Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 01-01-2015 , and ending 12-31-2015
Name of foundation
THE ROGER AND ROSEMARY ENRICO FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)3831 TURTLE CREEK BLVD 23B
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
DALLAS, TX75219
A Employer identification number

75-2871636
B Telephone number (see instructions)

(214) 526-2401
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$38,597,679J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 4,874,684
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments 26,980 26,980  
4 Dividends and interest from securities... 666,927 647,733  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,803,200
b Gross sales price for all assets on line 6a 6,614,941
7 Capital gain net income (from Part IV, line 2)... 1,760,637
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,016,338 168,327 0
12 Total. Add lines 1 through 11........ 8,388,129 2,603,677 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 111,246 101,406 0 0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 94,297 13,740 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 353,955 308,753 0 0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 559,498 423,899 0 0
25 Contributions, gifts, grants paid....... 3,745,303 3,745,303
26 Total expenses and disbursements. Add lines 24 and 25 4,304,801 423,899 0 3,745,303
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 4,083,328
b Net investment income (if negative, enter -0-) 2,179,778
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 2 4 4
2 Savings and temporary cash investments......... 3,983,137 6,677,409 6,677,409
3 Accounts receivable bullet486,785
Less: allowance for doubtful accounts bullet   2,635 486,785 486,785
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 11,680,929 Click to see attachment15,056,590 16,806,420
c Investments—corporate bonds (attach schedule)....... 3,368,510 Click to see attachment2,891,739 2,676,818
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 16,463,627 Click to see attachment11,932,179 11,950,243
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 35,498,840 37,044,706 38,597,679
Liabilities 17 Accounts payable and accrued expenses.......... 95,000 1,095,000
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 95,000 1,095,000
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 35,403,840 35,949,706
30 Total net assets or fund balances (see instructions)..... 35,403,840 35,949,706
31 Total liabilities and net assets/fund balances (see instructions). 35,498,840 37,044,706
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
35,403,840
2
Enter amount from Part I, line 27a .....................
2
4,083,328
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
83,338
4
Add lines 1, 2, and 3 ..........................
4
39,570,506
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
3,620,800
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
35,949,706
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a GS 19668      
b GS 19668      
c GS 19668      
d GS 19668 LTCG DISTRIBUTION      
e GS 20199      
GS 20199      
GS 20199 LTCG DISTRIBUTION      
GS 99681      
GS 99681      
JPM 2004      
JPM 2004      
JPM 2004 LTCG DISTRIBUTION      
JPM 5000      
JPM 5000      
JPM 5000      
JPM 5000 LTCG DISTRIBUTION      
K-1 HSF NQP P    
K-1 ELIF P    
K-1 ISF P    
K-1 PCIF P    
K-1 PECP 2008 P    
K-1 RECF 2006 P    
K-1 RECF 2008 P    
K-1 TEMF P    
K-1 KA MLP P    
K-1 HSF NQP P    
K-1 PECP 2005 P    
K-1 CIC II P    
K-1 CIC III P    
K-1 ELIF P    
K-1 ISF P    
K-1 KAEP P    
K-1 KAEF VI P    
K-1 KAEP 2008 P    
K-1 PCIF P    
K-1 PECP 2008 P    
K-1 RECF P    
K-1 RECF 2005 P    
K-1 RECF 2006 P    
K-1 RECF 2008 P    
K-1 TEMF P    
K-1 KA MLP P    
K-1 HSF NQP SEC 1231 P    
K-1 PECP 2005 SEC 1231 P    
K-1 CIC II SEC 1231 P    
K-1 CIC III SEC 1231 P    
K-1 ELIF SEC 1231 P    
K-1 KAEP SEC 1231 P    
K-1 KAEF VI SEC 1231 P    
K-1 KAEP 2006 SEC 1231 P    
K-1 PECP 2008 SEC 1231 P    
K-1 RECF SEC 1231 P    
K-1 RECF 2005 SEC 1231 P    
K-1 RECF 2006 SEC 1231 P    
K-1 RECF 2008 SEC 1231 P    
K-1 TEMF SEC 1231 P    
K-1 KA MLP SEC 1231 P    
K-1 STCG (UBTI) P    
K-1 LTCG (UBTI) P    
K-1 SEC 1231 (UBTI) P    
KAMLP DISPOSAL P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 12,365   12,673 -308
b 74,996   79,375 -4,379
c 269,345   275,690 -6,345
d 3,087     3,087
e 76,836   79,687 -2,851
319,151   329,503 -10,352
53,780     53,780
233,265   223,759 9,506
184,991   148,973 36,018
10,821   14,829 -4,008
113,042   56,768 56,274
328     328
13,851   14,383 -532
32,037   33,267 -1,230
453,973   471,810 -17,837
113,647     113,647
1,970     1,970
    21 -21
31,477     31,477
445     445
204     204
6     6
27     27
27,744     27,744
534,135     534,135
68,280     68,280
75,152     75,152
    60,445 -60,445
181,310     181,310
3,522     3,522
99,369     99,369
    30,360 -30,360
    28 -28
    10,276 -10,276
1,064     1,064
39,943     39,943
30     30
    29,616 -29,616
177     177
63,192     63,192
49,771     49,771
459,198     459,198
10,231     10,231
633     633
    1,118 -1,118
298     298
17     17
1,595     1,595
    6,828 -6,828
    13,721 -13,721
85     85
    101 -101
20,265     20,265
10,874     10,874
48,613     48,613
    133 -133
    2,920 -2,920
2,145     2,145
    10,151 -10,151
    34,557 -34,557
2,919,799   2,915,457 4,342
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -308
b       -4,379
c       -6,345
d       3,087
e       -2,851
      -10,352
      53,780
      9,506
      36,018
      -4,008
      56,274
      328
      -532
      -1,230
      -17,837
      113,647
      1,970
      -21
      31,477
      445
      204
      6
      27
      27,744
      534,135
      68,280
      75,152
      -60,445
      181,310
      3,522
      99,369
      -30,360
      -28
      -10,276
      1,064
      39,943
      30
      -29,616
      177
      63,192
      49,771
      459,198
      10,231
      633
      -1,118
      298
      17
      1,595
      -6,828
      -13,721
      85
      -101
      20,265
      10,874
      48,613
      -133
      -2,920
      2,145
      -10,151
      -34,557
      4,342
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,760,637
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 3,344,074 34,274,528 0.097567
2013 2,513,724 31,179,976 0.080620
2012 1,773,872 27,978,191 0.063402
2011 1,259,454 23,788,392 0.052944
2010 4,019,300 22,507,874 0.178573
2
Total of line 1, column (d) .....................
20.473106
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.094621
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
32,067,066
5
Multiply line 4 by line 3......................
5
3,034,218
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
21,798
7
Add lines 5 and 6........................
7
3,056,016
8
Enter qualifying distributions from Part XII, line 4.............
8
3,745,303
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 21,798
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 21,798
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 21,798
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 47,401
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 45,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 92,401
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 70,603
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet70,603 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletTX
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletTERENCE C SULLIVAN CPA Telephone no.bullet (216) 491-3990

    Located atbullet20820 CHAGRIN BLVD SUITE 300SHAKER HEIGHTSOH ZIP+4bullet44122
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ROGER A ENRICO DIRECTOR
    0.00     		0 0 0
    3831 TURTLE CREEK BOULEVARD 23B
    DALLAS,TX75219
    ROSEMARY ENRICO DIRECTOR
    0.00     		0 0 0
    3831 TURTLE CREEK BOULEVARD 23B
    DALLAS,TX75219
    AARON J ENRICO DIRECTOR
    0.00     		0 0 0
    5330 PARK LANE
    DALLAS,TX75220
    TERENCE C SULLIVAN TREASURER
    0.00     		0 0 0
    20820 CHAGRIN BLVD SUITE 300
    SHAKER HEIGHTS,OH44122
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    18,520,155
    b
    Average of monthly cash balances.......................
    1b
    4,141,814
    c
    Fair market value of all other assets (see instructions)................
    1c
    9,893,428
    d
    Total (add lines 1a, b, and c).........................
    1d
    32,555,397
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) Click to see attachment.............
    1e
    2,146,257
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    32,555,397
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    488,331
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    32,067,066
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,603,353
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    1,603,353
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    21,798
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
    293,650
    c
    Add lines 2a and 2b............................
    2c
    315,448
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,287,905
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,287,905
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,287,905
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    3,745,303
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    3,745,303
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    21,798
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    3,723,505
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 1,287,905
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010...... 2,918,246
    b From 2011...... 88,098
    c From 2012...... 390,729
    d From 2013...... 1,009,797
    e From 2014...... 1,702,676
    fTotal of lines 3a through e........ 6,109,546
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 3,745,303
    a Applied to 2014, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 1,287,905
    e Remaining amount distributed out of corpus 2,457,398
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 8,566,944
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		2,918,246
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		5,648,698
    10 Analysis of line 9:
    a Excess from 2011.... 88,098
    b Excess from 2012.... 390,729
    c Excess from 2013.... 1,009,797
    d Excess from 2014.... 1,702,676
    e Excess from 2015.... 2,457,398
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ROGER A ENRICO
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ADVENTURERS AND SCIENTISTS FOR CONSERVATION
    PO BOX 1834
    BOZEMAN,MT59771     		NONE 501(C)(3) GENERAL 100,000
    AMERICAN PRAIRIE RESERVE
    PO BOX 908
    BOZEMAN,MT59771     		NONE 501(C)(3) GENERAL 250,000
    CATHOLIC DIOCESE OF DALLAS
    3725 BLACKBURN STREET
    DALLAS,TX75219     		NONE 501(C)(3) GENERAL 1,500,000
    CROSS CATHOLIC OUTREACH
    2700 N MILITARY TRAIL SUITE 240
    BOCA RATON,FL33427     		NONE 501(C)(3) GENERAL 600,000
    FLOW THROUGH FROM K-1 CIC III
    500 CRESCENT CT STE 250
    DALLAS,TX75201     		NONE 501(C)(3) GENERAL 59
    FLOW THROUGH FROM K-1 HSF NQP
    20820 CHAGRIN BLVD STE300
    SHAKER HEIGHTS,OH44122     		NONE 501(C)(3) GENERAL 7
    FLOW THROUGH FROM K-1 KAEP 2006
    20820 CHAGRIN BLVD STE300
    SHAKER HEIGHTS,OH44122     		NONE 501(C)(3) GENERAL 4
    FLOW THROUGH FROM K-1 KAEP
    20820 CHAGRIN BLVD STE300
    SHAKER HEIGHTS,OH44122     		NONE 501(C)(3) GENERAL 6
    FLOW THROUGH FROM K-1 KAMLP
    1800 AVE OF THE STARS 3RD
    LOS ANGELES,CA90067     		NONE 501(C)(3) GENERAL 88
    FLOW THROUGH FROM K-1 PCIF
    20820 CHAGRIN BLVD STE300
    SHAKER HEIGHTS,OH44122     		NONE 501(C)(3) GENERAL 1
    FLOW THROUGH FROM K-1 PECP 2008
    20820 CHAGRIN BLVD STE300
    SHAKER HEIGHTS,OH44122     		NONE 501(C)(3) GENERAL 2
    FLOW THROUGH FROM K-1 RECF 2005
    20820 CHAGRIN BLVD STE300
    SHAKER HEIGHTS,OH44122     		NONE 501(C)(3) GENERAL 2
    FLOW THROUGH FROM K-1 RECF 2006
    20820 CHAGRIN BLVD STE300
    SHAKER HEIGHTS,OH44122     		NONE 501(C)(3) GENERAL 78
    FLOW THROUGH FROM K-1 RECF 2008
    20820 CHAGRIN BLVD STE300
    SHAKER HEIGHTS,OH44122     		NONE 501(C)(3) GENERAL 56
    LIVINGSTON HEALTHCARE FOUNDATION
    320 ALPENGLOW LANE
    LIVINGSTON,MT59047     		NONE 501(C)(3) GENERAL 250,000
    MAYO CLINIC
    4500 SAN PABLO ROAD
    JACKSONVILLE,FL32224     		NONE 501(C)(3) GENERAL 200,000
    NATIONAL GEOGRAPHIC
    1145 17TH STREET NW
    WASHINGTON,DC20036     		NONE 501(C)(3) GENERAL 295,000
    THE STATION FOUNDATION
    1627 WEST MAIN STREET SUITE 258
    BOZEMAN,MT57815     		NONE 501(C)(3) GENERAL 50,000
    WARRIORS AND QUIET WATERS FOUNDATION
    1087 STONERIDGE DRIVE SUITE 1
    BOZEMAN,MT59771     		NONE 501(C)(3) GENERAL 500,000
    Total .................................bullet 3a 3,745,303
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		    14 26,980  
    4 Dividends and interest from securities....     14 666,927  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....     14 1,016,338  
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 1,803,200  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 3,513,445 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    133,513,445
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2015
    Name of the organization
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
     
    Employer identification number

    75-2871636
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015) Page 2
    Name of organization
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
          		Employer identification number
    75-2871636
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    ROGER A ENRICO  
    3831 TURTLE CREEK BLVD 23B
     
    DALLAS, TX75219

    		$ 300,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    ROGER A ENRICO  
    3831 TURTLE CREEK BLVD 23B
     
    DALLAS, TX75219

    		$ 800,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    ROGER A ENRICO  
    3831 TURTLE CREEK BLVD 23B
     
    DALLAS, TX75219

    		$ 400,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
     
     

    ROGER A ENRICO  
    3831 TURTLE CREEK BLVD 23B
     
    DALLAS, TX75219

    		$ 100,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
     
     

    ROGER A ENRICO  
    3831 TURTLE CREEK BLVD 23B
     
    DALLAS, TX75219

    		$ 180,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
     
     

    ROGER A ENRICO  
    3831 TURTLE CREEK BLVD 23B
     
    DALLAS, TX75219

    		$ 440,056


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Name of organization
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
          		Employer identification number
    75-2871636
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
     
     

    ROGER A ENRICO  
    3831 TURTLE CREEK BLVD 23B
     
    DALLAS, TX75219

    		$ 869,101


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
     
     

    ROGER A ENRICO  
    3831 TURTLE CREEK BLVD 23B
     
    DALLAS, TX75219

    		$ 96,700


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    9
     
     

    ROGER A ENRICO  
    3831 TURTLE CREEK BLVD 23B
     
    DALLAS, TN75219

    		$ 333,442


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    10
     
     

    ROGER A ENRICO  
    3831 TURTLE CREEK BLVD 23B
     
    DALLAS, TN75219

    		$ 72,705


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    11
     
     

    ROGER A ENRICO  
    3831 TURTLE CREEK BLVD 23B
     
    DALLAS, TN75219

    		$ 1,282,680


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 3
    Name of organization
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
          		Employer identification number

    75-2871636
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    6
    		 3,044 SHARES OF ISHARES CORE C&P MID-CAP ETF (IJH) $ 440,056 2015-10-30
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    7
    		 65,543.071 SHARES OF FUNDVANTAGE TR EIC VALUE (EICIX) $ 869,101 2015-10-30
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    9
    		 22,185.082 SHARES OF MADISON SMALL CAP FUND (MYSVX) $ 333,442 2015-10-30
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    10
    		 6,550 SHARES OF ON SEMICONDUCTOR CORP (ON) $ 72,705 2015-10-30
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    11
    		 12,000 SHARES OF VANGUARD TOTAL STOCK MARTKER ETF (VTI) $ 1,282,680 2015-10-30
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 4
    Name of organization
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
          		Employer identification number

    75-2871636
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2015 GeneralExplanationAttachment
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN:
    75-2871636
    Identifier Return Reference Explanation
    PART X, LINE 1E DETAILED EXPLANATION FORM 990-PF, PART X, LINE 1E ASSET DESCRIPTION REDUCTION CLAIMED EXPLANATION HEDGE FUNDS:HEDGE STRATEGY FUND NQP, LLC, $3,027,511 $302,751 SEE ITEM 1INTERNATIONAL STRATEGIES FUND, $2,438,798 $243,880 SEE ITEM 1TOWER EAST MAVERICK, LLC $2,027,022 $202,702 SEE ITEM 1CAPITAL GROUP OPPOR. FUND $962,522 $96,252 SEE ITEM 1GSO SPECIAL SITUATIONS FUND $442,870 $44,287 SEE ITEM 1 TOTAL ITEM 1 HEDGE FUNDS $8,898,723 $889,872 BREP ASIA PRIVATE INVESTORS $176,104 $70,442 SEE ITEM 2CAP IV PRIVATE INVESTORS $222,716 $89,086 SEE ITEM 2CD&R FUND IX $245,454 $98,182 SEE ITEM 2CIC PARTNERS II $207,121 $82,848 SEE ITEM 2CIC PARTNERS III $164,860 $65,944 SEE ITEM 2DALE EAST TEXAS MINERALS 2008 $38,169 $15,268 SEE ITEM 2 DARIEN ROWAYTON BANK $250,000 $100,000 SEE ITEM 2EVERCORE-LEXINGTON INVES FUND $48,866 $19,546 SEE ITEM 2 KAYNE ANDERSON ENERGY PART. $520 $208 SEE ITEM 2KAYNE ANDERSON ENERGY PART 2006 $51,501 $20,600 SEE ITEM 2KAYNE ANDERSON ENERGY FUND VI $188,499 $75,400 SEE ITEM 2PRIVATE EQUITY CAP. FUND 2005 $95,110 $38,044 SEE ITEM 2PRIVATE EQUITY CAP. FUND 2008 $303,438 $121,375 SEE ITEM 2PRIVATE CREDIT INVESTMENT FUND $354,425 $141,770 SEE ITEM 2REAL ESTATE CAPITAL FUND, LLC $17,063 $6,825 SEE ITEM 2REAL ESTATE CAPITAL FUND 2005 $31,943 $12,777 SEE ITEM 2REAL ESTATE CAPITAL FUND 2006 $95,675 $38,270 SEE ITEM 2REAL ESTATE CAPITAL FUND 2008 $334,582 $133,833 SEE ITEM 2SILVER LAKE PARTNERS IV $196,869 $78,748 SEE ITEM 2VINTAGE EUROPEAN $84,747 $33,899 SEE ITEM 2VENTURE CAPITAL INV FUND $33,301 $13,320 SEE ITEM 2 TOTAL ITEM 2 PRIVATE EQUITY $3,140,963 $1,256,385 TOTALS $12,039,686 $2,146,257EXPLANATIONS: 1. - PARTNERSHIPS DESIGNATED WITH A 1 ABOVE ARE PRIVATE INVESTMENT PARTNERSHIPS THAT RESTRICT THE ABILITY TO WITHDRAW FUNDS AS WELL AS THE ABILITY TO SELL INTERESTS TO OUTSIDE PARTIES. THEREFORE THESE INVESTMENTS ARE NOT LIQUID ON A DAILY BASIS, AND AS SUCH A 10% DISCOUNT FROM "NET ASSET VALUE" HAS BEEN REFLECTED ABOVE. 2. - PARTNERSHIPS DESIGNATED WITH A 2 ABOVE ARE STAGED PAY-IN INVESTMENTS, WHERE EACH PARTNER COMMITS TO AN AMOUNT WHICH WILL BE FUNDED OVER A PERIOD OF APPROXIMATELY 3-8 YEARS. WHEN THE PARTNERSHIP MANAGER ISSUES A "CAPITAL CALL", PARTNERS ARE REQUIRED TO FUND THEIR PRO RATA SHARE OF THE CALL, UNTIL OVER TIME THEIR ENTIRE COMMITMENT IS FUNDED. INVESTORS HAVE NO RIGHT TO REQUEST A WITHDRAWAL FROM THESE PARTNERSHIPS. WHEN CASH IS GENERATED, THE MANAGING MEMBER OF THE PARTNERSHIP WILL DISTRIBUTE IT AT HIS SOLE DISCRETION. THESE ARE PRIVATE INVESTMENT PARTNERSHIPS WHICH RESTRICT THE SALE OF INTERESTS TO OUTSIDE PARTIES. AS SUCH, THERE IS NO SECONDARY MARKET FOR THESE INVESTMENTS. GIVEN THE LIMITATIONS ON LIQUIDITY, CONTROL, AND MARKETABILITY, A 40% DISCOUNT FROM MARKET VALUE HAS BEEN REFLECTED ABOVE

    TY 2015 InvestmentsCorpBondsSchedule
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN:
    75-2871636
    Name of Bond End of Year Book Value End of Year Fair Market Value
    GOLDMAN SACHS EQUITY (#20199) - FIXED INCOME 351,399 349,020
    GOLDMAN SACHS (MAIN ACCOUNT) 224,822 209,018
    JP MORGAN - MAIN BROKERAGE (BONDS) 2,315,518 2,118,780

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN:
    75-2871636
    Name of Stock End of Year Book Value End of Year Fair Market Value
    JP MORGAN - GABELLI 2,499,394 4,801,068
    JP MORGAN - GABELLI - RYMAN HOSPITAL 41,440 72,296
    T ROWE PRICE 1,405,469 1,074,591
    JP MORGAN - MAIN BROKERAGE (STOCK) 7,082,090 7,247,585
    GOLDMAN SACHS - VULCAN (#96815) 599,751 558,399
    GOLDMAN SACHS EQUITY (#20199) 3,004,576 2,654,003
    GOLDMAN SACHS (MAIN ACCOUNT) - PUBLIC EQUITY 423,870 398,478

    TY 2015 InvestmentsOtherSchedule2
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN:
    75-2871636
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    CAPITAL GROUP OPPORTUNISTIC FUND AT COST 962,521 962,522
    CIC II LP AT COST 207,121 162,284
    CIC III LP AT COST 164,861 186,734
    DALE EAST TEXAS MINERALS 2008 AT COST 38,169 38,169
    EVERCORE LEXINGTON AT COST 48,865 50,338
    HEDGE STRATEGY FUND NPQ AT COST 3,027,510 3,027,511
    INTERNATIONAL STRATEGIES FUND AT COST 2,438,797 2,438,798
    KA ENERGY PARTNERS AT COST 521 0
    KA ENERGY PARTNERS 2006 AT COST 51,501 66,103
    KAYNE ANDERSON MLP FUND AT COST 0 0
    KAYNE ANDERSON ENERGY FUND VI AT COST 188,499 188,499
    PRIVATE EQUITY CAPITAL PARTNERS 2005 AT COST 95,110 90,407
    PRIVATE EQUITY CAPITAL PARTNERS 2008 AT COST 303,438 314,691
    PRIVATE CREDIT INVESTMENT FUND AT COST 354,424 337,247
    REAL ESTATE CAPITAL FUND, LLC AT COST 17,063 14,205
    REAL ESTATE CAPITAL FUND 2005 AT COST 31,943 20,902
    REAL ESTATE CAPITAL FUND 2006 AT COST 95,675 61,588
    REAL ESTATE CAPITAL FUND 2008 AT COST 334,582 310,839
    SILVER LAKE PARTNERS IV AT COST 141,253 196,869
    TOWER EAST MAVERICK FUND, LLC AT COST 2,027,021 2,027,022
    BREP ASIA PRIVATE INVESTORS AT COST 148,354 176,104
    CAP IV PRIAVTE INVESTORS OFFSHORE AT COST 254,151 222,716
    CD&R FUND IX PRIVATE INVESTORS AT COST 129,318 245,454
    GSO SPECIAL SITUATIONS OVERSEAS AT COST 500,000 442,870
    DARIAN ROWAYTON BANK PREFERRED AT COST 250,000 250,000
    VENTURE CAPITAL INVESTMENT PARTNERS AT COST 33,301 33,624
    VINTAGE EUROPEAN OPPORTUNITY AT COST 88,181 84,747

    TY 2015 OtherDecreasesSchedule
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN:
    75-2871636
    Description Amount
    M-1: K-1 UNREALIZED G/L 3,556,761
    M-1: K-1 BOOK/TAX DIFFERENCE 58,616
    M-1: 18C 5,423


    TY 2015 OtherExpensesSchedule
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN:
    75-2871636
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    K-1 INTEREST EXPENSE 132,375 126,491 0 0
    K-1 OTHER DEDUCTIONS 40,546 38,949 0 0
    K-1 PORTFOLIO DEDUCTIONS 138,471 122,861 0 0
    K-1 ROYALTY DEDUCTIONS 765 765 0 0
    K-1 SEC 179 EXPENSE 215 215 0 0
    K-1 SEC 59E EXPENSE 32,605 9,627 0 0
    K-1 OTHER PORTFOLIO DEDUCTIONS 938 938 0 0
    BOND PREMIUM AMORTIZATION 4,959 4,959 0 0
    INTEREST EXPENSE 123 0 0 0
    K-1 RENTAL RE INCOME 2,949 3,948 0 0
    PASSTHROUGH CHARITABLE DEDUCTION RELATED TO UBTI 9 0 0 0


    TY 2015 OtherIncomeSchedule2
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN:
    75-2871636
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    K-1 ROYALTY INCOME 3,647 3,647  
    K-1 ORDINARY INCOME 873,339 34,420  
    K-1 OTHER PORTFOLIO INCOME 10,073 9,864  
    JPM 5000 - ORDINARY INCOME 14,250 14,250  
    K-1 SEC 1256 72,975 69,968  
    K-1 OTHER INCOME 30,336 24,528  
    K-1 OTHER RENTAL INCOME 114 46  
    SECURITY LITIGATION 10,434 10,434  
    K-1 CANCELLATIOON OF DEBT 1,170 1,170  


    TY 2015 OtherIncreasesSchedule
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN:
    75-2871636
    Description Amount
    M-1: NON-DIVIDEND DISTRIBUTIONS 1,092
    M-1: BOOK/TAX DIFFERENCE 82,246


    TY 2015 OtherProfessionalFeesSchedule
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN:
    75-2871636
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GABELLI INVESTMENT FEES 5,886 5,886 0 0
    PARAGON ADVISORS 18,750 8,910 0 0
    GOLDMAN SACHS 20199-2 MANAGEMENT FEES 12,754 12,754 0 0
    SILVER LAKE IV FEES/EXPENSES 228 228 0 0
    GOLDMAN SACHS 99681-5 MANAGEMENT FEES 11,856 11,856 0 0
    BREP ASIA FEES/EXPENSES 8,769 8,769 0 0
    CAP IV PRIV INV FEES/EXPENSES 963 963 0 0
    CD&R FUND IX PRIV INV FEES/EXPENSES 429 429 0 0
    GSO SPECIAL SITUATIONS FUND FEES/EXPENSES 0 0 0 0
    GABELLI MANAGEMENT FEES 43,967 43,967 0 0
    VINTAGE EUROPEAN FEES/EXPENSES 7,644 7,644 0 0


    TY 2015 ReductionExplanationStatement
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN:
    75-2871636
    Explanation:
    THE OTHER ASSETS REPRESENT PARTNERSHIP INTERESTS. THESE INVESTMENTS ARE RESTRICTED IN THEIR ABILITY TO WITHDRAW FUNDS OR TO SELL INTERESTS TO OUTSIDE PARTIES. GIVEN THE LIMITATIONS ON LIQUIDITY, CONTROL, AND MARKETABILITY, DISCOUNTS FROM THE MARKET VALUES HAVE BEEN REFLECTED ABOVE.

    TY 2015 TaxesSchedule
    Name:
    THE ROGER AND ROSEMARY ENRICO FOUNDATION
    EIN:
    75-2871636
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX 13,750 13,740 0 0
    ESTIMATED FEDERAL TAX PAYMENTS 80,000 0 0 0
    K-1 BACKUP WITHHOLDING 547 0 0 0