| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING | 4,200 | 2,100 | 2,100 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| PIONEER GLOBAL HI YLD C | 27,222 | 22,452 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| NORTHWEST BIOTHERAPEUTICS | 16,439 | 9,600 |
| ALPINE GLOBAL PREMIER PPTY FD | 11,563 | 11,540 |
| BLACKROCK ENERGY AND RESOURCES | 13,736 | 12,530 |
| COHEN&STEERS INFRASTRUCTURE FD | 19,330 | 19,080 |
| EATON VANCE TAX MGD DIV EQU FD | 19,647 | 22,125 |
| NUVEEN EQTY PRE & GRWTH FD | 17,132 | 20,205 |
| WESTERN ASSET EMERG MKTS FD | 6,864 | 6,865 |
| DELAWARE EMERGING MKTS C | 15,000 | 12,320 |
| DELAWARE SMALL CAP VALUE C | 20,000 | 16,938 |
| DELAWARE VALUE C | 13,000 | 12,374 |
| FRANKLIN GOLD & PREC METALS C | 5,000 | 4,960 |
| FRANKLIN GROWTH C | 28,225 | 42,786 |
| HARTFORD CAP APPREC C | 31,763 | 39,537 |
| INVESCO GROWTH & INCOME C | 24,848 | 34,835 |
| MFS INTL VALUE C | 20,323 | 30,264 |
| OPPENHEIMER INTL GROWTH C | 20,000 | 19,313 |
| PIONEER EQUITY INC C | 31,415 | 35,461 |
| PIONEER SELECT MID CAP GWTH C | 20,000 | 17,062 |
| TEMPLETON EMRG MKTS SM CAP C | 9,518 | 9,871 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| COMPASS DIVERSIFIED HLDGS | AT COST | 13,171 | 15,890 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 6,704 | 0 | 6,704 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| PORTFOLIO DEDUCTIONS - COMPASS DIVERSIFIED K-1 | 608 | 608 | 0 | |
| MARGIN INTEREST | 18 | 18 | 0 | |
| INVESTMENT INTEREST EXPENSE-COMPASS DIVERSIFIED K-1 | 511 | 511 | 0 | |
| LOSS ON DISPOSITION OF OLD ASSETS | 2,011 | 0 | 2,011 | |
| COMPASS K-1 ORDINARY LOSS | 47 | 47 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| FEDERAL EXCISE TAX REFUND | 146 | 146 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CONSULTANTS | 250 | 0 | 250 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAX ON INVESTMENT INCOME | 50 | 50 | 0 |