| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| TAX PREPARATION | 2,150 | 2,150 |
| Name | Date Acquired | How Acquired | Date Sold | Purchaser Name | Gross Sales Price | Basis | Basis Method | Sales Expenses | Total (net) | Accumulated Depreciation |
|---|---|---|---|---|---|---|---|---|---|---|
| VAR SECURITIES - SHORT TERM | 2015-06 | PURCHASE | 2015-12 | 12,362 | 12,650 | -288 | ||||
| VAR SECURITIES - LONG TERM | 2013-06 | PURCHASE | 2015-12 | 61,588 | 37,273 | 24,315 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| A G L RESOURCES | ||
| 33 ABBOTT LAB | 888 | 1,482 |
| 38 ABBOTT LAB | ||
| 23 ABBVINE | 598 | 1,363 |
| 47 AEGON | ||
| 4 ALLIANCE DATA SYS | ||
| 89 ALLIANCE FIBER | ||
| 3 AMAZON | ||
| 24 AMPHENOL | ||
| 14 APPLE | 494 | 1,474 |
| 140 ARES CAPITAL | 2,361 | 1,995 |
| 102 ARES CAP | ||
| 20 BALCHEM | ||
| 74 B OF A | 1,119 | 1,590 |
| 237 BLACKROCK FLOATING | ||
| 192 BLACKROCK KELSO | 1,829 | 1,805 |
| 21 C H ROBINSON WORLD | 402 | 1,302 |
| 24 CH ROBINSON | ||
| CABELAS | ||
| CDN IMPERIAL BK | 1,521 | 1,383 |
| 40 CENTURY LINK | 1,307 | 1,006 |
| 83 CISCO SYS | 1,631 | 2,254 |
| 28 COACH | ||
| 22 COGNIZANT TECH | ||
| 42 CVR ENERGY | 2,037 | 1,653 |
| 41 D R HORTON | ||
| 15 DR PEPPER | 717 | 1,398 |
| 19 DR PEPPER | ||
| 37 ECHO GLOBAL | ||
| 10 ECOLAB | ||
| 8 EDWARDS LIFE | ||
| 149 ENERPLUS | ||
| 5 EQUINIX | ||
| 16Y8 EZCHIP SEMI | ||
| 8 FACTSET RESEARCH | ||
| 46 FASTENAL | ||
| 18 FISERV | ||
| 48 GOLDMAN SACHS 6.2% | 1,204 | 1,248 |
| 79 GOLDMAN SACHS 4% | 1,674 | 1,612 |
| 8 I H S | ||
| 8 IDEXX LABS | ||
| 57 II VI INC | ||
| 47 ING GROUEP | 728 | 1,200 |
| 34 INTEL | 650 | 1,171 |
| 2 INTUITIVE SUR | ||
| 257 INVESCO DYNAMIC | 3,048 | 2,711 |
| 19 JACOBS ENG | ||
| 49 LASALLE HOTE | 1,234 | 1,248 |
| 8 M W I VET SUPPLY | ||
| 18 MC DONALDS | 1,323 | 2,126 |
| 37 MELLANOX | ||
| 9 MIDDLEBY | ||
| 74 MORGAN STANLEY 4% | 1,507 | 1,538 |
| 14 MSC INDL | ||
| 31 MYRIAD GENETICS | ||
| 363 NAVIOS MARITIME PTNRS | 2,902 | 1,096 |
| 162 NAVIOS MARTIME | ||
| 89 NORDIC AMERN | ||
| 171 NORDIC AM TANK | 1,592 | 2,657 |
| 196 NORDIC AMERN OFFSHOR | 2,528 | 1,034 |
| 272 NUVEEN FLOT | ||
| 51 NVDIID | ||
| 7 PANERA BREAD | ||
| 27 PAYCHEX | 691 | 1,428 |
| PEBBLEBROOK HOT 6.5% | ||
| 49 PEMBINA PIPELING | 961 | 1,066 |
| 39 PEMBINA PIPELINE | ||
| 1842 PENGROWTH ENERGY | 4,434 | 1,351 |
| 531 PENGROWTH ENG | ||
| 275 PENNANTPARK CAP | 3,604 | 3,094 |
| 311 PENNANTPARK INVT | 2,492 | 1,922 |
| 165 PENNANTPARK | ||
| 5 PERRIGO | ||
| 44 PFIZER INC | 708 | 1,420 |
| 272 PIONEER FLOATING RATE | ||
| PRA GROUP | ||
| 299 PROSPECT CAPITAL CO | 2,620 | 2,087 |
| 158 PROSPECT CAPITAL | ||
| 25 QUALCOMM | ||
| 863 QUICKLOGIC | ||
| 21 RESMED | ||
| 21 SALESFORCE | ||
| 35 SILICOM LTD | ||
| 14 SPLUNK | ||
| 10 STERICYLE | ||
| 216 TCP CALITAL | 3,522 | 3,009 |
| 137 TCP CAPITAL | ||
| 108 TELEFONICA SA | 1,546 | 1,194 |
| 105 TELEFONICA S A | ||
| 69 TELSTRA | 1,388 | 1,402 |
| 37 TOLL BROS | ||
| 14 TRACTOR SUPPLY | ||
| 35 VERIZON | 1,195 | 1,618 |
| 1 WELLS FARGO 7.5% | 1,014 | 1,161 |
| 52 WESTPAC BANKING | 1,551 | 1,260 |
| 16 WORLD ACCEPT | ||
| 16 YUM |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| AEGON NV PFD | FMV | 1,177 | 1,617 |
| CAPSTEAD MORTGAGE CP NEW | FMV | 1,892 | 1,328 |
| ANNALY CAPITAL MGMT | FMV | 2,027 | 1,285 |
| ALEXANDRIA REAL EST | FMV | 2,041 | 2,078 |
| CORENERGY INFRAST | FMV | 1,562 | 921 |
| DIGITAL REALTY TRUST | FMV | 1,442 | 1,664 |
| INDEPENDENCE REALTY | FMV | 1,076 | 1,104 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXPENSES | ||||
| INVESTMENT FEES & CHARGES | 1,115 | 1,115 | ||
| OFFICE EXPENSES, ETC | 1,295 | 1,295 |
| Description | Amount |
|---|---|
| ADJUSTMENT TO CHS SCHWAB STMT | 20 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| REGISTRATION | 25 | 25 | ||
| FEDERAL TAX | 39 |