Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private
foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
A For the 2014 calendar year, or tax year beginning 07-01-2014 , and ending 06-30-2015
BCheck if applicable:
CName of organization
Cornell University
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
341 PINE TREE ROAD
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
ITHACA, NY14850
D Employer identification number

15-0532082
E Telephone number

G Gross receipts $ 10,721,163,381
F Name and address of principal officer:
MICHAEL L KOTLIKOFFACTPRES
341 PINE TREE ROAD
ITHACA,NY14850
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.CORNELL.EDU
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1865
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: EDUCATION, RESEARCH, MEDICAL SERVICES AND OTHER PUBLIC SERVICES.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 64
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 56
5 Total number of individuals employed in calendar year 2014 (Part V, line 2a) ...... 5 39,218
6 Total number of volunteers (estimate if necessary) ............. 6 8,818
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 9,653,166
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b  
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 842,647,482 584,510,026
9 Program service revenue (Part VIII, line 2g) ......... 3,091,992,142 3,339,680,440
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 416,208,319 420,205,412
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 17,890,972 6,972,137
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 4,368,738,915 4,351,368,015
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 452,582,733 462,661,107
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 2,137,135,595 2,319,435,787
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 604,755 358,791
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet68,044,493    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,099,586,170 1,169,479,188
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 3,689,909,253 3,951,934,873
19 Revenue less expenses. Subtract line 18 from line 12....... 678,829,662 399,433,142
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 12,498,894,139 12,669,538,763
21 Total liabilities (Part X, line 26)............. 3,274,322,744 3,278,677,385
22 Net assets or fund balances. Subtract line 21 from line 20..... 9,224,571,395 9,390,861,378
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet
Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2014)
Form 990 (2014)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,236,671,000 including grants of $ 396,138,531 ) (Revenue $ 963,772,476 )
THE UNIVERSITY IS RENOWNED FOR ITS UNDERGRADUATE, GRADUATE, PROFESSIONAL, POST-DOCTORAL, AND CONTINUING EDUCATION PROGRAMS. THE PRIMARY CAMPUSES ARE IN ITHACA, NEW YORK AND WEILL-CORNELL MEDICAL COLLEGE LOCATED IN NEW YORK CITY. THE UNIVERSITY ALSO HAS A SIGNIFICANT INTERNATIONAL PRESENCE IN EDUCATION AND IS NOTED FOR ITS MEDICAL COLLEGE IN QATAR. DURING THE FISCAL YEAR, THE UNIVERSITY GRANTED THE FOLLOWING ACADEMIC DEGREES: UNDERGRADUATE (3,674); MASTERS (2,502); PHD (555); JD, MD, DVM (374).
4b (Code:   ) (Expenses $ 938,350,000 including grants of $ 0 ) (Revenue $ 927,579,243 )
MEDICAL SERVICES, INCLUDING THE EDUCATION AND TRAINING OF PHYSICIANS, IS A MAJOR COMPONENT OF THE UNIVERSITY'S MISSION. THE PHYSICIAN ORGANIZATION IS AN INTEGRAL PART OF THE MEDICAL SCHOOL AND THE UNIVERSITY. IT PROVIDES THE PATIENT BASE ESSENTIAL FOR TEACHING, RESEARCH, AND CLINICAL SERVICES.
4c (Code:   ) (Expenses $ 568,510,000 including grants of $ 66,522,576 ) (Revenue $ 594,767,832 )
RESEARCH, BOTH BASIC AND APPLIED, IS ALSO A CORE MISSION-RELATED ACTIVITY. REVENUES FROM SPONSORED AWARDS INCLUDE $461 MILLION IN DIRECT SUPPORT AND $133 MILLION IN INDIRECT COST RECOVERIES. ALTHOUGH THE REVENUES INCLUDE GRANT AND CONTRACT REVENUE FOR PUBLIC OUTREACH AND INSTRUCTION, THE SINGLE LARGEST PORTION IS RESEARCH RELATED.
4d Other program services (Describe in Schedule O.)
(Expenses $ 785,242,535 including grants of $ 0 ) (Revenue $ 1,503,230,000 )
4e Total program service expensesMediumBullet3,528,773,535
Form 990 (2014)
Form 990 (2014)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment....
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions) .... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2014)
Form 990 (2014)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I.... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If "Yes," complete Schedule L, Part II................ Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV .......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2014)
Form 990 (2014)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
36,320
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
39,218
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletAS , FR , HK , IT , LU , NP , QA , UK
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
Yes
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds.
Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year?.........................
8
 
 
9a
Did the sponsoring organization make any taxable distributions under section 4966?...
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2014)
Form 990 (2014)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
64
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
56
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
 
No
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
 
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
 
 
13
Did the organization have a written whistleblower policy? ...............
13
 
No
14
Did the organization have a written document retention and destruction policy? .........
14
 
No
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AR , CA , CO , CT , DC , FL , GA , HI , IL , KS , KY , ME , MD , MA , MI , MN , MS , MO , NH , NJ , NM , NY , NC , ND , OH , OK , OR , PA , RI , SC , TN , UT , VA , WA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletUNIVERSITY CONTROLLER
341 PINE TREE ROAD
ITHACA,NY148502820 (607) 255-3581
Form 990 (2014)
Form 990 (2014)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) Robert S Harrison........................................................................
Chairman
 2.0
.......................0.0 		X           0 0 0
(2) David D Croll........................................................................
Vice Chairman
 2.0
.......................0.0 		X           0 0 0
(3) Andrew H Tisch........................................................................
Vice Chairman
 2.0
.......................0.0 		X           0 0 0
(4) Jan Rock Zubrow........................................................................
Chairman of the Exec. Comm.
 2.0
.......................0.0 		X           0 0 0
(5) David J Skorton........................................................................
President & Ex Officio Trustee
 55.0
.......................0.0 		X   X       1,507,860 0 136,468
(6) Andrew Cuomo........................................................................
Ex Officio Trustee
 2.0
.......................0.0 		X           0 0 0
(7) Carl E Heastie........................................................................
Ex Officio Trustee (from 2/3)
 2.0
.......................0.0 		X           0 0 0
(8) Sheldon Silver........................................................................
Ex Officio Trustee (thru 2/2)
 2.0
.......................0.0 		X           0 0 0
(9) John J Flanagan........................................................................
Ex Officio Trustee
 2.0
.......................0.0 		X           0 0 0
(10) Barbara A Baird........................................................................
Trustee/Prof. of Chemistry
 55.0
.......................0.0 		X           246,566 0 46,228
(11) Richard A Baker........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(12) Matthew L Biben........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(13) Jessica M Bibliowicz........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(14) Richard L Booth........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(15) Douglas L Braunstein........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(16) Mario Cilento........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(17) Ezra Cornell........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
Form 990 (2014)
Form 990 (2014)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) Gary S Davis........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(19) Nicole B DelToro........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(20) Elizabeth C Everett........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(21) David R Fischell........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(22) Gregory J Galvin........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(23) Ross H Gitlin........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(24) Rana Glasgal........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(25) Patricia E Harris........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(26) Kraig H Kayser........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(27) Ruben J King-Shaw Jr........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(28) Peggy J Koenig........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(29) Robert S Langer Jr........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(30) Linda R Macaulay........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(31) Lowell C McAdam........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(32) William H McAleer........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(33) Ronald D McCray........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(34) John F Megrue Jr........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(35) Howard P Milstein........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(36) Alan L Mittman........................................................................
Trustee/Dir. Workforce Policy
 55.0
.......................0.0 		X           133,556 0 36,322
(37) John A Noble........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(38) Barbara Goldman Novick........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(39) Peter J Nolan........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(40) Annie D O'Toole........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(41) Lubna Suliman Olayan........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(42) Armando J Olivera........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(43) Donald C Opatrny........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(44) William D Perez........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(45) Leland C Pillsbury........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(46) Bruce S Raynor........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(47) Gene D Resnick........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(48) Susan T Rodriguez........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(49) Meredith A Rosenberg........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(50) Paul Salvatore........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(51) Martin F Sheinman........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(52) Dalia P Stiller........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(53) Chiaki Tanuma........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(54) Ratan N Tata........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(55) Lisa Skeete Tatum........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(56) Michael A Troy........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(57) Sheryl Hilliard Tucker........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(58) M Eileen McManus Walker........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(59) Padmasree Y Warrior........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(60) Laura A Wilkinson........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(61) Mariana F Wolfner........................................................................
Trustee/Prof. Molecular Bio.
 55.0
.......................0.0 		X           184,122 0 35,124
(62) Craig Yunker........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(63) Michael J Zak........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(64) Karen P Zimmer........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(65) Barton J Winokur........................................................................
Trustee
 2.0
.......................0.0 		X           0 0 0
(66) Joanne M DeStefano........................................................................
VP of Finance & CFO
 55.0
.......................0.0 		    X       497,514 0 54,520
(67) W Kent Fuchs........................................................................
Provost (through 11/14)
 55.0
.......................0.0 		    X       652,820 0 58,267
(68) Harry Katz........................................................................
Interim Provost (from 11/14)
 55.0
.......................0.0 		    X       413,284 0 72,455
(69) Laurie H Glimcher........................................................................
Dean and Provost Med. Affrs
 55.0
.......................0.0 		    X       1,505,476 0 58,246
(70) James J Mingle........................................................................
Univ. Counsel & Secretary
 55.0
.......................0.0 		    X       493,091 0 50,001
(71) Albert J Edwards........................................................................
Chief Investment Officer
 55.0
.......................0.0 		      X     1,072,200 0 49,476
(72) Daniel Knowles MD........................................................................
Chair & Professor of Pathology
 55.0
.......................0.0 		      X     1,883,539 0 80,447
(73) Robert A Buhrman........................................................................
Sr VP for Research
 55.0
.......................0.0 		      X     387,602 0 41,255
(74) Stephen M Cohen........................................................................
Executive Vice Provost
 55.0
.......................0.0 		      X     947,235 0 81,088
(75) Zev Rosenwaks MD........................................................................
Director Cohen Cntr Rprdc Med
 55.0
.......................0.0 		        X   5,597,323 0 70,101
(76) Hey-Joo Kang MD........................................................................
Prof. Obs Gyn & Reproduct Med
 55.0
.......................0.0 		        X   3,520,199 0 47,899
(77) Steven D Spandorfer MD........................................................................
Prof. Obs Gyn & Reproduct Med
 55.0
.......................0.0 		        X   3,453,821 0 72,481
(78) Theodore Schwartz MD........................................................................
Prof. of Neurological Surgery
 55.0
.......................0.0 		        X   3,393,114 0 60,431
(79) Pak H Chung MD........................................................................
Prof. Obs Gyn & Reproduct Med
 55.0
.......................0.0 		        X   3,357,389 0 68,766
(80) Rosemary J Avery........................................................................
Fmr Trustee/Chair Dept. Mgmt
 55.0
.......................0.0 		          X 307,476 0 51,398
(81) Beth McKinney........................................................................
Fmr Trustee/Dir. Wellness Prgm
 55.0
.......................0.0 		          X 82,438 0 27,570
(82) Anthony Gotto MD........................................................................
Fmr Ofcr/Dean of WMC/Provost
 55.0
.......................0.0 		          X 774,098 0 591,547
(83) Nelson G Hairston........................................................................
Fmr Trustee/Prof. Envrnm Sci.
 55.0
.......................0.0 		          X 182,259 0 38,754
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 30,592,982 0 1,828,844
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet3,950
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
LeChase Constructions Services LLC,
205 Indigo Creek Dr
Rochester,NY14626 		Construction 9,496,477
Sedgwick Business Interiors LLC,
100 W Court St
Syracuse,NY13204 		Business Equipment 4,042,543
Production Glue LLC,
341 W 38th St Fl 14
New York,NY10018 		TECH. CONSULTANT 3,246,112
Skidmore Owings Merrill LLP,
14 Wall St
New York,NY10005 		Legal 3,237,050
FCRC CU Tech Development LLC,
1 Metrotech Center
Brooklyn,NY11201 		Construction 2,478,048
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet81
Form 990 (2014)
Form 990 (2014)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b 1,309,208
c Fundraising events....1c 2,990,601
d Related organizations...1d 17,435,001
e Government grants (contributions)1e 28,279,018
f All other contributions, gifts, grants, and
similar amounts not included above1f 		534,496,198
g Noncash contributions included in lines
1a-1f:$ 		6,735,620
h Total. Add lines 1a-1f.......MediumBullet 584,510,026
Program Service RevenueAmt Business Code
2a EDUCATION: TUITION 900099 963,722,476 963,722,476 0 0
b GRANTS & CONTRACTS FOR RESEARCH 900099 606,158,676 606,158,676 0 0
c MEDICAL SERVICES 900099 927,579,243 927,579,243 0 0
d LAND GRANT MISSION GOVT APPROP. 900099 148,711,545 148,711,545 0 0
e AUXILLIARY ENTERPRISES - ROOM & BOARD 900099 157,522,450 157,522,450 0 0
f All other program service revenue . 535,986,050 533,880,353 1,537,724 567,973
g Total. Add lines 2a–2f........MediumBullet 3,339,680,440
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 118,196,984   7,837,629 110,359,355
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0 0    
5 Royalties...........MediumBullet 0      
(i) Real (ii) Personal
6a Gross rents 4,350,004  
b Less: rental expenses 4,705,797  
c Rental income or (loss) -355,793 0
d Net rental income or (loss).......MediumBullet -355,793     -355,793
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 6,649,340,296  
b Less: cost or other basis and sales expenses 6,347,331,868  
c Gain or (loss) 302,008,428  
d Net gain or (loss)..........MediumBullet 302,008,428     302,008,428
8a Gross income from fundraising events (not including
$ 2,990,601
of contributions reported on line 1c). See Part IV, line 18 ..
a 397,724
b Less: direct expenses ...b 1,507,416
c Net income or (loss) from fundraising events..MediumBullet -1,109,692   -1,109,692
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a 24,687,907
b Less: cost of goods sold ..b 16,250,285
c Net income or (loss) from sales of inventory..MediumBullet 8,437,622   277,813 8,159,809
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See Instructions......MediumBullet 4,351,368,015 3,337,574,743 9,653,166 419,630,080
Form 990 (2014)
Form 990 (2014)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 66,522,576 66,522,576
2 Grants and other assistance to domestic individuals. See Part IV, line 22 .... 383,334,580 383,334,580
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16 ............ 12,803,951 12,803,951
4 Benefits paid to or for members .... 0 0
5 Compensation of current officers, directors, trustees, and key employees .... 10,545,820 1,054,582 5,272,910 4,218,328
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0 0 0 0
7 Other salaries and wages .... 1,790,945,935 1,552,392,389 198,055,829 40,497,717
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 68,824,462 52,705,774 13,400,123 2,718,565
9 Other employee benefits ....... 369,601,294 321,553,126 40,656,142 7,392,026
10 Payroll taxes ........... 79,518,276 69,180,900 8,747,010 1,590,366
11 Fees for services (non-employees):        
a Management ...... 0 0 0 0
b Legal ......... 10,201,324 9,079,178 1,122,146 0
c Accounting ........... 2,190,249 2,190,249 0 0
d Lobbying ........... 230,000   0 230,000
e Professional fundraising services. See Part IV, line 17 358,791 358,791
f Investment management fees ...... 15,551,114 15,551,114 0 0
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) .... 178,485,979 155,282,801 19,633,459 3,569,719
12 Advertising and promotion .... 0 0 0 0
13 Office expenses ....... 25,410,258 22,106,924 2,795,129 508,205
14 Information technology ...... 32,772,107 28,511,733 3,604,932 655,442
15 Royalties .. 3,043,750 3,043,750 0 0
16 Occupancy ........... 116,743,582 101,566,917 12,841,794 2,334,871
17 Travel ............ 41,270,141 31,778,008 6,190,522 3,301,611
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0 0 0 0
19 Conferences, conventions, and meetings .... 21,700,432 18,879,376 2,387,048 434,008
20 Interest ........... 88,684,828 88,684,828 0 0
21 Payments to affiliates ....... 0 0 0 0
22 Depreciation, depletion, and amortization ..... 257,845,200 229,482,228 28,362,972 0
23 Insurance .............. 39,140,524 37,496,622 1,409,058 234,844
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a MAINTENANCE 42,154,573 37,517,570 4,637,003 0
b SPONSORED RSRCH SUBCNTRCT 58,624,964 58,624,964 0 0
c OTHER SUPPLIES 67,281,656 67,281,656 0 0
d STUDENT AND CAMPUS SERVICES 52,349,974 51,826,474 523,500 0
e All other expenses 115,798,533 110,321,265 5,477,268  
25 Total functional expenses. Add lines 1 through 24e 3,951,934,873 3,528,773,535 355,116,845 68,044,493
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720). 0      
Form 990 (2014)
Form 990 (2014)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 48,267,172 1 74,001,117
2 Savings and temporary cash investments ......... 89,408,150 2 56,168,071
3 Pledges and grants receivable, net ........... 1,093,569,361 3 1,079,560,184
4 Accounts receivable, net ............. 440,843,005 4 418,610,244
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
0 6 0
7 Notes and loans receivable, net ............. 72,803,135 7 76,986,970
8 Inventories for sale or use .............. 9,483,323 8 9,672,998
9 Prepaid expenses and deferred charges .......... 34,825,600 9 80,255,959
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 6,624,787,505
b Less: accumulated depreciation ..... 10b 2,847,675,363 3,701,556,788 10c 3,777,112,142
11 Investments—publicly traded securities .......... 1,740,299,000 11 1,878,027,000
12 Investments—other securities. See Part IV, line 11 ..... 5,104,567,745 12 5,051,670,500
13 Investments—program-related. See Part IV, line 11 ..... 0 13 0
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 163,270,860 15 167,473,578
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 12,498,894,139 16 12,669,538,763
Liabilities 17 Accounts payable and accrued expenses ......... 558,204,114 17 589,901,403
18 Grants payable ................. 52,275,390 18 52,991,478
19 Deferred revenue ................ 282,470,402 19 234,008,152
20 Tax-exempt bond liabilities ............. 1,243,095,000 20 1,200,475,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 322,770,323 23 337,928,790
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 815,507,515 25 863,372,562
26 Total liabilities. Add lines 17 through 25......... 3,274,322,744 26 3,278,677,385
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 3,083,285,330 27 3,035,585,863
28 Temporarily restricted net assets ........... 3,406,995,894 28 3,421,937,658
29 Permanently restricted net assets ........... 2,734,290,171 29 2,933,337,857
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 9,224,571,395 33 9,390,861,378
34 Total liabilities and net assets/fund balances ........ 12,498,894,139 34 12,669,538,763
Form 990 (2014)
Form 990 (2014)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
4,351,368,015
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
3,951,934,873
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
399,433,142
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
9,224,571,395
5
Net unrealized gains (losses) on investments ...............
5
-157,251,559
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-75,891,600
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
9,390,861,378
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? .................
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2014)
Form 990 (2014)
Page 13
Form 990, Special Condition Description:
Special Condition Description
Form 990 (2014)
Form 990 (2014)
Page 14
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
a
b
c
d
e
f
Enter the number of supported organizations .............................  
g
Provide the following information about the supported organization(s).
(i)Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total    

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) 2014 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 384,515,000 672,276,000 478,613,388 842,647,482 584,510,026 2,962,561,896
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge.. 42,200,661 41,188,766 41,084,578 40,454,003 40,937,796 205,865,804
4 Total. Add lines 1 through 3 426,715,661 713,464,766 519,697,966 883,101,485 625,447,822 3,168,427,700
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 42,556,995
6 Public support. Subtract line 5 from line 4. 3,125,870,705
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) 2014 (f) Total
7 Amounts from line 4.. 426,715,661 713,464,766 519,697,966 883,101,485 625,447,822 3,168,427,700
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 117,791,887 109,437,360 76,233,294 127,377,264 142,882,768 573,722,573
9 Net income from unrelated business activities, whether or not the business is regularly carried on..           0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..           0
11 Total support Add lines 7 through 10. 3,742,150,273
12
12
14,000,281,134
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
83.531 %
15
15
85.020 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) 2014 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) 2014 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 11 of Part I. If you checked 11a of Part I, complete Sections A and B. If you checked 11b of Part I, complete Sections A and C. If you checked 11c of Part I, complete Sections A, D, and E. If you checked 11d of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 11a or 11b in Part I, answer (b) and (c) below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations....
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed, (ii) the reasons for each such action, (iii) the authority under the organization's organizing document authorizing such action, and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (a) its supported organizations; (b) individuals that are part of the charitable class benefited by one or more of its supported organizations; or (c) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in IRC 4958(c)(3)(C)), a family member of a substantial contributor, or a 35-percent controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part II of Schedule L (Form 990).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9(a)) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9(a)) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of IRC 4943 because of IRC 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in (a) above?
11b
 
 
c
A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.
11c
 
 
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 5
Part IV
Supporting Organizations (continued)

Section B. Type I Supporting Organizations
Yes
No
1
Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (1) a written notice describing the type and amount of support provided during the prior tax year, (2) a copy of the Form 990 that was most recently filed as of the date of notification, and (3) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer (a) and (b) below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer (a) and (b) below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 6
Part V – Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations

1.   Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970. See instructions. All other Type III non-functionally integrated supporting organizations must complete Sections A through E.
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    

Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors (explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by .035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    

Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7   Check here if the current year is the organization's first as a non-functionally-integrated Type III supporting organization (see instructions)
Schedule A (Form 990 or 990-EZ) 2014
Schedule A (Form 990 or 990-EZ) 2014
Page 7
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity		  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations  
4 Amounts paid to acquire exempt-use assets  
5 Qualified set-aside amounts (prior IRS approval required)  
6 Other distributions (describe in Part VI). See instructions  
7Total annual distributions. Add lines 1 through 6.  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions		  
9 Distributable amount for 2014 from Section C, line 6  
10 Line 8 amount divided by Line 9 amount  

Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2014 		(iii)
Distributable
Amount for 2014
1 Distributable amount for 2014 from Section C, line
6 		 
2 Underdistributions, if any, for years prior to 2014
(reasonable cause required--see instructions)		  
3 Excess distributions carryover, if any, to 2014:
a From 2009.......X
b From 2010.......X
c From 2011.......X
d From 2012.......X
e From 2013.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2014 distributable amount  
i Carryover from 2009 not applied (see
instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.  
4Distributions for 2014 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2014 distributable amount  
c Remainder. Subtract lines 4a and 4b from 4.  
5 Remaining underdistributions for years prior to
2014, if any. Subtract lines 3g and 4a from line 2
(if amount greater than zero, see instructions)		  
6 Remaining underdistributions for 2014. Subtract
lines 3h and 4b from line 1 (if amount greater than
zero, see instructions)		  
7 Excess distributions carryover to 2015. Add lines
3j and 4c.		  
8 Breakdown of line 7:
a From 2010.......X
b From 2011.......X
c From 2012.......X
d From 2013.......  
e From 2014.......  
Schedule A (Form 990 or 990-EZ) (2014)
Schedule A (Form 990 or 990-EZ) 2014
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2014

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2014)

Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Page 2
Name of organization
Cornell University
  		Employer identification number

15-0532082
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 

   
 
 
  ,    

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Page 3
Name of organization
Cornell University
  		Employer identification number

15-0532082
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Page 4
Name of organization
Cornell University
  		Employer identification number

15-0532082
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10)
that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public
Inspection
If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2014

Schedule C (Form 990 or 990-EZ) 2014
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2011 (b) 2012 (c) 2013 (d) 2014 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2014


Schedule C (Form 990 or 990-EZ) 2014
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
0
d
Mailings to members, legislators, or the public? .........................
 
No
0
e
Publications, or published or broadcast statements? .......................
 
No
0
f
Grants to other organizations for lobbying purposes? .......................
 
No
0
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
438,000
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
0
i
Other activities? ..........................
Yes
 
0
j
Total. Add lines 1c through 1i ...............................
438,000
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
SCHEDULE C, PART I-A, LINE 1 THE UNIVERSITY DOES NOT PARTICIPATE DIRECTLY OR INDIRECTLY IN ANY POLITICAL CAMPAIGN AND REMINDS THE UNIVERSITY COMMUNITY, AT THE TIME OF ANY IMPORTANT LOCAL, STATE OR NATIONAL ELECTION, ABOUT THE PROHIBITION AGAINST UNIVERSITY PARTICIPATION. THE MESSAGE MAKES CLEAR THAT THIS PROHIBITION DOES NOT IN ANY WAY AFFECT AN INDIVIDUAL'S PERSONAL ACTIVITIES. THE UNIVERSITY DOES NOT DEEM IT NECESSARY TO ISSUE A FORMAL POLICY ON POLITICAL CAMPAIGN PROHIBITIONS THROUGH ITS POLICY OFFICE.
SCHEDULE C, PART II-B, LINE 1B CORNELL'S LOBBYING EFFORTS WERE HANDLED THROUGH THE UNIVERSITY RELATIONS OFFICES LOCATED IN ALBANY AND WASHINGTON DC PRIMARILY BY FIVE REGISTERED LOBBYISTS. IN ADDITION, THROUGHOUT THE FISCAL YEAR ENDING JUNE 30, 2015, CORNELL EMPLOYEES AND STUDENTS LOBBIED IN ALBANY AND/OR WASHINGTON D.C. LOBBYING EFFORTS CENTERED ON HIGHER EDUCATION MATTERS, STATE AND FEDERAL BUDGETS, UNIVERSITY-BASED RESEARCH PROPOSALS, AND LEGISLATIVE BILLS AFFECTING CORNELL STUDENTS AND STAFF. CORNELL IS A PAYING MEMBER OF SEVERAL STATE AND FEDERAL ASSOCIATIONS THAT DO DIRECT LOBBYING AND PUBLIC ADVOCACY ON BEHALF OF PUBLIC AND PRIVATE NOT-FOR-PROFIT HIGHER EDUCATION, RESEARCH, COLLEGE ATHLETICS, AND UNIVERSITY OPERATIONS INCLUDING STUDENT HEALTH INSURANCE, ENERGY, AND FINANCIAL PLANNING. THE UNIVERSITY CONTRACTED WITH A LOBBYING FIRM IN NEW YORK CITY TO REPRESENT OUR INTERESTS RELATING TO THE CORNELL TECH CAMPUS BEFORE THE NEW YORK CITY GOVERNMENT.
SCHEDULE C, PART II-B, LINE 1G CORNELL UNIVERSITY STAFF LOBBIED LEGISLATORS, STAFF AND GOVERNMENT OFFICIALS IN WASHINGTON, ALBANY, NEW YORK CITY, AND ITHACA DURING THE FISCAL YEAR ENDING JUNE 30, 2015. TOPICS INCLUDED: STUDENT HEALTH INSURANCE, CONTRACTING PROCESSES, AGRICULTURE TESTING AND RESEARCH PROGRAMS, LABOR LAW TRAINING, ENVIRONMENTAL PROTECTION PROGRAMS, FUNDING FOR OPERATIONS AND FACILITIES, INCLUDING THE EXPANSION OF CORNELL'S VETERINARY COLLEGE FACILITY AND AN AGRICULTURAL SCIENCE RESEARCH LAB, STUDENT FINANCIAL AID PROGRAMS, CORNELL TECH CAMPUS LAND USE, U.S.D.A. FARM BILL, STUDENT LOAN INTEREST RATES, ECONOMIC DEVELOPMENT PROGRAMS, IMMIGRATION, GRADUATE MEDICAL EDUCATION, PATENT REFORM, SCIENCE AND TECHNOLOGY INITIATIVES, AND AGENCY RE-AUTHORIZATIONS.
SCHEDULE C, PART II-B, LINE 1I IN ADDITION TO MEETING WITH GOVERNMENT OFFICIALS TO ADVANCE THE INTERESTS OF HIGHER EDUCATION IN GENERAL AND UNIVERSITY-BASED RESEARCH ACTIVITIES IN PARTICULAR, THE UNIVERSITY IS A MEMBER OF KEY ORGANIZATIONS THAT ALSO LOBBY ON BEHALF OF ISSUES AFFECTING HIGHER EDUCATION.
Schedule C (Form 990 or 990EZ) 2014

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $ 162,498
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $ 74,060,795
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenue included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2014

Schedule D (Form 990) 2014
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability?
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII .......
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 5,744,869,444 5,140,214,516 4,799,313,766 4,928,070,000 4,259,950,000
b Contributions ........ 241,117,041 162,578,975 142,698,495 107,392,000 112,278,000
c Net investment earnings, gains, and losses 193,711,812 791,728,922 517,725,141 -9,223,000 734,562,000
d Grants or scholarships ..... 51,080,905 81,084,751 77,885,532 30,500,080 -22,504,820
e Other expenditures for facilities
and programs ........ 		203,466,849 230,432,044 201,765,031 154,846,560 -115,986,380
f Administrative expenses .... 41,633,086 38,136,174 39,872,323 49,269,360 -34,622,800
g End of year balance ...... 5,883,517,457 5,744,869,444 5,140,214,516 4,791,623,000 5,279,904,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet24.000 %
b
Permanent endowment SchDMd Bullet70.000 %
c
Temporarily restricted endowment SchDMd Bullet6.000 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
Yes
 
(ii) related organizations ........................
3a(ii)
Yes
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   23,757,542 23,757,542
b Buildings ................   4,514,880,245 1,683,674,993 2,831,205,252
c Leasehold improvements ............   451,905,263 286,437,374 165,467,889
d Equipment ................   673,604,856 423,245,440 250,359,416
e Other .................   997,898,700 491,576,657 506,322,043
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 3,777,112,142
Schedule D (Form 990) 2014

Schedule D (Form 990) 2014
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests 23,503,000 F
(3)Other
(A) DOMESTIC EQUITIES 		212,568,000 F

(B) FOREIGN EQUITIES 		275,972,000 F

(C) HEDGED EQUITIES 		724,531,000 F

(D) PRIVATE EQUITIES 		1,152,535,500 F

(E) FIXED INCOME ASSET BACKED SEC 		22,073,000 F

(F) FIXED INCOME CORPORATE BONDS 		408,917,000 F

(G) FIXED INCOME EQUITY PSHIPS 		423,011,000 F

(H) FIXED INCOME & MARKETABLE SEC. 		1,808,560,000 F

Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 5,051,670,500
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes 0
DUE TO CONSOLIDATED SUBS 407,524
OBLIGATIONS UNDER SPLIT INT AGRMNT 139,857,349
DEFERRED BENEFITS 527,574,280
FUNDS HELD IN TRUST FOR OTHERS 195,533,409





Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 863,372,562
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2014

Schedule D (Form 990) 2014
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 3,851,861,468
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a -157,251,559
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d -12,050,378
e Add lines 2a through 2d ..................... 2e -169,301,937
3 Subtract line 2e from line 1..................... 3 4,021,163,405
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b 330,204,610
c Add lines 4a and 4b....................... 4c 330,204,610
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 4,351,368,015
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 3,685,571,484
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 86,304,719
e Add lines 2a through 2d...................... 2e 86,304,719
3 Subtract line 2e from line 1..................... 3 3,599,266,765
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b 352,668,108
c Add lines 4a and 4b....................... 4c 352,668,108
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 3,951,934,873
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
SCHEDULE D, PART III, LINE 4 ART COLLECTION: THE HERBERT F. JOHNSON MUSEUM OF ART IS PARTICULARLY NOTED FOR ITS COLLECTION IN THE AREA OF ASIAN ART, 19TH AND 20TH CENTURY AMERICAN ART AND THE GRAPHIC ARTS. THE COLLECTION IS USED FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH. THE MUSEUM'S CALENDAR OF EVENTS IS AVAILABLE ON ITS WEB SITE AND PROVIDES INFORMATION TO ENCOURAGE USE OF THE COLLECTION BY THE PUBLIC. SCHEDULE D, PART V, LINE 4 ENDOWMENT FUNDS: THE UNIVERSITY'S ENDOWMENT CONSISTS PRIMARILY OF PERMANENT ENDOWMENT AND BOARD DESIGNATED ENDOWMENT (I.E., FUNDS FUNCTIONING AS ENDOWMENT). THE INCOME FROM THE ENDOWMENT PROVIDES CRITICAL SUPPORT FOR ENDOWED FACULTY CHAIRS, STUDENT FINANCIAL AID, AND SUPPORT FOR VARIOUS INSTITUTIONAL PROGRAMS FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH.
SCHEDULE D, PART X, LINE 2 FIN 48(ASC 740) FOOTNOTE THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM INCOME TAXES ON RELATED INCOME PURSUANT TO THE APPROPRIATE SECTIONS OF THE INTERNAL REVENUE CODE. IN ACCORDANCE WITH THE ACCOUNTING STANDARDS, THE UNIVERSITY EVALUATES ITS INCOME TAX POSITION EACH FISCAL YEAR TO DETERMINE WHETHER IT IS MORE LIKELY THAN NOT TO BE SUSTAINED IF EXAMINED BY THE APPLICABLE TAXING AUTHORITY. THIS REVIEW HAD NO MATERIAL IMPACT ON THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS.
SCHEDULE D, PART XI, LINE 2D CHANGES IN FMV OF SPLIT INTEREST ($ 12,050,378) ------------- TOTAL ($ 12,050,378)
SCHEDULE D, PART XI, LINE 4B RECLASS OF STUDENT ASSISTANCE $352,668,108 RECLASS OF RENT EXPENSE ($ 4,705,797) RECLASS OF SPECIAL EVENT EXPENSE ($ 1,507,416) RECLASS OF COST OF GOODS SOLD ($ 16,250,285) ------------ TOTAL $330,204,610
SCHEDULE D, PART XII, LINE 2D LOSS ON SWAP TERMINATION $ 16,419,061 FAS 158 $ 47,422,157 RECLASS OF SPECIAL EVENT EXPENSES $ 1,507,416 RECLASS OF RENT EXPENSE $ 4,705,797 RECLASS OF COST OF GOODS SOLD $ 16,250,285 ------------ TOTAL $86,304,719
SCHEDULE D, PART XII, LINE 4B RECLASS OF STUDENT ASSISTANCE $352,668,108
Schedule D (Form 990) 2014

Additional Data


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SCHEDULE E(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Information about Schedule E (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047 2014Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) (2014)
Schedule E (Form 990 or 990EZ) (2014)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide any other additional information (see instructions).
Return Reference Explanation
SCHEDULE E, PART I, LINE 3 THE UNIVERSITY, ORGANIZED IN THE 1860'S, INCLUDED IN ITS CHARTER A COMMITMENT TO NON-DISCRIMINATION BASED ON RELIGION. FROM ITS EARLIEST HISTORY, THE UNIVERSITY ADMITTED A DIVERSE STUDENT BODY IN TERMS OF RACE, GENDER, AND RELIGION. THE STATISTICS ABOUT THE COMPOSITION OF FACULTY, STAFF, AND STUDENTS, AS WELL AS THE UNIVERSITY'S ONGOING EFFORTS TO INCREASE DIVERSITY, REFLECT THE STRONG COMMITMENT TO NON-DISCRIMINATION.
SCHEDULE E, PART I, LINE 6A CORNELL RECEIVES ASSISTANCE FROM BOTH THE FEDERAL GOVERNMENT AND NEW YORK STATE. THE FEDERAL GOVERNMENT PROVIDES SUPPORT FOR LOANS, STUDENT EMPLOYMENT, AND GRANTS. THE MAJOR LOAN PROGRAMS ARE W.D. FORD SUBSIDIZED AND UNSUBSIDIZED LOANS, PERKINS LOANS, AND DIRECT PLUS LOANS. EMPLOYMENT INCLUDES FUNDS FOR FEDERAL WORK-STUDY. THE MAJOR GRANTS ARE PELL GRANTS AND SUPPLEMENTAL EDUCATIONAL OPPORTUNITY ASSISTANCE PROGRAM (TAP).
Schedule E (Form 990 or 990-EZ) (2014)
Additional Data


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SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants
and other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria
used to award the grants or assistance? ...........................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
Antarctica     Program services Education & Research 109,993
Central America and the Caribbean 1 4 Program services Education & Research 382,226
East Asia and the Pacific   14 Program services Education & Research 2,962,345
Europe (Including Iceland and Greenland) 14 92 Program services Education & Research 8,452,112
Middle East and North Africa 1 485 Program services Education & Research 132,348,084
North America   21 Program services Education & Research 1,509,089
Russia and the Newly Independent States   5 Program services Education & Research 80,369
South America   4 Program services Education & Research 811,923
South Asia 3 7 Program services Education & Research 1,078,640
Sub-Saharan Africa   9 Program services Education & Research 1,347,526
Central America and the Caribbean     Program services Medical Services 679,640
East Asia and the Pacific     Investments   126,000
Europe (Including Iceland and Greenland)     Investments   101,792,904
Central America and the Caribbean     Investments   703,213,568
Central America and the Caribbean     Program Services Frgn Patent Exp 24,166
East Asia and the Pacific     Program services Frgn Patent Exp 1,515,280
Europe (Including Iceland and Greenland)     Program services Frgn Patent Exp 4,451,486
Middle East and North Africa     Program services Frgn Patent Exp 38,402
North America     Program services Frgn Patent Exp 136,186
Russia and the Newly Independent States     Program services Frgn Patent Exp 4,824
South America     Program services Frgn Patent Exp 62,118
South Asia     Program services Frgn Patent Exp 92,915
Sub-Saharan Africa     Program services Frgn Patent Exp 1,082,490
East Asia and the Pacific     Program services Research Sub-Contracts 874,319
Europe (Including Iceland and Greenland)     Program services Research Sub-Contracts 1,241,352
Middle East and North Africa     Program services Research Sub-Contracts 845,762
North America     Program services Research Sub-Contracts 3,932,512
Russia and the Newly Independent States     Program services Research Sub-Contracts 58,000
South America     Program services Research Sub-Contracts 1,429,729
South Asia     Program services Research Sub-Contracts 2,048,363
Sub-Saharan Africa     Program services Research Sub-Contracts 5,619,783
Europe (Including Iceland and Greenland)     Fundraising Foundation 54,385
Central America and the Caribbean     Grantmaking   95,319
East Asia and the Pacific     Grantmaking   6,569,629
Europe (Including Iceland and Greenland)     Grantmaking   2,172,620
Middle East and North Africa     Grantmaking   294,209
North America     Grantmaking   1,163,786
Russia and the Newly Independent States     Grantmaking   115,913
South America     Grantmaking   446,250
South Asia     Grantmaking   1,576,588
Sub-Saharan Africa     Grantmaking   369,637
3a Sub-total ..... 19 641 960,885,351
b Total from continuation sheets to Part I ...     30,325,091
c Totals (add lines 3a and 3b) 19 641 991,210,442
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2014
Schedule F (Form 990) 2014
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (a)(c) Region (b)(d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
 
3
Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2014
Schedule F (Form 990) 2014Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Student Travel Grant/Fellowshp Central America and the Caribbean 11 18,303 Check/ACH   NONE FMV
Student Travel Grant/Fellowshp East Asia and the Pacific 77 251,523 Check/ACH   NONE FMV
Student Travel Grant/Fellowshp Europe (Including Iceland and Greenland) 50 112,078 Check/ACH   NONE FMV
Student Travel Grant/Fellowshp Middle East and North Africa 3 3,900 Check/ACH   NONE FMV
Student Travel Grant/Fellowshp North America 8 13,210 Check/ACH   NONE FMV
Student Travel Grant/Fellowshp Russia and the Newly Independent States 3 6,600 Check/ACH   NONE FMV
Student Travel Grant/Fellowshp South America 21 30,637 Check/ACH   NONE FMV
Student Travel Grant/Fellowshp South Asia 31 115,832 Check/ACH   NONE FMV
Student Travel Grant/Fellowshp Sub-Saharan Africa 39 35,006 Check/ACH   NONE FMV
Student Financial Aid Central America and the Caribbean 1 77,016 Check/ACH   NONE FMV
Student Financial Aid East Asia and the Pacific 174 6,318,106 Check/ACH   NONE FMV
Student Financial Aid Europe (Including Iceland and Greenland) 62 2,060,542 Check/ACH   NONE FMV
Student Financial Aid Middle East and North Africa 14 290,309 Check/ACH   NONE FMV
Student Financial Aid North America 58 1,150,576 Check/ACH   NONE FMV
Student Financial Aid Russia and the Newly Independent States 2 109,313 Check/ACH   NONE FMV
Student Financial Aid South America 17 415,613 Check/ACH   NONE FMV
Student Financial Aid South Asia 44 1,460,756 Check/ACH   NONE FMV
Student Financial Aid Sub-Saharan Africa 18 304,630 Check/ACH   NONE FMV
Schedule F (Form 990) 2014
Schedule F (Form 990) 2014
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; do not file with Form 990)............................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713; do not file with Form 990).....................................
Schedule F (Form 990) 2014
Schedule F (Form 990) 2014
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
SCHEDULE F, PART I, LINE 2 THE UNIVERSITY REVIEWS ALL INVOICES AND OTHER REQUIRED DOCUMENTATION FOR ACCURACY, APPROPRIATENESS OF THE EXPENDITURES IN COMPLIANCE WITH THE AWARD DOCUMENTS AND TIMELINESS OF SUBMISSION. SCHEDULE F, PART I, LINE 3 COLUMN F THE AUDITED FINANCIAL STATEMENTS ARE PREPARED UNDER THE ACCRUAL METHOD. ACCORDINGLY, THE REVENUE AND EXPENSES REPORTED IN THE FORM 990 AND ITS SUPPORTING SCHEDULES, INCLUDING THE FOREIGN EXPENDITURES REPORTED ON SCHEDULE F, PART I, LINE 2, COLUMN F, ARE REPORTED UNDER THE ACCRUAL METHOD.
SCHEDULE F, PART III THESE AMOUNTS INCLUDE SCHOLARSHIP, FELLOWSHIP, AND GRANT FUNDING PROVIDED TO STUDENTS WITH A COUNTRY OF CITIZENSHIP OUTSIDE OF THE U.S. FURTHER, EDUCATIONAL TRAVEL GRANTS PROVIDED TO INDIVIDUALS, REGARDLESS OF CITIZENSHIP, IS REPORTED IF THE PRIMARY DESTINATION WAS OUTSIDE OF THE UNITED STATES.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2014
Additional Data


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SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17. Form 990-EZ
filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
GRENZENBACH GLIER AND ASSOCIATES
401 N Michigan Ave
 
Chicago, IL60611 		Consulting   No   116,337 -116,337
JFM Group LLC
629 Fifth Avenue Suite 106
 
Pelham, NY10803 		EVNT MGMT SRVCS   No 2,738,090 242,454 2,495,636
             
             
             
             
             
             
             
             
Total .................right arrow 2,738,090 358,791 2,379,299
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
AL, AK, AR, CA, CO, CT, DC, FL, GA, HI, IL, KS, KY, LA, ME, MD, MA, MI, MN, MO, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WA, WV, WI
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2014
Schedule G (Form 990 or 990-EZ) 2014
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

CABARET NIGHT
(event type) 		(b) Event #2

GREENBERG
(event type) 		(c) Other events

4
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 2,738,090 472,970 177,265 3,388,325
2 Less: Contributions . . 2,526,190 411,470 52,941 2,990,601
3 Gross income (line 1
minus line 2) . . . 		211,900 61,500 124,324 397,724
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .        
6 Rent/facility costs . . 25,000 0 4,000 29,000
7 Food and beverages . 318,413 152,180 1,070 471,663
8 Entertainment . . . 365,936 0 120 366,056
9 Other direct expenses . 480,154 89,233 71,310 640,697
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 1,507,416
11 Net income summary. Subtract line 10 from line 3, column (d)........... right arrow -1,109,692
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
%
%
%
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow  
9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2014
Schedule G (Form 990 or 990-EZ) 2014
Page 3
11
Does the organization conduct gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activities conducted in:
a
The organization's facility ......................
13a
%
b
An outside facility ........................
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $  
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information (see instructions).
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2014
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number
15-0532082
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) HOSPITAL FOR SPECIAL SURGERY
535 E 70TH STREET
NEW YORK,NY10021 		13-1024135 501(C)(3) 72,100   FMV   Research
(2) PACE UNIVERSITY
ONE PACE PLAZA
NEW YORK,NY10038 		13-5562314 501(C)(3) 12,500   FMV   Research
(3) RENSSELAER POLYTECHNIC INSTITUTE
110 8TH STREET
WEST HALL TROY,NY12180 		14-1340095 501(C)(3) 35,795   FMV   Research
(4) HEALTH RESEARCH INC
150 BROADWAY STE 560
MENANDS,NY12204 		14-1402155 501(C)(3) 6,849   FMV   Research
(5) THE WILLIAM H MINER AGRIC RSRCH INSTIT
1034 MINER FARM RD
CHAZY,NY12921 		14-1414736 501(C)(3) 22,483   FMV   Research
(6) DUTCHESS CTY SOIL & WATER CONSERVATION DIST
2715 RTE 44 STE 3
MILLBROOK,NY12545 		14-6011863 FEDERAL 11,980   FMV   Other
(7) ROCHESTER INSTITUTE OF TECHNOLOGY
141 LOMB BUILDING
ROCHESTER,NY146235608 		16-0743140 501(C)(3) 10,470   FMV   Research
(8) ATC-NY
PO BOX 422
TRUMANSBURG,NY148860422 		16-1549760 - 215,773   FMV   Research
(9) CORNELL COOPERATIVE EXTENSION-MADISON CTY
PO BOX 1209 EATON ST
MORRISVILLE,NY13408 		16-6072885 501(C)(3) 17,536   FMV   Other
(10) THE TRUSTEES OF PRINCETON UNIVERSITY
PO BOX 36
PRINCETON,NJ08544 		21-0634501 501(C)(3) 164,817   FMV   Research
(11) SCIENCENTER DISCOVERY MUSEUM (SDM)
601 FIRST ST
ITHACA,NY14850 		22-2470652 501(C)(3) 8,011   FMV   Research
(12) UNIVERSITY OF RHODE ISLAND
70 LOWER COLLEGE RD
KINGSTON,RI02881 		22-3011455 RI 15,726   FMV   Research
(13) UNIVERSITY OF PENNSYLVANIA
3451 WALNUT ST
PHILADELPHIA,PA19104 		23-1352685 501(C)(3) 145,218   FMV   Research
(14) NORTH AMERICAN ASSOC FOR ENVIRON EDU
2000 P ST NW STE 540
WASHINGTON,DC20036 		23-7158061 501(C)(3) 1,464,628   FMV   Other
(15) THE ADVOCACY CENTER (ADVCTR)
590 SOUTH AVENUE
ROCHESTER,NY14620 		23-7298613 501(C)(3) 75,934   FMV   Other
(16) LEHIGH UNIVERSITY (LU)
526 BRODHEAD AVE
BETHLEHEM,PA180153046 		24-0795445 501(C)(3) 50,493   FMV   Research
(17) CARNEGIE MELLON UNIVERSITY
5000 FORBES AVENUE
PITTSBURGH,PA15213 		25-0969449 501(C)(3) 131,898   FMV   Research
(18) PENNSYLVANIA ASSC FOR SUSTAINABLE AGRIC
PO BOX 419
MILLHEIM,PA16854 		25-1685497 501(C)(3) 16,554   FMV   Research
(19) MIAMI UNIVERSITY
500 E HIGHT ST 102
OXFORD,OH450563653 		31-6402089 501(C)(3) 32,999   FMV   Research
(20) COLLEGE OF WOOSTER
1189 BEALL AVENUE
WOOSTER,OH446912393 		34-0714654 501(C)(3) 82,893   FMV   Research
(21) PURDUE UNIVERSITY
401 S GRANT ST
WEST LAFAYETTE,IN47907 		35-6002041 501(C)(3) 61,250   FMV   Research
(22) UNIVERSITY OF CHICAGO
6030 S ELLIS AVE 114
CHICAGO,IL60637 		36-2177139 501(C)(3) 124,108   FMV   Research
(23) THE BOARD OF TRUSTEES OF THE UNIV OF IL
1901 S FIRST ST STE A
CHAMPAIGN,IL61820 		37-6000511 IL 184,717   FMV   Research
(24) REGENTS OF THE UNIVERSITY OF MICHIGAN
WOLV TWR RM 1065
3003 S STE ST
ANN ARBOR,MI481091274 		38-6006309 MI 1,695,160   FMV   Research
(25) UNIVERSITY OF WISCONSIN (UOWMAD)
21 N PARK ST STE 6401
MADISON,WI53715 		39-6028867 WI 357,486   FMV   Research
(26) THE REGENTS OF THE UNIVERSITY OF MINNESOTA
200 OAK ST SE 450
MINNEAPOLIS,MN55455 		41-6007513 MN 1,431,689   FMV    
(27) THE WASHINGTON UNIVERSITY
CBOX 1034 700 ROSEDALE
ST LOUIS,MO63112 		43-0653611 501(C)(3) 507,717   FMV   Research
(28) TRUMAN STATE UNIVERSITY
105 MCCLAIN HALL
KIRKSVILLE,MO635014221 		43-6005833 501(C)(3) 70,205   FMV   Research
(29) UNIVERSITY OF NEBRASKA
2009 VINE ST PB 830861
LINCOLN,NE68588 		47-0049123 501(C)(3) 8,184   FMV    
(30) ORGANIC SEED ALLIANCE
PO BOX 772
PORT TOWNSEND,WA98368 		51-0175667 501(C)(3) 21,858   FMV   Research
(31) CELLANA LLC
73-4460 KAAHUMANU HWY
KAILUAKONA,HI96740 		51-0658850 - 517,000   FMV   Research
(32) AMERICAN UNIVERSITY
4400 MA AVE NW
WASHINGTON,DC20016 		53-0196549 501(C)(3) 63,112   FMV   Research
(33) US GEOLOGICAL SURVEY US DEPT OF THE INT
2255 NORTH GEMINI DR
FLAGSTAFF,AZ86001 		53-0196958 FEDERAL 243,481   FMV   Research
(34) HOWARD UNIVERSITY
525 BRYANT ST
WASHINGTON,DC20059 		53-0204707 501(C)(3) 501,274   FMV   Research
(35) SMITHSONIAN INSTITUTION (SMITH)
PO BOX 37012 MRC 1205
WASHINGTON,DC20013 		53-0206027 501(C)(3) 26,683   FMV   Research
(36) THE COLLEGE OF WILLIAM & MARY
PO BOX 8795
WILLAMSBURG,VA23187 		54-6001718 501(C)(3) 114,604   FMV   Research
(37) WEST VIRGINIA UNIVERSITY RESEARCH CORP
886 CHESTNUT RIDGE RD
MORGANTOWN,WV26506 		55-0665758 501(C)(3) 203,751   FMV   Research
(38) DUKE UNIVERSITY
2200 WEST MAIN ST
DURHAM,NC27705 		56-0532129 501(C)(3) 156,349   FMV   Research
(39) NORTH CAROLINA STATE UNIVERSITY
2701 SULLIVAN DR STE 240
RALEIGH,NC27695 		56-6000756 NC 655,424   FMV   Research
(40) GEORGIA TECH RESEARCH CORPORATION (GTRC)
505 TENTH ST NW
ATLANTA,GA303320420 		58-0603146 501(C)(3) 1,790,400   FMV   Research
(41) UNIVERSITY OF CENTRAL FLORIDA
12201 RES PARKWAY
ORLANDO,FL32826 		59-2924021 501(C)(3) 335,046   FMV   Research
(42) REGENTS OF THE UNIVERSITY OF MICHIGAN
3003 S STATE ST G395
ANN ARBOR,MI48109 		38-6006309 MI 80,221   FMV   Research
(43) OREGON STATE UNIVERSITY
308 KERR ADMIN BLDG
CORVALIS,OR973312140 		61-1730890 501(C)(3) 114,987   FMV   Research
(44) AUBURN UNIVERSITY
310 SAMFORD HALL
AUBURN UNIV,AL368495131 		63-6000724 501(C)(3) 36,675   FMV   Research
(45) REGENEMED INC
9855 TOWNE CTR DR 200
SAN DIEGO,CA92121 		65-1201114 - 19,097   FMV   Research
(46) UNIVERSITY OF THE VIRGIN ISLANDS
2 JOHN BREWERS BAY
ST THOMAS,VI00802 		66-0432514 501(C)(3) 8,859   FMV   Research
(47) UNIV OF PUERTO RICO-RIO PIEDRAS CAMPUS
PO BOX 21790
SAN JUAN,PR009311790 		66-0433760 501(C)(3) 18,794   FMV   Research
(48) UNIVERSITY OF ARKANSAS
1125 W MAPLE ST
FAYETTEVILLE,AR72701 		71-6003252 AR 378,402   FMV   Research
(49) THE UNIVERSITY OF TEXAS
101 E 27TH ST STOP A9000
AUSTIN,TX78713 		74-0230239 TX 585,670   FMV   Research
(50) WILLIAM MARSH RICE UNIVERSITY
PO BOX 1892 - MS16
HOUSTON,TX772511892 		74-1109620 501(C)(3) 40,036   FMV   Research
(51) UNIVERSITY CORP FOR ATMOSPHERIC RESEARCH
PO BOX 3000
BOULDER,CO80307 		84-0412668 501(C)(3) 109,572   FMV   Research
(52) THE REGENTS OF THE UNIVERSITY OF COLORADO
572 UCB
BOULDER,CO803090574 		84-6000555 CO 730,236   FMV   Research
(53) SOUTHWEST SCIENCES INCORPORATED (SSI)
1570 PACHECO ST
SANTA FE,NM87505 		85-0340320 - 38,426   FMV   Research
(54) ARIZONA STATE UNIVERSITY
PO BOX 876011
TEMPE,AZ852876011 		86-0196696 AZ 841,086   FMV   Research
(55) ENVIRONMENTAL EDUCATION EXCHANGE
738 N 5TH AVE STE 100
TUCSON,AZ85705 		86-0682018 501(C)(3) 94,370   FMV   Other
(56) HYDROACOUSTIC TECHNOLOGY INCORPORATED
715 NE NORTHLAKE WAY
SEATTLE,WA98105 		91-1397519 - 134,490   FMV   Research
(57) WASHINGTON STATE UNIVERSITY
NEILL HALL ROOM 423
PULLMAN,WA991643140 		91-6001108 WA 408,046   FMV   Research
(58) UNIVERSITY OF WASHINGTON
4333 BROOKLYN AVE NE
SEATTLE,WA981959472 		91-6001537 WA 1,859,313   FMV   Research
(59) STANFORD UNI BRD OF LELAND STANFORD JR UNI
3160 PORTER DR
PALO ALTO,CA943048445 		94-1156365 501(C)(3) 2,285,721   FMV   Research
(60) LAWRENCE BERKELEY NATIONAL LABORATORY
ONE CYCLOTRON RD
BERKELEY,CA94720 		94-2951741 CA 280,716   FMV   Research
(61) REGENTS OF THE UNIV OF CA-SAN FRANCISCO
3333 CALIFORNIA ST
SAN FRANCISCO,CA94118 		94-6036493 CA 24,903   FMV   Research
(62) UNIVERSITY OF SOUTHERN CALIFORNIA
3720 S FLOWER ST CUB 301
LA,CA90089 		95-1642394 501(C)(3) 680,042   FMV   Research
(63) CAL STATE LA UNIVERSITY AUXILIARY SVCS INC
5151 STATE UNIV DR
LOS ANGELES,CA90032 		95-4016653 501(C)(3) 23,928   FMV   Research
(64) UNIVERSITY OF HAWAII
2440 CAMPUS RD BOX 368
HONOLULU,HI96822 		99-6000354 HI 24,389   FMV   Research
(65) MAINE MEDICAL CENTER
22 BRAMHALL ST
SOUTH PORTLAND,ME04102 		01-0238552 501(C)(3) 15,228   FMV   Other
(66) UNI OF ME SYSTEM ACTING THRU THE UNIV OF ME
5717 CORBETT HALL
ORONO,ME044695717 		01-6000769 501(C)(3) 86,026   FMV   Research
(67) DARTMOUTH COLLEGE
11 ROPE FERRY RD 6210
HANOVER,NH03755 		02-0222111 501(C)(3) 126,905   FMV   Research
(68) HUBBARD BROOK RESEARCH FOUNDATION
PO BOX 282
NORTH WOODSTOCK,NH03262 		02-0474938 501(C)(3) 46,125   FMV   Research
(69) UNIVERSITY OF NEW HAMPSHIRE
51 COLLEGE RD 2ND FL
DURHAM,NH03824 		02-6000937 NH 155,665   FMV   Research
(70) UNIVERSITY OF VERMONT
340 WATERMAN BLDG
BURLINGTON,VT05405 		03-0179440 VT 23,174   FMV   Research
(71) NORTHEAST ORGANIC FARMING ASSOC OF NY
1423 HATHAWAY DR
FARMINGTON,NY14425 		03-0259137 501(C)(3) 80,003   FMV   Research
(72) CONNECTICUT CENTER FOR PRIMARY CARE
PO BOX 762
FARMINGTON,CT06034 		03-0441188 501(c)(3) 8,818   FMV   Research
(73) BOSTON UNIVERSITY
25 BUICK ST
BOSTON,MA02215 		04-2103547 501(C)(3) 26,918   FMV   Research
(74) PRESIDENT AND FELLOWS OF HARVARD COLLEGE
1350 MA AVE HC600
CAMBRIDGE,MA02138 		04-2103580 501(C)(3) 1,218,334   FMV   Research
(75) TUFTS UNIVERSITY
136 HARRISON AVE
BOSTON,MA02111 		04-2103634 501(C)(3) 14,791   FMV   Research
(76) WELLESLEY COLLEGE
106 CENTRAL ST GRH139
WELLESLEY,MA02481 		04-2103637 501(C)(3) 58,446   FMV   Research
(77) DANA FARBER
44 BINNEY STREET
BOSTON,MA02115 		04-2263040 501(c)(3) 32,698   FMV   Research
(78) BRIGHAM & WOMENS HOSPITAL
75 FRANCIS STREET
BOSTON,MA02115 		04-2312909 501(c)(3) 2,206,918   FMV   Research
(79) ANALOG DEVICES INC
804 WOBURN STREET
WILMINGTON,MA01887 		04-2348234 - 24,062   FMV   Research
(80) SPAULDING REHABILITATION HOSPITAL C
125 NASHUA STREET
BOSTON,MA02114 		04-2551124 501(c)(3) 168,199   FMV   Research
(81) MASSACHUSETTS GENERAL HOSPITAL
50 STANFORD ST STE 1001
BOSTON,MA02114 		04-2697983 501(c)(3) 92,622   FMV   Research
(82) BOSTON CHILDRENS HOSPITAL
PO BOX 414413
BOSTON,MA02241 		04-2774441 501(c)(3) 288,976   FMV   Research
(83) CHILDRENS HOSPITAL CORPORATION
300 LONGWOOD AVE
BOSTON,MA02155 		04-3085427 501(c)(3) 42,119   FMV   Research
(84) UNIVERSITY OF MASSACHUSETTS
70 BUTTERFIELD TERRACE
AMHERST,MA01003 		04-3167352 MA 704,358   FMV   Research
(85) THE GENERAL HOSPITAL CORP DBA MA GEN HOSP
55 FRUITE STREET
BOSTON,MA02114 		04-3230035 501(C)(3) 370,091   FMV   Research
(86) BOSTON HOUSING AUTHORITY
52 CHAUNCEY STREET
BOSTON,MA02111 		04-6001907 FEDERAL 12,658   FMV   Other
(87) CAPE COD CRANBERRY GROWERS' ASSOCIATION
1 CARVER SQ BLVD PO BOX 97
CARVER,MA02330 		04-6060947 501(C)(3) 16,329   FMV   Other
(88) REGENTS OF THE UNIVERSITY OF CA DAVIS
PO BOX 989062
WEST SACRAMENTO,CA95798 		04-7120084 CA 658,168   FMV   Research
(89) BROWN UNIVERSITY
70 SHIP ST BOX G-E205
PROVIDENCE,RI02903 		05-0258809 501(c)(3) 744,049   FMV   Research
(90) RHODE ISLAND HOSPITAL
593 EDDY STREET
PROVIDENCE,RI02903 		05-0258954 501(c)(3) 13,959   FMV   Research
(91) THE GRODEN CENTER INC
86 MOUNT HOPE AVENUE
PROVIDENCE,RI02906 		05-0369378 501(C)(3) 63,356   FMV   Research
(92) YALE UNIVERSITY
214 WHITNEY AVE 230
NEW HAVEN,CT06520 		06-0646973 501(C)(3) 576,540   FMV   Research
(93) UNIVERSITY OF CONNECTICUT (UCONN)
438 WHITNEY RD EXT 1133
STORRS,CT06269 		06-0772160 CT 21,595   FMV   Research
(94) WHITEHEAD INSTITUTE
9 CAMBRIDGE CENTER
CAMBRIDGE,MA02142 		06-1043412 501(c)(3) 90,283   FMV   Research
(95) THE CT AGRICULTURAL EXPERIMENT STATION
123 HUNTINGTON ST 1106
NEW HAVEN,CT06504 		06-6032987 CT 22,850   FMV   Research
(96) ST MARK'S DAY SCHOOL
1346 PRESIDENT ST
BROOKLYN,NY112134335 		11-1694941 501(C)(3) 10,000   FMV   Other
(97) COLD SPRING HARBOR LABORATORY
1 BUNGTOWN RD
COLD SPRING HARBOR,NY11724 		11-2013303 501(C)(3) 1,092,179   FMV   Research
(98) RESOURCES FOR CHILDREN WITH SPECIAL NEEDS
116 E 16TH ST 5TH FL
NEW YORK,NY10003 		11-2594790 501(C)(3) 388,977   FMV   Research
(99) CORNELL COOPERATIVE EXTENSION SUFFOLK CTY
423 GRIFFING AVE 100
RIVERHEAD,NY11901 		11-6081424 501(C)(3) 139,843   FMV   Research
(100) THE CONFERENCE BOARD INC (CBI)
845 THIRD AVENUE
NEW YORK,NY100226679 		13-1624108 501(C)(3) 30,000   FMV   Other
(101) HOSPITAL FOR SPECIAL SURGERY
535 EAST 7OTH ST
NEW YORK,NY10021 		13-1624135 501(c)(3) 516,585   FMV   Research
(102) ROCKEFELLER UNIVERSITY
1230 YORK AVENUE
NEW YORK,NY100216339 		13-1624158 501(c)(3) 282,587   FMV   Research
(103) SLOAN KETTERING INSTITUTE FOR CANCER RSRCH
1275 YORK AVENUE
NEW YORK,NY10065 		13-1624182 501(C)(3) 152,512   FMV   Research
(104) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVE
BRONX,NY10461 		13-1624225 501(c)(3) 415,487   FMV   Research
(105) BOYCE THOMPSON INSTITUTE FOR PLANT RSRCH
100 BOYCE THOMPSON TWR RD
ITHACA,NY14853 		13-1739923 501(C)(3) 929,420   FMV   Research
(106) FORDHAM UNIVERSITY
441 EAST FORDHAM RD
BRONX,NY10458 		13-1740451 501(c)(3) 12,489   FMV   Research
(107) MEMORIAL SLOAN KETTERING
1275 YORK AVE
NEW YORK,NY10021 		13-1924236 501(c)(3) 2,795,695   FMV   Research
(108) RSRCH FDN CUNY ON BEHALF OF LEHMAN COLLEGE
230 W 41ST STREET
NEW YORK,NY10036 		13-1988190 501(C)(3) 526,229   FMV   Research
(109) ROCKLAND CTY SOIL & WATER CONSERVATION
50 SANITORIUM RD BLDG K
POMONA,NY10970 		13-2600920 NY 7,000   FMV   Other
(110) JEWISH ASSOC FOR SERVING THE AGING
247 WEST 37TH ST 9TH FL
NEW YORK,NY10018 		13-2620896 501(c)(3) 6,788   FMV   Research
(111) GREENMARKET (GNMK)
51 CHAMBERS ST 228
NEW YORK,NY10007 		13-2765465 501(C)(3) 28,312   FMV   Research
(112) AGING IN NEW YORK FUND INC
2 LAFAYETTE ST STE 2100
NEW YORK,NY10007 		13-3153550 501(c)(3) 142,707   FMV   Research
(113) THE ROGOSIN INSTITUTE
506 EASE 70TH ST
NEW YORK,NY10021 		13-3184198 501(c)(3) 6,057   FMV   Research
(114) WINIFRED MASTERSON BURKE
785 MAMARONECK AVE
WHITE PLAINS,NY10605 		13-3434928 501(c)(3) 85,530   FMV   Research
(115) BIOMEDICAL RESEARCH ALLIANCE OF NY
1981 MARCUS AVE
LAKE SUCCESS,NY11042 		13-3999590 N/A 34,618   FMV   Research
(116) NEW YORK UNIVERSITY
665 BROADWAY STE 801
NEW YORK,NY10012 		13-5562308 501(C)(3) 769,852   FMV   Research
(117) BETH ISRAEL DEACONESS MEDCAL CENTER
10 UNION SQUARE
NEW YORK,NY10003 		13-5564934 501(c)(3) 237,486   FMV   Research
(118) COLUMBIA UNIVERSITY
615 W 131 ST MC
NEW YORK,NY100277922 		13-5598093 501(C)(3) 1,354,266   FMV   Research
(119) ICAHN SCHOOL OF MEDICINE
ONE GUSTAVE L LEVY PLACE
NEW YORK,NY10029 		13-6171197 501(c)(3) 623,723   FMV   Research
(120) CORNELL COOPERATIVE EXTENSION ROCKLAND CTY
10 PATRIOT HILLS DR
STONY POINT,NY10980 		13-6210461 501(C)(3) 6,500   FMV   Other
(121) NYC DEPARTMENT OF EDUCATION DISTRICT 75
400 FIRST AVENUE
NEW YORK,NY10010 		13-6400434 NY 112,500   FMV   Research
(122) GE GLOBAL RESEARCH
ONE RESEARCH CIRCLE
NISKAYUNA,NY12309 		14-0689340 N/A 214,557   FMV   Research
(123) SIENA COLLEGE
515 LOUDON ROAD
ALBANY,NY12211 		14-1338498 501(C)(3) 7,552   FMV   Other
(124) UNION COLLEGE
807 UNION ST
SCHENECTADY,NY12308 		14-1338580 501(C)(3) 9,205   FMV   Research
(125) RSRCH FDN FOR THE STATE UNIV OF NEW YORK
PO BOX 6000
BINGHAMTON,NY139026000 		14-1368361 501(C)(3) 514,176   FMV   Research
(126) RESEARCH FOUNDATION FOR MENTAL
150 BROADWAY STE 301
MENANDS,NY12204 		14-1410842 501(c)(3) 375,891   FMV   Research
(127) CITY SCHOOL DISTRICT OF ALBANY
1 ACADEMY PARK
ALBANY,NY12207 		14-1537912 NY 55,962   FMV   Research
(128) CLINICAL DIRECTORS NETWORK INC
5 W 37TH ST 10TH FL
NEW YORK,NY10018 		14-1717344 501(c)(3) 289,546   FMV   Research
(129) BAAR-SCIENTIFIC LLC
6374 ROUTE 89
ROMULUS,NY14541 		14-1878299 - 10,000   FMV   Research
(130) ULSTER COUNTY BOCES
175 ROUTE 32 NORTH
NEW PALTZ,NY12561 		14-6003939 501(C)(3) 71,616   FMV   Other
(131) CITY SCHOOL DISTRICT OF SCHENECTADY
108 EDUCATION DRIVE
SCHENECTADY,NY12303 		14-6004188 NY 33,858   FMV   Research
(132) CORNELL COOPERATIVE EXTENSION (CCEALBANY)
24 MARTIN RD PB 497
VOORHEESVILLE,NY12186 		14-6036881 501(C)(3) 22,653   FMV   Other
(133) CORNELL COOPERATIVE EXTENSION DUTCHESS CTY
2715 US ROUTE 44 1
MILLBROOK,NY12545 		14-6036882 501(C)(3) 97,302   FMV   Research
(134) CORNELL COOPERATIVE EXTENSION CLINTON CTY
6064 ROUTE 22 5
PLATTSBURGH,NY12901 		14-6036885 501(C)(3) 31,011   FMV   Research
(135) CORNELL COOPERATIVE EXTENSION ASSSOC
6055 ROUTE 23
ACRA,NY12405 		14-6036887 501(C)(3) 99,122   FMV   Other
(136) CORNELL COOPERATIVE EXTENSION ORANGE CTY
18 SEWARD AVE STE 300
MIDDLETOWN,NY10940 		14-6036889 501(C)(3) 9,821   FMV   Other
(137) CORNELL COOPERATIVE EXTENSION ULSTER CTY
232 PLAZA ROAD
KINGSTON,NY124012928 		14-6036893 501(C)(3) 39,686   FMV   Other
(138) CORNELL COOPERATIVE EXTENSION ST LAWRENCE
2403B STATE HIGHWAY 68
CANTON,NY13617 		14-6037202 501(C)(3) 10,758   FMV   Research
(139) CORNELL COOPERATIVE EXTENSION FLANKLIN CTY
355 W MAIN ST STE 150
MALONE,NY12953 		14-6037203 501(C)(3) 60,241   FMV   Other
(140) CORNELL COOPERATIVE EXTENSION ESSEX COUNTY
PO BOX 388
WESTPORT,NY129930388 		14-6048677 501(C)(3) 12,300   FMV   Research
(141) SYRACUSE UNIVERSITY
113 BOWNE HALL
SYRACUSE,NY13244 		15-0532081 501(C)(3) 165,206   FMV   Research
(142) CLARKSON UNIVERSITY
8 CLARKSON AVE 5630
POTSDAM,NY13699 		15-0543659 501(C)(3) 40,142   FMV   Research
(143) PALEONTOLOGICAL RESEARCH INSTITUTION
1259 TRUMANSBURG ROAD
ITHACA,NY14850 		15-0554849 501(C)(3) 47,206   FMV   Research
(144) UNIVERSITY OF ROCHESTER
515 HYLAN BLDG 270140
ROCHESTER,NY14627 		16-0743209 501(C)(3) 241,850   FMV   Research
(145) ALFRED UNIVERSITY
1 SAXON DRIVE
ALFRED,NY14802 		16-0743900 501(C)(3) 7,177   FMV   Research
(146) OFS LABORATORIES LLC
19 SCHOOLHOUSE ROAD
SOMERSET,NJ08873 		16-1745377 - 51,371   FMV   Research
(147) CORNELL COOPERATIVE EXTENSION BROOME CTY
840 UPPER FRONT ST
BINGHAMTON,NY13905 		16-6072872 501(C)(3) 124,785   FMV   Other
(148) CORNELL COOPERATIVE EXTENSION CHAUTAUQUA
3542 TURNER ROAD
JAMESTOWN,NY147016327 		16-6072874 501(C)(3) 10,374   FMV   Other
(149) CORNELL COOPERATIVE EXTENSION CORTLAND CTY
60 CENTRAL AVE 105
CORTLAND,NY13045 		16-6072877 501(C)(3) 15,718   FMV   Other
(150) CORNELL COOPERATIVE EXTENSION ERIE COUNTY
21 S GROVE ST
EAST AURORA,NY14052 		16-6072879 501(C)(3) 56,922   FMV   Other
(151) CORNELL COOPERATIVE EXTENSION JEFFERSON CTY
203 N HAMILTON ST
WATERTOWN,NY13601 		16-6072882 501(C)(3) 35,420   FMV   Other
(152) CORNELL COOPERATIVE EXTENSION (CCELC)
5274 OUTER STOWE ST
LOWVILLE,NY13367 		16-6072883 501(C)(3) 15,000   FMV   Research
(153) CORNELL COOPERATIVE EXTENSION (CCEMC)
249 HIGHLAND AVENUE
ROCHESTER,NY14620 		16-6072886 501(C)(3) 50,465   FMV   Other
(154) CORNELL COOPERATIVE EXTENSION TOMPKINS CTY
615 WILLOW AVENUE
ITHACA,NY14850 		16-6072897 501(C)(3) 20,850   FMV   Other
(155) CORNELL COOPERATIVE EXTENSION YATES COUNTY
417 LIBERTY STREET
PENN YAN,NY14527 		16-6072900 501(C)(3) 7,282   FMV   Research
(156) FL INSTITUTE FOR HUMAN & MACHINE COGNITION
40 S ALCANIZ STREET
PENSACOLA,FL32502 		20-0760849 501(C)(3) 90,546   FMV   Research
(157) INSTITUTE FOR ETHNOMEDICINE
PO BOX 3464
JACKSON,WY83001 		20-1829529 501(c)(3) 82,693   FMV   Research
(158) HEBREW HOME AT RIVERDALE
5901 PALISADE AVE
RIVERDALE,NY10471 		20-4352212 501(c)(3) 107,739   FMV   Research
(159) BRIGHTTREE HOME HEALTH AND HOSPICE
1735 N BROWN RD
LAWRENCEVILLE,GA30043 		20-4450365 - 80,827   FMV   Research
(160) WINGS OF EAGLES DISCOVERY CENTER
339 DANIEL ZENKER DR
HORSEHEADS,NY14845 		22-2462926 501(C)(3) 223,828   FMV   Research
(161) CELGENE CORPORATION
86 MORRIS AVENUE
SUMMIT,NJ07901 		22-2711928 - 37,500   FMV   Research
(162) MONTCLAIR STATE UNIVERSITY
COLLEGE HALL 307
MONTCLAIR,NJ07043 		22-2912682 501(C)(3) 22,057   FMV   Research
(163) CARY INSTITUTE OF ECOSYSTEM STUDIES
2801 SHARON TURNPIKE
MILLBROOK,NY12545 		22-3232968 501(C)(3) 219,414   FMV   Research
(164) RUTGERS THE STATE UNIVERSITY
679 HOES LANE
PISCATAWAY,NJ08854 		22-6001086 NJ 1,432,212   FMV   Research
(165) CHILDRENS HOSPITAL OF PHILADELPHIA
LOCKBOX 1457 8500
PHILADELPHIA,PA19178 		23-1352166 501(c)(3) 45,330   FMV   Research
(166) DREXEL UNIVERSITY
3201 ARCH ST STE 100
PHILADELPHIA,PA19104 		23-1352630 501(C)(3) 149,585   FMV   Research
(167) ECRI INSTITUTE
5200 BUTLER PIKE
PLYMOUTH MEETING,PA19462 		23-1662091 501(c)(3) 6,761   FMV   Research
(168) FRED HUTCHINSON
1100 FAIRVIEW AVE
SEATTLE,WA98109 		23-7156071 501(c)(3) 32,938   FMV   Research
(169) PENNSYLVANIA STATE UNIVERSITY
500 UNIVERSITY DR MC H138
HERSHEY,PA17033 		24-6000376 501(C)(3) 1,073,305   FMV   Research
(170) UNIVERSITY OF PITTSBURGH
123 UNIV PLACE
PITTSBURGH,PA15213 		25-0965591 501(C)(3) 132,979   FMV   Research
(171) US BUSINESS LEADERSHIP NETWORK
13130 BRADDOCK PLACE
ALEXANDRIA,VA22314 		26-0482057 501(C)(3) 33,499   FMV   Other
(172) STICKK
39 E30TH ST STE 4
NEW YORK,NY10016 		26-0622510 N/A 20,000   FMV   Research
(173) KOKUA CONTRACTING AND PROJECT MANAGEMENT
77-6441 KUAKINI HWY
KAILUAKONA,HI96740 		26-0764795 - 96,043   FMV   Research
(174) BROAD INSTITUTE
75 AMES ST 11TH FLR
CAMBRIDGE,MA02142 		26-3428781 501(c)(3) 82,345   FMV   Research
(175) WRIGHT STATE UNIVERSITY
3640 COLONEL GLENN HWY
DAYTON,OH45435 		31-0732831 501(C)(3) 26,021   FMV   Research
(176) DONALD DANFORTH PLANT SCIENCE CENTER
975 N WARSON ROAD
ST LOUIS,MO63132 		31-1584621 501(C)(3) 136,144   FMV   Research
(177) CENTER FOR SCIENCE AND INDUSTRY (CSI)
333 WEST BROAD STREET
COLUMBUS,OH43215 		31-4383802 501(C)(3) 54,333   FMV   Research
(178) THE OHIO STATE UNIVERSITY (OSU)
1960 KENNY RD
COLUMBUS,OH432101063 		31-6025986 501(C)(3) 338,808   FMV   Research
(179) PLANETARY SCIENCE INSTITUTE
1700 E FT LOWELL
TUCSCON,AZ85719 		33-0175263 501(C)(3) 121,464   FMV   Research
(180) SCIRE-SOUTHERN CALIFORNIA INSTITUTE
5901 E SEVENTH ST
LONG BEACH,CA90822 		33-0331855 501(c)(3) 110,262   FMV   Research
(181) SCRIPPS RESEARCH INSTITUTE
10550 N TORREY PINES RD
LA JOLLA,CA92037 		33-0435954 501(c)(3) 947,067   FMV   Research
(182) CLEVELAND CLINIC FOUNDATION
9500 EUCLID AVENUE
CLEVELAND,OH44195 		34-0714585 501(c)(3) 17,771   FMV   Research
(183) THE TRUSTEES OF INDIANA UNIVERSITY
509 E 3RD ST
BLOOMINGTON,IN47401 		35-6001673 501(C)(3) 10,000   FMV   Other
(184) UNIVERSITY OF NOTRE DAME
511 MAIN BLDG
NOTRE DAME,IN465565602 		36-0868188 501(C)(3) 23,745   FMV   Research
(185) NORTH WESTERN UNIVERSITY
2205 TECH DR
EVANSTON,IL602083500 		36-2167817 501(c)(3) 195,366   FMV   Research
(186) BRADLEY UNIVERSITY
1501 W BRADLEY AVE
PEORIA,IL61625 		37-0861494 501(C)(3) 11,416   FMV   Research
(187) MICHIGAN STATE UNIVERSITY
426 AUDITORIUM RD
E LANSING,MI48824 		38-6005984 MI 248,623   FMV   Research
(188) MEDICAL COLLEGE OF WISCONSIN
9200 W WISCONSIN AVE
MILWAUKEE,WI53226 		39-0806261 501(c)(3) 107,716   FMV   Research
(189) OLMSTED MEDICAL CENTER
1650 FOURTH ST SE
ROCHESTER,NY55904 		41-0855367 501(C)(3) 64,443   FMV   Research
(190) IOWA STATE UNIVERSITY
1138 PEARSON
AMES,IA500112207 		42-6004224 IA 647,847   FMV   Research
(191) THE CURATORS OF THE UNIVERSITY OF MISSOURI
310 JESSE HALL
COLUMBIA,MO652111230 		43-6003859 501(C)(3) 568,369   FMV   Research
(192) HEALTHIX INC
347 W 36TH ST
NEW YORK,NY10018 		45-0553664 501(c)(3) 143,025   FMV   Research
(193) MOOG
SENECA ST JAMISON RD
E AURORA,NY14052 		45-3302264 - 17,500   FMV   Research
(194) CCAT OBSERVATORY INC
508 SPACE SCIENCES BLDG
ITHACA,NY14853 		45-4104640 501(C)(3) 545,079   FMV   Research
(195) ORGANIC GROWERS (OGRISN)
1124 COUNTRY RD 38
BRAINBRIDGE,NY13733 		45-4134508 501(C)(3) 61,767   FMV   Research
(196) AUDIENCE VIEWPOINTS CONSULTING
13148 ROUNDING RUN CIR
HERNDON,VA20171 		45-5500148 - 69,347   FMV   Research
(197) NORTH DAKOTA STATE UNIVERSITY
DEPT 4000 PO BOX 6050
FARGO,ND58105 		45-6002439 ND 55,255   FMV   Research
(198) PANSS INSITUTE
3 PARK AVE 37TH FLOOR
NEW YORK,NY10016 		46-1248144 501(c)(3) 11,181   FMV   Research
(199) RUTGERS THE STATE UNIVERSITY
225 WARREN ST
NEWARK,NJ07103 		46-2354111 NJ 198,001   FMV   Research
(200) YOUV LABS INC
245 W 120TH ST STE 3
NEW YORK,NY10027 		46-4125267 N/A 50,000   FMV   Research
(201) GRAPHIKA INC (FRMR MORNINGSIDE ANALYTICS)
116 W 23RD ST 5TH FL
NEW YORK,NY10011 		46-4386048 - 100,294   FMV   Research
(202) B&D ENGINEERING AND CONSULTING LLC
7419 STATE HIGHWAY 789
LANDER,WY82520 		46-5624420 - 69,041   FMV   Research
(203) SOUTH DAKOTA STATE UNIVERSITY
ADMIN 133 BOX 2201
BROOKINGS,SD57007 		46-6000364 SD 163,027   FMV   Research
(204) CREIGHTON UNIVERSITY
HIXSON LIED SCIENCE BLGD
OMAHA,NE68178 		47-0376583 501(c)(3) 91,718   FMV   Research
(205) UNIVERSITY OF KANSAS CENTER FOR
2385 IRVING HILL ROAD
LAWRENCE,KS66044 		48-0680117 501(c)(3) 209,272   FMV   Research
(206) KANSAS STATE UNIVERSITY
2 FAIRCHILD HALL
MANHATTAN,KS665061103 		48-0771751 KS 38,681   FMV   Research
(207) UNIVERSITY OF KANSAS MEDICAL CENTER
MSN 1039 3901 RAINBOW BLVD
KANSAS,KS66160 		48-1108830 501(c)(3) 36,425   FMV   Research
(208) LIONSHARE MARKETING ING
7830 BARTON
LENEXA,KS66214 		48-1175473 N/A 6,600   FMV   Research
(209) NEIGHBORHOOD LEGAL SERVICES INC
237 MAIN ST STE 400
BUFFALO,NY14203 		51-0198935 501(C)(3) 37,186   FMV   Research
(210) DELAWARE STATE UNIVERSITY
1200 N DUPONT HIGHWAY
DOVER,DE19901 		51-0305893 DE 129,321   FMV   Research
(211) UNIVERSITY OF DELAWARE
210 HULLIHEN HALL
NEWARK,DE197161551 		51-6000297 DE 78,084   FMV   Research
(212) JOHNS HOPKINS UNIV APPLIED PHYSICS LAB LLC
11100 JOHN HOPKINS ROAD
LAUREL,MD20723 		52-0595110 501(C)(3) 175,574   FMV   Research
(213) AMERICAN BIRD CONSERVANCY (ABC)
PO BOX 249
THE PLAINS,VA20198 		52-1501259 501(C)(3) 45,256   FMV   Research
(214) INT'L SERV FOR THE ACQ OF AGRI-BIOTECH APP
105 LELAND LAB
ITHACA,NY14853 		52-1740743 501(C)(3) 72,064   FMV   Research
(215) J CRAIG VENTER INSTITUTE
9704 MED CTR DR
ROCKVILLE,MD20850 		52-1842938 501(C)(3) 131,936   FMV   Research
(216) UNIVERSITY OF MARYLAND
3112 LEE BLDG
COLLEGE PARK,MD207425141 		52-6002033 MD 163,744   FMV    
(217) GEORGE WASHINGTON UNIVERSITY
44983 KNOLL SQUARE
ASHBURN,VA20147 		53-0196584 501(C)(3) 26,155   FMV   Research
(218) GEORGETOWN UNIVERSITY
37TH O ST NW
WASHINGTON,DC20057 		53-0196603 501(C)(3) 452,360   FMV   Research
(219) EVIDERA INC
7101 WISCONSIN AVE 600
BETHESDA,MD20814 		54-1759539 N/A 128,448   FMV   Research
(220) UNIVERSITY OF VIRGINIA
PO BOX 400195
CHARLOTTESVILLE,VA22904 		54-6001796 VA 84,836   FMV   Research
(221) VA POLYTECHNIC INSTITUTE & STATE UNIVERSITY
300 TURNER ST NW
BLACKSBURG,VA24060 		54-6001805 501(C)(3) 81,660   FMV   Research
(222) NATIONAL INSTITUTE OF STATISTICAL SCIENCES
PO BOX 14006
RSRCH TRIANGLE PARK,NC27709 		56-1746337 501(C)(3) 32,436   FMV   Research
(223) NC AGRICULTURAL & TECHNOLOGY STATE UNIV
1601 E MARKET ST
GREENSBORO,NC27411 		56-6000007 501(C)(3) 52,046   FMV   Research
(224) UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
9201 UNIV CITY BLVD
CHARLOTTE,NC28223 		56-6001393 NC 136,649   FMV   Research
(225) FERMI NATIONAL ACCELERATOR LABORATORY
PO BOX 500 MS 112
BATAVIA,IL60510 		57-1239010 501(C)(3) 30,000   FMV   Research
(226) CLEMSON UNIVERSITY
300 BRACKETT HALL
CLEMSON,SC296345702 		57-6000254 501(C)(3) 58,220   FMV   Research
(227) EMORY UNIVERSITY
954 GATEWOOD RD NE
ATLANTA,GA303294208 		58-0566256 501(c)(3) 140,468   FMV   Research
(228) UNIVERSITY OF GEORGIA RESEARCH FDN INC
200 DW BROOKS DR
ATHENS,GA30602 		58-1353149 501(C)(3) 121,602   FMV   Research
(229) UNIVERSITY OF MIAMI
PO BOX 405803
MIAMI,FL30384 		59-0624458 501(c)(3) 109,501   FMV   Research
(230) UNIVERSITY OF CENTRAL FLORIDA
12424 RESEARCH PKWY
ORLANDO,FL32826 		59-6211832 501(c)(3) 12,473   FMV   Research
(231) UNIVERSITY OF KENTUCKY RESEARCH
109 KINKEAD HALL
LEXINGTON,KY405060057 		61-6033693 501(c)(3) 228,618   FMV   Research
(232) RHODES COLLEGE
2000 NORTH PARKWAY
MEMPHIS,TN381121690 		62-0476301 501(C)(3) 22,558   FMV   Research
(233) VANDERBILT UNIVERSITY MEDICAL
3319 W END AVE STE 800
NASHVILLE,TN37203 		62-0476822 501(c)(3) 288,183   FMV   Research
(234) UNIVERSITY OF TENNESSEE
2621 MORGAN CIR DR
KNOXVILLE,TN379964530 		62-6001636 TN 189,058   FMV   Research
(235) CARDIOLOGY ASSOCIATES OF MOBILE INC
3715 DAUPHIN ST STE 4400
MOBILE,AL33608 		63-0889615 N/A 5,200   FMV   Research
(236) ALABAMA A&M UNIVERSITY
PATTON HALL ROOM 316
NORMAL,AL35762 		63-6001097 501(C)(3) 14,052   FMV   Research
(237) THE UNIVERSITY OF SOUTHERN MISSISSIPPI
118 COLLEGE DRIVE
HATTIESBURG,MS39406 		64-6000818 501(C)(3) 26,791   FMV   Research
(238) EDU INC
6900-29 DANIELS PKWY
FORT MYERS,FL33912 		65-0434251 - 30,000   FMV   Other
(239) USDA-ARS
600 E MERMAID LANE
WYNDMOOR,PA190380598 		72-0564834 FEDERAL 1,057,700   FMV   Research
(240) OKLAHOMA CITY UNIVERSITY
2501 N BLACKWELDER
OKLAHOMA CITY,OK73106 		73-0579265 501(C)(3) 18,589   FMV   Research
(241) OKLAHOMA MEDICAL RESEARCH
825 NE 13TH STREET
OKLAHOMA CITY,OK73104 		73-0580274 501(c)(3) 25,946   FMV   Research
(242) OKLAHOMA STATE UNIVERSITY
203 WHITEHURST HALL
STILLWATER,OK74078 		73-6017987 OK 103,389   FMV   Research
(243) THE METHODIST HOSPITAL FOUNDATION
PO BOX 4384
HOUSTON,TX77210 		74-1180155 501(c)(3) 34,251   FMV   Research
(244) UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER
7703 FLOYD CURL DR
SAN ANTONIO,TX78229 		74-1586031 501(c)(3) 13,748   FMV   Research
(245) UNIVERSITY OF TEXAS- SAN ANTONIO
ONE UTSA CIRCLE
SAN ANTONIO,TX78249 		74-1717115 501(c)(3) 7,479   FMV   Research
(246) TEXAS ENGINEERING EXPERMENT STATION
1470 WILLIAM PKWY
COLLEGE STA,TX77845 		74-1974733 501(c)(3) 7,997   FMV   Research
(247) NATIONAL JEWISH HEALTH
1400 JACKSON ST
DENVER,CO80205 		74-2044647 501(c)(3) 110,666   FMV   Research
(248) THE AZ BOARD OF REGENTS UNIVERSITY OF AZ
PO BOX 210158
TUCSON,AZ857210158 		74-2652689 501(C)(3) 216,979   FMV   Research
(249) UNIVERSITY OF TEXAS AT AUSTIN
24 GUADALAUPE PO BOX 7398
AUSTIN,TX78713 		74-6000203 TX 343,736   FMV   Research
(250) TEXAS A&M UNIVERSITY
400 HARVEY MITCHELL PKWY
COLL STA,TX77845 		74-6000531 501(C)(3) 152,680   FMV   Research
(251) TEXAS A & M AGRILIFE RESEARCH
2147 TAMU
COLLEGE STATION,TX78743 		74-6000541 TX 227,439   FMV   Research
(252) UNIVERSITY OF TEXAS MEDICAL
301 UNIV BLVD BSB 1106
GALVESTON,TX77555 		74-6000949 TX 84,392   FMV   Research
(253) UNIVERSITY OF TEXAS MD ANDERSON
1515 HOLCOMBE BLVD
HOUSTON,TX77030 		74-6001118 TX 14,349   FMV   Research
(254) SOUTHERN METHODIST UNIVERSITY
PO BOX 750302
DALLAS,TX752750302 		75-0800689 501(C)(3) 70,524   FMV   Research
(255) THE UNIVERSITY OF TEXAS AT DALLAS
800W CAMPBELL RD MP15
RICHARDSON,TX75080 		75-1305568 501(C)(3) 25,816   FMV   Research
(256) TEXAS TECH UNIVERSITY
203 HOLDEN HALL
LUBBOCK,TX794091035 		75-6002622 501(C)(3) 16,778   FMV   Research
(257) THE UNIVERSITY OF TEXAS SOUTHWESTER
5323 HARRY HINES BLVD
DALLAS,TX78590 		75-6002868 TX 144,451   FMV   Research
(258) NEW YORK GENOME CENTER INC
101 AVE OF THE AMERICAS
NEW YORK,NY10013 		80-0631734 501(c)(3) 916,989   FMV   Research
(259) SATHGURU INC
88 BROAD STREET
BOSTON,MA02110 		80-0664005 - 1,608,631   FMV   Research
(260) MONTANA STATE UNIVERSITY
309 MONTANA HALL
BOZEMAN,MT59717 		81-6010045 MT 51,875   FMV   Research
(261) UNIVERSITY OF IDAHO
875 PERIMETER DR MS 3020
MOSCOW,ID83844 		82-6000945 ID 5,992   FMV   Research
(262) COLORADO STATE UNIVERSITY
2002 CAMPUS DELIVERY
FORT COLLINS,CO80523 		84-6000545 CO 8,133   FMV   Research
(263) NATIONAL CENTER FOR GENOME RESOURCES
2935 RODEO PARK DR E
SANTE FE,NM87505 		85-0418280 501(C)(3) 77,793   FMV   Research
(264) UNIVERSITY OF NEW MEXICO
1 UNIV OF NM
ALBUQUERQUE,NM87131 		85-6000642 NM 28,767   FMV   Research
(265) BRIGHAM YOUNG UNIVERSITY
A-285 ASB CAMPUS DR
PROVO,UT84602 		87-0217280 501(C)(3) 15,997   FMV   Research
(266) METHODIST HOSPITAL
6670 BERTNER AVE
HOUSTON,TX77030 		87-0721923 501(c)(3) 284,438   FMV   Research
(267) UNIVERSITY OF UTAH
201 S PRSIDNTS CIR
SALT LAKE CITY,UT84112 		87-6000525 UT 247,171   FMV   Research
(268) HONEYBEE ROBOTICS LTD
P O BOX 27420
BROOKLYN,NY11202 		88-0193033 - 37,984   FMV   Research
(269) UNIVERSITY OF ALASKA-ANCHORAGE
3211 PROVIDENCE DR
ANCHORAGE,AK995084614 		92-6000147 AK 20,968   FMV   Research
(270) REED COLLEGE
3203 SE WOODSTOCK BLVD
PORTLAND,OR97202 		93-0386908 501(C)(3) 86,092   FMV   Research
(271) MALIN SPACE SCIENCE SYSTEMS (MSSS)
PO BOX 910148
SAN DIEGO,CA921910148 		93-1046372 - 7,979   FMV   Research
(272) SAN FRANCISCO STATE UNIVERSITY
1600 HOLLOWAY AVE
SAN FRANCISCO,CA94132 		93-1137247 501(C)(3) 127,406   FMV   Research
(273) OREGON HEALTH & SCIENCE UNIVERSITY
3181 SW SAM JACKSON PARK
PORTLAND,OR97239 		93-1176109 501(c)(3) 61,192   FMV   Research
(274) KAISER FOUNDATION RESEARCH INSTITUT
1800 HARRISON ST 16TH FL
OAKLAND,CA94612 		94-1105628 501(c)(3) 31,682   FMV   Research
(275) REGENTS OF THE UNIV OF SANTA CRUZ
1156 HIGH ST
SANTA CRUZ,CA950641077 		94-1539563 N/A 13,436   FMV   Research
(276) REGENTS OF THE UNIVERSITY OF CALIFORNIA
2150 SHATTUCK AVE 313
BERKELEY,CA94720 		94-6002123 501(C)(3) 211,160   FMV   Research
(277) REGENTS OF THE UNIV OF CALIFORNIA-DAVIS
1850 RESEARCH PARK DR 300
DAVIS,CA95618 		94-6036494 501(C)(3) 943,259   FMV   Research
(278) CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CALIFORNIA BLVD
PASADENA,CA91125 		95-1643307 501(C)(3) 243,304   FMV   Research
(279) CEDARS SINAI MEDICAL CENTER
8700 BEVERLY BLVD
W HOLLYWOOD,CA90048 		95-1644600 501(c)(3) 144,349   FMV   Research
(280) CAL POLY CORPORATION
BUILDING 38 102
SAN LUIS OBISPO,CA93407 		95-1648180 501(C)(3) 9,999   FMV   Research
(281) MICROSEMI FREQUENCY AND TIME CORPORATION
34 TOZER ROAD
BEVERLY,MA019155510 		95-1906306 - 152,223   FMV   Research
(282) REGENTS OF THE UNIVERSITY OF CALIFORNIA
5171 CALIFORNIA AVE 150
IRVINE,CA92697 		95-2226406 501(C)(3) 60,032   FMV   Research
(283) REGENTS OF THE UNIVERSITY OF CALIFORNIA
9500 GILMAN DR
LA JOLLA,CA920930934 		95-2872494 501(C)(3) 196,103   FMV   Research
(284) PVHMC FOUNDATION
1798 N GAREY AVENUE
POMONA,CA91767 		95-3403287 501(c)(3) 11,397   FMV   Research
(285) REGENTS OF THE UNIVERSITY OF CALIFORNIA
11000 KINROSS AVE
LOS ANGELES,CA90095 		95-6006143 501(C)(3) 47,772   FMV   Research
(286) REGENTS OF THE UNIVERSITY OF CALIFORNIA
3227 CHEADLE HALL
SANTA BARBARA,CA93106 		95-6006145 501(C)(3) 905,297   FMV   Research
(287) THE PARENT NETWORK OF THE CAPITAL REGION
1190 TROY-SCHENECTADY RD
LATHAM,NY12110 		22-2717094 501(C)(3) 70,466   FMV    
(288) THE PARENT NETWORK OF WNY
1000 MAIN ST
BUFFALO,NY14202 		22-2717094 501(C)(3) 106,279   FMV    
(289) RESEARCH FOUNDATION OF THE STATE UNIVERSITY OF NY
402 CROFTS HALL
BUFFALO,NY14260 		14-1368361 501(c)(3) 82,953   FMV    
(290) RUTGERS THE STATE UNIVERSITY OF NEW JERSEY
3 RUTGERS PLAZA
NEW BRUNSWICK,NJ08901 		22-6001086 501(C)(3) 15,934   FMV   OTHER
(291) UNIVERSITY OF NEW HAMPSHIRE
51 COLLEGE RD 2ND FL
DURHAM,NH03824 		02-6000937 NH 14,453   FMV   OTHER
(292) RUTGERS THE STATE UNIVERSITY OF NEW JERSEY
3 RUTGERS PLAZA
NEW BRUNSWICK,NJ08901 		22-6001086 501(C)(3) 319,723   FMV    
(293) THE REGENTS OF THE UNIVERSITY OF MINNESOTA
200 OAK STREET SE 450
MINNEAPOLIS,MN55455 		41-6007513 MN 12,524   FMV   OTHER
(294) UNIVERSITY OF NEBRASKA MEDICAL
5100 NEBRASKA MEDICAL CENTER
OMAHA,NE68198 		47-0049123 NE 89,572   FMV    
(295) UNIVERSITY OF MARYLAND
3112 LEE BLDG
COLLEGE PARK,MD20742 		52-6002033 MD 9,231   FMV   OTHER
(296) UNIVERSITY OF MARYLAND EASTERN SHORE
11868 ACADEMIC OVAL
PRINCESS ANNE,MD21853 		52-6002033 501(C)(3) 139,414   FMV    
(297) STANFORD UNI BRD OF LELAND STANFORD JR UNI
3160 PORTER DRIVE
PALO ALTO,CA94304 		94-1156365 501(C)(3) 240,927   FMV   OTHER
(298) UNIVERSITY OF VERMONT
340 WATERMAN BLDG
BURLINGTON,VT05405 		03-0179440 VT 12,820   FMV   OTHER
(299) TUFTS UNIVERSITY
136 HARRISON AVENUE
BOSTON,MA02111 		04-2103634 501(C)(3) 18,508   FMV   OTHER
(300) UNIVERSITY OF MASSACHUSETTS
70 BUTTERFIELD TERRACE
AMHERST,MA01003 		04-3167352 MA 25,829   FMV   OTHER
(301) THE GENERAL HOSPITAL CORP DBA MA GEN HOSP
55 FRUITE STREET
BOSTON,MA02114 		04-3230035 501(C)(3) 27,550   FMV   OTHER
(302) UNIVERSITY OF CONNECTICUT (UCONN)
438 WHITNEY RD EXT 1133
STORRS,CT06269 		06-0772160 CT 21,837   FMV   OTHER
(303) CORNELL COOPERATIVE EXTENSION SUFFOLK CTY
423 GRIFFING AVE 100
RIVERHEAD,NY11901 		11-6081424 501(C)(3) 48,354   FMV   OTHER
(304) RSRCH FDN CUNY ON BEHALF OF LEHMAN COLLEGE
230 W 41ST STREET
NEW YORK,NY10036 		13-1988190 501(C)(3) 14,044   FMV   OTHER
(305) COLUMBIA UNIVERSITY
615 W 131 ST MC
NEW YORK,NY10027 		13-5598093 501(C)(3) 76,696   FMV   OTHER
(306) RSRCH FDN FOR THE STATE UNIV OF NEW YORK
PO BOX 9
ALBANY,NY12201 		14-1368361 501(C)(3) 75,380   FMV   OTHER
(307) CORNELL COOPERATIVE EXTENSION DUTCHESS CTY
2715 US ROUTE 44 1
MILLBROOK,NY12545 		14-6036882 501(C)(3) 74,365   FMV   OTHER
(308) SYRACUSE UNIVERSITY
113 BOWNE HALL
SYRACUSE,NY13244 		15-0532081 501(C)(3) 265,095   FMV   OTHER
(309) UNIVERSITY OF ROCHESTER
515 HYLAN BLDG 270140
ROCHESTER,NY14627 		16-0743209 501(C)(3) 90,246   FMV   OTHER
(310) USDA-ARS
600 E MERMAID LANE
WYNDMOOR,PA19038 		72-0564834 FEDERAL 8,571   FMV   OTHER
(311) STANFORD UNIVERSITY
BECKMAN CENTER ROOM B062
STANFORRD,CA943055301 		95-1642394 501(C)(3) 43,678   FMV    
(312) COLORADO STATE UNIVERSITY
601 SOUTH HOWES ST 408 UNIV SVC C
FORT COLLINS,CO805232002 		84-6000545 CO 339,785   FMV    
(313) UNIVERSITY OF FLORIDA
219 GRINTER HALL
GAINESVILLE,FL32826 		59-2924021 FL 139,720   FMV    
(314) PENNSYLVANIA STATE UNIVERSITY
110 TECH CTR BLDG
UNIVERSITY PARK,PA168027000 		24-6000376 501(C)(3) 55,972   FMV   OTHER
(315) TRUSTEES OF THE UNIVERSITY OF PA
PO BOX 785541
PHILADELPHIA,PA19178 		23-1352685 501(C)(3) 191,507   FMV    
(316) CORNELL COOPERATIVE EXTENSION YATES COUNTY
417 LIBERTY STREET
PENN YAN,NY14527 		16-6072900 501(C)(3) 22,999   FMV   OTHER
(317) NEW YORK UNIVERSITY
25 WEST 4TH STREET 4TH FLOOR
NEW YORK,NY10012 		13-5596826 501(C)(3) 7,527   FMV    
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
237
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
50
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2014

Schedule I (Form 990) 2014
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) STUDENT FINANCIAL AID 14724 277,590,732   FMV NONE












Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
SCHEDULE I, PART II THE UNIVERSITY REPORTS ALL GRANT RECIPIENTS, INCLUDING SUB-GRANTEES, OF WHICH IT IS AWARE. THIS INCLUDES SUB-RECIPIENT AWARDS, PRIMARILY FOR RESEARCH, TO GOVERNMENT AGENCIES, ORGANIZATIONS EXEMPT UNDER 501(C)(3) AND FOR-PROFIT ENTITIES FOR WHICH NO AUTHORITY FOR EXEMPTION IS PROVIDED.
SCHEDULE I, PART III CORNELL UNIVERSITY PROVIDED NEED-BASED FINANCIAL AID TOTALING $277,590,732 TO APPROXIMATELY 14,724 STUDENTS IN THE FISCAL YEAR ENDING JUNE 30, 2015. IN ADDITION TO CORNELL ENDOWED SCHOLARSHIPS, ANNUAL GIFTS AND TUITION-FUNDED GRANTS OF $252,513,004, THIS AMOUNT INCLUDES SCHOLARSHIPS AND GRANTS FROM FEDERAL, STATE, AND EXTERNAL SOURCES TOTALING $25,077,728.
Schedule I (Form 990) 2014


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2014

Schedule J (Form 990) 2014
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column(B) reported as deferred in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
1David J SkortonPresident & Ex Officio Trustee (i)
(ii)		 872,800
...............................
0 		620,260
...............................
0 		14,800
...............................
0 		26,000
...............................
0 		110,468
...............................
0 		1,644,328
...............................
0 		0
...............................
0
2Barbara A BairdTrustee/Prof. of Chemistry (i)
(ii)		 182,884
...............................
0 		0
...............................
0 		63,682
...............................
0 		25,104
...............................
0 		21,124
...............................
0 		292,794
...............................
0 		0
...............................
0
3Alan L MittmanTrustee/Dir. Workforce Policy (i)
(ii)		 133,356
...............................
0 		0
...............................
0 		200
...............................
0 		14,063
...............................
0 		22,259
...............................
0 		169,878
...............................
0 		0
...............................
0
4Mariana F WolfnerTrustee/Prof. Molecular Bio. (i)
(ii)		 168,997
...............................
0 		0
...............................
0 		15,125
...............................
0 		18,883
...............................
0 		16,241
...............................
0 		219,246
...............................
0 		0
...............................
0
5Joanne M DeStefanoVP of Finance & CFO (i)
(ii)		 453,881
...............................
0 		21,587
...............................
0 		22,046
...............................
0 		38,505
...............................
0 		16,015
...............................
0 		552,034
...............................
0 		0
...............................
0
6W Kent FuchsProvost (through 11/14) (i)
(ii)		 592,216
...............................
0 		35,611
...............................
0 		24,993
...............................
0 		26,000
...............................
0 		32,267
...............................
0 		711,087
...............................
0 		0
...............................
0
7Harry KatzInterim Provost (from 11/14) (i)
(ii)		 406,569
...............................
0 		0
...............................
0 		6,715
...............................
0 		47,706
...............................
0 		24,749
...............................
0 		485,739
...............................
0 		0
...............................
0
8Laurie H GlimcherDean and Provost Med. Affrs (i)
(ii)		 813,349
...............................
0 		0
...............................
0 		692,127
...............................
0 		36,150
...............................
0 		22,096
...............................
0 		1,563,722
...............................
0 		0
...............................
0
9James J MingleUniv. Counsel & Secretary (i)
(ii)		 442,899
...............................
0 		19,631
...............................
0 		30,561
...............................
0 		26,000
...............................
0 		24,001
...............................
0 		543,092
...............................
0 		0
...............................
0
10Albert J EdwardsChief Investment Officer (i)
(ii)		 570,167
...............................
0 		502,033
...............................
0 		0
...............................
0 		26,000
...............................
0 		23,476
...............................
0 		1,121,676
...............................
0 		0
...............................
0
11Daniel Knowles MDChair & Professor of Pathology (i)
(ii)		 426,630
...............................
0 		0
...............................
0 		1,456,909
...............................
0 		36,150
...............................
0 		44,297
...............................
0 		1,963,986
...............................
0 		0
...............................
0
12Robert A BuhrmanSr VP for Research (i)
(ii)		 370,102
...............................
0 		0
...............................
0 		17,500
...............................
0 		26,000
...............................
0 		15,255
...............................
0 		428,857
...............................
0 		0
...............................
0
13Stephen M CohenExecutive Vice Provost (i)
(ii)		 862,268
...............................
0 		0
...............................
0 		84,967
...............................
0 		36,150
...............................
0 		44,938
...............................
0 		1,028,323
...............................
0 		0
...............................
0
14Zev Rosenwaks MDDirector Cohen Cntr Rprdc Med (i)
(ii)		 313,287
...............................
0 		0
...............................
0 		5,284,036
...............................
0 		36,150
...............................
0 		33,951
...............................
0 		5,667,424
...............................
0 		0
...............................
0
15Hey-Joo Kang MDProf. Obs Gyn & Reproduct Med (i)
(ii)		 87,436
...............................
0 		0
...............................
0 		3,432,763
...............................
0 		15,150
...............................
0 		32,749
...............................
0 		3,568,098
...............................
0 		0
...............................
0
16Steven D Spandorfer MDProf. Obs Gyn & Reproduct Med (i)
(ii)		 97,272
...............................
0 		0
...............................
0 		3,356,549
...............................
0 		36,150
...............................
0 		36,331
...............................
0 		3,526,302
...............................
0 		0
...............................
0
17Theodore Schwartz MDProf. of Neurological Surgery (i)
(ii)		 229,947
...............................
0 		0
...............................
0 		3,163,167
...............................
0 		25,650
...............................
0 		34,781
...............................
0 		3,453,545
...............................
0 		0
...............................
0
18Pak H Chung MDProf. Obs Gyn & Reproduct Med (i)
(ii)		 103,521
...............................
0 		0
...............................
0 		3,253,868
...............................
0 		36,150
...............................
0 		32,616
...............................
0 		3,426,155
...............................
0 		0
...............................
0
19Anthony Gotto MDFmr Ofcr/Dean of WMC/Provost (i)
(ii)		 769,154
...............................
0 		0
...............................
0 		4,944
...............................
0 		409,320
...............................
0 		182,227
...............................
0 		1,365,645
...............................
0 		0
...............................
0
20Rosemary J AveryFmr Trustee/Chair Dept. Mgmt (i)
(ii)		 229,754
...............................
0 		0
...............................
0 		77,722
...............................
0 		38,505
...............................
0 		12,893
...............................
0 		358,874
...............................
0 		0
...............................
0
21Nelson G HairstonFmr Trustee/Prof. Envrnm Sci. (i)
(ii)		 179,665
...............................
0 		0
...............................
0 		2,594
...............................
0 		18,413
...............................
0 		20,341
...............................
0 		221,013
...............................
0 		0
...............................
0
22Beth McKinneyFmr Trustee/Dir. Wellness Prgm (i)
(ii)		 82,438
...............................
0 		0
...............................
0 		0
...............................
0 		8,806
...............................
0 		18,764
...............................
0 		110,008
...............................
0 		0
...............................
0
Schedule J (Form 990) 2014

Schedule J (Form 990) 2014
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
SCHEDULE J, PART I, LINE 1A AND 2 PAYMENT OR REIMBURSEMENT OF THE EXPENSES DESCRIBED IN 1A IS COVERED BY THE UNIVERSITY'S TRAVEL POLICIES OR SPECIFIC EMPLOYMENT CONTRACTS AND INCLUDES THE UNIVERSITY'S IMPLEMENTATION OF AN ACCOUNTABLE PLAN. THERE IS OCCASIONALLY UNIT DISCRETION. THE UNIVERSITY PROVIDES THE EXPENSES LISTED IN SCHEDULE J, PART I, LINE 1A TO DAVID J. SKORTON, PRESIDENT AND LAURIE GLIMCHER, DEAN AND PROVOST OF MEDICAL AFFAIRS. WHERE BENEFITS ARE TAXABLE, SUCH AMOUNTS ARE INCLUDED AS TAXABLE WAGES ON THEIR RESPECTIVE FORMS W-2.
SCHEDULE J, PART I, LINE 4B THE PRESIDENT PARTICIPATES IN A BOARD AUTHORIZED DEFERRED COMPENSATION AGREEMENT UNDER IRC SECTION 457(F). NO AMOUNTS WERE PAID TO THE PRESIDENT UNDER THE IRC SECTION 457(F) PLAN DURING 2014.
SCHEDULE J, PART I, LINE 7 BONUS PAYMENTS ARE PROVIDED TO INDIVIDUALS IN RECOGNITION OF ACCOMPLISHMENTS OF SPECIFIC GOALS OR OVERALL PERFORMANCE. SCHEDULE J, PART II, LINE 7 HARRY KATZ STARTED HIS TERM AS INTERIM PROVOST ON NOVEMBER 14, 2014. PRIOR TO SERVING AS INTERIM PROVOST, HARRY KATZ SERVED AS THE DEAN OF THE SCHOOL OF INDUSTRIAL AND LABOR RELATIONS. THE BALANCE OF COMPENSATION REPORTED ON THE FORM 990 PART VII AND SCHEDULE J PART II IS THE COMPENSATION PAID FOR HIS SERVICES AS THE DEAN OF INDUSTRIAL AND LABOR RELATIONS AND FOR HIS TWO MONTHS SERVING AS INTERIM PROVOST.
ADDITIONAL INFORMATION ON BOARD OF TRUSTEES THE CORNELL BOARD INCLUDES FACULTY, STAFF AND STUDENTS. FACULTY MEMBERS ELECT TWO (2) MEMBERS; THE STUDENT BODY ELECTS TWO (2) MEMBERS; THE 'EMPLOYEE ASSEMBLIES' ELECT ONE (1) MEMBER.
Schedule J (Form 990) 2014

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number
15-0532082
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A TCIDA (SERIES 2008A 70 MILLION PAR)
  		16-1214039 890099EQ3 06-23-2010 75,307,598 REFUND 2008 BONDS (1/30/2008)   X   X   X
B DASNY (SERIES 1990B - 5045 MILLION PAR)
  		14-6000293 649905ZH2 05-03-2010 55,997,134 REFUND 1990 BONDS (12/19/1990)   X   X   X
C DASNY (SERIES 2004A&B - 921 MILLION PAR)
  		14-6000293 64983TRF2 05-27-2004 92,100,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
D DASNY (SERIES 2006A - 250 MILLION PAR)
  		14-6000293 64983QL98 05-11-2006 258,479,025 SEE SUPPLEMENTAL INFORMATION   X   X   X
DASNY (2009A - 305 MILLION PAR)
  		14-6000293 649905DC7 04-22-2009 312,100,133 SEE SUPPLEMENTAL INFORMATION   X   X   X
DASNY (SERIES 2010A - 285000000)
  		14-6000293 649905R99 06-09-2010 310,560,097 SEE SUPPLEMENTAL INFORMATION   X   X   X
DASNY CP PROGRAM (MAY 122011 TAX CERTIFICATE)
  		14-6000293 64983L000 05-12-2011 59,000,000 FINANCE CAPITAL PROJECTS   X   X   X
DASNY (SERIES 2008B&C - 127785 MILLION PAR)
  		14-6000293 649905A97 05-03-2010 139,688,300 REFUNDED 2008 DASNY BONDS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 7,430,000 13,200,000 20,600,000 92,205,000
2 Amount of bonds legally defeased . . . . . . . . . . . 0 0 0 0
3 Total proceeds of issue . . . . . . . . . . . . . . 75,307,598 55,997,134 92,663,883 261,813,216
4 Gross proceeds in reserve funds . . . . . . . . . . . . 0 0 0 0
5 Capitalized interest from proceeds . . . . . . . . . . . 0 0 0 0
6 Proceeds in refunding escrows . . . . . . . . . . . . 0 0 0 0
7 Issuance costs from proceeds . . . . . . . . . . . . 520,432 0 842,345 1,698,799
8 Credit enhancement from proceeds . . . . . . . . . . . 0 0 0 0
9 Working capital expenditures from proceeds . . . . . . . . . 0 0 0 0
10 Capital expenditures from proceeds . . . . . . . . . . . 0 0 50,376,296 79,584,039
11 Other spent proceeds . . . . . . . . . . . . . . 74,787,166 55,997,134 41,445,242 180,530,378
12 Other unspent proceeds . . . . . . . . . . . . . . 0 0 0 0
13 Year of substantial completion . . . . . . . . . . . . 2010 2010 2006 2008
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2014
Schedule K (Form 990) 2014
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.510 % 0.130 % 0.020 % 0.050 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.590 % 0.040 % 0.030 % 0.020 %
6 Total of lines 4 and 5 . . . . . . . . . . . . . 1.100 % 0.170 % 0.050 % 0.070 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . . 		X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . .   X X     X   X
c No rebate due? . . . . . . . . X     X X   X  
If "Yes" to line 2c, provide in Part VI the date the rebate
computation was performed . . . . . .
3 Is the bond issue a variable rate issue? . . . .   X   X X     X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . . 0
  		0
  		0
  		 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was the hedge terminated? . . . . . .                
Schedule K (Form 990) 2014
Schedule K (Form 990) 2014
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . 0
  		0
  		0
  		0
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
SERIES 2008A PART I REFUND 2008 TCIDA BONDS (ISSUED JANUARY 30,2008). PART IV, QUESTION 2 ARBITRAGE REBATE COMPUTATION COMPLETED 9/12/2012.
SERIES 1990B PART IV, QUESTION 2 SERIES 1990B BONDS REFINANCE EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
2004 BONDS PART I REFUNDED 1998 TAX EXEMPT COMMERCIAL PAPER ($40,805,000) AND FINANCED NEW PROJECTS. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/24/2007.
SERIES 2006 PART I REFUNDED 1996 BONDS (63,717,543 DATE OF ISSUE 6/20/1996); REFUNDED TAXABLE CP ($40,000,000); REFUNDED TAX EXEMPT CP ($75,000,000); AND FINANCED CAPITAL CONSTRUCTION OF THE ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 5/31/2008.
SERIES 2009 PART I REFUND $150 MILLION OF TAX-EXEMPT CP AND FINANCE CAPITAL PROJECTS ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 4/30/2012.
SERIES 2010 PART I REFUNDED $50 MILLION OF TAXABLE DEBT AND FINANCED CONSTRUCTION OF A MEDICAL BUILDING ON THE WEILL MEDICAL COLLEGE CAMPUS. PART III REFUNDED $50 MILLION OF COMMERCIAL PAPER AND FINANCED NEW BUILDING AT WEILL MEDICAL CAMPUS. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/31/2012.
SERIES 1998 COMMERCIAL PAPER PART I FINANCE CAPITAL CONSTRUCTION ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 5/12/2013.
SERIES 2008 B&C PART I REFUND 2008 DASNY BONDS (ISSUED APRIL 10, 2008). PART IV, QUESTION 2 SERIES 2008 REFUNDED EXISTING BONDS WITH NO NEW MONEY COMPONENT. EXEMPT FROM ARBITRAGE REBATE CALCULATION.
Schedule K (Form 990) 2014

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number
15-0532082
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A TCIDA (SERIES 2008A 70 MILLION PAR)
  		16-1214039 890099EQ3 06-23-2010 75,307,598 REFUND 2008 BONDS (1/30/2008)   X   X   X
B DASNY (SERIES 1990B - 5045 MILLION PAR)
  		14-6000293 649905ZH2 05-03-2010 55,997,134 REFUND 1990 BONDS (12/19/1990)   X   X   X
C DASNY (SERIES 2004A&B - 921 MILLION PAR)
  		14-6000293 64983TRF2 05-27-2004 92,100,000 SEE SUPPLEMENTAL INFORMATION   X   X   X
D DASNY (SERIES 2006A - 250 MILLION PAR)
  		14-6000293 64983QL98 05-11-2006 258,479,025 SEE SUPPLEMENTAL INFORMATION   X   X   X
DASNY (2009A - 305 MILLION PAR)
  		14-6000293 649905DC7 04-22-2009 312,100,133 SEE SUPPLEMENTAL INFORMATION   X   X   X
DASNY (SERIES 2010A - 285000000)
  		14-6000293 649905R99 06-09-2010 310,560,097 SEE SUPPLEMENTAL INFORMATION   X   X   X
DASNY CP PROGRAM (MAY 122011 TAX CERTIFICATE)
  		14-6000293 64983L000 05-12-2011 59,000,000 FINANCE CAPITAL PROJECTS   X   X   X
DASNY (SERIES 2008B&C - 127785 MILLION PAR)
  		14-6000293 649905A97 05-03-2010 139,688,300 REFUNDED 2008 DASNY BONDS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 7,430,000 13,200,000 20,600,000 92,205,000
2 Amount of bonds legally defeased . . . . . . . . . . . 0 0 0 0
3 Total proceeds of issue . . . . . . . . . . . . . . 75,307,598 55,997,134 92,663,883 261,813,216
4 Gross proceeds in reserve funds . . . . . . . . . . . . 0 0 0 0
5 Capitalized interest from proceeds . . . . . . . . . . . 0 0 0 0
6 Proceeds in refunding escrows . . . . . . . . . . . . 0 0 0 0
7 Issuance costs from proceeds . . . . . . . . . . . . 520,432 0 842,345 1,698,799
8 Credit enhancement from proceeds . . . . . . . . . . . 0 0 0 0
9 Working capital expenditures from proceeds . . . . . . . . . 0 0 0 0
10 Capital expenditures from proceeds . . . . . . . . . . . 0 0 50,376,296 79,584,039
11 Other spent proceeds . . . . . . . . . . . . . . 74,787,166 55,997,134 41,445,242 180,530,378
12 Other unspent proceeds . . . . . . . . . . . . . . 0 0 0 0
13 Year of substantial completion . . . . . . . . . . . . 2010 2010 2006 2008
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2014
Schedule K (Form 990) 2014
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.510 % 0.130 % 0.020 % 0.050 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.590 % 0.040 % 0.030 % 0.020 %
6 Total of lines 4 and 5 . . . . . . . . . . . . . 1.100 % 0.170 % 0.050 % 0.070 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . . 		X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . .   X X     X   X
c No rebate due? . . . . . . . . X     X X   X  
If "Yes" to line 2c, provide in Part VI the date the rebate
computation was performed . . . . . .
3 Is the bond issue a variable rate issue? . . . .   X   X X     X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . . 0
  		0
  		0
  		 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was the hedge terminated? . . . . . .                
Schedule K (Form 990) 2014
Schedule K (Form 990) 2014
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . 0
  		0
  		0
  		0
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
SERIES 2008A PART I REFUND 2008 TCIDA BONDS (ISSUED JANUARY 30,2008). PART IV, QUESTION 2 ARBITRAGE REBATE COMPUTATION COMPLETED 9/12/2012.
SERIES 1990B PART IV, QUESTION 2 SERIES 1990B BONDS REFINANCE EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
2004 BONDS PART I REFUNDED 1998 TAX EXEMPT COMMERCIAL PAPER ($40,805,000) AND FINANCED NEW PROJECTS. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/24/2007.
SERIES 2006 PART I REFUNDED 1996 BONDS (63,717,543 DATE OF ISSUE 6/20/1996); REFUNDED TAXABLE CP ($40,000,000); REFUNDED TAX EXEMPT CP ($75,000,000); AND FINANCED CAPITAL CONSTRUCTION OF THE ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 5/31/2008.
SERIES 2009 PART I REFUND $150 MILLION OF TAX-EXEMPT CP AND FINANCE CAPITAL PROJECTS ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 4/30/2012.
SERIES 2010 PART I REFUNDED $50 MILLION OF TAXABLE DEBT AND FINANCED CONSTRUCTION OF A MEDICAL BUILDING ON THE WEILL MEDICAL COLLEGE CAMPUS. PART III REFUNDED $50 MILLION OF COMMERCIAL PAPER AND FINANCED NEW BUILDING AT WEILL MEDICAL CAMPUS. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/31/2012.
SERIES 1998 COMMERCIAL PAPER PART I FINANCE CAPITAL CONSTRUCTION ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 5/12/2013.
SERIES 2008 B&C PART I REFUND 2008 DASNY BONDS (ISSUED APRIL 10, 2008). PART IV, QUESTION 2 SERIES 2008 REFUNDED EXISTING BONDS WITH NO NEW MONEY COMPONENT. EXEMPT FROM ARBITRAGE REBATE CALCULATION.
Schedule K (Form 990) 2014

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletInformation about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
Total ......Small Bullet $  
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2014
Schedule L (Form 990 or 990-EZ) 2014
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Ennead Architects LLP Trustee-Rodriguez 2,057,780 Purchase of services   No
(2) First Reserve Funds Trustee-Macaulay 1,911,718 Distribution to Univ   No
(3) Kionix Trustee-Galvin 698,157 Royalties Paid to Univ   No
(4) MC Partners Trustee-Croll 518,182 Distribution to Univ   No
(5) P DeStefano Officer-Spouse 86,245 Compensation   No
(6) R Davisson Officer-Spouse 256,339 Compensation   No
(7) SB Ashley Management Co Former Trustee - Ashley 339,024 RE MNGT fees paid by univ   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2014

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 32 700,910 Appraisal
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 573,483 Appraisal
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles .. X 1 5,000 Appraisal
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 1,450 52,451,950 Appraisal
10 Securities—Closely held stock . X 7 995,690 Appraisal
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous .. X 2 23 Appriasal
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential . X 1 75,000 Appraisal
16 Real estate—Commercial ..        
17 Real estate—Other ... X 1 30,000 Appraisal
18 Collectibles ..... X 2 50,000 Appraisal
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( Computers ) X 3 68,000 Appraisal
26 Other Right pointing arrow large image ( Musical Equipment ) X 1 32,000 Appraisal
27 Other Right pointing arrow large image ( Non-Capital Equipmt ) X 51 5,116,208 Appraisal
28 Other Right pointing arrow large image ( Horses ) X 22 85,020 Appraisal
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
30
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2014)
Schedule M (Form 990) (2014)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Schedule M (Form 990) (2014)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2014
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Return Reference Explanation
FORM 990, PART III, LINE 1 ORGANIZATION'S MISSION THE ORGANIZATION'S MISSION IS TO PROVIDE UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS, DISCOVER, PRESERVE, AND DISSEMINATE KNOWLEDGE, PRODUCE CREATIVE WORK AND PROMOTE A CULTURE OF BROAD INQUIRY.
FORM 990, PART III, LINE 4D DESCRIPTION OF OTHER PROGRAM SERVICES OTHER PROGRAM SERVICE ACCOMPLISHMENTS INCLUDE, BUT ARE NOT LIMITED TO, THE LAND-GRANT MISSION, ACADEMIC CONFERENCES, PUBLICATIONS AND ROOM AND BOARD FOR THE STUDENT BODY.
FORM 990, PART VI, LINE 4 SIGNIFICANT CHANGES TO GOVERNING DOCUMENTS THE ONLY CHANGES MADE TO THE UNIVERSITY BY-LAWS WERE APPROVED BY THE BOARD ON JANUARY 30, 2015. AMENDMENTS TO ARTICLE III, SECTION 1, ADDED LANGUAGE TO DELEGATE "OVERSIGHT" (BUT NOT FINAL GOVERNANCE AUTHORITY) TO A BOARD OF OVERSEERS FOR CORNELL NYC TECH AND THE DESIGNATION OF "STANDING COMMITTEES" TO COMMITTEES OF THE BOARD. AMENDMENTS TO ARTICLE III, SECTION 12 ADDED LANGUAGE TO ESTABLISH A COMMITTEE OF THE BOARD - THE COMMITTEE ON COMPENSATION.
FORM 990, PART VI, LINE 7A POWER TO ELECT OR APPOINT MEMBERS PURSUANT TO THE UNIVERSITY'S CHARTER, THE BOARD OF TRUSTEES CONSISTS OF 64 MEMBERS. OF THIS NUMBER, THE GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE, THE SPEAKER OF THE ASSEMBLY AND THE PRESIDENT OF THE UNIVERSITY ARE EX OFFICIO TRUSTEES DURING THEIR TERMS OF OFFICE. FURTHER, THE ELDEST LINEAL DESCENDANT OF EZRA CORNELL IS APPOINTED AS A TRUSTEE FOR HIS OR HER LIFE. THE GOVERNOR ALSO APPOINTS THREE TRUSTEES. ADDITIONALLY, ACADEMIC FACULTY APPOINT TWO MEMBERS, THE STUDENT BODY APPOINTS TWO MEMBERS, THE NON-ACADEMIC STAFF APPOINT ONE MEMBER AND THE ALUMNI ELECT EIGHT MEMBERS. ALL REMAINING TRUSTEES ARE ELECTED BY THE BOARD OF TRUSTEES.
FORM 990, PART VI, LINE 11B PROCESS USED TO REVIEW THE FORM 990 IN ADVANCE OF FILING, THE UNIVERSITY PRESENTS A DRAFT OF FORM 990 TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AT THEIR SPRING MEETING WHICH GENERALLY OCCURS IN MARCH OF EACH YEAR. FURTHER, PRIOR TO THE SPRING AUDIT COMMITTEE MEETING, ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES ARE NOTIFIED OF MATERIALS BEING REVIEWED BY THE COMMITTEE AND A DRAFT FORM 990 IS INCLUDED IN THIS NOTIFICATION. IF ANY CHANGES ARE MADE, PRIOR TO FILING, THE FINAL 990 IS POSTED TO THE BOARD OF TRUSTEES' PASSWORD-PROTECTED WEBSITE. AN EMAIL NOTIFICATION IS SENT TO ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES INFORMING THEM THAT CHANGES HAVE BEEN MADE WITH A LINK TO THE SECURE WEBSITE.
FORM 990, PART VI, LINE 12C MONITORING AND ENFORCEMENT OF COMPLIANCE WITH CONFLICT OF INTEREST POLICY INFORMATION ON MONITORING CONFLICT OF INTEREST: UNDER THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, OFFICERS, DIRECTORS, OTHER KEY EMPLOYEES, AND FACULTY MEMBERS MUST FILE AN ANNUAL CONFLICT OF INTEREST STATEMENT. ANY CONFLICT IDENTIFIED IS REPORTED TO THE APPROPRIATE OFFICE RESPONSIBLE FOR MANAGING THE CONFLICT, SUCH AS THE REAL ESTATE OFFICE FOR REAL ESTATE MATTERS. THIS PROCEDURE IS DESIGNED TO HELP ENSURE THAT SUCH TRANSACTIONS ARE SUBJECT TO ADDITIONAL REVIEW AND AUTHORIZATION. ANY MEMBER OF THE BOARD OF TRUSTEES, BOARD OF OVERSEERS, AN OFFICER OF THE CORPORATION, OR OTHER SENIOR ADMINISTRATOR MUST REPORT ANNUALLY, IN WRITING, ANY EXTERNAL INTERESTS, OR THOSE OF A FAMILY MEMBER OR ASSOCIATE, TO THE UNIVERSITY COUNSEL AND SECRETARY OF THE CORPORATION. THE UNIVERSITY COUNSEL AND SECRETARY OF THE CORPORATION WILL ADVISE THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES REGARDING SUCH MATTERS AS NECESSARY INCLUDING DETERMINING WHETHER A CONFLICT OF INTEREST EXISTS AND HOW CORNELL UNIVERSITY SHOULD BEST MANAGE A CONFLICT OF INTEREST. AN INDIVIDUAL IS CONSIDERED TO HAVE A CONFLICT OF INTEREST WHEN HE OR SHE, A MEMBER OF HIS OR HER FAMILY, OR AN ASSOCIATE (TO HIS OR HER PRESENT KNOWLEDGE) EITHER: (1) HAS AN EXISTING OR POTENTIAL SIGNIFICANT FINANCIAL INTEREST OR OTHER MATERIAL INTEREST OR RELATIONSHIP THAT IMPAIRS OR MIGHT APPEAR TO IMPAIR THE INDIVIDUAL'S INDEPENDENCE AND OBJECTIVITY IN THE DISCHARGE OF HIS OR HER RESPONSIBILITIES TO THE UNIVERSITY; OR (2) MAY RECEIVE A FINANCIAL OR OTHER MATERIAL BENEFIT FROM INFORMATION CONFIDENTIAL TO THE UNIVERSITY. TYPICALLY, A CONFLICT OF INTEREST MAY ARISE WHEN AN INDIVIDUAL HAS THE OPPORTUNITY TO INFLUENCE THE UNIVERSITY'S BUSINESS, ADMINISTRATIVE, ACADEMIC, OR OTHER DECISIONS IN WAYS THAT COULD LEAD TO PERSONAL GAIN OR ADVANTAGE OF ANY KIND. UPON FULL REPORTING, THE UNIVERSITY MAY APPROVE A TRANSACTION OR AFFILIATION, PROVIDED THAT THE CONFLICT CAN BE MANAGED. IN MANY CASES, THE CONFLICT CAN BE MANAGED THROUGH DISCLOSURE. IN SOME CASES, THE INDIVIDUAL MAY BE REQUIRED TO REPORT ON THE CONFLICT ANNUALLY. THE UNIVERSITY WILL DISAPPROVE THE TRANSACTION OR AFFILIATION IF A CONFLICT OF INTEREST IS INVOLVED THAT CANNOT BE MANAGED. FORM 990, PART VI, LINES 12-14 CORNELL UNIVERSITY HAS ADOPTED POLICIES COVERING CONFLICTS OF INTEREST, WHISTLEBLOWERS AND DOCUMENT RETENTION AND DESTRUCTION, AS WELL AS OTHER SIGNIFICANT POLICIES EACH OF WHICH IS POSTED ON ITS WEBSITE. THE CORNELL UNIVERSITY POLICY PROMULGATION PROCESS WAS ESTABLISHED IN 1991. THE CURRENT POLICY PROMULGATION PROCESS DOES NOT REQUIRE THAT EVERY POLICY BE APPROVED BY THE BOARD OF TRUSTEES. WHILE CORNELL DOES NOT HAVE DOCUMENTATION DEMONSTRATING THAT EACH SPECIFIC POLICY HAS BEEN APPROVED BY THE BOARD OF TRUSTEES OR THAT THE LITERAL AUTHORITY TO PROMULGATE POLICY WAS DELEGATED, CORNELL TAKES A SUBSTANTIATED POSITION THAT THE AUTHORITY TO PROMULGATE POLICIES HAS BEEN DELEGATED TO EACH EXECUTIVE BY THE AUDIT COMMITTEE IN 1991.
FORM 990, PART VI, LINE 15 PROCESS FOR DETERMINING COMPENSATION COMPENSATION: THE UNIVERSITY HAS FORMAL PROCEDURES TO AUTHORIZE AND MANAGE COMPENSATION ISSUES. THE PROCEDURES IDENTIFIED BELOW APPLY TO ALL OFFICERS; ALL FORMER OFFICERS WHO CONTINUE TO PROVIDE SERVICES TO THE INSTITUTION AS A WHOLE; ALL EMPLOYEES WHO OCCUPY CERTAIN ROLES SUCH AS DEAN AND VICE PRESIDENT; AND ALL EMPLOYEES WHOSE COMPENSATION EXCEEDS A PRE-ESTABLISHED THRESHOLD. THE VICE PRESIDENT AND CHIEF HUMAN RESOURCES OFFICER (VP) DEVELOPS THE LIST OF INDIVIDUALS SUBJECT TO REVIEW AND OBTAINS COMPARATIVE DATA FROM EXTERNAL, INDEPENDENT CONSULTING FIRMS. THE VP AND HER INTERNAL STAFF DEVELOP FORMAL PRESENTATIONS FOR THE COMPENSATION COMMITTEE AND THE EXECUTIVE COMMITTEE OF THE BOARD. THE COMPENSATION COMMITTEE REVIEWS THE INFORMATION, MODIFIES IT IF DEEMED APPROPRIATE, APPROVES CASES PER ITS DELEGATED AUTHORITY, AND INFORMS THE EXECUTIVE COMMITTEE OF THOSE APPROVALS. THE COMPENSATION COMMITTEE RECOMMENDS COMPENSATION FOR CASES EXCEEDING ITS AUTHORITY FOR FINAL REVIEW AND APPROVAL TO THE EXECUTIVE COMMITTEE OF THE BOARD. IN ADDITION, THE UNIVERSITY MAINTAINS CONTEMPORANEOUS WRITTEN RECORDS OF THE PROCEDURES THAT, TOGETHER WITH THE FOREGOING, GIVE RISE TO A REBUTTABLE PRESUMPTION OF REASONABLENESS. NOTE: COMPENSATION PROPOSALS WHICH OCCUR OUTSIDE THE SPRING TIMELINE AND REQUIRE COMPENSATION COMMITTEE AND/OR EXECUTIVE COMMITTEE APPROVAL ARE PRESENTED FOR REVIEW AND APPROVAL IN A PRIVATE SESSION OF THE APPROPRIATE COMMITTEE. IF THERE IS A DISCRETIONARY COMPONENT OF COMPENSATION, IT IS LIMITED BY AMOUNT. PERCENTAGE OR OTHER CLEARLY SPECIFIED CRITERIA.
FORM 990, PART VI, LINE 16A PROCEDURES FOR PARTICIPATION IN JOINT VENTURES: THE UNIVERSITY HAS NUMEROUS CONTROLS IN PLACE TO ENSURE THAT ANY INVESTMENT IN, CONTRIBUTION OF ASSETS TO, OR PARTICIPATION IN A JOINT VENTURE OR SIMILAR ARRANGEMENT WITH A TAXABLE OR NON-TAXABLE ENTITY ARE IN FULL COMPLIANCE WITH UNIVERSITY POLICIES, INCLUDING, BUT NOT LIMITED TO, THE POLICY ON TRANSACTION AUTHORITY AND UNRELATED BUSINESS INCOME. COMPLIANCE WITH THE UNIVERSITY'S POLICIES SERVES TO PROTECT THE ORGANIZATION'S EXEMPT STATUS.
FORM 990, PART VI, LINE 19 PROCESS FOR MAKING DOCUMENTS AVAILABLE TO THE PUBLIC THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC VIA THE UNIVERSITY'S WEBSITE. FORM 990, PART VIII, PART IX AND X CURRENT YEAR REVENUE AND EXPENSE PRESENTS DATA OF CORNELL UNIVERSITY DECONSOLIDATED ON EACH LINE FROM ITS RELATED ORGANIZATIONS THAT ARE INCLUDED IN CORNELL'S CONSOLIDATED FINANCIAL STATEMENTS. PRIOR YEAR REVENUE AND EXPENSE WERE PRESENTED ON A CONSOLIDATED BASIS WITH THE DECONSOLIDATION PRESENTED IN THE RECONCILIATION BETWEEN THE FORM 990 AND THE CONSOLIDATED FINANCIAL STATEMENTS. BOTH FORMS 990 DISCLOSE COMPLETE AND ACCURATE INFORMATION REGARDING CORNELL UNIVERSITY. BOTH THE BEGINNING OF YEAR AND END OF YEAR BALANCE SHEETS FOR CORNELL UNIVERSITY HAVE BEEN PRESENTED DECONSOLIDATED FROM THE RELATED ORGANIZATIONS INCLUDED IN CORNELL'S CONSOLIDATED FINANCIAL STATEMENTS. FORM 990, PART VIII, LINE 1H THE CORNELL UNIVERSITY FOUNDATION IS A DONOR ADVISED FUND PROVIDING A SERVICE FOR CORNELL ALUMNI AND FRIENDS WHO WISH TO MAKE CHARITABLE GIFTS THROUGH THE STRUCTURE OF A DONOR-ADVISED FUND. AMOUNTS GRANTED FROM THIS FOUNDATION TO CORNELL UNIVERSITY HAVE BEEN INCLUDED IN THE CONTRIBUTION TOTAL FOR CORNELL UNIVERSITY BEGINNING WITH THE 2014 FORM 990.
FORM 990, PART XI, LINE 9 OTHER CHANGES TO NET ASSETS: FAS 158 ($47,422,157) LOSS ON SWAP TERMINATION ($16,419,094) CHANGES IN FMV OF SPLIT INTEREST ($12,050,378) --------------- TOTAL ($75,891,600)
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2014

Additional Data


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SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2014
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) CORNELL UNIVERSITY FOUNDATION UK LTD
19 NORCOTT ROAD
LONDON   N16 78J
UK
UK DONATIONS UK 60,212 29,332 CORNELL UNIV
 










Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) CORNELL CENTER OF NEW YORK
6 EAST 44TH ST

NEW YORK,NY10017
16-1301416 		SOCIAL CLUB NY 501(c)(7) 9 CORNELL UNIV
 
Yes
 
(2) MRSI MANAGEMENT INC
575 LEXINGTON AVE

NEW YORK,NY10022
13-3366821 		MEDICAL SERV NY 501(c)(3) 11d TYPEIII CORNELL UNIV
 
Yes
 
(3) CORNELL REAL PROPERTY SERVICES INC
15 THORNWOOD DR

ITHACA,NY14850
16-1450535 		PROPERTY SERV NY 501(c)(3) 11d TYPEIII CORNELL UNIV
 
Yes
 
(4) CORNELL RESEARCH FOUNDATION INC
CORNELL UNIV DAY HALL

ITHACA,NY14850
16-6050703 		HOLDS IP PROP NY 501(c)(2) 9 CORNELL UNIV
 
Yes
 
(5) SAMUEL CURTIS JOHNSON FOUNDATION
130 SENECA PLACE

ITHACA,NY14850
22-2572815 		SUPPORT ORG NY 501(c)(3) 11c TYPEIII CORNELL UNIV
 
Yes
 
(6) CORNELL UNIVERSITY FOUNDATION
130 SENECA PLACE

ITHACA,NY14850
22-2848738 		SUPPORT ORG NY 501(c)(3) 11a TYPE I CORNELL UNIV
 
Yes
 
(7) ROBERT J MIN MD PC
575 LEXINGTON AVE

NEW YORK,NY10022
13-3366820 		MEDICAL SERV NY 501(c)(3) 9 CORNELL UNIV
 
Yes
 
(8) THE FRNDS OF THE CORNELL LAB OF ORN INC
1209 ORANGE ST

WILMINGTON,DE19801
46-1979945 		SUPPORT ORG DE 501(c)(3) 11a TYPE I NA
 
 
No
(9) NY WEILL CORNELL MEDICAL CTR FUND INC
575 LEXINGTON AVENUE SUITE 9TH FL

NEW YORK,NY10022
13-6094042 		SUPPORT ORG NY 501(C)(3) 11A TYPE I CORNELL UNIV
 
Yes
 
(10) CORNELL MEDICAL BENEFITS TRUST
10 S DEARBORN IL1-0117

CHICAGO,IL60603
16-1457001 		SUPPORT ORG IL 501(C)(3) 11A TYPE I CORNELL UNIV
 
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2014
Schedule R (Form 990) 2014
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) ITHACA LP

35 THORNWOOD DR
ITHACA,NY14850
 INVESTMENTS JE CORNELL UNIV
  		Related -4,213,004 42,359,461   No     No 100.000 %












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) TOWER INNOVATIVE LEARNING SOLUTIONS INC

950 DANBY ROAD
ITHACA,NY14850
16-1593492 		DIST LEARNING NY CORNELL UNIV
  		C Corp 1 1 100.000 % Yes  
(2) LENROC CORPORATION

15 THORNWOOD DR
ITHACA,NY14850
16-1450466 		REAL ESTATE NY CORNELL UNIV
  		C Corp 1 1 100.000 % Yes  
(3) UNIVERSITY VETERINARY SPECIALISTS INC

800 CANAL ST
STAMFORD,CT06902
27-2461725 		VET SERVICES CT CORNELL UNIV
  		C Corp 770,202 8,701,190 100.000 % Yes  
(4) CHARITABLE REMAINDER TRUSTS (43)

 
 
INVESTMENT NY CORNELL UNIV
  		        Yes  
(5) CHARITABLE LEAD TRUSTS (6)

 
 
INVESTMENT NY CORNELL UNIV
  		        Yes  




Schedule R (Form 990) 2014
Schedule R (Form 990) 2014
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
 
No
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
Yes
 
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) UNIVERSITY VETERINARY SPECIALISTS INC

 a 415,193 FMV
(2) UNIVERSITY VETERINARY SPECIALISTS INC

 f 400,000 FMV
(3) CORNELL UNIVERSITY FOUNDATION UK LTD

 c 75,460 FMV
(4) UNIVERSITY VETERINARY SPECIALISTS INC

 s 158,212 FMV
(5) SAMUEL CURTIS JOHNSON FOUNDATION

 c 2,642,149 FMV
(6) CORNELL REAL PROPERTY SERVICES INC

 l 50,000 FMV
(7) CORNELL UNIVERSITY FOUNDATION

 c 13,693,987 FMV
(8) MRSI MANAGEMENT INC

 p 1,911,496 FMV
(9) MRSI MANAGEMENT INC

 q 168,239 FMV
Schedule R (Form 990) 2014
Schedule R (Form 990) 2014
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2014
Schedule R (Form 990) 2014
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
Schedule R (Form 990) 2014
Additional Data


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