| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| GREGORY AND SCHWARTZ CPAS | 3,500 | 3,500 | 3,500 | 0 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 50M NYSE EURONEXT 2% DUE 10/5/17 | 49,835 | 50,077 |
| 50M INTEL CORP 1.350% | 50,072 | 50,066 |
| 50M MASSACHUSETTS HSG 2.557% DUE 12/1/18 | 50,000 | 50,733 |
| 100MJPMORGAN CHASE 4.250% DUE 10/15/20 | 98,815 | 106,084 |
| 50M CR BARD INC 4.4% DUE 01/15/21 | 54,581 | 52,912 |
| 15000 RIDGEWORTH SEIX HIGH INCOME FUND | 0 | 0 |
| 12000 12000 OSTERWEIS INCOME FUND | 136,554 | 127,920 |
| 50M HARSCO CORP 2.7% | 0 | 0 |
| 6000 MEX BONOS DESARR FIX | 0 | 0 |
| 100M JPMORGAN CHASE 4.4% | 98,815 | 106,738 |
| 50M BARCLAY BANK 5.140% | 51,447 | 54,260 |
| 50M PETROBRAS INTL 5.375% | 0 | 0 |
| 50M HEWLETT-PACKARD CO 4.650% | 51,379 | 49,811 |
| 50M TECK RESOURCES LTD 4.750% | 0 | 0 |
| 50M NEWMONT MINING 3.5% | 0 | 0 |
| 50M AUSTIN TEXAS RENTAL CAR 3.837% | 50,000 | 49,005 |
| 50M ENTERPRISE PRODUCTS | 52,816 | 50,750 |
| 50000 STANLEY BLACK DECKER | 52,135 | 52,500 |
| 50,000 ING BANK 4.125% | 50,892 | 51,010 |
| 50000 MORGAN STANLEY 5.45% | 50,278 | 48,813 |
| 50000 ROYAL BANK OF SCOTLAND 5.625 | 55,492 | 56,190 |
| 50000 GOLDMAN SACHS GROUP | 50,322 | 49,688 |
| 50,000 BHP BILLITON 3.85% | 50,955 | 47,341 |
| 50,000 ACE INA HOLDINGS 3.350% | 50,819 | 50,473 |
| 50,000 WELLS FARGO 3.50% | 52,120 | 51,938 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 1600 WESTROCK CO | 54,237 | 72,992 |
| 150 AUTOZONE INC | 54,845 | 111,287 |
| 1000 WALT DISNEY | 49,770 | 105,080 |
| 1300 TJX COS INC | 58,379 | 92,183 |
| 2000 GENERAL MILLS | 64,175 | 115,320 |
| 1000 PROCTER & GAMBLE CO | 65,281 | 79,410 |
| 3000 PFIZER INC | 63,386 | 96,840 |
| 1050 JOHNSON & JOHNSON | 65,588 | 107,856 |
| 1000 UNITED HEALTH GROUP INC | 54,020 | 117,640 |
| 1000 SCHLUMBERGER LTD | 80,826 | 69,750 |
| 2000 JPMORGAN CHASE | 86,535 | 132,060 |
| 1000 ACE LTD | 74,449 | 116,850 |
| 1000 AMERICAN EXPRESS | 57,040 | 69,550 |
| 1200 3M | 101,169 | 180,768 |
| 1100 UNITED TECHNOLOGIES | 0 | 0 |
| 500 CATERPILLAR | 35,385 | 33,980 |
| 1200 EMERSON ELECTRIC | 57,052 | 57,396 |
| 2500 GENERAL ELECTRIC | 81,246 | 77,875 |
| 150 GOOGLE | 50,525 | 113,832 |
| 150 GOOGLE CL A | 50,532 | 116,702 |
| 3000 MICROSOFT | 89,671 | 166,440 |
| 1000 ANSYS INC | 69,590 | 92,500 |
| 1400 VERIZON COMMUNICATIONS | 53,173 | 64,708 |
| 600SHS AMC NETWORKS | 40,014 | 44,808 |
| 10016SHS WALL ST FUND | 121,800 | 140,379 |
| 350SHS RALPH LOREN | 55,793 | 39,018 |
| 500SHS ROPER | 71,710 | 94,895 |
| 1200SHS NXP SEMICONDUCTORS | 40,740 | 101,100 |
| 675SHS EAST WEST BANCORP | 25,951 | 28,053 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| 2000 SHS CBRE GROUP | FMV | 55,850 | 69,160 |
| 600SHS AMERICAN TOWER CORP REIT | FMV | 55,656 | 58,170 |
| 5847 DFA INTERNATIONAL FUND | FMV | 69,700 | 66,601 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CASSIN & CASSIN | 7,500 | 7,500 | 7,500 | 0 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| NYS FILING FEE | 275 | 275 | 275 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EVERCORE MGT BANK FEES | 52,149 | 52,149 | 52,149 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ESTIMATED TAXES | 1,074 | 1,074 | 0 | 0 |