Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 01-01-2015 , and ending 12-31-2015
Name of foundation
AUFZIEN FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)350 Passaic Avenue
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
FAIRFIELD, NJ07004
A Employer identification number

22-2838652
B Telephone number (see instructions)

(973) 575-5132
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$6,426,173J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 251,261
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 123,597 123,597  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 90,537
b Gross sales price for all assets on line 6a 5,069,842
7 Capital gain net income (from Part IV, line 2)... 510,172
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 2,441 2,441  
12 Total. Add lines 1 through 11........ 467,836 636,210  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 8,440 8,440   0
c Other professional fees (attach schedule)....        
17 Interest............... 4,537 4,537   0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 9,088 1,288   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 3,591 3,591   0
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 48,756 48,756   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 74,412 66,612   0
25 Contributions, gifts, grants paid....... 477,050 477,050
26 Total expenses and disbursements. Add lines 24 and 25 551,462 66,612   477,050
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -83,626
b Net investment income (if negative, enter -0-) 569,598
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 302,275 239,696 239,696
2 Savings and temporary cash investments......... 291,571 111,586 111,586
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 5,277,390 Click to see attachment5,396,216 6,074,891
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 5,871,236 5,747,498 6,426,173
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 5,871,236 5,747,498
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see instructions)..... 5,871,236 5,747,498
31 Total liabilities and net assets/fund balances (see instructions). 5,871,236 5,747,498
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
5,871,236
2
Enter amount from Part I, line 27a .....................
2
-83,626
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
5,787,610
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
40,112
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
5,747,498
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 4,000 shs wells FARGO & COMPANY P 2014-07-14 2015-01-21
b 200 SHS AETNA INC P 2014-12-31 2015-02-20
c 400 SHS AMPHENAOL CORP P 2014-12-16 2015-04-17
d 300 SHS BRISTOL MYERS SQUIBB CO P 2015-01-26 2015-03-20
e 3 CALLS A P 2015-01-20 2015-03-23
1 CALL AMP P 2015-03-05 2015-04-20
4 CALLS APH P 2014-12-16 2015-01-11
3 CALLS A1 P 2014-10-31 2015-01-20
4 CALLS DAL P 2015-01-13 2015-02-23
4 CALLS DAL P 2015-02-23 2015-03-23
3 CALLS ETN P 2015-03-04 2015-04-20
6 CALLS GCI P 2014-11-20 2015-01-20
1 CALL HAR P 2014-11-21 2015-01-06
2 CALLS HBI P 2014-12-16 2015-01-20
2 CALLS HON P 2014-12-12 2015-01-15
1 CALL INTU P 2014-12-30 2015-02-20
1 CALL INTU P 2015-02-20 2015-04-20
3 CALLS JWN P 2015-03-04 2015-04-20
1 CALL KSU P 2014-12-29 2015-02-23
1 CALL KSU P 2015-02-23 2015-04-20
3 CALLS LNC P 2014-12-08 2015-01-06
3 CALLS LNC P 2015-01-08 2015-02-19
3 CALLS LNC P 2015-02-19 2015-04-20
2 CALLS LYB P 2015-01-23 2015-02-06
2 CALLS LYB P 2015-02-06 2015-02-24
3 CALLS M P 2014-12-04 2015-02-23
3 CALLS M P 2015-02-23 2015-04-20
1 CALL MON P 2015-02-25 2015-04-20
5 CALLS MS P 2014-11-19 2015-01-20
4 CALLS MSFT P 2014-11-26 2015-01-20
4 CALLS MSFT P 2015-01-22 2015-03-23
2 CALLS PM P 2014-10-23 2015-01-06
2 CALLS PM P 2015-01-08 2015-02-23
90 CALLS PNC P 2014-12-10 2015-02-19
2 CALLS SNCK P 2014-10-31 2015-01-20
2 CALLS SNCK P 2015-02-12 2015-04-20
2 CALLS TWC P 2014-12-05 2015-01-20
2 CALLS TWC P 2015-01-22 2015-03-09
1 CALL TXT P 2015-02-05 2015-03-09
3 CALLS TXT P 2015-02-09 2015-03-09
4 CALLS TYC P 2014-12-03 2015-01-20
4 CALLS TYC P 2015-01-22 2015-04-20
2 CALLS UNP P 2014-12-11 2015-02-19
600 SHS GANNETT CO INC P 2014-11-20 2015-03-03
800 SHS HANESBRANDS INC P 2014-12-16 2015-03-20
100 SHS HARMAN INTL INDUSTRIES INC P 2014-07-22 2015-02-02
200 SHS HONEYWELL INTL INC P 2014-12-12 2015-03-20
200 SHS INTL FLAVORS & FRAGRANCES INC P 2014-05-22 2015-02-20
100 SHS INTUIT INC P 2014-12-30 2015-04-07
150 SHS KEYSIGHT TECHNOLOGIES INC P 2014-09-30 2015-03-05
200 SHS LYONDELLBASELL INDUSTRIES N V CL A P 2014-10-01 2015-04-17
300 SHS MACY'S INC P 2014-12-04 2015-04-17
500 SHS MORGAN STANLEY P 2014-11-19 2015-03-20
300 SHS REYNOLDS AMERICAN INC P 2014-12-31 2015-02-20
300 SHS STARBUCKS CORP P 2014-03-20 2015-02-20
200 SHS TIME WARNER INC P 2015-02-26 2015-04-17
200 SHS WALT DISNEY CO P 2014-12-10 2015-02-20
200 SHS ACCENTURE PLC IRELAND SH A P 2013-06-18 2015-02-22
686 shs at & t inc P 2014-11-13 2015-08-19
1,820 SHS CANON INC P 2015-03-20 2015-11-25
221 SHS CARE CAPITAL PROPERT P 2015-07-07 2015-08-19
864 SHS CENTURYLINK INC P 2015-05-05 2015-07-09
854 SHS COACH INC P 2015-06-19 2015-07-22
988 SHS CONOCOPHILLIPS P 2015-02-05 2015-07-22
210 SHS CONSOLIDATED EDISON P 2015-07-07 2015-08-19
237 SHS DIGITAL REALTY TRUST P 2015-04-27 2015-08-19
1,430 SHS DOMTAR CORP P 2015-02-25 2015-04-27
1,315 SHS GARMIN LTD P 2015-06-09 2015-09-11
283 SHS GLAXOSMITHKLINE P 2015-07-24 2015-08-19
2,689 SHS GOVERNMENT PROPERTIE P 2015-02-25 2015-06-09
1,625 SHS HOLLYFRONTIER CORP P 2015-02-06 2015-02-25
241 SHS ISHARES MORT REAL ESTATE CAP P 2014-07-30 2015-04-29
2,660 SHS ISHARES MTG REAL ESTATE CAP P 2014-07-30 2015-06-09
1,146 SHS LAS VEGAS SANDS CORP P 2015-06-19 2015-08-21
403 SHS MACQUIRES INFRASTRUC P 2015-02-05 2015-12-17
142 SHS MC DONALDS CORP P 2014-10-03 2015-08-19
1,099 SHS POTASH CORP P 2014-03-11 2015-03-04
1,866 SHS PPL CORPORATION P 2015-04-06 2015-11-12
5,913 SHS PROSHARE SHORT 20+ YEAR TREASURY P 2015-01-22 2015-07-24
1,692 SHS PROSHARES SHORT DOW 30 P 2015-03-20 2015-08-19
1,650 SHS PROSHARES SHORT MSCI P 2015-08-24 2015-10-21
4,063 SHS PROSHARES SHORT QQQ P 2014-12-29 2015-03-20
224 SHS REALTY INCM CORP P 2015-07-07 2015-08-19
1,268 SHS SEAGATE TECHNOLOGY P 2015-05-04 2015-05-19
1,837 SHS SIX FLAGS ENTERTAINMENT P 2014-10-03 2015-01-29
325 SHS SOUTHERN COMPANY P 2015-05-05 2015-08-19
233.0744 SHS TALEN ENERGY CORP P 2015-04-06 2015-06-03
759 SHS TUPPERWARE BRANDS CO P 2014-11-13 2015-08-20
550 SHS VENTAS INC P 2014-07-30 2015-02-25
1,317 SHS BP PLC P 2012-05-24 2015-08-25
1,303 SHS DARDEN RESTAURANTS INC P 2012-12-20 2015-03-20
1,562 SHS G E O GROUP INC P 2013-11-19 2015-09-22
415 SHS GENERAL ELECTRIC CO P 2011-12-01 2015-08-19
2,383 SHS HAWAIIAN ELEC INDUSTRIES P 2013-07-02 2015-01-16
2,471 SHS ISHARES MORT REAL ESTATE CAP P 2013-09-17 2015-04-29
4,513 SHS ISHARES MORTGAGE REAL ESTATE CAPPED P 2013-09-17 2015-02-05
842 SHS NATIONAL GRID P 2013-11-19 2015-04-14
655 SHS POTASH CORP SASK INC P 2013-11-19 2015-03-04
985 SHS REGAL ENTERTAINMENT CL A P 2013-12-11 2015-08-19
943 SHS ROYAL DUTCH SHELL P 2013-07-02 2015-07-07
1,633 SHS THOMSON REUTERS CORP P 2012-07-11 2015-04-27
187 SHS VERIZON COMMUNICATION P 2014-05-15 2015-08-19
406 SHS GOLUB CAP BDC INC D 2014-12-31 2015-12-02
3,383 SHS GOLUB CAP BDC INC D 2013-10-02 2015-12-02
7,260 SHS GOLUB CAP BDC INC D 2010-05-18 2015-12-02
3,000 shs sigma aldrich corp P 1990-03-20 2015-11-18
3 calls utx P 2015-05-29 2015-07-06
3 CALLS UNP P 2015-06-12 2015-07-06
2 CALLS MMM P 2015-05-29 2015-07-06
3 CALLS RTN P 2015-05-29 2015-07-06
3 CALLS JNJ P 2015-05-29 2015-07-06
4 CALLS WMT P 2015-05-29 2015-07-06
4 CALLS DD1 P 2015-05-12 2015-07-06
7 CALLS LLTC P 2015-05-29 2015-07-06
4 CALLS ADP P 2015-05-29 2015-07-06
2 CALLS CMI P 2015-05-29 2015-07-06
300 SHS AGILENT TECHNOLOGIES INC P 2014-09-03 2015-04-28
100 SHS AMERIPRISE FINL INC P 2015-03-05 2015-04-30
418 SHS AUTOMATIC DATA PROC P 2015-04-28 2015-07-10
551 SHS C.H. ROBINSON WORLDWIDE INC P 2015-04-29 2015-05-28
98 SHS CHEMOURS CO P 2015-05-28 2015-07-10
256 SHS CUMMINS INC P 2015-04-28 2015-07-10
400 SHS DELTA AIR LINES INC P 2015-01-13 2015-04-28
464 SHS DOVER CORP P 2015-04-28 2015-07-10
499 SHS DU PONT E I DE NEMOURS P 2015-05-28 2015-07-10
866 SHS EXXON MOBIL CORP P 2015-04-28 2015-07-10
300 SHS EATON CORP P 2015-03-04 2015-04-30
157 SHS ISHARES MSCI CDA P 2015-12-02 2015-12-08
756 SHS ISHARES MSCI SWEDEN P 2015-12-02 2015-12-08
52 SHS ISHARES NASDAQ BIOTECH P 2015-07-10 2015-12-08
149 SHS ISHARES MSCI PACIFIC EX-JAPAN P 2015-07-10 2015-12-08
85 SHS ISHARES IBOXX $ INVT GRADE CORP P 2015-07-10 2015-12-08
70 SHS ISHARES TIPS BOND P 2015-07-10 2015-12-08
6 SHS VANGUARD CONSUMER STAPLES P 2015-07-10 2015-08-25
165 SHS VANHGUARD MATERIALS P 2015-07-10 2015-12-01
26 SHS VANGUARD INFORMATION TECH P 2015-07-10 2015-10-15
643 SHS VANGUARD ENERGY ETF FDS P 2015-07-10 2015-12-08
422 SHS VANGUARD INDUSTRIAL P 2015-07-10 2015-12-08
230 SHS WISDOMTREE JAPAN HEDGED EQUITY FD P 2015-12-02 2015-12-08
77 SHS FIRST TR EXCHANGE TRADED FD P 2015-07-10 2015-12-08
199 SHS POWERSHARES GLOBAL EXCHANGE TRADED FD P 2015-07-10 2015-12-08
98 SHS ISHARES 3-7 YEAR TREASURY BD P 2015-07-10 2015-12-08
221 SHS ISHARES MBS P 2015-07-10 2015-12-08
297 SHS VANGUARD INTERMEDIATE TERM BD P 2015-07-10 2015-12-08
17 SHS VANGUARD SHORT TERM BD P 2015-07-10 2015-08-25
167 SHS SPDR BARCLAYS HIGH YIELD BD P 2015-07-10 2015-12-08
120 SHS POWERSHARES PREFERRED PORTFOLIO P 2015-12-02 2015-12-08
165 SHS MARKET VECTORS J.P. MORGAN EM LOCAL CURRENCY BD P 2015-07-10 2015-12-08
160 SHS EMERGING GLOBAL SHARES P 2015-07-10 2015-10-15
189 SHS FIRST TR ISE CLOUD COMP IDX P 2015-07-10 2015-12-08
520 SHS ISHARES INC CORE MSCI EMERGING MKTS P 2015-07-10 2015-12-08
1,343 SHS ISHARES MSCI U K P 2015-07-10 2015-12-08
100 SHS INTUIT INC P 2014-12-30 2015-04-30
300 SHS JPMORGAN CHASE & CO P 2015-03-05 2015-04-28
354 SHS JOHNSON & JOHNSON P 2015-04-28 2015-07-10
296 SHS L-3 COMMNCTBC HLDGS P 2015-04-29 2015-05-28
300 SHS LINCOLN NTL CORP P 2014-12-08 2015-04-30
766 SHS LINEAR TECHNOLOGY CORP P 2015-04-28 2015-07-10
200 SHS MOODY'S CORP P 2015-02-24 2015-04-28
100 SHS MONSANTO CO P 2015-02-25 2015-04-30
400 SHS MICROSOFT CORP P 2014-11-26 2015-04-30
300 SHS NORDSTROM INC P 2015-03-04 2015-04-30
349 SHS NORFOLK SOUTHERN CORP P 2015-04-28 2015-07-10
252 SHS PARKER HANNIFIN CORP P 2015-06-29 2015-07-10
730 SHS PAYCHEX INC P 2015-04-28 2015-07-10
200 SHS PNC FINCL SERVICES GRP P 2014-12-10 2015-04-28
444 SHS PROCTER & GAMBLE CO P 2015-04-28 2015-07-10
518 SHS QUALCOMM INC P 2015-04-28 2015-07-10
336 SHS RAYETHEON CO P 2015-04-28 2015-07-10
200 SHS SANDISK CORP INC P 2014-08-28 2015-04-30
1,024 SHS HEALTH CARE SELECT P 2015-07-10 2015-12-08
444 SHS CONSUMER DISCETIONARY P 2015-07-10 2015-12-08
12 SHS SECTOR SPDR FINANCIAL P 2015-07-10 2015-08-25
400 SHS TEXTRON INC P 2015-02-05 2015-04-28
225 shs 3m company P 2015-04-28 2015-07-10
200 SHS TIME WARNER CABLE INC P 2014-12-05 2015-04-28
400 SHS TYCO INTL P 2014-12-03 2015-04-30
400 SHS US BANCORP P 2015-02-25 2015-04-28
550 SHS UNION PACIFIC CORP P 2014-12-11 2015-07-10
309 SHS UNITED TECHS CORP P 2015-04-28 2015-07-10
715 SHS WISDOMTREE EUROPE HEDGED EQUITY FD P 2015-07-10 2015-12-08
452 SHS WAL-MART STORES INC P 2015-04-28 2015-07-10
100 SHS KANSAS CITY SOUTHERN P 2013-12-30 2015-04-30
200 SHS PHILIP MORRIS INTL INC P 2013-03-22 2015-04-28
CHEMOURS CO-CASH/LIEU P 2015-07-08 2015-07-08
.50 SHS ROLLINS INC P 2013-12-30 2015-03-11
261 SHS MDU RESOURCES GRP INC P 2013-12-30 2015-03-30
92 SHS POWER INTEGRATIONS INC P 2013-12-30 2015-04-27
75 SHS STARBUCKS CORP P 2013-12-30 2015-04-27
24 SHS STERICYCLE INC P 2013-12-30 2015-04-27
80 SHS DEALERTRACK TECHNOLOGIES INC P 2015-04-27 2015-07-14
148 SHS DEALERTRACK TECHNOLOGIES INC P 2013-12-30 2015-07-14
64 SHS WAL MART STORES INC P 2013-12-30 2015-07-27
102 SHS CREE INC P 2013-12-30 2015-08-04
118 SHS IPC HEALTHCARE INC P 2013-12-30 2015-10-22
112 SHS JOHNSON CONTROLS INC P 2013-12-30 2015-10-29
62 SHS VMWARE INC CL A P 2013-12-30 2015-10-29
83 shs nordson CORP P 2014-04-04 2015-01-21
105 SHS SANDISK CORP P 2014-11-21 2015-01-22
218 SHS TRIBUNE MEDIA CO CL A P 2014-01-09 2015-01-02
214 SHS INVESCO LTD P 2013-12-05 2015-11-22
53 SHS TRIBUNE MEDIA CO CL A P 2014-01-09 2015-01-23
67 SHS BORGWARNER INC P 2012-05-17 2015-02-17
174 SHS IHS INC CL A P 2013-05-31 2015-03-26
113 SHS VERISK ANALYTICS INC CL A P 2010-02-09 2015-02-26
24 SHS COOPER COMPANIES INC P 2014-09-25 2015-04-06
252 SHS DUNKIN BRANDS GRP INC P 2014-07-30 2015-04-21
58 SHS MARKWEST ENERGY PARTNERS LP P 2012-05-10 2015-04-02
.093 SHS GOOGLE INC CL C P 2014-10-22 2015-05-04
102 SHS KANSAS CITY SOUTHERN P 2015-04-16 2015-05-22
69 SHS NORDSON CORP P 2014-06-30 2015-05-13
71 SHS NORDSON CORP P 2014-04-14 2015-05-13
110 SHS MARKWEST ENERGY PARTNERS LP P 2013-11-20 2015-06-04
33 SHS BIOGEN INC P 2015-04-15 2015-07-24
89 SHS STARWOOD HOTELS & RESORTS WORLDWIDE INC P 2015-01-05 2015-07-27
174 SHS TEVA PHARMACEUTICALS IND LTD P 2014-12-15 2015-07-28
130 shs MARKWEST ENERGY PARTNERS LP P 2014-05-15 2015-07-06
139 SHS UNTD RENTALS INC P 2013-06-17 2015-07-01
6 SHS PRICELINE GRP INC P 2015-02-12 2015-08-12
565 SHS CALPINE CORP P 2013-04-11 2015-08-26
227 SHS DELPHI AUTOMOTIVE P 2014-01-21 2015-08-14
157 SHS NIELSEN HOLDINGS P 2011-08-04 2015-08-05
113 SHS VISA INC CL A P 2014-05-05 2015-08-10
360 SHS ACTIVISION BLIZZARD INC P 2014-11-20 2015-08-28
144 SHS TEVA PHARMACEUTICALS IND P 2014-12-23 2015-09-10
415 SHS ORACLE CORP P 2015-01-21 2015-10-19
250 SHS TIME WARNER INC P 2015-04-13 2015-09-30
418 SHS INVESCO LTD P 2013-12-10 2015-10-22
425 SHS ACTIVISON BLIZZARD INC P 2014-11-20 2015-11-12
23 SHS KKR & CO LP P 2015-08-03 2015-10-29
145 SHS STARWOOD HOTELS & RESORTS WORLDWIDE INC P 2015-01-05 2015-11-18
305 SHS BORGWARNER INC P 2012-07-11 2015-11-20
468 SHS CALPINE CORP P 2013-04-11 2015-11-04
758 SHS KKR & CO LP P 2014-03-18 2015-10-29
405 SHS TEEKAY CORP P 2010-09-23 2015-12-17
23 SHS ALLERGAN P 2014-12-15 2015-11-18
WASH SALE ADJUSTMENTS P 2015-01-05 2015-12-31
2 CALLS UNP P 2015-04-16 2015-04-28
4 CALLS TXT P 2015-04-16 2015-04-28
2 CALLS PNC P 2015-04-16 2015-04-28
2 CALLS MCO P 2015-04-16 2015-04-28
2 CALLS TWC P 2015-04-16 2015-04-28
3 CALLS JPM P 2015-04-16 2015-04-28
4 CALLS USB P 2015-04-16 2015-04-28
35 SHS DELPHI AUTOMOTIVE P 2014-01-21 2015-01-20
217 SHS KKR & CO LP P 2014-03-18 2015-01-14
2 CALLS TWC P 2015-01-01 2015-03-09
Capital Gains Dividends P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 101,157   100,000 1,157
b 18,000   17,413 587
c 21,994   20,516 1,478
d 18,750   18,092 658
e 263     263
297     297
447   80 367
255     255
505     505
431     431
436     436
480     480
232   20 212
543     543
384   152 232
190   130 60
210     210
618     618
431     431
194     194
412   35 377
357   240 117
360     360
310   770 -460
470   550 -80
440     440
471     471
281     281
450     450
409     409
376     376
200   2 198
199     199
416   274 142
501     501
339     339
828     828
876   1,156 -280
118   86 32
316   258 58
349     349
355     355
575   526 49
19,200   18,503 697
22,000   21,205 795
11,000   11,228 -228
20,000   18,884 1,116
21,000   19,254 1,746
9,250   9,056 194
5,601   4,808 793
18,494   20,444 -1,950
19,494   18,766 728
18,000   17,264 736
19,500   18,904 596
24,750   22,589 2,161
16,494   15,983 511
18,500   17,915 585
17,000   16,144 856
23,634   24,151 -517
55,669   63,294 -7,625
7,638   7,381 257
25,435   30,772 -5,337
26,456   30,547 -4,091
55,062   65,471 -10,409
14,015   12,873 1,142
15,869   15,770 99
61,759   62,967 -1,208
47,098   60,887 -13,789
12,286   11,763 523
51,588   63,063 -11,475
68,454   62,529 5,925
2,824   3,009 -185
29,821   33,214 -3,393
56,062   61,041 -4,979
28,517   31,210 -2,693
14,430   13,475 955
38,811   38,231 580
62,383   59,335 3,048
150,422   149,091 1,331
39,128   38,222 906
53,978   58,031 -4,053
229,949   240,245 -10,296
10,774   10,395 379
69,992   74,926 -4,934
80,409   62,877 17,532
15,030   14,405 625
4,360   4,370 -10
40,373   49,442 -9,069
40,900   35,245 5,655
41,273   50,146 -8,873
87,292   59,992 27,300
48,247   52,352 -4,105
10,748   6,616 4,132
81,109   61,736 19,373
28,951   27,805 1,146
52,661   53,497 -836
56,230   52,867 3,363
23,137   21,302 1,835
19,309   18,214 1,095
52,295   61,861 -9,566
66,947   46,680 20,267
8,877   8,973 -96
7,022   6,885 137
58,512   53,724 4,788
125,568   100,739 24,829
420,000   21,000 399,000
9   9 0
268   135 133
4   20 -16
102   15 87
15   12 3
156   84 72
140   145 -5
175   175 0
175   100 75
125   38 87
12,642   12,606 36
12,591   13,421 -830
34,162   35,661 -1,499
34,386   35,490 -1,104
1,097   1,688 -591
32,998   35,008 -2,010
18,441   18,571 -130
30,415   35,083 -4,668
29,096   33,887 -4,791
33,129   35,230 -2,101
20,791   20,740 51
3,456   3,662 -206
2,240   2,307 -67
17,068   19,485 -2,417
5,727   5,907 -180
9,815   9,876 -61
7,738   7,764 -26
735   772 -37
15,916   17,635 -1,719
2,733   2,764 -31
55,228   68,380 -13,152
42,995   43,970 -975
12,427   12,730 -303
5,783   5,853 -70
5,746   5,807 -61
12,102   12,060 42
23,993   23,959 34
24,934   25,003 -69
1,364   1,361 3
5,913   6,153 -240
1,778   1,784 -6
2,906   2,987 -81
3,703   4,106 -403
5,820   5,893 -73
20,792   24,335 -3,543
22,119   25,191 -3,072
10,023   9,276 747
18,748   18,608 140
35,187   35,403 -216
34,938   35,193 -255
17,024   17,139 -115
33,132   35,535 -2,403
21,422   19,431 1,991
11,397   12,495 -1,098
19,585   18,984 601
22,742   24,000 -1,258
30,122   35,866 -5,744
28,544   29,289 -745
34,910   35,694 -784
18,250   17,837 413
35,914   35,545 369
32,651   35,628 -2,977
33,202   35,814 -2,612
13,395   19,642 -6,247
73,112   77,313 -4,201
35,738   35,894 -156
277   296 -19
17,684   17,428 256
34,927   35,435 -508
31,487   29,494 1,993
15,821   17,406 -1,585
17,088   17,904 -816
55,711   60,080 -4,369
34,122   35,593 -1,471
42,356   46,227 -3,871
33,091   35,589 -2,498
10,240   12,245 -2,005
16,572   18,307 -1,735
8     8
11   10 1
5,619   7,920 -2,301
4,607   5,090 -483
3,847   2,945 902
3,277   2,782 495
4,991   3,230 1,761
9,233   7,017 2,216
4,566   5,021 -455
2,513   6,266 -3,753
9,303   7,008 2,295
4,961   5,699 -738
3,628   5,521 -1,893
6,008   5,949 59
8,089   10,528 -2,439
12,587   15,716 -3,129
7,894   7,383 511
2,986   3,990 -1,004
4,054   2,195 1,859
19,227   18,966 261
8,195   3,157 5,038
4,512   3,734 778
11,988   10,904 1,084
3,853   3,358 495
52   50 2
9,624   10,739 -1,115
5,656   5,491 165
5,820   5,011 809
6,714   7,514 -800
10,544   13,770 -3,226
7,121   6,934 187
12,362   9,754 2,608
7,467   8,164 -697
11,951   7,096 4,855
7,766   6,599 1,167
8,868   12,008 -3,140
17,334   14,305 3,029
7,546   4,455 3,091
8,367   5,862 2,505
10,648   7,559 3,089
8,943   8,281 662
15,257   18,056 -2,799
17,109   21,172 -4,063
13,336   15,073 -1,737
15,001   8,988 6,013
2,145   3,076 -931
10,434   11,290 -856
13,170   13,768 -598
7,340   9,586 -2,246
12,710   17,661 -4,951
2,822   14,743 -11,921
7,027   6,062 965
13,835     13,835
    6 -6
    244 -244
    140 -140
    1,550 -1,550
    390 -390
    258 -258
    20 -20
2,346   2,206 140
5,041   5,080 -39
1,336     1,336
138,021     138,021
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       1,157
b       587
c       1,478
d       658
e       263
      297
      367
      255
      505
      431
      436
      480
      212
      543
      232
      60
      210
      618
      431
      194
      377
      117
      360
      -460
      -80
      440
      471
      281
      450
      409
      376
      198
      199
      142
      501
      339
      828
      -280
      32
      58
      349
      355
      49
      697
      795
      -228
      1,116
      1,746
      194
      793
      -1,950
      728
      736
      596
      2,161
      511
      585
      856
      -517
      -7,625
      257
      -5,337
      -4,091
      -10,409
      1,142
      99
      -1,208
      -13,789
      523
      -11,475
      5,925
      -185
      -3,393
      -4,979
      -2,693
      955
      580
      3,048
      1,331
      906
      -4,053
      -10,296
      379
      -4,934
      17,532
      625
      -10
      -9,069
      5,655
      -8,873
      27,300
      -4,105
      4,132
      19,373
      1,146
      -836
      3,363
      1,835
      1,095
      -9,566
      20,267
      -96
      137
      4,788
      24,829
      399,000
      0
      133
      -16
      87
      3
      72
      -5
      0
      75
      87
      36
      -830
      -1,499
      -1,104
      -591
      -2,010
      -130
      -4,668
      -4,791
      -2,101
      51
      -206
      -67
      -2,417
      -180
      -61
      -26
      -37
      -1,719
      -31
      -13,152
      -975
      -303
      -70
      -61
      42
      34
      -69
      3
      -240
      -6
      -81
      -403
      -73
      -3,543
      -3,072
      747
      140
      -216
      -255
      -115
      -2,403
      1,991
      -1,098
      601
      -1,258
      -5,744
      -745
      -784
      413
      369
      -2,977
      -2,612
      -6,247
      -4,201
      -156
      -19
      256
      -508
      1,993
      -1,585
      -816
      -4,369
      -1,471
      -3,871
      -2,498
      -2,005
      -1,735
      8
      1
      -2,301
      -483
      902
      495
      1,761
      2,216
      -455
      -3,753
      2,295
      -738
      -1,893
      59
      -2,439
      -3,129
      511
      -1,004
      1,859
      261
      5,038
      778
      1,084
      495
      2
      -1,115
      165
      809
      -800
      -3,226
      187
      2,608
      -697
      4,855
      1,167
      -3,140
      3,029
      3,091
      2,505
      3,089
      662
      -2,799
      -4,063
      -1,737
      6,013
      -931
      -856
      -598
      -2,246
      -4,951
      -11,921
      965
      13,835
      -6
      -244
      -140
      -1,550
      -390
      -258
      -20
      140
      -39
      1,336
      138,021
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 510,172
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 478,100 6,392,111 0.074795
2013 374,350 5,634,687 0.066437
2012 438,242 5,384,002 0.081397
2011 387,258 5,456,438 0.070973
2010 433,709 5,498,577 0.078877
2
Total of line 1, column (d) .....................
20.372479
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.074496
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
6,367,084
5
Multiply line 4 by line 3......................
5
474,322
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
5,696
7
Add lines 5 and 6........................
7
480,018
8
Enter qualifying distributions from Part XII, line 4.............
8
477,050
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 11,392
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 11,392
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 11,392
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 8,577
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 8,577
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 66
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 2,881
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletALAN AUFZIEN Telephone no.bullet (973) 575-5132

    Located atbullet350 PASSAIC AVENUEFAIRFIELDNJ ZIP+4bullet07004
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ALAN AUFZIEN DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    NORMA AUFZIEN DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    JONATHAN AUFZIEN DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    LESLIE LEVINE DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    MEREDITH BAUER DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    LISA AUFZIEN DIRECTOR
    0.00     		0 0 0
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    6,024,154
    b
    Average of monthly cash balances.......................
    1b
    439,891
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    6,464,045
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    6,464,045
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    96,961
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    6,367,084
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    318,354
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    318,354
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    11,392
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    11,392
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    306,962
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    306,962
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    306,962
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    477,050
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    477,050
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    477,050
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 306,962
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010...... 164,362
    b From 2011...... 115,500
    c From 2012...... 171,038
    d From 2013...... 101,852
    e From 2014...... 166,957
    fTotal of lines 3a through e........ 719,709
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 477,050
    a Applied to 2014, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 306,962
    e Remaining amount distributed out of corpus 170,088
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 889,797
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		164,362
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		725,435
    10 Analysis of line 9:
    a Excess from 2011.... 115,500
    b Excess from 2012.... 171,038
    c Excess from 2013.... 101,852
    d Excess from 2014.... 166,957
    e Excess from 2015.... 170,088
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ALAN AUFZIEN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ALAN AUFZIEN
    350 PASSAIC AVENUE
    FAIRFIELD,NJ07004
    (973) 575-5132
    bThe form in which applications should be submitted and information and materials they should include:
    LETTER
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    american friends oF JAFFA INSTITUTE
    C/O DR E HARTMAN 171-06 76TH AVE
    FLUSHING,NY11366     		  EXEMPT DONATION 7,000
    AMERICAN FRIENDS OF TEL AVIV UNIVERSITY
    33 broadway
    NEW YORK,NY10006     		  EXEMPT DONATION 39,000
    ANTI DEFAMATION LEAGUE
    605 THIRD AVENUE
    NEW YORK,NY10158     		  EXEMPT DONATION 5,500
    BOYS TOWN JERUSALEM FOUNDAITON OF AMERICA INC
    1 PENN PLAZA SUITE 6250
    NEW YORK,NY10219     		  EXEMPT DONATION 500
    CITY HARVEST
    575 EIGHTH AVENUE
    NEW YORK,NY10018     		  EXEMPT DONATION 2,000
    CJLPRINCETON HILLEL
    70 WASHINGTON ROAD
    PRINCETON,NJ08540     		  EXEMPT DONATION 750
    CONGREGATION SHEARITH ISRAEL
    8 WEST 70TH STREET
    NEW YORK,NY10023     		  EXEMPT DONATION 10,000
    JEWISH NATIONAL FUND
    42 EAST 69TH STREET
    NEW YORK,NY10021     		  EXEMPT DONATION 9,000
    LUBAVITCH HOUSE
    UNIVERSITY OF PA 4032-34 SPRUCE ST
    PHILADELPHIA,PA19104     		  EXEMPT DONATION 1,000
    NEW JERSEY SEEDS
    THE PEDDIE SCHOOL PO BOX 31
    HIGHSTOWN,NJ08520     		  EXEMPT DONATION 15,000
    NY TIMES NEEDIEST CASES
    4 CHASE METROTECH CENTER
    BROOKLYN,NY11245     		  EXEMPT DONATION 100
    PAPERMILL PLAYHOUSE
    22 BROOKSIDE DR
    MILLBURN,NJ07041     		  EXEMPT DONATION 1,250
    PINE CREST SCHOOL
    1501 NE 62ND STREET
    FORT LAUDERDALE,FL33334     		  EXEMPT DONATION 1,000
    PRINCETON UNIVERSITY
    PO BOX 5357
    PRINCETON,NJ08543     		  EXEMPT DONATION 5,000
    SYMPHONY SPACE
    2537 BROADWAY
    NEW YORK,NY10025     		  EXEMPT DONATION 10,000
    THE INVESTIGATIVE PROJECT ON TERRORISM
    5614 CONNECTICUT AVE NW SUITE 341
    WASHINGTON,DC20015     		  EXEMPT DONATION 10,000
    THE JEWISH MUSEUM
    1109 5TH AVENUE
    NEW YORK,NY10128     		  EXEMPT DONATION 5,000
    THE RAMAZ SCHOOL
    114 EAST 85TH STREET
    NEW YORK,NY10028     		  EXEMPT DONATION 850
    THE WASHINGTON INSTITUTE FOR NEAR EAST POLICY
    1828 L STREET
    WASHINGTON,DC20036     		  EXEMPT DONATION 213,000
    UJA FEDERATION OF NY
    ONE INTREPID SQUARE WEST 46TH ST AT
    12TH AVE
    NEW YORK,NY10003     		  EXEMPT DONATION 6,000
    UNIVERSITY OF PENNSYLVANIA
    433 FRANKLIN BUILDING
    PHILADELPHIA,PA19104     		  EXEMPT DONATION 63,500
    VASSAR COLLEGE
    BOX 14
    POUGHKEEPSIE,NY12601     		  EXEMPT DONATION 50,000
    JEWISH ADOPTION & FOSTER cARE options inc
    4200 N UNIVERISTY DRIVE
    SUNRISE,FL33351     		  EXEMPT DONATION 8,500
    SUNRISE DAY CAMP
    C/O FRIEDBERG JCC 15 NEAL CT
    OCEANSIDE,NY11572     		  EXEMPT DONATION 1,000
    SILVER SHIELD FOUNDATION
    870 U N PLAZA
    NEW YORK,NY10017     		  EXEMPT DONATION 100
    CLIFTON JEWISH CENTER
    16 DELAWARE AVENUE
    CLIFTON,NJ07011     		  EXEMPT DONATION 500
    THE FREINDS OF AMAL UNITED STATES INC
    C/O SHEM SEHAM MELTZ PETERSON LLP
    199 MAIN ST
    WHITE PLAINS,NY10601     		  EXEMPT DONATION 5,000
    DAUGHTERS OF MIRIAM
    HAZEL ROAD
    CLIFTON,NJ07011     		  EXEMPT DONATION 1,500
    jewish FAMILY & VOCATIONAL SERVICE OF MIDDLSEX COUNTY
    32 FORD AVENUE 2NDS FL
    MILLTOWN,NJ08850     		  EXEMPT DONATION 5,000
    Total .................................bullet 3a 477,050
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		         
    4 Dividends and interest from securities....     14 123,597  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....     14 2,441  
    8
    Gain or (loss) from sales of assets other than inventory ............     		    14 90,537  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 216,575 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13216,575
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2015
    Name of the organization
    AUFZIEN FOUNDATION INC
     
    Employer identification number

    22-2838652
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015) Page 2
    Name of organization
    AUFZIEN FOUNDATION INC
          		Employer identification number
    22-2838652
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    ALAN AUFZIEN  
    350 PASSAIC AVENUE
     
    FAIRFILED, NJ07004

    		$ 58,898


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    ALAN AUFZIEN  
    350 PASSAIC AVENUE
     
    FAIRFILED, NJ07004

    		$ 192,363


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 3
    Name of organization
    AUFZIEN FOUNDATION INC
          		Employer identification number

    22-2838652
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    2
    		 11,049 SHARES OF GOLUB CAP BDC STOCK $ 192,363 2015-11-30
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 4
    Name of organization
    AUFZIEN FOUNDATION INC
          		Employer identification number

    22-2838652
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2015 AccountingFeesSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN:
    22-2838652
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    accounting fees 8,440 8,440   0

    TY 2015 InvestmentsOtherSchedule2
    Name:
    AUFZIEN FOUNDATION INC
    EIN:
    22-2838652
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    STOCKS AND BONDS AT COST 0 0
    CMS STRUCTURED PRODUCTS FUND AT COST 334,758 334,758
    CMS PRIVATE REIT FUND AT COST 282,770 282,770
    MAGNITUDE INTERNATIONAL AT COST 285,793 285,793
    WYNNEFIELD SMALL CAP OFFSHORE AT COST 227,577 323,552
    meridian redevelopment value fund AT COST 34,174 34,174
    GOLUB CAPITAL PARTNERS V LP AT COST 140,363 140,363
    WHITEBOX MULTI STRATEGY FUND AT COST 404,817 885,174
    GEMS FUND LP AT COST 133,441 133,441
    GOLUB CAPITAL PARTNERS VII LP AT COST 129,420 129,420
    GOLUB CAPITAL PARTNERS VIII LP AT COST 88,821 88,821
    GOLUB CAPITAL PARTNERS 9 LP AT COST 172,646 172,646
    1,659 SHS GOLUB CAPITAL BDC INC AT COST 31,703 31,703
    KLEIN ANDREWS RIDGE DE LLC AT COST 193,289 193,289
    GEM FUND 4 LP AT COST 8,098 8,098
    CHARLES SCHWAB #2148-1279 AT COST 1,093,977 1,111,906
    MERRILL LYNCH #847-03407 AT COST 909,475 896,061
    MERRILL LYNCH #847-03452 AT COST 100,000 106,880
    UBS FINANCIAL #61938 AT COST 420,678 478,815
    UBS FINANCIAL #61943 AT COST 404,416 437,227

    TY 2015 OtherDecreasesSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN:
    22-2838652
    Description Amount
    BOOK-TAX DIFFERENCES FROM PASS-THRuS 40,112


    TY 2015 OtherExpensesSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN:
    22-2838652
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 41,250 41,250   0
    OTHER INVESTMENT EXPENSES 3,214 3,214   0
    LICENSES AND FEES 27 27   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: GOLUB CAPITAL PARTNERS V LP -4,548 -4,548   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: MERIDIAN REDEVELOPMENT VALUE FUND 1 1,301 1,301   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: GEMS FUND LP 2,737 2,737   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: GOLUB CAPITAL PARTNERS VII LP -4,198 -4,198   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: GOLUB CAPITAL PARTNERS VII LP -2,837 -2,837   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: GOLUB CAPITAL PARTNERS 9 LP -3,865 -3,865   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: GOLUB CAPITAL PARTNERS 9 LP -3,780 -3,780   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: KLEIN ANDREWS RIDGE DE LLC 6,711 6,711   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: WHITEBOX COMBINED FUND 12,818 12,818   0
    OTHER INCOME OR LOSS FROM PASS-THRUS: GEMS FUND 4 LP -74 -74   0


    TY 2015 OtherIncomeSchedule2
    Name:
    AUFZIEN FOUNDATION INC
    EIN:
    22-2838652
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME - UBS 61938 2,441 2,441 2,441


    TY 2015 TaxesSchedule
    Name:
    AUFZIEN FOUNDATION INC
    EIN:
    22-2838652
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 1,288 1,288   0
    federal income taxes 7,800 0   0