Form990-PF
Click to see list of attachments

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 01-01-2015 , and ending 12-31-2015
Name of foundation
THE UPLANDS FAMILY FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)134 THE UPLANDS
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BERKELEY, CA94705
A Employer identification number

94-3257271
B Telephone number (see instructions)

(510) 654-9514
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$6,664,304J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments 10,126 10,126  
4 Dividends and interest from securities... 46,227 46,227  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 54,022
b Gross sales price for all assets on line 6a 1,245,571
7 Capital gain net income (from Part IV, line 2)... 54,022
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 3,269 3,269  
12 Total. Add lines 1 through 11........ 113,644 113,644  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 72,000 24,000   48,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 11,492 3,831   7,661
c Other professional fees (attach schedule).... Click to see attachment 88,004 88,004    
17 Interest............... 15 15    
18 Taxes (attach schedule) (see instructions)... Click to see attachment 196 196    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see list of attachments 1,916 670   1,246
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 173,623 116,716   56,907
25 Contributions, gifts, grants paid....... 372,000 372,000
26 Total expenses and disbursements. Add lines 24 and 25 545,623 116,716   428,907
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -431,979
b Net investment income (if negative, enter -0-) 0
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 286,965 164,743 164,743
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 109,381 Click to see attachment29,464 24,448
b Investments—corporate stock (attach schedule)....... 1,087,080 Click to see attachment952,346 1,088,451
c Investments—corporate bonds (attach schedule)....... 323,701 Click to see attachment199,060 198,777
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 4,168,270 Click to see attachment4,197,805 5,187,885
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 5,975,397 5,543,418 6,664,304
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 33,362 33,362
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 5,942,035 5,510,056
30 Total net assets or fund balances (see instructions)..... 5,975,397 5,543,418
31 Total liabilities and net assets/fund balances (see instructions). 5,975,397 5,543,418
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
5,975,397
2
Enter amount from Part I, line 27a .....................
2
-431,979
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
5,543,418
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
5,543,418
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 1 CHARLES SCHWAB - SEE ATTACHED P 2015-06-30 2015-12-31
b 1 CHARLES SCHWAB - SEE ATTACHED P 2014-06-30 2015-12-31
c 1 LPL FINANCIAL - SEE ATTACHED P 2015-06-30 2015-12-31
d 1 LPL FINANCIAL - SEE ATTACHED P 2014-06-30 2015-12-31
e 62193.77 DRAWBRIDGE SPECIAL OPP FUND P 2012-12-31 2015-08-04
1 LPL-SHORT TERM CAP GAIN DISTRIBUITION P 2015-06-30 2015-12-31
1 LPL-- LONG TERM CAP GAIN DISTRIBUITION P 2014-06-30 2015-12-31
1 K1 - LONG TERM CAP GAIN DISTRIBUITION P 2014-06-30 2015-12-31
1 K1 SHORT TERM CAP GAIN DISTRIBUITION P 2015-06-30 2015-12-31
1 K1 SECTION 1231 GAIN P 2014-06-30 2015-12-31
1 K1 SECTION 1256 LOSS P 2014-06-30 2015-12-31
1 K1 SECTION 1256 LOSS P 2015-06-30 2015-12-31
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 24,633   24,001 632
b 274,493   179,755 94,738
c 202,364   190,806 11,558
d 591,660   734,790 -143,130
e 124,388   62,194 62,194
10,078     10,078
5,325     5,325
11,230     11,230
1,051     1,051
349     349
    2 -2
    1 -1
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       632
b       94,738
c       11,558
d       -143,130
e       62,194
      10,078
      5,325
      11,230
      1,051
      349
      -2
      -1
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 54,022
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 435,371 7,567,680 0.05753
2013 414,074 7,361,203 0.05625
2012 417,287 7,144,281 0.05841
2011 421,080 7,212,630 0.05838
2010 407,960 7,354,664 0.05547
2
Total of line 1, column (d) .....................
20.286041
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.057208
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
7,217,015
5
Multiply line 4 by line 3......................
5
412,871
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
 
7
Add lines 5 and 6........................
7
412,871
8
Enter qualifying distributions from Part XII, line 4.............
8
428,907
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 0
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3  
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5  
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 7,769
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 7,769
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 7,769
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet7,769 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
No
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletMARIAN J BERG Telephone no.bullet (707) 254-1173

    Located atbulletP O BOX 2790NAPACA ZIP+4bullet94558
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JEFFREY HOROWITZ Secretary
    10.00     		36,000    
    138 THE UPLANDS
    BERKELEY,CA94705
    LYNN HOROWITZ President
    10.00     		36,000    
    138 THE UPLANDS
    BERKELEY,CA94705
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    7,037,910
    b
    Average of monthly cash balances.......................
    1b
    289,009
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    7,326,919
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    7,326,919
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    109,904
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    7,217,015
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    360,851
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    360,851
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
     
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    360,851
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    360,851
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    360,851
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    428,907
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    428,907
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    428,907
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 360,851
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2015:
    a From 2010...... 40,691
    b From 2011...... 64,564
    c From 2012...... 60,931
    d From 2013...... 50,456
    e From 2014...... 60,993
    fTotal of lines 3a through e........ 277,635
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 428,907
    a Applied to 2014, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 360,851
    e Remaining amount distributed out of corpus 68,056
    5 Excess distributions carryover applied to 2015.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 345,691
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		40,691
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		305,000
    10 Analysis of line 9:
    a Excess from 2011.... 64,564
    b Excess from 2012.... 60,931
    c Excess from 2013.... 50,456
    d Excess from 2014.... 60,993
    e Excess from 2015.... 68,056
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    JEFFREY HOROWITZ
    LYNN HOROWITZ
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ACCESS INSTITUTE
    110 GOUGH ST
    SAN FRANCISCO,CA94102     		  PC MENTAL HEALTH SERVICES FOR LOW-INCOME INDIVIDUALS 2,000
    ALAMEDA COUNTY MEALS ON WHEELS
    6955 FOOTHILL BLVD 300
    OAKLAND,CA94605     		  PC MEAL DELIVERY TO HOMEBOUND SENIORS 3,000
    ALEXANDER VALLEY UNION
    8511 CA-128
    HEALDSBURG,CA95448     		  PC ELEMENTARY SCHOOL PROGRAMS 23,000
    ALTA BATES SUMMIT FOUNDATION
    TELEGRAPH AVE SUITE 601
    BERKELEY,CA94705     		  PC MEDICAL CARE FOR ALAMEDA COUNTY RESIDENTS 3,500
    AMERICAN BONE HEALTH
    1814 FRANKLIN STREET SUITE 620
    OAKLAND,CA94612     		  PC EDUCATION ON OSTEOPOROSIS AND BONE HEALTH 30,000
    BERKELEY COMMUNITY FUND
    2111 MLK JR WAY
    BERKELEY,CA94704     		  PC COLLEGE SCHOLARSHIPS FOR BERKELEY HIGH SCHOOL STUDENTS 2,500
    BERKELEY FOOD AND HOUSING PROJECT
    1901 FAIRVIEW ST
    BERKELEY,CA94703     		  PC FOOD AND HOUSING FOR THE HOMELESS IN BERKELEY CA 3,000
    BERKELEY PUBLIC LIBRARY FOUNDATION
    2090 KITTREDGE STREET
    BERKELEY,CA94704     		  PC SUPPORT FOR LITERACY AND ACCESS TO BOOKS 2,500
    BLACK GIRLS CODE
    2323 BROADWAY
    OAKLAND,CA94612     		  PC TECHNOLOGY EDUCATION FOR AFRICAN AMERICAN GIRLS 2,000
    CENTER FOR INTERNATIONAL POLICY
    2000 M STREET NW SUITE 720
    WASHINGTON,DC20036     		  PC PROMOTE COOPERATION, TRANSPARENCY AND ACCOUNTABILITY IN GLOBAL RELATIONS 125,000
    CHATHAM HALL
    800 CHATHAM HALL CIR
    CHATHAM,VA24531     		  PC ALL GIRLS COLLEGE PREPARATORY EDUCATION 5,000
    COLLEGE OF THE ATLANTIC
    105 EDEN ST
    BAR HARBOR,ME04609     		  PC LIBERAL ARTS EDUCATION 2,000
    COLLEGE TRACK
    4301 3RD STREET
    SAN FRANCISCO,CA94124     		  PC INCREASE HS GRADUATION AND COLLEGE ENROLLMENT IN COMMUNITIES UNDERREPRESENTED IN HIGHER EDUCATION 2,000
    GEYSERVILLE VOLUNTEER FIRE FIGHTER
    P O BOX 1042
    GEYSERVILLE,CA95441     		  PC PUBLIC SAFETY IN RURAL SONOMA COUNTY 2,900
    GOLDEN GATE AUDUBON SOCIETY
    2530 SAN PABLO AVE G
    BERKELEY,CA94702     		  PC WILDLIFE EDUCATION AND PRESERVATION 2,000
    HARVARD GRADUATE SCHOOL
    1350 MASSACHUSETTS AVENUE
    CAMBRIDGE,MA02138     		  PC HIGHER EDUCATION 5,000
    HILLS CONSERVATION NETWORK
    P O BOX 5426
    BERKELEY,CA94705     		  PC PROMOTE A HEALTHY ECOSYSTEM IN THE BERKELEY/OAKLAND CA HILLS 4,000
    HOPALONG ANIMAL RESCUE
    945 22ND AVE
    OAKLAND,CA94606     		  PC RESCUE AND REHABILITATION OF ADOBTABLE ANIMALS TO MINIMIZE EUTHANASIA 2,000
    INNOCENCE PROJECT INC
    40 WORTH ST SUITE 701
    NEW YORK,NY10013     		  PC CRIMINAL JUSTICE REFORM 2,500
    THE JANE GOODALL INSTITUTE
    1595 SPRING HILL RD SUITE 550
    VIENNA,VA22182     		  PC GLOBAL WILDLIFE AND ENVIRONMENTAL CONSERVATION 20,000
    KPFA RADIO
    1929 MARTIN LUTHER KING JR WAY
    BERKELEY,CA94704     		  PC SUPPORT FOR PUBLIC RADIO PROGRAMMING 2,000
    KQED
    2601 MARIPOSA STREET
    SAN FRANCISCO,CA94110     		  PC SUPPORT FOR PUBLIC TELEVISION PROGRAMMING 2,500
    LA CLINICA DE LA RAZA
    P O BOX 22210
    OAKLAND,CA94623     		  PC ACCESS TO HIGH QUALITY HEALTH CARE IN UNDERSERVED COMMUNITIES 2,000
    MARIN MONTESSORI SCHOOL
    5200 PARADISE DRIVE
    CORTE MADERA,CA94925     		  PC EDUCATION PROGRAMS TO SUPPORT INDIVIDUAL POTENTIAL 10,000
    MDI HOSPITAL
    10 WAYMAN LN
    BAR HARBOR,ME04609     		  PC HEALTH CARE PROGRAMS FOR THE COMMUNITY OF BAR HARBOR ME 2,000
    MILO FOUNDATION
    200 S GARRARD BLVD
    RICHMOND,CA94801     		  PC ANIMAL RESCUE AND ADOPTION 3,500
    MONGABAYORG
    P O BOX 0291
    MENLO PARK,CA94026     		  PC ENVIRONMENTAL SCIENCE AND CONSERVATION AWARENESS 5,000
    OAKLAND LEAF
    7700 EDGEWATER DR 818
    OAKLAND,CA94621     		  PC CREATIVE EDUCATION FOR YOUTH AND FAMILIES 2,000
    OAKLAND SCHOOL FOUNDATION
    1000 BROADWAY
    OAKLAND,CA94607     		  PC EDUCATIONAL PROGRAMS FOR OAKLAND CA PUBLIC SCHOOLS 1,500
    ORANGUTAN OUTREACH
    225 E 76TH ST 6F
    NEW YORK,NY10021     		  PC WILD ANIMAL CONSERVATION 4,000
    PEPPERWOOD FOUNDATION
    PEPPERWOOD PRESERVE RD
    SANTA ROSA,CA95404     		  PC SCIENCE BASED CONSERVATION IN THE MAYACAMAS MOUNTAINS 2,000
    PROSPECT SIERRA SCHOOL
    2060 TAPSCOTT AVE
    EL CERRITO,CA94530     		  PC INDEPENDENT K THROUGH 8TH GRADE EDUCATION 2,500
    ROSA PARK SCHOOL
    920 ALLSTON WAY
    BERKELEY,CA94710     		  PC ENVIRONMENTAL SCIENCE MAGNET SCHOOL 1,100
    SAFE PASSAGE
    81 BRIDGE STREET SUITE 104
    YARMOUTH,ME04096     		  PC LEGAL COUNSEL FOR IMMIGRANT CHILDREN 2,000
    SAINT ELIZABETH HIGH SCHOOL
    1530 34TH AVE
    OAKLAND,CA94601     		  PC COLLEGE PREPARATORY HIGH SCHOOL EDUCATION 5,000
    SONOMA LAND TRUST
    822 5TH ST
    SANTA ROSA,CA95404     		  PC SONOMA COUNTY LAND CONSERVATION 3,500
    ST ANTHONY FOUNDATION
    150 GOLDEN GATE AVENUE
    SAN FRANCISCO,CA94102     		  PC MEALS FOR THE HOMELESS 2,000
    ST ELIZABETH ELEMENTARY
    1516 33RD AVE
    OAKLAND,CA94601     		  PC RIGOROUS ACADEMIC ELEMENTARY SCHOOL EDUCATION 2,500
    THINK COLLEGE NOW
    2825 INTERNATIONAL BLVD
    OAKLAND,CA94601     		  PC PROVIDE EQUAL OPPORTUNITY FOR COLLEGE ATTENDANCE 2,500
    UC BOTANICAL GARDEN
    200 CENTENNIAL DR
    BERKELEY,CA94720     		  PC BOTANICAL CONSERVATION AND EDUCATION 2,500
    USFUVG
    P O BOX 30
    PRINCETON,NJ08542     		  PC IMPROVE EDUCATIONAL OPPORTUNITIES FOR THE RURAL POOR OF GUATEMALA 2,500
    VINCENT ACADEMY
    2501 CHESTNUT ST
    OAKLAND,CA94607     		  PC ACADEMICALLY RIGOROUS COMMUNITY-MINDED ELEMENTARY SCHOOL EDUCATION 2,500
    WILDCARE
    76 ALBERT PARK LN
    SAN RAFAEL,CA94901     		  PC WILDLIFE HOSPITAL AND CONSERVATION EDUCATION 2,000
    WILDLIFE ASSOCIATES
    P O BOX 3098
    HALF MOON BAY,CA94019     		  PC PROVIDE CARE FOR NON-RELEASABLE ANIMALS 2,000
    ZAMORANO
    2655 CASEY ST
    SAN DIEGO,CA92139     		  PC INTERNATIONAL EDUCATION 2,500
    ALAMEDA COUNTY COMMUNITY FOOD BANK
    7900 EDGEWATER DR
    OAKLAND,CA94621     		  PC FOOD FOR LOW INCOME RESIDENTS OF ALAMEDA COUNTY CA 3,000
    CLIMATE ONE
    555 POST ST
    SAN FRANCISCO,CA94105     		  PC FORUM FOR DISCUSSIONS ON ENVIRONMENTAL, ENERGY AND CLIMATE CHANGE ISSUES 2,500
    EVERY MOTHER COUNT
    180 VARICK ST SUITE 1116
    NEW YORK,NY10014     		  PC MATERNITY CARE 1,000
    GRUPO CLEOFAS
    19 HOLLISTER RANCH ROAD
    GAVIOTA,CA93117     		  PC CONSERVATION OF ISLAND ECOSYSTEMS 2,500
    LATINO SERVICE PROVIDER
    930 SHILOH ROAD BLDG 40 STE A
    WINDSOR,CA95492     		  PC MENTAL HEALTH SERVICE FOR UNDERSERVED RESIDENTS OF SOMONMA COUNTY CA 2,500
    LIGHTHOUSE COMMUNITY CHARTER SCHOOL
    444 HEGENBERGER ROAD
    OAKLAND,CA94606     		  PC QUALITY HIGH SCHOOL EDUCATION FOR LOW-INCOME LATINO STUDENTS 2,500
    MARIN AGRICULTURE LAND TRUST
    145 A ST
    POINT REYES STATION,CA94956     		  PC MARIN COUNTY CA LAND CONSERVATION 1,000
    NEW YORK BOTANICAL GARDEN
    2900 SOUTHERN BLVD
    BRONX,NY10458     		  PC BOTANICAL CONSERVATION AND EDUCATION 2,000
    NORTHEAST HARBOR LIBRARY
    1 JOY ROAD
    NORTHEAST HARBOR,ME04662     		  PC PROMOTE LITERACY AND ACCESS TO BOOKS 2,000
    ONE FAM
    1600 7TH STREET
    OAKLAND,CA94607     		  PC COMMUNITY ORGANIZATION CREATING SPACES FOR COMMUNITY SOLIDARITY AND FOR TRAINING COMMUNITY ORGANIZERS 2,000
    PERALTA COLLEGE FOUNDATION
    333 8TH STREET
    OAKLAND,CA94606     		  PC COMMUNITY COLLEGE SERVING ALAMEDA COUNTY CA 2,000
    PRISTINE MIND FOUNDATION
    P O BOX 10671
    SAN RAFAEL,CA94912     		  PC PROMOTE SPIRITUAL LIVING THROUGH BUDHIST TEACHINGS 5,000
    SLIDE RANCH
    2025 SHORELINE HWY
    MUIR BEACH,CA94965     		  PC PROVIDE ACCESS TO NATURE AND FARMS FOR URBAN CHILDREN 1,000
    SPIRITHORSE CENTER
    WETLAND EDGE ROAD
    AMERICAN CANYON,CA94503     		  PC THERAPUTIC RIDING FOR CHILDREN AND ADULTS 2,500
    SRJC FOUNDATION
    1501 MENDOCINO AVE
    SANTA ROSA,CA95401     		  PC JUNIOR COLLEGE EDUCATION FOR SONOMA COUNTY CA 2,000
    THE NEIGHBORHOOD HOUSE
    3065 RICHMOND PKWY
    RICHMOND,CA94806     		  PC MULTI-SERVICE SOCIAL ADVOCACY AGENCY FOR DIVERSE ETHNIC FAMILIES 2,000
    TOWN SCHOOL FOR BOYS
    2750 JACKSON ST
    SAN FRANCISCO,CA94115     		  PC RIGOROUS ACADEMIC EDUCATION FOR BOYS 10,000
    TROPICAL FOREST GROUP
    1125 FORT STOCKTON DR
    SAN DIEGO,CA92103     		  PC CONSERVE AND RESTORE THE PLANET'S REMAINING TROPICAL FORESTS 2,000
    TURTLE ISLAND RESTORATION
    9255 SIR FRANCIS DRAKE BLVD
    OLEMA,CA94950     		  PC OCEAN CONSERVATION AND MARINE PROTECTION 2,000
    UNITED WAY OF THE WINE COUNTRY
    975 CORPORATE CENTER PKWY 160
    SANTA ROSA,CA95407     		  PC SUPPORT FOR VICTIMS OF CALIFORNIA WILDFIRES 3,000
    UNIVERSITY OF PUGET SOUND
    1500 N WARMER ST
    TACOMA,WA98416     		  PC LIBERAL ARTS UNDERGRADUATE EDUCATION 4,000
    Total .................................bullet 3a 372,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		    14 10,126  
    4 Dividends and interest from securities....     14 46,227  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 54,022  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue:
    aAMORTIZATION     		    14 1,801  
    bK1 OTHER INCOME     14 299  
    cNET RENTAL INCOME K1     14 26  
    dORDINARY INCOME K1     14 1,126  
    eOTHER INCOME K1 LINE 11F     14 -1  
    fROYALTIES K1     14 18  
    12 Subtotal. Add columns (b), (d), and (e)..   113,644  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13113,644
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID: 15000324
    Software Version: 2015v2.0


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2015 AccountingFeesSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEE 11,492 3,831 0 7,661

    TY 2015 InvestmentsCorpBondsSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Name of Bond End of Year Book Value End of Year Fair Market Value
    LPL FINANCIAL - CORPORATE BONDS 199,060 198,777

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CHARLES SCHWAB - CANNEL CAPITAL 288,346 214,659
    LPL FINANCIAL - CORPORATE STOCK 664,000 873,792

    TY 2015 InvestmentsGovtObligationsSch
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    15000324
    Software Version:
    2015v2.0
    US Government Securities - End of Year Book Value:

    29,464
    US Government Securities - End of Year Fair Market Value:

    24,448
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2015 InvestmentsOtherSchedule2
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    BLACKSTONE GROUP-PTP TAX ADJ AT COST 1,745  
    CARYLE GROUP LTD - PTP TAX ADJ AT COST 3,925  
    KKR & CO LP - PTP TAX ADJ AT COST 9,512  
    LPL FINANCIAL - PTP AT COST 115,510 99,227
    LPL FINANCIAL - MUTUAL FUNDS AT COST 685,031 638,416
    LPL FINANCIAL - RIGHTS AND WARRANTS AT COST 25,436 61,357

    TY 2015 OtherExpensesSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BROKER FEE 50 50    
    DEPLETION K1 343 114   229
    FILLING FEE 85 28   57
    MISCELLANEOUS -20 -7   -13
    OFFICE SUPPLIES 306 102   204
    OTHER DEDUCTION K1 358 119   239
    OTHER DEDUCTION K1 LINE 13H 339 113   226
    OTHER DEDUCTION K1 LINE 13K 211 70   141
    OTHER DEDUCTION K1 LINE 13W 19 6   13
    WIRE FEE 225 75   150


    TY 2015 OtherIncomeSchedule2
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    AMORTIZATION 1,801 1,801  
    K1 OTHER INCOME 299 299  
    NET RENTAL INCOME K1 26 26  
    ORDINARY INCOME K1 1,126 1,126  
    OTHER INCOME K1 LINE 11F -1 -1  
    ROYALTIES K1 18 18  


    TY 2015 OtherProfessionalFeesSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISOR FEES 88,004 88,004 0 0


    TY 2015 TaxesSchedule
    Name:
    THE UPLANDS FAMILY FOUNDATION
    EIN:
    94-3257271
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX WITHHELD ON DIVIDENDS 196 196