Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 01-01-2015 , and ending 12-31-2015
Name of foundation
JOHN SIMON GUGGENHEIM MEMORIAL
FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)90 PARK AVENUE - 33RD FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10016
A Employer identification number

13-5673173
B Telephone number (see instructions)

(212) 687-4470
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$260,345,387J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 404,143
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 834,914 834,914  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 16,721,602
b Gross sales price for all assets on line 6a 35,720,531
7 Capital gain net income (from Part IV, line 2)... 16,721,602
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -532,496 -548,002  
12 Total. Add lines 1 through 11........ 17,428,163 17,008,514  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 856,000 38,998   817,002
14 Other employee salaries and wages...... 1,072,396 79,062   1,010,153
15 Pension plans, employee benefits....... 1,924,876 120,111   739,263
16a Legal fees (attach schedule)......... Click to see attachment 20,283 0   33,020
b Accounting fees (attach schedule)....... Click to see attachment 38,678 17,405   21,273
c Other professional fees (attach schedule).... Click to see attachment 43,498 3,017   32,064
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 158,082 280   0
19 Depreciation (attach schedule) and depletion... Click to see attachment 79,712 4,974  
20 Occupancy.............. 1,142,981 71,322   267,350
21 Travel, conferences, and meetings....... 191,290 813   190,477
22 Printing and publications.......... 3,147 315   2,832
23 Other expenses (attach schedule)....... Click to see attachment 3,508,636 795,223   546,335
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 9,039,579 1,131,520   3,659,769
25 Contributions, gifts, grants paid....... 9,000,000 9,088,145
26 Total expenses and disbursements. Add lines 24 and 25 18,039,579 1,131,520   12,747,914
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -611,416
b Net investment income (if negative, enter -0-) 15,876,994
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 800 800 800
2 Savings and temporary cash investments......... 1,512,926 3,792,455 3,792,455
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet74,038
Less: allowance for doubtful accounts bullet   200,439 74,038 74,038
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 125,990 95,990 95,990
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 15,457,752 Click to see attachment16,002,526 16,002,526
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 253,641,797 Click to see attachment239,098,648 239,098,648
14 Land, buildings, and equipment: basis bullet1,795,113
Less: accumulated depreciation (attach schedule) bullet1,009,914 30,109 Click to see attachment785,199 785,199
15 Other assets (describe bullet) Click to see attachment226,478 Click to see attachment495,731 Click to see attachment495,731
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 271,196,291 260,345,387 260,345,387
Liabilities 17 Accounts payable and accrued expenses.......... 115,854 735,600
18 Grants payable.................. 5,751,000 5,662,855
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment12,709,464 Click to see attachment16,553,752
23 Total liabilities (add lines 17 through 22)......... 18,576,318 22,952,207
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 252,213,470 237,136,677
25 Temporarily restricted............... 406,503 256,503
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 252,619,973 237,393,180
31 Total liabilities and net assets/fund balances (see instructions). 271,196,291 260,345,387
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
252,619,973
2
Enter amount from Part I, line 27a .....................
2
-611,416
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
2,846,502
4
Add lines 1, 2, and 3 ..........................
4
254,855,059
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
17,461,879
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
237,393,180
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a JPM MANAGED INCOME FUND P    
b JPM SDPR S & P FUND P    
c SCOGGIN OVERSEAS FUND P    
d KING STREET CAPITAL, LTD P    
e PARA INTERNATIONAL FUND, LTD. P    
MILLENIUM TECH VALUE PARTNERS , LP P    
GOLDMAN SACHS MEZZANINE PARTNERS V OFFSHORE, LP P    
CAPITAL GAINS PASSED THROUGH FROM LIMITED PARTNERSHIPS P    
NEUBERGER BERMAN - PUBLICLY TRADED SECURITIES P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 7,500,000   7,503,201 -3,201
b 2,501,813   2,360,055 141,758
c 21,375   47,886 -26,511
d 5,000,000   2,159,098 2,840,902
e 13,959,037   5,668,595 8,290,442
525,934     525,934
649,916     649,916
4,673,170     4,673,170
889,286   1,260,094 -370,808
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -3,201
b       141,758
c       -26,511
d       2,840,902
e       8,290,442
      525,934
      649,916
      4,673,170
      -370,808
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 16,721,602
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 12,791,809 262,407,126 0.048748
2013 11,248,346 238,050,738 0.047252
2012 11,924,881 224,842,813 0.053037
2011 11,718,857 249,441,273 0.046980
2010 11,719,049 246,034,046 0.047632
2
Total of line 1, column (d) .....................
20.243649
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.048730
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
265,572,587
5
Multiply line 4 by line 3......................
5
12,941,352
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
158,770
7
Add lines 5 and 6........................
7
13,100,122
8
Enter qualifying distributions from Part XII, line 4.............
8
13,582,716
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 158,770
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 158,770
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 158,770
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 538,790
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 100,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 638,790
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 480,020
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet180,020 RefundedBullet 11 300,000
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.GF.ORG
    14
    The books are in care ofbulletJULIE KLEIN Telephone no.bullet (212) 687-4470

    Located atbullet90 PARK AVENUE - 33RD FLOORNEW YORKNY ZIP+4bullet10016
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    EDWARD HIRSCH PRESIDENT AND TRUSTEE
    40.00     		462,500 86,741 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ANDRE BERNARD V.P., AND SECRETARY
    40.00     		245,000 82,008 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JULIE R KLEIN C.F.O. AND TREASURER
    40.00     		148,500 44,084 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ROBERT ALLAN CARO TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JOEL CONARROE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DOROTHY TAPPER GOLDMAN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    MICHAEL HEGARTY TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DR WILLIAM P KELLY CHAIRMAN AND TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DWIGHT E LEE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JOYCE CAROL OATES TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JOSEPH A RICE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    RICHARD A RIFKIND TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    STACY SCHIFF TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    CHARLES P STEVENSON JR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    WADDELL W STILLMAN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    PATRICK J WAIDE JR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ELLEN TAAFFE ZWILICH TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    RICHARD HATTER DIR. DEVLPMNT & PUB
    40.00     		165,000 17,917 0
    90 PARK AVENUE
    NEW YORK,NY10016
    PATRICIA O'SULLIVAN ASST SECRETARY
    40.00     		104,000 30,835 0
    90 PARK AVENUE
    NEW YORK,NY10016
    BARBARA GLEASON ASST TREASURER
    40.00     		87,000 24,509 0
    90 PARK AVENUE
    NEW YORK,NY10016
    BARBARA ESPOSITO ADMINISTRATIVE ASSIS
    40.00     		74,500 35,879 0
    90 PARK AVENUE
    NEW YORK,NY10016
    KEITH LEWIS PROGRAM OFFICER
    40.00     		82,500 19,391 0
    90 PARK AVENUE
    NEW YORK,NY10016
    Total number of other employees paid over $50,000...................bullet 10
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    VORNADO-NINETY PARK PROPERTY LLC CONSTRUCTION 444,129
    PO BOX 371486
    PITTSBURGH,PA15250
    THE ATLANTIC GROUP CUSTOM WOOD WORK 246,093
    1156 6TH AVENUE 9TH FLOOR
    NEW YORK,NY10036
    HIGHLINE SYSTECH INC IT SERVICES CONSULTING 219,000
    2 WOOSTER STREET
    NEW YORK,NY10013
    IGNOTUM INC IT SERVICES CONSULTING 94,260
    125 KETAY DRIVE SOUTH
    EAST NORTHPORT,NY11731
    SHER-DEL MOVING SERVICES 83,295
    140 VARICK AVENUE
    BROOKLYN,NY11237
    Total number of others receiving over $50,000 for professional services.............bullet1
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    267,473,444
    b
    Average of monthly cash balances.......................
    1b
    2,027,455
    c
    Fair market value of all other assets (see instructions)................
    1c
    115,941
    d
    Total (add lines 1a, b, and c).........................
    1d
    269,616,840
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    269,616,840
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    4,044,253
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    265,572,587
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    13,278,629
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    13,278,629
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    158,770
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
    250
    c
    Add lines 2a and 2b............................
    2c
    159,020
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    13,119,609
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    13,119,609
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    13,119,609
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    12,747,914
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    834,802
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    13,582,716
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    158,770
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    13,423,946
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 13,119,609
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010......  
    b From 2011......  
    c From 2012...... 36,317
    d From 2013......  
    e From 2014......  
    fTotal of lines 3a through e........ 36,317
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 13,582,716
    a Applied to 2014, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 13,119,609
    e Remaining amount distributed out of corpus 463,107
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 499,424
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		499,424
    10 Analysis of line 9:
    a Excess from 2011....  
    b Excess from 2012.... 36,317
    c Excess from 2013....  
    d Excess from 2014....  
    e Excess from 2015.... 463,107
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    JOHN SIMON GUGGENHEIM MEMORIAL FDTN
    90 PARK AVENUE
    NEW YORK,NY10016
    (212) 687-4470
    bThe form in which applications should be submitted and information and materials they should include:
    THE FOUNDATION HAS A STANDARD APPLICATION WHICH SPECIFIES THE MATERIAL THE APPLICANT SHOULD SUBMIT FOR HIS/HER FIELD.
    cAny submission deadlines:
    SEPTEMBER 15
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    INDIVIDUALS IN THE U.S.A. AND CANADA
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    MARGARET MITCHELL
    UN-CHICAGO DIVINITY SCHOOL SWIFT
    HALL 1025 E 58TH ST
    CHICAGO,IL60637     		NONE NONE PREACHING PAUL IN THE LATE ANTIQUE CITY 16,000
    TONIO ANDRADE
    204 BOWDEN HALL
    ATLANTA,GA30322     		NONE NONE THE GUNPOWDER AGE: A GLOBAL HISTORY, 1300-1800 45,000
    SHEPERD S DOELEMAN
    46 SPRAGUE STREET
    MALDEN,MA02148     		NONE NONE BUILDING AN EVENT HORIZON TELESCOPE 43,000
    MARGOT E FASSLER
    17644 WAXWING LANE
    SOUTH BEND,IN46635     		NONE NONE HILDEGARD'S SCIVIAS: ART, MUSIC, AND DRAMA IN A LI 40,000
    LUCIANA ACHUGAR
    41 WITHERS STREET 3R
    BROOKLYN,NY11211     		NONE NONE CHOREOGRAPHY 26,000
    PHILIPPE BOURGOIS
    1633 SOUTH 13TH STREET
    PHILADELPHIA,PA19148     		NONE NONE ETHNOGRAPHY OF A DRUG-SALES BLOCK IN THE U.S. INNE 20,000
    YOMI BRAESTER
    4219 BAKER AVENUE NW
    SEATTLE,WA98107     		NONE NONE FILM, NATIONAL HISTORY, AND GLOBAL CONSCIOUSNESS I 18,000
    BRIAN R CRANE
    336 PHYSICAL SCIENCES BUILDING
    ITHACA,NY14853     		NONE NONE BIOPHYSICAL STUDIES OF PROTEIN ASSEMBLIES THAT MED 20,000
    TOM DANIEL
    24 KINCAID HALL
    SEATTLE,WA981951800     		NONE NONE CONTROL AND DYNAMICS OF MOVEMENT IN BIOLOGY 20,000
    FAYE DRISCOLL
    71 4TH AVENUE
    BROOKLYN,NY11217     		NONE NONE CHOREOGRAPHY 25,000
    AARON EINBOND
    822 WEST 187TH STREET APT 8B
    NEW YORK,NY10033     		NONE NONE MUSIC COMPOSITION 25,000
    JEROLD C FRAKES
    465 NORWOOD AVENUE
    BUFFALO,NY14222     		NONE NONE CULTURAL REVOLUTION IN ASHKENAZ AND THE EMERGENCE 22,500
    DAVID L HABERMAN
    1033 EAST 3RD STREET
    BLOOMINGTON,IN47405     		NONE NONE WORSHIP OF MOUNT GOVARDHAN: MAKING THE IMPOSSIBLE 20,000
    SHARON HARPER
    24 QUINCY STREET
    CAMBRIDGE,MA02138     		NONE NONE PHOTOGRAPHY 23,000
    SUSANNAH HESCHEL
    6036 THORNTON HALL
    HANOVER,NH03755     		NONE NONE THE FASCINATION WITH ISLAM IN MODERN JEWISH THOUGH 21,000
    BENJAMIN LERNER
    182 SAINT MARKS AVENUE
    BROOKLYN,NY11238     		NONE NONE POETRY 25,000
    ELAINE TYLER MAY
    88 ARTHUR AVENUE SE
    MINNEAPOLIS,MN55414     		NONE NONE THE AMERICAN QUEST FOR SECURITY, 1960 TO THE PRESE 20,000
    JOANNA PICCIOTTO
    5333 THOMAS AVENUE
    OAKLAND,CA94618     		NONE NONE THE PHYSICO-THEOLOGICAL VISION 48,000
    LEIGH SCHMIDT
    6414 FORSYTH BOULEVARD
    ST LOUIS,MO63105     		NONE NONE PUBLIC ATHEISM: AN AMERICAN HISTORY 20,000
    NORA TAYLOR
    540 WEST ALDINE AVENUE UNIT A
    CHICAGO,IL60657     		NONE NONE THE MEMORY OF PERFORMANCE 23,000
    JOSHUA WEINER
    2808 CATHEDRAL AVE NW
    WASHINGTON,DC20008     		NONE NONE POETRY 25,000
    LYNN ALDRICH
    3781 EL LADO DRIVE
    GLENDALE,CA91208     		NONE NONE FINE ARTS 27,000
    NEZAR ALSAYYAD
    390 WURSTER HALL
    BERKELEY,CA94720     		NONE NONE NILE: URBAN HISTORIES ON THE BANKS OF A RIVER 20,000
    CHLOE ARIDJIS
    26 GRANTBRIDGE STREET
    LONDON   N1 8JN
    UK     		NONE NONE FICTION 26,000
    MARK ARONOFF
    22 SEASIDE DRIVE
    PORT JEFFERSON,NY11777     		NONE NONE SYNONYMY AND COMPETITION IN LANGUAGE 22,500
    RANIA ATTIEH
    33 SAINT NICHOLAS AVENUE
    BROOKLYN,NY11237     		NONE NONE FILM-VIDEO 25,000
    MOWRY BADEN
    5450 W SAANICH RD
    VICTORIA   V9E IJ9
    CA     		NONE NONE FINE ARTS 27,500
    ANNIE BAKER
    369 1ST ST
    BROOKLYN,NY11215     		NONE NONE PLAYWRITING 25,000
    DEBORAH BAKER
    VILLA NOVA HOUSE NO 385 COIMVADDO
    QUITLA ALDONA
    BARDEZ   GOA 403508
    IN     		NONE NONE THE LAST ENGLISHMAN 35,000
    IVY BALDWIN
    191 WILLOUGHBY STREET APT 16D
    BROOKLYN,NY11201     		NONE NONE CHOREOGRAPHY 25,000
    JAMIE BAUM
    400 WEST 43RD STREET 18A
    NEW YORK,NY10036     		NONE NONE MUSIC COMPOSITION 25,000
    ANTHONY BEBBINGTON
    950 MAIN STREET
    WORCESTER,MA016101477     		NONE NONE NATURAL RESOURCE EXTRACTION IN LATIN AMERICA: TRAN 48,000
    SUSAN BEE
    290 PRESIDENT STREET GROUND FLOOR
    BROOKLYN,NY11231     		NONE NONE FINE ARTS 27,500
    JUDITH BELZER
    1128 SHATTUCK AVENUE
    BERKELEY,CA94707     		NONE NONE FINE ARTS 30,000
    ELLEN BERKENBLIT
    277 PARK AVE
    BROOKLYN,NY11238     		NONE NONE FINE ARTS 25,000
    SUSAN BERNOFSKY
    535 WEST 110TH STREET 11E
    NEW YORK,NY10025     		NONE NONE TRANSLATION OF TWO BOOKS BY ROBERT WALSER 24,000
    HOLLY BREWER
    3806 CALVERTON DRIVE
    UNIVERSITY PARK,MD20782     		NONE NONE INHERITABLE BLOOD: SLAVERY AND SOVEREIGNTY IN EARL 25,000
    KATHY BUTTERLY
    405 E 13TH STREET 2
    NEW YORK,NY10009     		NONE NONE FINE ARTS 27,500
    CHRISTOPHER CASTELLANI
    162 BOYLSTON STREET 5TH FLOOR
    BOSTON,MA02116     		NONE NONE FICTION 26,500
    KENNETH CATANIA
    2403 BARTON AVENUE
    NASHVILLE,TN37212     		NONE NONE THE NEUROSCIENCE OF PREDATOR-PREY INTERACTIONS 24,000
    XAVIER CHA
    328 HART STREET APT 2
    BROOKLYN,NY11206     		NONE NONE FINE ARTS 25,000
    MYRIAM J A CHANCY
    7791 FANCYCAB COURT
    CINCINNATI,OH45231     		NONE NONE AUTOCHTHONOMIES: TRANSNATIONALISM, TESTIMONY, & TR 24,000
    PATTY CHANG
    173 SAVIN HILL AVENUE 1
    BOSTON,MA02125     		NONE NONE FINE ARTS 25,000
    MUNG CHIANG
    330 STONE CLIFF ROAD
    PRINCETON,NJ08540     		NONE NONE INFORMATION ENGINEERING FOR EFFECTIVE LEARNING AT 45,000
    WILLIAM CHITTICK
    7 FOWLER LANE
    MOUNT SINAI,NY11766     		NONE NONE A MULTIFACETED THEOLOGY OF LOVE: AHMAD SAM'ANI ON 24,000
    RACHEL COHEN
    80 CHILTON STREET
    CAMBRIDGE,MA02138     		NONE NONE TIME IN PIECES: PAINTING MODERN LIFE 24,000
    ANDREW COLE
    19 MURRAY PLACE
    PRINCETON,NJ08540     		NONE NONE THE RENAISSANCE OF LATE MEDIEVAL ENGLAND 24,500
    SARAH COLE
    602 PHILOSOPHY HALL
    NEW YORK,NY10027     		NONE NONE THE WELLS ERA 24,000
    GENE COLEMAN
    404 LINCOLN AVENUE
    COLLINGSWOOD,NJ08108     		NONE NONE MUSIC COMPOSITION 27,500
    STEVE COLEMAN
    19 SOUTH WEST ST
    ALLENTOWN,PA18102     		NONE NONE MUSIC COMPOSITION 30,000
    PIER LUIGI CONSAGRA
    542 BROADWAY
    NEW YORK,NY10012     		NONE NONE FINE ARTS 25,000
    HEATHER COURTNEY
    1914 EAST 10TH ST
    AUSTIN,TX78702     		NONE NONE FILM-VIDEO 30,000
    DONALD CRAFTON
    17590 GREEN OAKS COURT
    GRANGER,IN46530     		NONE NONE DISNEY AND CALIFORNIA VERNACULAR MODERNISM 23,500
    THOMAS CROW
    23 CROMWELL PLACE
    OLD SAYBROOK,CT06475     		NONE NONE THE ART OF RESTORATION EUROPE, 1814-1820 22,500
    DORIT CYPIS
    8417 WARING AVENUE
    LOS ANGELES,CA90069     		NONE NONE FINE ARTS 35,000
    NANCY DAVIDSON
    137 DUANE ST 4B
    NEW YORK,NY10013     		NONE NONE FINE ARTS 26,000
    ROBERT DAWSON
    870 NOE ST
    SAN FRANCISCO,CA94114     		NONE NONE PHOTOGRAPHY 27,500
    CHRIS DOYLE
    238 S 3RD ST
    BROOKLYN,NY11211     		NONE NONE FILM-VIDEO 30,000
    GREG DRASLER
    137 DUANE STREET 4W
    NEW YORK,NY10013     		NONE NONE FINE ARTS 25,000
    DENISE DUHAMEL
    2201 S OCEAN DRIVE
    HOLLYWOOD,FL33019     		NONE NONE POETRY 25,000
    ARIENNE DWYER
    1415 JAYHAWK BOULEVARD
    LAWRENCE,KS660457556     		NONE NONE LANGUAGE CONVERGENCE IN INNER ASIA 24,000
    JONATHAN FENG
    4129 FREDERICK REINES HALL
    IRVINE,CA92697     		NONE NONE PARTICLE PHYSICS AND COSMOLOGY IN THE LHC ERA 24,500
    JOYCE FLUECKIGER
    1658 TIMBERLAND ROAD NE
    ATLANTA,GA30345     		NONE NONE MATERIAL ACTS: AGENCY OF MATERIALITY IN INDIA 32,500
    LATOYA FRAZIER
    2901 S MICHIGAN AVENUE
    CHICAGO,IL60616     		NONE NONE PHOTOGRAPHY 27,500
    JASON FULFORD
    147 SCHOOL STREET
    SCRANTON,PA18508     		NONE NONE PHOTOGRAPHY 25,000
    RANDALL FULLER
    1543 S GARY PLACE
    TULSA,OK74104     		NONE NONE WHEN DARWIN CAME TO AMERICA 24,500
    ANN GOLD
    7 TW ALEXANDER DRIVE
    RESEARCH TRIANGLE PARK,NC27517     		NONE NONE SHIPTOWN: NORTH INDIAN LIVES BETWEEN RURAL AND URB 24,000
    MIRIAM GOLDEN
    3262 BUNCHE HALL
    LOS ANGELES,CA900251472     		NONE NONE BAD GOVERNMENT 23,500
    JACK GOLDSTONE
    3401 FAIRFAX DR
    ARLINGTON,VA22201     		NONE NONE TEN BILLION: THE CHALLENGES OF GLOBAL POPULATION 25,000
    JOSEPH P GONE
    403 WEST MADISON STREET
    ANN ARBOR,MI48103     		NONE NONE RETHINKING AMERICAN INDIAN MENTAL HEALTH 24,000
    EMILY FOX GORDON
    2425 DRYDEN ROAD
    HOUSTON,TX77030     		NONE NONE THE VIEW FROM NOW 27,500
    PHYLLIS GREEN
    1218 CHELSEA AVE
    SANTA MONICA,CA90404     		NONE NONE FINE ARTS 25,000
    LILLIAN GUERRA
    2427 NW 29TH PLACE
    GAINESVILLE,FL32605     		NONE NONE MAKING REVOLUTIONARY CUBA, 1946-1959 25,000
    GREGORY HALPERN
    209 VASSAR STREET
    ROCHESTER,NY14607     		NONE NONE PHOTOGRAPHY 25,000
    THOR HANSON
    351 FALSE BAY DRIVE
    FRIDAY HARBOR,WA98250     		NONE NONE THE TRIUMPH OF SEEDS 32,500
    JOY HARJO
    PO BOX 9308
    TULSA,OK74157     		NONE NONE SONGLINE OF JUSTICE 26,500
    MATTHEW HARRIS
    300 LONGWOOD AVE
    BOSTON,MA02115     		NONE NONE PHYLOMAPPING-EXPANDING OUR MEANS TO UNDERSTANDING 24,000
    DAVID HASKELL
    31 HAWKINS LANE
    SEWANEE,TN37375     		NONE NONE SONGS OF TREES 24,500
    SHARON HAYES
    102 ASHMONT STREET
    PORTLAND,ME04103     		NONE NONE FILM-VIDEO 20,000
    ROBERT HITE
    112-114 MAIN STREET
    ESOPUS,NY12429     		NONE NONE FINE ARTS 30,000
    JOHN HOLT
    254 MAINE STREET
    BRUNSWICK,ME04011     		NONE NONE MILITANT MONKS AND MUSLIM MINORITIES: BUDDHIST/MU 23,500
    JIAXING HUANG
    1744 CENTRAL AVENUE
    WILMETTE,IL60091     		NONE NONE ULTRAFINE PARTICLES WITH VERY WEAK VAN DER WAALS I 24,000
    YUNTE HUANG
    1066 MIRAMONTE DRIVE 11
    SANTA BARBARA,CA93109     		NONE NONE THE SIAMESE TWINS 25,000
    SHANNON JACKSON
    3057 HILLEGASS AVENUE
    BERKELEY,CA94705     		NONE NONE THE WAY WE PERFORM NOW 46,000
    KARL JACOBY
    1180 AMSTERDAM AVENUE
    NEW YORK,NY10027     		NONE NONE A LIFE ON THE LINE: A TRICKSTER'S TALE FROM THE U. 23,500
    JAMIE JAMES
    JALAN ANYELIR 11 BTN GREEN VALLEY
    SENGGIGI
    LOMBOK BARAT    
    ID     		NONE NONE THE GLAMOUR OF STRANGENESS 25,000
    ERIC JENNINGS
    LOMBOK
    TORONTO    
    CA     		NONE NONE EXILE AND ENCOUNTER IN MARTINIQUE, 1940-1945 24,000
    JAMES JOHNSON
    117 BROWNING AVENUE
    BOSTON,MA02215     		NONE NONE MASKS AND MODERN CONSCIOUSNESS 24,000
    JESSE JONES
    226 BAY STATE ROAD
    COLUMBIA,SC29212     		NONE NONE MUSIC COMPOSITION 25,000
    FADY JOUDAH
    1841 WOODVALLEY DRIVE
    BELLAIRE,TX77401     		NONE NONE POETRY 26,000
    ARTHUR KAMPELA
    548 S 2ND STREET
    NEW YORK,NY10027     		NONE NONE MUSIC COMPOSITION 5,000
    SARAH KAY
    2960 BROADWAY
    NEW YORK,NY10012     		NONE NONE ANIMAL SKINS AND HUMAN SELVES IN MEDIEVAL LATIN AN 22,500
    KIRAN KEDLAYA
    100 BLEECKER STREET APT 16E
    SAN DIEGO,CA92122     		NONE NONE COMPUTATIONAL ASPECTS OF THE LANGLANDS PROGRAM 48,000
    ROBIN KELLEY
    8950 COSTA VERDE BOULEVARD APT 4409
    LOS ANGELES,CA900951473     		NONE NONE THE EDUCATION OF MS. GRACE HALSELL: AN INTIMATE HI 25,000
    MARK KENDALL
    BOX 951473
    ARDMORE,PA19003     		NONE NONE FILM-VIDEO 25,000
    BRENDA KENNEALLY
    208 LLANFAIR ROAD
    BROOKLYN,NY11221     		NONE NONE PHOTOGRAPHY 25,000
    EVA KITTAY
    271 STUYVESANT AVENUE
    WHITE LAKE,NY12786     		NONE NONE DISABLED MINDS AND THINGS THAT MATTER 25,000
    JUN KORENAGA
    152 HOMESTEAD TRAIL
    BETHANY,CT06524     		NONE NONE SEEKING NEW CONSTRAINTS ON THE CHEMICAL STATE OF E 24,000
    MIKEL KUEHN
    78 PLEASANT DRIVE
    BOWLING GREEN,OH434030001     		NONE NONE MUSIC COMPOSITION 20,000
    HARI KUNZRU
    3008 MOORE MUSICAL ARTS CENTER
    BROOKLYN,NY11238     		NONE NONE FICTION 28,000
    WILLIAM LAMSON
    187 ST JAMES PLACE APT 2
    BROOKLYN,NY11201     		NONE NONE FINE ARTS 27,500
    JILL LEPORE
    251 PACIFIC STREET
    CAMBRIDGE,MA02138     		NONE NONE DICKENS IN AMERICA 23,500
    MEIRA LEVINSON
    35 QUINCY STREET
    CAMBRIDGE,MA02138     		NONE NONE DILEMMAS OF EDUCATIONAL JUSTICE 24,000
    DORON LEVY
    6 APPIAN WAY
    POTOMAC,MD20854     		NONE NONE THE DYNAMICS OF DRUG RESISTANCE IN CANCER 22,000
    KENT LIGHTFOOT
    9000 FALLS CHAPEL WAY
    STANFORD,CA94305     		NONE NONE RETHINKING COMPLEX HUNTER-GATHERERS IN CALIFORNIA 24,000
    DIANA LIVERMAN
    75 ALTA ROAD
    TUCSON,AZ85721     		NONE NONE CLIMATE AND POVERTY IN THE AMERICAS 20,000
    JOSHUA MARSTON
    PO BOX 210076
    BROOKLYN,NY11238     		NONE NONE FILM-VIDEO 27,500
    ADRIAN MATEJKA
    291 STERLING PLACE
    BLOOMINGTON,IN474057103     		NONE NONE POETRY 53,000
    D T MAX
    1020 E KIRKWOOD AVE
    MONTCLAIR,NJ07042     		NONE NONE THE MOST CONSPICUOUS PERSON ON THE PLANET 55,000
    CARLA MAZZIO
    128 CHESTNUT STREET
    SAN MARINO,CA91108     		NONE NONE THE TROUBLE WITH NUMBERS: THE DRAMA OF MATHEMATICS 33,000
    CECILIA MENJIVAR
    1151 OXFORD RD
    TEMPE,AZ85282     		NONE NONE LIVING WITH THE LAW IN ARIZONA: IMMIGRANTS' EVERYDAY 24,000
    TRACY MILLER
    721 EAST LOYOLA DRIVE
    BROOKLYN,NY11218     		NONE NONE FINE ARTS 27,500
    RASHAUN MITCHELL
    407 GREENWOOD AVE
    BROOKLYN,NY11231     		NONE NONE CHOREOGRAPHY 25,000
    ANGE MLINKO
    47 DIKEMAN STREET
    GAINESVILLE,FL326117310     		NONE NONE POETRY 15,000
    NAEEM MOHAIEMEN
    4008 TURLINGTON HALL
    BROOKLYN,NY11233     		NONE NONE FILM-VIDEO 25,000
    SCOTT MONROE
    701 HANCOCK STREET APT 2
    NOTRE DAME,IN46556     		NONE NONE DISCOVERING PREDICTORS OF RECURRENT DEPRESSION: FR 23,500
    YOUNG MIN MOON
    118 HAGGAR HALL
    AMHERST,MA01002     		NONE NONE FINE ARTS 26,000
    ANDREW MOORE
    100 FEARING STREET
    NEW YORK,NY10001     		NONE NONE PHOTOGRAPHY 26,000
    DEAN MOSS
    153 WEST 27TH STREET SUITE 402
    BROOKLYN,NY11233     		NONE NONE CHOREOGRAPHY 20,000
    TERENCE NANCE
    528 HANCOCK STREET
    BROOKLYN,NY11233     		NONE NONE FILM-VIDEO 25,000
    ERIC NATHAN
    627 HANCOCK STREET
    LARCHMONT,NY10538     		NONE NONE MUSIC COMPOSITION 27,500
    LORI NIX
    5 EDGEWOOD AVENUE
    BROOKLYN,NY112253633     		NONE NONE PHOTOGRAPHY 30,000
    MICHAEL NYLAN
    75 OCEAN AVE APT 6D
    BERKELEY,CA94709     		NONE NONE TRANSLATING THE CHINESE DOCUMENTS CLASSIC 43,000
    MEGHAN O'ROURKE
    2539 HILGARD AVENUE
    NEW YORK,NY10011     		NONE NONE WHAT'S WRONG WITH ME: THE UNCERTAINTIES OF CHRONIC 25,000
    AUDE OLIVA
    58 W 10TH ST
    SOMERVILLE,MA02143     		NONE NONE PREDICTING MEMORY 24,000
    SUSAN ORLEAN
    44 PORTER STREET UNIT 3
    STUDIO CITY,CA91604     		NONE NONE THE LIBRARY BOOK 25,000
    JULIE ORRINGER
    3624 BUENA PARK DRIVE
    BROOKLYN,NY11215     		NONE NONE FICTION 25,000
    JOHN PALMER
    421 3RD ST 2
    GAINESVILLE,FL32653     		NONE NONE PLATO'S PYTHAGOREAN THEORY OF VALUE 24,500
    L A PAUL
    4024 NW 59TH AVENUE
    CHAPEL HILL,NC27514     		NONE NONE TRANSFORMATIVE EXPERIENCE AND DECISION MAKING 24,000
    MONIKA PIAZZESI
    515 HILLSBOROUGH STREET UNIT 113
    LOS ALTOS,CA94024     		NONE NONE BANKS' RISK EXPOSURES 25,000
    NILES PIERCE
    24898 OLIVE TREE LANE
    SOUTH PASADENA,CA91030     		NONE NONE MOLECULAR INSTRUMENTS 22,500
    MATTHEW PILLSBURY
    2044 FLETCHER AVENUE
    BROOKLYN,NY11238     		NONE NONE PHOTOGRAPHY 20,000
    STEVEN PINCUS
    102 GATES AVENUE 2
    NEW HAVEN,CT06511     		NONE NONE ORIGINS OF THE BRITISH EMPIRE 45,000
    CATHERINE PRENDERGAST
    190 EVERIT STREET
    URBANA,IL61801     		NONE NONE WRITER, PAINTER, BANKER, THIEF: THE AMERICAN ARTS 24,000
    HAMID RAHMANIAN
    605 WEST PENNSYLVANIA AVENUE
    BROOKLYN,NY11201     		NONE NONE FILM-VIDEO 25,000
    RAYNA RAPP
    39 REMSEN STREET 2A
    NEW YORK,NY10003     		NONE NONE A CHILD SURROUNDS THIS BRAIN: HOW NEUROSCIENTISTS, 24,000
    VICTORIA REDEL
    25 WAVERLY PLACE
    NEW YORK,NY10024     		NONE NONE FICTION 50,000
    MARY REID KELLEY
    90 RIVERSIDE DRIVE
    OLIVEBRIDGE,NY12461     		NONE NONE FILM-VIDEO 30,000
    PAISLEY REKDAL
    125 GRASSY RIDGE ROAD
    SALT LAKE CITY,UT84103     		NONE NONE POETRY 25,000
    PETER ROCK
    621 E 11TH STREET
    PORTLAND,OR97202     		NONE NONE FICTION 50,000
    AUSTIN ROORDA
    3635 SE NEHALEM ST
    EL CERRITO,CA94530     		NONE NONE ADVANCED ADAPTIVE OPTICS TO STUDY VISION 20,000
    LAINIE ROSS
    840 SEAVIEW DRIVE
    CHICAGO,IL60615     		NONE NONE FROM PEAPODS TO WHOLE GENOMES: INCIDENTAL FINDING 45,000
    MARINA RUSTOW
    5490 SOUTH SHORE DRIVE APT 3S
    PHILADELPHIA,PA19146     		NONE NONE JEWS AND ISLAMIC EMPIRE: A STUDY IN MEDIEVAL MIDDL 49,000
    MARK RUWEDEL
    2106 CATHARINE STREET
    LONG BEACH,CA90802     		NONE NONE PHOTOGRAPHY 25,000
    LYNNE SACHS
    395 EAST 4TH STREET UNIT 26
    BROOKLYN,NY11231     		NONE NONE FILM-VIDEO 25,000
    DAVID SANDLIN
    273 CARROLL ST
    NEW YORK,NY10003     		NONE NONE FINE ARTS 28,000
    HAUN SAUSSY
    58 EAST FIRST STREET APT 5-C
    CHICAGO,IL60637     		NONE NONE TRANSLATION AS CITATION, OR ZHUANGZI INSIDE OUT 45,000
    ELLIOTT SHARP
    1010 EAST 59TH STREET
    NEW YORK,NY10001     		NONE NONE MUSIC COMPOSITION 30,000
    SUSAN SIDLAUSKAS
    473 FDR DRIVE
    HIGHLAND PARK,NJ08904     		NONE NONE SKINS: THE METAMORPHOSES OF JOHN SINGER SARGENT 36,000
    JUDITH SIMONIAN
    221 NORTH SECOND AVENUE
    NEW YORK,NY10003     		NONE NONE FINE ARTS 27,500
    JEFFREY SKINNER
    231 EAST 5TH STREET APT 5
    PROSPECT,KY40059     		NONE NONE POETRY 45,000
    HELMUT SMITH
    7107 RIVER ROAD
    NASHVILLE,TN37235     		NONE NONE THE GERMAN NATION BEFORE, DURING, AND AFTER NATION 24,000
    PATRICIA SMITH
    2201 WEST END AVE
    HOWELL,NJ07731     		NONE NONE POETRY 25,000
    STACEY STEERS
    6 KILLINGTON DRIVE
    BOULDER,CO80302     		NONE NONE FILM-VIDEO 30,000
    DANIEL STEIN
    517 PINE STREET
    NEW YORK,NY10011     		NONE NONE DISORDERED SYSTEMS, NONEQUILIBRIUM DYNAMICS, AND S 45,000
    RACHEL SUSSMAN
    120 WEST 15TH STREET APT 2A
    BROOKLYN,NY11222     		NONE NONE PHOTOGRAPHY 20,000
    VICTORIA SWEET
    940 LORIMER STREET 4B
    REDWOOD CITY,CA94061     		NONE NONE SLOW MEDICINE, FAST MEDICINE: HEALING, CURING AND 38,000
    STEPHANIE SYJUCO
    1947 ALAMEDA DE LAS PULGAS
    BERKELEY,CA94720     		NONE NONE FINE ARTS 50,000
    EMILY TALEN
    345 KROEBER HALL 3750
    TEMPE,AZ852875302     		NONE NONE NEIGHBORHOOD: THE MEASURE AND MEANING OF AN URBAN 18,000
    STEPHEN TAYLOR
    PO BOX 875302
    URBANA,IL61801     		NONE NONE MUSIC COMPOSITION 35,000
    EMILY THOMPSON
    1308 SOUTH RACE STREET
    PRINCETON,NJ08540     		NONE NONE SOUND EFFECTS: TECHNICIANS AND THE TALKIES IN THE 23,500
    JOSEPH THORNTON
    38 HAWTHORNE AVENUE
    EVANSTON,IL60201     		NONE NONE THE FUNCTIONAL SYNTHESIS IN MOLECULAR BIOLOGY AND 25,000
    PETER TSE
    745 CENTRAL STREET
    HANOVER,NH03755     		NONE NONE A THEORY OF THE FRONTO-PARIETAL BRAIN NETWORK: WHA 24,000
    GARY URTON
    MOORE HALL HB 6207
    CONCORD,MA01742     		NONE NONE ANDEAN KNOTTED-CORD RECORDS: ANALYSIS AND WRITE-UP 24,000
    FRED VALENTINE
    91 HUNTERS RIDGE ROAD
    RIDGEWOOD,NY11385     		NONE NONE FINE ARTS 27,500
    SYLVAIN VEILLEUX
    464 SENECA AVE
    COLLEGE PARK,MD20742     		NONE NONE MINIATURIZATION: THE NEXT WAVE IN ASTRONOMICAL INS 48,000
    ASHVIN VISHWANATH
    STADIUM DRIVE
    BERKELEY,CA94720     		NONE NONE PHYSICAL REALIZATION OF EXOTIC STATES OF MATTER 12,000
    LU WANG
    366 LECONTE HALL
    CHICAGO,IL60615     		NONE NONE MUSIC COMPOSITION 40,000
    CLAIRE WATKINS
    5321 SOUTH CORNELL AVENUE APT 3F
    LEWISBURG,PA17837     		NONE NONE FICTION 24,000
    JOHN WATKINS
    814 SAINT PAUL STREET
    MINNEAPOLIS,MN55455     		NONE NONE PREMODERN MARRIAGE DIPLOMACY: A CULTURAL HISTORY 24,000
    KATE WEARE
    207 CHURCH ST SE
    BROOKLYN,NY11232     		NONE NONE CHOREOGRAPHY 27,500
    DEKE WEAVER
    203 34TH STREET 1
    CHAMPAIGN,IL61821     		NONE NONE PLAYWRITING 25,000
    LOIS WEAVER
    1110 WEST DANIEL STREET
    NEW YORK,NY10003     		NONE NONE PLAYWRITING 26,000
    MARJORIE WELISH
    25 E 3RD STREET
    NEW YORK,NY100142974     		NONE NONE POETRY 25,000
    ALEXANDRA WETTLAUFER
    225 W 10TH STREET 2C
    AUSTIN,TX78703     		NONE NONE READING GEORGE: SAND, ELIOT, AND THE NOVEL IN FRAN 49,000
    MARCO WILLIAMS
    1410 ETHRIDGE AVENUE
    NEW YORK,NY10012     		NONE NONE FILM-VIDEO 25,000
    JEFFERY RENARD ALLEN
    2 WASHINGTON SQUARE VILLAGE APT 4K
    CHARLOTTESVILLE,VA22903     		NONE NONE FICTION 25,000
    RICK ARALUCE
    116 HOWARD DRIVE 1
    SEATTLE,WA98108     		NONE NONE FINE ARTS 27,000
    DARCY JAMES ARGUE
    1226 S DONOVAN STREET
    BROOKLYN,NY11231     		NONE NONE MUSIC COMPOSITION 54,000
    JULIA BACHA
    315 SMITH STREET APT 3
    NEW YORK,NY10024     		NONE NONE FILM-VIDEO 25,000
    AMY J BARGER
    425 WEST END AVENUE APT 5B
    MADISON,WI53706     		NONE NONE DUST-OBSCURED GROWTH OF THE MOST MASSIVE GALAXIES 25,000
    MATTHEW BARNSON
    475 N CHARTER STREET
    BROOKLYN,NY11237     		NONE NONE MUSIC COMPOSITION 54,000
    MIYOSHI BAROSH
    101 WYCKOFF AVE 1F
    PASADENA,CA91106     		NONE NONE FINE ARTS 27,000
    BERYL BARR-SHARRAR
    1425 WENTWORTH AVE
    NEW YORK,NY10021     		NONE NONE SHAPES OF HELLENISTIC LUXURY: GREEK GOLD, SILVER, 20,000
    DAN BEACHY-QUICK
    311 EAST 72ND STREET APT 14B
    FT COLLINS,CO80525     		NONE NONE POETRY 26,000
    ROSS BENJAMIN
    1213 BUTTONWOOD DRIVE
    NYACK,NY10960     		NONE NONE ENGLISH TRANSLATION OF FRANZ KAFKA'S COMPLETE DIAR 32,500
    AMY BENNETT
    37 CENTRAL AVENUE NORTH
    COLD SPRING,NY10516     		NONE NONE FINE ARTS 30,000
    MATTHEW BLACKWELL
    59 PARROTT STREET
    BROOKLYN,NY11249     		NONE NONE FINE ARTS 27,000
    JONAH BOKAER
    WILLIAMSBURG POSTAL SERVICE PMB115
    BROOKLYN,NY11206     		NONE NONE CHOREOGRAPHY 52,000
    GARY BRIECHLE
    304 BOERUM STREET APT 23
    ROCKLAND,ME04841     		NONE NONE PHOTOGRAPHY 27,000
    MARTHA BUSKIRK
    78 TALBOT AVENUE
    SOMERVILLE,MA02143     		NONE NONE COLLISION COURSE? ARTISTS' RIGHTS, PROPRIETARY 24,000
    JOSE IGNACIO CABEZ'N
    20 VILLAGE STREET APT 1
    GOLETA,CA93117     		NONE NONE SERA: A STUDY OF A TIBETAN MONASTERY 50,000
    MATTHEW P CANEPA
    934 WEST CAMPUS LANE
    MINNEAPOLIS,MN554550121     		NONE NONE ROYAL GLORY, DIVINE FORTUNE, AND THE IRANIAN EXPAN 26,000
    RICHARD CARRICK
    271 19TH AVENUE SOUTH
    NEW YORK,NY10017     		NONE NONE MUSIC COMPOSITION 27,000
    SEAN M CARROLL
    321 EAST 43RD STREET
    PASADENA,CA91125     		NONE NONE EMERGENT STRUCTURES AND THE LAWS OF PHYSICS 35,000
    MAUD CASEY
    1200 E CALIFORNIA BLVD
    COLLEGE PARK,MD20742     		NONE NONE FICTION 22,000
    ANTHONY CERULLI
    1200 E CALIFORNIA BLVD
    PITTSFORD,NY14534     		NONE NONE SANSKRIT MEDICAL CLASSICS IN CRISIS: LANGUAGE POLI 52,000
    ETIENNE CHARLES
    47 STATE STREET
    EAST LANSING,MI48824     		NONE NONE MUSIC COMPOSITION 20,000
    SWATI CHATTOPADHYAY
    333 WEST CIRCLE DRIVE
    GOLETA,CA93117     		NONE NONE NATURE'S INFRASTRUCTURE: BRITISH EMPIRE AND THE MA 25,000
    MEL CHIN
    957 WEST CAMPUS LANE
    BURNSVILLE,NC28714     		NONE NONE FINE ARTS 27,000
    AMANDA CHURCH
    PO BOX 566
    NEW YORK,NY100096656     		NONE NONE FINE ARTS 27,000
    VINCENT CONITZER
    508 EAST 6TH STREET 2
    CHAPEL HILL,NC27517     		NONE NONE CROWDSOURCING SOCIETAL TRADEOFFS 25,000
    MILES COOLIDGE
    116 PARKRIDGE AVENUE
    LOS ANGELES,CA90029     		NONE NONE PHOTOGRAPHY 25,000
    RUSSELL CROTTY
    947 HYPERION AVE
    OJAI,CA93023     		NONE NONE FINE ARTS 30,000
    MEGHAN DAUM
    121 N ENCINAL AVENUE
    BROOKLYN,NY11231     		NONE NONE AMONG THE DYING 26,000
    KARIN DAVIE
    56 2ND PLACE
    KIRKLAND,WA98034     		NONE NONE FINE ARTS 40,000
    STEPHEN DAVIS
    11720 97TH LANE NE APT 404
    GALISTEO,NM87540     		NONE NONE FINE ARTS 54,000
    ALISON HAWTHORNE DEMING
    17 CAMINO SAN CRISTOBEL
    TUCSON,AZ85721     		NONE NONE LAMENT FOR THE MAKERS: ESSAYS 25,000
    AGNES DENES
    17 CAMINO SAN CRISTOBEL
    NEW YORK,NY100123222     		NONE NONE FINE ARTS 30,000
    PAULA L DIACONESCU
    595 BROADWAY 5TH FLOOR
    LOS ANGELES,CA90095     		NONE NONE REDOX SWITCHABLE CATALYSIS 25,000
    KRISTOFFER DIAZ
    BOX 951569
    BROOKLYN,NY11226     		NONE NONE DRAMA AND PERFORMANCE ART 26,000
    MATTHEW DICKMAN
    1801 DORCHESTER ROAD APT 1L
    PORTLAND,OR97210     		NONE NONE POETRY 40,000
    JEFF DOLVEN
    2522 NW VAUGHN STREET
    BROOKLYN,NY11216     		NONE NONE ALREADY 25,000
    SUSAN EVA ECKSTEIN
    397 GREENE AVE 3B
    WABAN,MA02468     		NONE NONE CUBAN IMMIGRATION EXCEPTIONALISM: THE LONG COLD WA 50,000
    BRENT HAYES EDWARDS
    18 FREDANA ROAD
    NEW YORK,NY10027     		NONE NONE ART OF THE LECTURE 25,000
    JORDAN S ELLENBERG
    1150 AMSTERDAM AVE
    MADISON,WI53711     		NONE NONE GEOMETRY OF NUMBERS AND DATA 25,000
    THOMAS SAYERS ELLIS
    619 S SPOONER STREET
    IOWA CITY,IA52240     		NONE NONE POETRY 27,000
    FRED ESCHER
    1190 E COURT STREET
    NEW YORK,NY10009     		NONE NONE FINE ARTS 27,000
    PERCIVAL EVERETT
    231 EAST 7TH STREET APT 3
    LOS ANGELES,CA90065     		NONE NONE FICTION 40,000
    CARMELA VIRCILLO FRANKLIN
    4166 SEA VIEW LANE
    NEW YORK,NY10027     		NONE NONE THE CRITICAL EDITION OF THE LIBER PONTIFICALIS OF 25,000
    GREGORY FRASER
    39 CLAREMONT AVENUE APT 61
    CARROLLTON,GA30117     		NONE NONE POETRY 27,000
    VICTORIA FU
    438 NORTH LAKESHORE DRIVE
    SAN DIEGO,CA92103     		NONE NONE FILM-VIDEO 14,000
    RIVKA GALCHEN
    431 UNIVERSITY PLACE
    NEW YORK,NY10018     		NONE NONE FICTION 20,000
    ALEXANDER GANN
    348 WEST 38TH STREET APT 10D
    COLD SPRING HARBOR,NY11724     		NONE NONE STRANGE MUTANTS: THE SCIENCE AND PERSONALITIES BEH 25,000
    JANET PAXTON GARDNER
    1 BUNGTOWN ROAD
    NEW YORK,NY10018     		NONE NONE QUAKERS: THE QUIET REVOLUTIONARIES 54,000
    ARON GAUDET
    347 WEST 36 STREET SUITE 1200
    LOS ANGELES,CA90027     		NONE NONE FILM-VIDEO 35,000
    MARLA GEHA
    4119 CLAYTON AVENUE
    NEW HAVEN,CT06511     		NONE NONE SEARCHING FOR THE MILKY WAY'S SIBLINGS 30,000
    SARAH BARRINGER GORDON
    114 LINDEN STREET
    PHILADELPHIA,PA19119     		NONE NONE FREEDOM'S HOLY LIGHT: DISESTABLISHMENT IN AMERICA 25,000
    MELISSA FAY GREENE
    1021 W HORTTER STREET
    ATLANTA,GA303071252     		NONE NONE THE GODS OF FROLIC: CHILDREN AND DOGS IN LIFE AND 25,000
    CHRISTIANE GRUBER
    1708 EAST CLIFTON ROAD NE
    ANN ARBOR,MI48104     		NONE NONE GEZI GRAFFITI: RESISTANCE AND VISUAL CULTURE IN CO 30,000
    TIM HAWKINSON
    1250 ASTOR DRIVE APT 1924
    ALTADENA,CA01101     		NONE NONE FINE ARTS 27,000
    THOMAS HEALY
    1990 SINALOA AVENUE
    NEW YORK,NY10001     		NONE NONE SOUL CITY: THE LOST DREAM OF AN AMERICAN UTOPIA 25,000
    NADIA HIRONAKA
    133 W 28TH STREET APT 4B
    PHILADELPHIA,PA19145     		NONE NONE FILM-VIDEO 32,500
    LUCAS HNATH
    1619 S 15TH STREET
    NEW YORK,NY10036     		NONE NONE DRAMA AND PERFORMANCE ART 25,000
    FRANK HOLLIDAY
    424 WEST 44TH STREET
    BROOKLYN,NY11206     		NONE NONE FINE ARTS 25,000
    CATHY PARK HONG
    114 TROUTMAN STREET
    YONKERS,NY10708     		NONE NONE POETRY 26,000
    SILAS HOWARD
    1 MEAD WAY
    ITHACA,NY14850     		NONE NONE FILM-VIDEO 24,000
    BARBARA HURD
    111 GILES ST
    FROSTBURG,MD21532     		NONE NONE EMERGENCES: A NATURAL HISTORY 27,000
    VISHAL JUGDEO
    790 PINEY RUN ROAD
    LOS ANGELES,CA90026     		NONE NONE FINE ARTS 15,000
    MARY BETH KEANE
    944 MALTMAN AVENUE
    PEARL RIVER,NY10965     		NONE NONE FICTION 52,000
    LYNN KELLER
    69 WESTMINSTER DRIVE
    MADISON,WI53706     		NONE NONE NATURE'S TRANSFORMATIONS: NORTH AMERICAN POETRY OF 25,000
    MARY KELLY
    600 N PARK ST
    LOS ANGELES,CA900951615     		NONE NONE FINE ARTS 25,000
    NIKOLAI KREMENTSOV
    240 CHARLES E YOUNG DRIVE NORTH
    TORONTO    
    CA     		NONE NONE "I WANT A BABY": THE HISTORY OF BOLSHEVIK EUGENIC 26,000
    DIANE LANDRY
    266 MAJOR STREET
    QUEBEC CITY    
    CA     		NONE NONE FINE ARTS 54,000
    KRIS LANE
    338 RUE DU PRINCE-EDOUARD
    NEW ORLEANS,LA70118     		NONE NONE TREASURY OF THE WORLD NO MORE: THE GREAT POTOSI MI 25,000
    DAVID LAZAR
    6823 ST CHARLES AVE
    CHICAGO,IL60657     		NONE NONE ON CHARACTOR (ACTORS) 25,000
    CHIHCHUN CHI-SUN LEE
    434 W BRIAR PLACE APT 4
    SEOUL    
    KS     		NONE NONE MUSIC COMPOSITION 27,000
    STEVE LEHMAN
    36-6 PYEONGCHANG DONG PINEVILLA 3
    2F JONGNO-GU
    HOBOKEN,NJ07030     		NONE NONE MUSIC COMPOSITION 27,500
    GEORGE E LEWIS
    SEOUL 110-847
    NEW YORK,NY10025     		NONE NONE MUSIC COMPOSITION 40,000
    TESS LEWIS
    200 GARDEN STREET 3RD FLOOR
    BRONXVILLE,NY10708     		NONE NONE TRANSLATION OF LUDWIG HOHL'S NOTIZEN (NOTES) 27,000
    SUSAN LIPPER
    455 CENTRAL PARK WEST 7C
    NEW YORK,NY10021     		NONE NONE PHOTOGRAPHY 32,500
    DOMINIC MCIVER LOPES
    7 RED OAK ROAD
    VANCOUVER    
    CA     		NONE NONE BEING FOR BEAUTY: AESTHETIC AGENCY AND VALUE 50,000
    LAURENCE T MALONEY
    178 EAST 70TH STREET APT 9R
    NEW YORK,NY10003     		NONE NONE THE STATISTICAL BRAIN 50,000
    HOWARD MARKEL
    E370-1866 MAIN MALL
    ANN ARBOR,MI48104     		NONE NONE THE PURSUIT OF WELLNESS: JOHN HARVEY KELLOGG AND T 25,000
    CATE MARVIN
    6 WASHINGTON PLACE
    STATEN ISLAND,NY10314     		NONE NONE POETRY 26,000
    PATRICIA MARX
    1522 GRANGER AVENUE
    NEW YORK,NY10022     		NONE NONE FIRST GIRL: A MEMOIR OF MY YEARS ON THE HARVARD LA 50,000
    BERNADETTE MAYER
    2800 VICTORY BLVD
    EAST NASSAU,NY12062     		NONE NONE POETRY 30,000
    JOSHUA MEHIGAN
    435 E 57TH STREET
    BROOKLYN,NY11218     		NONE NONE POETRY 15,145
    SUSAN MEISELAS
    53 TSATSAWASSA LAKE ROAD
    NEW YORK,NY10012     		NONE NONE PHOTOGRAPHY 27,000
    ANNE MICHAELS
    81 OCEAN PARKWAY APT 5C
    TORONTO    
    CA     		NONE NONE FICTION 52,000
    KEITH MILLER
    256 MOTT STREET
    BROOKLYN,NY11215     		NONE NONE FILM-VIDEO 20,000
    ARNO RAFAEL MINKKINEN
    94 DONEGALL DRIVE
    ANDOVER,MA01810     		NONE NONE PHOTOGRAPHY 25,000
    MOON MOLSON
    306 17TH STREET
    BROOKLYN,NY11217     		NONE NONE FILM-VIDEO 35,000
    CHRISTINE MONTROSS
    1 WHITE OAK DRIVE
    BARRINGTON,RI02806     		NONE NONE ACQUAINTED WITH THE NIGHT: MENTAL ILLNESS IN AMERI 25,000
    DANIEL NEARING
    112 LAFAYETTE AVENUE APT 1
    CHICAGO,IL60625     		NONE NONE FILM-VIDEO 52,000
    DEB NIEMEIER
    111 HIGHLAND AVENUE
    DAVIS,CA95618     		NONE NONE SERVING JUSTICE: THE THEORY AND PRACTICE OF ENGINE 15,000
    DAN O'BRIEN
    5044 NORTH BERNARD STREET
    SANTA MONICA,CA90403     		NONE NONE DRAMA AND PERFORMANCE ART 26,000
    MADELEINE OLNEK
    27276 MEADOWBROOK DRIVE
    NEW YORK,NY10011     		NONE NONE FILM-VIDEO 40,000
    SABINA OTT
    954 20TH STREET UNIT E
    OAK PARK,IL60302     		NONE NONE FINE ARTS 40,000
    AKOSUA ADOMA OWUSU
    55 WEST 14TH STREET APT 18B
    BRONX,NY10451     		NONE NONE FILM-VIDEO 26,000
    KRISHNA V PALEM
    704 HIGHLAND AV
    HOUSTON,TX77004     		NONE NONE INEXACT (APPROXIMATE) COMPUTING TO ENABLE HIGHER R 35,000
    SHEILA PATEK
    370 E 159TH STREET APT 2B
    CHAPEL HILL,NC27514     		NONE NONE THE MECHANICS AND EVOLUTION OF ULTRAFAST MOVEMENTS 25,000
    PHILIP W PHILLIPS
    1701 HERMANN DRIVE APT 3101
    URBANA,IL618013080     		NONE NONE STRONG COUPLING FIXED POINTS IN ELECTRON MATTER 25,000
    ROWAN RICARDO PHILLIPS
    709 E ROSEMARY STREET
    NEW YORK,NY10128     		NONE NONE POETRY 26,000
    ERAN PICHERSKY
    1110 W GREEN STREET
    ANN ARBOR,MI481091048     		NONE NONE THE SPICE OF LIFE: HOW PLANT CHEMICALS HAVE INFLUE 50,000
    ANDREIA PINTO-CORREIA
    1700 YORK AVENUE APT 8L
    BROOKLYN,NY11218     		NONE NONE MUSIC COMPOSITION 32,500
    KEVIN POWERS
    830 N UNIVERSITY AVE
    RICHMOND,VA23220     		NONE NONE FICTION 26,000
    LAWRENCE M PRINCIPE
    352 ARGYLE ROAD
    BALTIMORE,MD21218     		NONE NONE THE TRANSMUTATIONS OF CHYMISTRY AT THE FRENCH ROYA 25,000
    CHRISTINA PUGH
    120 W MARSHALL STREET UNIT 3
    EVANSTON,IL60202     		NONE NONE POETRY 26,000
    RICHARD RABINOWITZ
    3400 N CHARLES STREET
    BROOKLYN,NY11215     		NONE NONE CURATING AMERICA: THE POETICS OF MUSEUM EXHIBITION 25,000
    IVA RADIVOJEVIC
    423 KEDZIE ST
    BROOKLYN,NY11205     		NONE NONE FILM-VIDEO 33,000
    PJ RAVAL
    588 SEVENTH STREET
    AUSTIN,TX78722     		NONE NONE FILM-VIDEO 27,000
    JENNIFER REID
    503 LAFAYETTE AVENUE APT 3F
    FARMINGTON,ME04938     		NONE NONE RETHINKING RELIGION: INDIGENOUS LAND RIGHTS IN A S 26,000
    BENJAMIN REISS
    3702 ROBINSON AVENUE
    ATLANTA,GA30307     		NONE NONE THOREAU'S BED: HOW SLEEP BECAME A PROBLEM IN THE M 26,000
    RICHARD RENALDI
    111 PLEASANT STREET APT 1
    NEW YORK,NY10014     		NONE NONE PHOTOGRAPHY 27,000
    JONATHAN RIEDER
    1787 RIDGEWOOD DRIVE NE
    LARCHMONT,NY10538     		NONE NONE CROSSING OVER: BLACK-WHITE ENCOUNTERS IN THE TRANS 25,000
    STUART ROME
    8 CHARLES LANE APT E
    PHILADELPHIA,PA19130     		NONE NONE PHOTOGRAPHY 26,000
    ALEX ROSS
    7 VIRGINIA PLACE
    LOS ANGELES,CA90027     		NONE NONE WAGNERISM 30,000
    RICHARD ROTHMAN
    2212 POPLAR STREET
    JACKSON HEIGHTS,NY11372     		NONE NONE PHOTOGRAPHY 24,000
    MOISES SAMAN
    2449 LYRIC AVE
    NEW YORK,NY10001     		NONE NONE PHOTOGRAPHY 65,000
    MAURICE SAMUELS
    33-16 81ST STREET APT 62B
    NEW HAVEN,CT06510     		NONE NONE FRENCH UNIVERSALISM AND THE JEWS 25,000
    BERYL SATTER
    12 WEST 31ST STREET 11TH FLOOR
    DETROIT,MI48202     		NONE NONE SHOREBANK, DEVELOPMENT, AND THE FIGHT AGAINST BLAC 25,000
    ZOE SCOFIELD
    196 CROWN STREET APT 406
    SEATTLE,WA98102     		NONE NONE CHOREOGRAPHY 30,000
    AKHIL SHARMA
    605 EDISON STREET
    NEW YORK,NY10025     		NONE NONE FICTION 25,000
    SEAN SHEPHERD
    410 13TH AVE E 203
    BROOKLYN,NY11215     		NONE NONE MUSIC COMPOSITION 30,000
    ROSY SIMAS
    127 WEST 96TH STREET APT 13F
    MINNEAPOLIS,MN55406     		NONE NONE CHOREOGRAPHY 34,000
    M LOUISE STANLEY
    61 PROSPECT PARK W
    EMERYVILLE,CA94608     		NONE NONE FINE ARTS 27,000
    G GABRIELLE STARR
    2217 26TH AVENUE SOUTH
    NEW YORK,NY10011     		NONE NONE IMAGINED: AESTHETIC LIFE AND THE DOUBLE FACE OF EX 25,000
    KYLE STAVER
    1420 45TH STREET APT 29
    BROOKLYN,NY11217     		NONE NONE FINE ARTS 30,000
    RAND STEIGER
    120 WEST 15TH STREET APT 3A
    LA JOLLA,CA92093     		NONE NONE MUSIC COMPOSITION 30,000
    SARAH ABREVAYA STEIN
    144 DEAN STREET
    SANTA MONICA,CA90403     		NONE NONE FAMILY PAPERS: A SEPHARDI JOURNEY THROUGH THE TWE 25,000
    BRENDA E STEVENSON
    9500 GILMAN DRIVE MC 0099
    LOS ANGELES,CA90008     		NONE NONE FANNY'S WORLD OF WOMEN: GENERATIONS OF ENSLAVED B 25,000
    KIM STRINGFELLOW
    1050 PRINCETON STREET
    JOSHUA TREE,CA92252     		NONE NONE PHOTOGRAPHY 27,000
    JOHN S STRONG
    4046 MANTOVA DRIVE
    AUBURN,ME04210     		NONE NONE BUDDHIST RELICS IN WESTERN EYES 25,000
    WILLIAM S SUTTON
    7776 ROCKWOOD ROAD
    BOULDER,CO80302     		NONE NONE PHOTOGRAPHY 31,000
    KUKULI VELARDE
    33 WHITMAN SPRING ROAD
    PHILADELPHIA,PA19122     		NONE NONE FINE ARTS 22,000
    JACK WALSH
    845 LOST ANGEL ROAD
    SAN FRANCISCO,CA94107     		NONE NONE FILM-VIDEO 55,000
    KENNETH W WARREN
    2132 N HANCOCK STREET
    CHICAGO,IL60615     		NONE NONE BETWEEN REPRESENTATION AND SELF-EXPRESSION: A RECO 25,000
    MARK R WARREN
    654 VERMONT ST
    BOSTON,MA02119     		NONE NONE BUILDING AN EDUCATIONAL JUSTICE MOVEMENT: ORGANIZI 5,000
    ROYCE WEATHERLY
    5420 S BLACKSTONE AVENUE
    MAPLEWOOD,NJ07040     		NONE NONE FINE ARTS 30,000
    TERRI WEIFENBACH
    83 THORNTON ST
    WASHINGTON,DC200117706     		NONE NONE PHOTOGRAPHY 25,000
    AMY WILLIAMS
    19 YALE STREET
    PITTSBURGH,PA15260     		NONE NONE MUSIC COMPOSITION 26,000
    MICHAEL WILLRICH
    614 INGRAHAM STREET NW
    WELLESLEY,MA02482     		NONE NONE THE ANARCHIST'S ADVOCATE: WAR, TERROR, AND THE ORI 25,000
    GIDEON YAFFE
    4200 FIFTH AVENUE
    NEW HAVEN,CT06511     		NONE NONE THE CRIMINAL RESPONSIBILITY OF ADOLESCENTS 25,000
    PINAR YOLDAS
    5 STERLING ROAD
    DURHAM,NC277011503     		NONE NONE FINE ARTS 52,000
    Total .................................bullet 3a 9,088,145
    bApproved for future payment
    TOMOKO MASUZAWA
    55 LOOMIS PLACE
    ANN ARBOR,MI48105     		NONE NONE PROMISE OF THE SECULAR: WILLIAM ROBERTSON SMITH AN 33,000
    MARGARET MITCHELL
    929B URBAN AVENUE
    CHICAGO,IL60637     		NONE NONE PREACHING PAUL IN THE LATE ANTIQUE CITY 16,000
    JOHN-PHILIP D'AGATA
    3995 PENBERTON DRIVE
    IOWA CITY,IA52240     		NONE NONE THREE LONG ESSAYS 40,000
    DEBORAH VALENZE
    UN-CHICAGO DIVINITY SCHOOL SWIFT
    HALL 1025 E 58TH ST
    CAMBRIDGE,MA02138     		NONE NONE THOMAS TRYON AND HIS WORLD 35,000
    DAVID J HANCOCK
    648 GOVERNOR STREET
    ANN ARBOR,MI48103     		NONE NONE THE COSMOPOLITE: WILLIAM PETTY-FITZMAURICE, 2ND E 40,000
    PHILIP BOHLMAN
    1 SHADY HILL SQUARE
    CHICAGO,IL60637     		NONE NONE MUSIC AFTER NATIONALISM 42,000
    ELAINE TYLER MAY
    226 BUENA VISTA AVENUE
    MINNEAPOLIS,MN55414     		NONE NONE THE AMERICAN QUEST FOR SECURITY, 1960 TO THE PRESE 20,000
    JOSHUA WEINER
    1010 EAST 59TH STREET
    WASHINGTON,DC20008     		NONE NONE POETRY 25,000
    ANN BLAIR
    88 ARTHUR AVENUE SE
    CAMBRIDGE,MA02138     		NONE NONE HIDDEN HANDS: AMANUENSES AND AUTHORSHIP IN EARLY M 48,000
    DEBORAH COEN
    2808 CATHEDRAL AVE NW
    NEW YORK,NY10027     		NONE NONE CLIMATES OF EMPIRE: SCIENCE AND THE SPATIAL IMAGIN 49,000
    STEVE COLEMAN
    1737 CAMBRIDGE STREET
    ALLENTOWN,PA181024404     		NONE NONE MUSIC COMPOSITION 30,000
    ARIENNE DWYER
    560 RIVERSIDE DRIVE APT 3J
    LAWRENCE,KS660457556     		NONE NONE LANGUAGE CONVERGENCE IN INNER ASIA 25,000
    DAVID ENGERMAN
    19 SOUTH WEST ST
    BELMONT,MA02478     		NONE NONE PLANNING FOR PLENTY: THE ECONOMIC COLD WAR IN INDI 48,000
    DEVIN FORE
    1415 JAYHAWK BOULEVARD
    PRINCETON,NJ08544     		NONE NONE ALL THE GRAPHS: SOVIET FACTOGRAPHY AND THE EMERGEN 48,000
    LATOYA FRAZIER
    17 RIDGE ROAD
    CHICAGO,IL60616     		NONE NONE PHOTOGRAPHY 27,500
    ERIC JENNINGS
    221 EAST PYNE BUILDING
    TORONTO    
    CA     		NONE NONE EXILE AND ENCOUNTER IN MARTINIQUE, 1940-1945 24,000
    EVA KITTAY
    2901 S MICHIGAN AVENUE
    WHITE LAKE,NY12786     		NONE NONE DISABLED MINDS AND THINGS THAT MATTER 20,000
    JILL LEPORE
    117 BROWNING AVENUE
    CAMBRIDGE,MA02138     		NONE NONE DICKENS IN AMERICA 23,500
    ERIC NATHAN
    152 HOMESTEAD TRAIL
    LARCHMONT,NY10538     		NONE NONE MUSIC COMPOSITION 27,500
    SERGUEI OUSHAKINE
    35 QUINCY STREET
    HOPEWELL,NJ08525     		NONE NONE DISOWNED HISTORY: SOVIET PASTS IN THE AFTERLIVES O 48,000
    MONIKA PIAZZESI
    5 EDGEWOOD AVENUE
    LOS ALTOS,CA94024     		NONE NONE BANKS' RISK EXPOSURES 20,000
    SUSAN SIDLAUSKAS
    20 SOUTH HILL ROAD
    HIGHLAND PARK,NJ08904     		NONE NONE SKINS: THE METAMORPHOSES OF JOHN SINGER SARGENT 12,000
    MARY SZYBIST
    24898 OLIVE TREE LANE
    PORTLAND,OR97219     		NONE NONE POETRY 50,000
    JOSEPH THORNTON
    221 NORTH SECOND AVENUE
    EVANSTON,IL60201     		NONE NONE THE FUNCTIONAL SYNTHESIS IN MOLECULAR BIOLOGY AND 25,000
    JOHN WATKINS
    0615 SW PALATINE HILL RD
    MINNEAPOLIS,MN55455     		NONE NONE PREMODERN MARRIAGE DIPLOMACY: A CULTURAL HISTORY 24,000
    LOIS WEAVER
    745 CENTRAL STREET
    NEW YORK,NY10003     		NONE NONE PLAYWRITING 26,000
    BONNA WESCOAT
    207 CHURCH ST SE
    ATLANTA,GA30306     		NONE NONE INSULA SACRA: SAMOTHRACE AND THE SANCTUARY OF THE 48,000
    JEFFERY RENARD ALLEN
    25 E 3RD STREET
    CHARLOTTESVILLE,VA22903     		NONE NONE FICTION 25,000
    RICK ARALUCE
    1394 CORNELL ROAD
    SEATTLE,WA98108     		NONE NONE FINE ARTS 27,000
    JULIA BACHA
    116 HOWARD DRIVE 1
    NEW YORK,NY10024     		NONE NONE FILM-VIDEO 25,000
    AMY J BARGER
    1226 S DONOVAN STREET
    MADISON,WI53706     		NONE NONE DUST-OBSCURED GROWTH OF THE MOST MASSIVE GALAXIES 25,000
    EDWARD BARING
    425 WEST END AVENUE APT 5B
    PRINCETON,NJ08540     		NONE NONE PHENOMENOLOGY: THE MAKING OF A CONTINENTAL PHILOSO 52,000
    MIYOSHI BAROSH
    475 N CHARTER STREET
    PASADENA,CA91106     		NONE NONE FINE ARTS 27,000
    BERYL BARR-SHARRAR
    40 WESTERN WAY
    NEW YORK,NY10021     		NONE NONE SHAPES OF HELLENISTIC LUXURY: GREEK GOLD, SILVER, 45,000
    DAN BEACHY-QUICK
    1425 WENTWORTH AVE
    FT COLLINS,CO80525     		NONE NONE POETRY 26,000
    ROSS BENJAMIN
    311 EAST 72ND STREET APT 14B
    NYACK,NY10960     		NONE NONE ENGLISH TRANSLATION OF FRANZ KAFKA'S COMPLETE DIAR 32,500
    AMY BENNETT
    1213 BUTTONWOOD DRIVE
    COLD SPRING,NY10516     		NONE NONE FINE ARTS 35,000
    MATTHEW BLACKWELL
    37 CENTRAL AVENUE NORTH
    BROOKLYN,NY11249     		NONE NONE FINE ARTS 27,000
    GARY BRIECHLE
    59 PARROTT STREET
    ROCKLAND,ME04841     		NONE NONE PHOTOGRAPHY 27,000
    KATHLEEN M BROWN
    WILLIAMSBURG POSTAL SERVICE PMB115
    PHILADELPHIA,PA191046379     		NONE NONE UNDOING SLAVERY: ABOLITION AND THE ARGUMENT OVER H 50,000
    MARTHA BUSKIRK
    78 TALBOT AVENUE
    SOMERVILLE,MA02143     		NONE NONE COLLISION COURSE? ARTISTS' RIGHTS, PROPRIETARY 28,000
    MATTHEW P CANEPA
    78 TALBOT AVENUE
    MINNEAPOLIS,MN554550121     		NONE NONE ROYAL GLORY, DIVINE FORTUNE, AND THE IRANIAN EXPAN 26,000
    ALMUDENA CARRACEDO
    20 VILLAGE STREET APT 1
    BROOKLYN,NY11215     		NONE NONE FILM-VIDEO 65,000
    RICHARD CARRICK
    271 19TH AVENUE SOUTH
    NEW YORK,NY10017     		NONE NONE MUSIC COMPOSITION 27,000
    SEAN M CARROLL
    320 7TH AVENUE APT 324
    PASADENA,CA91125     		NONE NONE EMERGENT STRUCTURES AND THE LAWS OF PHYSICS 15,000
    MAUD CASEY
    321 EAST 43RD STREET
    COLLEGE PARK,MD20742     		NONE NONE FICTION 30,000
    VIKRAM CHANDRA
    1200 E CALIFORNIA BLVD
    OAKLAND,CA946181311     		NONE NONE FICTION 52,000
    ETIENNE CHARLES
    1200 E CALIFORNIA BLVD
    EAST LANSING,MI48824     		NONE NONE MUSIC COMPOSITION 32,000
    SWATI CHATTOPADHYAY
    6443 HILLEGASS AVENUE
    GOLETA,CA93117     		NONE NONE NATURE'S INFRASTRUCTURE: BRITISH EMPIRE AND THE MA 25,000
    MEL CHIN
    333 WEST CIRCLE DRIVE
    BURNSVILLE,NC28714     		NONE NONE FINE ARTS 27,000
    WENDY K TAM CHO
    957 WEST CAMPUS LANE
    CHAMPAIGN,IL61821     		NONE NONE EXTREME-SCALE COMPUTATIONAL MODELS FOR SOCIAL PHEN 50,000
    THOMAS CHRISTENSEN
    PO BOX 566
    CHICAGO,IL60615     		NONE NONE FETIS AND THE TONAL IMAGINATION: DISCOURSES OF TON 50,000
    AMANDA CHURCH
    1212 SUSSEX COURT
    NEW YORK,NY100096656     		NONE NONE FINE ARTS 27,000
    CHRIS COLLINS
    5401 SOUTH GREENWOOD AVENUE
    NEW YORK,NY10003     		NONE NONE THE EASTERN KHOISAN LANGUAGES OF BOTSWANA 50,000
    VINCENT CONITZER
    508 EAST 6TH STREET 2
    CHAPEL HILL,NC27517     		NONE NONE CROWDSOURCING SOCIETAL TRADEOFFS 25,000
    MILES COOLIDGE
    10 WASHINGTON PLACE
    LOS ANGELES,CA90029     		NONE NONE PHOTOGRAPHY 25,000
    RUSSELL CROTTY
    116 PARKRIDGE AVENUE
    OJAI,CA93023     		NONE NONE FINE ARTS 22,000
    MEGHAN DAUM
    947 HYPERION AVE
    BROOKLYN,NY11231     		NONE NONE AMONG THE DYING 26,000
    KARIN DAVIE
    121 N ENCINAL AVENUE
    KIRKLAND,WA98034     		NONE NONE FINE ARTS 14,000
    ALISON HAWTHORNE DEMING
    56 2ND PLACE
    TUCSON,AZ85721     		NONE NONE LAMENT FOR THE MAKERS: ESSAYS 25,000
    AGNES DENES
    11720 97TH LANE NE APT 404
    NEW YORK,NY100123222     		NONE NONE FINE ARTS 24,000
    PAULA L DIACONESCU
    11720 97TH LANE NE APT 404
    LOS ANGELES,CA90095     		NONE NONE REDOX SWITCHABLE CATALYSIS 25,000
    KRISTOFFER DIAZ
    595 BROADWAY 5TH FLOOR
    BROOKLYN,NY11226     		NONE NONE DRAMA AND PERFORMANCE ART 26,000
    MATTHEW DICKMAN
    BOX 951569
    PORTLAND,OR97210     		NONE NONE POETRY 14,000
    MICHAEL DOEBELI
    1801 DORCHESTER ROAD APT 1L
    VANCOUVER    
    CA     		NONE NONE FOUNDATIONS OF EVOLUTIONARY THEORY 50,000
    JEFF DOLVEN
    2522 NW VAUGHN STREET
    BROOKLYN,NY11216     		NONE NONE ALREADY 25,000
    BRENT HAYES EDWARDS
    6270 UNIVERSITY BOULEVARD
    NEW YORK,NY10027     		NONE NONE ART OF THE LECTURE 25,000
    JORDAN S ELLENBERG
    397 GREENE AVE 3B
    MADISON,WI60637     		NONE NONE GEOMETRY OF NUMBERS AND DATA 25,000
    THOMAS SAYERS ELLIS
    1150 AMSTERDAM AVE
    IOWA CITY,IA30322     		NONE NONE POETRY 27,000
    FRED ESCHER
    619 S SPOONER STREET
    NEW YORK,NY02148     		NONE NONE FINE ARTS 27,000
    PERCIVAL EVERETT
    1190 E COURT STREET
    LOS ANGELES,CA46635     		NONE NONE FICTION 10,000
    CARMELA VIRCILLO FRANKLIN
    231 EAST 7TH STREET APT 3
    NEW YORK,NY11211     		NONE NONE THE CRITICAL EDITION OF THE LIBER PONTIFICALIS OF 25,000
    GREGORY FRASER
    4166 SEA VIEW LANE
    CARROLLTON,GA19148     		NONE NONE POETRY 27,000
    VICTORIA FU
    39 CLAREMONT AVENUE APT 61
    SAN DIEGO,CA98107     		NONE NONE FILM-VIDEO 38,000
    RIVKA GALCHEN
    438 NORTH LAKESHORE DRIVE
    NEW YORK,NY14853     		NONE NONE FICTION 32,000
    ALEXANDER GANN
    431 UNIVERSITY PLACE
    COLD SPRING HARBOR,NY981951800     		NONE NONE STRANGE MUTANTS: THE SCIENCE AND PERSONALITIES BEH 25,000
    ARON GAUDET
    348 WEST 38TH STREET APT 10D
    LOS ANGELES,CA11217     		NONE NONE FILM-VIDEO 30,000
    MARLA GEHA
    1 BUNGTOWN ROAD
    NEW HAVEN,CT10033     		NONE NONE SEARCHING FOR THE MILKY WAYS SIBLINGS 20,000
    BETH GILL
    4119 CLAYTON AVENUE
    RIDGEWOOD,NY14222     		NONE NONE CHOREOGRAPHY 54,000
    SARAH BARRINGER GORDON
    114 LINDEN STREET
    PHILADELPHIA,PA47405     		NONE NONE FREEDOM'S HOLY LIGHT: DISESTABLISHMENT IN AMERICA 25,000
    MARIA GOUGH
    1717 WOODBINE STREET APT 2R
    CAMBRIDGE,MA02138     		NONE NONE SOVIET PHOTOGRAPHIC UTOPIA 50,000
    MELISSA FAY GREENE
    1021 W HORTTER STREET
    ATLANTA,GA03755     		NONE NONE THE GODS OF FROLIC: CHILDREN AND DOGS IN LIFE AND 25,000
    HAROLD F GREENEY
    485 BROADWAY
    CULVER CITY,CA11238     		NONE NONE A FIELD GUIDE TO THE NESTS AND EGGS OF ECUADORIAN 52,000
    CHRISTIANE GRUBER
    1708 EAST CLIFTON ROAD NE
    ANN ARBOR,MI55414     		NONE NONE GEZI GRAFFITI: RESISTANCE AND VISUAL CULTURE IN CO 22,000
    NILOOFAR HAERI
    5620 KINSTON AVENUE
    BALTIMORE,MD94618     		NONE NONE IN THE PRESENCE OF THE DIVINE: PRAYER AND POETRY I 50,000
    TIM HAWKINSON
    1250 ASTOR DRIVE APT 1924
    ALTADENA,CA63105     		NONE NONE FINE ARTS 27,000
    THOMAS HEALY
    3400 N CHARLES STREET
    NEW YORK,NY60657     		NONE NONE SOUL CITY: THE LOST DREAM OF AN AMERICAN UTOPIA 25,000
    NADIA HIRONAKA
    1990 SINALOA AVENUE
    PHILADELPHIA,PA20008     		NONE NONE FILM-VIDEO 32,500
    LUCAS HNATH
    133 W 28TH STREET APT 4B
    NEW YORK,NY91208     		NONE NONE DRAMA AND PERFORMANCE ART 25,000
    FRANK HOLLIDAY
    1619 S 15TH STREET
    BROOKLYN,NY94720     		NONE NONE FINE ARTS 30,000
    CATHY PARK HONG
    424 WEST 44TH STREET
    YONKERS,NY11777     		NONE NONE POETRY 26,000
    SILAS HOWARD
    114 TROUTMAN STREET
    ITHACA,NY11777     		NONE NONE FILM-VIDEO 30,000
    BARBARA HURD
    1 MEAD WAY
    FROSTBURG,MD11237     		NONE NONE EMERGENCES: A NATURAL HISTORY 27,000
    ANDREW F JONES
    111 GILES ST
    BERKELEY,CA11215     		NONE NONE CIRCUIT LISTENING: CHINESE POPULAR MUSIC IN THE TR 50,000
    VISHAL JUGDEO
    790 PINEY RUN ROAD
    LOS ANGELES,CA11215     		NONE NONE FINE ARTS 39,000
    TIMOTHY J KEHOE
    1314 POE STREET
    MINNEAPOLIS,MN11201     		NONE NONE THE IMPACT OF TRADE LIBERALIZATION: LESSONS FROM N 50,000
    LYNN KELLER
    944 MALTMAN AVENUE
    MADISON,WI11201     		NONE NONE NATURE'S TRANSFORMATIONS: NORTH AMERICAN POETRY OF 25,000
    MARY KELLY
    1925 FOURTH STREET SOUTH
    LOS ANGELES,CA10036     		NONE NONE FINE ARTS 25,000
    THOMAS KEYMER
    600 N PARK ST
    TORONTO    
    CA     		NONE NONE POETICS OF THE PILLORY: LITERATURE AND SEDITIOUS L 50,000
    ANNE KELLY KNOWLES
    240 CHARLES E YOUNG DRIVE NORTH
    CORNWALL,VT11231     		NONE NONE TELLING THE SPATIAL STORY OF THE HOLOCAUST 52,000
    NIKOLAI KREMENTSOV
    170 ST GEORGE STREET 6TH FLOOR
    TORONTO   94707
    CA     		NONE NONE "I WANT A BABY": THE HISTORY OF BOLSHEVIK EUGENIC 26,000
    JENNIFER LACEY
    101 SOUTH BINGHAM STREET
    PARIS   11238
    FR     		NONE NONE CHOREOGRAPHY 54,000
    KRIS LANE
    266 MAJOR STREET
    NEW ORLEANS,LA10025     		NONE NONE TREASURY OF THE WORLD NO MORE: THE GREAT POTOSI MI 25,000
    DAVID LAZAR
    107 RUE DUHESME
    CHICAGO,IL20782     		NONE NONE ON CHARACTOR (ACTORS) 25,000
    CHIHCHUN CHI-SUN LEE
    6823 ST CHARLES AVE
    SEOUL   10009
    KS     		NONE NONE MUSIC COMPOSITION 27,000
    STEVE LEHMAN
    434 W BRIAR PLACE APT 4
    HOBOKEN,NJ02116     		NONE NONE MUSIC COMPOSITION 27,500
    GEORGE E LEWIS
    36-6 PYEONGCHANG DONG PINEVILLA 3
    2F JONGNO-GU
    NEW YORK,NY37212     		NONE NONE MUSIC COMPOSITION 10,000
    MARY DEWHURST LEWIS
    200 GARDEN STREET 3RD FLOOR
    CAMBRIDGE,MA11206     		NONE NONE THE FIRST FRENCH DECOLONIZATION: A NEW HISTORY OF 50,000
    TESS LEWIS
    455 CENTRAL PARK WEST 7C
    BRONXVILLE,NY45231     		NONE NONE TRANSLATION OF LUDWIG HOHL'S NOTIZEN (NOTES) 27,000
    SUSAN LIPPER
    27 KIRKLAND STREET ROOM 417
    NEW YORK,NY02125     		NONE NONE PHOTOGRAPHY 32,500
    STEVEN LUBAR
    7 RED OAK ROAD
    PROVIDENCE,RI08540     		NONE NONE FINDING THE LOST MUSEUM 50,000
    HOWARD MARKEL
    178 EAST 70TH STREET APT 9R
    ANN ARBOR,MI11766     		NONE NONE THE PURSUIT OF WELLNESS: JOHN HARVEY KELLOGG AND T 25,000
    ANTHONY MARRA
    BOX 1880
    OAKLAND,CA02138     		NONE NONE FICTION 52,000
    CATE MARVIN
    1522 GRANGER AVENUE
    STATEN ISLAND,NY08540     		NONE NONE POETRY 26,000
    MARK FATHI MASSOUD
    6444 HILLEGASS AVE APT 4
    SANTA CRUZ,CA10027     		NONE NONE THE STRUGGLE FOR ISLAMIC LAW AND HUMAN RIGHTS 50,000
    BERNADETTE MAYER
    2800 VICTORY BLVD
    EAST NASSAU,NY08108     		NONE NONE POETRY 24,000
    MICHAEL C MCMILLEN
    1156 HIGH STREET
    LOS ANGELES,CA18102     		NONE NONE FINE ARTS 54,000
    JOSHUA MEHIGAN
    53 TSATSAWASSA LAKE ROAD
    BROOKLYN,NY10012     		NONE NONE POETRY 36,855
    SUSAN MEISELAS
    2619 CARDIFF AVE
    NEW YORK,NY78702     		NONE NONE PHOTOGRAPHY 27,000
    KEITH MILLER
    81 OCEAN PARKWAY APT 5C
    BROOKLYN,NY46530     		NONE NONE FILM-VIDEO 32,000
    ARNO RAFAEL MINKKINEN
    256 MOTT STREET
    ANDOVER,MA06475     		NONE NONE PHOTOGRAPHY 25,000
    MOON MOLSON
    306 17TH STREET
    BROOKLYN,NY90069     		NONE NONE FILM-VIDEO 20,000
    CHRISTINE MONTROSS
    1 WHITE OAK DRIVE
    BARRINGTON,RI10013     		NONE NONE ACQUAINTED WITH THE NIGHT: MENTAL ILLNESS IN AMERI 25,000
    DEB NIEMEIER
    112 LAFAYETTE AVENUE APT 1
    DAVIS,CA94114     		NONE NONE SERVING JUSTICE: THE THEORY AND PRACTICE OF ENGINE 15,000
    DAN O'BRIEN
    111 HIGHLAND AVENUE
    SANTA MONICA,CA11211     		NONE NONE DRAMA AND PERFORMANCE ART 26,000
    MADELEINE OLNEK
    27276 MEADOWBROOK DRIVE
    NEW YORK,NY10013     		NONE NONE FILM-VIDEO 14,000
    SABINA OTT
    954 20TH STREET UNIT E
    OAK PARK,IL33019     		NONE NONE FINE ARTS 10,000
    AKOSUA ADOMA OWUSU
    55 WEST 14TH STREET APT 18B
    BRONX,NY660457556     		NONE NONE FILM-VIDEO 28,000
    NICHOLAS D PAIGE
    704 HIGHLAND AV
    EL CERRITO,CA92697     		NONE NONE TECHNOLOGIES OF THE NOVEL: LITERARY HISTORY FROM 50,000
    KRISHNA V PALEM
    370 E 159TH STREET APT 2B
    HOUSTON,TX30345     		NONE NONE INEXACT (APPROXIMATE) COMPUTING TO ENABLE HIGHER R 15,000
    SHEILA PATEK
    8648 DON CAROL DRIVE
    CHAPEL HILL,NC60616     		NONE NONE THE MECHANICS AND EVOLUTION OF ULTRAFAST MOVEMENTS 25,000
    PHILIP W PHILLIPS
    1701 HERMANN DRIVE APT 3101
    URBANA,IL18508     		NONE NONE STRONG COUPLING FIXED POINTS IN ELECTRON MATTER 25,000
    ROWAN RICARDO PHILLIPS
    709 E ROSEMARY STREET
    NEW YORK,NY74104     		NONE NONE POETRY 26,000
    ANDREIA PINTO-CORREIA
    1110 W GREEN STREET
    BROOKLYN,NY27517     		NONE NONE MUSIC COMPOSITION 32,500
    KEVIN POWERS
    1700 YORK AVENUE APT 8L
    RICHMOND,VA900251472     		NONE NONE FICTION 26,000
    MONICA PRASAD
    352 ARGYLE ROAD
    EVANSTON,IL22201     		NONE NONE STARVING THE BEAST: THE ORIGINS OF THE AMERICAN AN 50,000
    LAWRENCE M PRINCIPE
    120 W MARSHALL STREET UNIT 3
    BALTIMORE,MD48103     		NONE NONE THE TRANSMUTATIONS OF CHYMISTRY AT THE FRENCH ROYA 25,000
    CHRISTINA PUGH
    1810 CHICAGO AVENUE
    EVANSTON,IL77030     		NONE NONE POETRY 26,000
    RICHARD RABINOWITZ
    3400 N CHARLES STREET
    BROOKLYN,NY90404     		NONE NONE CURATING AMERICA: THE POETICS OF MUSEUM EXHIBITION 25,000
    IVA RADIVOJEVIC
    423 KEDZIE ST
    BROOKLYN,NY32605     		NONE NONE FILM-VIDEO 32,000
    PJ RAVAL
    588 SEVENTH STREET
    AUSTIN,TX14607     		NONE NONE FILM-VIDEO 27,000
    JENNIFER REID
    503 LAFAYETTE AVENUE APT 3F
    FARMINGTON,ME98250     		NONE NONE RETHINKING RELIGION: INDIGENOUS LAND RIGHTS IN A S 26,000
    BENJAMIN REISS
    3702 ROBINSON AVENUE
    ATLANTA,GA74157     		NONE NONE THOREAU'S BED: HOW SLEEP BECAME A PROBLEM IN THE M 26,000
    RICHARD RENALDI
    111 PLEASANT STREET APT 1
    NEW YORK,NY02115     		NONE NONE PHOTOGRAPHY 27,000
    JAMES RETALLACK
    1787 RIDGEWOOD DRIVE NE
    TORONTO   37375
    CA     		NONE NONE THE WORKERS' EMPEROR: AUGUST BEBEL'S STRUGGLE FOR 50,000
    JENNIFER A RICHESON
    8 CHARLES LANE APT E
    EVANSTON,IL04103     		NONE NONE THE DIVERSITY PARADOX: THE PROMISE AND PERIL OF RA 50,000
    JONATHAN RIEDER
    100 THOMPSON AVENUE
    LARCHMONT,NY12429     		NONE NONE CROSSING OVER: BLACK-WHITE ENCOUNTERS IN THE TRANS 25,000
    STUART ROME
    1100 SHERIDAN ROAD
    PHILADELPHIA,PA04011     		NONE NONE PHOTOGRAPHY 26,000
    ALEX ROSS
    7 VIRGINIA PLACE
    LOS ANGELES,CA60091     		NONE NONE WAGNERISM 20,000
    RICHARD ROTHMAN
    2212 POPLAR STREET
    JACKSON HEIGHTS,NY93109     		NONE NONE PHOTOGRAPHY 30,000
    MAURICE SAMUELS
    2449 LYRIC AVE
    NEW HAVEN,CT94705     		NONE NONE FRENCH UNIVERSALISM AND THE JEWS 25,000
    SETH L SANDERS
    33-16 81ST STREET APT 62B
    HARTFORD,CT10027     		NONE NONE WHY WE CAN'T READ THE TORAH: THE FORM OF THE PENTA 52,000
    BERYL SATTER
    196 CROWN STREET APT 406
    DETROIT,MI02215     		NONE NONE SHOREBANK, DEVELOPMENT, AND THE FIGHT AGAINST BLAC 25,000
    WALTER SCHEIDEL
    300 SUMMIT STREET
    TORONTO    
    CA     		NONE NONE THE GREAT LEVELER: VIOLENCE AND THE GLOBAL HISTORY 50,000
    VANESSA R SCHWARTZ
    605 EDISON STREET
    SANTA MONICA,CA02215     		NONE NONE JET-AGE AESTHETICS: MEDIA AND THE GLAMOUR OF MOTIO 45,000
    ZOE SCOFIELD
    450 SERRA MALL
    SEATTLE,WA29212     		NONE NONE CHOREOGRAPHY 24,000
    AKHIL SHARMA
    1208 MARGUERITA AVENUE
    NEW YORK,NY77401     		NONE NONE FICTION 25,000
    SEAN SHEPHERD
    410 13TH AVE E 203
    BROOKLYN,NY10027     		NONE NONE MUSIC COMPOSITION 25,000
    ASIF A SIDDIQI
    127 WEST 96TH STREET APT 13F
    NEW YORK,NY10012     		NONE NONE DEPARTURE GATES: HISTORIES OF SPACEFLIGHT ON EARTH 50,000
    ROSY SIMAS
    61 PROSPECT PARK W
    MINNEAPOLIS,MN92122     		NONE NONE CHOREOGRAPHY 20,000
    MICHAEL SORKIN
    214 RIVERSIDE DRIVE APT 110
    NEW YORK,NY900951473     		NONE NONE MASS MOVEMENT 50,000
    M LOUISE STANLEY
    2217 26TH AVENUE SOUTH
    EMERYVILLE,CA19003     		NONE NONE FINE ARTS 27,000
    G GABRIELLE STARR
    141 CONVENT AVENUE
    NEW YORK,NY11221     		NONE NONE IMAGINED: AESTHETIC LIFE AND THE DOUBLE FACE OF EX 25,000
    KYLE STAVER
    1420 45TH STREET APT 29
    BROOKLYN,NY12786     		NONE NONE FINE ARTS 25,000
    RAND STEIGER
    120 WEST 15TH STREET APT 3A
    LA JOLLA,CA06524     		NONE NONE MUSIC COMPOSITION 20,000
    SARAH ABREVAYA STEIN
    144 DEAN STREET
    SANTA MONICA,CA434030001     		NONE NONE FAMILY PAPERS: A SEPHARDI JOURNEY THROUGH THE TWE 25,000
    BRENDA E STEVENSON
    9500 GILMAN DRIVE MC 0099
    LOS ANGELES,CA11238     		NONE NONE FANNY'S WORLD OF WOMEN: GENERATIONS OF ENSLAVED B 25,000
    KIM STRINGFELLOW
    1050 PRINCETON STREET
    JOSHUA TREE,CA11201     		NONE NONE PHOTOGRAPHY 25,000
    JOHN S STRONG
    4046 MANTOVA DRIVE
    AUBURN,ME02138     		NONE NONE BUDDHIST RELICS IN WESTERN EYES 25,000
    WILLIAM S SUTTON
    7776 ROCKWOOD ROAD
    BOULDER,CO02138     		NONE NONE PHOTOGRAPHY 21,000
    TATIANA TORO
    33 WHITMAN SPRING ROAD
    SEATTLE,WA20854     		NONE NONE REGULARITY FOR ALMOST-MINIMIZERS WITH FREE BOUNDAR 50,000
    DAVID L ULIN
    845 LOST ANGEL ROAD
    LOS ANGELES,CA94305     		NONE NONE LOSING MY RELIGION 50,000
    KUKULI VELARDE
    C-138 PADELFORD
    PHILADELPHIA,PA85721     		NONE NONE FINE ARTS 32,000
    KENNETH W WARREN
    1089 SOUTH GENESEE AVENUE
    CHICAGO,IL11238     		NONE NONE BETWEEN REPRESENTATION AND SELF-EXPRESSION: A RECO 25,000
    MARK R WARREN
    2132 N HANCOCK STREET
    BOSTON,MA474057103     		NONE NONE BUILDING AN EDUCATIONAL JUSTICE MOVEMENT: ORGANIZI 45,000
    ROYCE WEATHERLY
    5420 S BLACKSTONE AVENUE
    MAPLEWOOD,NJ07042     		NONE NONE FINE ARTS 35,000
    TERRI WEIFENBACH
    83 THORNTON ST
    WASHINGTON,DC91108     		NONE NONE PHOTOGRAPHY 27,000
    AMY WILLIAMS
    19 YALE STREET
    PITTSBURGH,PA85282     		NONE NONE MUSIC COMPOSITION 26,000
    MICHAEL WILLRICH
    614 INGRAHAM STREET NW
    WELLESLEY,MA11218     		NONE NONE THE ANARCHIST'S ADVOCATE: WAR, TERROR, AND THE ORI 25,000
    GIDEON YAFFE
    4200 FIFTH AVENUE
    NEW HAVEN,CT11231     		NONE NONE THE CRIMINAL RESPONSIBILITY OF ADOLESCENTS 25,000
    Total .................................bullet 3b 5,662,855
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		         
    4 Dividends and interest from securities....     14 834,914  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income..... 900000 15,506      
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 16,721,602  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue:
    aOTHER INVESTMENT LOSSES PASSED THROUGH FROM INVESTMENTS IN LP'S     		    14 -548,002  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 15,506 17,008,514 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    1317,024,020
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2015
    Name of the organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION
    Employer identification number

    13-5673173
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015) Page 2
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION         		Employer identification number
    13-5673173
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    JAMES D WATSON  
    PO BOX 100
     
    COLD SPRINGS HARBOR, NY11724

    		$ 100,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    DOROTHY TAPPER GOLDMAN  
    1070 PARK AVENUE
     
    NEW YORK, NY10128

    		$ 50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    THE WINSTON FOUNDATION  
    1285 AVENUE OF THE AMERICAS
     
    NEW YORK, NY10019

    		$ 25,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
     
     

    THE AARON COPLAND FUND FOR MUSIC  
    254 WEST 31ST STREET 15TH FLOOR
     
    NEW YORK, NY10001

    		$ 20,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
     
     

    THE TAYLOR FAMILY FOUNDATION  
    100 CRESCENT COURT SUITE 525
     
    DALLAS, TX75201

    		$ 15,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 3
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION         		Employer identification number

    13-5673173
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 4
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION         		Employer identification number

    13-5673173
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2015 AccountingFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AUDIT & TAXES 38,678 17,405   21,273

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2015 DepreciationSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    COMPUTER EQUIPMENT 2005-01-01 150,138 150,138 SL 3.000000000000 0 0    
    LEASEHOLD IMPROVEMENTS 2008-07-01 588,709   SL 7.000000000000 37,169 0    
    OFFICE FURNITURE 2008-07-01 246,094   SL 5.000000000000 24,113 0    
    WEBSITE DEVELOPMENT 2008-07-01 810,172 780,064 SL 3.000000000000 18,430 0    

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Name of Stock End of Year Book Value End of Year Fair Market Value
    PERSHING SQUARE HOLDINGS-COMPANY STOCK 13,048,919 13,048,919
    NEUBERGER BERMAN - PUBLICLY TRADED EQUITIES 2,953,607 2,953,607

    TY 2015 InvestmentsOtherSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    SHORT-TERM INVESTMENTS FMV 95,611 95,611
    DAVIDSON KEMPNER DISTRESSED OPP INT'L, LTD. FMV 19,137,694 19,137,694
    GOLDMAN SACHS MEZZANINE 2006 FMV 125,163 125,163
    GS INTRASTRUCTURE PARTNERS I FMV 1,752,764 1,752,764
    HHR ATLAS FUND FMV 20,729,514 20,729,514
    KING STREET CAPITAL, LTD. FMV 11,443,393 11,443,393
    ODYSSEY INVESTMENT PARTNERS FUND III FMV 957,990 957,990
    OWL CREEK OVERSEAS FUND FMV 22,626,700 22,626,700
    ROCKEFELLER ACCESS FUND 06-I, LLC FMV 2,048,661 2,048,661
    BOSTWICK COMPOUND OFFSHORE, LTD. FMV 22,812,802 22,812,802
    GS VINTAGE FUND V OFFSHORE FMV 50,889 50,889
    AMERICAN SECURITIES PARTNERS V FMV 1,927,508 1,927,508
    ODYSSEY INVESTMENT PARTNERS FUND IV FMV 1,352,225 1,352,225
    SPH PARTNERS FMV 1,563,631 1,563,631
    PAULSON RE RECOVERY, LP FMV 3,599,399 3,599,399
    VIKING LONG FUND III, LTD. FMV 17,269,042 17,269,042
    PAULSON ENHANCED, LTD. FMV 18,575,083 18,575,083
    SPDR S & P ETF TRUST FMV 17,955,239 17,955,239
    LITESPEED OFFSHORE FUND, LTD. FMV 8,388,200 8,388,200
    AMERICAN SECURITIES PARTNERS III FMV 510,988 510,988
    MFS NEW DISCOVERY FUND FMV 6,759,282 6,759,282
    MANAGED INCOME FUND FMV 18,149,405 18,149,405
    COATUE LONG ONLY OFFSHORE FUND FMV 6,052,691 6,052,691
    SEMINOLE OFFSHORE FUND FMV 7,319,006 7,319,006
    VENBIO SELECT FUND, LTD. FMV 6,737,886 6,737,886
    ORBIMED PARTNERS, LTD. FMV 5,077,948 5,077,948
    TIGER GLOBAL INTERNET OPPORTUNITIES, LTD. FMV 2,806,702 2,806,702
    TIGER GLOBAL LONG OPPORTUNITIES, LTD. FMV 2,667,924 2,667,924
    VALUEACT CAPITAL INT'L FMV 9,706,404 9,706,404
    QUESTOR PARTNERS II FUND FMV 333,233 333,233
    GMG CAPITAL PARTNERS IIIA, L.P FMV 565,671 565,671

    TY 2015 LandEtcSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    COMPUTER EQUIPMENT 150,138 150,138 0  
    LEASEHOLD IMPROVEMENTS 588,709 37,169 551,540  
    OFFICE FURNITURE 246,094 24,113 221,981  
    WEBSITE DEVELOPMENT 810,172 798,494 11,678  


    TY 2015 LegalFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 20,283 0   33,020


    TY 2015 OtherAssetsSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INVESTMENT INCOME RECEIVABLE 119,136 115,941 115,941
    PREPAID FEDERAL EXCISE TAXES 107,342 379,790 379,790


    TY 2015 OtherDecreasesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Amount
    UNREALIZED LOSS ON INVESTMENTS 16,836,117
    ADJUSTMENT FOR EXPENSES NOT PREVIOUSLY ACCRUED 625,762


    TY 2015 OtherExpensesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OFFICE EQUIPMENT 430,256 53,782   368,806
    TELEPHONE 14,897 930   13,967
    POSTAGE, STATIONARY, & SUPPLIES 34,493 2,152   32,341
    INSURANCE 35,717 2,229   33,488
    MISCELLANEOUS 85,260 0   83,494
    ANNUITY PAYMENTS 14,239 0   14,239
    OTHER DEDUCTIONS RELATED TO PORTFOLIO INCOME PER K-1'S 592,532 592,532   0
    PENSION AND POSTRETIREMENT BENEFIT CHANGES OTHER THAN PERIODIC BENEFIT COSTS 2,301,242 143,598   0


    TY 2015 OtherIncomeSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    UNRELATED BUSINESS INCOME FROM LP'S 15,506 0 15,506
    OTHER INVESTMENT LOSSES PASSED THROUGH FROM INVESTMENTS IN LP'S -548,002 -548,002 -548,002


    TY 2015 OtherIncreasesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Amount
    DEFERRED FEDERAL EXCISE TAX (BENFIT) 336,722
    NON TAXABLE INCOME PER K-1'S FROM PARTNERSHIPS 254,575
    RECOVERY OF RESERVE FOR IMPAIRED INVESTMENT 2,255,205


    TY 2015 OtherLiabilitiesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED EXCISE TAX LIABILITY 1,398,148 1,061,426
    POSTRETIREMENT BENEFIT LIABILITY 10,222,606 13,551,651
    DEFERRED LEASE INCENTIVE 19,936 763,290
    PENSION ACCOUNT LIABILITY 1,068,774 1,177,385


    TY 2015 OtherProfessionalFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT CUSTODY FEES 600 600   0
    ACTUARY FEES 38,732 2,417   27,898
    OTHER FEES 4,166 0   4,166


    TY 2015 TaxesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 157,552 0   0
    NYS UNRELATED BUSINESS INCOME TAX 250 0   0
    FOREIGN TAX EXPENSE 280 280   0