| Identifier | Return Reference | Explanation |
|---|---|---|
| EXPLANATION - TRANSFEREE FOUNDATION UNDER IRC 507(B)(2) | FORM 990, PART V, LINE 1 AND FORM 990-PF, PART XIII: | ON APRIL 30, 2015, THE TE CONNECTIVITY FOUNDATION TA (THE "FOUNDATION") (EIN 23-2022928), A PRIVATE NON-OPERATING FOUNDATION ORGANIZED AS A PENNSYLVANIA CHARITABLE TRUST, TRANSFERRED SUBSTANTIALLY ALL OF ITS ASSETS TO THE TE CONNECTIVITY FOUNDATION (THE "SUCCESSOR FOUNDATION") (EIN 46-5601414), A PENNSYLVANIA NONPROFIT CORPORATION.THE TRUSTEE OF THE FOUNDATION DETERMINED THAT IT WOULD BE IN THE BEST INTEREST OF THE FOUNDATION TO BE RESTRUCTURED FROM A TRUST TO A NONPROFIT CORPORATION. THUS, THE FOUNDATION'S TRUSTEE (1) ESTABLISHED A NEW PENNSYLVANIA NONPROFIT CORPORATION (THE SUCCESSOR FOUNDATION) FOR THE PURPOSE OF CARRYING OUT THE FOUNDATION'S ACTIVITIES, (2) APPLIED FOR, AND OBTAINED, A RECOGNITION BY THE INTERNAL REVENUE SERVICE OF THE SUCCESSOR FOUNDATION'S EXEMPTION FROM FEDERAL TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND CLASSIFICATION AS A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE, AND (3) CAUSED THE FOUNDATION'S ASSETS TO BE TRANSFERRED TO THE SUCCESSOR FOUNDATION. THE SUCCESSOR FOUNDATION IS EFFECTIVELY CONTROLLED BY THE SAME PERSONS WHO EFFECTIVELY CONTROLLED THE FOUNDATION.AS A RESULT OF THE TRANSFER OF ASSETS FROM THE FOUNDATION TO A SUCCESSOR FOUNDATION WHICH IS EFFECTIVELY CONTROLLED BY THE SAME PERSONS THAT CONTROLLED THE TRANSFEROR FOUNDATION, THE SUCCESSOR FOUNDATION IS NOT TREATED AS A NEWLY CREATED ORGANIZATION AS PROVIDED IN REG. 1.507-3(A)(9)(I). FOR 2015, THE SUCCESSOR FOUNDATION IS REPORTING THE FOUNDATION'S QUALIFYING DISTRIBUTION HISTORY ON FORM 990 PF, PAGE 3, PART V AND UNDISTRIBUTED INCOME HISTORY ON FROM 990 PF, PAGE 9 PART XIII. |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| CITIGROUP INC. 7000SH | 6,982 | 7,001 |
| KEY BANK NATIONAL MEDIUM TERM NOTE 15000SH | 15,110 | 15,102 |
| WASTE MANAGEMENT INC. 25000SH | 25,243 | 25,173 |
| HARTFORD FINL SVCS GRP 20000SH | 20,622 | 20,667 |
| GENERAL ELECTRIC CAPITAL CORPORATION MEDIUM TERM NOTE 50000SH | 50,801 | 52,272 |
| CATERPILLAR FINANCIALS MEDIUM TERM NOTE 20000SH | 19,988 | 19,950 |
| MCKESSON CORP 20000SH | 20,015 | 19,944 |
| APPLE INC. 25000SH | 24,987 | 25,015 |
| APPALACHIAN POWER CO 20000SH | 20,882 | 20,834 |
| FIFTH THIRD BANCORP 2000SH | 19,991 | 19,944 |
| HESS CORP 15000SH | 14,982 | 14,678 |
| AT&T INC. 15000SH | 14,886 | 14,931 |
| BECTON DICKINSON AND CO 5000SH | 5,000 | 4,993 |
| BANK OF AMERICA CORP MEDIUM TERM NOTE 2000SH | 19,970 | 19,975 |
| JPMORGAN CHASE & CO MEDIUM TERM NOTE 15000SH | 15,006 | 14,927 |
| CITIGROUP INC. 15000SH | 14,952 | 14,851 |
| AMERICAN EXPRESS CO 10000SH | 10,000 | 9,938 |
| HSBC BANK USA 15000SH | 14,974 | 14,996 |
| HSBC USA INC. 20000SH | 19,966 | 20,287 |
| AMERICAN HONDA FINANCE 25000SH | 24,904 | 25,178 |
| FORD MOTOR CREDIT CO LLC 2000SH | 20,000 | 19,578 |
| EXXON MOBIL CORPORATION 15000SH | 15,000 | 15,011 |
| SUNTRUST BANKS INC. 30000SH | 29,973 | 30,149 |
| TIME WARNER INC. 30000SH | 29,984 | 29,835 |
| ENTERPRISE PRODUCTS OPER 20000SH | 20,187 | 19,174 |
| ANHEUSER-BUSCH INBEV 50000SH | 52,959 | 55,328 |
| BB&T CORPORATION MEDIUM TERM NOTE 15000SH | 14,978 | 15,101 |
| GOLDMAN SACHS GROUP INC. 5000SH | 5,048 | 5,007 |
| L-3 COMMUNICATIONS CORP 15000SH | 16,002 | 15,605 |
| GOLDMAN SACHS GROUP INC. 10000SH | 9,935 | 10,022 |
| KEYCORP MEDIUM TERM NOTE 10000SH | 10,016 | 9,962 |
| MEDCO HEALTH SOLUTIONS INC. 10000SH | 10,710 | 10,491 |
| PROLOGIS LP 70000SH | 69,989 | 70,881 |
| TEXTRON INC. 10000SH | 9,984 | 10,062 |
| GOOGLE INC. 50000SH | 49,549 | 53,241 |
| CAPITAL ONE FINANCIAL COMPANY 15000SH | 15,737 | 16,247 |
| VORNADO REALTY LP 20000SH | 21,496 | 21,222 |
| SOUTHERN CAL EDISON 30000SH | 29,544 | 29,419 |
| THERMO FISHER SCIENTIFIC 10000SH | 9,999 | 9,975 |
| CBS CORP 20000SH | 19,696 | 19,778 |
| LINCOLN NATIONAL CORP 50000SH | 52,470 | 52,277 |
| PHILLIPS 66 5000SH | 5,254 | 5,144 |
| TD AMERITRADE HOLDING CO 9000SH | 8,993 | 8,915 |
| FEDEX CORP 50000SH | 49,873 | 48,708 |
| VENTAS REALTY LP/CAP CRP 20000SH | 19,703 | 19,470 |
| DIGITAL REALTY TRUST LP 25000SH | 24,032 | 24,016 |
| DR PEPPER SNAPPLE GROUP 20000SH | 19,833 | 19,227 |
| ENERGY TRANSFER PARTNERS 20000SH | 20,067 | 16,463 |
| HEALTHCARE REALTY TRUST 5000SH | 5,008 | 4,891 |
| AON PLC 25000SH | 25,930 | 25,617 |
| DTE ENERGY COMPANY 5000SH | 4,989 | 5,138 |
| AVALONBAY COMMUNITIES IN MEDIUM TERM NOTE 25000SH | 26,179 | 26,048 |
| FIFTH THIRD BANCORP 10000SH | 9,973 | 10,244 |
| AMERICAN TOWER CORP 10000SH | 10,207 | 10,585 |
| HCP INC. 30000SH | 29,893 | 29,801 |
| PNC FINANCIAL SERVICES 20000SH | 20,220 | 20,478 |
| CAN FINANCIAL CORP 20000SH | 19,998 | 19,910 |
| WASTE MANAGEMENT INC. 20000SH | 19,950 | 20,160 |
| MARATHON PETROLEUM CORP 5000SH | 4,982 | 4,659 |
| GILEAD SCIENCES INC. 10000SH | 9,900 | 10,083 |
| CVS HEALTH CORP 25000SH | 25,622 | 25,515 |
| MORGAN STANLEY MEDIUM TERM NOTE 5000SH | 4,991 | 5,016 |
| VERIZON COMMUNICATIONS 20000SH | 19,980 | 22,786 |
| ORACLE CORP 25000SH | 24,990 | 24,870 |
| MONSANTO CO 10000SH | 9,936 | 8,600 |
| AT&T INC. 10000SH | 9,971 | 9,249 |
| GATX CORP 10000SH | 9,986 | 9,545 |
| BERKLEY (WR) CORPORATION 25000SH | 24,874 | 23,972 |
| CBS CORP 10000SH | 9,870 | 8,579 |
| FEDEX CORP 50000SH | 4,972 | 4,455 |
| WASTE MANAGEMENT INC. 10000SH | 9,979 | 9,300 |
| SPECTRA ENERGY PARTNERS 10000SH | 9,923 | 7,685 |
| VALERO ENERGY CORP 5000SH | 4,980 | 4,169 |
| AMGEN INC. 10000SH | 9,941 | 9,265 |
| TIME WARNER INC. 10000SH | 9,992 | 9,522 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| AIR PRODUCTS & CHEMICALS INC. 378SH | 36,378 | 49,182 |
| SCOTTS MIRACLE-GRO COMPANY 615SH | 37,270 | 39,673 |
| DANAHER CORP COM 710SH | 39,375 | 65,945 |
| DELTA AIR LINES INC. 680SH | 27,694 | 34,469 |
| FEDEX CORP COM 275SH | 43,513 | 40,972 |
| GENERAL ELECTRIC COMPANY 1420SH | 31,532 | 44,233 |
| UNION PACIFIC CORP COM 310SH | 19,510 | 24,242 |
| UNITED TECHNOLOGIES CORP COM 320SH | 25,929 | 30,742 |
| VODAFONE GROUP SPONSORED AMERICAN DEPOSITORY RECEIPT 661SH | 34,198 | 21,324 |
| COMCAST CORP CLASS A 1085SH | 37,935 | 61,227 |
| WALT DISNEY CO 626SH | 54,886 | 65,780 |
| LOWES COMPANIES INCORPORATED 525SH | 23,382 | 39,921 |
| NIKE INC. CL B 868SH | 33,221 | 54,250 |
| PRICELINE.COM INCORPORATED 23SH | 18,944 | 29,324 |
| STARBUCKS CORP COM 865SH | 25,356 | 51,925 |
| ANHEUSER-BUSCH INBEV NV 415SH | 42,479 | 51,875 |
| CVS HEALTH CORPORATION 575SH | 51,818 | 56,218 |
| DR PEPPER SNAPPLE GROUP INCORPORATED 336SH | 26,358 | 31,315 |
| PEPSICO INC. COM 600SH | 40,370 | 59,952 |
| PHILIP MORRIS INTERNATIONAL INC. 285SH | 25,754 | 25,054 |
| EOG RESOURCES INC. COM 487SH | 37,784 | 34,475 |
| HALLIBURTON HLDG CO COM 853SH | 36,760 | 29,036 |
| SCHLUMBERGER LTD. 454SH | 37,387 | 31,667 |
| SUNCOR ENERGY INC. 1347SH | 37,592 | 34,752 |
| AMERICAN INTERNATIONAL GROUP INCORPORATED 781SH | 48,536 | 48,399 |
| AMERICAN TOWER CORP 527SH | 39,824 | 51,093 |
| BLACKROCK INC. 110SH | 36,143 | 37,457 |
| CITIGROUP INC. 910SH | 44,711 | 47,093 |
| JPMORGAN CHASE & CO 1130SH | 50,356 | 74,614 |
| METLIFE INCORPORATED 480SH | 18,440 | 23,141 |
| PNC FINANCIAL SERVICES GROUP INC. 519SH | 38,466 | 49,466 |
| WELLS FARGO & CO 1310SH | 49,091 | 71,209 |
| AMGEN INC. COM 220SH | 19,769 | 35,713 |
| BIOGEN, INC. 160SH | 47,221 | 49,016 |
| EXPRESS SCRIPTS HOLDING C 597SH | 28,761 | 52,184 |
| GILEAD SCIENCES INC. COM 430SH | 34,390 | 43,512 |
| JOHNSON & JOHNSON 443SH | 35,458 | 45,505 |
| MERCK & COMPANY INC. 1035SH | 47,470 | 54,669 |
| REGENERON PHARMACEUTICALS INC. 113SH | 34,712 | 61,344 |
| STRYKER CORP COM 387SH | 36,867 | 35,968 |
| ZOETIS INC. 541SH | 16,972 | 25,925 |
| ALPHABET INC. CL C 87SH | 28,318 | 66,023 |
| ALPHABET INC. CL A 87SH | 28,302 | 67,687 |
| ANALOG DEVICES INC. 465SH | 25,326 | 25,724 |
| APPLE INC. 1154SH | 77,662 | 121,470 |
| CISCO SYSTEMS INC. 1340SH | 30,756 | 36,388 |
| EMC CORP MASS COM 840SH | 21,409 | 21,571 |
| MASTERCARD INC. CLASS A 590SH | 44,456 | 57,442 |
| ORACLE CORPORATION COM 1445SH | 44,044 | 52,786 |
| QUALCOMM INC. COM 640SH | 40,187 | 31,990 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| FPA NEW INCOME FUND 62693.77SH | AT COST | 632,000 | 623,803 |
| FEDERAL TOTAL RETURN BOND FUND CLASS INTERNATIONAL 59381.91SH | AT COST | 659,180 | 632,417 |
| FIDELITY FOCUSED HIGH INCOME FUND 106956SH | AT COST | 900,000 | 856,718 |
| RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND I 44752.46SH | AT COST | 401,844 | 369,655 |
| VANGUARD INFLATION PROTECTED SECURITIES FUND CLASS ADMIRAL 7843.14SH | AT COST | 200,000 | 197,726 |
| ISHARES RUSSELL 2000 ETF 4100SH | AT COST | 494,619 | 461,742 |
| LSV VALUE EQUITY FUND STRATEGY 22984.01SH | AT COST | 449,675 | 524,265 |
| DIAMOND HILL LARGE-CAP FUND CLASS INSTITUTIONAL 26001.08SH | AT COST | 576,027 | 560,323 |
| T ROWE PRICE LARGE CAP GROWTH FUND INSTITUTIONAL CLASS 16424.99SH | AT COST | 343,934 | 474,518 |
| MORGAN STANLEY INSTL FUND INC. SMALL CO GROWTH PORTFOLIO CLASS IS 15007.06SH | AT COST | 270,619 | 206,655 |
| MORGAN STANLEY INSTL FUND INC. GROWTH PORTFOLIO CLASS IS 16339.27SH | AT COST | 629,783 | 662,394 |
| VANGUARD INSTITUTIONAL INDEX FUND CLASS INSTITUTIONAL 5446SH | AT COST | 1,038,226 | 1,016,333 |
| WILMINGTON LARGE-CAP STRATEGY FUND INSTITUTIONAL SHARES 92378.75SH | AT COST | 1,600,000 | 1,566,744 |
| WILMINGTON MULTI-MANAGER REAL ASSET FUND INSTITUTIONAL SHARES 79830.69SH | AT COST | 1,163,655 | 1,046,580 |
| HARBOR INTERNATIONAL FUND CLASS INSTITUTIONAL 35144.32SH | AT COST | 2,200,992 | 2,088,627 |
| WCM FOCUSED INTERNATIONAL GROWTH FUND 104000SH | AT COST | 1,300,000 | 1,270,880 |
| ISHARES CURRENCY HEDGE MSCI EUROZONE ETF 7700SH | AT COST | 202,529 | 198,814 |
| OBERWEIS INTERNATIONAL OPPORTUNITY FUND INSTITUTIONAL CLASS 33653.85SH | AT COST | 350,000 | 347,308 |
| WELLS FARGO ADVANTAGE EMERGING MARKETS FUND CLASS INSTITUTIONAL 17585.72SH | AT COST | 364,020 | 313,026 |
| WISDOMTREE JAPAN HEDGE EQUITY ETF 4600SH | AT COST | 250,114 | 230,367 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 7,136 | 3,568 | 3,568 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| RECOVERIES OF PRIOR QUALIFYING DISTRIBUTIONS | 46,107 | 46,107 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT FEES | 42,310 | 42,310 | 0 | |
| ADR FEES | 63 | 63 | 0 | |
| CONSULTING FEES | 2,645 | 0 | 2,645 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES | 554 | 554 | 0 |