| Name | Date Acquired | How Acquired | Date Sold | Purchaser Name | Gross Sales Price | Basis | Basis Method | Sales Expenses | Total (net) | Accumulated Depreciation |
|---|---|---|---|---|---|---|---|---|---|---|
| ARCHER DANIELS MIDLAND-600 SH | 2015-03 | PURCHASE | 2015-12 | 20,342 | 27,863 | -7,521 | ||||
| CHEVRON CORP NEW-700 SH | 2015-09 | PURCHASE | 2015-12 | 66,867 | 68,468 | -1,601 | ||||
| DIAGEO ADR EACH REPR4-200 SH | 2014-12 | PURCHASE | 2015-07 | 22,634 | 23,238 | -604 | ||||
| GAMESTOP CORP-1,000 SH | 2015-03 | PURCHASE | 2015-12 | 32,502 | 38,628 | -6,126 | ||||
| GUGGENHEIM S&P 500-1,000 SH | 2014-05 | PURCHASE | 2015-01 | 51,341 | 52,628 | -1,287 | ||||
| ICONIX BRAND GROUP INC-500 SH | 2015-03 | PURCHASE | 2015-07 | 25,507 | 36,568 | -11,061 | ||||
| ISHARES CHINA LARGE CAP-500 SH | 2014-12 | PURCHASE | 2015-07 | 22,810 | 20,325 | 2,485 | ||||
| PROSPECT CAP CORP-3,000 SH | 2015-08 | PURCHASE | 2015-12 | 19,721 | 22,058 | -2,337 | ||||
| RIVERPARK STRAT INC FD-2,981.265 SH | PURCHASE | 2015-02 | 29,902 | 30,491 | -589 | |||||
| SPDR INDEX SHS FDS EURO STOXX-500 SH | 2015-02 | PURCHASE | 2015-12 | 17,306 | 19,465 | -2,159 | ||||
| THE ADT CORPORATION COM-1,000 SH | 2014-12 | PURCHASE | 2015-07 | 33,447 | 35,657 | -2,210 | ||||
| THIRD POINT REINSUR LTD COM-2,000 SH | 2014-07 | PURCHASE | 2015-01 | 26,931 | 30,870 | -3,939 | ||||
| TRINITY INDUSTRIES INC COM-1,000 SH | 2015-02 | PURCHASE | 2015-07 | 26,217 | 32,763 | -6,546 | ||||
| VANGUARD ADMIRAL FDSINC-300 SH | 2015-02 | PURCHASE | 2015-07 | 31,938 | 31,053 | 885 | ||||
| WISDOMTREE EMERG MKTS EQ INC-600 SH | 2015-02 | PURCHASE | 2015-07 | 24,997 | 26,237 | -1,240 | ||||
| WISDOM TR EUROPEHEDGED EQ-600 SH | 2014-07 | PURCHASE | 2015-02 | 37,962 | 34,718 | 3,244 | ||||
| ENERGY TRANSFER PARTNERS-1,000 SH | 2012-06 | PURCHASE | 2015-03 | 55,188 | 45,494 | 9,694 | ||||
| GUGGENHEIM S&P 500 PURE GRWTH-500 SH | 2014-05 | PURCHASE | 2015-07 | 41,966 | 36,506 | 5,460 | ||||
| INTEL CORP, INTC-1,000 SH | 2013-03 | PURCHASE | 2015-07 | 28,981 | 21,524 | 7,457 | ||||
| INTL BUSINESS MACH, IBM-230 SH | 2014-11 | PURCHASE | 2015-12 | 30,856 | 37,079 | -6,223 | ||||
| MARKET VECTORS ETF TRUST-800 SH | 2013-10 | PURCHASE | 2015-01 | 23,064 | 22,008 | 1,056 | ||||
| RYDEX ETF TRUST-200 SH | 2012-09 | PURCHASE | 2015-07 | 48,327 | 31,453 | 16,874 | ||||
| TWO HBRS INVT CORP-1,000 SH | 2014-02 | PURCHASE | 2015-07 | 10,107 | 10,206 | -99 | ||||
| APOLLO INVESTMENT CORP-1,000 SH | 2014-09 | PURCHASE | 2015-07 | 6,829 | 9,089 | -2,260 | ||||
| INTEL CORP-600 SH | 2013-12 | PURCHASE | 2015-02 | 19,815 | 15,154 | 4,661 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| APOLLO INVESTMENT CORP | ||
| APPLE INC | 44,487 | 73,682 |
| AT & T INC. | 63,430 | 68,820 |
| AT&T INC (FIDELITY) | 34,262 | 34,410 |
| BLACKSTONE GROUP | 24,110 | 58,480 |
| BLACKSTONE GROUP-FIDELITY | 29,059 | 58,480 |
| BOEING CO | 64,833 | 72,295 |
| CHEVRON CORP | ||
| COLGATE PALMOLIVE CO | 36,347 | 79,944 |
| DIAGEO ADR EACH REPR 4 | ||
| DOW CHEMICAL COMPANY | 34,897 | 51,480 |
| EXPRESS SCRIPTS HLDG CO COM | 37,328 | 52,446 |
| EXXON MOBIL CORP. | 122,883 | 545,338 |
| EXXON MOBIL CORP. (FIDELITY) | 46,162 | 38,975 |
| GENERAL MILLS | 30,871 | 34,596 |
| GUGGENHEIM S&P 500 PURE GROWTH | ||
| GUGGENHEIM S&P 500 PURE VALUE | ||
| HAYLARD HEALTH INC | 1,669 | 3,341 |
| HONEYWELL INTERNATIONAL | 31,320 | 36,250 |
| IBM | ||
| INTEL CORP | 15,153 | 20,670 |
| INTEL CORP (FIDELITY) | ||
| ISHARES CHINA LARGE CAP ETF | ||
| JOHNSON & JOHNSON | 49,852 | 102,720 |
| KIMBERLY CLARK CORP. | 38,811 | 101,840 |
| MARKET VECTORS ETF TRUST MKT | ||
| MICROSOFT CORP. | 58,224 | 110,960 |
| NEXTERA ENERGY INC. | 63,715 | 207,780 |
| NORFOLK SOUTHERN CORP | 29,860 | 27,492 |
| POWERSHARES EXCHANGE TRADED FD | 69,368 | 90,920 |
| PROCTOR & GAMBLE | 31,895 | 29,779 |
| RIVERPARK STRATEGIC INCOME FND | ||
| RYDEX ETF TRUST GUGGENHEIM | ||
| THE ADT CORPORATION COM | ||
| THE SOUTHERN COMPANY | 30,981 | 35,093 |
| THIRD POINT REINSURANCE LTD | ||
| TWOHBRS INVT CORP | ||
| UGI CORP | 39,168 | 303,840 |
| VECTREN CORP | 78,788 | 248,708 |
| VERIZON COMMUNICATIONS | 83,095 | 92,440 |
| WISDOMTREE TR EUROPE HEDGED | ||
| PJT PARTNERS INC | 190 | 1,414 |
| QUALCOMM INC | 20,556 | 14,995 |
| CVS HEALTH CORP COM | 28,016 | 29,331 |
| CENTRAL GOLDTRUST TR UNIT | 38,323 | 37,700 |
| EATON VANCE ENHANCED EQUITY INCOME | 20,003 | 20,130 |
| MONSANTO CO NEW | 48,373 | 49,260 |
| PJT PARTNERS INC (FIDELITY) | 485 | 1,414 |
| PRESTIGE BRANDS HLDGS INC | 24,395 | 30,888 |
| STURM RUGER & CO INC | 29,774 | 29,805 |
| SILVER BAY REALTY TR CORP COM | 15,858 | 15,660 |
| VANGUARD SECTOR INDEX FDS | 33,378 | 33,220 |
| ISHARES DOW JONES US ETF | 30,788 | 30,591 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| CANADIAN DOLLAR | AT COST | ||
| ENERGY TRANSFER PARTNERS LP | AT COST |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| PREPAID FEDERAL EXCISE TAX | 510 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXPENSES | ||||
| ADMINISTRATIVE SERVICES | 1,280 | 1,280 | ||
| TRANSACTION COSTS | 228 | 228 | ||
| INVESTMENT PUBLICATIONS | 598 | 598 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| PARTNERSHIP DISTRIBUTION | 5,800 | 5,800 | |
| RETURN OF CAPITAL | 9,769 | 9,769 | |
| CURRENCY GAIN (LOSS) | -48 | -48 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| TAX PREPARATION FEES | 1,850 | 1,850 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| MI ANNUAL FEE | 20 | 20 | ||
| FOREIGN TAXES WITHHELD | 111 | 111 | ||
| FEDERAL EXCISE TAX | 1,900 |