Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private
foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
A For the 2014 calendar year, or tax year beginning 07-01-2014 , and ending 06-30-2015
BCheck if applicable:
CName of organization
UNITED WAY OF WESTCHESTER AND PUTNAM INC
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
336 CENTRAL PARK AVE
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WHITE PLAINS, NY106061502
D Employer identification number

13-1997636
E Telephone number

G Gross receipts $ 11,436,997
F Name and address of principal officer:
ALANA SWEENY
336 CENTRAL PARK AVE
WHITE PLAINS,NY106061502
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.UWWP.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1962
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: ADVANCES THE COMMON GOOD BY CREATING OPPORTUNITIES FOR A BETTER LIFE IN WESTCHESTER & PUTNAM
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 37
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 37
5 Total number of individuals employed in calendar year 2014 (Part V, line 2a) ...... 5 46
6 Total number of volunteers (estimate if necessary) ............. 6 394
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 10,164,868 9,905,637
9 Program service revenue (Part VIII, line 2g) ......... 1,159,611 1,209,076
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 116,255 147,531
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 6,437 14,312
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 11,447,171 11,276,556
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 7,560,848 7,562,659
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 3,016,920 2,858,846
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet420,644    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,244,500 1,196,236
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 11,822,268 11,617,741
19 Revenue less expenses. Subtract line 18 from line 12....... -375,097 -341,185
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 5,620,776 5,350,938
21 Total liabilities (Part X, line 26)............. 2,083,435 2,307,848
22 Net assets or fund balances. Subtract line 21 from line 20..... 3,537,341 3,043,090
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet
Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2014)
Form 990 (2014)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,813,421 including grants of $ 670,058 ) (Revenue $   )
UNITED WAY'S COMMUNITY IMPACT (CI)INITIATIVES ARE AT THE HEART OF OUR MISSION TO ADVANCE THE COMMON GOOD. THE VOLUNTEER-LED BOARD OF DIRECTORS BELIEVES A DONATION DIRECTED TO UWWP'S CI FUND IS THE SINGLE BEST WAY TO MAKE A DIFFERENCE IN OUR COMMUNITY. THROUGH UWWP'S CI FUND, DONORS' GIFTS ARE INVESTED IN PROGRAMS AND INITIATIVES TO ENSURE PEOPLE HAVE: A QUALITY EDUCATION THAT LEADS TO A BETTER JOB, WHICH PROVIDES THE INCOME TO SUPPORT A FAMILY THROUGH RETIREMENT; AND GOOD HEALTH. EVERYTHING WE DO SUPPORTS THESE BUILDING BLOCKS FOR A BETTER LIFE FOR ALL.INITIATIVES FUNDED THROUGH COMMUNITY IMPACT ARE RESEARCHED AND MONITORED BY KNOWLEDGEABLE VOLUNTEERS WHO ENSURE THAT RESOURCES ARE WELL SPENT TO PRODUCE TANGIBLE RESULTS.
4b (Code:   ) (Expenses $ 1,964,403 including grants of $ 1,841,209 ) (Revenue $   )
CONSTITUENCY SERVICES INCLUDES TRAINING AND TECHNICAL ASSISTANCE PROVIDED TO NONPROFIT AGENCIES WITHIN WESTCHESTER AND PUTNAM TO INCREASE THEIR EFFICIENCY AND EFFECTIVENESS. IN ADDITION, UNITED WAY SOLICITS DONATED MERCHANDISE AND SERVICES, WHICH ARE DISTRIBUTED TO NONPROFIT AGENCIES THROUGH UNITED WAY'S GIFTS-IN-KIND PROGRAM.
4c (Code:   ) (Expenses $ 5,051,392 including grants of $ 5,051,392 ) (Revenue $   )
IN ADDITION TO UW'S CAMPAIGN IN WHICH DONORS CONTRIBUTE TO THE COMMUNITY IMPACT GENERAL FUND, OR A SPECIFIC INITIATIVE, UWWP WILL ALSO PROCESS CONTRIBUTIONS TO OTHER UNITED WAYS AND/OR OTHER 501(C)(3)AGENCIES PER DONOR REQUEST.
(Code:   ) (Expenses $ 1,585,579 including grants of $   ) (Revenue $ 1,209,076 )
UNITED WAY'S 2-1-1 HELPLINEUNITED WAY'S 2-1-1 HELPLINE AND ONLINE DATABASE OFFERS FREE HEALTH AND HUMAN SERVICES INFORMATION, REFERRAL, ASSESSMENT, AND CRISIS SUPPORT TO HELP PEOPLE FIND THE ASSISTANCE THEY NEED TO ADDRESS THE EVERYDAY CHALLENGES OF LIVING, AS WELL AS THOSE THAT DEVELOP DURING TIMES OF DISASTER AND OTHER COMMUNITY EMERGENCIES. 2-1-1 IS A CONFIDENTIAL, MULTILINGUAL AND COMPREHENSIVE SERVICE THAT HAS ENABLED GOVERNMENT AND NONPROFIT AGENCIES TO REALIZE CONCRETE COST SAVINGS AS WELL AS INCREASED CUSTOMER SERVICE TO RESIDENTS.ONE CAN ACCESS 2-1-1 FROM ANY TYPE OF TELEPHONE THROUGHOUT THE HUDSON VALLEY AREA TO SPEAK WITH A PROFESSIONALLY TRAINED, PAID CALL SPECIALIST. THE CENTER IS OPEN FROM 9AM TO 7PM, 7 DAYS A WEEK. TRANSLATION SERVICES ARE AVAILABLE IN OVER 200 LANGUAGES. IN ADDITION, THE CENTER MAINTAINS THE MOST COMPREHENSIVE HEALTH AND HUMAN SERVICES DATABASE IN THE REGION. THIS IS UTILIZED FOR REFERRALS FOR CALLERS AND IN ADDITON, IS ALWAYS AVAILABLE TO THE PUBLIC AT WWW.HUDSON211.ORG.FUNDING SOURCES FOR 2-1-1 INCLUDE GRANTS FROM THE UNITED WAYS IN THE HUDSON VALLEY (INCLUDING UWWP) AND, CORPORATE FOUNDATIONS, AS WELL AS GRANTS/CONTRACTS WITH LOCAL AND STATE GOVERNMENTAL ENTITIES. TOTAL REVENUE FROM THE PROGRAM = $1,077,555FOR THE FISCAL YEAR 2014-15 UNITED WAY'S 2-1-1 HELPLINE FIELDED A TOTAL OF 70,998 PHONE CALLS FOR REGIONS ACROSS NEW YORK, OF WHICH 43,382 WERE FROM THE HUDSON VALLEY. IN ADDITION, UWWP MANAGES THE SOCIAL SERVICES DATA AND ONLINE INFORMATION PORTAL COVERING THE ENTIRE HUDSON VALLEY. THERE WERE 56,649 SEARCHES VIA WWW.HUDSON211.ORG DURING THE SAME PERIOD. UW'S 2-1-1 PLAYS A CRITICAL ROLE DURING DISASTERS, DIRECTING PEOPLE TO SAFE SHELTERS, DRY ICE, FOOD AND OTHER BASIC NEEDS.NOT-FOR-PROFIT LEADERSHIP SUMMIT - A CONFERENCE THAT UWWP FACILITATES TO BRING TOGETHER VOLUNTEERS AND PROFESSIONAL LEADERS IN THE NOT-FOR-PROFIT SECTOR TO IDENTIFY EMERGING CHALLENGES AND OPPORTUNITIES, SHAPE NEW LEADERSHIP STRATEGIES AND BUILD ORGANIZATIONS THAT EXCEL. REVENUE FROM PROGRAM = $82,910
4d Other program services (Describe in Schedule O.)
(Expenses $ 1,585,579 including grants of $   ) (Revenue $ 1,209,076 )
4e Total program service expensesMediumBullet10,414,795
Form 990 (2014)
Form 990 (2014)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II........
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part III............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........
14b
 
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions) .... Click to see attachment
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2014)
Form 990 (2014)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
 
No
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I....
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I...................
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If "Yes," complete Schedule L, Part II................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ..........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV.....................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV...
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................
34
 
No
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2...
35b
 
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2014)
Form 990 (2014)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
4
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
 
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
46
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds.
Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year?.........................
8
 
 
9a
Did the sponsoring organization make any taxable distributions under section 4966?...
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2014)
Form 990 (2014)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
37
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
37
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
Yes
 
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
NY
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletROSEANN WINTER

336 CENTRAL PARK AVE
WHITE PLAINS,NY106061502 (914) 997-6700
Form 990 (2014)
Form 990 (2014)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) ANGELA BROCK-KYLE........................................................................
CHAIR - NOMINATING COMMITTEE
 2.00
.......................   		X           0 0 0
(2) ANTHONY MAUCIERI........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(3) BERT ASKWITH DECEASED 6115........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(4) DAN LAW........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(5) DAVID M YAWMAN ESQ........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(6) DONALD CALABRESE........................................................................
VICE CHAIR - RD
 2.00
.......................   		X   X       0 0 0
(7) ERIC D ELLER........................................................................
TREASURER
 2.00
.......................   		X   X       0 0 0
(8) FREDERICK P WIENER........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(9) GREGORY D BASSUK........................................................................
FORMER CHAIR OF THE BOARD
 2.00
.......................   		X   X       0 0 0
(10) HONORABLE PETER HARCKHAM........................................................................
VICE CHAIR - COMMUNCIATION
 2.00
.......................   		X   X       0 0 0
(11) INGRID RICHARDS........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(12) JANET WALKER........................................................................
SECRETARY & CO-CHAIR - CI
 2.00
.......................   		X   X       0 0 0
(13) JEANETTE WARNER ESQ........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(14) KAREN PECORA........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(15) KATE MCDONOUGH........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(16) KENNETH J GOULD ESQ........................................................................
VICE CHAIR - CI
 2.00
.......................   		X   X       0 0 0
(17) LAURENCE A RUGGIERI........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
Form 990 (2014)
Form 990 (2014)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) MAREN HEXTER........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(19) MARISSA BRETT........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(20) MEYER G KOPLOW ESQ........................................................................
CHAIR TOCQUEVILLE SOCIETY
 2.00
.......................   		X           0 0 0
(21) MICHAEL J PIAZZA JR........................................................................
VICE CHAIR AT LARGE
 2.00
.......................   		X   X       0 0 0
(22) MR VINCENT D'AMBROSO........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(23) MS JUNE BLANC........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(24) MSANNIE HUANG RESIGN 12115........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(25) PATRICK PLUNKETT........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(26) PETER ABT RESIGNED 62415........................................................................
VICE CHAIR-ADMINISTRATION
 2.00
.......................   		X   X       0 0 0
(27) RUTH H MAHONEY........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(28) SCOTT MORRISON........................................................................
CHAIRMAN OF THE BOARD
 6.00
.......................   		X   X       0 0 0
(29) STEPHEN HUNTER........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(30) STEPHEN J JONES ESQ........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(31) THOMAS CAREY........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(32) WENDY WOLLNER RESIGNED 62515........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(33) ROSS BUCHMUELLER........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(34) CARLENE GENTILESCO........................................................................
CHIEF OPERATING OFFICER
 57.00
.......................   		        X   120,395 0 28,632
(35) ROSEANN WINTER........................................................................
SENIOR VP FINANCE
 49.00
.......................   		        X   107,348 0 20,719
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 227,743 0 49,351
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet3
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
 
No
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet0
Form 990 (2014)
Form 990 (2014)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a 5,051,392
b Membership dues....1b  
c Fundraising events....1c 23,095
d Related organizations...1d  
e Government grants (contributions)1e  
f All other contributions, gifts, grants, and
similar amounts not included above1f 		4,831,150
g Noncash contributions included in lines
1a-1f:$ 		1,920,867
h Total. Add lines 1a-1f.......MediumBullet 9,905,637
Program Service RevenueAmt Business Code
2a 2-1-1 900099 1,123,449 1,123,449    
b NOT FOR PROFIT LEADERSHIP SUMMIT 900099 82,910 82,910    
c NOT FOR PROFIT MGMT CENTER COURSE 900099 2,717 2,717    
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 1,209,076
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 66,424     66,424
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties...........MediumBullet        
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 192,405  
b Less: cost or other basis and sales expenses 111,298  
c Gain or (loss) 81,107  
d Net gain or (loss)..........MediumBullet 81,107     81,107
8a Gross income from fundraising events (not including
$ 23,095
of contributions reported on line 1c). See Part IV, line 18 ..
a 63,455
b Less: direct expenses ...b 49,143
c Net income or (loss) from fundraising events..MediumBullet 14,312   14,312
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet  
12 Total revenue. See Instructions......MediumBullet 11,276,556 1,209,076 0 161,843
Form 990 (2014)
Form 990 (2014)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 7,562,659 7,562,659
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ....    
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16 ............    
4 Benefits paid to or for members ....    
5 Compensation of current officers, directors, trustees, and key employees .... 488,066 306,319 123,502 58,245
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages .... 1,628,930 1,172,355 283,872 172,703
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....        
9 Other employee benefits ....... 520,022 367,237 93,661 59,124
10 Payroll taxes ........... 221,828 155,280 42,147 24,401
11 Fees for services (non-employees):        
a Management ......        
b Legal .........        
c Accounting ........... 38,250   38,250  
d Lobbying ...........        
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ......        
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) .... 62,898 56,685 4,967 1,246
12 Advertising and promotion .... 198,629 168,589 11,436 18,604
13 Office expenses ....... 309,646 216,940 58,615 34,091
14 Information technology ......        
15 Royalties ..        
16 Occupancy ........... 129,149 90,403 24,540 14,206
17 Travel ............ 19,420 13,593 3,691 2,136
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 28,609 20,026 5,436 3,147
20 Interest ........... 34,933   34,933  
21 Payments to affiliates ....... 117,507 108,442   9,065
22 Depreciation, depletion, and amortization ..... 143,939 100,757 27,349 15,833
23 Insurance .............. 16,088   16,088  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a EQUIPMENT RENTALS 57,955 48,250 6,146 3,559
b OTHER 39,213 27,260 7,669 4,284
c
d
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 11,617,741 10,414,795 782,302 420,644
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2014)
Form 990 (2014)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 559,907 1 538,907
2 Savings and temporary cash investments ......... 448,259 2 67,489
3 Pledges and grants receivable, net ........... 917,324 3 1,027,990
4 Accounts receivable, net ............. 66,663 4 84,694
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net .............   7  
8 Inventories for sale or use ..............   8  
9 Prepaid expenses and deferred charges .......... 115,492 9 111,812
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 1,967,897
b Less: accumulated depreciation ..... 10b 1,447,253 634,012 10c 520,644
11 Investments—publicly traded securities .......... 2,569,858 11 2,711,980
12 Investments—other securities. See Part IV, line 11 .....   12  
13 Investments—program-related. See Part IV, line 11 .....   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 309,261 15 287,422
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 5,620,776 16 5,350,938
Liabilities 17 Accounts payable and accrued expenses ......... 609,107 17 764,713
18 Grants payable ................. 824,732 18 843,049
19 Deferred revenue ................   19  
20 Tax-exempt bond liabilities .............   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties .. 490,507 23 567,430
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 159,089 25 132,656
26 Total liabilities. Add lines 17 through 25......... 2,083,435 26 2,307,848
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 872,998 27 611,121
28 Temporarily restricted net assets ........... 1,069,010 28 858,475
29 Permanently restricted net assets ........... 1,595,333 29 1,573,494
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 3,537,341 33 3,043,090
34 Total liabilities and net assets/fund balances ........ 5,620,776 34 5,350,938
Form 990 (2014)
Form 990 (2014)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
11,276,556
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
11,617,741
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
-341,185
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
3,537,341
5
Net unrealized gains (losses) on investments ...............
5
-2,100
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-150,966
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
3,043,090
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? .................
3a
 
No
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
 
 
Form 990 (2014)
Form 990 (2014)
Page 13
Form 990, Special Condition Description:
Special Condition Description
Form 990 (2014)
Form 990 (2014)
Page 14
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public
Inspection
Name of the organization
UNITED WAY OF WESTCHESTER AND PUTNAM INC
 
Employer identification number

13-1997636
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
a
b
c
d
e
f
Enter the number of supported organizations .............................  
g
Provide the following information about the supported organization(s).
(i)Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total    

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) 2014 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 6,454,135 5,021,484 5,782,710 4,587,090 4,078,200 25,923,619
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 6,454,135 5,021,484 5,782,710 4,587,090 4,078,200 25,923,619
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4. 25,923,619
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) 2014 (f) Total
7 Amounts from line 4.. 6,454,135 5,021,484 5,782,710 4,587,090 4,078,200 25,923,619
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 58,865 88,408 70,660 64,497 66,424 348,854
9 Net income from unrelated business activities, whether or not the business is regularly carried on..         13,942 13,942
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..            
11 Total support Add lines 7 through 10. 26,286,415
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
98.620 %
15
15
88.460 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) 2014 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) 2014 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 11 of Part I. If you checked 11a of Part I, complete Sections A and B. If you checked 11b of Part I, complete Sections A and C. If you checked 11c of Part I, complete Sections A, D, and E. If you checked 11d of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 11a or 11b in Part I, answer (b) and (c) below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations....
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed, (ii) the reasons for each such action, (iii) the authority under the organization's organizing document authorizing such action, and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (a) its supported organizations; (b) individuals that are part of the charitable class benefited by one or more of its supported organizations; or (c) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in IRC 4958(c)(3)(C)), a family member of a substantial contributor, or a 35-percent controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part II of Schedule L (Form 990).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9(a)) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9(a)) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of IRC 4943 because of IRC 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in (a) above?
11b
 
 
c
A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.
11c
 
 
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 5
Part IV
Supporting Organizations (continued)

Section B. Type I Supporting Organizations
Yes
No
1
Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (1) a written notice describing the type and amount of support provided during the prior tax year, (2) a copy of the Form 990 that was most recently filed as of the date of notification, and (3) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer (a) and (b) below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer (a) and (b) below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 6
Part V – Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations

1.   Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970. See instructions. All other Type III non-functionally integrated supporting organizations must complete Sections A through E.
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    

Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors (explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by .035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    

Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7   Check here if the current year is the organization's first as a non-functionally-integrated Type III supporting organization (see instructions)
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 7
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity		  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations  
4 Amounts paid to acquire exempt-use assets  
5 Qualified set-aside amounts (prior IRS approval required)  
6 Other distributions (describe in Part VI). See instructions  
7Total annual distributions. Add lines 1 through 6.  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions		  
9 Distributable amount for 2014 from Section C, line 6  
10 Line 8 amount divided by Line 9 amount  

Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2014 		(iii)
Distributable
Amount for 2014
1 Distributable amount for 2014 from Section C, line
6 		 
2 Underdistributions, if any, for years prior to 2014
(reasonable cause required--see instructions)		  
3 Excess distributions carryover, if any, to 2014:
a From 2009.......X
b From 2010.......X
c From 2011.......X
d From 2012.......X
e From 2013.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2014 distributable amount  
i Carryover from 2009 not applied (see
instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.  
4Distributions for 2014 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2014 distributable amount  
c Remainder. Subtract lines 4a and 4b from 4.  
5 Remaining underdistributions for years prior to
2014, if any. Subtract lines 3g and 4a from line 2
(if amount greater than zero, see instructions)		  
6 Remaining underdistributions for 2014. Subtract
lines 3h and 4b from line 1 (if amount greater than
zero, see instructions)		  
7 Excess distributions carryover to 2015. Add lines
3j and 4c.		  
8 Breakdown of line 7:
a From 2010.......X
b From 2011.......X
c From 2012.......X
d From 2013.......  
e From 2014.......  
Schedule A (Form 990 or 990-EZ) (2014)
Schedule A (Form 990 or 990-EZ) 2014
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2014

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Name of the organization
UNITED WAY OF WESTCHESTER AND PUTNAM INC
 
Employer identification number

13-1997636
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2014)

Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Page 2
Name of organization
UNITED WAY OF WESTCHESTER AND PUTNAM INC
  		Employer identification number

13-1997636
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 

   
 
 
  ,    

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Page 3
Name of organization
UNITED WAY OF WESTCHESTER AND PUTNAM INC
  		Employer identification number

13-1997636
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Page 4
Name of organization
UNITED WAY OF WESTCHESTER AND PUTNAM INC
  		Employer identification number

13-1997636
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10)
that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

Additional Data


Software ID:  
Software Version:  
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
UNITED WAY OF WESTCHESTER AND PUTNAM INC
 
Employer identification number

13-1997636
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenue included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2014

Schedule D (Form 990) 2014
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability?
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII .......
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 2,256,474 2,011,006 1,884,244 1,808,116 1,667,350
b Contributions ........ 189,299 62,227   780 11,750
c Net investment earnings, gains, and losses 137,779 353,074 236,142 146,206 312,189
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........ 		379,403 169,833 109,380 70,858 183,173
f Administrative expenses ....          
g End of year balance ...... 2,204,149 2,256,474 2,011,006 1,884,244 1,808,116
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   100,000 100,000
b Buildings ................   306,128 306,128 0
c Leasehold improvements ............   813,908 593,831 220,077
d Equipment ................   747,861 547,294 200,567
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 520,644
Schedule D (Form 990) 2014

Schedule D (Form 990) 2014
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1) BENEFICIAL INTEREST IN TRUSTS 287,422








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 287,422
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
CAPITAL LEASES 118,755
MISC. OTHER LIABILITIES 13,901







Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 132,656
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2014

Schedule D (Form 990) 2014
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 6,272,207
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a -2,100
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 49,143
e Add lines 2a through 2d ..................... 2e 47,043
3 Subtract line 2e from line 1..................... 3 6,225,164
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b 5,051,392
c Add lines 4a and 4b....................... 4c 5,051,392
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 11,276,556
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 6,615,492
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 49,143
e Add lines 2a through 2d...................... 2e 49,143
3 Subtract line 2e from line 1..................... 3 6,566,349
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b 5,051,392
c Add lines 4a and 4b....................... 4c 5,051,392
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 11,617,741
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART V, LINE 4: THE ORGANIZATION'S ENDOWMENT FUNDS ARE INTENDED TO PRODUCE REVENUE TO HELP SUPPORT THE ORGANIZATION'S PROGRAMS AND INITIATIVES.
PART X, LINE 2: UNITED WAY RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT UNITED WAY HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION. UNITED WAY IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO JULY 1, 2011.
PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS DIRECT COSTS 49,143.
PART XI, LINE 4B - OTHER ADJUSTMENTS: DONOR DESIGNATED GRANTS,FUNDS RAISED ON BEHALF OF OTHERS 5,051,392.
PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS DIRECT COSTS 49,143.
PART XII, LINE 4B - OTHER ADJUSTMENTS: DONOR DESIGNATED GRANTS, DONOR CHOICE NET OF FEES 5,051,392.
Schedule D (Form 990) 2014

Additional Data


Software ID:  
Software Version:  




SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
UNITED WAY OF WESTCHESTER AND PUTNAM INC
 
Employer identification number

13-1997636
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17. Form 990-EZ
filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
             
             
             
             
             
             
             
             
             
             
Total .................right arrow      
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2014
Schedule G (Form 990 or 990-EZ) 2014
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

WOMEN'S LEADERSHIP
(event type) 		(b) Event #2

PUTNAM BEST CHEFS
(event type) 		(c) Other events

3
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 40,075 24,680 21,795 86,550
2 Less: Contributions . . 11,775 6,000 5,320 23,095
3 Gross income (line 1
minus line 2) . . . 		28,300 18,680 16,475 63,455
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .        
6 Rent/facility costs . . 16,537 3,145 1,640 21,322
7 Food and beverages .        
8 Entertainment . . .        
9 Other direct expenses . 12,895 3,217 11,709 27,821
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 49,143
11 Net income summary. Subtract line 10 from line 3, column (d)........... right arrow 14,312
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
%
%
%
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow  
9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2014
Schedule G (Form 990 or 990-EZ) 2014
Page 3
11
Does the organization conduct gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activities conducted in:
a
The organization's facility ......................
13a
%
b
An outside facility ........................
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $  
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information (see instructions).
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2014
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public
Inspection
Name of the organization
UNITED WAY OF WESTCHESTER AND PUTNAM INC
 
Employer identification number
13-1997636
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) ACACIA NETWORK HOUSING
1064 FRANKLIN AVENUE
BRONX,NY10456 		26-0076866 501 (C) (3)   68,053 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(2) APRIL'S CHILD
7 HOLLAND AVENUE
WHITE PLAINS,NY10603 		13-3113298 501 (C) (3) 8,616 8,226 APPRAISAL CLOTHES, FOOD, HOSUEHOLD GOODS, ETC. FUNDS RAISED ON BEHALF OF OTHERS
(3) ARTS WESTCHESTER
31 MAMARONECK AVENUE
WHITE PLAINS,NY10601 		13-2604827 501 (C) (3) 15,000       COMMUNITY IMPACT
(4) BOYS AND GIRLS CLUB OF NORTHERN WESTCHESTER
351 MAIN STREET
MOUNT KISCO,NY10549 		13-1739924 501 (C) (3) 18,000       COMMUNITY IMPACT
(5) CAREERS FOR PEOPLE WITH DISABILITIES
401 COLUMBUS AVE
VALHALLA,NY10595 		13-3424844 501 (C) (3) 15,000       COMMUNITY IMPACT
(6) CHILDCARE COUNCIL OF WESTCHESTER
313 CENTRAL PARK AVENUE
SCARSDALE,NY10583 		13-3234987 501 (C) (3) 13,000       COMMUNITY IMPACT/CONSTITUENCY SERVICES
(7) CHILDRENS VILLAGE
ECHO HILLS
DOBBS FERRY,NY10522 		13-1739945 501 (C) (3)   245,115 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(8) COACHMAN FAMILY CENTER (WESTHAB)
85 EXECUTIVE BOULEVARD
ELMSFORD,NY10523 		06-1064281 501 (C) (3)   38,671 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(9) CORNELL COOPERATIVE EXTENSION
1 GENEVA RD
BREWSTER,NY10509 		15-0532082 501 (C) (3) 10,000       COMMUNITY IMPACT
(10) EASTCHESTER CAP (WESTCOP)
2 WESTCHESTER PLAZA
ELMSFORD,NY10523 		13-2547122 501 (C) (3)   40,724 APPRAISAL CLOTHES, FOOD, HOSUEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(11) FAMILY OF WOODSTOCK
39 JOHN ST
KINGSTON,NY12401 		14-1537663 501 (C) (3)   44,568 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(12) FAMILY SERVICE OF WESTCHESTER
ONE GATEWAY PLAZA
PORT CHESTER,NY10573 		13-1773419 501 (C) (3)   16,021 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(13) FAMILY SERVICE SOCIETY OF YONKERS
PO BOX 437
YONKERS,NY10703 		13-1739956 501 (C) (3) 65,000       COMMUNITY IMPACT
(14) GREATER HUDSON VALLEY FAMILY HEALTH CENTER
2750 RT 9W SUITE 10
CORNWALL,NY12518 		06-1036715 501 (C) (3)   5,530 APPRAISAL CLOTHES, FOOD, HOSUEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(15) GREEN CHIMNEYS CHILDREN'S SERVICES
BOX 719 PUTNAM LAKE RD
BREWSTER,NY10509 		14-1568025 501 (C) (3) 10,000       COMMUNITY IMPACT/FUNDS RAISED ON BEHALF OF OTHERS
(16) GREENBURGH HEALTH CENTER
330 TARRYTOWN RD
WHITE PLAINS,NY10607 		13-2897241 501 (C) (3)   90,190 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(17) GREENBURGHELMSFORD CAP (WESTCOP)
2269 SAW MILL RIVER RD
ELMSFORD,NY10523 		13-2547122 501 (C) (3)   6,901 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(18) GREYSTON FAMILY INN FOUNDATION
21 PARK AVE
YONKERS,NY10703 		13-3407079 501 (C) (3)   31,408 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(19) HONOR EHG INC
38 SEWARD AVE
MIDDLETOWN,NY10940 		14-1596731 501 (C) (3)   76,188 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(20) HOUSE OF REFUGE APOSTOLIC CHURCH
81 CROTON AVENUE
OSSINING,NY10562 		51-0445850 501 (C) (3)   10,974 APPRAISAL CLOTHES, FOOD, HOSUEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(21) HOUSING ACTION COUNCILCOMMUNITY HOUSING RESOURCE CENTER
55 SOUTH BROADWAY
TARRYTOWN,NY10591 		13-2846967 501 (C) (3) 25,000       COMMUNITY IMPACT/FUNDS RASIED ON BEHALF OF OTHERS
(22) INFANT TODDLER LEARNING CENTER OF WJCS
845 NORTH BROADWAY SUITE 2
WHITE PLAINS,NY10603 		13-1740071 501 (C) (3)   14,444 APPRAISAL CLOTHES, FOOD, HOSUEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(23) LIFTING UP WESTCHESTER (FORMERLY GRACE CHURCH)
35 ORCHARD STREET
WHITE PLAINS,NE10603 		13-3121606 501 (C) (3)   16,859 APPRAISAL CLOTHES, FOOD, HOSUEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(24) MOUNT SINAI HOSPITAL
1 GUSTAVE L LEVY PLACE
NEW YORK,NY10029 		13-1624096 501 (C) (3) 5,000       FUNDS RAISED ON BEHALF OF OTHERS
(25) MOUNT VERNON NEIGHBORHOOD HEALTH CENTER
107 WEST 4 STREET
MOUNT VERNON,NY10550 		13-3315508 501 (C) (3)   111,223 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(26) OPEN BIBLE CHURCH FOOD PANTRY
21E 10 STREET APT 12D
NEW YORK,NY10003 		20-1908945 501 (C) (3)   11,005 APPRAISAL CLOTHES, FOOD, HOSUEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(27) OPEN DOOR FAMILY MEDICAL CENTER
165 MAIN STREET
OSSINING,NY10562 		13-2813103 501 (C) (3) 18,000       COMMUNITY IMPACT
(28) OUR LADY OF THE HOLY ROSARY
22 DON BOSCO PL
PORT CHESTER,NY10573 		53-0196617 501 (C) (3)   130,164 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(29) PASSAGE TO EXCELLENCE
1 FISHER COURT
WHITE PLAINS,NY10601 		26-3539324 501 (C) (3) 18,000       COMMUNITY IMPACT
(30) PATTERSON LIBRARY
PO BOX 418
PATTERSON,NY12563 		14-6022764 501 (C) (3) 5,000       COMMUNITY IMPACT
(31) PORT CHESTER CARVER CENTER
400 WESTCHESTER AVENUE
WHITE PLAINS,NY10605 		13-1832949 501 (C) (3)   8,709 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(32) PRO BONO PARTNERSHIP
237 MAMARONECK AVE
WHITE PLAINS,NY10605 		06-1264823 501 (C) (3) 5,000       COMMUNITY IMPACT
(33) REGIONAL ECONOMIC COMMUNITY ACTION CENTER
40 SMITH STREET
MIDDLETOWN,NY10940 		14-1493667 501 (C) (3)   40,645 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(34) ROCKLAND COMMUNITY ACTION PROGRAM
176 N MAIN STREET
SPRING VALLEY,NY10977 		31-1580466 501 (C) (3)   53,482 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(35) RYE YMCA
21 LOCUST AVE
RYE,NY10580 		13-1740515 501 (C) (3) 18,000       COMMUNITY IMPACT
(36) RYER AVENUE HOUSING DEVELOPMENT FUND CORP
2386 RYER AVENUE
BRONX,NY10548 		13-6044024 501 (C) (3)   52,100 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(37) SAINT CHRISTOPHER'S INC - GREENBURGH ACADEMY
71 BROADWAY
DOBBS FERRY,NY10522 		13-1740485 501 (C) (3)   10,726 APPRAISAL CLOTHES, FOOD, HOSUEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(38) SCARSDALE-EDGEMONT FAMILY COUNSELING SERVICE
403 HARWOOD BUILDING
SCARSDALE,NY10583 		13-1739954 501 (C) (3) 15,000       COMMUNITY IMPACT
(39) SHEPARD'S FLOCK (CALVARY CENTER)
57 LOCUST HILL AVENUE
YONKERS,NY10701 		13-2909743 501 (C) (3)   163,022 APPRAISAL CLOTHES, FOOD, HOSUEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(40) SPECIAL TENDER LOVING CARE
7 SECOND AVENUE
NANUET,NY10954 		26-4156152 501 (C) (3)   55,833 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(41) STUDENT ADVOCACY
3 WEST MAIN ST
ELMSFORD,NY10523 		13-1740035 501 (C) (3) 18,000       COMMUNITY IMPACT
(42) STUDENT ASSISTANCE SERVICES
660 WHITE PLAINS ROAD
TARRYTOWN,NY10591 		13-3264779 501 (C) (3) 14,000       COMMUNITY IMPACT
(43) TARRYTOWN COMMUNITY OPPORTUNITY CENTER
2269 SAW MILL RIVER RD
ELMSFORD,NY10523 		13-2547122 501 (C) (3)   60,685 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(44) THE GUIDANCE CENTER
256 WASHINGTON STREET
MOUNT VERNON,NY10553 		13-1839684 501 (C) (3) 18,000       COMMUNITY IMPACT
(45) THE UPPER ROOM HOUSE OF WORSHIP
118 BETHUNE BOULEVARD
SPRING VALLEY,NY10977 		13-4055100 501 (C) (3)   30,225 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(46) UNITED COMMUNITY OF WESTCHESTER
173 UNION AVENUE
NEW ROCHELLE,NY10801 		84-1715929 501 (C) (3)   75,351 APPRAISAL CLOTHES, FOOD, HOSUEHOLD GOODS, ETC. CONSITUENCY SERVICES
(47) UNITED WAY OF THE DUTCHESS-ORANGE REGION
75 MARKET ST
POUGHKEEPSIE,NY12601 		14-1344805 501 (C) (3)   59,194 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. CONSTITUENCY SERVICES
(48) URBAN LEAGUE OF WESTCHESTER
61 MITCHELL PLACE
WHITE PLAINS,NY10601 		13-1740054 501 (C) (3) 15,000       COMMUNITY IMPACT
(49) VOLUNTEER NY
220 WHITE PLAINS ROAD
TARRYTOWN,NY10591 		13-6165593 501 (C) (3) 150,000       COMMUNITY IMPACT
(50) WESTCHESTER DISABLED ON THE MOVE
984 NORTH BROADWAY
YONKERS,NY10701 		13-3211649 501 (C) (3) 5,000       COMMUNITY IMPACT
(51) WESTCHESTER JEWISH COMMUNITY SERVICES
845 BROADWAY
WHITE PLAINS,NY10603 		13-1740071 501 (C) (3) 18,000 5,246 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. COMMUNITY IMPACT/CONSTITUENCY SERVICES
(52) WESTHAB
85 EXECUTIVE BLVD
ELMSFORD,NY10523 		06-1064281 501 (C) (3) 18,000 5,466 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. COMMUNITY IMPACT AND CONSTITUENCY SERVICES
(53) WHITE PLAINS COMMUNITY ACTION PROGRAM (WESTCOP)
2269 SAW MILL RIVER RD
ELMSFORD,NY10550 		13-2547122 501 (C) (3)   69,745 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. COMMUNITY IMPACT/CONSTITUENCY SERVICES
(54) WINDWARD SCHOOL
WINDWARD AVENUE
WHITE PLAINS,NY10605 		13-1740499 501 (C) (3) 12,500       FUNDS RAISED ON BEHALF OF OTHERS
(55) YONKERS FAMILY YMCA
17 RIVERDALE AVE
YONKERS,NY10701 		13-1740520 501 (C) (3) 18,000 82,160 APPRAISAL CLOTHES, FOOD, HOUSEHOLD GOODS, ETC. COMMUNITY IMPACT/CONSTITUENCY SERVICES
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
 
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2014

Schedule I (Form 990) 2014
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance












Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
PART I, LINE 2: PARTNERS WHO RECEIVE GRANTS ARE REQUIRED TO SUBMIT TO UWWP A PROPOSAL WHICH INCLUDES A DESCRIPTION OF THE PROGRAM FOR WHICH THEY ARE SEEKING FUNDING AS WELL AS PROJECTED OUTCOMES (IE. BENCHMARKS). PART OF THE AGREEMENT RELATED TO THE FUNDING TO THE PARTNERS IS THAT THEY MUST REGULARLY MEET IN GROUPS WITH UWWP AND SUBMIT SIX MONTH AND YEAR END REPORTS. THESE REPORTS ARE USED BY UWWP TO DETERMINE IF THE RECIPIENTS WILL MEET THEIR OBJECTIVES. BASED ON THESE REPORTS UWWP AND THE VOLUNTEER-LED COMMUNITY IMPACT (CI) COMMITTEE MAY RECOMMEND AN ADJUSTMENT OF THE FUNDING TO THE UWWP BOARD.
Schedule I (Form 990) 2014


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
UNITED WAY OF WESTCHESTER AND PUTNAM INC
 
Employer identification number

13-1997636
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2014

Schedule J (Form 990) 2014
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column(B) reported as deferred in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
Schedule J (Form 990) 2014

Schedule J (Form 990) 2014
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
Schedule J (Form 990) 2014

Additional Data


Software ID:  
Software Version:  
SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
UNITED WAY OF WESTCHESTER AND PUTNAM INC
 
Employer identification number

13-1997636
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		X 1,920,867 RETAILERS PROVIDE DETAIL
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 19 115,966 SALE OF STOCK DONATION
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2014)
Schedule M (Form 990) (2014)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Schedule M (Form 990) (2014)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public
Inspection
Name of the organization
UNITED WAY OF WESTCHESTER AND PUTNAM INC
 
Employer identification number

13-1997636
Return Reference Explanation
PAGE 2, PART III, LINE 1 TO ADVANCE THE COMMON GOOD BY CREATING OPPORTUNITIES FOR A BETTER LIFE FOR ALL WHO LIVE AND/OR WORK WITHIN THE COMMUNITIES OF WESTCHESTER AND PUTNAM COUNTIES. FOR 52 YEARS, UWWP HAS BEEN MEETING HUMAN CARE NEEDS FOR THOSE WHO LIVE IN OUR COMMUNITY. TODAY UWWP IS FOCUSED ON MAKING A POSITIVE IMPACT IN WESTCHESTER AND PUTNAM BY SUPPORTING THE FOLLOWING CRITICAL BUILDING BLOCKS OF A BETTER LIFE: 1. A QUALITY EDUCATION THAT LEADS TO A STABLE JOB: 2. INCOME THAT CAN SUPPORT A FAMILY THROUGH RETIREMENT; AND 3. GOOD HEALTH. UNITED WAY RECRUITS PEOPLE AND ORGANIZATIONS WHO BRING THE PASSION, EXPERTISE AND RESOURCES NEEDED TO GET THINGS DONE. THIS YEAR 394 VOLUNTEERS PROVIDED 5,692 HOURS TO FURTHER OUR MISSION. AS A RESULT, UNITED WAY DEVELOPS INITIATIVES IN SUPPORT OF POSITIVE EDUCATION, INCOME AND HEALTH OUTCOMES AND HELPS NONPROFIT AGENCIES OPERATE MORE EFFECTIVELY. UWWP ALSO PROMOTES, ENCOURAGES AND PROVIDES OPPORTUNITIES FOR PHILANTHROPY; 1. TO SOLICIT FUNDS AND PROPERTY TO SUPPORT SUCH INITIATIVES; 2. TO ACQUIRE BY GIFT, LEGACY, DEVISE, PURCHASE, OR OTHERWISE, PROPERTY AS DESCRIBED IN UWWP'S GIFT ACCEPTANCE POLICY FOR SUCH INITIATIVES AND TO LEAVE, MORTGAGE, IMPROVE, PLEDGE, SELL, CONVERT, OTHERWISE DISPOSE OF SUCH PROPERTY. 3. TO INVEST AND EXPEND FUNDS, AND TO DISTRIBUTE SUCH FUNDS IN SUPPORT OF EDUCATION, INCOME AND HEALTH INITIATIVES AS AGREED UPON AND DIRECTED BY THE BOARD OF DIRECTORS OF THIS CORPORATION. IN ADDITION, UNITED WAY PROMOTES, ENCOURAGES, AND PROVIDES OPPORTUNITIES FOR VOLUNTEERISM AND ADVOCACY. UNITED WAY ALSO OVERSEES THE OPERATION OF UNITED WAY'S 2-1-1 HELPLINE IN THE HUDSON VALLEY AND ITS COMPREHENSIVE DATABASE OF HEALTH AND HUMAN SERVICES TO ACTIVELY SUPPORT THE AVAILABILITY OF INFORMATION AND REFERRAL SERVICES TO THOSE WHO LIVE AND/OR WORK IN OUR COMMUNITIES AND TO ASSIST IN THE COORDINATION OF DISASTER RELIEF WHEN THE NEED ARISES. IN SUMMARY, UNITED WAY ENCOURAGES THE COMMUNITIES WE SERVE TO LIVE UNITED: TO GIVE, ADVOCATE AND VOLUNTEER TO HELP PEOPLE BECOME SELF SUFFICIENT.
PAGE 2, PART III, LINE 4B BASED ON OUR CURRENT COMMUNITY NEEDS ASSESSMENT, UWWP CONVENED AND THEN FUNDED THE MOST EFFECTIVE PARTNERS TO IMPLEMENT A SERIES OF INITIATIVES IN THE AREAS OF EDUCATION, INCOME, AND HEALTH. THESE INITIATIVES INCLUDE: EDUCATION THRIVE BY FIVE - GETS CHILDREN READY FOR SCHOOL THROUGH INTERACTIVE EDUCATIONAL ACTIVITIES WITH CAREGIVERS AND PARENTS. IT ALSO PROVIDES WRAP-AROUND SUPPORT SERVICES TO LOW INCOME FAMILIES. SMARTSTART - HELPS AT-RISK CHILDREN IN ELEMENTARY SCHOOL TO SUCCEED. WITH A FOCUS ON READING RATES AND ATTENDANCE, PROVEN TECHNIQUES ARE UTILIZED; SUCH AS INTERGENERATIONAL PROGRAMMING, MENTORING AND TUTORING. INCOME TEACH ME TO FISH - WORK SKILLS FOR LIFE - GIVES CHRONICALLY UNEMPLOYED, AND/OR, HARD-TO-PLACE INDIVIDUALS SKILLS TRAINING TO ACCESS BETTER JOBS AND STAY EMPLOYED. HOMEWARD BOUND - CREATES A FAVORABLE CLIMATE THROUGHOUT THE COMMUNITY FOR THE DEVELOPMENT AND PRESERVATION OF AFFORDABLE HOUSING. FINANCIAL EDUCATION PROGRAM - INDIVIDUALS AND FAMILIES LEARN TO MANAGE ASSETS THROUGH FINANCIAL EDUCATION WORKSHOPS AND COUNSELING. EMERGENCY BASIC NEEDS SUPPORT - GETS FAMILIES THE EMERGENCY HELP THEY NEED TO PUT FOOD ON THE TABLE AND AVOID HOMELESSNESS. HEALTH STEP UP 2 HEALTH - WORKS TO REDUCE OBESITY RATES THROUGH: EDUCATION, EXERCISE, NUTRITION PROGRAMS, COMMUNITY GARDENS, AND BRINGING TOGETHER PEOPLE OF ALL AGES TO LIVE HEALTHIER LIVES. FAMILYWIZE - FREE PRESCRIPTION DISCOUNT CARD OFFERED THROUGH UNITED WAY TO REDUCE THE HIGH COSTS OF PRESCRIPTION MEDICINE FOR ALL. VOICES FOR POSITIVE CHOICES - FOCUSES ON GIVING TEENS AND PARENTS THE TOOLS AND SUPPORT NEEDED TO MAKE POSITIVE CHOICES IN THEIR LIVES AND REDUCE RISKY BEHAVIORS FREQUENTLY EXHIBITED WHEN THEY ARE UNDER SIGNIFICANT STRESS. IN THE AFTERMATH OF HURRICANE SANDY, UWWP CONTINUED TO ASSIST SEVERAL VICTIMS OF HURRICANE SANDY THROUGH THE REGIONAL UNITED WAY HURRICANE SANDY RECOVERY FUND WHICH WAS DESIGNED TO HELP NONPROFIT AGENCIES AND THEIR CLIENTS. STRENGTHENING NONPROFITS, UWWP PROVIDED SUPPORT TO NONPROFITS IN THESE WAYS: * MORE THAN 1,000 NONPROFIT LEADERS ATTENDED LOW COST WORKSHOPS TO ENHANCE THEIR SKILLS THROUGH THE NOT FOR PROFIT MANAGEMENT CENTER, FINANCIAL EDUCATION WORKSHOPS FOR CASEWORKERS TO BECOME FINANCIAL COACHES AND THROUGH THE ANNUAL NOT FOR PROFIT LEADERSHIP SUMMIT CO-COVENED BY UWWP. * NEARLY $1.8 MILLION IN DONATED PRODUCTS AND SERVICES DISTRIBUTED TO NON-PROFITS THROUGH UWWP'S GIFTS-IN-KIND PROGRAM. * CO-CONVENED AND STAFFED THE ANNUAL NOT-FOR-PROFIT LEADERSHIP SUMMIT. * UPDATED NONPROFITS ON BEST PRACTICES, EVENTS AND TRENDS IN THE INDUSTRY. * REFERRED VOLUNTEERS TO HELP NON-PROFITS WITH THEIR MISSION WORK. VOLUNTEER MATCHING THOUSANDS OF PEOPLE WANT TO VOLUNTEER BUT DON'T KNOW WHERE TO GO, WHILE NONPROFITS STRUGGLE FOR HELP. UWWP PARTNERED WITH VOLUNTEER NY F/K/A VOLUNTEER CENTER OF UNITED WAY, REFERS OVER 4,500 VOLUNTEERS A YEAR TO NONPROFITS ALL OVER WESTCHESTER AND PUTNAM WITH AN EMPHASIS ON EDUCATION, INCOME AND HEALTH WORK. THIS SUPPORT INCLUDES FUNDING FOR THE VOLUNTEER SPIRIT AWARDS, A SPECIAL INITIATIVE FOR NEW MENTORS AND TUTORS, YOUTH VOLUNTEERISM, AND A COMMUNITY-WIDE DAY OF SERVICE FOR MARTIN LUTHER KING DAY. UNITED WAY'S 2-1-1 UNITED WAY'S 2-1-1 HELPLINE OFFERS HEALTH AND HUMAN SERVICES INFORMATION, REFERRAL, ASSESSMENT AND CRISIS SUPPORT TO HELP CALLERS FIND THE ASSISTANCE THEY NEED TO ADDRESS THE EVERYDAY CHALLENGES OF LIVING, AS WELL AS THOSE THAT DEVELOP DURING TIMES OF DISASTER AND OTHER COMMUNITY EMERGENCIES. ADDITIONALLY, 2-1-1 HAS ENABLED GOVERNMENT AND NONPROFIT AGENCIES TO REALIZE CONCRETE COST SAVINGS AS WELL AS INCREASED CUSTOMER SERVICE TO RESIDENTS.
FORM 990, PART VI, SECTION A, LINE 7A ANY PERSON WHO HAS CONTRIBUTED TO UNITED WAY OF WESTCHESTER AND PUTNAM, ANY FUND AFFILIATED WITH THE UNITED WAY OF WESTCHESTER AND PUTNAM, OR ANY LOCAL UNITED WAY SERVED BY THE UNITED WAY OF WESTCHESTER AND PUTNAM IS A MEMBER OF THE CORPORATION FOR THE YEAR IN WHICH THE CONTRIBUTION IS INTENDED AND IS ELIGIBLE TO ATTEND THE ANNUAL MEETING AND VOTE. AT THE ANNUAL MEETING, THE NOMINATING COMMITTEE RECOMMENDS NEW MEMBERS OF THE BOARD OF DIRECTORS AND THEIR TERMS OF OFFICE FROM COMMUNITIES THAT ARE SERVED BY UWWP, AS WELL AS AT LARGE BOARD MEMBERS, WHO ARE THEN ELECTED BY THE MEMBERSHIP ASSEMBLY. IN ADDITION, MEMBERS OF THE COMING YEAR'S NOMINATING COMMITTEE ARE ALSO ELECTED BY THE MEMBERSHIP ASSEMBLY. AT THE FIRST MEETING OF THE BOARD OF DIRECTORS FOLLOWING THE ANNUAL MEETING, THE NOMINATING COMMITTEE RECOMMENDS A SLATE OF OFFICERS FOR THE COMING YEAR AS WELL AS A SLATE OF ADDITIONAL AD HOC BOARD MEMBERS AND THEIR TERMS OF SERVICE TO THE BOARD FOR ITS APPROVAL.
FORM 990, PART VI, SECTION A, LINE 7B A QUORUM OF ANY MEETING OF THE BOARD OF DIRECTORS SHALL CONSIST OF NOT FEWER THAN ONE-THIRD OF THE MEMBERS OF THE BOARD; AND ANY ACTION BY THE MAJORITY OF THOSE PRESENT SHALL BE THE ACTION OF THE BOARD OF DIRECTORS.
FORM 990, PART VI, SECTION B, LINE 11 FOR FISCAL YEAR 2014-2015, IN ACCORDANCE WITH THE IRS REGULATIONS, THE PRELIMINARY DRAFT OF THE FORM 990 WILL BE PRESENTED TO THE BOARD OF DIRECTORS AT A MEETING PRIOR TO FILING BY OUR INDEPENDENT AUDITORS.
FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS AND STAFF MUST RETURN A SIGNED STATEMENT EACH YEAR WHICH REQUIRES THEM TO REVIEW AND DISCLOSE ANY CONFLICTS OF INTEREST THAT MAY EXIST. THE CONFIDENTIAL EXECUTIVE ASSISTANT TO THE PRESIDENT AND CEO MAINTAINS THE FILE FOR ALL VOLUNTEERS AND THE VICE PRESIDENT FOR OPERATIONS MAINTAINS THE SIGNED STAFF FORMS.
FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT AND CEO OF UWWP IS THE PRINCIPAL REPRESENTATIVE OF UWWP AND THE PERSON PRIMARILY RESPONSIBLE FOR THE EFFICIENT OPERATION OF THE ORGANIZATION. THEREFORE, IT IS THE DESIRE OF THE ORGANIZATION TO PROVIDE A FAIR YET REASONABLE BUT NOT EXCESSIVE COMPENSATION FOR THE PRESIDENT AND CEO AS WELL AS THE MEMBERS OF THE UWWP STAFF THAT QUALIFY UNDER THE IRS DEFINITION OF HIGHLY COMPENSATED EMPLOYEES. UWWP FOLLOWED THE BOARD ADOPTED POLICY FOR DETERMINING COMPENSATION FOR THE PRESIDENT AND CEO AS WELL AS UWWP'S HIGHLY COMPENSATED EMPLOYEES WHICH IS AS FOLLOWS: 1. CEO PERFORMANCE REVIEW: THE CHAIR OF THE BOARD SHALL ANNUALLY SOLICIT INPUT FROM BOARD MEMBERS AND SENIOR STAFF ON THE PRESIDENT AND CEO'S PERFORMANCE. THE CHAIR WILL ALSO ASK AND RECEIVE A SELF APPRAISAL FROM THE CEO REGARDING HIS/HER PERFORMANCE. BASED ON THE INPUT, THE CHAIR OF THE BOARD AND THE EXECUTIVE COMMITTEE SHALL ANNUALLY EVALUATE THE PRESIDENT AND CEO ON HIS/HER PERFORMANCE AND DISCLOSE THE RESULTS TO THE BOARD. 2. CEO COMPENSATION DECISION: THE CHAIR WILL THEN ANALYZE THE PERFORMANCE REVIEW INFORMATION AS WELL AS THE FISCAL BUDGET, THE ANTICIPATED COMPENSATION DECISIONS IMPACTING OTHER UWWP STAFF MEMBERS, AND OTHER INTERNAL FISCAL DOCUMENTS TO SET A LEVEL OF COMPENSATION (INCLUDING THE BOARD APPROVED RESULTS OF THEIR REVIEW OF ANY RECENT EXTERNAL EXECUTIVE COMPENSATION REPORTS). THE CHAIR WILL THEN CONSULT WITH THE EXECUTIVE COMMITTEE AND SET THE CEO'S LEVEL OF COMPENSATION FOR THE NEXT YEAR NO LATER THAN THE DATE OF THE LAST BOARD MEETING OF THE CURRENT FISCAL YEAR. 3. OTHER UWWP EMPLOYEES: OTHER HIGHLY COMPENSATED EMPLOYEES (AT THE SAME TIME AS ALL OTHER EMPLOYEES) WILL RECEIVE AN ANNUAL PERFORMANCE REVIEW IN ACCORDANCE WITH THE PERSONNEL POLICIES. AS PART OF THIS PROCESS, THE PRESIDENT AND CEO WILL SEEK INPUT FROM SENIOR STAFF AND SELECT VOLUNTEERS THAT WORK WITH THESE EMPLOYEES. AN EXTERNAL COMPENSATION REVIEW WILL ALSO BE CONDUCTED TO ENSURE THAT THE COMPENSATION GIVEN TO EACH OF THESE EMPLOYEES IS FAIR AND REASONABLE. THIS COMPENSATION REVIEW WILL INCLUDE THE CONSIDERATION OF THE MOST RECENT REPORT OF THE EXTERNAL EXECUTIVE COMPENSATION SUB-COMMITTEE AS WELL AS THE PROJECTED FISCAL BUDGET. THIS INFORMATION IS AVAILABLE TO THE EXECUTIVE COMMITTEE AT ANY TIME THROUGH THE VICE PRESIDENT OF OPERATIONS. 4. BOARD APPROVAL: EVERY THREE YEARS, THE CHAIR OF THE BOARD WILL APPOINT AN AD HOC EXECUTIVE COMPENSATION SUB-COMMITTEE OF THE BOARD (AS WELL AS A CHAIR OF THIS SUB-COMMITTEE) AT LEAST THREE MONTHS PRIOR TO THE END OF THE FISCAL YEAR. IN THE ABSENCE OF ACTION TO THE CONTRARY, THE EXECUTIVE COMMITTEE SHALL BE THE EXECUTIVE COMPENSATION SUB-COMMITTEE. THIS SUB-COMMITTEE WILL BE TASKED TO PERFORM A MORE IN DEPTH REVIEW OF THE EXECUTIVE COMPENSATION DATA IN ORDER TO MAKE A RECOMMENDATION TO THE FULL BOARD FOR THE COMPENSATION (SALARY AND BENEFITS) OF THE PRESIDENT AND CEO AS WELL AS OTHER HIGHLY COMPENSATED EMPLOYEES. THE SUB-COMMITTEE'S FINAL RECOMMENDATION REGARDING THE PRESIDENT AND CEO'S COMPENSATION MUST BE SUBMITTED TO THE BOARD FOR APPROVAL NO LATER THAN THE LAST REGULARLY SCHEDULED BOARD MEETING OF THE FISCAL YEAR. THE UWWP VICE PRESIDENT FOR OPERATIONS WILL WORK CLOSELY WITH THE SUB-COMMITTEE TO HELP SECURE THE APPROPRIATE DATA THAT DOCUMENTS COMPENSATION LEVELS AND BENEFITS FOR SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS, USING VARIOUS SOURCES OF DATA. THIS DATA MAY INCLUDE; 1. SALARY AND BENEFIT COMPENSATION STUDIES BY INDEPENDENT SOURCES; 2. WRITTEN JOB OFFERS FOR POSITIONS AT SIMILAR ORGANIZATIONS; 3. DOCUMENTED TELEPHONE CALLS ABOUT SIMILAR POSITIONS AT BOTH NONPROFIT AND FOR-PROFIT ORGANIZATIONS; AND 4. INFORMATION OBTAINED FROM THE IRS FORM 990 FILINGS OF SIMILAR ORGANIZATIONS. CONCURRENT DOCUMENTATION. TO APPROVE THE COMPENSATION FOR THE PRESIDENT AND CEO AND OTHER HIGHLY COMPENSATED EMPLOYEES, THE BOARD MUST DOCUMENT HOW IT REACHED ITS DECISIONS, INCLUDING THE DATA ON WHICH IT RELIED, IN MINUTES OF THE MEETING DURING WHICH THE COMPENSATION WAS APPROVED. DOCUMENTATION WILL INCLUDE: A) A DESCRIPTION OF THE COMPENSATION AND BENEFITS AND THE DATE IT WAS APPROVED; B) THE MEMBERS OF THE BOARD WHO WERE PRESENT DURING THE DISCUSSION ABOUT COMPENSATION AND BENEFITS, AND THE RESULTS OF THE VOTE; C) A DESCRIPTION OF THE COMPARABILITY DATA RELIED UPON AND HOW THE DATA WAS OBTAINED; AND D) ANY ACTIONS TAKEN (SUCH AS ABSTAINING FROM DISCUSSION AND VOTE) WITH RESPECT TO CONSIDERATION OF THE COMPENSATION BY ANYONE WHO IS OTHERWISE A MEMBER OF THE BOARD BUT WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO THE DECISION ON THE COMPENSATION OF BENEFITS. INDEPENDENCE IN SETTING COMPENSATION: THE CHAIR OF THE BOARD, WHO IS A VOLUNTEER AND NOT COMPENSATED BY UWWP, WILL OPERATE INDEPENDENTLY WITHOUT UNDUE INFLUENCE FROM THE PRESIDENT AND CEO. NO MEMBER OF THE EXECUTIVE COMPENSATION SUB-COMMITTEE WILL BE A STAFF MEMBER, THE RELATIVE OF A STAFF MEMBER, OR HAVE ANY RELATIONSHIP WITH A STAFF MEMBER THAT COULD PRESENT A CONFLICT OF INTEREST.
FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, ANNUAL AUDIT, AND FORM 990 AND CHAR 500 ARE AVAILABLE AT WWW.UWWP.ORG AND PROVIDED TO 3RD PARTY ORGANIZATIONS SUCH AS GUIDESTAR AND CHARITY NAVIGATOR. IN ADDITION, AS REQUIRED BY THE STATE OF NEW YORK, PRINTED DONOR PLEDGE FORMS INFORM RECIPIENTS THAT OUR ANNUAL FINANCIAL INFORMATION MAY BE OBTAINED DIRECTLY FROM THE NYS CHARITIES INFORMATION BUREAU OR BY CONTACTING UWWP DIRECTLY. THE BY-LAWS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE AT THE WHITE PLAINS OFFICE FOR PUBLIC INSPECTION.
FORM 990, PART XI, LINE 9: PENSION LIABILITY ADJUSTMENT -150,966.
PART XI LINE 2C UWWP HAS A SEPARATE COMMITTEE WHICH IS ASSIGNED THE RESPONSIBILITY OF INTERFACING WITH THE AUDITORS. AT THE CONCLUSION OF THE AUDIT, THE COMMITTEE REVIEWS THE FINANCIAL STATEMENTS AND MANAGEMENT LETTER WITH THE AUDITORS AND MANAGEMENT. AFTER ALL QUESTIONS AND ISSUES HAVE BEEN ADDRESSED, THE COMMITTEE HOLDS AN EXECUTIVE SESSION WITH THE AUDITORS. AT THE CONCLUSION OF THE MEETING, THE COMMITTEE APPROVES THE AUDITED FINANCIAL STATEMENTS, ALONG WITH AUDITORS' PRESENTATION AND RECOMMENDS FINAL ADOPTION OF THESE STATEMENTS TO THE UWWP BOARD, WHICH THEN VOTES ON APPROVAL. ONCE AUDIT IS APPROVED BY THE BOARD, THE FINAL VERSION OF THE AUDITED FINANCIAL STATEMENTS IS POSTED ON WWW.UWWP.ORG
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2014

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