Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
John C Griswold Foundation
 
% Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

13-2978937
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$14,178,472J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule).............. 0
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments 410 410  
4 Dividends and interest from securities...... 345,591 345,591  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 509,300
b Gross sales price for all assets on line 6a 4,099,571
7 Capital gain net income (from Part IV, line 2)... 509,300
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 855,301 855,301  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 1,295 0 0 1,295
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 155,226 155,226    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 17,459 486    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 37,835     37,835
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 63,001 21   62,980
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 274,816 155,733 0 102,110
25 Contributions, gifts, grants paid........ 809,800 809,800
26 Total expenses and disbursements. Add lines 24 and 25 1,084,616 155,733 0 911,910
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -229,315
b Net investment income (if negative, enter -0-) 699,568
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 309,804 548,249 548,249
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 794,244 Click to see attachment593,086 613,775
b Investments—corporate stock (attach schedule)........ 8,436,007 Click to see attachment8,001,273 10,773,640
c Investments—corporate bonds (attach schedule)........ 2,069,833 Click to see attachment2,242,965 2,242,808
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 11,609,888 11,385,573 14,178,472
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted...................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 11,609,888 11,385,573
30 Total net assets or fund balances (see instructions)...... 11,609,888 11,385,573
31 Total liabilities and net assets/fund balances (see instructions).. 11,609,888 11,385,573
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 11,609,888
2 Enter amount from Part I, line 27a..................... 2 -229,315
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 5,000
4 Add lines 1, 2, and 3.......................... 4 11,385,573
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 11,385,573
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 4,099,571   3,590,271 509,300
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       509,300
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 509,300
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 835,392 14,819,530 0.056371
2012 772,356 13,676,877 0.056472
2011 746,181 12,691,206 0.058795
2010 742,660 12,955,754 0.057323
2009 801,940 12,509,839 0.064105
2 Total of line 1, column (d) ...................... 2 0.293066
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.058613
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 14,680,392
5 Multiply line 4 by line 3....................... 5 860,462
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 6,996
7 Add lines 5 and 6......................... 7 867,458
8 Enter qualifying distributions from Part XII, line 4.............. 8 911,910
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 6,996
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 6,996
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 6,996
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 13,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 13,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 6,004
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet6,004 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletFoundation Source Telephone no.bullet (800) 839-1754
    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    Allyson Griswold DayakClick to see attachment Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    David EarlsClick to see attachment Pres / Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Jeffrey W EarlsClick to see attachment VP / Sec* / Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    John G EarlsClick to see attachment Treas
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    John V EarlsClick to see attachment Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Kit EarlsClick to see attachment Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Michael G EarlsClick to see attachment Sec / Treas* / Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Mark GriswoldClick to see attachment Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    D Ross Griswold JrClick to see attachment VP / Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    UBS Financial Services Investment Mgmt 113,387
    8044 Montgomery Rd
    CINCINNATI,OH452362926
    Foundation Source Administrative 58,620
    55 Walls Drive 3rd floor
    Fairfield,CT06824
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    14,449,324
    b
    Average of monthly cash balances.......................
    1b
    454,627
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    14,903,951
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    14,903,951
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    223,559
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    14,680,392
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    734,020
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    734,020
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    6,996
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    6,996
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    727,024
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    5,000
    5
    Add lines 3 and 4............................
    5
    732,024
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    732,024
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    911,910
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    911,910
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    6,996
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    904,914
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 732,024
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only.......  
    b Total for prior years:2012, 2011, 2010  
    3 Excess distributions carryover, if any, to 2014:
    a From 2009....... 182,470
    b From 2010....... 112,902
    c From 2011....... 124,972
    d From 2012....... 108,741
    e From 2013....... 122,988
    fTotal of lines 3a through e......... 652,073
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 911,910
    a Applied to 2013, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2014 distributable amount..... 732,024
    e Remaining amount distributed out of corpus 179,886
    5 Excess distributions carryover applied to 2014.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 831,959
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		182,470
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		649,489
    10 Analysis of line 9:
    a Excess from 2010.... 112,902
    b Excess from 2011.... 124,972
    c Excess from 2012.... 108,741
    d Excess from 2013.... 122,988
    e Excess from 2014.... 179,886
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AIDS SERVICE FOUNDATION OF GREATER KANSAS CITY
    PO BOX 32192
    KANSAS CITY,MO64171     		N/A PC General & Unrestricted 5,000
    ARCHIBALD PROJECT INC
    PO BOX 4038
    HORSESHOE BAY,TX78657     		N/A PC General & Unrestricted 1,250
    BLACK RIVER HISTORICAL SOCIETY INC
    PO BOX 73
    LUDLOW,VT05149     		N/A PC General & Unrestricted 3,000
    BOLSA CHICA CONSERVANCY
    3842 WARNER AVE
    HUNTINGTON BEACH,CA92649     		N/A PC Environment Division 14,000
    BOLSA CHICA CONSERVANCY
    3842 WARNER AVE
    HUNTINGTON BEACH,CA92649     		N/A PC Charitable Event 3,000
    BOLSA CHICA CONSERVANCY
    3842 WARNER AVE
    HUNTINGTON BEACH,CA92649     		N/A PC Education Programs 36,000
    BOLSA CHICA CONSERVANCY
    3842 WARNER AVE
    HUNTINGTON BEACH,CA92649     		N/A PC Endowment Fund 10,000
    BUYAMBA INC
    587 N VENTU PARK RD E410
    NEWBURY PARK,CA91320     		N/A PC General & Unrestricted 25,000
    CHOC FOUNDATION
    455 S MAIN ST
    ORANGE,CA92868     		N/A PC General & Unrestricted 2,500
    CHORUS AMERICA ASSOCIATION
    1156 15TH ST NW STE 310
    WASHINGTON,DC20005     		N/A PC General & Unrestricted 1,500
    CINCINNATI MUSICAL FESTIVAL ASSOC
    1241 ELM ST
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 5,000
    CINCINNATI OPERA ASSOCIATION
    1243 ELM ST MUSIC HALL
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 6,000
    CINCINNATI PLAYHOUSE IN THE PARK
    PO BOX 6537
    CINCINNATI,OH45206     		N/A PC General & Unrestricted 3,000
    COLON CANCER ALLIANCE
    1025 VERMONT AVE NW
    WASHINGTON,DC20005     		N/A PC "A Night for Michele" Fundraiser in honor of Michele Wilson 2,500
    CONSPIRARE INC
    505 E HUNTLAND DR STE 155
    AUSTIN,TX78752     		N/A PC General & Unrestricted 3,000
    DEVELOPING POTENTIAL INC
    251 NW EXECUTIVE WAY STE 200
    LEES SUMMIT,MO64063     		N/A PC General & Unrestricted 5,000
    DIRECT CONNECTIONS TO AFRICA INC
    1278 GLENNEYRE ST
    LAGUNA BEACH,CA92651     		N/A PC General & Unrestricted 32,000
    DRAGONFLY DEVELOPMENT RESOURCES INC
    51 FRONT ST
    CUMBERLAND,RI02864     		N/A PF Expenditure responsibility grant 5,000
    DRAGONFLY DEVELOPMENT RESOURCES INC
    51 FRONT ST
    CUMBERLAND,RI02864     		N/A PF Expenditure responsibility grant 40,000
    FAMILY REENTRY INC
    75 WASHINGTON AVE
    BRIDGEPORT,CT06604     		N/A PC General & Unrestricted 50,000
    FAMILY REENTRY INC
    75 WASHINGTON AVE
    BRIDGEPORT,CT06604     		N/A PC Charitable Event 12,500
    FAMILY REENTRY INC
    75 WASHINGTON AVE
    BRIDGEPORT,CT06604     		N/A PC Charitable Event 5,000
    FRACTURED ATLAS INC
    248 W 35TH ST 10TH FLR
    NEW YORK,NY10001     		N/A PC for The Man Who Planted Trees Project 1,250
    FRIENDS AND FOUNDATION ST HELENA PUBLIC LIBRARY
    1492 LIBRARY LN
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 1,000
    FRIENDS OF CAPITOL FOREST
    855 TROSPER RD SW 108-223
    TUMWATER,WA98512     		N/A PC General & Unrestricted 1,000
    GRACE EPISCOPAL CHURCH
    1314 SPRING ST
    ST HELENA,CA94574     		N/A PC General & Unrestricted 5,000
    HEART OF AMERICA SHAKESPEARE FESTIVAL
    3619 BROADWAY
    KANSAS CITY,MO64111     		N/A PC General & Unrestricted 45,000
    HOPE UNITED METHODIST CHURCH
    525 HUNTER LN
    LONE JACK,MO64070     		N/A PC The Giving Grove orchard Program 1,500
    HORIZONS AT GREENS FARMS ACADEMY
    35 BEACHSIDE AVE
    GREEN FARMS,CT06436     		N/A PC General & Unrestricted 5,000
    INSPIREINC
    25 FLEMING LN
    FAIRFIELD,CT06824     		N/A PC General & Unrestricted 6,300
    JOHNSON COUNTY BOARD OF SERVICES FOUNDATION
    200 N DEVASHER RD
    WARRENSBURG,MO64093     		N/A PC General & Unrestricted 12,575
    KANSAS CITY ACTORS THEATRE INC
    PO BOX 22510
    KANSAS CITY,MO64113     		N/A PC General & Unrestricted 10,000
    KANSAS CITY COMMUNITY GARDENS INC
    6917 KENSINGTON AVE
    KANSAS CITY,MO64132     		N/A PC The Giving Grove Program 5,000
    LINTON INCORPORATED
    1241 ELM ST CINCINNATI MUSIC HALL
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 5,000
    LONG BEACH CINEMATHEQUE
    375 REDONDO AVE STE 121
    LONG BEACH,CA90814     		N/A PC General & Unrestricted 1,250
    MILLIKIN UNIVERSITY
    1184 W MAIN ST
    DECATUR,IL62522     		N/A PC John C. Griswold Presidential Scholarship Fund 30,000
    MILLIKIN UNIVERSITY
    1184 W MAIN ST
    DECATUR,IL62522     		N/A PC Lynn Louise Griswold Scholarship Fund 5,000
    MILLIKIN UNIVERSITY
    1184 W MAIN ST
    DECATUR,IL62522     		N/A PC Exercise Science & Sports Pavilion 50,000
    MILLIKIN UNIVERSITY
    1184 W MAIN ST
    DECATUR,IL62522     		N/A PC Performance Learning Enhancement Grant 30,000
    NATIONAL MULTIPLE SCLEROSIS SOCIETY
    4440 LAKE FOREST DR STE 120
    CINCINNATI,OH45242     		N/A PC General & Unrestricted 2,500
    NIMBUS ARTS
    888 COLLEGE AVE
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 10,000
    NIMBUS ARTS
    888 COLLEGE AVE
    SAINT HELENA,CA94574     		N/A PC Hundreds of Hands Campaign 2,500
    NORTHERN NEW MEXICO RADIO FOUNDATION
    PO BOX 31366
    SANTA FE,NM87594     		N/A PC General & Unrestricted 5,000
    OKEMO TUTORIAL PROGRAM INC
    53 MAIN ST
    LUDLOW,VT05149     		N/A PC General & Unrestricted 2,500
    PIVOT MINISTRIES INC
    485 JANE ST
    BRIDGEPORT,CT06608     		N/A PC General & Unrestricted 1,000
    POWELL GARDENS INC
    1609 NW US HWY 50
    KINGSVILLE,MO64061     		N/A PC General & Unrestricted 22,425
    PREGNANCY CENTER EAST INC
    3944 EDWARDS RD
    CINCINNATI,OH45209     		N/A PC General & Unrestricted 6,000
    PROGRESSIVE PRISON MINISTRIES INC
    PO BOX 1232
    WESTON,CT06883     		N/A PC General & Unrestricted 2,000
    PROSPECT HOUSE INC
    682 HAWTHORNE AVE
    CINCINNATI,OH45205     		N/A PC General & Unrestricted 30,000
    RESTART INC
    918 E 9TH ST
    KANSAS CITY,MO64106     		N/A PC General & Unrestricted 5,000
    SANTA MARIA COMMUNITY SERVICES
    617 STEINER ST
    CINCINNATI,OH45204     		N/A PC General & Unrestricted 2,000
    SOUTHPORT CONGREGATIONAL CHURCH - UNITED CHURCH OF
    PO BOX 366
    SOUTHPORT,CT06890     		N/A PC General & Unrestricted 10,000
    SOUTHPORT CONGREGATIONAL CHURCH - UNITED CHURCH OF
    PO BOX 366
    SOUTHPORT,CT06890     		N/A PC Stained Glass Renovation Project 10,000
    ST HELENA HOSPITAL FOUNDATION
    10 WOODLAND RD
    SAINT HELENA,CA94574     		N/A SO II Volley in the Valley Project 1,500
    ST HELENA MONTESSORI SCHOOL INC
    880 COLLEGE AVE
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 25,000
    ST MARY'S CHURCH
    2853 ERIE AVE
    CINCINNATI,OH45208     		N/A PC General & Unrestricted 8,000
    STEPHEN C MCCULLAGH FUND
    1478 RAILROAD AVE
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 5,000
    THE PILOT HOUSE SPECIAL NEEDS RESOURCE FOUNDATION
    84 W PARK PL
    STAMFORD,CT06901     		N/A PC Giving Campaign - Indoor Arena 1,000
    UNICORN THEATRE
    3828 MAIN ST
    KANSAS CITY,MO64111     		N/A PC General & Unrestricted 5,000
    UNITED CEREBRAL PALSY ASSOCIATION OF CENTRAL CALIF
    4224 N CEDAR AVE
    FRESNO,CA93726     		N/A PC General & Unrestricted 1,250
    UNIVERSITY OF CALIFORNIA IRVINE FOUNDATION
    100 THEORY STE 250
    IRVINE,CA92617     		N/A PC Orthopaedic Biomechanics Lab in the Department of Orthopaedic Surgery 15,000
    UNIVERSITY OF CINCINNATI FOUNDATION
    PO BOX 19970
    CINCINNATI,OH45219     		N/A PC The Waddell Center for Multiple Sclerosis Division 20,000
    UNIVERSITY OF SAN DIEGO
    5998 ALCALA PARK
    SAN DIEGO,CA92110     		N/A PC Daniel Burkett Memorial Scholarship fund 5,000
    UNIVERSITY OF UTAH
    540 ARAPEEN DR STE 250
    SALT LAKE CITY,UT84108     		N/A PC John C. Griswold Scholarship fund 25,000
    VOCAL ARTS ENSEMBLE OF CINCINNATI
    1241 ELM ST
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 80,000
    WOMANS ART CLUB OF CINCINNATI FOUNDATION
    6980 CAMBRIDGE AVE
    CINCINNATI,OH45227     		N/A PC General & Unrestricted 2,000
    WWP INC - WOUNDED WARRIOR PROJECT INC
    4899 BELFORT RD STE 300
    JACKSONVILLE,FL32256     		N/A PC General & Unrestricted 10,000
    YOUNG LIFE
    PO BOX 70065
    PRESCOTT,TX86304     		N/A PC San Clemente Young Life division 5,000
    YOUNG LIFE
    PO BOX 70065
    PRESCOTT,TX86304     		N/A PC San Luis Obispo, CA Division 5,000
    Total .................................bullet 3a 809,800
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 410  
    4 Dividends and interest from securities....     14 345,591  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 509,300  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   855,301  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13855,301
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2014 CompensationExplanation
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Person Name Explanation
    Jeffrey W Earls *removed from position in 2015
    Michael G Earls *removed from position in 2015

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2014 DepreciationSchedule
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2014 ExpenditureResponsibilityStmt
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
     
          		51 Front St
    cumberland,RI02864     		2014-09-17 35,000 TO HELP FUND THE PURPLE CRAYON PROJECT 35,000 NO 7/13/15   None necessary
     
          		51 Front St
    cumberland,RI02864     		2014-12-16 5,000 To help fund Purple Crayon Project   NO 7/13/15   none necessary
     
          		51 Front St
    cumberland,RI02864     		2015-11-04 40,000 To help fund the purple crayon project   NO expected in 2016   none necessary

    TY 2014 InvestmentsCorpBondsSchedule
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AT&T INC GLBL NT - 3.000% - 02 149,646 148,289
    BANK OF AMERICA - 2.600% - 01/ 100,827 101,092
    BERKSHIRE HATHAWAY FIN CORP - 53,564 54,670
    BLACKROCK INC FR - 3.375% - 06 159,686 155,078
    CATERPILLAR INC NT - 5.700% - 151,165 155,221
    CISCO SYSTEMS INC - 5.500% - 0 156,693 151,655
    CITIGROUP INC - 2.500% - 07/29 50,384 50,427
    CITIGROUP INC - 4.450% - 01/10 79,539 77,476
    COMCAST CORP BOND - 2.850% - 0 149,684 150,677
    CONOCOPHILLIPS - 3.350% - 11/1 98,472 98,605
    DEERE JOHN CAP CORP - 2.800% - 95,850 98,544
    GENERAL ELECTRIC CO - 5.250% - 190,805 188,657
    GOLDMAN SACHS GROUP INC - 2.37 100,683 101,269
    IBM CORP NOTES - 5.700% - 09/1 139,864 134,860
    JPMORGAN CHASE & CO - 3.450% - 101,917 100,672
    MORGAN STANLEY - 2.125% - 04/2 24,882 25,171
    MORGAN STANLEY - 2.500% - 01/2 50,736 50,795
    ORACLE CORP - 5.250% - 01/15/2 73,759 75,423
    PEPSICO INC NOTES - 4.500% - 0 156,801 164,263
    PFIZER INC NT - 3.400% - 05/15 52,866 51,128
    UNITED PARCEL SRVC NT - 5.500% 105,142 108,836

    TY 2014 InvestmentsCorpStockSchedule
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABERCROMBIE & FITCH 136,057 123,503
    AETNA INC 51,293 120,731
    AGCO CP 80,184 78,406
    ALKERMES 14,538 25,309
    ALLERGAN INC 117,259 129,950
    ALLIANCE DATA SYSTEM CORP 36,797 114,166
    ALLY FINANCIAL INC 68,689 54,990
    ALPHABET INC CL A 17,099 49,585
    ALPHABET INC CL C 89,931 155,944
    ALTERA CORPORATION 10,221 26,875
    AMAZON COM 78,932 169,523
    AMERICAN EXPRESS CO 65,183 59,103
    AMERICAN TOWER REIT INC 7,295 17,590
    AMERIPRISE FINANCIAL INC 12,209 26,882
    AMERISOURCEBERGEN CORP 16,905 36,694
    AMETEK INC 9,086 32,126
    AMPHENOL CORPORATION 9,806 19,598
    ANADARKO PETROLEUM CORP 89,717 75,474
    ANSYS INC 6,267 19,108
    APPLE INC 7,803 167,394
    ASHLAND INC 13,307 14,532
    ATLAS AIR WORLDWIDE HOLDINGS 46,139 47,518
    AUTOMATIC DATA PROCESSING INC 84,442 142,760
    AUTONATION INC 11,673 20,263
    AUTOZONE INC 7,645 68,972
    AVAGO TECHNOLOGIES LIMITED 9,453 52,702
    AVNET INC 73,593 109,221
    BANK OF AMERICA CORP 112,316 118,698
    BED BATH & BEYOND INC 12,486 17,174
    BERRY PLASTICS GROUP INC 10,523 22,507
    BIG LOTS INC 38,555 52,638
    BIOGEN IDEC INC 18,590 18,646
    BLACKROCK INC 24,330 50,557
    BOEING CO 42,761 83,634
    BORG WARNER INC 14,801 10,630
    BROWN FORMAN CORP CL B 8,347 23,789
    CAPITAL ONE FINANCIAL CORP 72,302 98,530
    CARBO CERAMICS INC 58,903 20,597
    CARDTRONICS INC 18,053 22,228
    CARTER'S INC 15,210 14,573
    CHARTER COMMUNICATIONS 6,108 15,176
    CHECK POINT SOFTWARE TECHNOLOG 18,927 34,305
    CHEVRON CORP 58,842 71,230
    CHURCH & DWIGHT 8,501 24,444
    CISCO SYSTEMS INC 25,946 87,473
    CITIGROUP INC 57,855 71,399
    CITRIX SYSTEMS INC 53,662 65,783
    COGNIZANT TECHNOLOGY SOLUTIONS 11,067 59,349
    COLGATE-PALMOLIVE COMPANY 55,737 56,813
    COMCAST CORP 76,296 123,546
    COMMUNITY HEALTH 104,127 111,130
    CONCHO RESOURCES INC 7,158 16,197
    CRANE CO 122,947 105,341
    CROWN HOLDINGS INC 11,642 17,701
    CVS CAREMARK CORP 36,997 84,681
    DANAHER CORP 52,359 116,632
    DELPHI AUTOMOTIVE PLC 13,059 16,785
    DEVON ENERGY CORPORATION 64,420 74,996
    DICK'S SPORTING GDS 5,409 10,538
    DISCOVERY COMMUNICATIONS, INC 8,657 15,589
    DOLLAR GENERAL CORP 53,955 74,240
    DOLLAR TREE INC 6,043 38,258
    EATON CORP PLC 95,077 114,284
    EMC CORP-MASS 84,723 87,550
    ENVISION HEALTHCAR 15,468 12,045
    EOG RESOURCES INC 45,410 45,052
    EPAM SYSTEMS INC 15,033 34,956
    EQT CORPORATION 42,633 40,054
    EQUINIX, INC 8,955 26,982
    EXPRESS SCRIPTS HOLDING CO 61,626 105,311
    F M C CP 9,659 10,657
    FIDELITY NATIONAL INFORMATION 45,065 82,644
    FISERV INC 47,623 147,536
    FOOT LOCKER INC N.Y. COM 11,934 24,700
    GAMESTOP CORP 8,232 12,751
    GENERAL ELECTRIC CO 39,904 119,760
    GLOBAL PAYMENTS INC 16,928 22,955
    GRAINGER W W INC 7,057 18,249
    HALLIBURTON COMPANY 83,165 91,655
    HARTFORD FINANCIALSERVICES GRO 63,382 109,536
    HCA INC 24,712 25,250
    HD SUPPLY HLDGS INC 10,385 10,849
    HEALTHSOUTH CP 11,438 19,425
    HOME DEPOT INC 76,464 132,541
    HUBBELL CLASS B 14,200 13,007
    HUMANA INC 6,611 26,648
    IHS INC 13,495 14,551
    ING US INC 98,780 111,722
    INT'L FLAVORS & FRAGRANCES INC 15,930 21,242
    INTERCONTINENTAL EXCHANGE, INC 9,051 23,645
    INTERNATIONAL PAPER CO 55,603 92,235
    ISHARES MSCI PACIFIC EX-JAPAN 317,495 369,454
    ISHARES TRUST MSCI EAFE INDEX 199,584 181,949
    JAZZ PHARMACEUTICALS INC 13,189 13,193
    JOHNSON & JOHNSON 72,794 95,672
    JOHNSON CONTROLS INC 53,156 86,250
    JONES LANG LASALLE 9,835 23,921
    JP MORGAN ALERIAN MLP INDEX ET 300,466 300,199
    JP MORGAN CHASE 166,698 227,711
    KANSAS CITY SOUTHERN 5,692 13,911
    KENNAMETAL INC 101,749 74,003
    KEYCORP 82,997 112,615
    KINDER MORGAN INC 37,609 32,880
    LKQ CORPORATION 15,593 17,281
    MACY'S INC 120,078 103,171
    MARRIOTT INTERNATIONAL INC. 13,185 29,073
    MEDIVATION, INC 20,329 24,776
    MEDNAX, INC 15,119 33,687
    MEDTRONIC PLC 141,356 138,400
    MERCK & CO INC 136,965 161,414
    METLIFE INC 67,426 112,909
    MICROCHIP TECHNOLOGY INC 14,377 28,147
    MICROSOFT CORPORATION 86,299 154,898
    MOHAWK INDS INC 9,180 23,459
    MONSTER BEVERAGE CORP 4,488 49,939
    NCR CP 45,572 44,325
    NEXTERA ENERGY, INC 59,172 55,422
    NXP SEMICONDUCTORS 16,925 41,403
    O'REILLY AUTOMOTIVE INC 12,986 14,777
    OMNICOM GROUP 48,375 50,635
    OPEN TEXT CORP 55,654 60,320
    ORACLE CORP 68,998 107,362
    PBF ENERGY INC 76,123 128,961
    PENTAIR INC. 15,777 11,680
    PEPSICO INC 33,736 61,098
    POLARIS INDUSTRIES 14,731 12,441
    PRAXAIR INC 62,870 77,832
    PRUDENTIAL FINCL INC 115,513 114,246
    PTC INC 20,147 17,155
    QUALCOMM INC 137,244 102,947
    REXNORD CORP 12,510 9,623
    RIO TINTO PLC SPONSORED ADR 115,079 73,107
    ROPER INDUSTRIES 14,410 37,731
    ROSS STORES, INC 18,207 30,218
    SBA COMMUNICATIONS 14,706 27,342
    SIMON PPTY GROUP INC 47,625 59,597
    SKYWORKS SOLUTIONS, INC 8,224 29,721
    SPROUTS FARMERS MARKET INC 16,341 17,205
    STERICYCLE INC 3,255 18,108
    STRYKER CORPORATION 37,067 78,615
    SYMANTEC CORP 110,084 104,753
    T. ROWE PRICE ASSOCIATES 10,648 16,677
    TD AMERITRADE HOLDING CORP 17,388 19,817
    TE CONNECTIVITY LTD 14,748 17,041
    TEAM HEALTH HOLDINGSINC 15,552 24,537
    TEVA PHARMECEUTICAL SP ADR 67,011 109,184
    TEXTRON INC 63,246 94,301
    THE MOSAIC CO 71,208 53,946
    THERMO FISHER SCIENTIFIC INC 38,975 39,444
    TJX COMPANIES INC 48,727 70,600
    TRACTOR SUPPLY CO 11,055 22,963
    TRIUMPH GROUP INC 152,717 98,323
    TYCO INTERNATIONAL LTD 76,509 66,736
    ULTA SALON, COSMETICS & FRAGRA 10,566 11,356
    UNION PACIFIC 55,041 62,543
    UNITED TECHNOLOGIES CORP 42,684 60,512
    UNITEDHEALTH GROUP INC 39,731 99,185
    UNIVERSAL HLTH SVC B 21,405 28,436
    US BANCORP 72,554 87,122
    V F CORP 25,927 58,230
    VANTIV INC - CLASS A 17,250 39,691
    VERIZON COMMUNICATIONS 82,631 76,811
    VISA INC 44,209 73,637
    WABTEC 12,233 11,938
    WAL-MART STORES INC 72,857 67,372
    WELLS FARGO & CO 56,097 102,486
    WESCO AIRCRAFT HOLDINGS, INC 56,897 52,450
    WEX, INC 12,590 16,874
    WHIRLPOOL CORP 12,651 19,340
    WILLIAMS COS 74,219 74,034

    TY 2014 InvestmentsGovtObligationsSch
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    US Government Securities - End of Year Book Value:

    593,086
    US Government Securities - End of Year Fair Market Value:

    613,775
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2014 LegalFeesSchedule
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    General Consultations 1,295     1,295


    TY 2014 OtherExpensesSchedule
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 58,620     58,620
    Bank Charges 21 21    
    Indemnification Insurance 3,610     3,610
    State or Local Filing Fees 750     750


    TY 2014 OtherIncreasesSchedule
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Description Amount
       


    TY 2014 OtherProfessionalFeesSchedule
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 155,226 155,226    


    TY 2014 TaxesSchedule
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    990-PF Estimated Tax for 2015 13,000      
    990-PF Excise Tax for 2014 3,973      
    Foreign Tax Paid 486 486