Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 01-01-2015 , and ending 12-31-2015
Name of foundation
BULOVA GALE FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)C/O DAVID L ORENSTEIN - 75 NORTH ST
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSFIELD, MA01201
A Employer identification number

13-3866091
B Telephone number (see instructions)

(413) 447-1900
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,455,316J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 148,418 148,418 148,418
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 59,277
b Gross sales price for all assets on line 6a 1,715,296
7 Capital gain net income (from Part IV, line 2)... 59,277
8 Net short-term capital gain......... 11,325
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 207,695 207,695 159,743
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 6,039 4,026   2,013
c Other professional fees (attach schedule).... Click to see attachment 20,912 20,912    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 4,777 4,777    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see list of attachments 111 111    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 31,839 29,826   2,013
25 Contributions, gifts, grants paid....... 135,000 135,000
26 Total expenses and disbursements. Add lines 24 and 25 166,839 29,826   137,013
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 40,856
b Net investment income (if negative, enter -0-) 177,869
c Adjusted net income (if negative, enter -0-)... 159,743
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 39,126 107,672 107,672
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 8,504 Click to see attachment8,481 9,135
b Investments—corporate stock (attach schedule)....... 685,137 Click to see attachment579,601 424,704
c Investments—corporate bonds (attach schedule)....... 26,730 Click to see attachment26,678 30,608
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 2,111,854 Click to see attachment2,189,775 1,883,197
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,871,351 2,912,207 2,455,316
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 2,871,351 2,912,207
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 2,871,351 2,912,207
31 Total liabilities and net assets/fund balances (see instructions). 2,871,351 2,912,207
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
2,871,351
2
Enter amount from Part I, line 27a .....................
2
40,856
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
2,912,207
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
2,912,207
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 61.464 Ab High Income FundCl AdvisorSymbol: Agdyx P 2014-02-03 2015-01-07
b 53.378 Ab High Income FundCl AdvisorSymbol: Agdyx P 2014-03-03 2015-01-07
c 53.965 Ab High Income FundCl AdvisorSymbol: Agdyx P 2014-04-01 2015-01-07
d 51.296 Ab High Income FundCl AdvisorSymbol: Agdyx P 2014-05-01 2015-01-07
e 54.128 Ab High Income FundCl AdvisorSymbol: Agdyx P 2014-06-02 2015-01-07
50.421 Ab High Income FundCl AdvisorSymbol: Agdyx P 2014-07-01 2015-01-07
55.408 Ab High Income FundCl AdvisorSymbol: Agdyx P 2014-08-01 2015-01-07
42.941 Ab High Income FundCl AdvisorSymbol: Agdyx P 2014-09-02 2015-01-07
40.407 Ab High Income FundCl AdvisorSymbol: Agdyx P 2014-10-01 2015-01-07
47.783 Ab High Income FundCl AdvisorSymbol: Agdyx P 2014-11-03 2015-01-07
42.506 Ab High Income FundCl AdvisorSymbol: Agdyx P 2014-12-01 2015-01-07
137.859 Ab High Income FundCl AdvisorSymbol: Agdyx P 2014-12-10 2015-01-07
78.56 Ab High Income FundCl AdvisorSymbol: Agdyx P 2014-12-10 2015-01-07
49.329 Ab High Income FundCl AdvisorSymbol: Agdyx P 2015-01-02 2015-01-07
77.7405 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2014-01-13 2015-01-07
74.3849 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2014-02-11 2015-01-07
73.7658 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2014-03-12 2015-01-07
72.9405 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2014-04-07 2015-01-07
73.6011 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2014-05-06 2015-01-07
73.9686 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2014-06-09 2015-01-07
73.965 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2014-07-09 2015-01-07
82.816 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2014-08-07 2015-01-07
78.5027 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2014-09-05 2015-01-07
82.406 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2014-10-13 2015-01-07
84.2071 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2014-11-10 2015-01-07
88.214 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2014-12-10 2015-01-07
535 Blackrock Health Sciences TrSymbol: Bme P 2014-09-03 2015-08-18
11.8842 Blackrock Health Sciences TrSymbol: Bme P 2014-10-13 2015-08-18
39.3613 Blackrock Health Sciences TrSymbol: Bme P 2014-11-04 2015-08-18
22.4345 Blackrock Health Sciences TrSymbol: Bme P 2014-11-13 2015-08-18
127.6578 Cohen & Steers Quality IncomeRlty Fd IncSymbol: Rqi P 2014-10-06 2015-08-18
112.9092 Cohen & Steers Quality IncomeRlty Fd IncSymbol: Rqi P 2015-01-08 2015-08-18
142.6846 Cohen & Steers Quality IncomeRlty Fd IncSymbol: Rqi P 2015-04-07 2015-08-18
165.1331 Cohen & Steers Quality IncomeRlty Fd IncSymbol: Rqi P 2015-07-13 2015-08-18
0.858 Cohen & Steers Quality IncomeRlty Fd IncSymbol: Rqi P 2015-07-13 2015-08-18
12.6061 General Electric CompanyComSymbol: Ge P 2014-07-25 2015-05-19
12.8977 General Electric CompanyComSymbol: Ge P 2014-10-27 2015-05-19
14.155 General Electric CompanyComSymbol: Ge P 2015-01-26 2015-05-19
12.4162 General Electric CompanyComSymbol: Ge P 2015-04-27 2015-05-19
59.1524 Invesco Senior Income TrustComSymbol: Vvr P 2014-01-07 2015-01-07
54.0801 Invesco Senior Income TrustComSymbol: Vvr P 2014-02-06 2015-01-07
55.002 Invesco Senior Income TrustComSymbol: Vvr P 2014-03-05 2015-01-07
55.5265 Invesco Senior Income TrustComSymbol: Vvr P 2014-04-03 2015-01-07
55.7385 Invesco Senior Income TrustComSymbol: Vvr P 2014-05-05 2015-01-07
56.4236 Invesco Senior Income TrustComSymbol: Vvr P 2014-06-04 2015-01-07
52.5988 Invesco Senior Income TrustComSymbol: Vvr P 2014-07-07 2015-01-07
53.7524 Invesco Senior Income TrustComSymbol: Vvr P 2014-08-05 2015-01-07
54.9898 Invesco Senior Income TrustComSymbol: Vvr P 2014-09-04 2015-01-07
56.5254 Invesco Senior Income TrustComSymbol: Vvr P 2014-10-02 2015-01-07
57.1196 Invesco Senior Income TrustComSymbol: Vvr P 2014-11-07 2015-01-07
57.7271 Invesco Senior Income TrustComSymbol: Vvr P 2014-12-03 2015-01-07
0.9042 Invesco Senior Income TrustComSymbol: Vvr P 2014-12-03 2015-02-24
395 Ishares China Large Cap EtfSymbol: Fxi P 2015-03-04 2015-06-12
265 Ishares China Large Cap EtfSymbol: Fxi P 2015-03-06 2015-06-12
850 Ishares Msci Poland Capped EtfSymbol: Epol P 2014-07-24 2015-03-03
379 Ishares Msci Poland Capped EtfSymbol: Epol P 2014-11-13 2015-03-03
1533.923 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-05-21 2015-05-05
45.832 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-05-27 2015-05-05
39.948 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-06-24 2015-05-05
33.73 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-07-28 2015-05-05
37.944 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-08-26 2015-05-05
34.323 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-09-25 2015-05-05
38.731 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-10-27 2015-05-05
2974.42 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-11-13 2015-05-05
63.063 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-11-25 2015-05-05
95.881 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-12-17 2015-05-05
34.273 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-12-17 2015-05-05
350.68 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-12-17 2015-05-05
49.264 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2015-01-29 2015-05-05
55.724 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2015-02-26 2015-05-05
36.267 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2015-03-26 2015-05-05
42.774 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2015-04-24 2015-05-05
6.3437 Pepsico IncSymbol: Pep P 2014-03-31 2015-03-03
6.8903 Pepsico IncSymbol: Pep P 2014-06-30 2015-03-03
125.3755 Pepsico IncSymbol: Pep P 2014-07-24 2015-03-03
0.3228 Pepsico IncSymbol: Pep P 2015-03-31 2015-05-19
299.6245 Pepsico IncSymbol: Pep P 2014-07-24 2015-05-19
3.3226 Pepsico IncSymbol: Pep P 2014-09-30 2015-05-19
3.2862 Pepsico IncSymbol: Pep P 2015-01-07 2015-05-19
1.7667 Pepsico IncSymbol: Pep P 2015-03-31 2015-05-19
0.67847 Pjt Partners IncClass A ComSymbol: Pjt P 2014-11-03 2015-10-26
0.9853 Pjt Partners IncClass A ComSymbol: Pjt P 2015-02-17 2015-10-26
16.19298 Pjt Partners IncClass A ComSymbol: Pjt P 2015-03-03 2015-10-26
1.34083 Pjt Partners IncClass A ComSymbol: Pjt P 2015-05-04 2015-10-26
1.23701 Pjt Partners IncClass A ComSymbol: Pjt P 2015-08-03 2015-10-26
5.7955 Procter & Gamble CoSymbol: Pg P 2014-08-15 2015-05-19
5.4305 Procter & Gamble CoSymbol: Pg P 2014-11-17 2015-05-19
5.6446 Procter & Gamble CoSymbol: Pg P 2015-02-17 2015-05-19
4.5579 Procter & Gamble CoSymbol: Pg P 2015-05-15 2015-05-19
0 Uit First Trust Cap StrengthBuy Write Port Ser 17Cusip: 30284r559 P 2014-10-08 2015-03-25
0 Uit First Trust Cap StrengthBuy Write Port Ser 17Cusip: 30284r559 P 2014-10-08 2015-06-25
13157 Uit First Trust Cap StrengthBuy Write Port Ser 17Cusip: 30284r559 P 2014-10-08 2015-08-18
3632 Uit First Trust Multi SectorIncome Port Ser 18 MonthlyCusip: 30282m438 P 2014-01-13 2015-01-07
10.9014 Uit First Trust Multi SectorIncome Port Ser 18 MonthlyCusip: 30282m438 P 2014-02-25 2015-01-07
13.1948 Uit First Trust Multi SectorIncome Port Ser 18 MonthlyCusip: 30282m438 P 2014-03-25 2015-01-07
25.8265 Uit First Trust Multi SectorIncome Port Ser 18 MonthlyCusip: 30282m438 P 2014-04-25 2015-01-07
13.1431 Uit First Trust Multi SectorIncome Port Ser 18 MonthlyCusip: 30282m438 P 2014-05-27 2015-01-07
13.1585 Uit First Trust Multi SectorIncome Port Ser 18 MonthlyCusip: 30282m438 P 2014-06-25 2015-01-07
26.6831 Uit First Trust Multi SectorIncome Port Ser 18 MonthlyCusip: 30282m438 P 2014-07-25 2015-01-07
15.0428 Uit First Trust Multi SectorIncome Port Ser 18 MonthlyCusip: 30282m438 P 2014-08-25 2015-01-07
35.5096 Uit First Trust Multi SectorIncome Port Ser 18 MonthlyCusip: 30282m438 P 2014-09-25 2015-01-07
26.2773 Uit First Trust Multi SectorIncome Port Ser 18 MonthlyCusip: 30282m438 P 2014-10-27 2015-01-07
15.7974 Uit First Trust Multi SectorIncome Port Ser 18 MonthlyCusip: 30282m438 P 2014-11-25 2015-01-07
13.4655 Uit First Trust Multi SectorIncome Port Ser 18 MonthlyCusip: 30282m438 P 2014-12-26 2015-01-07
0.358 Uit First Trust Multi SectorIncome Port Ser 18 MonthlyCusip: 30282m438 P 2014-12-26 2015-01-07
10252 Uit First Trust Sabrient BakerDozen Port 2015 Ser MonthlyCusip: 30285m534 P 2015-01-14 2015-08-18
10.5265 Uit First Trust Sabrient BakerDozen Port 2015 Ser MonthlyCusip: 30285m534 P 2015-03-25 2015-08-18
11.6122 Uit First Trust Sabrient BakerDozen Port 2015 Ser MonthlyCusip: 30285m534 P 2015-06-25 2015-08-18
24.8613 Uit First Trust Sabrient BakerDozen Port 2015 Ser MonthlyCusip: 30285m534 P 2015-07-27 2015-08-18
0.665 Uit First Trust Sabrient BakerDozen Port 2015 Ser MonthlyCusip: 30285m534 P 2015-07-27 2015-08-18
12.3544 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2014-08-25 2015-08-18
23.0112 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2014-09-25 2015-08-18
20.3966 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2014-10-27 2015-08-18
6.9418 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2014-11-25 2015-08-18
20.9616 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2014-12-26 2015-08-18
23.3805 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2015-01-26 2015-08-18
26.1168 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2015-03-25 2015-08-18
22.0803 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2015-04-27 2015-08-18
23.0086 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2015-06-25 2015-08-18
23.2424 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2015-07-27 2015-08-18
0.0444 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2015-09-25 2015-10-29
0.0878 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-04-27 2015-05-19
10442 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2014-05-20 2015-05-19
26.0777 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2014-06-25 2015-05-19
46.9493 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2014-07-25 2015-05-19
42.0973 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2014-08-25 2015-05-19
36.8161 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2014-09-25 2015-05-19
44.0764 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2014-10-27 2015-05-19
24.1095 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2014-11-25 2015-05-19
92.4359 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2014-12-26 2015-05-19
12.1274 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-01-08 2015-05-19
37.3988 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-01-26 2015-05-19
26.1385 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-02-25 2015-05-19
35.5311 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-03-25 2015-05-19
40.242 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-04-27 2015-05-19
0 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-05-26 2015-06-25
0 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-05-26 2015-06-25
0 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-05-26 2015-06-25
0 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-06-25 2015-07-25
0 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-05-26 2015-07-25
0 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-05-26 2015-07-25
0 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-05-26 2015-07-25
0 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-05-26 2015-07-25
0 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-05-26 2015-07-25
0.0878 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-05-26 2015-08-12
0.3179 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-06-25 2015-08-12
0 Uit First Trust TechnologySelect Port Ser 54 Semi AnnualCusip: 30284y232 P 2015-06-25 2015-12-25
0 Uit First Trust Technology SelPort Ser 50 Semi Annual FeeCusip: 30282l588 P 2014-06-25 2015-06-25
0 Uit First Trust Technology SelPort Ser 50 Semi Annual FeeCusip: 30282l588 P 2014-12-26 2015-06-25
107.5046 Uit First Trust Technology SelPort Ser 50 Semi Annual FeeCusip: 30282l588 P 2014-12-26 2015-08-18
26.5338 Uit First Trust Technology SelPort Ser 50 Semi Annual FeeCusip: 30282l588 P 2015-06-25 2015-08-18
0.2384 Uit First Trust Technology SelPort Ser 50 Semi Annual FeeCusip: 30282l588 P 2015-06-25 2015-08-18
0 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2014-09-25 2015-01-25
0 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2014-02-25 2015-01-25
0 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2014-11-25 2015-01-25
0 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2014-05-27 2015-01-25
3.4976 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2014-09-25 2015-08-18
5.0237 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2014-11-25 2015-08-18
86.6759 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2015-01-26 2015-08-18
4.0078 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2015-03-25 2015-08-18
3.818 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2015-05-26 2015-08-18
0.8082 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2015-05-26 2015-08-18
4.3204 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2015-08-25 2015-09-28
5654.854 Western Asset Short DurationHigh Income Fund Class ISymbol: Shiyx P 2014-05-20 2015-05-19
36.985 Western Asset Short DurationHigh Income Fund Class ISymbol: Shiyx P 2014-06-02 2015-05-19
68.5 Western Asset Short DurationHigh Income Fund Class ISymbol: Shiyx P 2014-07-01 2015-05-19
74.499 Western Asset Short DurationHigh Income Fund Class ISymbol: Shiyx P 2014-08-01 2015-05-19
77.295 Western Asset Short DurationHigh Income Fund Class ISymbol: Shiyx P 2014-09-02 2015-05-19
69.783 Western Asset Short DurationHigh Income Fund Class ISymbol: Shiyx P 2014-10-01 2015-05-19
82.157 Western Asset Short DurationHigh Income Fund Class ISymbol: Shiyx P 2014-11-03 2015-05-19
71.856 Western Asset Short DurationHigh Income Fund Class ISymbol: Shiyx P 2014-12-01 2015-05-19
87.29 Western Asset Short DurationHigh Income Fund Class ISymbol: Shiyx P 2015-01-02 2015-05-19
84.338 Western Asset Short DurationHigh Income Fund Class ISymbol: Shiyx P 2015-02-02 2015-05-19
75.755 Western Asset Short DurationHigh Income Fund Class ISymbol: Shiyx P 2015-03-02 2015-05-19
81.147 Western Asset Short DurationHigh Income Fund Class ISymbol: Shiyx P 2015-04-01 2015-05-19
81.697 Western Asset Short DurationHigh Income Fund Class ISymbol: Shiyx P 2015-05-01 2015-05-19
3476.557 Ab High Income FundCl AdvisorSymbol: Agdyx P 2012-01-26 2015-01-07
45.387 Ab High Income FundCl AdvisorSymbol: Agdyx P 2012-02-21 2015-01-07
61.457 Ab High Income FundCl AdvisorSymbol: Agdyx P 2012-03-21 2015-01-07
71.432 Ab High Income FundCl AdvisorSymbol: Agdyx P 2012-04-23 2015-01-07
62.541 Ab High Income FundCl AdvisorSymbol: Agdyx P 2012-05-21 2015-01-07
69.227 Ab High Income FundCl AdvisorSymbol: Agdyx P 2012-07-20 2015-01-07
66.259 Ab High Income FundCl AdvisorSymbol: Agdyx P 2012-08-20 2015-01-07
69.606 Ab High Income FundCl AdvisorSymbol: Agdyx P 2012-09-20 2015-01-07
72.368 Ab High Income FundCl AdvisorSymbol: Agdyx P 2012-10-19 2015-01-07
65.894 Ab High Income FundCl AdvisorSymbol: Agdyx P 2012-11-20 2015-01-07
41.233 Ab High Income FundCl AdvisorSymbol: Agdyx P 2012-12-07 2015-01-07
69.561 Ab High Income FundCl AdvisorSymbol: Agdyx P 2012-12-20 2015-01-07
25.376 Ab High Income FundCl AdvisorSymbol: Agdyx P 2012-12-31 2015-01-07
67.691 Ab High Income FundCl AdvisorSymbol: Agdyx P 2013-01-31 2015-01-07
64.23 Ab High Income FundCl AdvisorSymbol: Agdyx P 2013-02-28 2015-01-07
69.131 Ab High Income FundCl AdvisorSymbol: Agdyx P 2013-03-28 2015-01-07
38.602 Ab High Income FundCl AdvisorSymbol: Agdyx P 2013-04-30 2015-01-07
41.615 Ab High Income FundCl AdvisorSymbol: Agdyx P 2013-05-31 2015-01-07
38.211 Ab High Income FundCl AdvisorSymbol: Agdyx P 2013-06-28 2015-01-07
30.127 Ab High Income FundCl AdvisorSymbol: Agdyx P 2013-08-01 2015-01-07
44.846 Ab High Income FundCl AdvisorSymbol: Agdyx P 2013-09-03 2015-01-07
37.237 Ab High Income FundCl AdvisorSymbol: Agdyx P 2013-10-01 2015-01-07
41.14 Ab High Income FundCl AdvisorSymbol: Agdyx P 2013-11-01 2015-01-07
3665.966 Ab High Income FundCl AdvisorSymbol: Agdyx P 2013-11-29 2015-01-07
39.271 Ab High Income FundCl AdvisorSymbol: Agdyx P 2013-12-02 2015-01-07
78.949 Ab High Income FundCl AdvisorSymbol: Agdyx P 2013-12-11 2015-01-07
62.341 Ab High Income FundCl AdvisorSymbol: Agdyx P 2013-12-11 2015-01-07
56.735 Ab High Income FundCl AdvisorSymbol: Agdyx P 2014-01-02 2015-01-07
3879.209 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2007-11-15 2015-01-07
36.092 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2008-01-11 2015-01-07
595 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2008-01-25 2015-01-07
58.769 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2008-01-30 2015-01-07
36.933 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2008-02-11 2015-01-07
45.569 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2008-03-12 2015-01-07
47.281 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2008-04-11 2015-01-07
43.74 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2008-05-13 2015-01-07
48.642 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2008-07-14 2015-01-07
51.769 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2008-08-14 2015-01-07
53.572 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2008-09-11 2015-01-07
81.869 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2008-10-13 2015-01-07
119.728 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2009-01-21 2015-01-07
182.488 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2009-02-02 2015-01-07
87.809 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2009-02-09 2015-01-07
105.768 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2009-03-31 2015-01-07
94.388 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2009-04-29 2015-01-07
82.251 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2009-05-12 2015-01-07
66.906 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2009-08-07 2015-01-07
67.417 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2009-09-08 2015-01-07
63.133 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2009-10-02 2015-01-07
62.445 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2009-11-09 2015-01-07
62.967 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2009-12-04 2015-01-07
62.388 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2010-01-06 2015-01-07
85.621 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2010-01-27 2015-01-07
63.918 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2010-02-04 2015-01-07
62.12 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2010-03-04 2015-01-07
59.664 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2010-04-06 2015-01-07
57.182 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2010-05-07 2015-01-07
67.162 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2010-06-08 2015-01-07
68.269 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2010-07-06 2015-01-07
64.058 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2010-08-09 2015-01-07
66.748 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2010-09-20 2015-01-07
63.708 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2010-10-05 2015-01-07
64.481 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2010-11-05 2015-01-07
65.383 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2010-12-06 2015-01-07
64.893 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2010-12-31 2015-01-07
106.54 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2011-01-12 2015-01-07
63.552 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2011-02-07 2015-01-07
62.356 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2011-03-04 2015-01-07
78.964 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2011-12-06 2015-01-07
78.478 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2012-01-06 2015-01-07
77.263 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2012-02-06 2015-01-07
73.798 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2012-03-06 2015-01-07
74.874 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2012-04-05 2015-01-07
77.11 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2012-05-04 2015-01-07
86.425 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2012-06-06 2015-01-07
82.3 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2012-07-06 2015-01-07
77.4878 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2013-12-09 2015-01-07
0.6129 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2014-12-10 2015-01-07
0.2673 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2015-02-05 2015-02-24
89.3274 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2015-01-08 2015-02-24
0.6726 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2015-02-05 2015-02-24
0.6715 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2015-03-06 2015-05-19
0.2673 Allianzgi Conv & Income Fd IIComSymbol: Ncz P 2015-03-06 2015-05-19
1079.896 American Capital LimitedSymbol: Acas P 2007-11-15 2015-03-03
31.326 American Capital LimitedSymbol: Acas P 2008-04-08 2015-03-03
48.499 American Capital LimitedSymbol: Acas P 2008-07-07 2015-03-03
76.277 American Capital LimitedSymbol: Acas P 2008-10-24 2015-03-03
339.002 American Capital LimitedSymbol: Acas P 2009-06-22 2015-03-03
1600 Blackrock Health Sciences TrSymbol: Bme P 2013-02-08 2015-03-03
780 Blackrock Health Sciences TrSymbol: Bme P 2013-03-27 2015-03-03
25 Blackrock Health Sciences TrSymbol: Bme P 2013-03-27 2015-08-18
19 Blackrock Health Sciences TrSymbol: Bme P 2013-03-28 2015-08-18
165.3673 Blackrock Health Sciences TrSymbol: Bme P 2014-01-07 2015-08-18
31.2829 Blackrock Health Sciences TrSymbol: Bme P 2014-04-02 2015-08-18
30.6698 Blackrock Health Sciences TrSymbol: Bme P 2014-07-02 2015-08-18
6600 Cohen & Steers Quality IncomeRlty Fd IncSymbol: Rqi P 2012-10-05 2015-08-18
108 Cohen & Steers Quality IncomeRlty Fd IncSymbol: Rqi P 2013-03-04 2015-08-18
104 Cohen & Steers Quality IncomeRlty Fd IncSymbol: Rqi P 2013-03-28 2015-08-18
128.3606 Cohen & Steers Quality IncomeRlty Fd IncSymbol: Rqi P 2014-01-08 2015-08-18
124.5634 Cohen & Steers Quality IncomeRlty Fd IncSymbol: Rqi P 2014-04-04 2015-08-18
117.6913 Cohen & Steers Quality IncomeRlty Fd IncSymbol: Rqi P 2014-07-08 2015-08-18
0.603 General Electric CompanyComSymbol: Ge P 2015-04-27 2015-05-19
1399.154 General Electric CompanyComSymbol: Ge P 2003-04-30 2015-05-19
12.35 General Electric CompanyComSymbol: Ge P 2012-01-26 2015-05-19
12.327 General Electric CompanyComSymbol: Ge P 2012-04-26 2015-05-19
12.169 General Electric CompanyComSymbol: Ge P 2012-07-25 2015-05-19
22 General Electric CompanyComSymbol: Ge P 2013-03-04 2015-05-19
12.8355 General Electric CompanyComSymbol: Ge P 2014-01-27 2015-05-19
12.0895 General Electric CompanyComSymbol: Ge P 2014-04-25 2015-05-19
960 Indexiq Etf TrIq U S Real Estate Small CapSymbol: Roof P 2013-03-27 2015-09-16
5503 Invesco Senior Income TrustComSymbol: Vvr P 2007-11-15 2015-01-07
1536.998 Invesco Senior Income TrustComSymbol: Vvr P 2007-11-15 2015-01-07
44.775 Invesco Senior Income TrustComSymbol: Vvr P 2008-07-17 2015-01-07
48.005 Invesco Senior Income TrustComSymbol: Vvr P 2008-08-07 2015-01-07
49.395 Invesco Senior Income TrustComSymbol: Vvr P 2008-09-08 2015-01-07
64.954 Invesco Senior Income TrustComSymbol: Vvr P 2008-10-13 2015-01-07
78.954 Invesco Senior Income TrustComSymbol: Vvr P 2008-11-07 2015-01-07
102.309 Invesco Senior Income TrustComSymbol: Vvr P 2008-12-05 2015-01-07
120.949 Invesco Senior Income TrustComSymbol: Vvr P 2009-01-08 2015-01-07
101.676 Invesco Senior Income TrustComSymbol: Vvr P 2009-02-19 2015-01-07
81.683 Invesco Senior Income TrustComSymbol: Vvr P 2009-03-06 2015-01-07
78.045 Invesco Senior Income TrustComSymbol: Vvr P 2009-04-06 2015-01-07
66.822 Invesco Senior Income TrustComSymbol: Vvr P 2009-05-06 2015-01-07
55.595 Invesco Senior Income TrustComSymbol: Vvr P 2009-08-07 2015-01-07
55.072 Invesco Senior Income TrustComSymbol: Vvr P 2009-09-04 2015-01-07
51.179 Invesco Senior Income TrustComSymbol: Vvr P 2009-10-06 2015-01-07
49.618 Invesco Senior Income TrustComSymbol: Vvr P 2009-11-06 2015-01-07
48.74 Invesco Senior Income TrustComSymbol: Vvr P 2009-12-10 2015-01-07
48.003 Invesco Senior Income TrustComSymbol: Vvr P 2010-01-07 2015-01-07
44.99 Invesco Senior Income TrustComSymbol: Vvr P 2010-02-04 2015-01-07
43.219 Invesco Senior Income TrustComSymbol: Vvr P 2010-03-02 2015-01-07
40.484 Invesco Senior Income TrustComSymbol: Vvr P 2010-04-07 2015-01-07
41.926 Invesco Senior Income TrustComSymbol: Vvr P 2010-05-11 2015-01-07
49.564 Invesco Senior Income TrustComSymbol: Vvr P 2010-06-08 2015-01-07
48.05 Invesco Senior Income TrustComSymbol: Vvr P 2010-09-03 2015-01-07
47.325 Invesco Senior Income TrustComSymbol: Vvr P 2010-10-07 2015-01-07
42.918 Invesco Senior Income TrustComSymbol: Vvr P 2010-11-05 2015-01-07
42.555 Invesco Senior Income TrustComSymbol: Vvr P 2010-12-03 2015-01-07
43.74 Invesco Senior Income TrustComSymbol: Vvr P 2011-01-10 2015-01-07
41.018 Invesco Senior Income TrustComSymbol: Vvr P 2011-02-07 2015-01-07
41.123 Invesco Senior Income TrustComSymbol: Vvr P 2011-03-04 2015-01-07
40.754 Invesco Senior Income TrustComSymbol: Vvr P 2011-04-07 2015-01-07
40.296 Invesco Senior Income TrustComSymbol: Vvr P 2011-05-03 2015-01-07
41.212 Invesco Senior Income TrustComSymbol: Vvr P 2011-06-09 2015-01-07
42.012 Invesco Senior Income TrustComSymbol: Vvr P 2011-07-13 2015-01-07
45.039 Invesco Senior Income TrustComSymbol: Vvr P 2011-08-08 2015-01-07
48.702 Invesco Senior Income TrustComSymbol: Vvr P 2011-09-07 2015-01-07
50.301 Invesco Senior Income TrustComSymbol: Vvr P 2011-10-11 2015-01-07
49.158 Invesco Senior Income TrustComSymbol: Vvr P 2011-11-07 2015-01-07
50.468 Invesco Senior Income TrustComSymbol: Vvr P 2011-12-07 2015-01-07
50.535 Invesco Senior Income TrustComSymbol: Vvr P 2012-01-18 2015-01-07
47.543 Invesco Senior Income TrustComSymbol: Vvr P 2012-02-07 2015-01-07
51.786 Invesco Senior Income TrustComSymbol: Vvr P 2012-03-06 2015-01-07
49.783 Invesco Senior Income TrustComSymbol: Vvr P 2012-04-05 2015-01-07
50.749 Invesco Senior Income TrustComSymbol: Vvr P 2012-05-04 2015-01-07
52.88 Invesco Senior Income TrustComSymbol: Vvr P 2012-06-06 2015-01-07
51.098 Invesco Senior Income TrustComSymbol: Vvr P 2012-07-06 2015-01-07
250 Invesco Senior Income TrustComSymbol: Vvr P 2013-03-04 2015-01-07
52 Invesco Senior Income TrustComSymbol: Vvr P 2013-03-28 2015-01-07
57.3638 Invesco Senior Income TrustComSymbol: Vvr P 2013-12-06 2015-01-07
0.1063 Invesco Senior Income TrustComSymbol: Vvr P 2015-01-07 2015-02-24
0.4038 Invesco Senior Income TrustComSymbol: Vvr P 2015-02-06 2015-02-24
64.0958 Invesco Senior Income TrustComSymbol: Vvr P 2015-01-07 2015-02-24
0.2788 Invesco Senior Income TrustComSymbol: Vvr P 2015-03-05 2015-10-27
0.1063 Invesco Senior Income TrustComSymbol: Vvr P 2015-03-05 2015-10-27
2654.213 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2007-11-15 2015-05-05
92.243 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2007-11-30 2015-05-05
15.891 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-01-03 2015-05-05
164.254 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-01-03 2015-05-05
104.101 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-02-01 2015-05-05
94.16 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-02-29 2015-05-05
113.94 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-03-28 2015-05-05
106.253 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-05-02 2015-05-05
106.092 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-05-30 2015-05-05
116.768 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-06-27 2015-05-05
121.515 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-08-01 2015-05-05
117.223 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-08-29 2015-05-05
131.996 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-09-23 2015-05-05
162.154 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-10-28 2015-05-05
163.671 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-11-25 2015-05-05
28.59 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-12-29 2015-05-05
132.828 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-12-29 2015-05-05
274.79 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2008-12-29 2015-05-05
128.268 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2009-01-27 2015-05-05
120.104 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2009-02-26 2015-05-05
128.825 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2009-03-24 2015-05-05
114.147 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2009-04-28 2015-05-05
111.419 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2009-05-27 2015-05-05
108.939 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2009-06-23 2015-05-05
113.03 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2009-07-28 2015-05-05
120.111 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2009-08-25 2015-05-05
102.056 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2009-09-22 2015-05-05
110.818 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2009-10-27 2015-05-05
109.015 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2009-11-24 2015-05-05
117.264 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2009-12-22 2015-05-05
115.473 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2010-01-26 2015-05-05
110.076 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2010-02-23 2015-05-05
100.336 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2010-03-23 2015-05-05
103.576 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2010-04-27 2015-05-05
107.476 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2010-05-26 2015-05-05
108.497 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2010-06-22 2015-05-05
117.411 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2010-07-27 2015-05-05
98.123 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2010-08-24 2015-05-05
104.857 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2010-09-21 2015-05-05
101.22 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2010-10-26 2015-05-05
105.138 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2010-11-23 2015-05-05
153.563 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2010-12-21 2015-05-05
108.889 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2011-01-25 2015-05-05
110.061 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2011-02-22 2015-05-05
131.814 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2011-11-22 2015-05-05
270.437 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2011-12-20 2015-05-05
76.704 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2012-01-25 2015-05-05
101.379 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2012-02-24 2015-05-05
94.82 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2012-04-24 2015-05-05
47.902 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2012-06-25 2015-05-05
43.233 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2012-07-23 2015-05-05
46.982 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2012-08-22 2015-05-05
39.408 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2012-09-21 2015-05-05
41.534 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2012-10-22 2015-05-05
52.352 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2012-11-21 2015-05-05
128.529 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2012-12-20 2015-05-05
38.274 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2013-01-28 2015-05-05
46.202 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2013-02-25 2015-05-05
44.5 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2013-03-26 2015-05-05
30.668 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2013-04-25 2015-05-05
37.912 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2013-05-28 2015-05-05
33.016 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2013-06-25 2015-05-05
33.443 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2013-07-29 2015-05-05
37.817 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2013-08-28 2015-05-05
29.513 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2013-09-26 2015-05-05
32.192 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2013-10-29 2015-05-05
2135.863 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2013-11-25 2015-05-05
47.594 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2013-11-27 2015-05-05
66.701 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2013-12-17 2015-05-05
1.184 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2013-12-17 2015-05-05
29.103 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2013-12-17 2015-05-05
30.29 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-01-29 2015-05-05
32.893 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-02-25 2015-05-05
33.37 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-03-26 2015-05-05
32.477 Loomis Sayles StrategicIncome Fund Class YSymbol: Nezyx P 2014-04-25 2015-05-05
6.963 Pepsico IncSymbol: Pep P 2012-01-04 2015-03-03
7.043 Pepsico IncSymbol: Pep P 2012-04-02 2015-03-03
6.994 Pepsico IncSymbol: Pep P 2012-07-02 2015-03-03
7 Pepsico IncSymbol: Pep P 2013-03-04 2015-03-03
6.3905 Pepsico IncSymbol: Pep P 2014-01-02 2015-03-03
0.64967 Pjt Partners IncClass A ComSymbol: Pjt P 2012-10-05 2015-10-01
42.88417 Pjt Partners IncClass A ComSymbol: Pjt P 2012-10-05 2015-10-26
1.18848 Pjt Partners IncClass A ComSymbol: Pjt P 2013-03-04 2015-10-26
0.36715 Pjt Partners IncClass A ComSymbol: Pjt P 2013-11-04 2015-10-26
0.82194 Pjt Partners IncClass A ComSymbol: Pjt P 2014-02-18 2015-10-26
0.53503 Pjt Partners IncClass A ComSymbol: Pjt P 2014-05-05 2015-10-26
0.76864 Pjt Partners IncClass A ComSymbol: Pjt P 2014-08-04 2015-10-26
165 Procter & Gamble CoSymbol: Pg P 2004-06-22 2015-03-03
0.2769 Procter & Gamble CoSymbol: Pg P 2015-05-15 2015-05-19
534.153 Procter & Gamble CoSymbol: Pg P 2004-06-22 2015-05-19
5.669 Procter & Gamble CoSymbol: Pg P 2012-02-16 2015-05-19
6.178 Procter & Gamble CoSymbol: Pg P 2012-05-16 2015-05-19
10 Procter & Gamble CoSymbol: Pg P 2013-03-04 2015-05-19
5.1524 Procter & Gamble CoSymbol: Pg P 2013-11-15 2015-05-19
5.5955 Procter & Gamble CoSymbol: Pg P 2014-02-18 2015-05-19
5.8236 Procter & Gamble CoSymbol: Pg P 2014-05-15 2015-05-19
8617 Uit First Trust Divid StrengthPort Ser 18 Monthly Fee AcctCusip: 30281d520 P 2013-05-22 2015-01-07
17 Uit First Trust Divid StrengthPort Ser 18 Monthly Fee AcctCusip: 30281d520 P 2013-05-29 2015-01-07
34 Uit First Trust Divid StrengthPort Ser 18 Monthly Fee AcctCusip: 30281d520 P 2013-06-25 2015-01-07
23 Uit First Trust Divid StrengthPort Ser 18 Monthly Fee AcctCusip: 30281d520 P 2013-07-25 2015-01-07
264 Uit First Trust High DividEquity Port Ser 14 MonthlyCusip: 30281k623 P 2013-05-22 2015-05-07
3262 Uit First Trust High DividEquity Port Ser 14 MonthlyCusip: 30281k623 P 2013-05-22 2015-05-07
9 Uit First Trust High DividEquity Port Ser 14 MonthlyCusip: 30281k623 P 2013-05-29 2015-05-07
40 Uit First Trust High DividEquity Port Ser 14 MonthlyCusip: 30281k623 P 2013-06-25 2015-05-07
19 Uit First Trust High DividEquity Port Ser 14 MonthlyCusip: 30281k623 P 2013-07-25 2015-05-07
5074 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2013-11-29 2015-08-18
23.2288 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2013-12-26 2015-08-18
6.0684 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2014-01-08 2015-08-18
12.771 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2014-01-27 2015-08-18
233.7248 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2014-03-25 2015-08-18
22.792 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2014-04-25 2015-08-18
23.7949 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2014-06-25 2015-08-18
21.1259 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2014-07-25 2015-08-18
0.7518 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2015-07-27 2015-08-18
11.6926 Uit First Trust Smid High DiviPort Ser 11 Monthly Fee AcctCusip: 30282m339 P 2015-08-25 2015-10-29
0.0878 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-05-26 2015-08-12
23.4294 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-05-26 2015-08-12
2.5605 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-05-26 2015-08-12
2.6483 Uit First Trust Target DividBlend Port Ser MonthlyCusip: 30283t424 P 2015-05-26 2015-08-12
0 Uit First Trust TechnologySelect Port Ser 54 Semi AnnualCusip: 30284y232 P 2014-11-13 2015-12-25
0 Uit First Trust Technology SelPort Ser 50 Semi Annual FeeCusip: 30282l588 P 2013-11-29 2015-06-25
0 Uit First Trust Technology SelPort Ser 50 Semi Annual FeeCusip: 30282l588 P 2013-12-26 2015-06-25
4064 Uit First Trust Technology SelPort Ser 50 Semi Annual FeeCusip: 30282l588 P 2013-11-29 2015-08-18
8.8484 Uit First Trust Technology SelPort Ser 50 Semi Annual FeeCusip: 30282l588 P 2013-12-26 2015-08-18
27.1132 Uit First Trust Technology SelPort Ser 50 Semi Annual FeeCusip: 30282l588 P 2014-06-25 2015-08-18
0 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2013-12-26 2015-01-25
0 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2013-11-29 2015-01-25
2587 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2013-11-29 2015-08-18
3.346 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2013-12-26 2015-08-18
3.6124 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2014-02-25 2015-08-18
5.0186 Uit Guggenheim Defined PortflsSer 1 Technological InnovationCusip: 40168h650 P 2014-05-27 2015-08-18
8075.347 Western Asset Short DurationHigh Income Fund Class ISymbol: Shiyx P 2014-05-14 2015-05-19
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 549   578 -29
b 477   509 -32
c 482   515 -33
d 459   491 -32
e 484   522 -38
451   487 -36
495   530 -35
384   414 -30
361   380 -19
427   450 -23
380   397 -17
1,232   1,248 -16
702   711 -9
441   442 -1
669   665 4
640   672 -32
635   678 -43
627   685 -58
633   691 -58
636   697 -61
636   703 -67
712   710 2
675   717 -42
709   723 -14
724   730 -6
759   732 27
25,317   19,993 5,324
562   457 105
1,863   1,583 280
1,062   959 103
1,479   1,365 114
1,308   1,389 -81
1,653   1,782 -129
1,914   1,806 108
10   9 1
344   326 18
352   329 23
387   347 40
339   334 5
266   300 -34
243   277 -34
247   279 -32
249   280 -31
250   282 -32
253   283 -30
236   264 -28
241   266 -25
247   267 -20
254   269 -15
256   270 -14
259   267 -8
4   4  
19,387   16,514 2,873
13,006   10,923 2,083
19,768   24,866 -5,098
8,814   10,008 -1,194
24,834   26,000 -1,166
742   775 -33
647   686 -39
546   582 -36
614   650 -36
556   581 -25
627   646 -19
48,156   50,000 -1,844
1,021   1,067 -46
1,552   1,530 22
555   547 8
5,678   5,597 81
798   796 2
902   913 -11
587   584 3
693   695 -2
624   530 94
677   616 61
12,323   11,494 829
32   31 1
29,420   27,470 1,950
326   310 16
323   312 11
173   170 3
15   3 12
22   4 18
364   62 302
30   5 25
28   5 23
469   475 -6
439   478 -39
456   482 -26
369   368 1
1,441   1,441  
1,439   1,439  
122,042   120,692 1,350
33,877   33,694 183
102   103 -1
123   126 -3
241   257 -16
123   133 -10
123   139 -16
249   279 -30
140   155 -15
331   348 -17
245   252 -7
147   154 -7
126   127 -1
3   3  
108,016   100,008 8,008
111   114 -3
122   125 -3
262   260 2
7   7  
120   122 -2
223   224 -1
198   192 6
67   68 -1
203   205 -2
226   221 5
253   258 -5
214   218 -4
223   230 -7
225   228 -3
       
1   1  
101,333   100,001 1,332
253   253  
456   467 -11
409   415 -6
357   356 1
428   408 20
234   236 -2
897   903 -6
118   115 3
363   357 6
254   258 -4
345   347 -2
391   395 -4
       
2   2  
       
       
       
       
3   3  
       
       
1   1  
3   3  
       
       
       
1,325   1,361 -36
327   353 -26
3   3  
1   1  
1   1  
2   2  
2   2  
39   36 3
56   51 5
963   907 56
45   44 1
42   42  
9   9  
45   46 -1
34,268   36,700 -2,432
224   240 -16
415   445 -30
451   479 -28
468   497 -29
423   440 -17
498   513 -15
435   443 -8
529   523 6
511   497 14
459   457 2
492   485 7
495   493 2
31,080   30,907 173
406   407 -1
549   556 -7
639   641 -2
559   553 6
619   630 -11
592   609 -17
622   654 -32
647   683 -36
589   617 -28
369   390 -21
622   663 -41
227   241 -14
605   650 -45
574   617 -43
618   668 -50
345   379 -34
372   405 -33
342   358 -16
269   285 -16
401   418 -17
333   349 -16
368   393 -25
32,774   34,900 -2,126
351   374 -23
706   741 -35
557   585 -28
507   533 -26
33,372   49,564 -16,192
310   461 -151
5,119   7,475 -2,356
506   757 -251
318   472 -154
392   547 -155
407   552 -145
376   558 -182
418   563 -145
445   569 -124
461   575 -114
704   582 122
1,030   582 448
1,570   867 703
755   423 332
910   456 454
812   465 347
708   465 243
576   480 96
580   486 94
543   492 51
537   497 40
542   502 40
537   508 29
737   702 35
550   513 37
534   526 8
513   531 -18
492   536 -44
578   541 37
587   547 40
551   553 -2
574   558 16
548   558 -10
555   569 -14
562   575 -13
558   580 -22
917   965 -48
547   595 -48
536   600 -64
679   605 74
675   612 63
665   619 46
635   625 10
644   632 12
663   638 25
743   645 98
708   652 56
667   659 8
5   8 -3
2   2  
759   1,124 -365
6   8 -2
5   8 -3
2   3 -1
16,060   43,545 -27,485
466   1,106 -640
721   1,168 -447
1,134   1,218 -84
5,042   1,092 3,950
67,227   47,984 19,243
32,773   24,294 8,479
1,183   779 404
899   598 301
7,825   5,672 2,153
1,480   1,113 367
1,451   1,127 324
76,480   70,025 6,455
1,251   1,189 62
1,205   1,195 10
1,487   1,226 261
1,443   1,319 124
1,364   1,342 22
16   24 -8
38,213   48,576 -10,363
337   238 99
337   240 97
332   242 90
601   509 92
351   321 30
330   324 6
23,155   24,050 -895
24,709   38,969 -14,260
6,902   10,931 -4,029
201   266 -65
216   268 -52
222   269 -47
292   271 21
355   292 63
459   307 152
543   311 232
457   283 174
367   201 166
350   194 156
300   196 104
250   197 53
247   199 48
230   200 30
223   201 22
219   203 16
216   204 12
202   205 -3
194   206 -12
182   207 -25
188   208 -20
223   226 -3
216   219 -3
213   221 -8
193   204 -11
191   205 -14
196   206 -10
184   207 -23
185   208 -23
183   209 -26
181   210 -29
185   211 -26
189   212 -23
202   213 -11
219   214 5
226   215 11
221   217 4
227   218 9
227   219 8
213   220 -7
233   244 -11
224   246 -22
228   247 -19
237   248 -11
229   250 -21
1,123   1,402 -279
234   296 -62
258   298 -40
       
2   2  
299   462 -163
1   2 -1
    1 -1
42,972   40,291 2,681
1,493   1,387 106
257   238 19
2,659   2,457 202
1,685   1,553 132
1,524   1,390 134
1,845   1,649 196
1,720   1,561 159
1,718   1,560 158
1,890   1,675 215
1,967   1,690 277
1,898   1,605 293
2,137   1,677 460
2,625   1,627 998
2,650   1,601 1,049
463   296 167
2,150   1,374 776
4,449   2,842 1,607
2,077   1,372 705
1,944   1,255 689
2,086   1,328 758
1,848   1,230 618
1,804   1,275 529
1,764   1,299 465
1,830   1,403 427
1,945   1,539 406
1,652   1,354 298
1,794   1,493 301
1,765   1,487 278
1,899   1,608 291
1,870   1,603 267
1,782   1,526 256
1,624   1,434 190
1,677   1,495 182
1,740   1,483 257
1,757   1,522 235
1,901   1,677 224
1,589   1,403 186
1,698   1,530 168
1,639   1,504 135
1,702   1,543 159
2,486   2,242 244
1,763   1,627 136
1,782   1,651 131
2,134   1,878 256
4,378   3,848 530
1,242   1,131 111
1,641   1,528 113
1,535   1,421 114
776   706 70
700   636 64
761   704 57
638   607 31
672   640 32
848   792 56
2,081   1,988 93
620   604 16
748   717 31
720   703 17
497   495 2
614   619 -5
535   510 25
541   531 10
612   587 25
478   471 7
521   529 -8
34,580   34,900 -320
771   775 -4
1,080   1,078 2
19   19  
471   470 1
490   493 -3
533   545 -12
540   555 -15
526   546 -20
684   462 222
692   467 225
687   491 196
688   533 155
628   527 101
14   2 12
963   163 800
27   5 22
8   1 7
18   3 15
12   2 10
17   3 14
14,043   7,012 7,031
22   23 -1
43,197   22,701 20,496
458   368 90
500   397 103
809   761 48
417   433 -16
453   437 16
471   471  
101,924   85,926 15,998
201   169 32
402   324 78
272   229 43
2,734   2,496 238
33,784   30,847 2,937
93   85 8
414   354 60
197   179 18
49,143   47,968 1,175
225   220 5
59   58 1
124   120 4
2,264   2,278 -14
221   223 -2
230   240 -10
205   212 -7
7   7  
113   111 2
1   1  
211   229 -18
23   25 -2
24   26 -2
4   4  
       
       
50,084   39,324 10,760
109   88 21
334   303 31
1   1  
900   900  
28,752   23,205 5,547
37   30 7
40   36 4
56   47 9
48,937   52,409 -3,472
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -29
b       -32
c       -33
d       -32
e       -38
      -36
      -35
      -30
      -19
      -23
      -17
      -16
      -9
      -1
      4
      -32
      -43
      -58
      -58
      -61
      -67
      2
      -42
      -14
      -6
      27
      5,324
      105
      280
      103
      114
      -81
      -129
      108
      1
      18
      23
      40
      5
      -34
      -34
      -32
      -31
      -32
      -30
      -28
      -25
      -20
      -15
      -14
      -8
       
      2,873
      2,083
      -5,098
      -1,194
      -1,166
      -33
      -39
      -36
      -36
      -25
      -19
      -1,844
      -46
      22
      8
      81
      2
      -11
      3
      -2
      94
      61
      829
      1
      1,950
      16
      11
      3
      12
      18
      302
      25
      23
      -6
      -39
      -26
      1
       
       
      1,350
      183
      -1
      -3
      -16
      -10
      -16
      -30
      -15
      -17
      -7
      -7
      -1
       
      8,008
      -3
      -3
      2
       
      -2
      -1
      6
      -1
      -2
      5
      -5
      -4
      -7
      -3
       
       
      1,332
       
      -11
      -6
      1
      20
      -2
      -6
      3
      6
      -4
      -2
      -4
       
       
       
       
       
       
       
       
       
       
       
       
       
       
      -36
      -26
       
       
       
       
       
      3
      5
      56
      1
       
       
      -1
      -2,432
      -16
      -30
      -28
      -29
      -17
      -15
      -8
      6
      14
      2
      7
      2
      173
      -1
      -7
      -2
      6
      -11
      -17
      -32
      -36
      -28
      -21
      -41
      -14
      -45
      -43
      -50
      -34
      -33
      -16
      -16
      -17
      -16
      -25
      -2,126
      -23
      -35
      -28
      -26
      -16,192
      -151
      -2,356
      -251
      -154
      -155
      -145
      -182
      -145
      -124
      -114
      122
      448
      703
      332
      454
      347
      243
      96
      94
      51
      40
      40
      29
      35
      37
      8
      -18
      -44
      37
      40
      -2
      16
      -10
      -14
      -13
      -22
      -48
      -48
      -64
      74
      63
      46
      10
      12
      25
      98
      56
      8
      -3
       
      -365
      -2
      -3
      -1
      -27,485
      -640
      -447
      -84
      3,950
      19,243
      8,479
      404
      301
      2,153
      367
      324
      6,455
      62
      10
      261
      124
      22
      -8
      -10,363
      99
      97
      90
      92
      30
      6
      -895
      -14,260
      -4,029
      -65
      -52
      -47
      21
      63
      152
      232
      174
      166
      156
      104
      53
      48
      30
      22
      16
      12
      -3
      -12
      -25
      -20
      -3
      -3
      -8
      -11
      -14
      -10
      -23
      -23
      -26
      -29
      -26
      -23
      -11
      5
      11
      4
      9
      8
      -7
      -11
      -22
      -19
      -11
      -21
      -279
      -62
      -40
       
       
      -163
      -1
      -1
      2,681
      106
      19
      202
      132
      134
      196
      159
      158
      215
      277
      293
      460
      998
      1,049
      167
      776
      1,607
      705
      689
      758
      618
      529
      465
      427
      406
      298
      301
      278
      291
      267
      256
      190
      182
      257
      235
      224
      186
      168
      135
      159
      244
      136
      131
      256
      530
      111
      113
      114
      70
      64
      57
      31
      32
      56
      93
      16
      31
      17
      2
      -5
      25
      10
      25
      7
      -8
      -320
      -4
      2
       
      1
      -3
      -12
      -15
      -20
      222
      225
      196
      155
      101
      12
      800
      22
      7
      15
      10
      14
      7,031
      -1
      20,496
      90
      103
      48
      -16
      16
       
      15,998
      32
      78
      43
      238
      2,937
      8
      60
      18
      1,175
      5
      1
      4
      -14
      -2
      -10
      -7
       
      2
       
      -18
      -2
      -2
       
       
       
      10,760
      21
      31
       
       
      5,547
      7
      4
      9
      -3,472
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 59,277
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 11,325
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 142,263 2,789,776 0.05099
2013 137,773 2,827,545 0.04873
2012 137,895 2,672,686 0.05159
2011 135,917 2,759,177 0.04926
2010 114,662 2,585,802 0.04434
2
Total of line 1, column (d) .....................
20.244916
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.048983
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
2,676,187
5
Multiply line 4 by line 3......................
5
131,088
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
1,779
7
Add lines 5 and 6........................
7
132,867
8
Enter qualifying distributions from Part XII, line 4.............
8
137,013
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,779
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 1,779
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,779
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a  
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7  
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 42
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,821
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
No
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bullet
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDAVID L ORENSTEIN Telephone no.bullet (413) 447-1900

    Located atbullet75 NORTH STREETPITTSFIELDMA ZIP+4bullet01201
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    PETER GALE Vice President
    0.50     		0    
    214 DAWSON ROAD
    HILLSDALE,NY12529
    LYNN GALE President
    0.50     		0    
    8167 NICE WAY
    SARASOTA,FL34238
    BARBARA MAISEL SECY/TREAS
    0.50     		0    
    4894 bradshaw COURT
    SAN DIEGO,CA92140
    DAVID L ORENSTEIN CPA
    0.00     		0    
    75 NORTH STREET
    PITTSFIELD,MA01201
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,543,409
    b
    Average of monthly cash balances.......................
    1b
    173,532
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,716,941
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    2,716,941
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    40,754
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,676,187
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    133,809
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    133,809
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    1,779
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,779
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    132,030
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    132,030
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    132,030
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    137,013
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    137,013
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    1,779
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    135,234
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 132,030
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 130,840
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2015:
    a From 2010......  
    b From 2011...... 689
    c From 2012...... 6,564
    d From 2013...... 189
    e From 2014...... 7,129
    fTotal of lines 3a through e........ 14,571
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 137,013
    a Applied to 2014, but not more than line 2a 130,840
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 6,173
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2015. 14,571 14,571
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		111,286
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2011....  
    b Excess from 2012....  
    c Excess from 2013....  
    d Excess from 2014....  
    e Excess from 2015....  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    FIRST STEP OF SARASOTA INC
    4579 NORTHGATE COURT
    SARASOTA,FL34234     		NONE exempt Medical addictions services 5,000
    HAWTHORNE VALLEY ASSOCIATION
    327 ROUTE 21C
    GHENT,NY12075     		NONE exempt SCHOLARSHIP FUND, TUITION & FACULTY ASSISTANCE 26,500
    THE ARC OF SAN DIEGO
    9575 AERO DRIVE
    SAN DIEGO,CA92123     		NONE exempt SERVICES FOR MENTALLY DISABLED 4,500
    TRUSTEES OF GRINNELL COLLEGE
    733 BROAD STREET
    GRINELL,IA50112     		NONE exempt EDUCATION 19,000
    HELEN WOODWARD ANIMAL CENTER
    PO BOX 64
    RANCHO SANTA FE,CA92067     		NONE exempt ANIMAL SERVICES 5,000
    MAMA'S KITCHEN
    1875 SECOND AVENUE
    SAN DIEGO,CA92101     		NONE exempt FOOD SERVICE 5,000
    ACLU FOUNDATION INC
    125 BROAD STREET - 18TH FLOOR
    NEW YORK,NY10004     		NONE exempt PROTECT CIVIL LIBERTIES 3,500
    MARCH OF DIMES
    515 MADISON AVENUE 20TH FLOOR
    NEW YORK,NY10022     		NONE exempt HEALTH SERVICES 2,000
    MINIATURE SCHNAUZER FRIENDS RESCUE
    1540 STEINHART AVENUE
    REDONDO BEACH,CA90278     		NONE exempt ANIMAL RESCUE 5,000
    NEURO CHALLENGE FOUNDATION
    5602 MARQUESAS CIRCLE - STE 211
    SARASOTA,FL34233     		NONE exempt MEDICAL SERVICES FOR PARKINSONS DISEASE 10,000
    CAMPHILL GHENT
    2542 ROUTE 66
    CHATHAM,NY12037     		NONE EXEMPT SUPPORT ELDERLY ASSISTED LIVING 1,000
    UNIVERSITY OF SOUTH FLORIDA FOUNDAT
    4001 E FLETCHER AVENUE 6TH FL
    TAMPA,FL33613     		NONE EXEMPT FURTHERANCE OF EDUCATION 10,000
    SAN DIEGO LGBT COMMUNITY CENTER
    3909 CENTRE STREET
    SAN DIEGO,CA92103     		NONE EXEMPT SUPPORT HEALTH & WELL BEING OF LOCAL LGBT COMMUNITY 3,000
    FOUNDATION FOR ANIMAL CARE
    10455 SORRENTO VALLEY ROAD
    SAN DIEGO,CA92121     		NONE EXEMPT PROVIDE FINANCIAL ASSISTANCE FOR EMERGENCY VETERINARY CARE FOR ANIMAL OWNERS UABLE TO AFFORD 5,000
    RACING DOG RESCUE PROJECT
    PO BOX 18153
    SARASOTA,FL34276     		NONE EXEMPT SUPPORT ANIMAL SHELTER FOR RESCUED GREYHOUNDS. 5,000
    THE WILDLIFE CENTER OF VENICE INC
    3242 BORDER ROAD
    VENICE,FL34292     		NONE EXEMPT SUPPORT REHABILITATION OF ENDNAGERED ANIMALS 3,000
    CONCORDIA UNIV FNDTN DE L'UNIVERSIT
    1455 DE MAISONNEUVE BLVD W EV571
    MONTREAL,QUEBECH3 1M8
    CA     		NONE EXEMPT EDUCATIONAL SUPPORT 15,000
    THE AMER FRIENDS OF ASSOC ADVANCE I
    1466 MANOR ROAD
    STATEN ISLAND,NY10314     		NONE EXEMPT SUPPORT COMMUNITY DEVEL FOR ISRAEL PEACE 2,500
    BENEV ORG DEV HEALTH INSIGHT
    2743 PORTOBELLO DRIVE
    TORRANCE,CA90505     		NONE EXEMPT PROMOTE HEALTH, HUMAN RIGHTS AND EDUCATION IN DISADVANTAGED COUNTRIES 5,000
    Total .................................bullet 3a 135,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		         
    4 Dividends and interest from securities....     14   148,418
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory ............     		        59,277
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..     207,695
    13Total. Add line 12, columns (b), (d), and (e)..................
    13207,695
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID: 15000324
    Software Version: 2015v2.0


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2015 AccountingFeesSchedule
    Name:
    BULOVA GALE FOUNDATION
    EIN:
    13-3866091
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 6,039 4,026 0 2,013

    TY 2015 InvestmentsCorpBondsSchedule
    Name:
    BULOVA GALE FOUNDATION
    EIN:
    13-3866091
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Name of Bond End of Year Book Value End of Year Fair Market Value
    IBM 6.5% 1/28 13,629 16,240
    MERRILL LYNCH 6.5% 01/28 13,049 14,368

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    BULOVA GALE FOUNDATION
    EIN:
    13-3866091
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AMERICAN CAPITAL LTD    
    BLACKSTONE GROUP 61,138 80,250
    ENBRIDGE ENERGY PARTNERS LP 35,409 29,961
    ENERPLUS RESOURCES FD 50,264 4,599
    GENERAL ELECTRIC    
    JOHNSON & JOHNSON 46,575 70,762
    KAYNE ANDERSON MLP 150,840 88,824
    LINNCO LLC 36,210 1,214
    PEPSICO    
    PROCTER & GAMBLE    
    SEADRILL LTD 40,013 3,517
    APPLE INC. 65,191 64,103
    BERKSHIRE HILLS BANCORP 33,007 36,562
    KKR & CO LP 60,954 44,912

    TY 2015 InvestmentsGovtObligationsSch
    Name:
    BULOVA GALE FOUNDATION
    EIN:
    13-3866091
    Software ID:
    15000324
    Software Version:
    2015v2.0
    US Government Securities - End of Year Book Value:

     
    US Government Securities - End of Year Fair Market Value:

     
    State & Local Government Securities - End of Year Book Value:


    8,481
    State & Local Government Securities - End of Year Fair Market Value:


    9,135


    TY 2015 InvestmentsOtherSchedule2
    Name:
    BULOVA GALE FOUNDATION
    EIN:
    13-3866091
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    COHEN & STEERS QUAL INC REALTY AT COST 50,045 51,348
    ALLIANCEBER HIGH INCOME FD AT COST    
    GAMCO NATURAL RESOURCES AT COST 51,712 24,189
    GAMCO GLOBAL GOLD NATURAL RESOURCE AT COST 80,140 29,433
    VOYA GLOBAL EQUITY DIV & PREMIUM FD AT COST 67,562 37,355
    LOOMIS SAYLES STRATEGIC INCOME FD AT COST    
    ALLIANZGI CONV & INC FD II AT COST    
    INVESCO VAN KAMPEN SR INCOME AT COST    
    FIRST TR MULTI SECTOR INCOME 18 AT COST    
    BLACKROCK HEALTH SCIENCES OPPORTUNITIES AT COST 85,747 80,223
    BLACKROCK HEALTH SCIENCES TR AT COST 59,208 56,530
    INDEXIQ ETF US REAL EST SM CAP AT COST    
    PIMCO FDS INCOME CL P AT COST 428,457 402,151
    POWERSHARES DYNAMIC ENERGY ETF AT COST 58,096 38,057
    POWERSHARES DYNAMIC HIGH DIV YLD FINAL AT COST 71,980 59,960
    FTP HIGH DIVIDEND STRENGTH 18 AT COST    
    FTP HIGH DIVIDEND EQUITY 14 AT COST    
    FTP SMID HIGH DIV PORT 11 AT COST    
    FTP TECHNOLOFY SELECT 50 AT COST    
    FTP TECHNOLOGY SELECT 54 AT COST 50,560 53,235
    WISDOMTREE EUROPE SMALLCAP DIVIDEND AT COST 75,629 71,378
    WISDOMTREE MID CAP DIVIDEND AT COST 75,870 74,092
    FTP CAP STRENGHT BUY WRITE PORT SER 17 AT COST    
    FTP TARGET DIV BLENDED PORT SER AT COST    
    COHEN & STEERS INFRASTRUCTURE FUND AT COST 85,831 71,913
    ISHARES US BROKER DEALER ETF AT COST 25,115 25,475
    ISHARES MSCI POLAND AT COST    
    POWERSHARES ETF TRUST DYNAMIC SOFTWARE AT COST 24,879 27,095
    SALIENT MLP & ENERGY INFRASTRUCTURE FUND AT COST 76,111 45,180
    WESTERN ASSET SHORT DURATION AT COST    
    GUGGENHEIM DEFINED PORTFOLIO TECH SER 1 AT COST    
    FEDERATED EQUITY FUNDS KAUFMAN LARGE CAP AT COST 125,008 118,173
    FIRST TRUST ETF DOW JONES INTERNET AT COST 49,978 48,571
    FIRST TRUST ETF NYSE ARCA BIOTECH AT COST 49,926 49,164
    ISHARES CORE HIGH DIVIDEND ETF AT COST 50,846 49,663
    BROOKFIELD INFRASTRUCTURE PARTNERS AT COST 49,862 45,644
    FIRST TRUST ETF ALPHADEX AT COST 49,951 46,663
    MFS SER TR X INTL VAL FD AT COST 77,227 71,969
    FIRST TR INTL HIGH DIV SER 22 AT COST 50,250 46,989
    WISDOMTREE TR INDIA EARNINGS FD ETF AT COST 27,397 22,926
    ALLIANZGI INCOME & GROWTH FUND P AT COST 228,269 205,330
    NEW ECONOMY GROWTH OFFSHORE FUND AT COST 64,119 30,491

    TY 2015 OtherExpensesSchedule
    Name:
    BULOVA GALE FOUNDATION
    EIN:
    13-3866091
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK CHARGES 111 111    


    TY 2015 OtherProfessionalFeesSchedule
    Name:
    BULOVA GALE FOUNDATION
    EIN:
    13-3866091
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 20,912 20,912 0 0


    TY 2015 TaxesSchedule
    Name:
    BULOVA GALE FOUNDATION
    EIN:
    13-3866091
    Software ID:
    15000324
    Software Version:
    2015v2.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE 4,665 4,665    
    FOREIGN TAXE WITHHELD 112 112