| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING | 2,500 | 1,250 | 1,250 |
| Identifier | Return Reference | Explanation |
|---|---|---|
| SCHEDULE OF INFORMATION REGARDING CONTROLLED ENTITY | PART VII-A, LINE 11 | NAME OF CONTROLLED ENTITY: MITCHELL ENTERTAINMENT CO LLCADDRESS: 10474 SANTA MONICA BLVD, STE 200, LOS ANGELES, CA 90025FEIN: 51-0530823 |
| STATEMENT REGARDING ACTIVITIES | PART VII-B, LINE 3A AND 3B ATTACHMENT | A TRANSACTION THAT ORIGINALLY CAME TO THE ATTENTION OFACCOUNTANTS IN PREVIOUS YEARS MAY BE AN ACT OF SELF-DEALINGOF MAY INVOLVE AN EXCESS BUSINESS HOLDING ISSUE.OUTSIDE COUNSEL HAS BEEN CONTACTED TO GATHER FACTUALINFORMATION. IF IT IS DETERMINED AFTER REVIEW BY OUTSIDECOUNSEL THAT WE DO HAVE A SELF-DEALING OR EXCESS BUSINESSHOLDING ISSUE, THE APPROPRIATE FORM 4720 WILL BE FILED. |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| NORTHERN TRUST - GABELLI | 433,365 | 789,947 |
| NORTHERN TRUST - BRANDES | 1,194,055 | 1,007,361 |
| NORTHERN TRUST - MASTRAPASQUA | 1,208,987 | 2,096,301 |
| NORTHERN TRUST - HARDING LOEVNER EMERGING | 465,594 | 624,670 |
| NORTHERN TRUST - ISHARE | 969,215 | 1,100,729 |
| NORTHERN TRUST - PIMCO | 1,253,068 | 1,206,975 |
| NORTHERN TRUST - GRYPHON | 769,704 | 762,621 |
| NORTHERN TRUST - #9752 | 1,078,295 | 844,170 |
| NORTHERN TRUST - #9741 | 749,997 | 718,571 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| LOOSE DIAMONDS | AT COST | 54,950 | 54,950 |
| MITCHELL ENTERTAINMENT COMPANY | AT COST | 6,626,278 | 0 |
| MARKSTONE CAPITAL PARTNERS | AT COST | 137,417 | 137,417 |
| JLTV INT'L LLC INVESTMENT | AT COST | 42,012 | 42,012 |
| DELTA FUND I, LP | AT COST | 17,010 | 17,010 |
| UGI-ICBC STOCK | AT COST | 20,540 | 20,540 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 19,071 | 0 | 19,071 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| RECEIVABLE - NT #8619 GABELLI | 7,847 | 10,253 | 0 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| BANK CHARGES | 122 | 0 | 122 | |
| INVESTMENT MANAGEMENT FEES | 64,563 | 64,563 | 0 | |
| TELEPHONE | 284 | 0 | 284 | |
| MANAGEMENT FEES | 387,623 | 193,811 | 193,811 | |
| BUSINESS MEALS | 4,145 | 0 | 4,145 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| NORTHERN TRUST #8623 | 7 | 7 | 7 |
| NORTHERN TRUST #9138 | 101 | 101 | 101 |
| NORTHERN TRUST #9752 | 72 | 72 | 72 |
| JLTV INTERNATIONAL, LLC | -316 | -316 | -316 |
| MARKSTONE CAPITAL | -458 | -458 | -458 |
| MITCHELL ENTERTAINMENT | -1,570 | -1,570 | -1,570 |
| DELTA FUND I, LP | 217,554 | 217,554 | 217,554 |
| NORTHERN TRUST #8615 | 1,468 | 1,468 | 1,468 |
| NORTHERN TRUST #8617 | -2 | -2 | -2 |
| NORTHERN TRUST #8619 | 2,264 | 2,264 | 2,264 |
| NORTHERN TRUST #8623 | -7 | -7 | -7 |
| NORTHERN TRUST #8965 | -239 | -239 | -239 |
| NORTHERN TRUST #9138 | -634 | -634 | -634 |
| NORTHERN TRUST #9741 | -447 | -447 | -447 |
| NORTHERN TRUST #9865 | -2 | -2 | -2 |
| OTHER LOSS | 2 | 2 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| DUE TO AFFILIATE | 201,608 | 280,772 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES WITHHELD | 6,278 | 0 | 0 |