| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ROCK & CO - TAX & ACCOUNTING F | 71,601 | 71,601 |
| Category | Amount |
|---|---|
| HEALTHPOINT SERVICES GLOBAL | 50,000 |
| CLEARBON INC | 50,000 |
| LUMNI INC | 50,000 |
| ROOT CAPITAL | 100,000 |
| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|
| Grantee's Name | Grantee's Address | Grant Date | Grant Amount | Grant Purpose | Amount Expended By Grantee | Any Diversion By Grantee? | Dates of Reports By Grantee | Date of Verification | Results of Verification |
|---|---|---|---|---|---|---|---|---|---|
|
|
55 Park Avenue New York,NY10016 |
2010-05-04 | To finance and build low cost, high quality health care clinics in rural India and other countries. | NO | September 30, 2014 | The foundation has no reason to doubt the accuracy or reliability of the reports from the investee and has not independently verified the reports. | |||
|
|
955 Massachusetts Avenue 5th Floor Cambridge,MA02139 |
2010-05-06 | Provide financing to international agricultural entrepreneurs who fall is the missing middle | NO | September 30, 2014 | The foundation has no reason to doubt the accuracy or reliability of the reports from the investee and has not independently verified the reports. | |||
|
|
251 Crandon Blvd Suite 327 Key Biscayne,FL33149 |
2011-05-24 | To give students the opportunity to invest in their education using the value of future earnings | NO | September 30, 2014 | The foundation has no reason to doubt the accuracy or reliability of the reports from the investee and has not independently verified the reports. | |||
|
|
60 29th Street 131 San Francisco,CA94110 |
2013-02-08 | 50,000 | To raise resident awareness about supporting local businesses | 50,000 | NO | 09302015 | 2015-09-30 | The foundation has no reason to doubt the accuracy or reliability of the reports from the investee and has not independently verified the reports. |
|
|
1649 County Road 7A Copake,NY12516 |
2015-07-08 | 100,000 | Conserving farmland, making it accessible to farmers at an affordable rate | 100,000 | NO | 09302015 | 2015-09-30 | The foundation has no reason to doubt the accuracy or reliability of the reports from the investee and has not independently verified the reports. |
|
|
74 TRINITY PLACE 9TH FLOOR NEW YORK,NY10006 |
2009-09-01 | 465,000 | To change the way the world tackles poverty | 465,000 | NO | 09/30/2015 | 2015-09-30 | The foundation has no reason to doubt the accuracy or reliability of the reports from the investee and has not independently verified the reports. |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| TEMPLETON GLOBAL BOND FUND | 2,421,819 | 2,157,987 |
| BLACKROCK LOW DURATION BOND | 2,428,772 | 2,399,165 |
| PARAMETRIC | 3,823,506 | 4,337,938 |
| BLACKROCK TOTAL RETURN FUND | 2,510,365 | 2,478,074 |
| APERIO | 1,591,638 | 2,678,633 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| GENERATION IM GLOBAL EQUITIES | 3,640,107 | 4,125,664 | 4,875,948 |
| GS CAPITAL PARTNERS 2000, LP | 4,651,276 | 4,384,523 | 470,514 |
| GS VINTAGE FUND II OFFSHORE | 364,570 | ||
| MICROVEST II LP | 438,623 | 415,188 | 451,728 |
| ACUMEN FUND, LP | 256,718 | 183,860 | 465,000 |
| WOODCOCK INVESTMENT FUND #6 | 1,558,886 | 753,006 | 3,254,070 |
| WOODCOCK INVESTMENT FUND #7 | 5,628,698 | 8,566,271 | 10,292,010 |
| WOODCOCK INVESTMENT FUND #8 | 1,385,066 | 1,467,112 | 1,198,683 |
| ROCKEFELLER SUSTAINABILITY & I | 1,032,358 | 1,068,512 | 1,605,211 |
| MICROVEST SHORT FURATION FUND | 790,184 | 816,296 | 822,714 |
| CHARCO NO. 4 | 2,453,895 | 2,623,660 | 2,353,735 |
| CHARCO NO. 5 | 3,585,123 | 3,651,854 | 4,437,183 |
| FARALLON CAPITAL PARTNERS, LP | 782,375 | 1,805,909 | |
| FARMLAND RENEWAL, LLC | 100,000 | 100,000 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ANNUAL FILING FEE- NY ATTY GEN | 750 | 750 | ||
| PHONE | 318 | 318 | ||
| POSTAGE | 227 | 227 | ||
| SUPPLIES | 2,325 | 2,325 | ||
| MEALS | 5,529 | 5,529 | ||
| MEMBERSHIPS | 3,000 | 3,000 | ||
| OTHER MISCELLANEOUS EXPENSES | 11,430 | 11,430 | ||
| CONSULTANT | 26,000 | 26,000 | ||
| MICROVEST SHORT DURATION FUND | 5,096 | 5,096 | ||
| ACUMEN FUND LP | 7,181 | 7,181 | ||
| CHARCO 5 | 66,656 | 66,656 | ||
| GENERATION IM GLOBAL EQ FD | 30,013 | 30,013 | ||
| ROCK SUSTAIN 7 IMPACT FUND LP | 28,884 | 28,884 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| GS CAP PTNRS 200 | 2,101 | 2,101 | |
| CHARCO NO 4 | 96,282 | 96,282 | |
| WIF #7 | 45,339 | 45,339 | |
| FEDERAL EXCISE TAX REFUND | 4,000 |
| Borrower's Name | Relationship to Insider | Original Amount of Loan | Balance Due | Date of Note | Maturity Date | Repayment Terms | Interest Rate | Security Provided by Borrower | Purpose of Loan | Description of Lender Consideration | Consideration FMV |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 50,000 | 50,000 | 2010-05 | 2015-12 | PRINCIPAL AMOUNT DUE WITH SIMPLE INTEREST | 200 % | TO BUILD LOW COST HIGH QUALITY HEALTH CARE CLINICS | |||||
| 100,000 | 100,000 | 2010-05 | 2017-09 | PRINCIPAL AMOUNT DUE WITH SIMPLE INTEREST | 175 % | FINANCING INTERNATIONAL AGRICULTURAL ENTREPRENEURS | |||||
| 50,000 | 50,000 | 2011-05 | 2016-12 | PRINCIPAL AMOUNT DUE WITH SIMPLE INTEREST | 600 % | GIVE STUDENTS THE ABILITY TO INVEST IN THEIR EDUCA | |||||
| 50,000 | 50,000 | 2017-09 | ACCRUED INTEREST PLUS OUTSTANDING PRINCIPAL QTRLY | 600 % | FINANCING |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| WOODCOCK FIN'L MGT - INVEST MG | 85,697 | 85,697 | ||
| GS CAPITAL PARTNERS 2000, LP - | 10,265 | 10,265 | ||
| WOODCOCK INVESTMENT FUND # 6 - | 56,104 | 56,104 | ||
| WOODCOCK INVESTMENT FUND # 7 - | 92,308 | 92,308 | ||
| WOODCOCK INVESTMENT FUND # 8 - | 10,263 | 10,263 | ||
| GENERATION IM GLOBAL EQUITY FD | 37,816 | 37,816 | ||
| MICROVEST II, LP | 12,280 | 12,280 | ||
| ACUMEN FUND, LP | 18,325 | 18,325 | ||
| CUSTODY FEES | 2,503 | 2,503 | ||
| MICRO VEST SHORT DURATION | 12,471 | 12,471 | ||
| CHARCO 4 | 17,467 | 17,467 | ||
| CHARCO 5 | 91,320 | 91,320 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES | 24,575 | 24,575 | ||
| FEDERAL EXCISE TAXES - CURRENT | 47,000 | |||
| FEDERAL EXCISE TAXES - PRIOR | 45,023 |
| Name | US / Foreign Address |
EIN | Description | Amount |
|---|---|---|---|---|
|
1 Rockefeller Plaza Suite 1520 New York,NY10020 |
20-2704647 | Distribution of Capital | 0 | |
|
1 Rockefeller Plaza Suite 1520 New York,NY10020 |
20-2704807 | Distribution of Capital | 0 | |
|
1 Rockefeller Plaza Suite 1520 NEW YORK,NY10020 |
46-1582761 | None | 0 | |
|
1 Rockefeller Plaza Suite 1520 NEW YORK,NY10020 |
20-2704750 | Distribution of Capital | 0 | |
|
1 Rockefeller Plaza Suite 1520 New York,NY10020 |
46-1583080 | Distribution of Capital | 0 | |
| Total | ||||