Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 01-01-2015 , and ending 12-31-2015
Name of foundation
The Legacy of Angels
 
Number and street (or P.O. box number if mail is not delivered to street address)104 10th Avenue SE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Waseca, MN56093
A Employer identification number

26-3070514
B Telephone number (see instructions)

(507) 833-8144
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$32,673,082J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 150
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments 2 2  
4 Dividends and interest from securities... 156,935 156,935  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -33,009
b Gross sales price for all assets on line 6a 2,812,106
7 Capital gain net income (from Part IV, line 2)...  
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -722,031 -722,031  
12 Total. Add lines 1 through 11........ -597,953 -565,094  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 1,306 1,306    
b Accounting fees (attach schedule)....... Click to see attachment 6,893 6,893    
c Other professional fees (attach schedule).... Click to see attachment 64,300 64,300    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)...        
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 19,280     19,280
22 Printing and publications.......... 1,208 1,208    
23 Other expenses (attach schedule)....... Click to see list of attachments 11,138 10,037    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 104,125 83,744   19,280
25 Contributions, gifts, grants paid....... 2,221,332 2,221,332
26 Total expenses and disbursements. Add lines 24 and 25 2,325,457 83,744   2,240,612
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -2,923,410
b Net investment income (if negative, enter -0-) 0
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 5,970,914 38,039 37,039
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 2,660,141 Click to see attachment2,505,560 2,298,668
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 26,061,540 Click to see attachment29,227,682 30,337,375
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 34,692,595 31,771,281 32,673,082
Liabilities 17 Accounts payable and accrued expenses.......... 516 2,612
18 Grants payable.................. 734,883 2,415,793
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 735,399 2,418,405
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 26,600,000 26,600,000
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 7,357,196 2,752,876
30 Total net assets or fund balances (see instructions)..... 33,957,196 29,352,876
31 Total liabilities and net assets/fund balances (see instructions). 34,692,595 31,771,281
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
33,957,196
2
Enter amount from Part I, line 27a .....................
2
-2,923,410
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
31,033,786
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
1,680,910
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
29,352,876
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 1.133 MFS International Value Fund Class I P 2014-12-16 2015-05-01
b .480 MFS International Value Fund Class I P 2014-12-16 2015-05-01
c 3.153 MFS International Value Fund Class I P 2014-12-16 2015-05-01
d 4835.590 Principal Preferred Securities Class I P 2015-02-18 2015-05-01
e 45833.333 Principal SAM Flexible Income Class I P 2015-02-18 2015-09-23
18115.508 Principal SAM Flexible Income Class I P 2015-02-18 2015-10-14
9729.039 Principal SAM Flexible Income Class I P 2015-05-01 2015-10-14
7512.878 Principal SAM Flexible Income Class I P 2015-05-01 2015-10-14
5936.622 Principal SAM Flexible Income Class I P 2015-05-01 2015-10-15
280.483 Principal SAM Flexible Income Class I P 2015-05-01 2015-10-15
4961.996 Principal SAM Flexible Income Class I P 2015-05-01 2015-10-16
354.610 Principal Global Diversified Class I P 2014-04-15 2015-01-26
352.361 Principal Global Diversified Class I P 2014-04-15 2015-02-25
353.857 Principal Global Diversified Class I P 2014-04-15 2015-03-25
2829.097 Principal Global Diversified Class I P 2015-02-18 2015-09-23
27.700 Principal Global Real Estate Class I P 2014-09-30 2015-09-23
38.626 Principal Global Real Estate Class I P 2014-12-17 2015-09-23
9.390 Principal Global Real Estate Class I P 2014-12-17 2015-09-23
139.499 Principal Global Real Estate Class I P 2014-12-29 2015-09-23
61.158 Principal Global Real Estate Class I P 2015-03-31 2015-09-23
18.641 Principal Global Real Estate Class I P 2015-06-30 2015-09-23
26929.982 Principal Global Multi Strategy Class I P 2015-02-18 2015-09-23
140.020 MFS International Value Fund Class I P 2014-01-06 2015-05-01
39.104 Principal Preferred Securities Class I P 2012-01-31 2015-05-01
3571.429 Principal Preferred Securities Class I P 2012-08-30 2015-05-01
2070.255 Principal Equity Income Fund Class I P 2012-08-24 2015-05-01
1917.098 Principal Equity Income Fund Class I P 2012-08-30 2015-05-01
501.044 Principal Equity Income Fund Class I P 2014-01-06 2015-05-01
348.675 Principal Global Diversified Class I P 2014-04-15 2015-04-27
351.124 Principal Global Diversified Class I P 2014-04-15 2015-05-26
356.125 Principal Global Diversified Class I P 2014-04-15 2015-06-25
362.056 Principal Global Diversified Class I P 2014-04-15 2015-07-27
373.134 Principal Global Diversified Class I P 2014-04-15 2015-08-25
12688.138 Principal Global Diversified Class I P 2014-04-15 2015-08-27
217.467 Principal Global Diversified Class I P 2000-01-01 2015-08-27
137.143 Principal Global Diversified Class I P 2000-01-01 2015-09-23
352.361 Principal Global Diversified Class I P 2000-01-01 2015-09-23
7720.145 Principal Global Real Estate Class I P 2013-12-12 2015-09-23
106.648 Principal Global Real Estate Class I P 2013-12-18 2015-09-23
156.196 Principal Global Real Estate Class I P 2013-12-18 2015-09-23
110.504 Principal Global Real Estate Class I P 2013-12-27 2015-09-23
18.230 Principal Global Real Estate Class I P 2014-03-31 2015-09-23
28.751 Principal Global Real Estate Class I P 2014-06-30 2015-09-23
4668.675 Principal Small Mid Cap Dividend Class I P 2013-12-12 2015-05-01
3350.816 Principal Preferred Securities Class I P 2009-09-11 2015-05-01
3285.714 Principal Preferred Securities Class I P 2009-09-21 2015-05-01
36.336 Principal Preferred Securities Class I P 2009-09-30 2015-05-01
39.252 Principal Preferred Securities Class I P 2009-10-30 2015-05-01
43.454 Principal Preferred Securities Class I P 2009-11-30 2015-05-01
46.398 Principal Preferred Securities Class I P 2009-12-31 2015-05-01
39.586 Principal Preferred Securities Class I P 2010-01-29 2015-05-01
40.049 Principal Preferred Securities Class I P 2010-02-26 2015-05-01
38.263 Principal Preferred Securities Class I P 2010-03-31 2015-05-01
39.719 Principal Preferred Securities Class I P 2010-04-30 2015-05-01
42.170 Principal Preferred Securities Class I P 2010-05-28 2015-05-01
40.856 Principal Preferred Securities Class I P 2010-06-30 2015-05-01
35.250 Principal Preferred Securities Class I P 2010-07-30 2015-05-01
31.930 Principal Preferred Securities Class I P 2010-08-31 2015-05-01
36.188 Principal Preferred Securities Class I P 2010-09-30 2015-05-01
37.080 Principal Preferred Securities Class I P 2010-10-29 2015-05-01
38.440 Principal Preferred Securities Class I P 2010-11-30 2015-05-01
15.334 Principal Preferred Securities Class I P 2010-12-10 2015-05-01
26.578 Principal Preferred Securities Class I P 2010-12-10 2015-05-01
41.873 Principal Preferred Securities Class I P 2010-12-31 2015-05-01
37.961 Principal Preferred Securities Class I P 2011-01-31 2015-05-01
36.314 Principal Preferred Securities Class I P 2011-02-28 2015-05-01
35.912 Principal Preferred Securities Class I P 2011-03-31 2015-05-01
35.806 Principal Preferred Securities Class I P 2011-04-29 2015-05-01
34.569 Principal Preferred Securities Class I P 2011-05-31 2015-05-01
36.505 Principal Preferred Securities Class I P 2011-06-30 2015-05-01
36.152 Principal Preferred Securities Class I P 2011-07-29 2015-05-01
39.571 Principal Preferred Securities Class I P 2011-08-31 2015-05-01
43.823 Principal Preferred Securities Class I P 2011-09-30 2015-05-01
43.397 Principal Preferred Securities Class I P 2011-10-31 2015-05-01
45.091 Principal Preferred Securities Class I P 2011-11-30 2015-05-01
27.632 Principal Preferred Securities Class I P 2011-12-19 2015-05-01
46.797 Principal Preferred Securities Class I P 2011-12-27 2015-05-01
7331.378 Principal Global Diversified Class A P 2000-01-01 2015-10-22
1950.110 Principal Global Diversified Class A P 2000-01-01 2015-10-29
28996.283 Principal Global Diversified Class A P 2000-01-01 2015-12-01
6666.667 Principal Global Diversified Class A P 2000-01-01 2015-10-06
7326.007 Principal Global Diversified Class A P 2000-01-01 2015-10-20
Small-Midcap Dividend Income P 2000-01-01 2015-12-17
Wash Sale      
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 43   39 4
b 18   16 2
c 119   108 11
d 50,145   50,000 145
e 550,000   573,375 -23,375
219,379   226,625 -7,246
117,819   121,905 -4,086
90,981   94,136 -3,155
72,189   74,386 -2,197
3,411   3,514 -103
60,437   62,174 -1,737
5,000   5,174 -174
5,000   5,141 -141
5,000   5,163 -163
37,910   40,003 -2,093
243   239 4
339   356 -17
82   87 -5
1,226   1,297 -71
538   584 -46
164   167 -3
295,153   300,000 -4,847
5,277   4,880 397
406   380 26
37,036   37,000 36
56,228   40,225 16,003
52,068   37,000 15,068
13,608   12,000 1,608
5,000   5,087 -87
5,000   5,123 -123
5,000   5,196 -196
5,000   5,282 -282
5,000   5,444 -444
172,051   185,120 -13,069
2,949   3,182 -233
1,838   2,006 -168
4,722   5,123 -401
67,860   64,000 3,860
937   872 65
1,373   1,278 95
971   897 74
160   155 5
253   259 -6
65,688   62,000 3,688
34,748   28,750 5,998
34,073   28,750 5,323
377   321 56
407   347 60
451   383 68
481   422 59
410   365 45
415   373 42
397   365 32
412   378 34
437   384 53
424   377 47
366   338 28
331   313 18
375   363 12
385   373 12
399   383 16
159   152 7
276   263 13
434   413 21
394   377 17
377   365 12
372   363 9
371   366 5
358   355 3
379   370 9
375   363 12
410   387 23
454   411 43
450   419 31
468   421 47
287   260 27
485   438 47
100,000   101,906 -1,906
26,580   27,107 -527
390,000   405,898 -15,898
90,000   92,667 -2,667
100,000   101,831 -1,831
968     968
      315
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       4
b       2
c       11
d       145
e       -23,375
      -7,246
      -4,086
      -3,155
      -2,197
      -103
      -1,737
      -174
      -141
      -163
      -2,093
      4
      -17
      -5
      -71
      -46
      -3
      -4,847
      397
      26
      36
      16,003
      15,068
      1,608
      -87
      -123
      -196
      -282
      -444
      -13,069
      -233
      -168
      -401
      3,860
      65
      95
      74
      5
      -6
      3,688
      5,998
      5,323
      56
      60
      68
      59
      45
      42
      32
      34
      53
      47
      28
      18
      12
      12
      16
      7
      13
      21
      17
      12
      9
      5
      3
      9
      12
      23
      43
      31
      47
      27
      47
      -1,906
      -527
      -15,898
      -2,667
      -1,831
      968
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -32,694
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 -48,978
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 1,599,716 36,825,642 0.04344
2013 1,443,000 33,764,812 0.04274
2012 1,304,821 31,763,350 0.04108
2011 1,578,926 32,263,546 0.04894
2010 1,288,619 31,453,966 0.04097
2
Total of line 1, column (d) .....................
20.217162
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.043432
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
34,418,248
5
Multiply line 4 by line 3......................
5
1,494,853
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
 
7
Add lines 5 and 6........................
7
1,494,853
8
Enter qualifying distributions from Part XII, line 4.............
8
2,240,612
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 0
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3  
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5  
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 25,690
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 25,690
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 25,690
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet25,690 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
No
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMN
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.tloaf.org
    14
    The books are in care ofbulletJared J Dufault Ltd Telephone no.bullet (507) 833-8144

    Located atbullet104 10th Avenue SEWasecaMN ZIP+4bullet56093
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Paul Rosenau Co-Chair
    20.00     		0    
    104 10th Avenue SE
    Waseca,MN56093
    Susan Rosenau Co-Chair
    20.00     		0    
    104 10th Avenue SE
    Waseca,MN56093
    Brett RosenauStacy Pike Co-Secretaries
    10.00     		0    
    104 10th Avenue SE
    Waseca,MN56093
    Heather TechmeierPaul Rosenau Co-Treasurers
    10.00     		0    
    104 10th Avenue SE
    Waseca,MN56093
    Robert Hoffman Board Member
    2.00     		0    
    104 10th Avenue SE
    Waseca,MN56093
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    4,101,989
    b
    Average of monthly cash balances.......................
    1b
    166,629
    c
    Fair market value of all other assets (see instructions)................
    1c
    30,673,766
    d
    Total (add lines 1a, b, and c).........................
    1d
    34,942,384
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    34,942,384
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    524,136
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    34,418,248
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,720,912
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    1,720,912
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
     
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,720,912
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    1,720,912
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,720,912
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    2,240,612
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    2,240,612
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    2,240,612
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 1,720,912
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 1,775,465
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2015:
    a From 2010......  
    b From 2011......  
    c From 2012......  
    d From 2013......  
    e From 2014......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 2,240,612
    a Applied to 2014, but not more than line 2a 1,775,465
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 465,147
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2015.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		1,255,765
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2011....  
    b Excess from 2012....  
    c Excess from 2013....  
    d Excess from 2014....  
    e Excess from 2015....  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    Paul Rosenau
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    Paul Susan Rosenau
    104 10th Avenue SE
    Waseca,MN56093
    (507) 833-8144
    bThe form in which applications should be submitted and information and materials they should include:
    Letter Outlining Project, Including Financial Data
    cAny submission deadlines:
    None
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Childhood Diseases and Newborn Screening for Disease, Particularly Krabbe's and Cystic Fibrosis
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Children's Hospital of Pittsburgh
    4401 Penn Avenue
    Pittsburgh,PA15224     		N/A PC Program support for the research to better treat KD - NDRD 356,302
    Children's Hospital of Pittsburgh
    4401 Penn Avenue
    Pittsburgh,PA15224     		N/A PC Research program for treatment of KD using gene therapy 495,008
    Emory University
    1599 Clifton Rd NE
    Atlanta,GA30322     		N/A PC GeneThink application for information about genetic diseases 105,000
    University of Pennsylvania
    3451 Walnut Street Room 329
    Philadelphia,PA19104     		N/A PC Stem cell gene therapy research for KD 75,600
    University of North Carolina
    104 Airport Dr AOB Ste 3600
    Chapel Hill,NC27599     		N/A PC Research for comparison of 3 gene therapies with BMT for KD 117,330
    University of Illinois
    506 South Wright Street
    Urbana,IL61801     		N/A PC Research to better treat KD 157,500
    University of Washington
    3917 University Way NE Box 351120
    Seattle,WA98195     		N/A PC Research of second tier newborn screening for KD 21,000
    Oregon Health and Science Universit
    1121 SW Salmon Street 100
    Portland,OR97205     		N/A PC Drug research to better treat KD 80,000
    University of Illinois
    506 South Wright Street
    Urbana,IL61801     		N/A PC Research on gene therapy with BMT for KD 90,000
    CDC Foundation
    55 Park Place NE Suite 400
    Atlanta,GA30303     		N/A PC Paul M. Fernhoff Memorial Lecture Series 12,000
    Sequoia Foundation
    2166 Avenida de la Playa Suite D
    La Jolla,CA92037     		N/A PC Research to improve IRT/DNA CF newborn screenings 42,384
    Mayo Clinic
    PO Box 860334
    Minneapolis,MN55468     		N/A PC Research to improve newborn screening of Lysosomal Disorders 180,167
    Board of Regents of the U of W Syst
    21 N Park Street Suite 6401
    Madison,WI53715     		N/A PC Research to improve IRT/DNA CF newborn screenings 299,699
    Board of Regents of the U of W Syst
    21 N Park Street Suite 6401
    Madison,WI53715     		N/A PC Research to improve the CF quantum sweat test 189,342
    Total .................................bullet 3a 2,221,332
    bApproved for future payment
    Children's Hospital of Pittsburgh
    4401 Penn Avenue
    Pittsburgh,PA15224     		N/A PC Program support for the research to better treat KD - NDRD 741,269
    Children's Hospital of Pittsburgh
    4401 Penn Avenue
    Pittsburgh,PA15224     		N/A PC Research program for treatment of KD using gene therapy 950,218
    Emory University
    1599 Clifton Rd NE
    Atlanta,GA30322     		N/A PC GeneThink application for information about genetic diseases 105,000
    University of Pennsylvania
    3451 Walnut Street Room 329
    Philadelphia,PA19104     		N/A PC Stem cell gene therapy research for KD 151,200
    University of North Carolina
    104 Airport Dr AOB Ste 3600
    Chapel Hill,NC27599     		N/A PC Research for comparison of 3 gene therapies with BMT for KD 111,106
    University of Illinois
    506 South Wright Street
    Urbana,IL61801     		N/A PC Research to better treat KD 315,000
    University of Washington
    3917 University Way NE Box 351120
    Seattle,WA98195     		N/A PC Research of second tier newborn screening for KD 42,000
    Total .................................bullet 3b 2,415,793
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		    14 2  
    4 Dividends and interest from securities....     14 156,935  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 -33,009  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue:
    aJackson #1013107420     		    18 -55,854  
    bJackson #1013107439     18 -143,821  
    cJackson #1013107447     18 -42,169  
    dJackson #1013117795     18 -55,051  
    eJohn Hancock #2606918     18 18,766  
    fJohn Hancock #2606919     18 -548  
    gLincoln #95-4477830     18 8,011  
    hPacific Life #VM14000542     18 -13,374  
    iPacific Life #VM15000027     18 -217,127  
    jPrincipal #5429729     18 -14,166  
    kPrincipal #5429853     18 -12,834  
    lPrincipal #5452917     18 -24,126  
    mPrincipal #5452918     18 -12,400  
    nPrincipal #5491550     18 -157,338  
    12 Subtotal. Add columns (b), (d), and (e)..   -598,103  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13-598,103
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID: 15000324
    Software Version: 2015v2.0


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2015 AccountingFeesSchedule
    Name:
    The Legacy of Angels
    EIN:
    26-3070514
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    The Principal Financial Group 6,893 6,893 0 0

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    The Legacy of Angels
    EIN:
    26-3070514
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Name of Stock End of Year Book Value End of Year Fair Market Value
    000.000 Shs Principal Preferred    
    858.560 Shs Principal Global Div Inc 11,406 11,204
    000.000 Shs Principal Equity Income    
    134,794.725 Shs Global Diversified 1,910,656 1,759,071
    000.000 Shs Principal Global Real    
    000.000 Shs Principal Small Mid Cap    
    000.000 Shs MFS Intl Value Fund    
    3,880.681 Shs Small-Mid Dividend Income 52,127 49,168
    36,722.229 Shs Principal Global Div Inc 531,371 479,225

    TY 2015 InvestmentsOtherSchedule2
    Name:
    The Legacy of Angels
    EIN:
    26-3070514
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    John Hancock Annuity #2606918 AT COST 1,563,505 1,563,540
    John Hancock Annuity #2606919 AT COST 1,541,687 1,541,723
    Principal Financial Annuity #5429729 AT COST 1,949,504 1,992,633
    Principal Financial Annuity #5429853 AT COST 1,913,611 1,955,698
    Lincoln Financial Annuity #95-4477830 AT COST 3,584,208 3,622,403
    Principal Financial Annuity #5452917 AT COST 2,105,507 2,185,507
    Principal Financial Annuity #5452918 AT COST 1,687,023 1,757,315
    Principal Life Insurance #6113382 AT COST 691,000 615,024
    Principal Life Insurance #6106175 AT COST 278,000 275,822
    Jackson National Annuity #1013107447 AT COST 958,838 1,024,177
    Jackson National Annuity #1013107439 AT COST 3,472,476 3,756,218
    Jackson National Annuity #1013117795 AT COST 971,377 1,037,062
    Jackson National Annuity #1013107420 AT COST 987,553 1,053,245
    Pacific Life Annuity #VM14000542 AT COST 2,829,202 3,011,902
    Principal Financial Annuity #5491550 AT COST 1,836,318 1,940,764
    Pacific Life Annuity #VM15000027 AT COST 2,682,873 2,865,573
    Principal Life Insurance #6531775 AT COST 175,000 138,769

    TY 2015 LegalFeesSchedule
    Name:
    The Legacy of Angels
    EIN:
    26-3070514
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Larkin, Hoffman, Daly & Lingren Ltd 1,306 1,306 0 0


    TY 2015 OtherDecreasesSchedule
    Name:
    The Legacy of Angels
    EIN:
    26-3070514
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Description Amount
    Increase in Grants Payable 1,680,910


    TY 2015 OtherExpensesSchedule
    Name:
    The Legacy of Angels
    EIN:
    26-3070514
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Business Meals 2,202 1,101    
    Events 4,234 4,234    
    Office Expense 4,322 4,322    
    Postage & Delivery 342 342    
    Safe Deposit Box 38 38    


    TY 2015 OtherIncomeSchedule2
    Name:
    The Legacy of Angels
    EIN:
    26-3070514
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Jackson #1013107420 -55,854 -55,854  
    Jackson #1013107439 -143,821 -143,821  
    Jackson #1013107447 -42,169 -42,169  
    Jackson #1013117795 -55,051 -55,051  
    John Hancock #2606918 18,766 18,766  
    John Hancock #2606919 -548 -548  
    Lincoln #95-4477830 8,011 8,011  
    Pacific Life #VM14000542 -13,374 -13,374  
    Pacific Life #VM15000027 -217,127 -217,127  
    Principal #5429729 -14,166 -14,166  
    Principal #5429853 -12,834 -12,834  
    Principal #5452917 -24,126 -24,126  
    Principal #5452918 -12,400 -12,400  
    Principal #5491550 -157,338 -157,338  


    TY 2015 OtherProfessionalFeesSchedule
    Name:
    The Legacy of Angels
    EIN:
    26-3070514
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Maureen Gartzke 62,500 62,500 0 0
    Other Professional Fees 1,800 1,800 0 0