Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 05-01-2015 , and ending 04-30-2016
Name of foundation
ROY J CARVER CHARITABLE TRUST
 
Number and street (or P.O. box number if mail is not delivered to street address)202 IOWA AVENUE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MUSCATINE, IA527613733
A Employer identification number

42-1186589
B Telephone number (see instructions)

(563) 263-4010
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$297,000,888J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments 575 575  
4 Dividends and interest from securities... 5,382,388 6,683,268  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 13,882,571
b Gross sales price for all assets on line 6a 46,933,484
7 Capital gain net income (from Part IV, line 2)... 14,329,603
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 19,408 65,977  
12 Total. Add lines 1 through 11........ 19,284,942 21,079,423  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 492,269 30,479   461,790
14 Other employee salaries and wages...... 334,800 4,642   330,158
15 Pension plans, employee benefits....... 182,300 2,413   179,887
16a Legal fees (attach schedule)......... Click to see attachment 6,660 1,332   5,328
b Accounting fees (attach schedule)....... Click to see attachment 30,640 6,128   24,512
c Other professional fees (attach schedule).... Click to see attachment 934,937 913,547   2,880
17 Interest...............   13,484    
18 Taxes (attach schedule) (see instructions)... Click to see attachment 228,285 118,283   0
19 Depreciation (attach schedule) and depletion... Click to see attachment 73,807 14,761  
20 Occupancy..............        
21 Travel, conferences, and meetings....... 3,858 225   3,633
22 Printing and publications.......... 753 0   753
23 Other expenses (attach schedule)....... Click to see attachment 116,235 1,058,250   93,972
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 2,404,544 2,163,544   1,102,913
25 Contributions, gifts, grants paid....... 15,082,931 15,082,931
26 Total expenses and disbursements. Add lines 24 and 25 17,487,475 2,163,544   16,185,844
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,797,467
b Net investment income (if negative, enter -0-) 18,915,879
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 4,000 4,000 4,000
2 Savings and temporary cash investments......... 4,220,252 2,689,673 2,689,673
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 8,079,435 Click to see attachment9,920,923 10,575,963
b Investments—corporate stock (attach schedule)....... 50,438,994 Click to see attachment52,988,982 75,597,459
c Investments—corporate bonds (attach schedule)....... 19,717,895 Click to see attachment22,024,907 22,901,243
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans............. 18,762,548 18,797,183 19,131,160
13 Investments—other (attach schedule).......... 133,411,530 Click to see attachment130,090,909 163,960,560
14 Land, buildings, and equipment: basis bullet2,978,850
Less: accumulated depreciation (attach schedule) bullet1,349,323 1,687,647 Click to see attachment1,629,527 1,629,527
15 Other assets (describe bullet) Click to see attachment477,729 Click to see attachment511,303 Click to see attachment511,303
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 236,800,030 238,657,407 297,000,888
Liabilities 17 Accounts payable and accrued expenses.......... 83,954 79,816
18 Grants payable.................. 9,487,388 3,501,916
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment1,660,400 Click to see attachment1,178,500
23 Total liabilities (add lines 17 through 22)......... 11,231,742 4,760,232
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 225,568,288 233,897,175
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see instructions)..... 225,568,288 233,897,175
31 Total liabilities and net assets/fund balances (see instructions). 236,800,030 238,657,407
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
225,568,288
2
Enter amount from Part I, line 27a .....................
2
1,797,467
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
6,531,420
4
Add lines 1, 2, and 3 ..........................
4
233,897,175
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
233,897,175
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES - GALLIARD      
b PUBLICLY TRADED SECURITIES - GALLIARD      
c PUBLICLY TRADED SECURITIES - GALLIARD      
d PUBLICLY TRADED SECURITIES - LSV      
e PUBLICLY TRADED SECURITIES - LSV      
PUBLICLY TRADED SECURITIES - SMITH GRAHAM & CO      
PUBLICLY TRADED SECURITIES - SMITH GRAHAM & CO      
35,189 SH ISHARES TR EAFE SMALL CAP      
7,966 SH ISHARES TR EAFE SMALL CAP      
16,084 SH ISHARES RUSSELL 1000 GROWTH      
3,798 SH ISHARES RUSSELL 1000 GROWTH      
11,962 SH ISHARES TR RUSSELL MID-CAP      
2,746 SH ISHARES TR RUSSEL MID-CAP      
19,283 SH VANGUARD REIT      
4,618 SH VANGUARD REIT      
60.747 SH ACADIAN INTERNATIONAL ALL CAP FUND      
PUBLICLY TRADED PARTNERSHIPS - ADAMS ST      
PUBLICLY TRADED PARTNERSHIPS - ADAMS ST      
ADAMS STREET - 2003 NON US FUND P    
ADAMS STREET - 2003 US FUND P    
ADAMS STREET - 2005 NON US FUND P    
ADAMS STREET - 2005 US FUND P    
ADAMS STREET - 2009 DIRECT FUND P    
ADAMS STREET - 2009 NON US DEVELOPING MARKETS FUND P    
ADAMS STREET - 2009 NON US EMERGING MARKETS FUND P    
ADAMS STREET - 2009 US FUND P    
ADAMS STREET - 2013 GLOBAL FUND P    
ADAMS STREET - INVESTMENT FUND III-A P    
ACADIAN INTERNATIONAL ALL-CAP FUND P    
THE EMERGING WORLD INVESTORS LP P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 8,834,398   8,532,564 301,834
b 421,031   406,008 15,023
c 1,938,030   1,975,600 -37,570
d 7,412,237   4,773,120 2,639,117
e 494,549   105,185 389,364
15,352,592   9,607,251 5,745,341
15,356     15,356
1,780,046   1,322,653 457,393
400,043   299,419 100,624
1,610,080   942,683 667,397
375,028   222,601 152,427
1,970,102   1,098,994 871,108
450,010   252,286 197,724
1,580,050   1,246,431 333,619
375,017   302,906 72,111
97,090   97,090 0
1,935,904   1,935,904 0
1,891,921   1,891,921 0
      160,347
      603,673
      182,927
      694,529
      106,354
      97,862
      12,784
      129,951
      119,323
      10
      155,289
      145,686
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       301,834
b       15,023
c       -37,570
d       2,639,117
e       389,364
      5,745,341
      15,356
      457,393
      100,624
      667,397
      152,427
      871,108
      197,724
      333,619
      72,111
      0
      0
      0
      160,347
      603,673
      182,927
      694,529
      106,354
      97,862
      12,784
      129,951
      119,323
      10
      155,289
      145,686
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 14,329,603
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 16,714,972 312,519,164 0.053485
2013 15,598,911 293,529,608 0.053143
2012 14,151,236 265,053,367 0.053390
2011 13,824,452 260,252,541 0.053119
2010 13,445,141 253,993,695 0.052935
2
Total of line 1, column (d) .....................
20.266072
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.053214
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
299,006,891
5
Multiply line 4 by line 3......................
5
15,911,353
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
189,159
7
Add lines 5 and 6........................
7
16,100,512
8
Enter qualifying distributions from Part XII, line 4.............
8
16,199,314
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 189,159
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 189,159
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 189,159
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 142,000
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 48,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 190,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 841
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet841 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletCARVERTRUST.ORG
    14
    The books are in care ofbulletDR TROY ROSS Telephone no.bullet (563) 263-4010

    Located atbullet202 IOWA AVENUEMUSCATINEIA ZIP+4bullet527613733
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JOHN A CARVER TRUSTEE
    2.00     		19,800 0 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    ROY J CARVER JR TRUSTEE/CHAIRMAN
    4.00     		25,100 0 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    WILLARD L BOYD TRUSTEE
    1.00     		18,697 0 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    J LARRY GRIFFITH TRUSTEE/VICE CHAIRMAN
    4.00     		24,100 0 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    TROY K ROSS EXECUTIVE ADMINISTRATOR
    40.00     		339,872 54,987 2,869
    202 IOWA AVENUE
    MUSCATINE,IA52761
    D SCOTT INGSTAD TRUSTEE
    2.00     		22,100 0 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    DAVID M UTLEY TRUSTEE/SECRETARY
    2.00     		21,650 0 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    MARTIN G CARVER TRUSTEE
    2.00     		20,950 0 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    LYNNE M SASMAZER PROGRAM DIRECTOR
    40.00     		148,854 29,173 135
    202 IOWA AVENUE
    MUSCATINE,IA52761
    LINDA K DEAN EXECUTIVE ASSISTANT
    40.00     		82,954 20,744 226
    202 IOWA AVENUE
    MUSCATINE,IA52761
    LINDA BETH MUMEY PROGRAM ASST/SEC
    40.00     		53,872 17,320 0
    202 IOWA AVENUE
    MUSCATINE,IA52761
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    SMITH GRAHAM & CO ASSET MANAGEMENT 369,383
    600 TRAVIS STREET
    HOUSTON,TX77002
    LSV ASSET MANAGEMENT ASSET MANAGEMENT 185,829
    155 NORTH WACKER DRIVE SUITE 4600
    CHICAGO,IL60606
    GALLIARD CAPITAL MANAGEMENT ASSET MANAGEMENT 132,345
    800 LASALLE AVENUE SUITE 1100
    MINNEAPOLIS,MN55402
    ACADIAN ASSET MANAGEMENT ASSET MANAGEMENT 92,805
    1 POST OFFICE SQUARE
    BOSTON,MA02109
    NORTHERN TRUST ASSET MANAGEMENT 86,475
    50 SOUTH LASALLE STREET
    CHICAGO,IL60606
    Total number of others receiving over $50,000 for professional services.............bullet1
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    301,940,514
    b
    Average of monthly cash balances.......................
    1b
    801,548
    c
    Fair market value of all other assets (see instructions)................
    1c
    818,233
    d
    Total (add lines 1a, b, and c).........................
    1d
    303,560,295
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    303,560,295
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    4,553,404
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    299,006,891
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    14,950,345
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    14,950,345
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    189,159
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    189,159
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    14,761,186
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    19,408
    5
    Add lines 3 and 4............................
    5
    14,780,594
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    14,780,594
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    16,185,844
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    13,470
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    16,199,314
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    189,159
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    16,010,155
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 14,780,594
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010...... 910,509
    b From 2011...... 1,091,397
    c From 2012...... 1,073,674
    d From 2013...... 1,245,004
    e From 2014...... 1,257,925
    fTotal of lines 3a through e........ 5,578,509
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 16,199,314
    a Applied to 2014, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 14,780,594
    e Remaining amount distributed out of corpus 1,418,720
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 6,997,229
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		910,509
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		6,086,720
    10 Analysis of line 9:
    a Excess from 2011.... 1,091,397
    b Excess from 2012.... 1,073,674
    c Excess from 2013.... 1,245,004
    d Excess from 2014.... 1,257,925
    e Excess from 2015.... 1,418,720
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ROY J CARVER CHARITABLE TRUST
    202 IOWA AVENUE
    MUSCATINE,IA527613733
    (563) 236-4010
    bThe form in which applications should be submitted and information and materials they should include:
    SUBMIT A WRITTEN OR ELECTRONIC LETTER OF INQUIRY BEFORE SUBMISSION OF A FORMAL REQUEST. INCLUDE THE FOLLOWING INFORMATION: 1. A BRIEF BACKGROUND ON YOUR ORGANIZATION, INCLUDING A HISTORY OF ITS EXISTENCE, THE SIZE OF STAFF AND BOARD AND THE TYPE OF SERVICE PROVIDED. 2. A DESCRIPTION OF THE PROJECT, WHAT IT IS DESIGNED TO ACHIEVE, AND HOW THIS WILL BE ACCOMPLISHED. 3. A PROPOSED BUDGET FOR THE TOTAL COST OF THE PROJECT AND THE AMOUNT YOU INTEND TO REQUEST FROM THE TRUST. 4. A STATEMENT DESCRIBING WHY PARTICIPATION OF THE CARVER TRUST IS VITAL TO THE SUCCESS OF THE PROJECT. INDICATE PAST HISTORY WITH THE TRUST.
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    RECIPIENT MUST QUALIFY AS AN EXEMPT CHARITABLE, EDUCATIONAL, OR SCIENTIFIC ORGANIZATION UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    BLOOMFIELD PUBLIC LIBRARY
    107 NORTH COLUMBIA STREET
    BLOOMFIELD,IA52537     		NONE GOV RENOVATION & EXPANSION 60,000
    BRIAR CLIFF UNIVERSITY
    3303 REBECCA STREET
    SIOUX CITY,IA51104     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    BUENA VISTA UNIVERSITY
    610 WEST 4TH STREET
    STORM LAKE,IA50588     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 7,600
    CAMP COURAGEOUS
    12007 190TH STREET
    MONTICELLO,IA52310     		NONE PC REPLACE FLOORING IN THE CAMP AQUATICS FACILITY 100,000
    CARNEGIE-STOUT PUBLIC LIBRARY
    360 WEST 11TH STREET
    DUBUQUE,IA52001     		NONE GOV RENOVATE THE INTERIOR OF THE LIBRARY 31,931
    CENTRAL COLLEGE
    812 UNIVERSITY
    PELLA,IA50219     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    CITY OF KEITHSBURG
    302 SOUTH 14TH STREET
    KEITHSBURG,IL61442     		NONE GOV IMPROVEMENTS TO CITY PLAYGROUND 13,008
    CITY OF MUSCATINE (FIREEMS DEPARTMENT)
    312 EAST 5TH STREET 1
    MUSCATINE,IA52761     		NONE GOV PORTABLE VENTILATOR SYSTEM FOR FIRE DEPARTMENT EMS 17,000
    CLARKE UNIVERSITY
    1550 CLARKE DRIVE
    DUBUQUE,IA52001     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    COE COLLEGE
    1220 1ST AVENUE NE
    CEDAR RAPIDS,IA52402     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    CORNELL COLLEGE
    600 1ST STREET SW
    MOUNT VERNON,IA52314     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 19,000
    DONNELLSON PUBLIC LIBRARY
    500 PARK STREET
    DONNELLSON,IA52625     		NONE GOV CONSTRUCT A NEW LIBRARY 60,000
    DORDT COLLEGE
    498 4TH AVENUE NE
    SIOUX CENTER,IA51250     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    DORDT COLLEGE
    498 4TH AVENUE NE
    SIOUX CENTER,IA51250     		NONE PC ESTABLISH A BIOMECHANICS LABORATORY 130,800
    DRAKE UNIVERSITY
    2507 UNIVERSITY AVENUE
    DES MOINES,IA50311     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    EULENSPIEGEL PUPPET THEATRE COMPANY
    319 NORTH CALHOUN STREET
    WEST LIBERTY,IA52776     		NONE PC EDUCATIONAL AND PERFORMANCE TOUR 10,000
    FIGGE ART MUSEUM
    225 WEST 2ND STREET
    DAVENPORT,IA52801     		NONE PC SUPPORT AN EXHIBIT OF MUSCATINE ART CENTER MATERIALS 10,000
    FOUR OAKS FAMILY & CHILDREN'S SERVICES
    1924 D STREET SW
    CEDAR RAPIDS,IA52404     		NONE PC UPDATE TECHNOLOGY INFRASTRUCTURE 160,000
    GARNER PUBLIC LIBRARY
    416 STATE STREET
    GARNER,IA50438     		NONE GOV LIBRARY EXPANSION 60,000
    GRACELAND UNIVERSITY
    UNIVERSITY PLACE
    LAMONI,IA50140     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 7,600
    GRAND VIEW UNIVERSITY
    1200 GRANDVIEW AVENUE
    DES MOINES,IA50316     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    GRINNELL COLLEGE
    1115 8TH AVENUE
    GRINNELL,IA50112     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    GUTEKUNST PUBLIC LIBRARY
    309 2ND STREET SE
    STATE CENTER,IA50247     		NONE GOV LIBRARY EXPANSION 60,000
    HAVLIFE FOUNDATION
    230 EAST 2ND STREET
    DAVENPORT,IA52801     		NONE PC SPORTS SCHOLARSHIPS FOR YOUTH 25,000
    IOWA STATE UNIVERSITY
    2415 UNION DRIVE
    AMES,IA50011     		NONE GOV PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 213,000
    IOWA STATE UNIVERSITY
    2415 UNION DRIVE
    AMES,IA50011     		NONE GOV CREATE THE ROY J CARVER CHAIR IN MOLECULAR BIOLOGY 1,000,000
    IOWA STATE UNIVERSITY
    2415 UNION DRIVE
    AMES,IA50011     		NONE GOV ENGINEERING - EARLY-STAGE DETECTION OF ORAL CANCER - CLAUSSEN 127,154
    IOWA STATE UNIVERSITY
    2415 UNION DRIVE
    AMES,IA50011     		NONE GOV GENETICS - ZEBRAFISH MODEL TO STUDY BRAIN TUMOR FORMATION - RSMRAIL 124,990
    IOWA WESLEYAN COLLEGE
    601 NORTH MAIN STREET
    MT PLEASANT,IA52641     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    LORAS COLLEGE
    1450 ALTA VISTA STREET
    DUBUQUE,IA52001     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    LUTHER COLLEGE
    700 COLLEGE DRIVE
    DECORAH,IA52101     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    LUTHERAN LIVING SENIOR CAMPUS
    2421 LUTHERAN DRIVE
    MUSCATINE,IA52761     		NONE PC ASSIST WITH COURTYARD IMPROVEMENTS 10,000
    MAYNARD COMMUNITY LIBRARY
    225 MAIN STREET W
    MAYNARD,IA50655     		NONE GOV CONSTRUCT A NEW LIBRARY 60,000
    MOLINE COMMUNITY DEVELOPMENT CORPORATION
    1830 6TH AVENUE
    MOLINE,IL61265     		NONE PC PLAYGROUND IMPROVEMENTS 20,800
    MORNINGSIDE COLLEGE
    1501 MORNINGSIDE AVENUE
    SIOUX CITY,IA51106     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    MOUNT MERCY UNIVERSITY
    1330 ELMHURST DRIVE NE
    CEDAR RAPIDS,IA52402     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    MUSCATINE AMERICAN LEGION POST 27
    110 SOUTH HOUSER STREET
    MUSCATINE,IA52761     		NONE NC RESTORE PARADE LOCOMOTIVE VEHICLE 4,000
    MUSCATINE ART CENTER
    1314 MULBERRY AVENUE
    MUSCATINE,IA52761     		NONE GOV BUILDING REPAIRS & EXHIBIT SPACE IMPROVEMENTS 360,000
    MUSCATINE COMMUNITY COLLEGE FOUNDATION
    152 COLORADO
    MUSCATINE,IA52761     		NONE PC RENOVATE THE CAMPUS LIBRARY 750,000
    MUSCATINE COMMUNITY SCHOOL DISTRICT
    2900 MULBERRY AVENUE
    MUSCATINE,IA52761     		NONE GOV 2016 EXCELLENCE IN EDUCATION 87,750
    MUSCATINE COMMUNITY YMCA
    1823 LOGAN STREET
    MUSCATINE,IA52761     		NONE PC FACILITY EXPANSION 1,000,000
    MUSCATINE HISTORY AND INDUSTRY CENTER
    117 WEST 2ND STREET
    MUSCATINE,IA52761     		NONE PC ASSESS CONDITION OF EXTERNAL WALL, REPAIRS TO NORTHEAST EXTERIOR WALL 96,900
    MUSCATINE SYMPHONY ORCHESTRA
    PO BOX 573
    MUSCATINE,IA52761     		NONE PC ASSISTANTSHIP PROJECT - WIU AND MHS 11,200
    NATIONAL MISSISSIPPI RIVER MUSEUM & AQUARIUM
    350 EAST 3RD STREET
    DUBUQUE,IA52001     		NONE PC NEW EXHIBIT 125,000
    NORTHWESTERN COLLEGE
    101 7TH STREET SW
    ORANGE CITY,IA51041     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    ONE EIGHTY ZONE
    1518 WASHINGTON STREET
    DAVENPORT,IA52804     		NONE PC ASSIST WITH PURCHASE OF A NEW VEHICLE 20,000
    ORCHARD PLACE
    2116 GRAND AVENUE
    DES MOINES,IA50312     		NONE PC SUPPORT IMPROVEMENTS TO THE CAMPUS SCHOOL BUILDING 150,000
    RIVER MUSIC EXPERIENCE
    129 MAIN STREET
    DAVENPORT,IA52801     		NONE PC ASSIST WITH BUILDLING RENOVATIONS 201,444
    RIVERBEND FOOD BANK
    4010 KIMMEL DRIVE
    DAVENPORT,IA52802     		NONE PC MOBILE PANTRY PROJECT 2,500
    RIVERDALE COMMUNITY UNIT SCHOOL DISTRICT
    9624 256TH STREET NORTH
    PORT BYRON,IL61275     		NONE GOV SITE RENOVATION - BASEBALL & SOFTBALL COMPLEX 12,500
    SIMPSON COLLEGE
    701 NORTH C STREET
    INDIANOLA,IA50125     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    ST AMBROSE UNIVERSITY
    518 WEST LOCUST STREET
    DAVENPORT,IA52803     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    TANAGER PLACE MENTAL HEALTH CLINIC
    1030 5TH AVENUE SE
    CEDAR RAPIDS,IA52403     		NONE PC RENOVATE A FACILITY FOR OUTPATIENT PROGRAMMING 300,000
    THE NATURE CONSERVANCY
    4245 NORTH FAIRFAX DRIVE SUITE 100
    ARLINGTON,VA22203     		NONE PC LOCAL LAND STEWARDSHIP EFFORTS 82,953
    UNIVERSITY OF DUBUQUE
    2000 UNIVERSITY AVENUE
    DUBUQUE,IA52001     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    UNIVERSITY OF ILLINOIS
    1305 WEST GREEN STREET
    URBANA,IL61801     		NONE GOV MICROBIOLOGY - GENE FUNCTION IN THE HUMAN INTESTINE 111,663
    UNIVERSITY OF ILLINOIS
    1305 WEST GREEN STREET
    URBANA,IL61801     		NONE GOV ROY J CARVER BIOTECH CENTER - PURCHASE A DNA SEQUENCING SYSTEM 585,803
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV CARVER STATEWIDE SCHOLARSHIPS 213,000
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV BIOLOGY - GENOME LEARNING CENTER 83,024
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV CHEMISTRY - DEVELOPMENT OF AN INSTRUCTIONAL LABORATORY 188,265
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV DENTISTRY - DATA COLLECTION FOR DENTAL - AND BONE - HEALTH STUDY 177,804
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV DENTISTRY - ESTABLISH A DENTAL AND CRANIOFACIAL BIOREPOSITORY 198,096
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV EDUCATION - EDUCATIONAL SKILLS ASSESSMENT FOR K-12 STUDENTS 89,399
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV EDUCATION - SUPPORT A STATEWIDE SCIENCE LITERACY INITIATIVE 84,655
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV EDUCATION - SUPPORT A STUDY OF A STATEWIDE COLLEGE READINESS PROGRAM 74,412
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV ENGINEERING - DEVELOP A MEDICAL DEVICE DESIGN LABORATORY 819,786
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV ENGINEERING - DEVELOP STATEWIDE WATER QUALITY TRACKING SYSTEM 131,759
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV INTERNAL MEDICINE - STUDY THE MOLECULAR BASIS OF HEART DISEASE (BOUDREAU) 148,421
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV MEDICINE - BIOCHEMICAL STUDIES OF FAT CELLS (SAH) 120,635
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV MEDICINE - CHARACTERIZATION OF PROTEIN IMPLICATED IN OBESITY (SEBAG) 129,812
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV MEDICINE - MAJOR ENDOWMENT, FACILITIES AND PROGRAM SUPPORT 4,400,000
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV MEDICINE - PROTEIN STRUCTURE/FUNCTION WITHIN CELL MEMBRANE (ROBERTSON) 144,124
    UNIVERSITY OF NORTHERN IOWA
    1227 WEST 27TH STREET
    CEDAR FALLS,IA50614     		NONE GOV ARTS & SCIENCES - ACQUIRE EQUIPMENT FOR PHYSICS INSTRUCTION 120,032
    UNIVERSITY OF NORTHERN IOWA
    1227 WEST 27TH STREET
    CEDAR FALLS,IA50614     		NONE GOV ARTS & SCIENCES - ENVIRONMENTAL ANALYSIS CLASSROOM & LABORATORY 490,863
    UNIVERSITY OF NORTHERN IOWA
    1227 WEST 27TH STREET
    CEDAR FALLS,IA50614     		NONE GOV ARTS & SCIENCES - EQUIPMENT FOR INSTRUCTION IN TECHNOLOGY 280,897
    UNIVERSITY OF NORTHERN IOWA
    1227 WEST 27TH STREET
    CEDAR FALLS,IA50614     		NONE GOV BIOLOGY - UPDATE AN ANATOMY AND PHYSIOLOGY LABORATORY 69,515
    UNIVERSITY OF NORTHERN IOWA
    1227 WEST 27TH STREET
    CEDAR FALLS,IA50614     		NONE GOV CARVER STATEWIDE SCHOLARSHIPS 213,000
    UNIVERSITY OF NORTHERN IOWA
    1227 WEST 27TH STREET
    CEDAR FALLS,IA50614     		NONE GOV IMPLEMENT A UNIVERSITY-WIDE SCIENCE INITIATIVE 182,182
    UPPER IOWA UNIVERSITY
    605 WASHINGTON STREET
    FAYETTE,IA52142     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 11,400
    US ARMY CORPS OF ENGINEERS
    441 G STREET NW
    WASHINGTON,DC20314     		NONE GOV CONSTRUCT A PUBLIC FISHING AREA 12,000
    WARTBURG COLLEGE
    100 WARTBURG BLVD
    WAVERLY,IA50677     		NONE PC PRIVATE COLLEGE CARVER SCHOLARSHIP PROGRAM 15,200
    WEST LIBERTY COMMUNITY SCHOOL DISTRICT
    111 WEST 7TH STREET
    WEST LIBERTY,IA52776     		NONE GOV HIGH SCHOOL TRACK RESURFACING 25,000
    WESTERN ILLINOIS UNIVERSITY
    1 UNIVERSITY CIRLCE
    MACOMB,IL61455     		NONE GOV ENHANCE ENGINEERING LABS ON QUAD CITIES CAMPUS 161,000
    YOUTH SPORTS FOUNDATION
    2923 CEDAR STREET 3
    MUSCATINE,IA52761     		NONE PC IMPROVEMENTS TO EQUIPMENT STORAGE FACILITY AT MUSCATINE HIGH SCHOOL 10,654
    Total .................................bullet 3a 15,082,931
    bApproved for future payment
    IOWA STATE UNIVERSITY FOUNDATION
    2415 UNION DRIVE
    AMES,IA50011     		NONE PC CARVER STATEWIDE SCHOLARSHIP PROGRAM 106,500
    IOWA STATE UNIVERSITY
    2415 UNION DRIVE
    AMES,IA50011     		NONE GOV DEVELOP A NOVEL SYSTEM FOR EARLY-STAGE DETECTION OF ORAL CANCER 98,196
    THE NATURE CONSERVANCY
    4245 NORTH FAIRFAX DRIVE SUITE 100
    ARLINGTON,VA22203     		NONE PC PROVIDE SUPPORT FOR LOCAL LAND STEWARDSHIP EFFORTS 117,047
    UNIVERSITY OF ILLINOIS
    1305 WEST GREEN STREET
    URBANA,IL61801     		NONE GOV TO STUDY MECHANISMS OF GENE REGULATION IN BENEFICIAL MICROORGANISMS OF THE HUMAN DIGESTIVE TRACT 109,912
    UNIVERSITY OF IOWA FOUNDATION
    PO BOX 4550
    IOWA CITY,IA52244     		NONE PC CARVER STATEWIDE SCHOLARSHIP PROGRAM 106,500
    UNIVERSITY OF IOWA FOUNDATION
    PO BOX 4550
    IOWA CITY,IA52244     		NONE PC SUPPORT FOR ENDOWMENT AND CAPITAL PROJECTS AT THE UNIVERSITY OF IOWA COLLEGE OF MEDICINE 1,756,774
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV DEVELOP A STATEWIDE WATER QUALITY TRACKING SYSTEM 121,749
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV SUPPORT DATA COLLECTION FOR A DENTAL - AND BONE - HEALTH STUDY 183,538
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV ESTABLISH A PERSONAL GENOME LEARNING CENTER 68,669
    UNIVERSITY OF IOWA
    PO BOX 4550
    IOWA CITY,IA52244     		NONE GOV ESTABLISH A DENTAL AND CRANIOFACIAL BIOREPOSITORY 399,549
    UNIVERSITY OF NORTHERN IOWA FOUNDATION
    1227 WEST 27TH STREET
    CEDAR FALLS,IA50614     		NONE PC CARVER STATEWIDE SCHOLARSHIP PROGRAM 106,500
    UNIVERSITY OF NORTHERN IOWA
    1227 WEST 27TH STREET
    CEDAR FALLS,IA50614     		NONE GOV IMPLEMENT A UNIVERSITY-WIDE SCIENCE INITIATIVE 349,888
    Total .................................bullet 3b 3,524,822
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		    14 575  
    4 Dividends and interest from securities....     14 5,382,388  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....     01 19,408  
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 13,882,571  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 19,284,942 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    1319,284,942
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
    Yes
     
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    1a(1) 4,000 MUSCATINE AMERICAN LEGION POST 27 CASH GIVEN TO RESTORE PARADE LOCOMOTIVE VEHICLE
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2015 AccountingFeesSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING & AUDITING FEES 30,640 6,128   24,512

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    TY 2015 DepreciationSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    BUILDING 1995-07-27 1,331,453 675,684 SL 39.000000000000 34,140 0    
    BUILDING ADDITIONS 2003-04-22 210,035 63,448 SL 40.000000000000 5,251 0    
    OFFICE CARPETING 2005-11-01 15,023 14,272 SL 10.000000000000 751 0    
    CIRCUIT BOARD 2006-11-01 676 144 SL 40.000000000000 17 0    
    BOILER (H3-0182) 2011-08-15 8,956 3,359 SL 10.000000000000 896 0    
    CYLINDERS - NORTIC HUMIDIFIER 2012-03-15 754 239 SL 10.000000000000 75 0    
    BEARING ASSEMBLY FOR HEAT PUMP 2012-04-15 501 154 SL 10.000000000000 50 0    
    DRAPES & INSTALLATION 2006-09-01 723 627 SL 10.000000000000 72 0    
    LAPTOP - LATITUDE D820 2006-11-01 2,110 1,794 SL 10.000000000000 35 0    
    FABRIC WALL DIVIDERS & WOOD CAPS 2006-11-01 1,378 1,171 SL 10.000000000000 138 0    
    DRAPERIES 2007-03-01 5,563 4,543 SL 10.000000000000 556 0    
    DISHWASHER 2007-03-01 525 429 SL 10.000000000000 53 0    
    LIFE PACK 500 W/VOICE 2007-03-01 2,350 1,919 SL 10.000000000000 235 0    
    COMPUTER - DELL OPTIPLEX 755 2008-06-01 808 559 SL 10.000000000000 81 0    
    DRAPERIES 2008-11-01 5,845 3,799 SL 10.000000000000 584 0    
    WALLPAPER REPLACEMENT 2008-09-01 5,179 3,453 SL 10.000000000000 518 0    
    BACKUP & MGMT PC 2009-02-01 943 590 SL 10.000000000000 94 0    
    WINDOW UNIT 2009-03-01 746 460 SL 10.000000000000 75 0    
    MUIRFIELD HI BACK LUMBAR SUPPORT PNEUMATIC CHAIRS 2009-12-21 1,413 765 SL 10.000000000000 141 0    
    4 DELL COMPUTERS 2010-05-15 2,799 1,399 SL 10.000000000000 280 0    
    DAMPER ACTUATOR MOTOR 2011-02-15 884 376 SL 10.000000000000 88 0    
    LAPTOP - LATITUDE E6420 2011-07-15 1,276 979 SL 5.000000000000 255 0    
    CONTROL BOARD 2011-08-15 585 219 SL 10.000000000000 59 0    
    3 HP P2035N PRINTERS 2012-03-01 967 613 SL 5.000000000000 193 0    
    LAND IMPROVEMENTS 1995-07-27 10,475 5,316 SL 39.000000000000 269 0    
    LAND IMPROVEMENTS 1995-07-27 26,873 13,637 SL 39.000000000000 689 0    
    SITE IMPROVEMENTS 2003-04-22 240,860 145,519 SL 20.000000000000 12,043 0    
    VALVE AND GASKET FOR WATER FOUNTAIN 2006-08-01 796 697 SL 10.000000000000 80 0    
    BACK GATE POST 2007-02-01 1,562 1,289 SL 10.000000000000 156 0    
    ROOFING REPAIRS 2007-09-01 670 132 SL 39.000000000000 17 0    
    2 STANCOR SUBMERSIBLE PUMPS 2009-08-15 5,085 731 SL 40.000000000000 127 0    
    TRANSFORMERS, HEATERS, BREAKER, MISC FOR PUMPS 2009-09-15 925 131 SL 40.000000000000 23 0    
    BOILER REPAIR 2009-09-29 665 94 SL 40.000000000000 17 0    
    BOILER REPAIR 2010-02-24 712 94 SL 40.000000000000 17 0    
    REPAIR BACKFLOW PREVENTION SYSTEM 2010-06-15 577 71 SL 40.000000000000 14 0    
    FRONT STEPS, LANDING, AND WALKWAY 2010-06-15 14,849 7,301 SL 10.000000000000 1,485 0    
    THOROSEAL COATING ON EXTERIOR WEST WALL, CAULK AT TOP OF BUILDING 2010-07-15 15,889 7,680 SL 10.000000000000 1,589 0    
    FRONT STEPS, LANDING AND WALKWAY 2010-08-15 3,863 1,835 SL 10.000000000000 386 0    
    FRONT STEPS, LANDING AND WALKWAY 2010-08-15 607 288 SL 10.000000000000 61 0    
    EXTERIOR WEST WALL PAINTING 2010-08-15 3,450 1,639 SL 10.000000000000 345 0    
    FRONT STEPS, LANDING AND WALKWAY 2010-09-15 875 408 SL 10.000000000000 87 0    
    GALVANIZED HANDRAILS ON FRONT STEPS 2010-09-15 575 268 SL 10.000000000000 58 0    
    PARKING LOT REPAIR 2010-11-15 2,270 1,022 SL 10.000000000000 227 0    
    REPAIR B & G PUMP 2011-01-15 673 292 SL 10.000000000000 67 0    
    ROOF REPLACEMENT 2012-10-13 47,874 6,184 SL 20.000000000000 2,394 0    
    AIR HANDLER 2013-01-15 5,218 1,739 SL 7.000000000000 745 0    
    ALUMINUM COVER FOR FOUNDATION 2012-12-13 1,266 437 SL 7.000000000000 181 0    
    STAINLESS STEE TROOF FOR FOUNDATION 2012-08-24 8,328 3,272 SL 7.000000000000 1,190 0    
    FAN ASSEMBLY 2013-05-01 3,205 641 SL 10.000000000000 321 0    
    SURVEILLANCE CAMERA SYSTEM 2014-05-13 2,221 56 SL 40.000000000000 56 0    
    SURVEILLANCE CAMERA SYSTEM (ADD'L CAMERA) 2014-12-29 708 7 SL 40.000000000000 18 0    
    COPIER - KYOCERA TASKALFA 5551CI 2014-05-01 14,634 1,463 SL 10.000000000000 1,463 0    
    SHREDDER - DESTROYIT 3804SC 2014-07-31 3,160 263 SL 10.000000000000 316 0    
    UPS POWER BACKUP (APC PRO-1500) 2014-07-13 531 44 SL 10.000000000000 53 0    
    COMPUTER - DELL OPTIPLEX (SECRETARY) 2014-07-13 1,359 113 SL 10.000000000000 136 0    
    COMPUTER - DELL OPTIPLEX 3020 (RECEPTION AREA) 2014-07-13 1,337 111 SL 10.000000000000 134 0    
    PARKING LOT (REPLACEMENT) 2014-09-09 46,744 1,558 SL 20.000000000000 2,337 0    
    BOILER - HONEYWELL MOTOR M8185D 1006 2014-09-30 516 9 SL 40.000000000000 13 0    
    BOILER - RAYPAK MODEL H3-0182 2014-09-29 3,675 61 SL 40.000000000000 92 0    
    COMPUTER - DELL LATITUDE E6440 (LAPTOP) 2015-02-25 1,681 42 SL 10.000000000000 168 0    
    COMPUTER - DELL POWEREDGE T320 SERVER 2015-02-01 5,017 125 SL 10.000000000000 502 0    
    SOFTWARE - WINDOWS SERVER 2012 R2 STANDARD 2015-02-01 869 72 SL 3.000000000000 290 0    
    SOFTWARE - EXCHANGE SERVER 2013 STANDARD 2015-02-01 869 72 SL 3.000000000000 290 0    
    DELL - POWERCONNECT 2848 SWITCH 2015-02-01 644 16 SL 10.000000000000 64 0    
    DELL - SONICWALL TZ 215 FIREWALL 2015-02-01 1,236 31 SL 10.000000000000 124 0    
    COMPUTER - DELL LATITUDE E7450 LAPTOP 2015-07-10 1,607   SL 10.000000000000 134 0    
    CHRISTMAS TREE - 10' FRASER FIR 2015-10-23 1,799   SL 10.000000000000 105 0    
    CABINET - COMPUTER EQUIPMENT 2015-11-10 1,366   SL 10.000000000000 69 0    
    COMPUTER - DELL LATITUDE E7450 LAPTOP 2016-04-19 1,411   SL 10.000000000000 12 0    
    WATER HEATER (ELECTRIC) 2015-05-05 632   SL 40.000000000000 16 0    
    INVENSYS ZONE VALVE & MOTORS (HVAC SYSTEM) 2015-05-29 999   SL 40.000000000000 25 0    
    ACCESS CONTROL SYSTEM (PER MAR) 2015-08-14 7,212   SL 40.000000000000 135 0    
    ACCESS CONTROL SYSTEM (PER MAR) 2015-09-08 1,792   SL 40.000000000000 30 0    

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    TY 2015 GainLossSaleOtherAssetsSch
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    FIXED ASSETS DISPOSED   PURCHASED 2016-04     8,605   0 -1,151 7,454

    TY 2015 InvestmentsCorpBondsSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABB FIN USA 0 0
    ACTAVIS FDG SCS 99,570 100,035
    ACTUANT 186,387 188,700
    ALCOA 154,125 152,250
    ALLINA HEALTH SYSTEMS 110,000 122,733
    AMERIGAS FIN CORP 187,469 184,844
    ANHEUSER-BUSCH 129,783 137,032
    ANHEUSER BUSCH COS 107,314 106,103
    APPLE 169,582 178,650
    ARCHER DANIELS 0 0
    ASCENSION HEALTH 120,000 123,104
    ASHLAND 167,150 165,949
    AT&T 194,466 200,081
    AVALONBAY COMMUNITIES 92,590 102,595
    BAKER HUGHES 109,655 103,018
    BANK OF AMERICA 388,829 404,123
    BECTON DICKINSON & CO 150,000 165,949
    BERKSHIRE HATHAWAY 99,728 103,143
    BHP BILLITON FIN USA 49,129 49,767
    BJ SERVICES 99,543 107,382
    BK NOVA SCOTIA BC 69,994 72,140
    BK NY 172,152 167,253
    BNP PARIBAS 99,233 112,068
    BOEING 102,066 109,236
    BP CAP MKTS 134,588 146,639
    BRIGGS & STRATTON 164,721 163,125
    BSTN PPTYS 149,668 159,162
    BURLINGTON NORTHERN SANTA FE 314,711 343,130
    CANADIAN NATIONAL RAILWAY 120,102 133,460
    CANADIAN PACIFIC RAILWAY 59,974 59,504
    CAROLINA POWER & LIGHT 0 0
    CATERPILLAR FINANCIAL 169,844 182,347
    CCO SAFARI II LLC 150,000 161,707
    CHEVRON 209,627 224,318
    CIMAREX ENERGY 160,500 156,887
    CITIGROUP 248,159 270,666
    CLEAN HBRS 179,031 180,031
    CLEVELAND CLINC FOUNDATION 74,423 80,157
    CN LIGHT & POWER 61,395 65,647
    CNH INDL CAP LLC 170,187 172,375
    COLUMBIA UNIV TR NY 96,470 98,690
    COMPASS BANK BIRMINGHAM ALABAMA 99,938 104,843
    CONCHO RESOURCES 186,375 182,000
    CONOCOPHILLIPS 169,699 170,357
    CREDIT SUISSE 248,590 259,282
    CVS HEALTH 69,970 74,523
    DEVON ENERGY 158,584 133,706
    DIAGEO CAP 0 0
    DIAGEO INVESTMENT CORP 99,395 107,808
    DISNEY WALT CO 98,829 107,876
    DUKE ENERGY 99,831 108,841
    DUKE REALTY 152,803 155,722
    ECOLAB 149,153 161,537
    EMD FINANCE 109,806 112,326
    ENSCO 108,954 92,125
    ERP OPERATING LP 89,657 101,122
    EXXON MOBIL 180,000 186,426
    FEDEX 89,845 98,857
    FLORIDA POWER & LIGHT 63,079 65,135
    GENERAL ELECTRIC CAP 139,660 184,341
    GENERAL MILLS 58,370 59,927
    GENZYME 167,440 169,166
    GEORGIA PACIFIC 118,428 131,178
    GOLDMAN SACHS 276,356 305,187
    GULF POWER 0 0
    HALLIBURTON 149,353 146,051
    HARTFORD FINANCIAL SERVICES GROUP 99,878 109,674
    HELIOS LEASING I 182,113 179,634
    HOWARD HUGHES MEDICAL INSTITUTE 49,896 54,514
    HSBC HOLDINGS 182,543 206,195
    ILLINOIS TOOL WORKS 125,000 145,135
    INTERNATIONAL BUSINESS MACHINES 119,410 119,777
    IPALCO ENTERPRISES 149,893 153,000
    ITC HOLDINGS 49,833 51,330
    JOHNS HOPKINS UNIVERSITY 6,995 7,764
    JOHNSON & JOHNSON 181,201 196,523
    JPMORGAN CHASE & CO 279,451 303,283
    KENTUCKY UTILITIES CO 104,593 105,969
    KIMBERLY CLARK 121,442 131,843
    KRAFT FOODS GROUP 105,597 106,106
    KROGER 0 0
    LAMAR MEDIA 158,812 157,125
    LIBERTY PROPERTY 99,385 106,726
    LOCKHEED MARTIN 49,639 57,714
    LOWES COS 49,792 56,509
    MASSACHUSETTS INSTITUTE OF TECHNOLOGY 329,073 361,499
    MARTIN MARIETTA 161,423 156,159
    MAYO CLINIC 265,485 283,008
    MCDONALDS 125,774 129,387
    MEM 174,365 183,576
    MEXICAN AIRCRAFT 111,979 113,903
    MICROSOFT 59,046 59,354
    MORGAN STANLEY 244,602 254,308
    NEW YORK & COMPANY 75,000 75,407
    NEWFIELD EXPLORATION COMPANY 177,188 177,844
    NORFOLK SOUTHERN 208,082 206,456
    NORTHERN STATES POWER 199,719 202,255
    NORTHWESTERN UNIV 235,806 251,456
    NOVARTIS CAP 158,859 172,282
    ORACLE 169,614 180,840
    PARKER-HANNIFIN 0 0
    PARTNERS 100,000 96,523
    PETROLEOS 340,000 349,786
    PETROLEOS MEXICANOS 99,252 97,500
    PHILLIPS VAN HEUSEN 181,750 174,000
    PLAINS ALL AMERICAN PIPELINE 174,731 166,833
    PNC BANK 193,215 192,139
    POTLATCH 200,594 193,812
    PRAXAIR 0 0
    PRESIDENT & FELLOW HARVARD COLLEGE 208,212 261,959
    PROCTER & GAMBLE 247,358 262,552
    PUB SVC ELEC GAS CO 85,478 81,019
    PVTPL ABB TREAS CTR USA 108,247 117,971
    PVTPL BAE SYS HOLDINGS 99,703 103,509
    PVTPL CARGILL 160,760 174,166
    PTTPL CNH INDUSTRIAL CAPITAL AMERICA 0 0
    PVTPL MEDNAX 151,000 155,250
    PVTPL MICRON TECHNOLOGY 110,000 113,850
    PVTPL MONONGAHELA POWER 159,818 172,486
    PVTPL OHANA MILITARY CMNTYS 78,001 84,726
    PVTPL PACIFIC BEACON 56,572 61,940
    PVTPL PEARSON DLR FIN TWO 113,284 107,389
    PVTPL ROCHE HOLDINGS 0 0
    PVTPL SCOTTS MIRACLE-GRO 203,213 206,212
    PVTPL TEACHERS INSURANCE & ANNUITY 124,884 134,490
    RABOBANK NEDERLAND 49,611 53,826
    RANGE RES 148,125 140,062
    RAYTHEON 0 0
    REALTY INCOME 149,741 171,497
    REGIONS FINANCIAL 0 0
    RIO TINTO FIN USA 127,856 136,422
    ROPER INDUSTRIES 171,482 168,729
    ROYAL BANK OF CANADA 59,872 62,529
    SAN DIEGO GAS & ELECTRIC 130,098 133,654
    SANTA ROSA LEASING 90,745 90,095
    SEAGATE HDD CAYMAN 141,920 116,507
    SERVICE CORP INTERNATIONAL 159,000 159,750
    SHELL INTL 171,736 179,364
    SIMON PROPERTY GROUP 209,151 233,207
    SOUTHERN BAPTIST 120,000 136,459
    SOUTHERN CAL EDISON 229,705 245,157
    STANFORD LELAND JR 139,725 149,305
    STATOIL ASA 0 0
    SYSCO 226,960 225,194
    TAGUA LEASING 187,235 184,833
    TARGET 130,000 134,652
    TECK RES 99,533 71,719
    TEXAS HEALTH RESOURCES 200,000 202,847
    TIME WARNER 179,617 187,818
    TOTE SHIPHOLDINGS 135,000 136,316
    TRAVELERS COMPANIES 99,909 108,797
    TRUSTEES OF DARTMOUTH COLLEGE 74,791 101,758
    TYCO ELECTRONICS 191,560 207,272
    UBS PREFERRED FUNDING TRUST V 160,023 150,195
    UDR 89,190 98,263
    UNION PACIFIC RESOURCE GROUP 199,526 176,662
    UNITED TECHNOLOGIES 0 0
    UNITEDHEALTH GROUP 159,566 173,499
    UNIVERSITY OF NOTRE DAME 110,536 119,392
    US BANCORP 79,938 80,496
    UTD TECHNOLOGIES 196,841 210,359
    VALMONT INDUSTRIES 124,420 111,535
    VENTAS REALTY 149,139 153,413
    VERIZON COMMUNICATIONS 209,118 235,061
    VISA 79,889 83,447
    VORNADO REALTY 69,682 76,086
    WAL-MART STORES 0 0
    WEATHERFORD INTERNATIONAL 59,913 52,746
    WESTAR ENERGY 99,914 105,317

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBVIE 56,336 140,300
    ADVANCED ENERGY INDS 252,068 620,149
    AETNA 76,915 325,583
    AFLAC 130,450 186,219
    AGCO 190,174 197,839
    ALLSTATE 179,437 351,270
    AMDOCS 0 0
    AMERICAN ELECTRIC POWER 260,606 400,050
    AMERIPRISE FINANCIAL 82,427 220,570
    AMERISAFE 263,272 828,136
    AMGEN 194,758 459,070
    AMSURG 186,950 764,451
    ANNALY CAP MGMT 225,098 232,366
    ANTHEM 134,501 295,617
    ARCHER-DANIELS-MIDLAND 322,969 375,436
    ASSURANT 120,283 279,081
    ASTORIA FINANCIAL 428,170 639,802
    AT&T 580,991 760,872
    ATLAS AIR WORLDWIDE HOLDINGS 707,559 818,131
    AUTOLIV 34,625 146,964
    AVISTA 273,630 547,757
    BANK OF AMERICA 334,593 441,168
    BAXALTA 112,792 155,215
    BAXTER INTERNATIONAL 0 0
    BBCN BANCORP 695,175 703,369
    BELDEN 147,903 622,560
    BENCHMARK ELECTRONICS 568,871 579,415
    BIG LOTS 141,520 210,956
    BIO-REFERENCE LABS 0 0
    BOEING 232,734 242,640
    BRINKER INTERNATIONAL 129,524 111,168
    BROCADE COMMUNICATIONS SYSTEMS 114,720 182,590
    BUNGE 174,786 125,000
    CABELAS 99,605 454,226
    CAPITAL ONE FINANCIAL 280,008 361,950
    CAPSTEAD MORTGAGE 603,044 512,341
    CATERPILLAR 0 0
    CF INDUSTRIES HOLDINGS 253,984 148,815
    CHEVRON 159,505 510,900
    CHILDRENS PLACE 406,255 670,026
    CHUBB 0 0
    CIGNA 56,385 290,934
    CIRRUS LOGIC 509,915 914,413
    CISCO SYSTEMS 403,449 637,768
    CIT GROUP 147,806 110,624
    CITIGROUP 612,028 546,104
    COLUMBIA BKG SYS 421,929 733,711
    CONOCOPHILLIPS 71,492 143,370
    CONSTANT CONTACT 0 0
    CONVERGYS 31,498 204,050
    CORNING 206,239 233,375
    CSG SYSTEMS INTERNATIONAL 382,886 852,495
    CYTEC 0 0
    DEAN FOODS 507,331 504,322
    DECKERS OUTDOOR 864,641 873,509
    DEERE & CO 177,756 193,453
    DELTA AIR LINES 222,685 187,515
    DIRECTV 0 0
    DISCOVER FINANCIAL SERVICES 170,860 388,263
    DOMTAR 186,047 170,016
    DTS 647,577 495,750
    DYCOM INDUSTRIES 192,333 708,118
    EASTMAN CHEMICAL 44,729 152,760
    ELECTRONICS FOR IMAGING 144,620 434,854
    EMC 405,788 428,204
    ENCORE CAP GROUP 1,082,721 1,114,177
    ENERSYS 246,938 722,621
    ENGILITY HOLDINGS 0 0
    ENSCO 262,614 63,388
    ENTERGY 289,750 330,792
    EVEREST RE GROUP 130,681 240,370
    EXELIS 0 0
    EXELON 253,860 308,792
    EXPRESS SCRIPTS HOLDING CO 231,249 199,071
    EXXON MOBIL 448,751 777,920
    FEDEX 235,840 264,176
    1ST NIAGARA FINANCIAL GROUP 0 0
    5TH 3RD BANCORP 179,453 214,227
    FIRST SOLAR 132,061 396,464
    FIRSTENERGY 210,053 211,835
    FLUOR 209,031 262,368
    FORD MOTOR 467,928 383,748
    FRESH MARKET 0 0
    GANNETT 17,993 51,392
    GAP 149,301 81,130
    GATX 169,414 469,047
    GENERAL MOTORS 358,644 324,360
    GENESCO 186,344 709,095
    GILEAD SCIENCES 143,362 105,852
    GOLDMAN SACHS GROUP 142,115 196,932
    GREATBATCH 301,581 548,796
    GREEN DOT 856,893 1,072,598
    GREENBRIER COS 330,841 393,919
    GROUP ONE AUTOMOTIVE 242,890 647,866
    HALLIBURTON 0 0
    HARLEY DAVIDSON 250,619 200,886
    HARRIS 23,864 64,568
    HARTFORD FINANCIAL SERVICES 142,976 226,338
    HCA HOLDINGS 192,018 225,736
    HCC INSURANCE HOLDINGS 0 0
    HESS 73,262 107,316
    HEWLETT PACKARD 81,387 148,274
    HMS HOLDINGS 676,349 899,477
    HOLLYFRONTIER 130,662 103,240
    HOSPITALITY PPTYS 184,207 174,012
    HP 74,042 109,203
    HUNTINGTON BANCSHARES 100,232 188,122
    HUNTSMAN 132,771 141,660
    IBERIABANK 369,237 485,488
    ICONIX BRAND GROUP 1,157,240 347,765
    INGREDION 45,512 161,126
    INTEL 454,954 566,236
    INTERNATIONAL PAPER COMPANY 292,021 294,236
    ITRON 504,468 547,718
    JACK HENRY & ASSOC 144,551 529,936
    JANUS CAPITAL GROUP 401,584 624,880
    J2 GLOBAL 303,941 760,334
    JOHNSON & JOHNSON 992,375 1,120,800
    JOHNSON CONTROL 69,889 82,800
    JPMORGAN CHASE & CO 290,415 853,200
    KEYCORP 394,071 204,014
    KINDRED HEALTHCARE 737,830 890,914
    KOHLS 225,660 199,350
    KROGER 43,256 141,560
    L-3 COMMUNICATIONS HOLDING 0 0
    LA Z BOY 630,589 789,371
    LEAR 118,228 310,851
    LEIDOS HOLDINGS 0 0
    LIFEPOINT HOSPITALS 307,375 757,077
    LINCOLN NATIONAL 336,153 286,770
    LITHIA MOTORS 216,776 787,030
    MACK CALI RLTY 129,186 140,580
    MACYS 164,687 95,016
    MAGELLAN HEALTH SERVICES 836,489 997,714
    MARATHON OIL 24,245 54,951
    MARATHON PETE 38,410 351,720
    MEDASSETS 0 0
    MEDTRONIC 0 0
    MENTOR GRAPHICS 333,916 462,872
    MERCK & CO 154,480 323,556
    METLIFE 101,239 166,870
    MGIC INVT 112,856 109,173
    MORGAN STANLEY 96,646 113,652
    MOSAIC 227,872 153,945
    MURPHY OIL 0 0
    MYRIAD GENETICS 0 0
    NATIONAL OILWELL VARCO 193,211 129,744
    NCR 131,418 130,905
    NETGEAR 0 0
    NETSCOUT 0 0
    NEWPARK RES 0 0
    NOBLE 182,896 60,642
    NORTHROP GRUMMAN 52,169 226,886
    OLIN 0 0
    OMNIVISION TECHNOLOGIES 0 0
    OPKO HEALTH 520,747 600,527
    ORACLE 244,943 298,950
    PACWEST BANCORP 165,960 543,448
    PARAGON OFFSHORE 0 0
    PARTNERRE HOLDING 0 0
    PENNYMAC MTG INVT TR 359,311 396,284
    PFIZER 500,143 906,067
    PHARMERICA 416,220 812,980
    PHILLIPS 66 63,758 344,862
    PNC FINANCIAL SERVICES GROUP 215,223 456,456
    PNM RESOURCES 178,698 469,498
    POLYCOM 687,751 621,639
    PROASSURANCE 188,226 346,043
    PRUDENTIAL FINANCIAL 173,295 287,268
    PUB SERVICE ENTERPRISE GROUP 322,551 470,526
    QLOGIC 677,668 848,625
    QUALCOMM 313,431 308,172
    QUALITY SYS 532,398 542,362
    RADIAN GROUP 146,506 115,110
    RAYTHEON 56,647 138,985
    RED ROBIN GOURMET BURGERS 301,288 619,413
    REGIONS FINANCIAL 446,334 203,546
    RMR GROUP 1,456 2,791
    ROCK-TENN 0 0
    ROVI 608,717 824,440
    SANMINA 145,196 134,805
    SCANA 139,433 185,463
    SCANSOURCE 409,736 562,604
    SCIENCE APPLICATIONS INTERNATIONAL 0 0
    SEAGATE TECHNOLOGY 87,382 115,381
    SELECT MED HOLDINGS 515,907 842,271
    SELECTIVE INSURANCE GROUP 386,586 764,522
    STANCORP FINANCIAL GROUP 0 0
    STATE STREET 110,279 155,750
    STEEL DYNAMICS 0 0
    SUPER VALU 286,985 71,426
    SYKES ENTERPRISES 494,428 698,521
    SYMANTEC 98,577 79,896
    SYNAPTICS 466,561 845,363
    SYNCHRONOSS TECHNOLOGIES 636,348 593,437
    TAL INTERNATIONAL GROUP 68,177 46,170
    TARGET 115,175 182,850
    TE CONNECTIVITY 0 0
    TEGNA 77,547 142,496
    TELEDYNE TECHNOLOGIES 280,521 656,227
    TETRA TECHNOLOGIES 248,853 590,646
    TRAVELERS COMPANIES 145,733 362,670
    TRIUMPH GROUP 454,651 613,251
    TRUEBLUE 611,052 501,827
    TYSON FOODS 75,208 283,026
    ULTRA CLEAN HOLDINGS 849,115 613,325
    UNITED BANKSHARES 305,187 624,457
    UNITED THERAPEUTICS 135,096 94,680
    VALERO ENERGY 111,277 441,525
    VECTRUS 6,470 8,257
    VEREIT 176,920 190,920
    VERIZON COMMUNICATIONS 438,743 463,554
    VIACOM 246,307 143,150
    VISHAY INTERTECHNOLOGY 173,769 148,352
    WASH FED 342,684 579,559
    WEBSTER FINANCIAL 373,748 627,277
    WELLS FARGO & CO 71,519 234,906
    WESTERN DIGITAL 144,588 179,806
    WESTROCK 44,908 29,504
    WEX 191,474 608,516
    WHIRLPOOL 111,724 278,624
    WORTHINGTON INDS 383,699 747,073
    XEROX 183,374 232,320
    ZIMMER HOLDINGS 0 0

    TY 2015 InvestmentsGovtObligationsSch
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    US Government Securities - End of Year Book Value:

    3,656,698
    US Government Securities - End of Year Fair Market Value:

    3,876,596
    State & Local Government Securities - End of Year Book Value:


    6,264,225
    State & Local Government Securities - End of Year Fair Market Value:


    6,699,367


    TY 2015 InvestmentsOtherSchedule2
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ADAMS STREET 2009 DIRECT FUND AT COST 243,435 385,267
    ADAMS STREET 2013 GLOBAL FUND AT COST 3,710,302 3,735,343
    ADAMS STREET CO - INVESTMENT FUND III A AT COST 996,600 1,002,291
    ADAMS STREET PARTNERSHIP FUND - 2003 NON-US FUND AT COST 1,125,736 781,164
    ADAMS STREET PARTNERSHIP FUND - 2003 US FUND AT COST 3,727,905 3,154,704
    ADAMS STREET PARTNERSHIP FUND - 2005 NON-US FUND AT COST 1,502,948 1,343,138
    ADAMS STREET PARTNERSHIP FUND - 2005 US FUND AT COST 3,555,817 3,306,313
    ADAMS STREET PARTNERSHIP FUND - 2009 NON-US DEVELOPED MARKETS FUND AT COST 693,057 731,489
    ADAMS STREET PARTNERSHIP FUND - 2009 NON-US EMERGING MARKETS FUND AT COST 308,086 387,611
    ADAMS STREET PARTNERSHIP FUND - 2009 US FUND AT COST 1,202,716 1,578,188
    BOLDINI LTD US GOVT GTD EXPT SHIP FING OBLIG AT COST 0 0
    ACADIAN INTERNATIONAL ALL CAP FUND AT COST 12,184,261 16,977,499
    HASHEMITE KINGDOM JORDAN GOVT GTD NT AT COST 0 0
    ISHARES TR EAFE SMALL CAP INDEX FUND AT COST 22,694,970 30,308,691
    ISHARES TR RUSSELL 1000 GROWTH INDEX FUND AT COST 9,397,469 15,461,680
    ISHARES TR RUSSELL MIDCAP INDEX FUND AT COST 17,701,653 30,630,155
    MSN 41079 & 41084 LDT SECD NT AT COST 142,189 141,200
    OVERSEAS PRIVATE INVT CORP US GOVT AT COST 175,000 183,263
    SAN CLEMENTE LEASING LLC SECD NT AT COST 89,419 93,267
    SMALL BUSINESS ADMIN GTD DEV PARTN CTF SER 2005-20F AT COST 31,338 35,260
    SMALL BUSINESS ADMIN GTD SER 2014-10B AT COST 616,498 643,045
    SMALL BUSINESS ADMIN PARTN SER 2015-20F AT COST 254,426 261,891
    TAGUA LEASING LLC GTD SECD NT AT COST 164,439 163,395
    THE EMERGING WORLD INVESTORS LP AT COST 36,000,000 35,994,730
    U S DEPT HSG & URBAN DEV GOVT GTD PARTN SEC 108 HUD 2006-A AT COST 800,000 809,936
    VANGUARD REIT AT COST 12,650,645 15,725,354
    VESSEL MGMT SVCS INC BD AT COST 122,000 125,686

    TY 2015 LandEtcSchedule2
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    BUILDINGS 1,751,061 922,846 828,215 828,215
    FURNITURE & FIXTURES 277,356 179,825 97,531 97,531
    IMPROVEMENTS 383,395 246,652 136,743 136,743
    LAND 567,038 0 567,038 567,038


    TY 2015 LegalFeesSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 6,660 1,332   5,328


    TY 2015 OtherAssetsSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INVESTMENT INCOME 461,729 511,303 511,303
    EXCISE TAX RECEIVABLE 16,000 0 0


    TY 2015 OtherExpensesSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DUES & MEMBERSHIPS 495 0   495
    POSTAGE 1,579 316   1,263
    SUPPLIES 21,195 4,239   16,956
    COMPUTER EXPENSE 16,499 3,300   13,199
    TELEPHONE 6,077 1,215   4,862
    UTILITIES 19,964 3,993   15,971
    INSURANCE 18,567 3,713   14,854
    REPAIRS & MAINTENANCE 27,433 5,487   21,946
    PROGRAM ADMINISTRATION 4,426 0   4,426
    PORTFOLIO DEDUCTIONS (FROM K-1'S) 0 1,035,987   0


    TY 2015 OtherIncomeSchedule2
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ADAMS STREET 2009 DIRECT FUND LP   -1,876  
    ADAMS STREET 2009 DIRECT FUND LP (UBI)   143  
    ADAMS STREET PARTNERSHIP FUND - 2003 NON-US FUND LP   341  
    ADAMS STREET PARTNERSHIP FUND - 2003 NON-US FUND LP (UBI)   206  
    ADAMS STREET PARTNERSHIP FUND - 2003 US FUND LP   31,166  
    ADAMS STREET PARTNERSHIP FUND - 2003 US FUND LP (UBI)   -15,236  
    ADAMS STREET PARTNERSHIP FUND - 2005 NON-US FUND LP   -1,590  
    ADAMS STREET PARTNERSHIP FUND - 2005 NON-US FUND LP (UBI)   1,343  
    ADAMS STREET PARTNERSHIP FUND - 2005 US FUND LP   44,268  
    ADAMS STREET PARTNERSHIP FUND - 2005 US FUND LP (UBI)   -32,801  
    ADAMS STREET PARTNERSHIP FUND - 2009 NON-US DEVELOPED MARKETS FUND LP   -5,743  
    ADAMS STREET PARTNERSHIP FUND - 2009 NON-US DEVELOPED MARKETS FUND LP (UBI)   -34  
    ADAMS STREET PARTNERSHIP FUND - 2009 NON-US EMERGING MARKETS FUND LP   2,843  
    ADAMS STREET PARTNERSHIP FUND - 2009 NON-US EMERGING MARKETS FUND LP (UBI)   -6  
    ADAMS STREET PARTNERSHIP FUND - 2009 US FUND LP   -23,402  
    ADAMS STREET PARTNERSHIP FUND - 2009 US FUND LP (UBI)   22,389  
    ACADIAN INTERNATIONAL ALL-CAP FUND   46,996  
    RECOVERED PRIOR YEAR GRANTS 19,408 0 19,408
    ADAMS STREET 2013 GLOBAL FUND LP   -98,420  
    ADAMS STREET 2013 GLOBAL FUND LP (UBI)   96,035  
    ADAMS STREET CO-INVESTMENT FUND IIIA LP   -86,339  
    ADAMS STREET CO-INVESTMENT FUND IIIA LP   85,694  


    TY 2015 OtherIncreasesSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    Description Amount
    ACCRUAL TO CASH CONVERSION 6,531,420


    TY 2015 OtherLiabilitiesSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    Description Beginning of Year - Book Value End of Year - Book Value
    EXCISE TAX PAYABLE 0 3,000
    DEFERRED EXCISE TAX 1,660,400 1,175,500


    TY 2015 OtherProfessionalFeesSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 866,837 866,837   0
    INVESTMENT CONSULTING FEES 64,500 64,500   0
    PROFESSIONAL CONSULTING FEES 3,600 720   2,880
    LESS: INVESTMENT FEES RELATING TO TAX-EXEMPT INCOME 0 -18,510   0


    TY 2015 TaxesSchedule
    Name:
    ROY J CARVER CHARITABLE TRUST
    EIN:
    42-1186589
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 176,215 0   0
    FOREIGN TAX PAID 52,070 52,070   0
    FOREIGN TAX PAID (FROM K-1'S) 0 66,213   0