NH03755 |
2015-11-02 | 5,000 | TO OPERATE AS AN ENDOWMENT FOR CHARITABLE CONTRIBUTIONS TO BE MADE BY THE GRANTEE; PROVIDED, HOWEVER, THAT THE GRANTEE MAY, IN ITS SOLE DISCRETION, EXPEND PRINCIPAL AS WELL AS INCOME FROM THE GRANT FOR ITS CHARITABLE PURPOSES. | SEE BELOW | DECEMBER 31, 2015 | TO THE KNOWLEDGE OF THE GRANTOR, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSES. |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| CULLEN HIGH DIVIDEND EQ | AT COST | 30,542 | 40,018 |
| JPM EQUITY INCOME FUND | AT COST | 28,606 | 39,868 |
| JPM LARGE CAP GROWTH FUND | AT COST | 12,528 | 17,161 |
| LONGLEAF PARTNERS FUND | AT COST | 0 | 0 |
| NEUBERGER BER MU/C OPP-INS | AT COST | 0 | 0 |
| SPDR S&P 500 ETF TRUST | AT COST | 75,330 | 94,799 |
| ISHARES CORE S&P MID-CAP ETF | AT COST | 36,174 | 54,892 |
| JPM MKT EXP ENH INDEX FUND | AT COST | 13,820 | 13,311 |
| ARTISAN INTL VALUE FUND | AT COST | 18,938 | 21,996 |
| DODGE & COX INTL STOCK FUND | AT COST | 35,767 | 33,832 |
| ISHARES MSCI EAFE INDEX FUND | AT COST | 15,852 | 15,032 |
| T ROWE PRICE OVERSEAS STOCK | AT COST | 18,674 | 19,533 |
| VANGUARD FTSE EUROPE ETF | AT COST | 0 | 0 |
| ABERDEEN ASIA PAC XJ INST | AT COST | 0 | 0 |
| MATTHEWS ASIA DIVIDEND-INS | AT COST | 20,027 | 21,906 |
| JOHN HANCOCK II-EMG MKTS | AT COST | 18,645 | 14,820 |
| VANGUARD FTSE EMERGING MARKETS ETF | AT COST | 20,414 | 15,210 |
| HARBOR HIGH YIELD BOND-INST | AT COST | 19,433 | 16,787 |
| DODGE & COX INCOME FUND | AT COST | 27,338 | 26,656 |
| PAYDEN HIGH INCOME FUND | AT COST | 0 | 0 |
| EATON VANCE FLOATING RATE | AT COST | 0 | 0 |
| JPM CORE BOND FUND | AT COST | 72,299 | 72,085 |
| JPM HIGH YIELD FUND | AT COST | 19,969 | 16,769 |
| JPM INFLATION MGD BOND FUND | AT COST | 0 | 0 |
| JPM INTL CURR INCOME FUND | AT COST | 0 | 0 |
| EATON VANCE GLOBAL MACRO | AT COST | 16,386 | 15,457 |
| THE ARBITRAGE FUND | AT COST | 41,564 | 40,673 |
| PIMCO COMMODITY PL STRAT | AT COST | 0 | 0 |
| TRIBUTARY SMALL CO-INST PLUS | AT COST | 9,167 | 8,845 |
| PRIMECAP ODYSSEY STOCK FUND | AT COST | 44,000 | 44,940 |
| DEUTSCHE X-TRACKERS MSCI EUR | AT COST | 39,003 | 39,809 |
| BROWN ADV JAPAN ALPHA OPP-IS | AT COST | 13,299 | 12,587 |
| ISHARES MSCI ALL COUNTRY ASI | AT COST | 8,430 | 8,546 |
| ISHARES MSCI INDIA ETF | AT COST | 11,965 | 11,687 |
| EQUINOX CAMPBELL STRATEGY | AT COST | 19,174 | 17,288 |
| GATEWAY FUND | AT COST | 19,174 | 18,982 |
| GOLDMAN SACHS STRAT INC | AT COST | 23,624 | 22,325 |
| GOTHAM ABSOLUTE RETURN | AT COST | 19,174 | 16,932 |
| JPM REALTY INCOME FUND | AT COST | 38,441 | 36,143 |
| JPM SHORT DURATION BOND FUND | AT COST | 16,979 | 16,839 |
| Description | Amount |
|---|---|
| ADJUSTED BASIS OF INVESTMENTS | 272 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT FEES | 4,722 | 4,722 | 0 | |
| NYS DEPARTMENT OF LAW (FILING FEE) | 100 | 100 | 0 | |
| FEDERAL EXCISE TAX | 333 | 0 | 0 |