Attach to Form 990 or Form 990-EZ.
Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
| (i)Name of supported organization | (ii) EIN | (iii) Type of organization (described on lines 1- 9 above (see instructions)) | (iv) Is the organization listed in your governing document? | (v) Amount of monetary support (see instructions) | (vi) Amount of other support (see instructions) | |
|---|---|---|---|---|---|---|
| Yes | No | |||||
| Total | ||||||
Calendar year (or fiscal year beginning in) ![]() |
(a) 2011 | (b) 2012 | (c) 2013 | (d) 2014 | (e) 2015 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 1 | Gifts, grants, contributions, and membership fees received. (Do not include any unusual grants.) .... | ||||||
| 2 | Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....... | ||||||
| 3 | The value of services or facilities furnished by a governmental unit to the organization without charge.. | ||||||
| 4 | Total. Add lines 1 through 3 | ||||||
| 5 | The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. | ||||||
| 6 | Public support. Subtract line 5 from line 4. | ||||||
Calendar year
(or fiscal year beginning in) ![]() |
(a) 2011 | (b) 2012 | (c) 2013 | (d) 2014 | (e) 2015 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 7 | Amounts from line 4.. | ||||||
| 8 | Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... | ||||||
| 9 | Net income from unrelated business activities, whether or not the business is regularly carried on.. | ||||||
| 10 | Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.).. | ||||||
| 11 | Total support. Add lines 7 through 10. | ||||||
Calendar year (or fiscal year beginning in) ![]() |
(a) 2011 | (b) 2012 | (c) 2013 | (d) 2014 | (e) 2015 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 1 | Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") . | 10,000 | 45,020 | 13,413 | 118,412 | 79,995 | 266,840 |
| 2 | Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose...... | 621,101 | 552,053 | 540,871 | 528,231 | 418,631 | 2,660,887 |
| 3 | Gross receipts from activities that are not an unrelated trade or business under section 513... | ||||||
| 4 | Tax revenues levied for the organization's benefit and either paid to or expended on its behalf... | ||||||
| 5 | The value of services or facilities furnished by a governmental unit to the organization without charge.. | ||||||
| 6 | Total. Add lines 1 through 5. | 631,101 | 597,073 | 554,284 | 646,643 | 498,626 | 2,927,727 |
| 7a | Amounts included on lines 1, 2, and 3 received from disqualified persons... | ||||||
| b | Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year. | ||||||
| c | Add lines 7a and 7b.. | ||||||
| 8 | Public support. (Subtract line 7c from line 6.) | 2,927,727 | |||||
Calendar year (or fiscal year beginning in) ![]() |
(a) 2011 | (b) 2012 | (c) 2013 | (d) 2014 | (e) 2015 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 9 | Amounts from line 6... | 631,101 | 597,073 | 554,284 | 646,643 | 498,626 | 2,927,727 |
| 10a | Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. | 1 | 52 | 80 | 118 | 251 | |
| b | Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975. | ||||||
| c | Add lines 10a and 10b. | 1 | 52 | 80 | 118 | 251 | |
| 11 | Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on. | ||||||
| 12 | Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) .. | ||||||
| 13 | Total support. (Add lines 9, 10c, 11, and 12.).. | 631,102 | 597,073 | 554,336 | 646,723 | 498,744 | 2,927,978 |
| Section A - Adjusted Net Income | (A) Prior Year |
(B) Current Year (optional) |
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| 1 | Net short-term capital gain | 1 | ||||
| 2 | Recoveries of prior-year distributions | 2 | ||||
| 3 | Other gross income (see instructions) | 3 | ||||
| 4 | Add lines 1 through 3 | 4 | ||||
| 5 | Depreciation and depletion | 5 | ||||
| 6 | Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) | 6 | ||||
| 7 | Other expenses (see instructions) | 7 | ||||
| 8 | Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) | 8 | ||||
| Section B - Minimum Asset Amount | (A) Prior Year |
(B) Current Year (optional) |
||||
| 1 | Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): | 1 | ||||
| a | Average monthly value of securities | 1a | ||||
| b | Average monthly cash balances | 1b | ||||
| c | Fair market value of other non-exempt-use assets | 1c | ||||
| d | Total (add lines 1a, 1b, and 1c) | 1d | ||||
| e |
Discount claimed for blockage or other factors (explain in detail in Part VI): |
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| 2 | Acquisition indebtedness applicable to non-exempt use assets | 2 | ||||
| 3 | Subtract line 2 from line 1d | 3 | ||||
| 4 | Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions). | 4 | ||||
| 5 | Net value of non-exempt-use assets (subtract line 4 from line 3) | 5 | ||||
| 6 | Multiply line 5 by .035 | 6 | ||||
| 7 | Recoveries of prior-year distributions | 7 | ||||
| 8 | Minimum Asset Amount (add line 7 to line 6) | 8 | ||||
| Section C - Distributable Amount | Current Year | |||||
| 1 | Adjusted net income for prior year (from Section A, line 8, Column A) | 1 | ||||
| 2 | Enter 85% of line 1 | 2 | ||||
| 3 | Minimum asset amount for prior year (from Section B, line 8, Column A) | 3 | ||||
| 4 | Enter greater of line 2 or line 3 | 4 | ||||
| 5 | Income tax imposed in prior year | 5 | ||||
| 6 | Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) | 6 | ||||
| Section D - Distributions | Current Year | |
|---|---|---|
| 1 Amounts paid to supported organizations to accomplish exempt purposes | ||
|
2
Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity |
||
| 3 Administrative expenses paid to accomplish exempt purposes of supported organizations | ||
| 4 Amounts paid to acquire exempt-use assets | ||
| 5 Qualified set-aside amounts (prior IRS approval required) | ||
| 6 Other distributions (describe in Part VI). See instructions | ||
| 7Total annual distributions. Add lines 1 through 6. | ||
|
8
Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions |
||
| 9 Distributable amount for 2015 from Section C, line 6 | ||
| 10 Line 8 amount divided by Line 9 amount | ||
| Section E - Distribution Allocations (see instructions) |
(i) Excess Distributions |
(ii) Underdistributions Pre-2015 |
(iii) Distributable Amount for 2015 |
|
|---|---|---|---|---|
|
1
Distributable amount for 2015 from Section C, line 6 |
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|
2
Underdistributions, if any, for years prior to 2015 (reasonable cause required--see instructions) |
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| 3 Excess distributions carryover, if any, to 2015: | ||||
| a | ||||
| b | ||||
| c | ||||
| d From 2013....... | ||||
| e From 2014....... | ||||
| fTotal of lines 3a through e | ||||
| g Applied to underdistributions of prior years | ||||
| h Applied to 2015 distributable amount | ||||
|
i
Carryover from 2010 not applied (see instructions) |
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| j Remainder. Subtract lines 3g, 3h, and 3i from 3f. | ||||
| 4Distributions for 2015 from Section D, line 7: | ||||
| $ | ||||
| a Applied to underdistributions of prior years | ||||
| b Applied to 2015 distributable amount | ||||
| c Remainder. Subtract lines 4a and 4b from 4. | ||||
|
5
Remaining underdistributions for years prior to 2015, if any. Subtract lines 3g and 4a from line 2 (if amount greater than zero, see instructions) |
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|
6
Remaining underdistributions for 2015. Subtract lines 3h and 4b from line 1 (if amount greater than zero, see instructions) |
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|
7 Excess distributions carryover to 2016. Add lines 3j and 4c. |
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| 8 Breakdown of line 7: | ||||
| a | ||||
| b | ||||
| c Excess from 2013....... | ||||
| d From 2014....... | ||||
| e From 2015....... | ||||
| Facts And Circumstances Test |
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| Return Reference | Explanation |
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| Software ID: | |
| Software Version: |
Attach to Form 990 or 990-EZ.
Information about Schedule O (Form 990 or 990-EZ) and its instructions is at| Return Reference | Explanation |
|---|---|
| FORM 990 - ORGANIZATION'S MISSION | SMART GRID CONSUMER COLLABORATIVE IS A 501(C)(3) NONPROFIT ORGANIZATION WITH A MISSION TO SERVE AS A TRUSTED SOURCE OF INFORMATION FOR INDUSTRY STAKEHOLDERS SEEKING A BROAD UNDERSTANDING OF CONSUMERS' VIEWS ABOUT GRID MODERNIZATION, ELECTRICITY DELIVERY, AND ENERGY USAGE, AND FOR CONSUMERS SEEKING AN UNDERSTANDING OF THE VALUE AND EXPERIENCE OF A MODERN ELECTRICAL GRID. |
| FORM 990, PAGE 2, PART III, LINE 4A | SGCC'S RESEARCH, THE STUDY ORGANIZED FIVE CONSUMER SEGMENTS AND EXPLORED HOW CONSUMERS THINK ABOUT AND EXPERIENCE GRID MODERNIZATION. SGCC RELEASED ITS WAVE 5 CONSUMER PULSE AND MARKET SEGMENTATION STUDY, A NATIONAL SURVEY OF CONSUMERS THAT WAS CONDUCTED TO BETTER UNDERSTAND CONSUMER AWARENESS, FAVORABILITY, EXPECTATIONS, AND PREFERENCES AS THEY RELATE TO SMART GRID AND SMART GRID-ENABLED PROGRAMS AND TECHNOLOGIES. THE STUDY RENEWED AND UPDATED ITS SMART GRID-FOCUSED CONSUMER SEGMENTATION FRAMEWORK BASED ON THE LATEST DATA TO REFLECT TODAY'S MARKETPLACE FOR SMART ENERGY TECHNOLOGY. SGCC RELEASED ITS SECOND CONSUMER VOICES RESEARCH THAT THROUGH ON CAMERA INTERVIEWS PROVIDED AN IN-DEPTH QUALITATIVE UNDERSTANDING OF THE FIVE CONSUMER SEGMENTS IDENTIFIED IN BY THE WAVE 5 CONSUMER PULSE AND MARKET SEGMENTATION STUDY, AND ILLUSTRATED THEIR PERCEPTIONS, EMOTIONS, ATTITUDES AND VALUES RELATED TO SMART GRID, SMART METERS, AND PRODUCTS, PROGRAMS AND SERVICES THAT LEVERAGE SMART ENERGY TECHNOLOGIES. SGCC RELEASED ITS SEVENTH SMART GRID CUSTOMER ENGAGEMENT SUCCESS STORY THAT FOCUSED ON HOW FORT COLLINS UTILITIES ENGAGED CONSUMERS TO ENABLE THEM TO MATCH THE ENERGY THEY USE WITH THEIR NEEDS AND LIFESTYLES. IT IDENTIFIED THAT HOW THEY WERE ABLE TO KICK-START THEIR ADVANCED METERING PROJECT AND LAY THE GROUNDWORK FOR THEIR PEAK PARTNERS DEMAND RESPONSE PROGRAM. BUILDING UPON THEIR SUCCESS, FORT COLLINS UTILITIES USED THE WEALTH OF INFORMATION COLLECTED TO HELP REFINE THE PEAK PARTNERS PROGRAM AND IMPROVE CUSTOMER ENGAGEMENT. |
| FORM 990, PAGE 2, PART III, LINE 4B | SGCC ADDED A CONSUMER-ORIENTED DISTRIBUTED GENERATION & NET METERING FACT SHEET TO A CONSUMER INFORMATION KIT FOR THE SMART GRID COMPRISED OF SEVEN EDUCATIONAL, CONSUMER-FACING FACT SHEETS ON TOPICS IMPORTANT TO CONSUMERS INCLUDING CONSUMER BENEFITS, DATA PRIVACY, MYTHS VS. FACTS: THE TRUTH ABOUT SMART METERS, OUTAGE RESTORATION, POWER QUALITY, PRICING AND RADIO FREQUENCY. THE NEW FACT SHEET DESCRIBED TO CONSUMERS WHAT DISTRIBUTED GENERATION AND NET METERING MEAN TO THEM AND ANSWERED THEIR MOST COMMON QUESTIONS. SGCC ALSO HOSTED A SERIES OF SIX FREE PEER CONNECT WEBINARS CONCERNING TOPICS RANGING FROM ENERGY STORAGE & NET METERING, THE IMPORTANCE OF CONSUMER STANDARDS, THE RIGHT TO DATA ACCESS, CONSUMER ENGAGEMENT WITH DATA PRESENTMENT, THE CHANGING UTILITY BUSINESS MODEL AND SGCC'S CONSUMER VALUE PROPOSITION FOR THE SMART GRID. EACH WEBINAR PROVIDED TOPIC ORIENTED SPEAKERS AS WELL AS A QUESTIONS AND ANSWERS DISCUSSION. SGCC CONTINUED AN EFFORT TO CREATE A CONSUMER VALUE PROPOSITION FOR THE SMART GRID TO TAKE THE LEAD ON DELIVERING A CONSISTENT NARRATIVE ON THE PROMISE OF THE SMART GRID BY DEVELOPING A SET OF CONSUMER VALUE PROPOSITION STATEMENTS AND A VIDEO SUPPORTED BY SUCCESS STORY PROOF POINTS. THE CONSUMER VALUE PROPOSITION ILLUSTRATED TO CONSUMERS THE BENEFITS THEY WILL RECEIVE WITH GRID MODERNIZATION. THE CONSUMER VALUE PROPOSITION ANSWERED THE QUESTIONS THAT CONSUMERS SHOULD RIGHTFULLY ASK INCLUDING; "WHAT'S IN IT FOR ME?- AND "WHAT'S IN IT FOR 'US'?" SGCC ALSO CONTINUED TO PRODUCE MATERIAL FOR ITS CONSUMER-FACING WEBSITE, WWW.WHATISSMARTGRID.ORG, INCLUDING AN INTERACTIVE NEXT INNOVATION INFOGRAPHIC FOR THE SMART GRID 101 SECTION POSITIONING GRID MODERNIZATION AS THE NEXT GREAT INNOVATION AND 14 FEATURED ARTICLES ON TIMELY TOPICS RELEVANT TO CONSUMERS INCLUDING "WHAT CAN THE WALKING DEAD TEACH US ABOUT ENERGY?- AND "4 SMART CITIES WITH LESSONS FOR THE U.S." |
| FORM 990, PAGE 2, PART III, LINE 4C | PRESIDENT & CEO PATTY DURAND AND CONTINUED SOCIAL MEDIA PRESENCE ON TWITTER, FACEBOOK, PINTEREST, LINKEDIN, GOOGLE+, SLIDESHARE AND YOUTUBE. IN 2015, SGCC ALSO CONTINUED THE WEEKLY SMART GRID: ABOVE THE FOLD, A NEWSLETTER THAT KEEPS MEMBERS AND NON-MEMBERS ABREAST OF SMART GRID AND CONSUMER INDUSTRY NEWS AND TRENDS. SGCC ALSO HOSTED TWO IN-PERSON EVENTS IN 2015 INCLUDING A FIFTH ANNUAL CONSUMER SYMPOSIUM: CONSUMER VALUE IN ACTION OPEN TO THE PUBLIC AND THE FOURTH ANNUAL MEMBERS MEETING AND INTERACTIVE WORKSHOP WHERE MEMBERS FOCUSED ON FEATURED TOPICS RANGING FROM DEMAND RESPONSE PROGRAMS, DISTRIBUTED GENERATION AND LOOKING DEEPER AT BEING STRATEGIC WITH CONSUMER ENGAGEMENT. IN SUPPORT OF SGCC'S RESEARCH RELEASES, SGCC PROVIDED THREE PUBLICALLY AVAILABLE RESEARCH BRIEF WEBINARS COVERING EACH STUDY INCLUDING THE CONSUMER PULSE FOCUS ON SENIORS, FROM MOVERS AND SHAKERS TO STATUS QUO - WHAT'S THE DEAL AND BRINGING THE CONSUMER PERSPECTIVE OF THE SMART GRID TO LIFE. STANDARDS: TO HELP SGCC MEMBERS FURTHER EDUCATE CONSUMERS ABOUT THE SMART GRID, SGCC PUBLISHED AN ONLINE GUIDEBOOK COVERING STANDARDS FOR DEMAND RESPONSE, SOLAR AND OTHER DISTRIBUTED ENERGY RESOURCES, ELECTRIC VEHICLES AND ADDITIONAL USEFUL INFORMATION. POLICY: IN 2015, SGCC CONDUCTED AN ORGANIZATIONAL EFFORT TO ENGAGE MORE WITH PUBLIC POLICY STAKEHOLDERS. SGCC FORMED A POLICY COMMITTEE MADE UP OF MEMBERS FROM ACROSS THE SMART GRID INDUSTRY WHO ARE WELL VERSED IN THE REGULATORY AFFAIRS OF THE ENERGY INDUSTRY. THE POLICY COMMITTEE DEVELOPED A SET OF GUIDELINES IN AN EFFORT TO MEET ORGANIZATIONAL GOALS OF INCREASED OUTREACH AND IMPACT AND ACTIVELY ENGAGED PUBLIC POLICY STAKEHOLDERS BY PRESENTING SGCC RESEARCH TO COMMISSIONERS IN SIX TARGET STATES INCLUDING ILLINOIS, MASSACHUSETTS, MINNESOTA, NEVADA, NEW YORK, AND SOUTH CAROLINA. |
| FORM 990, PAGE 6, PART VI, LINE 4 | SMART GRID CONSUMER COLLABORATIVE ADJUSTED THE MEMBERSHIP CATEGORIES AND GUIDELINES. IN ADDITION, THE ORGANIZATION CREATED AND UPDATED THEIR STRATEGIC PLAN FROM THE 3 YEAR PLAN OF 2013-2015 TO 2016-2018. |
| FORM 990, PAGE 6, PART VI, LINE 6 | SGCC MEMBERSHIP IS OPEN TO ALL SMART GRID STAKEHOLDERS INCLUDING CONSUMER AND ENVIRONMENTAL ADVOCACY ORGANIZATIONS, TECHNOLOGY PROVIDERS, ACADEMIC AND RESEARCH LABS, AND ELECTRIC UTILITIES FOR SHARING IN RESEARCH, BEST PRACTICES, AND THE COLLABORATIVE EFFORT OF THE GROUP. |
| FORM 990, PAGE 6, PART VI, LINE 7A | PRIOR TO THE ANNUAL MEETING OF THE MEMBERS, EACH FOUNDING MEMBER SHALL HAVE THE RIGHT TO DESIGNATE ONE MEMBER OF THE BOARD OF DIRECTORS, TO REMOVE THE DIRECTOR DESIGNATED BY THAT FOUNDING MEMBER, AND IN THE EVENT SUCH DIRECTOR IS REMOVED (BY THAT FOUNDING MEMBER OR BY THE BOARD), RESIGNS, OR OTHERWISE CEASES TO BE A DIRECTOR, TO DESIGNATE A SUCCESSOR DIRECTOR, AS SET FORTH IN THE BY-LAWS. |
| FORM 990, PAGE 6, PART VI, LINE 11B | THE ORGANIZATION CONDUCTS A REVIEW SESSION FOR THE FORM 990 THAT INCLUDES THE FINANCE COMMITTEE, PRESIDENT/CEO, CFO AND INTERESTED BOARD MEMBERS. |
| FORM 990, PAGE 6, PART VI, LINE 12C | THE ORGANIZATION MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY THROUGH ANNUAL BOARD QUESTIONNAIRES AND REVIEWS. |
| FORM 990, PAGE 6, PART VI, LINE 15A | INDEPENDENT BOARD MEMBERS REVIEW AND APPROVE COMPENSATION FOR THE PRESIDENT/CEO AND TOP MANAGEMENT TO ENSURE THAT NO MORE THAN THE FAIR MARKET VALUE IS PAID FOR SUCH SERVICES. |
| FORM 990, PAGE 6, PART VI, LINE 19 | THE IRS DETERMINATION LETTER, ARTICLES OF INCORPORATION, BYLAWS, 990 FILING AND FINANCIAL RECORDS ARE AVAILABLE TO ANY MEMBER OF THE PUBLIC UPON REQUEST. |
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| Software Version: |