Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 01-01-2015 , and ending 12-31-2015
Name of foundation
ALEX KATZ FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)A KOZAK 192 LEXINGTON AVE NO 1100
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10016
A Employer identification number

51-0529249
B Telephone number (see instructions)

(212) 889-6371
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$36,995,457J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 5,019,521
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments 261 261 261
4 Dividends and interest from securities... 496,055 496,055 496,055
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 472,270
b Gross sales price for all assets on line 6a 10,599,602
7 Capital gain net income (from Part IV, line 2)... 641,912
8 Net short-term capital gain......... 41,517
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 5,988,107 1,138,228 537,833
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 97,000 0 0 97,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 17,306 0 0 17,306
b Accounting fees (attach schedule)....... Click to see attachment 18,633 13,975 13,975 4,658
c Other professional fees (attach schedule).... Click to see attachment 224,293 224,293 224,293 0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 28,955 13,955 13,955 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 4,781 1,352 1,352 3,429
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 390,968 253,575 253,575 122,393
25 Contributions, gifts, grants paid....... 580,980 580,980
26 Total expenses and disbursements. Add lines 24 and 25 971,948 253,575 253,575 703,373
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 5,016,159
b Net investment income (if negative, enter -0-) 884,653
c Adjusted net income (if negative, enter -0-)... 284,258
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 68,972 23,960 23,960
2 Savings and temporary cash investments......... 3,553,973 1,883,011 1,883,011
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 14,623,898 Click to see attachment17,772,945 20,823,628
c Investments—corporate bonds (attach schedule)....... 9,688,355 Click to see attachment13,008,611 12,866,433
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment1,135,595 Click to see attachment1,398,425 Click to see attachment1,398,425
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 29,070,793 34,086,952 36,995,457
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 29,070,793 34,086,952
30 Total net assets or fund balances (see instructions)..... 29,070,793 34,086,952
31 Total liabilities and net assets/fund balances (see instructions). 29,070,793 34,086,952
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
29,070,793
2
Enter amount from Part I, line 27a .....................
2
5,016,159
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
34,086,952
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
34,086,952
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 1,000SHS UNITED PARCEL SERVICE INC CL B   2014-01-30 2015-01-23
b 700SHS RANGE RESOURCES CORP   2014-10-27 2015-03-10
c 700SHS PERRIGO CO PLC   2014-11-06 2015-04-08
d 1,500SHS PERRIGO CO PLC   2014-11-06 2015-04-24
e 600SHS PERRIGO CO PLC   2014-11-18 2015-04-24
200SHS PERRIGO CO PLC   2015-02-17 2015-04-24
500SHS PERRIGO CO PLC   2015-02-25 2015-04-24
500SHS BEIERSDORF AG   2014-11-19 2015-06-30
500SHS BEIERSDORF AG   2015-02-25 2015-06-30
1,550SHS ORACLE CORP   2015-06-08 2015-08-26
3,250SHS ABB LTD SPONS ADR   2014-09-12 2015-01-05
550SHS IBM   2014-10-20 2015-01-06
925SHS MACY'S INC   2014-08-14 2015-01-14
1,850SHS MACY'S INC   2014-11-06 2015-01-14
850SHS BANK OF NEW YORK MELLON CORP   2014-03-20 2015-01-22
530SHS LABORATORY CORPORATION OF AMERICA HOLDINGS   2014-11-12 2015-01-26
800SHS MEDTRONIC INC   2014-06-19 2015-01-27
400SHS MEDTRONIC INC   2014-06-20 2015-01-27
485SHS MEDTRONIC INC   2014-08-07 2015-01-27
810SHS MEDTRONIC INC   2014-08-19 2015-01-27
805SHS MEDTRONIC INC   2014-09-23 2015-01-27
1,100SHS EI DU POINT DE NEMOURS & CO   2014-06-13 2015-01-29
400SHS EI DU POINT DE NEMOURS & CO   2014-06-16 2015-01-29
735SHS EI DU POINT DE NEMOURS & CO   2014-07-01 2015-01-29
1,400SHS COMCAST CORP   2014-12-16 2015-01-29
750SHS QUALCOMM INC   2015-01-13 2015-01-29
1,680SHS HSBC HOLDINGS PLC   2014-12-22 2015-02-23
1,100SHS ORACLE CORP   2014-09-22 2015-03-10
2,400SHS VODAFONE GROUP PLC   2014-08-15 2015-03-26
450SHS VODAFONE GROUP PLC   2014-09-26 2015-03-26
900SHS PNC FINANCIAL SERVICES GROUP   2014-11-13 2015-04-13
320SHS PNC FINANCIAL SERVICES GROUP   2014-11-19 2015-04-13
1,220SHS PNC FINANCIAL SERVICES GROUP   2014-11-21 2015-04-13
.03SHS GOOGLE INC CL C   2014-08-15 2015-05-04
1,200SHS DICKS SPORTING GOODS INC   2014-08-19 2015-05-11
1,750SHS DICKS SPORTING GOODS INC   2014-10-07 2015-05-11
1,250SHS BROADCOM CORP CL A   2015-01-07 2015-05-28
645SHS ACCENTURE PLC   2014-10-01 2015-06-04
315SHS ACCENTURE PLC   2014-10-03 2015-06-04
330SHS ACCENTURE PLC   2014-10-15 2015-06-04
690SHS SIEMENS AG SPONS ADR   2014-12-01 2015-06-16
240SHS SIEMENS AG SPONS ADR   2014-12-04 2015-06-16
225SHS SIEMENS AG SPONS ADR   2014-12-24 2015-06-16
1,180SHS BAXTER INTERNATIONAL INC   2015-04-07 2015-07-06
1,180SHS BAXALTA INC   2015-04-07 2015-07-06
3,000SHS GENERAL MOTORS CO   2014-10-03 2015-07-08
500SHS GENERAL MOTORS CO   2014-10-08 2015-07-08
3,450SHS FREEPORT MCMORAN COPPER & GOLD   2015-01-13 2015-07-08
1,700SHS FREEPORT MCMORAN COPPER & GOLD   2015-01-14 2015-07-08
860SHS DEVON ENERGY CORP   2015-01-29 2015-07-27
830SHS DEVON ENERGY CORP   2015-02-02 2015-07-27
815SHS CHEVRON CORP   2015-06-10 2015-08-03
235SHS CHEVRON CORP   2015-06-15 2015-08-03
1,900SHS AVOLON HOLDINGS LIMITED   2015-01-08 2015-08-03
400SHS AMERICAN INTL GROUP INC   2014-11-03 2015-08-04
415SHS TIME WARNER INC   2014-08-08 2015-08-06
1,575SHS AVOLON HOLDINGS LIMITED   2015-01-08 2015-08-07
325SHS AVOLON HOLDINGS LIMITED   2015-01-08 2015-08-10
800SHS TEXTRON INC   2015-04-29 2015-08-11
2,280SHS SANOFI ADR   2014-12-29 2015-08-21
1,660SHS SANOFI ADR   2015-07-08 2015-08-21
1,050SHS VODAFONE GROUP PLC   2014-09-26 2015-08-24
1,350SHS VODAFONE GROUP PLC   2014-12-12 2015-08-24
780SHS MICROSOFT CORP   2015-07-09 2015-08-24
1,430SHS AMERICAN TOWER REIT COM   2015-02-26 2015-08-31
1,300SHS SAP SE   2014-10-23 2015-09-01
690SHS SAP SE   2015-01-08 2015-09-01
250SHS PRECISION CASTPARTS CORP   2015-06-15 2015-09-11
1,500SHS MEDTRONIC PLC   2015-01-27 2015-09-18
1,080SHS KIRBY CORPORATION   2015-06-16 2015-09-22
370SHS BOEING CO   2015-06-15 2015-09-24
500SHS AMERICAN EXPRESS CO   2015-03-04 2015-09-25
500SHS AMERICAN EXPRESS CO   2015-04-17 2015-09-25
1,080SHS AMERICAN EXPRESS CO   2015-07-07 2015-09-25
300SHS DAVITA INC   2014-11-07 2015-09-28
2,100SHS EMC CORP   2015-04-17 2015-10-08
1,600SHS EMC CORP   2015-04-22 2015-10-08
1,000SHS ELI LILLY & CO   2014-12-11 2015-10-12
1,150SHS AERCAP HOLDINGS NV   2015-02-23 2015-10-19
670SHS AERCAP HOLDINGS NV   2015-02-25 2015-10-19
1,250SHS AERCAP HOLDINGS NV   2015-04-01 2015-10-19
1,230SHS AERCAP HOLDINGS NV   2015-08-10 2015-10-19
250SHS QUALCOMM INC   2015-01-13 2015-11-05
125SHS QUALCOMM INC   2015-01-21 2015-11-05
2,400SHS AIR LEASE CORP CL A   2015-09-28 2015-11-10
1,360SHS BED BATH & BEYOND INC   2015-01-15 2015-11-16
320SHS BED BATH & BEYOND INC   2015-02-11 2015-11-16
820SHS BED BATH & BEYOND INC   2015-11-02 2015-11-16
375SHS QUALCOMM INC   2015-01-21 2015-11-18
595SHS UNION PACIFIC CORP   2015-08-07 2015-12-02
265SHS UNION PACIFIC CORP   2015-08-12 2015-12-02
855SHS APACHE CORP   2015-09-02 2015-12-11
800SHS ANADARKO PETROLEUM CORP   2015-09-08 2015-12-11
630SHS ANADARKO PETROLEUM CORP   2015-09-16 2015-12-11
335SHS UNION PACIFIC CORP   2015-08-12 2015-12-17
325SHS UNION PACIFIC CORP   2015-09-02 2015-12-17
455SHS FEDEX CORP   2015-01-06 2015-12-21
300SHS FEDEX CORP   2015-02-12 2015-12-21
500SHS MCDONALDS CORP   2015-01-26 2015-12-23
10,000SHS DIAGEO PLC   2013-07-09 2015-01-08
9,000SHS DIAGEO PLC   2013-09-06 2015-01-08
1,600SHS UNITED PARCEL SERVICE INC CL B   2010-07-13 2015-01-23
100SHS UNITED PARCEL SERVICE INC CL B   2010-10-04 2015-01-23
200SHS UNITED PARCEL SERVICE INC CL B   2012-03-15 2015-01-23
400SHS UNITED PARCEL SERVICE INC CL B   2012-12-06 2015-01-23
500SHS UNITED PARCEL SERVICE INC CL B   2013-02-07 2015-01-23
500SHS UNITED PARCEL SERVICE INC CL B   2013-03-28 2015-01-23
200SHS UNITED PARCEL SERVICE INC CL B   2013-09-11 2015-01-23
500SHS UNITED PARCEL SERVICE INC CL B   2013-12-27 2015-01-23
1,200SHS RANGE RESOURCES CORP   2009-12-15 2015-03-10
500SHS RANGE RESOURCES CORP   2010-01-05 2015-03-10
500SHS RANGE RESOURCES CORP   2010-02-02 2015-03-10
500SHS RANGE RESOURCES CORP   2010-07-27 2015-03-10
600SHS RANGE RESOURCES CORP   2010-11-10 2015-03-10
500SHS RANGE RESOURCES CORP   2010-11-24 2015-03-10
200SHS RANGE RESOURCES CORP   2013-06-27 2015-03-10
1,000SHS RANGE RESOURCES CORP   2013-12-09 2015-03-10
500SHS RANGE RESOURCES CORP   2013-12-19 2015-03-10
1,000SHS BEIERSDORF AG   2012-05-04 2015-06-30
1,200SHS BEIERSDORF AG   2012-05-11 2015-06-30
300SHS BEIERSDORF AG   2013-03-06 2015-06-30
500SHS BEIERSDORF AG   2013-05-08 2015-06-30
500SHS BEIERSDORF AG   2013-06-26 2015-06-30
1,000SHS BEIERSDORF AG   2014-01-02 2015-06-30
9,500SHS ORACLE CORP   2014-01-06 2015-08-26
1,000SHS ORACLE CORP   2014-01-15 2015-08-26
1,500SHS ORACLE CORP   2014-01-30 2015-08-26
4,000SHS AMERICAN INTL GROUP INC   2012-07-06 2015-12-21
600SHS AMERICAN INTL GROUP INC   2012-07-24 2015-12-21
1,000SHS AMERICAN INTL GROUP INC   2012-09-10 2015-12-21
500SHS AMERICAN INTL GROUP INC   2012-11-07 2015-12-21
600SHS AMERICAN INTL GROUP INC   2013-02-06 2015-12-21
800SHS AMERICAN INTL GROUP INC   2013-07-02 2015-12-21
1,000SHS AMERICAN INTL GROUP INC   2014-01-03 2015-12-21
500SHS AMERICAN INTL GROUP INC   2014-04-29 2015-12-21
500SHS AMERICAN INTL GROUP INC   2014-05-15 2015-12-21
3,936SHS AMERICAN INTL GROUP INC   2012-07-06 2015-12-21
400SHS AMERICAN INTL GROUP INC   2012-07-24 2015-12-21
950SHS AMERICAN INTL GROUP INC   2012-09-10 2015-12-21
500SHS MONDELEZ INTERNATIONAL INC   2013-07-08 2015-01-02
145SHS PEPSICO INC   2012-04-19 2015-01-02
210SHS IBM   1994-04-06 2015-01-06
50SHS IBM   2011-06-16 2015-01-06
555SHS PEPSICO INC   2012-04-19 2015-01-07
300SHS SCHLUMBERGER LTD   1998-06-30 2015-01-13
200SHS SCHLUMBERGER LTD   2006-10-16 2015-01-13
200SHS SCHLUMBERGER LTD   2006-10-23 2015-01-13
500SHS SCHLUMBERGER LTD   2013-12-16 2015-01-13
475SHS CHEVRON CORP   2009-07-15 2015-02-18
675SHS AMGEN INC   2014-03-27 2015-03-30
400SHS AMGEN INC   2014-04-15 2015-04-17
1,110SHS AMERICAN INTL GROUP INC   2012-12-26 2015-08-04
1,085SHS AMERICAN INTL GROUP INC   2013-01-22 2015-08-04
$80M COLGATE PALMOLIVE 3.15% 8/5/15   2009-08-21 2015-08-05
720SHS TIME WARNER INC   2014-05-12 2015-08-06
800SHS DAVITA INC   2013-08-23 2015-09-28
800SHS DAVITA INC   2013-09-04 2015-09-28
400SHS DAVITA INC   2013-12-16 2015-09-28
1,500SHS APACHE CORP   2014-11-28 2015-12-11
580SHS FACEBOOK INC   2013-08-23 2015-12-28
40SHS FACEBOOK INC   2014-02-20 2015-12-28
120SHS FACEBOOK INC   2013-08-23 2015-12-28
$200M WAL-MART STORES INC 2.875% 4/1/15   2010-03-24 2015-04-01
$300M WAL-MART STORES INC 2.875% 4/1/15   2010-03-25 2015-04-01
$200M BERKSHIRE HATHAWAY FIN 2.45% 12/15/15   2011-12-01 2015-12-15
$500M IBM CORP 2.0% 01/05/16   2010-12-10 2015-12-21
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 103,976   96,708 7,268
b 32,206   46,022 -13,816
c 136,525   110,439 26,086
d 293,155   236,655 56,500
e 117,262   95,661 21,601
39,087   30,495 8,592
97,718   75,972 21,746
42,037   43,177 -1,140
42,037   42,947 -910
55,831   67,087 -11,256
65,976   74,886 -8,910
85,845   92,626 -6,781
58,541   52,482 6,059
115,183   107,708 7,475
31,735   30,001 1,734
61,901   53,144 8,757
61,560   51,558 10,002
30,780   25,609 5,171
37,321   29,883 7,438
62,329   51,682 10,647
61,945   51,413 10,532
78,007   75,122 2,885
28,366   27,257 1,109
52,123   47,826 4,297
76,544   78,124 -1,580
49,050   56,276 -7,226
74,021   80,697 -6,676
46,308   43,679 2,629
79,362   79,398 -36
14,880   15,162 -282
84,019   79,395 4,624
29,873   27,917 1,956
113,892   106,922 6,970
17   17 0
66,500   55,307 11,193
96,979   77,584 19,395
70,180   51,944 18,236
61,665   51,997 9,668
30,116   25,303 4,813
31,550   24,963 6,587
71,348   81,765 -10,417
24,817   27,717 -2,900
23,266   26,129 -2,863
44,715   44,962 -247
36,278   36,491 -213
94,013   100,793 -6,780
15,669   15,972 -303
58,645   78,356 -19,711
28,897   32,076 -3,179
41,457   50,772 -9,315
40,010   51,443 -11,433
69,638   83,634 -13,996
20,080   23,426 -3,346
54,443   36,580 17,863
24,124   21,349 2,775
32,245   30,045 2,200
44,994   30,323 14,671
9,724   6,257 3,467
34,289   35,430 -1,141
115,453   105,690 9,763
84,058   80,004 4,054
35,004   35,379 -375
45,005   46,336 -1,331
31,575   35,263 -3,688
131,809   139,789 -7,980
85,092   86,623 -1,531
45,164   44,677 487
57,305   52,019 5,286
105,142   115,425 -10,283
71,596   83,120 -11,524
47,035   52,469 -5,434
37,613   40,573 -2,960
37,613   38,911 -1,298
81,244   83,541 -2,297
21,179   22,069 -890
56,485   56,178 307
43,036   43,559 -523
79,000   74,015 4,985
45,327   52,840 -7,513
26,408   29,672 -3,264
49,268   55,802 -6,534
48,480   57,856 -9,376
12,694   18,759 -6,065
6,347   8,816 -2,469
79,528   76,926 2,602
72,157   101,109 -28,952
16,978   25,147 -8,169
43,506   48,919 -5,413
17,825   26,448 -8,623
48,631   55,612 -6,981
21,659   24,519 -2,860
36,850   36,745 105
39,804   55,407 -15,603
31,345   43,152 -11,807
26,146   30,996 -4,850
25,365   27,456 -2,091
66,414   77,587 -11,173
43,790   52,450 -8,660
58,802   44,846 13,956
274,300   300,380 -26,080
246,870   280,442 -33,572
166,361   97,931 68,430
10,398   6,603 3,795
20,795   15,800 4,995
41,590   29,198 12,392
51,988   40,580 11,408
51,988   42,813 9,175
20,795   17,643 3,152
51,988   52,425 -437
55,210   57,138 -1,928
23,004   26,544 -3,540
23,004   23,954 -950
23,004   18,755 4,249
27,605   25,709 1,896
23,004   21,220 1,784
9,202   16,214 -7,012
46,008   81,094 -35,086
23,004   41,149 -18,145
84,074   68,919 15,155
100,889   81,463 19,426
25,222   26,475 -1,253
42,037   46,179 -4,142
42,037   42,910 -873
84,074   100,072 -15,998
342,190   357,517 -15,327
36,020   38,418 -2,398
54,030   55,779 -1,749
240,016   125,817 114,199
36,002   18,173 17,829
60,004   33,494 26,510
30,002   16,348 13,654
36,002   23,392 12,610
48,003   36,257 11,746
60,004   51,145 8,859
30,002   26,295 3,707
30,002   26,581 3,421
236,175   123,799 112,376
24,002   12,123 11,879
57,004   31,817 25,187
18,280   14,512 3,768
13,765   9,655 4,110
32,777   2,819 29,958
7,804   8,186 -382
52,897   36,957 15,940
23,383   9,181 14,202
15,589   12,011 3,578
15,589   12,285 3,304
38,971   43,535 -4,564
52,613   30,685 21,928
110,347   82,242 28,105
64,959   45,808 19,151
66,944   39,489 27,455
65,436   38,361 27,075
80,000   80,000 0
55,942   47,688 8,254
56,477   44,243 12,234
56,477   43,901 12,576
28,238   24,042 4,196
64,649   101,706 -37,057
60,771   23,165 37,606
4,191   2,691 1,500
12,677   4,793 7,884
200,000   198,618 1,382
300,000   299,793 207
200,000   200,000 0
500,131   491,490 8,641
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       7,268
b       -13,816
c       26,086
d       56,500
e       21,601
      8,592
      21,746
      -1,140
      -910
      -11,256
      -8,910
      -6,781
      6,059
      7,475
      1,734
      8,757
      10,002
      5,171
      7,438
      10,647
      10,532
      2,885
      1,109
      4,297
      -1,580
      -7,226
      -6,676
      2,629
      -36
      -282
      4,624
      1,956
      6,970
      0
      11,193
      19,395
      18,236
      9,668
      4,813
      6,587
      -10,417
      -2,900
      -2,863
      -247
      -213
      -6,780
      -303
      -19,711
      -3,179
      -9,315
      -11,433
      -13,996
      -3,346
      17,863
      2,775
      2,200
      14,671
      3,467
      -1,141
      9,763
      4,054
      -375
      -1,331
      -3,688
      -7,980
      -1,531
      487
      5,286
      -10,283
      -11,524
      -5,434
      -2,960
      -1,298
      -2,297
      -890
      307
      -523
      4,985
      -7,513
      -3,264
      -6,534
      -9,376
      -6,065
      -2,469
      2,602
      -28,952
      -8,169
      -5,413
      -8,623
      -6,981
      -2,860
      105
      -15,603
      -11,807
      -4,850
      -2,091
      -11,173
      -8,660
      13,956
      -26,080
      -33,572
      68,430
      3,795
      4,995
      12,392
      11,408
      9,175
      3,152
      -437
      -1,928
      -3,540
      -950
      4,249
      1,896
      1,784
      -7,012
      -35,086
      -18,145
      15,155
      19,426
      -1,253
      -4,142
      -873
      -15,998
      -15,327
      -2,398
      -1,749
      114,199
      17,829
      26,510
      13,654
      12,610
      11,746
      8,859
      3,707
      3,421
      112,376
      11,879
      25,187
      3,768
      4,110
      29,958
      -382
      15,940
      14,202
      3,578
      3,304
      -4,564
      21,928
      28,105
      19,151
      27,455
      27,075
      0
      8,254
      12,234
      12,576
      4,196
      -37,057
      37,606
      1,500
      7,884
      1,382
      207
      0
      8,641
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 641,912
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 41,517
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 1,226,181 25,983,333 0.047191
2013 1,909,909 24,349,966 0.078436
2012 1,140,220 21,473,146 0.053100
2011 1,452,090 18,340,916 0.079172
2010 920,265 14,983,219 0.061420
2
Total of line 1, column (d) .....................
20.319319
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.063864
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
31,085,659
5
Multiply line 4 by line 3......................
5
1,985,255
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
8,847
7
Add lines 5 and 6........................
7
1,994,102
8
Enter qualifying distributions from Part XII, line 4.............
8
703,373
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 17,693
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 17,693
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 17,693
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 24,672
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 24,672
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 6,979
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet6,979 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .Click to see attachment
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
    Yes
     
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletVINCENT KATZ CO A KOZAK AND CO Telephone no.bullet (212) 889-6371

    Located atbullet192 LEXINGTON AVENUE SUITE 1100NEW YORKNY ZIP+4bullet10016
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ALEX KATZ PRESIDENT & DIRECTOR
    0.00     		0 0 0
    C/O A KOZAK 192 LEXINGTON AVE 1100
    NEW YORK,NY10016
    ADA KATZ VICE-PRES & DIRECTOR
    0.00     		0 0 0
    C/O A KOZAK 192 LEXINGTON AVE 1100
    NEW YORK,NY10016
    VINCENT KATZ TREASURER & DIRECTOR
    20.00     		48,500 0 0
    211 WEST 19TH STREET 5TH FL
    NEW YORK,NY10011
    VIVIEN BITTENCOURT KATZ SECRETARY & DIRECTOR
    20.00     		48,500 0 0
    211 WEST 19TH STREET 5TH FL
    NEW YORK,NY10011
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    FIRST MANHATTAN CO INVESTMENT ADVISORY 175,934
    399 PARK AVENUE
    NEW YORK,NY10022
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 SOLOMON R. GUGGENHEIM FOUNDATIONCONTRIBUTION OF ARTWORK - LAURA OWENS, UNTITLED, 2014 260,000
    2 COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - MARSDEN HARTLEY, LATE FALL, 1908 170,000
    3 MUSEUM OF FINE ARTS, HOUSTONCONTRIBUTION OF ARTWORK - JOHN ZURIER, BEFORE AND AFTER SUMMER, 2014 32,000
    4 COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - JUAN GOMEZ, MAWINZHE, 2013 18,000
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    29,251,775
    b
    Average of monthly cash balances.......................
    1b
    2,307,270
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    31,559,045
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    31,559,045
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    473,386
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    31,085,659
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,554,283
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
     
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
     
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
     
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    703,373
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    703,373
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    703,373
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7  
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2015:
    a From 2010......  
    b From 2011......  
    c From 2012......  
    d From 2013......  
    e From 2014......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$  
    a Applied to 2014, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2015 distributable amount.....  
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2015.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		 
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2011....  
    b Excess from 2012....  
    c Excess from 2013....  
    d Excess from 2014....  
    e Excess from 2015....  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
    2005-02-28
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
    284,258 265,656 395,553 306,754 1,252,221
    b 85% of line 2a ......... 241,619 225,808 336,220 260,741 1,064,388
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		703,373 1,226,181 1,909,909 1,140,220 4,979,683
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		0 0 0 0 0
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		703,373 1,226,181 1,909,909 1,140,220 4,979,683
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ...... 36,995,457 32,660,479 26,951,486 23,869,437 120,476,859
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		         0
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		1,036,189 866,111 811,665 715,771 3,429,736
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		        0
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		        0
    (3) Largest amount of support
    from an exempt organization    		         0
    (4) Gross investment income         0
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ALEX KATZ
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALBERTINA
    ALBERTINAPLATZ 1
    VIENNA    
    AU     		N/A NC CONTRIBUTION OF ARTWORK - LOIS DODD, TWO STANDING FIGURES AND SHADOWS, 1994 1,500
    ALBERTINA
    ALBERTINAPLATZ 1
    VIENNA    
    AU     		N/A NC CONTRIBUTION OF ARTWORK - LOIS DODD, STANDING FIGURE - SIDE, 1994 1,500
    ALBERTINA
    ALBERTINAPLATZ 1
    VIENNA    
    AU     		N/A NC CONTRIBUTION OF ARTWORK - LOIS DODD, SEATED FIGURE - LEGS AND ARMS AKIMBO, 1994 1,500
    ALBERTINA
    ALBERTINAPLATZ 1
    VIENNA    
    AU     		N/A NC CONTRIBUTION OF ARTWORK - LOIS DODD, SEATED FIGURE ON GROUND - FRONT, 1994 1,500
    ALBERTINA
    ALBERTINAPLATZ 1
    VIENNA    
    AU     		N/A NC CONTRIBUTION OF ARTWORK - LOIS DODD, ARTIST AND MODEL, 1995 1,500
    ALBERTINA
    ALBERTINAPLATZ 1
    VIENNA    
    AU     		N/A NC CONTRIBUTION OF ARTWORK - LOIS DODD, ARTIST AND MODEL, 1995 1,500
    ALBERTINA
    ALBERTINAPLATZ 1
    VIENNA    
    AU     		N/A NC CONTRIBUTION OF ARTWORK - LOIS DODD, FIGURE AND LAUNDRY, 2005 2,000
    ALBERTINA
    ALBERTINAPLATZ 1
    VIENNA    
    AU     		N/A NC CONTRIBUTION OF ARTWORK - LOIS DODD, FIGURE LEANING ON TREE, 2007 2,000
    ALBERTINA
    ALBERTINAPLATZ 1
    VIENNA    
    AU     		N/A NC CONTRIBUTION OF ARTWORK - LOIS DODD, TWO FIGURES, ONE PUSHING A TREE, 2007 2,000
    ALBERTINA
    ALBERTINAPLATZ 1
    VIENNA    
    AU     		N/A NC CONTRIBUTION OF ARTWORK - LOIS DODD, FIGURE PULLING TREE BRANCH, 2007 2,000
    CLOCKTOWER PRODUCTIONS
    222 EAST 41ST ST 22ND FLOOR
    NEW YORK,NY10017     		N/A PUBLIC GENERAL CONTRIBUTION 1,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - MARSDEN HARTLEY, LATE FALL, 1908 170,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JOSEPHINE HALVORSON, WILMOTT 4, 2012 17,600
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - TRAVIS BOYER, SOUR DIESEL ON BLACK LACQUER TABLE, 2014 4,800
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - SALLY EGBERT, PERFUMES, 2010 7,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JUAN GOMEZ, MAWINZHE, 2013 18,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NATHLIE PROVOSTY, PLUSH PUSH, 2013 2,400
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - TRAVIS BOYER, SUNNY WALL WITH HIDDEN DOOR, 2014 4,800
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 1 960
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 2 960
    MUSEUM OF FINE ARTS BOSTON
    AVENUE OF THE ARTS 465 HUNTINGTON
    AVENUE
    BOSTON,MA02115     		N/A PUBLIC CONTRIBUTION OF ARTWORK - YVONNE JACQUETTE, HARBOR LIGHT, 1983 3,500
    MUSEUM OF FINE ARTS BOSTON
    AVENUE OF THE ARTS 465 HUNTINGTON
    AVENUE
    BOSTON,MA02115     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 13 960
    MUSEUM OF FINE ARTS BOSTON
    AVENUE OF THE ARTS 465 HUNTINGTON
    AVENUE
    BOSTON,MA02115     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NATHAN LYONS, UNTITLED (RETURN YOUR MIND TO ITS UPRIGHT POSITION), 1998-2013 6,400
    MUSEUM OF FINE ARTS BOSTON
    AVENUE OF THE ARTS 465 HUNTINGTON
    AVENUE
    BOSTON,MA02115     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NATHAN LYONS, UNTITLED (RETURN YOUR MIND TO ITS UPRIGHT POSITION), 1998-2013 6,400
    MUSEUM OF FINE ARTS HOUSTON
    1001 BISSONNET STREET
    HOUSTON,TX77005     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JOHN ZURIER, BEFORE AND AFTER SUMMER, 2014 32,000
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - ALEXI WORTH, DOORWAY WITH INSTRUCTIONS, 2013 12,800
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NATHLIE PROVOSTY, LAKE, 2013 2,000
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - RAINA HAMNER, LIKE, 2015 2,800
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - TRAVIS BOYER, INTENSE HOLIDAY, 2014 4,800
    SOLOMON R GUGGENHEIM FOUNDATION
    1071 FIFTH AVENUE
    NEW YORK,NY101280173     		N/A PUBLIC CONTRIBUTION OF ARTWORK - LAURA OWENS, UNTITLED, 2014 260,000
    SOLOMON R GUGGENHEIM FOUNDATION
    1071 FIFTH AVENUE
    NEW YORK,NY101280173     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 3 960
    SOLOMON R GUGGENHEIM FOUNDATION
    1071 FIFTH AVENUE
    NEW YORK,NY101280173     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 4 960
    SOLOMON R GUGGENHEIM FOUNDATION
    1071 FIFTH AVENUE
    NEW YORK,NY101280173     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 5 960
    SOLOMON R GUGGENHEIM FOUNDATION
    1071 FIFTH AVENUE
    NEW YORK,NY101280173     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 6 960
    SOLOMON R GUGGENHEIM FOUNDATION
    1071 FIFTH AVENUE
    NEW YORK,NY101280173     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 8 960
    Total .................................bullet 3a 580,980
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		    14 261  
    4 Dividends and interest from securities....     14 496,055  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 472,270  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 968,586 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13968,586
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2015
    Name of the organization
    ALEX KATZ FOUNDATION INC
     
    Employer identification number

    51-0529249
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015) Page 2
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number
    51-0529249
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    ALEX KATZ  
    C/O A KOZAK CO 192 LEXINGTON AVE 11
     
    NEW YORK, NY10016

    		$ 2,519,521


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    ALEX KATZ  
    C/O A KOZAK CO 192 LEXINGTON AVE 11
     
    NEW YORK, NY10016

    		$ 2,500,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 3
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number

    51-0529249
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 5,286 SHS AMERICAN INTERNATIONAL GROUP $ 316,235 2015-12-15
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 1,825 SHS ANHEUSER BUSCH INBEV SA NV SPONS $ 224,539 2015-12-15
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 2,300 SHS ARAMARK $ 75,624 2015-12-15
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 4,925 SHS BROOKFIELD ASSET MANAGEMENT INC $ 155,433 2015-12-15
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 1,800 SHS CVS HEALTH CORP $ 169,146 2015-12-15
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 700 SHS DANAHER CORP $ 65,345 2015-12-15
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number

    51-0529249
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 3,000 SHS H&R BLOCK INC $ 98,310 2015-12-15
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 3,400 SHS HONEYWELL INTERNATIONAL INC $ 337,161 2015-12-15
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 500 SHS NESTLE SA SPONSORED ADR $ 36,897 2015-12-15
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 950 SHS PERRIGO CO $ 142,205 2015-12-15
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 4,300 SHS RECKITT BENCKISER GROUP PLC $ 400,717 2015-12-15
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 5,300 SHS UNITED TECHNOLOGIES CORP $ 497,909 2015-12-15
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 4
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number

    51-0529249
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)

    Additional Data


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    TY 2015 AccountingFeesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 18,633 13,975 13,975 4,658

    TY 2015 ExplnOfNonFilingWithAGStmt
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Statement:
    THE ORGANIZATION IS NOT REQUIRED TO FURNISH A COPY OF FORM 990-PF TO THE ATTORNEY GENERAL OF DELAWARE.

    TY 2015 InvestmentsCorpBondsSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Name of Bond End of Year Book Value End of Year Fair Market Value
    $80M COLGATE PALMOLIVE 3.15% 8/5/15 0 0
    $500M INTL BUSINESS MACHINES CORP 2% 01/05/16 489,325 500,000
    $500M WAL-MART STORES INC 2.875% 04/01/15 0 0
    $1000M 3M COMPANY 1.375% 09/29/16 1,015,390 1,002,560
    $200M BERKSHIRE HATHAWAY FIN CORP 2.45% 12/15/15 0 0
    $1000M E.I. DU PONT NEMOURS & CO 2.75% 04/01/16 1,033,860 1,004,680
    $1000M INTEL CORP 1.95% 10/01/16 1,029,181 1,006,240
    $1000M MERCK & CO INC 2.25% 01/15/16 1,020,500 1,000,450
    $1000M COCA-COLA CO 1.8$ 09/01/16 1,032,510 1,006,420
    $500M 3M COMPANY 1.625% 06/15/19 497,170 499,615
    $1250M APPLE INC 2.1% 05/06/19 1,272,630 1,264,613
    $1000M JOHNSON & JOHNSON 1.65% 12/05/18 1,001,382 1,009,540
    $1000M JOHNSON & JOHNSON 2.95% 09/01/20 1,055,043 1,045,470
    $200M BERKSHIRE HATHAWAY FIN CORP 2% 08/15/18 1,020,028 1,014,870
    $500M EXXON MOBIL CORP 1.819% 03/15/19 511,757 500,360
    $500M EXXON MOBIL CORP 1.912% 03/06/20 501,657 495,820
    $500M MICROSOFT CORP 1.85% 02/12/20 507,425 500,965
    $1000M WAL-MART STORES INC 1.95% 12/15/18 1,020,753 1,014,830

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Name of Stock End of Year Book Value End of Year Fair Market Value
    10,150 SHS ACCENTURE PLC 700,825 1,060,675
    6,200 SHS BERKSHIRE HATHAWAY CL B 699,629 818,648
    26,525 SHS BROOKFIELD ASSET MGMT 645,657 836,333
    10,300 SHS CVS HEALTH CORP 614,456 1,007,031
    7,555 SHS GENERAL ELECTRIC CO 216,450 235,338
    810 SHS IBM 0 0
    9,575 SHS NESTLE SA SPONS ADRS 626,064 735,450
    12,350 SHS ONEX CORP SUB VTG 519,679 754,213
    6,350 SHS PFIZER INC 173,779 204,978
    9,800 SHS RECKITT BENCKISER GROUP PLC 718,373 907,118
    1,025 SHS SCHLUMBERGER LTD 79,727 71,494
    475 SHS CHEVRON CORP 0 0
    7,625 SHS DANAHER CORP 516,678 708,210
    6,200 SHS RANGE RESOURCES CORP 0 0
    17,800 SHS US BANCORP DEL 603,586 759,526
    1,980 SHS APPLE INC 128,071 208,415
    3,100 SHS HESS CORP 174,662 150,288
    9,870 SHS HONEYWELL INTERNATIONAL INC 737,326 1,022,236
    5,000 SHS UNITED PARCEL SERVICE INC CL B 0 0
    16,200 SHS WELLS FARGO & CO 682,550 880,632
    6,825 SHS ANHEUSER BUSCH SA NV SPON ADR 597,637 853,125
    3,325 SHS METLIFE INC 148,292 160,298
    1,000 SHS RAYTHEON CO 46,805 124,530
    10,300 SHS UNITED TECHNOLOGIES CORP 961,791 989,521
    12,095 SHS AMERICAN INTL GROUP INC 0 0
    5,000 SHS BEIERSDORF AG 0 0
    3,600 SHS ORACLE CORP 146,229 131,508
    1,200 SHS PEPSICO INC 113,769 119,904
    3,800 SHS COMCAST CORP 220,533 214,434
    2,300 SHS DAVITA INC 0 0
    19,000 SHS DIAGEO PLC 0 0
    660 SHS FACEBOOK INC 44,402 69,076
    3,500 SHS GENERAL MOTORS CO 0 0
    1,680 SHS HSBC HOLDINGS PLC 0 0
    4,050 SHS MONDELEZ INTERNATIONAL INC 140,759 181,602
    1,155 SHS SIEMENS AG SPONS ADR 0 0
    3,250 SHS ABB LTD SPONS ADR 0 0
    400 SHS AMAZON.COM INC 130,225 270,356
    1,075 SHS AMGEN INC 0 0
    1,500 SHS APACHE CORP 0 0
    22,300 SHS ARAMARK 653,073 719,175
    3,285 SHS BANK OF NEW YORK MELLON CORP 143,077 135,408
    2,950 SHS DICK'S SPORTING GOODS INC 0 0
    2,235 SHS E.I. DU PONT DE NEMOURS & CO 0 0
    1,000 SHS ELI LILLY & CO 71,425 84,260
    500 SHS GENERAL DYNAMICS CORP 50,337 68,680
    1,000 SHS GILEAD SCIENCES INC 102,582 101,190
    376 SHS ALPHABET INC CL C 186,713 285,339
    20,000 SHS H&R BLOCK INC 662,647 666,200
    530 SHS LABORATORY CORPORATION OF AMERICA HOLDINGS 0 0
    2,745 SHS MACY'S INC 0 0
    1,800 SHS MEDTRONIC PLC 138,510 138,456
    4,950 SHS PERRIGO CO PLC 840,596 716,265
    2,440 SHS PNC FINANCIAL SERVICES GROUP 0 0
    2,280 SHS SANOFI ADR 0 0
    1,300 SHS SAP SE 0 0
    1,315 SHS TIME WARNER INC 100,980 85,041
    5,250 SHS VODAFONE GROUP PLC 0 0
    980 SHS ACE LTD 102,280 114,513
    1,000 SHS CAPITAL ONE FINANCIAL CORP 77,966 72,180
    1,160 SHS CELGENE CORP 134,976 138,922
    2,800 SHS CISCO SYSTEMS INC 79,274 76,034
    2,500 SHS COCA-COLA CO 99,428 107,400
    1,395 SHS CROWN CASTLE INTERNATIONAL CORP 113,882 120,598
    2,885 SHS JPMORGAN CHASE & CO 181,843 190,497
    500 SHS MCDONALDS CORP 50,224 59,070
    2,055 SHS MERCK & CO INC 108,819 108,545
    5,140 SHS NEWELL RUBBERMAID INC 211,860 226,571
    2,350 SHS NEWMONT MINING CORP 52,336 42,276
    4,680 SHS PAYPAL HOLDINGS INC 165,559 169,416
    20,300 SHS SERVICE CORP INTERNATIONAL 542,442 528,206
    6,235 SHS SYNCHRONY FINANCIAL 198,084 189,606
    6,075 SHS THERMO FISHER SCIENTIFIC 822,606 861,739
    5,000 SHS UNION PACIFIC CORP 489,645 391,000
    2,620 SHS WALGREENS BOOTS ALLIANCE INC 217,762 223,106
    3,100 SHS WEYERHAEUSER CO 89,414 92,938
    6,200 SHS ZIMMER BIOMET HOLDINGS INC 696,651 636,058

    TY 2015 LegalFeesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 17,306 0 0 17,306


    TY 2015 OtherAssetsSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ARTWORK - ALEX KATZ,VINCENT WITH A RADIO, 1974 242,500 242,500 242,500
    ARTWORK - THOMAS SCHUETTE, ALTE FREUNDE (OLD FRIENDS)#1-4, 2010-11 15,000 15,000 15,000
    ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: BLUE, 2010 1,925 1,925 1,925
    ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: RED, 2010 1,925 1,925 1,925
    ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: ORANGE, 2010 1,925 1,925 1,925
    ARTWORK - NATHALIE PROVOSTY, HITO, 2012 2,000 2,000 2,000
    ARTWORK - JAMES WOLANIN, TIMES SQUARE, 2013 6,000 6,000 6,000
    ARTWORK - SALLY EGBERT, PERFUMES, 2010 7,000 0 0
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 1, 2013 960 0 0
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 2, 2013 960 0 0
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 3, 2013 960 0 0
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 4, 2013 960 0 0
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 5, 2013 960 0 0
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 6, 2013 960 0 0
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 8, 2013 960 0 0
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 13, 2013 960 0 0
    ARTWORK - DAVID RHODES, UNTITLED, 2013 3,500 3,500 3,500
    ARTWORK - LESISA SOCHOR, GARMENT #8, 2013 720 720 720
    ARTWORK - LESISA SOCHOR, GARMENT #12, 2013 720 720 720
    ARTWORK - JUAN GOMEZ, MAWINZHE, 2013 18,000 0 0
    ARTWORK - NATHLIE PROVOSTY, LAKE, 2013 2,000 0 0
    ARTWORK - NATHLIE PROVOSTY, PLUSH PUSH, 2013 2,400 0 0
    ARTWORK - STEFAN BONDELL, PYRAMID, 2013 24,000 24,000 24,000
    ARTWORK - RICHARD BOSMAN, DIGGING OUT 17,600 17,600 17,600
    ARTWORK - ALEXI WORTH, DOORWAY WITH INSTRUCTIONS, 2013 12,800 0 0
    ARTWORK - JOSEPHINE HALVORSON, WILMOTT 4, 2012 17,600 0 0
    ARTWORK - TRAVIS BOYER, INTENSE HOLIDAY, 2014 4,800 0 0
    ARTWORK - TRAVIS BOYER, SUNNY WALL AND HIDDEN DOOR, 2014 4,800 0 0
    ARTWORK - TRAVIS BOYER, SOUR DIESEL ON BLACK LACQUER TABLE, 2014 4,800 0 0
    ARTWORK - YVONNE JACQUETTE, HARBOR LIGHT, 1983 3,500 0 0
    ARTWORK - RM FISCHER, RMF-323, 2012 29,600 29,600 29,600
    ARTWORK - ROBERT LONGO, TRUTH BEFORE GOD: ALL YOU ZOMBIES, 1986 600,000 600,000 600,000
    ARTWORK - FRANCESCO CLEMENTE, PROSPERITY, 2014 90,000 90,000 90,000
    ARTWORK - NATHAN LYONS, UNTITLED (RETURN YOUR MIND TO ITS UPRIGHT POSITION), 6,400 0 0
    ARTWORK - NATHAN LYONS, UNTITLED (RETURN YOUR MIND TO ITS UPRIGHT POSITION), 6,400 0 0
    ARTWORK - MERLIN JAMES, OLD FORTIFIED BUILDINGS, 2010-2014 0 14,400 14,400
    ARTWORK - TYLER DOBSON, BASIC BIRCH OF THE EAST (HIGHLAND CROSSROADS VERSION 0 7,200 7,200
    ARTWORK - ARIEL DILL, PEIGNOIR, 2014 0 4,640 4,640
    ARTWORK - ROBIN PECK, SCULPTURE (CRANIA) 3, 2013 0 6,000 6,000
    ARTWORK - TYSON REEDER, MANNEQUIN, 2014 0 9,600 9,600
    ARTWORK - ROBERT JANITZ, SYCOPHANT, 2014 0 4,800 4,800
    ARTWORK - RED GROOMS, BATTLE OF LOOKOUT MOUNTAIN, 2010 0 19,500 19,500
    ARTWORK - RED GROOMS, CONFEDERATE SPY, 1996 0 7,000 7,000
    ARTWORK - RED GROOMS, GENERAL BRAXTON BRAGGS CSA, 1999 0 6,650 6,650
    ARTWORK - SPENCER SWEENEY, TITLE TBC, 2015 0 36,000 36,000
    ARTWORK - DAVID LIGARE, STILL LIFE WITH APPLES AND WHEAT, 2012 0 20,800 20,800
    ARTWORK - BILL JENSEN, NOW I BELIEVE IT PEAK (HUANGSHAN MOUNTAIN), 2014-15 0 60,000 60,000
    ARTWORK - ELKA KRAJEWSKA, SAILE (ONE OF THE FEW MOUNTAINS...), 2015 0 4,000 4,000
    ARTWORK - CHANTAL JOFFE, NAKED SELF PORTRAIT WITH ESME WITH HER ARM RAISED, 0 64,000 64,000
    ARTWORK - CHANTAL JOFFE, TOPLESS SELF PORTRAIT IN READING GLASSES, 2014 0 16,000 16,000
    ARTWORK - IVAN MORLEY, A TRUE TALE, 2015 0 32,000 32,000
    ARTWORK - EMILY BROWN, WATER SURFACE VII, 2007 0 2,500 2,500
    ARTWORK - JACK PIERSON, UNTITLED, 2014 0 6,400 6,400
    ARTWORK - ANDREW MASULLO, 6042, 2014-2015 0 12,000 12,000
    ARTWORK - ANDREW MASULLO, 2045, 1989-2014 0 12,000 12,000
    ARTWORK - ANDREW MASULLO, 6052, 2014-2015 0 12,000 12,000
    ARTWORK - GABY COLLINS-FERNANDEZ, BLUE VELVET LITE TOUCH, 2014 0 1,760 1,760
    ARTWORK - GABY COLLINS-FERNANDEZ, RED VELVET 2IN1 BODY, 2014 0 1,760 1,760


    TY 2015 OtherExpensesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    REGISTERED AGENT & FILING FEES 190 190 190 0
    BANK FEES 1,162 1,162 1,162 0
    OUTSIDE SERVICES 2,676 0 0 2,676
    SHIPPING & FREIGHT 753 0 0 753


    TY 2015 OtherProfessionalFeesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 224,293 224,293 224,293 0


    TY 2015 SubstantialContributorsSch
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Name Address
    ALEX KATZ AKOZAK CO 192 LEXINGTON AVE 1100
    NEW YORK,NY10016


    TY 2015 TaxesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL NET INVEST INCOME TAX 15,000 0 0 0
    FOREIGN TAX PAID 13,955 13,955 13,955 0