Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 10-01-2015 , and ending 09-30-2016
Name of foundation
RICHMOND-PENNOCK FAMILY SCHOLARSHIP
 
Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHARLOTTE, NC28262
A Employer identification number

23-6637016
B Telephone number (see instructions)

(800) 352-3705
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,527,462J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments 15 15  
4 Dividends and interest from securities... 31,106 30,801  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -11,033
b Gross sales price for all assets on line 6a 664,318
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 4,029    
12 Total. Add lines 1 through 11........ 24,117 30,816  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 21,280 15,960   5,320
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,000 0 0 1,000
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 852 852   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 18 18    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 23,150 16,830 0 6,320
25 Contributions, gifts, grants paid....... 60,000 60,000
26 Total expenses and disbursements. Add lines 24 and 25 83,150 16,830 0 66,320
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -59,033
b Net investment income (if negative, enter -0-) 13,986
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 43,514 66,401 66,401
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 1,113,403 Click to see attachment963,603 1,079,459
c Investments—corporate bonds (attach schedule)....... 304,975 Click to see attachment370,820 381,602
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,461,892 1,400,824 1,527,462
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 1,461,892 1,400,824
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 1,461,892 1,400,824
31 Total liabilities and net assets/fund balances (see instructions). 1,461,892 1,400,824
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,461,892
2
Enter amount from Part I, line 27a .....................
2
-59,033
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
324
4
Add lines 1, 2, and 3 ..........................
4
1,403,183
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
2,359
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
1,400,824
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 377. AQR MANAGED FUTURES STR-I #15213   2015-01-27 2015-10-06
b 22.706 AQR MANAGED FUTURES STR-I #15213   2015-07-24 2015-10-27
c 890.498 AQR MANAGED FUTURES STR-I #15213   2014-01-23 2015-10-27
d 12.59678 AQR MANAGED FUTURES STR-I #15213   2015-01-27 2015-10-27
e 300.12322 AQR MANAGED FUTURES STR-I #15213   2015-01-27 2015-10-27
115.454 AQR MANAGED FUTURES STR-I #15213   2013-07-05 2016-01-21
12.546 AQR MANAGED FUTURES STR-I #15213   2015-02-16 2016-01-21
5. AFFILIATED MANAGERS GROUP, INC COM   2015-07-28 2016-04-26
5. AFFILIATED MANAGERS GROUP, INC COM   2014-07-11 2016-04-26
1236. AMER CENT SMALL CAP GRWTH INST #336   2015-07-24 2016-05-12
10. AMERIPRISE FINL INC   2015-07-28 2016-04-26
60. ANHEUSER-BUSCH INBEV SPN ADR   2014-10-29 2016-01-05
15. ANHEUSER-BUSCH INBEV SPN ADR   2015-10-13 2016-01-05
10. APPLE INC   2015-07-28 2015-11-10
5. APPLE INC   2014-10-29 2016-04-26
15. APPLE INC   2015-10-13 2016-04-26
68. ARTISAN INTERNATIONAL FD INS #662   2015-10-08 2015-11-10
67.787 ARTISAN INTERNATIONAL FD INS #662   2015-10-08 2016-05-12
22.586 ARTISAN INTERNATIONAL FD INS #662   2016-04-27 2016-05-12
169.627 ARTISAN INTERNATIONAL FD INS #662   2013-10-09 2016-05-12
782.584 ARTISAN INTERNATIONAL FD INS #662   2013-10-09 2016-08-22
27.416 ARTISAN INTERNATIONAL FD INS #662   2016-01-25 2016-08-22
9. ARTISAN MID CAP FUND-INS #1333   2015-07-24 2015-10-06
7. ARTISAN MID CAP FUND-INS #1333   2015-07-24 2015-11-10
14. ARTISAN MID CAP FUND-INS #1333   2015-07-24 2016-05-12
123. ARTISAN MID CAP FUND-INS #1333   2015-07-24 2016-08-22
15. BERKSHIRE HATHAWAY INC.   2015-10-13 2016-04-26
137. BLACKROCK GL L/S CREDIT-INS #1833   2015-10-27 2016-01-21
56. BLACKROCK GL L/S CREDIT-INS #1833   2015-10-27 2016-05-12
5. BLACKROCK INC   2014-06-10 2015-11-10
5. BOEING CO   2016-01-05 2016-04-26
10. BOEING CO   2015-07-28 2016-04-26
15. CME GROUP INC   2015-10-13 2016-04-26
25. CME GROUP INC   2014-02-25 2016-09-30
10. CME GROUP INC   2016-08-24 2016-09-30
20. CVS HEALTH CORPORATION   2015-10-13 2016-04-26
25. CISCO SYSTEMS INC   2015-08-10 2016-04-26
15. CITIGROUP INC.   2015-07-28 2015-11-10
5. CITIGROUP INC.   2014-06-10 2015-11-10
25. CITIGROUP INC.   2015-10-13 2016-04-26
15. COGNIZANT TECH SOLUTIONS CRP COM   2016-03-16 2016-04-26
20. COMCAST CORP CLASS A   2015-10-13 2016-04-26
42. CREDIT SUISSE COMM RET ST-I #2156   2014-01-23 2015-10-06
148. CREDIT SUISSE COMM RET ST-I #2156   2014-01-23 2016-04-22
128. CREDIT SUISSE COMM RET ST-I #2156   2014-01-23 2016-05-12
3222. CREDIT SUISSE COMM RET ST-I #2156   2014-09-11 2016-08-22
10. CUMMINS INC.   2014-07-11 2016-04-26
30. CUMMINS INC.   2014-02-25 2016-08-24
10. WALT DISNEY CO   2015-10-13 2015-11-10
30. WALT DISNEY CO   2014-02-25 2016-02-05
10. WALT DISNEY CO   2015-10-13 2016-02-05
10. WALT DISNEY CO   2014-02-25 2016-04-26
21. DODGE & COX INT'L STOCK FD #1048   2013-10-09 2015-11-10
95. DODGE & COX INT'L STOCK FD #1048   2013-10-09 2016-04-22
97.943 DODGE & COX INT'L STOCK FD #1048   2015-10-08 2016-05-12
29.057 DODGE & COX INT'L STOCK FD #1048   2013-10-09 2016-05-12
245.012 DODGE & COX INT'L STOCK FD #1048   2016-01-25 2016-08-22
499.988 DODGE & COX INT'L STOCK FD #1048   2010-07-23 2016-08-22
307. DODGE & COX INCOME FD COM #147   2015-02-24 2015-10-06
97.482 DODGE & COX INCOME FD COM #147   2015-07-24 2016-01-21
326.518 DODGE & COX INCOME FD COM #147   2015-06-15 2016-01-21
30. DODGE & COX INCOME FD COM #147   2015-07-24 2016-04-22
786.703 DODGE & COX INCOME FD COM #147   2016-05-16 2016-08-22
885.297 DODGE & COX INCOME FD COM #147   2015-08-17 2016-08-22
1405.17674 DREYFUS EMG MKT DEBT LOC C-I #6083   2013-07-05 2015-11-20
13.82326 DREYFUS EMG MKT DEBT LOC C-I #6083   2010-12-17 2015-11-20
48.499 DREYFUS EMG MKT DEBT LOC C-I #6083   2015-10-08 2015-12-04
964.033 DREYFUS EMG MKT DEBT LOC C-I #6083   2014-01-23 2015-12-04
406.506 DREYFUS EMG MKT DEBT LOC C-I #6083   2015-01-27 2015-12-04
85. DRIEHAUS ACTIVE INCOME FUND   2012-08-10 2015-10-06
1483.682 DRIEHAUS ACTIVE INCOME FUND   2012-08-10 2015-10-27
15. E M C CORP MASS   2015-08-24 2015-10-27
210. E M C CORP MASS   2014-06-25 2015-10-27
134. EATON VANCE GLOBAL MACRO - I #0088   2015-10-27 2016-01-21
16. EATON VANCE GLOBAL MACRO - I #0088   2015-10-27 2016-05-12
131. FID ADV EMER MKTS INC- CL I #607   2013-10-09 2015-10-06
174. FID ADV EMER MKTS INC- CL I #607   2013-10-09 2016-01-21
40.31034 FID ADV EMER MKTS INC- CL I #607   2013-10-09 2016-05-12
.68966 FID ADV EMER MKTS INC- CL I #607   2013-10-09 2016-05-12
31. JP MORGAN MID CAP VALUE-I #758   2014-07-10 2015-10-06
14. JP MORGAN MID CAP VALUE-I #758   2014-07-10 2015-11-10
32.243 JP MORGAN MID CAP VALUE-I #758   2014-07-10 2016-04-22
70.757 JP MORGAN MID CAP VALUE-I #758   2015-07-24 2016-04-22
11. JP MORGAN MID CAP VALUE-I #758   2015-07-24 2016-05-12
101. JP MORGAN MID CAP VALUE-I #758   2015-07-24 2016-08-22
10. GILEAD SCIENCES INC   2015-07-28 2015-11-10
25. GOLDMAN SACHS GROUP INC   2014-02-25 2016-06-10
5. GOLDMAN SACHS GROUP INC   2015-07-28 2016-06-10
10. HSBC - ADR   2015-08-24 2016-03-01
140. HSBC - ADR   2014-02-25 2016-03-01
20. HAIN CELESTIAL GROUP INC   2016-01-05 2016-04-26
5. JPMORGAN CHASE & CO   2014-10-29 2015-11-10
15. JPMORGAN CHASE & CO   2015-07-28 2015-11-10
20. JPMORGAN CHASE & CO   2015-10-13 2016-04-26
35. JPMORGAN CHASE & CO   2014-10-29 2016-09-30
20. JPMORGAN CHASE & CO   2016-08-24 2016-09-30
10. JOHNSON CONTROLS INC   2015-08-24 2016-04-26
130. JOHNSON CONTROLS INC   2014-02-25 2016-04-26
3245. JPMORGAN HIGH YIELD FUND SS #3580   2014-02-24 2015-10-06
124. JPMORGAN HIGH YIELD FUND SS #3580   2014-01-23 2016-01-21
54. JPMORGAN HIGH YIELD FUND SS #3580   2014-01-23 2016-05-12
65. MANULIFE FINANCIAL CORP   2016-01-06 2016-04-26
5. MCKESSON CORP   2014-10-29 2016-04-26
5. MCKESSON CORP   2015-07-28 2016-04-26
71. MERGER FUND-INST #301   2011-10-20 2015-10-06
87. MERGER FUND-INST #301   2011-10-20 2015-10-27
57. MERGER FUND-INST #301   2011-10-20 2016-01-21
11. MERGER FUND-INST #301   2011-10-20 2016-05-12
484. MET WEST TOTAL RETURN BOND CL I #512   2015-01-27 2015-10-06
603. MET WEST TOTAL RETURN BOND CL I #512   2015-01-27 2016-01-21
1614. MET WEST TOTAL RETURN BOND CL I #512   2015-01-27 2016-08-22
15. MICROSOFT CORP   2014-10-29 2015-11-10
15. MONSANTO CO NEW   2015-05-01 2016-04-26
84. ASG GLOBAL ALTERNATIVES-Y #1993   2013-07-05 2015-10-06
427.7931 ASG GLOBAL ALTERNATIVES-Y #1993   2013-07-05 2015-10-27
13.2069 ASG GLOBAL ALTERNATIVES-Y #1993   2013-07-05 2015-10-27
212. ASG GLOBAL ALTERNATIVES-Y #1993   2013-07-25 2016-01-21
1375. ASG GLOBAL ALTERNATIVES-Y #1993   2013-07-05 2016-08-22
15. NESTLE S.A. REGISTERED SHARES - ADR   2015-10-13 2016-04-26
75. NESTLE S.A. REGISTERED SHARES - ADR   2014-02-25 2016-04-26
120. NEUBERGER BERMAN LONG SH-INS #1830   2014-07-10 2015-10-06
115. NEUBERGER BERMAN LONG SH-INS #1830   2014-07-10 2016-01-21
19. NEUBERGER BERMAN LONG SH-INS #1830   2014-07-10 2016-05-12
825. NEUBERGER BERMAN LONG SH-INS #1830   2014-07-10 2016-08-22
140. ORACLE CORPORATION   2014-02-25 2016-03-16
20. ORACLE CORPORATION   2016-01-25 2016-03-16
10. ORACLE CORPORATION   2015-08-24 2016-03-16
1136. OPPENHEIMER DEVELOPING MKT-I #799   2014-01-23 2015-11-10
124.89275 OPPENHEIMER DEVELOPING MKT-I #799   2014-01-23 2016-04-22
97.10725 OPPENHEIMER DEVELOPING MKT-I #799   2014-01-23 2016-04-22
1766. OPPENHEIMER DEVELOPING MKT-I #799   2015-01-27 2016-08-22
10. PNC FINANCIAL SERVICES GROUP   2015-06-23 2015-11-10
92. PRINCIPAL GL MULT STRAT-INST #4684   2014-08-14 2015-10-06
1361.024 PRINCIPAL GL MULT STRAT-INST #4684   2014-08-14 2015-10-27
67. BOSTON P LNG/SHRT RES-INS   2013-10-09 2015-10-06
284.976 BOSTON P LNG/SHRT RES-INS   2013-10-09 2016-08-22
32.024 BOSTON P LNG/SHRT RES-INS   2016-04-27 2016-08-22
279.465 T ROWE PRICE SHORT TERM BD FD #55   2014-09-11 2015-10-06
60.535 T ROWE PRICE SHORT TERM BD FD #55   2015-06-17 2015-10-06
463. T ROWE PRICE SHORT TERM BD FD #55   2015-06-17 2016-01-21
3268.255 T ROWE PRICE SHORT TERM BD FD #55   2015-06-17 2016-04-22
875.899 T ROWE PRICE SHORT TERM BD FD #55   2015-11-16 2016-04-22
965. T ROWE PRICE INST FLOAT RATE #170   2014-01-23 2015-10-06
111. T ROWE PRICE INST FLOAT RATE #170   2014-01-23 2016-01-21
24. T ROWE PRICE INST FLOAT RATE #170   2014-01-23 2016-05-12
38. T ROWE PRICE REAL ESTATE FD #122   2016-04-27 2016-05-12
33. SPDR DJ WILSHIRE INTERNATIONAL REAL   2014-01-21 2015-10-06
541. SPDR DJ WILSHIRE INTERNATIONAL REAL   2014-10-16 2016-01-21
60. SPDR DJ WILSHIRE INTERNATIONAL REAL   2011-05-23 2016-04-22
14. SPDR DJ WILSHIRE INTERNATIONAL REAL   2011-05-23 2016-05-12
156. SPDR DJ WILSHIRE INTERNATIONAL REAL   2011-05-23 2016-08-22
26. STERLING CAPITAL STRATTON SMALL CAP   2014-07-10 2016-04-22
223. STERLING CAPITAL STRATTON SMALL CAP   2014-07-10 2016-05-12
24. STRATTON SM-CAP VALUE FD #37   2014-07-10 2015-11-10
55. SUNCOR ENERGY INC NEW F   2015-10-13 2016-04-26
20. SUNCOR ENERGY INC NEW F   2016-08-24 2016-09-30
20. TJX COMPANIES INC   2015-10-13 2016-01-25
25. TJX COMPANIES INC   2014-02-25 2016-01-25
15. TJX COMPANIES INC   2014-02-25 2016-04-26
15. TARGET CORP   2015-10-13 2016-04-26
5. THERMO FISHER SCIENTIFIC INC   2014-02-25 2016-04-26
25. TOTAL S.A. - ADR   2014-02-25 2016-04-26
10. UNION PACIFIC CORP   2014-02-25 2016-04-26
15. UNION PACIFIC CORP   2015-10-13 2016-04-26
10. UNITED PARCEL SERVICE-CL B   2015-10-13 2016-04-26
15. UNITEDHEALTH GROUP INC   2015-10-13 2016-04-26
47. VANGUARD REIT VIPER   2015-07-24 2015-10-06
8. VANGUARD REIT VIPER   2015-07-24 2015-11-10
8. VANGUARD REIT VIPER   2015-07-24 2016-01-21
29. VANGUARD REIT VIPER   2010-12-17 2016-01-21
6. VANGUARD REIT VIPER   2010-12-17 2016-04-22
29. VANGUARD REIT VIPER   2010-12-17 2016-05-12
202. VANGUARD REIT VIPER   2010-12-17 2016-08-22
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 4,139   4,181 -42
b 251   245 6
c 9,831   9,281 550
d 139   140 -1
e 3,313   3,328 -15
1,231   1,180 51
134   138 -4
880   1,042 -162
880   1,022 -142
14,943   18,528 -3,585
999   1,252 -253
7,330   6,215 1,115
1,833   1,760 73
1,166   1,233 -67
521   536 -15
1,564   1,748 -184
2,000   1,931 69
1,897   1,924 -27
632   641 -9
4,746   4,787 -41
22,249   16,186 6,063
779   729 50
427   461 -34
350   359 -9
573   718 -145
5,448   6,249 -801
2,198   1,982 216
1,328   1,425 -97
548   582 -34
1,749   1,572 177
664   705 -41
1,329   1,418 -89
1,412   1,329 83
2,614   1,832 782
1,046   1,058 -12
2,051   2,041 10
709   715 -6
841   874 -33
280   247 33
1,173   1,321 -148
907   884 23
1,220   1,206 14
217   303 -86
706   1,067 -361
625   921 -296
15,949   22,721 -6,772
1,162   1,490 -328
3,746   4,377 -631
1,170   1,070 100
2,809   2,405 404
936   1,019 -83
1,047   802 245
827   841 -14
3,506   3,805 -299
3,396   3,893 -497
1,007   1,164 -157
9,337   7,971 1,366
19,055   17,131 1,924
4,126   4,239 -113
1,288   1,328 -40
4,313   4,482 -169
407   409 -2
10,967   10,739 228
12,341   12,060 281
15,330   19,588 -4,258
151   199 -48
520   533 -13
10,345   13,141 -2,796
4,362   5,061 -699
858   885 -27
15,104   15,445 -341
390   359 31
5,459   5,432 27
1,198   1,227 -29
144   147 -3
1,675   1,771 -96
2,098   2,352 -254
533   545 -12
9   9  
1,114   1,172 -58
517   529 -12
1,151   1,219 -68
2,525   2,660 -135
388   414 -26
3,768   3,798 -30
1,090   1,122 -32
3,750   4,086 -336
750   1,030 -280
322   383 -61
4,513   7,325 -2,812
858   802 56
339   295 44
1,015   1,021 -6
1,275   1,242 33
2,331   2,017 314
1,332   1,319 13
422   405 17
5,485   6,461 -976
23,169   26,213 -3,044
818   1,001 -183
382   436 -54
963   925 38
886   993 -107
886   1,133 -247
1,098   1,123 -25
1,345   1,376 -31
851   901 -50
169   174 -5
5,256   5,339 -83
6,446   6,651 -205
17,802   17,802  
802   697 105
1,409   1,780 -371
900   956 -56
4,620   4,868 -248
143   150 -7
2,165   2,414 -249
13,461   15,647 -2,186
1,112   1,170 -58
5,558   5,634 -76
1,506   1,558 -52
1,367   1,493 -126
241   247 -6
10,560   10,710 -150
5,650   5,363 287
807   688 119
404   361 43
35,580   41,095 -5,515
3,898   4,518 -620
3,031   3,513 -482
58,631   63,299 -4,668
952   991 -39
1,006   1,015 -9
14,971   15,012 -41
1,016   905 111
4,337   3,850 487
487   481 6
1,327   1,336 -9
288   288  
2,181   2,204 -23
15,459   15,557 -98
4,143   4,143  
9,582   9,959 -377
1,074   1,146 -72
238   248 -10
1,089   1,045 44
1,336   1,378 -42
19,222   21,575 -2,353
2,517   2,379 138
587   555 32
6,628   6,185 443
1,866   2,009 -143
15,956   17,231 -1,275
1,785   1,854 -69
1,581   1,530 51
559   562 -3
1,373   1,454 -81
1,717   1,525 192
1,156   915 241
1,239   1,185 54
727   618 109
1,245   1,589 -344
882   893 -11
1,323   1,412 -89
1,061   1,037 24
2,007   1,854 153
3,646   3,666 -20
617   624 -7
592   624 -32
2,146   1,505 641
489   311 178
2,452   1,505 947
17,909   10,481 7,428
      15,015
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -42
b       6
c       550
d       -1
e       -15
      51
      -4
      -162
      -142
      -3,585
      -253
      1,115
      73
      -67
      -15
      -184
      69
      -27
      -9
      -41
      6,063
      50
      -34
      -9
      -145
      -801
      216
      -97
      -34
      177
      -41
      -89
      83
      782
      -12
      10
      -6
      -33
      33
      -148
      23
      14
      -86
      -361
      -296
      -6,772
      -328
      -631
      100
      404
      -83
      245
      -14
      -299
      -497
      -157
      1,366
      1,924
      -113
      -40
      -169
      -2
      228
      281
      -4,258
      -48
      -13
      -2,796
      -699
      -27
      -341
      31
      27
      -29
      -3
      -96
      -254
      -12
       
      -58
      -12
      -68
      -135
      -26
      -30
      -32
      -336
      -280
      -61
      -2,812
      56
      44
      -6
      33
      314
      13
      17
      -976
      -3,044
      -183
      -54
      38
      -107
      -247
      -25
      -31
      -50
      -5
      -83
      -205
       
      105
      -371
      -56
      -248
      -7
      -249
      -2,186
      -58
      -76
      -52
      -126
      -6
      -150
      287
      119
      43
      -5,515
      -620
      -482
      -4,668
      -39
      -9
      -41
      111
      487
      6
      -9
       
      -23
      -98
       
      -377
      -72
      -10
      44
      -42
      -2,353
      138
      32
      443
      -143
      -1,275
      -69
      51
      -3
      -81
      192
      241
      54
      109
      -344
      -11
      -89
      24
      153
      -20
      -7
      -32
      641
      178
      947
      7,428
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -11,033
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 78,281 1,627,255 0.048106
2013 71,917 1,679,472 0.042821
2012 73,648 1,591,530 0.046275
2011 75,425 1,536,228 0.049098
2010 73,522 1,554,390 0.0473
2
Total of line 1, column (d) .....................
20.2336
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.04672
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
1,484,131
5
Multiply line 4 by line 3......................
5
69,339
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
140
7
Add lines 5 and 6........................
7
69,479
8
Enter qualifying distributions from Part XII, line 4.............
8
66,320
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 280
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 280
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 280
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 336
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 336
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 56
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet56 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletPA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletWELLS FARGO BANK NA Telephone no.bullet (800) 352-3705

    Located atbullet1525 WEST WT HARRIS BLVD D1114-044CHARLOTTENC ZIP+4bullet282881161
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    WELLS FARGO BANK NA Trustee
    0     		21,280    
    1525 WEST WT HARRIS BLVD D1114-044
    CHARLOTTE,NC282881161
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,449,305
    b
    Average of monthly cash balances.......................
    1b
    57,427
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,506,732
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,506,732
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    22,601
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,484,131
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    74,207
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    74,207
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    280
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    280
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    73,927
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    2,000
    5
    Add lines 3 and 4............................
    5
    75,927
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    75,927
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    66,320
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    66,320
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    66,320
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 75,927
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 34,831
    b Total for prior years:2013, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010...... 0
    b From 2011...... 0
    c From 2012...... 0
    d From 2013...... 0
    e From 2014...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 66,320
    a Applied to 2014, but not more than line 2a 34,831
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 31,489
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		44,438
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2011.... 0
    b Excess from 2012.... 0
    c Excess from 2013.... 0
    d Excess from 2014.... 0
    e Excess from 2015.... 0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    RICHMOND PENNOCK FAMILY SCHOLARSHIP
    12 EAST MARKET STREET
    YORK,PA17404
    (717) 354-1550
    bThe form in which applications should be submitted and information and materials they should include:
    INFORMATION AVAILABLE IN GUIDANCE ROOM OF GARDEN SPOT HIGH SCHOOL IN LANCASTER PA
    cAny submission deadlines:
    INFORMATION AVAILABLE IN GUIDANCE ROOM OF GARDEN SPOT HIGH SCHOOL IN LANCASTER PA
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    MUST BE A GRADUATE STUDENT OF GARDEN SPOT HIGH SCHOOL IN LANCASTER PA
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    MILLERSVILLE UNIVERSITY
    PO BOX 1002
    MILLERSVILLE,PA17551     		NONE PC SCHOLARSHIP 1,500
    EASTERN UNIVERSITY
    1300 EAGLE ROAD
    ST DAVIDS,PA19087     		NONE PC SCHOLARSHIP 4,000
    PENNSYLVANIA COLLEGE OF TECHNOLOGY
    1 COLLEGE AVENUE
    WILLIAMSPORT,PA17701     		NONE PC SCHOLARSHIP 15,500
    PENNSYLVANIA COLLEGE OF HEALTH
    SCIENCES
    410 N LIME STREET
    LANCASTER,PA17602     		NONE PC SCHOLARSHIP 6,000
    UNIVERSITY OF PITTSBURGH
    3501 TERRACE STREET
    PITTSBURGH,PA15213     		NONE PC SCHOLARSHIP 20,000
    BLOOMSBURG UNIVERSITY
    400 E 2ND STREET
    BLOOMSBURG,PA17815     		NONE PC SCHOLARSHIP 3,500
    ALVERNIA UNIVERSITY
    400 SAINT BERNARDINE ST
    READING,PA19607     		NONE PC SCHOLARSHIP 5,500
    YORK COLLEGE OF PENNSYLVANIA
    441 COUNTRY CLUB ROAD
    YORK,PA17403     		NONE PC SCHOLARSHIP 4,000
    Total .................................bullet 3a 60,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		    14 15  
    4 Dividends and interest from securities....     14 31,106  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 -11,033  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue:
    aEXCISE TAX REFUND     		    1 2,029  
    bRTN - UNUSED GRNT     1 2,000  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   24,117  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1324,117
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2015 AccountingFeesSchedule
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN:
    23-6637016
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,000     1,000

    TY 2015 CompensationExplanation
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN:
    23-6637016
    Person Name Explanation
    WELLS FARGO BANK NA SEE ATTACHED FOOTNOTE

    TY 2015 InvestmentsCorpBondsSchedule
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN:
    23-6637016
    Name of Bond End of Year Book Value End of Year Fair Market Value
    256210105 DODGE & COX INCOME F 43,911 50,496
    261980494 DREYFUS EMG MKT DEBT    
    262028855 DRIEHAUS ACTIVE INCO    
    77957P105 T ROWE PRICE SHORT T    
    315920702 FID ADV EMER MKTS IN 86,981 91,657
    4812C0803 JPMORGAN HIGH YIELD 65,161 64,717
    77958B402 T ROWE PRICE INST FL 26,889 26,774
    592905509 MET WEST TOTAL RETUR 85,700 87,029
    091936732 BLACKROCK GL L/S CRE 54,957 53,535
    922031737 VANGUARD INFLAT-PROT 7,221 7,394

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN:
    23-6637016
    Name of Stock End of Year Book Value End of Year Fair Market Value
    04314H600 ARTISAN MID CAP FUND 62,198 68,988
    22544R305 CREDIT SUISSE COMM R 17,809 15,193
    256206103 DODGE & COX INT'L ST 36,284 53,608
    339128100 JP MORGAN MID CAP VA 49,666 68,912
    78463X863 SPDR DJ WILSHIRE INT 25,976 31,199
    922908553 VANGUARD REIT VIPER 25,305 43,110
    00203H859 AQR MANAGED FUTURES 45,477 45,151
    277923728 EATON VANCE GLOBAL M 45,927 45,829
    63872T885 ASG GLOBAL ALTERNATI 29,910 26,771
    008252108 AFFILIATED MANAGERS 9,391 8,682
    03524A108 ANHEUSER-BUSCH INBEV    
    037833100 APPLE INC 14,101 20,462
    084670702 BERKSHIRE HATHAWAY I 10,582 13,002
    09247X101 BLACKROCK INC 5,864 6,887
    097023105 BOEING CO 11,942 12,515
    12572Q105 CME GROUP INC 7,654 10,452
    126650100 CVS HEALTH CORPORATI 8,789 10,234
    150870103 CELANESE CORP 7,558 8,986
    17275R102 CISCO SYSTEMS INC 10,067 13,481
    172967424 CITIGROUP INC. 10,177 10,154
    20030N101 COMCAST CORP CLASS A 9,973 12,605
    231021106 CUMMINS INC. 5,270 5,126
    25243Q205 DIAGEO PLC - ADR 7,901 7,543
    254687106 WALT DISNEY CO 6,570 7,429
    268648102 E M C CORP MASS    
    375558103 GILEAD SCIENCES INC 5,702 5,143
    38141G104 GOLDMAN SACHS GROUP    
    38259P706 GOOGLE INC-CL C    
    404280406 HSBC - ADR    
    46625H100 JPMORGAN CHASE & CO 11,914 13,651
    478366107 JOHNSON CONTROLS INC    
    517834107 LAS VEGAS SANDS CORP 9,338 9,206
    58155Q103 MCKESSON CORP 7,989 7,504
    589509207 MERGER FUND-INST #30 26,927 26,806
    594918104 MICROSOFT CORP 12,596 16,416
    641069406 NESTLE S.A. REGISTER    
    64128R608 NEUBERGER BERMAN LON 26,955 26,737
    68389X105 ORACLE CORPORATION    
    683974604 OPPENHEIMER DEVELOPI 59,629 61,666
    74255L696 PRINCIPAL GL MULT ST    
    74925K581 BOSTON P LNG/SHRT RE 10,167 11,379
    806857108 SCHLUMBERGER LTD 11,377 9,830
    863137105 STRATTON SM-CAP VALU    
    872540109 TJX COMPANIES INC 3,966 4,861
    87612E106 TARGET CORP 6,363 7,555
    883556102 THERMO FISHER SCIENT 6,145 7,953
    89151E109 TOTAL S.A. - ADR 9,345 8,109
    907818108 UNION PACIFIC CORP 10,707 12,191
    911312106 UNITED PARCEL SERVIC 5,292 6,015
    91324P102 UNITEDHEALTH GROUP I 8,206 13,300
    G29183103 EATON CORP PLC 5,865 5,585
    025083320 AMER CENT SMALL CAP 47,868 46,823
    03076C106 AMERIPRISE FINL INC 8,600 7,483
    04314H402 ARTISAN INTERNATIONA 38,372 53,247
    61166W101 MONSANTO CO NEW 8,678 8,687
    693475105 PNC FINANCIAL SERVIC 9,110 8,559
    771195104 ROCHE HOLDINGS LTD - 10,781 10,065
    867224107 SUNCOR ENERGY INC NE 9,856 10,279
    00888Y508 INV BALANCE RISK COM 15,254 15,497
    02079K107 ALPHABET INC CL C 10,420 13,991
    192446102 COGNIZANT TECH SOLUT 9,029 7,395
    405217100 HAIN CELESTIAL GROUP 5,150 4,625
    56501R106 MANULIFE FINANCIAL C 8,034 8,043
    58933Y105 MERCK & CO INC NEW 7,444 8,737
    779919109 T ROWE PRICE REAL ES 27,700 29,737
    85917K546 STERLING CAPITAL STR 44,433 46,065

    TY 2015 OtherDecreasesSchedule
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN:
    23-6637016
    Description Amount
    MUTUAL FUND TAX EFFECTIVE DATE AFTER TYE 604
    DISALLOWED WASH SALES 985
    SALES WITH GAIN POSTING DATE AFTER TYE 769
    ROUNDING 1


    TY 2015 OtherExpensesSchedule
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN:
    23-6637016
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR FEES 18 18   0


    TY 2015 OtherIncomeSchedule2
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN:
    23-6637016
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    EXCISE TAX REFUND 2,029 0  
    RETURN OF UNUSED GRANT 2,000 0  


    TY 2015 OtherIncreasesSchedule
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN:
    23-6637016
    Description Amount
    MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE 324


    TY 2015 TaxesSchedule
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN:
    23-6637016
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 435 435   0
    FOREIGN TAXES ON QUALIFIED FOR 344 344   0
    FOREIGN TAXES ON NONQUALIFIED 73 73   0