| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| MICHAEL SCHWARTZBARD, CPA LLC | 9,200 | 0 | 9,200 |
| Identifier | Return Reference | Explanation |
|---|---|---|
| PART VII- B, LINE 1B | IN ACCORDANCE WITH REG. SEC. 53.4941(D)-3(C), THE ACT REFERRED TO IN 1A(4)(COMPENSATION) QUALIFIED UNDER AN EXCEPTION BECAUSE THE COMPENSATION TO THE TREASURER WAS FOR THE PERFORMANCE OF PROFESSIONAL ACCOUNTING SERVICES WHICH WERE REASONABLE AND NECESSARY TO CARRY OUT THE FOUNDATION'S EXEMPT PURPOSES AND TEH COMPENSATION WAS NOT EXCESSIVE IN AMOUNT. |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| ACCOLADE PARTNERS V, L.P. | FMV | 189,734 | 189,734 |
| ROCK SPRINGS CAPITAL OFFSHORE FUND LP | FMV | 1,049,625 | 1,049,625 |
| ROCKEFELLER BALANCED FUND LP | FMV | 3,857,406 | 3,857,406 |
| ART | FMV | 5,973,025 | 5,973,025 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| SIMPSON THACHER & BARTLETT LLP | 33,543 | 0 | 33,543 | |
| DLA PIPER | 3,324 | 0 | 3,324 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ART-MOVING EXPENSE | 1,000 | 1,000 | 0 | |
| BANK CHARGES | 15 | 0 | 15 | |
| DELAWARE ANNUAL REPORT | 25 | 0 | 25 | |
| MANAGEMENT & CUSTODY FEES | 529 | 529 | 0 | |
| NJ ANNUAL REPORT | 25 | 0 | 25 | |
| PORTFOLIO DEDUCTIONS - ROCKEFELLER BALANCED FUND,LP | 23,632 | 23,632 | 0 | |
| REGISTERED AGENT | 365 | 0 | 365 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| ROCK SPRINGS CAPITAL OFFSHORE FUND LP - PFIC | 18,615 | 18,615 | 18,615 |
| ROCKEFELLER BALANCED FUND LP | 4 | 4 | 4 |
| ACCOLADE PARTNERS V LP | -13,273 | -13,273 | -13,273 |
| MISCELLANEOUS - PASSTHROUGHS | 941 | 941 | 941 |
| Description | Amount |
|---|---|
| IRS PENALTY REVERSAL | 580 |
| PASSTHROUGH ENTITIES - UNREALIZED GAIN & NONDEDUCTIBLE EXPENSE | 29,563 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| DUE TO DAVID KILLEN GALLERY | 0 | 1,200 |
| Name | Address |
|---|---|
|
HERBERT J KAYDEN TRUST UA DATED 5614 |
C/O JOELLE KAYDEN 1177 22ND STREET NW 6K WASHINGTON,DC200371252 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN - ROCKEFELLER BALANCED FUND,LP | 2,951 | 2,951 | 0 |