Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 01-01-2015 , and ending 12-31-2015
Name of foundation
SMBC GLOBAL FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)277 Park Avenue 5Th Floor
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10172
A Employer identification number

13-3766226
B Telephone number (see instructions)

(212) 224-4440
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$14,501,740J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 340,031 340,031  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 527,430
b Gross sales price for all assets on line 6a 947,871
7 Capital gain net income (from Part IV, line 2)... 527,430
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 867,461 867,461  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 23,400 2,340   21,060
c Other professional fees (attach schedule).... Click to see attachment 307,295 73,812   233,483
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 7,913 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,179 0   1,179
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 339,787 76,152   255,722
25 Contributions, gifts, grants paid....... 480,486 474,236
26 Total expenses and disbursements. Add lines 24 and 25 820,273 76,152   729,958
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 47,188
b Net investment income (if negative, enter -0-) 791,309
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 157,552 293,761 293,761
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 126    
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 8,171,047 Click to see attachment7,147,320 7,147,320
c Investments—corporate bonds (attach schedule)....... 7,084,664 Click to see attachment7,060,659 7,060,659
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 15,413,389 14,501,740 14,501,740
Liabilities 17 Accounts payable and accrued expenses.......... 22,700 24,300
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 22,700 24,300
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 15,390,689 14,477,440
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 15,390,689 14,477,440
31 Total liabilities and net assets/fund balances (see instructions). 15,413,389 14,501,740
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
15,390,689
2
Enter amount from Part I, line 27a .....................
2
47,188
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
6,887
4
Add lines 1, 2, and 3 ..........................
4
15,444,764
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
967,324
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
14,477,440
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
b CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
c CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
d CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
e CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2014-12-31
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 300,000   130,955 169,045
b 300,000   134,808 165,192
c 300,000   124,352 175,648
d 2,454   1,136 1,318
e 2,317   1,016 1,301
2,550   1,129 1,421
2,477   1,096 1,381
2,587   1,129 1,458
2,387   1,017 1,370
2,481   1,050 1,431
2,360   1,061 1,299
2,150   952 1,198
2,349   974 1,375
2,273   942 1,331
2,240   892 1,348
1,645   1,500 145
1,484   1,355 129
1,646   1,510 136
1,593   1,462 131
1,643   1,512 131
1,578   1,479 99
1,631   1,523 108
1,626   1,525 101
1,573   1,488 85
1,632   1,536 96
1,575   1,488 87
1,620   1,554 66
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       169,045
b       165,192
c       175,648
d       1,318
e       1,301
      1,421
      1,381
      1,458
      1,370
      1,431
      1,299
      1,198
      1,375
      1,331
      1,348
      145
      129
      136
      131
      131
      99
      108
      101
      85
      96
      87
      66
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 527,430
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 760,972 15,106,576 0.050374
2013 719,254 14,230,674 0.050543
2012 546,047 13,319,903 0.040995
2011 651,249 13,196,095 0.049352
2010 604,568 12,654,697 0.047774
2
Total of line 1, column (d) .....................
20.239038
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.047808
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
14,971,981
5
Multiply line 4 by line 3......................
5
715,780
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
7,913
7
Add lines 5 and 6........................
7
723,693
8
Enter qualifying distributions from Part XII, line 4.............
8
729,958
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 7,913
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 7,913
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 7,913
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 7,013
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 7,013
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 900
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY, DE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.SMBCGROUP.COM
    14
    The books are in care ofbulletMr Osamu Yoshida Telephone no.bullet (212) 224-4915

    Located atbulletSMBC 277 PARK AVENUENYNY ZIP+4bullet10172
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Howard Tiegel DIRECTOR
    0.50     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    JANE HUTTA SECRETARY
    1.00     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    KEI UEDA ASSISTANT TREASURER
    0.50     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    Koichi Noda DIRECTOR
    0.50     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    OSAMU YOSHIDA TREASURER
    1.00     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    Ryoji Sato DIRECTOR/PRESIDENT
    0.50     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    WILLIAM HANEY DIRECTOR
    0.50     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    14,991,096
    b
    Average of monthly cash balances.......................
    1b
    208,885
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    15,199,981
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    15,199,981
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    228,000
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    14,971,981
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    748,599
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    748,599
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    7,913
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    7,913
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    740,686
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    740,686
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    740,686
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    729,958
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    729,958
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    7,913
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    722,045
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 740,686
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 29,612
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010......  
    b From 2011......  
    c From 2012......  
    d From 2013......  
    e From 2014......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 729,958
    a Applied to 2014, but not more than line 2a 29,612
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 700,346
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		40,340
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2011....  
    b Excess from 2012....  
    c Excess from 2013....  
    d Excess from 2014....  
    e Excess from 2015....  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    PRESIDENT SMBC GLOBAL FOUNDATIONINC
    277 Park Avenue
    New York,NY10172
    (212) 224-4440
    bThe form in which applications should be submitted and information and materials they should include:
    There is no required form in which applications for such grants should be submitted. Grant requests should include the following information: a description of the organization, its history and overall purposes; the specific purpose for the grant request, explanation of need and amount of cash requested; current financial statements, and a detailed budget showing how the grant would be used; sources and status of other funding; lists of key personnel and qualifications of the organization's staff; and evidence of the organization's tax-exempt status.
    cAny submission deadlines:
    There are no submission deadlines
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SMBC Global Foundation, Inc. does not restrict grants by geographical areas. The Foundation only gives to institutions within the United States which are tax-exempt under Section 501(c)(3) of the U.S. Internal Revenue Code, and only for 501(c)(3) purposes outside the United States. It provides grants to programs that provide scholarships and other educational assistance to aid deserving individuals in furthering their educational goals; to provide financial assistance to schools, colleges, universities and other educational organizations; to assist them in carrying out their educational activities; to aid communities in meeting credit needs; to assist organizations dedicated to public health; to assist organizations committed to community service and to the provision of social services to those in need, and to encourage individuals to serve their community; and to promote the arts by providing financial assistance to organizations dedicated to advancing culture and the arts.
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    President SMBC Global FoundationInc
    277 Park Avenue
    New York,NY10172
    (212) 224-4440
    bThe form in which applications should be submitted and information and materials they should include:
    A REGISTRATION FORM IS REQUIRED. THERE ARE TWO PARTS TO THE REGISTRATION FORM. THE FIRST PART IS COMPLETED BY THE EMPLOYEE NOTIFYING THE FOUNDATION OF THE AMOUNT OF THE DONATION, THE NAME OF THE 501(C)(3) CHARITABLE ORGANIZATION AND THE TAX DEDUCTIBLE PORTION OF THE DONATION. THE FORM IS THEN MAILED TO THE ORGANIZATION. THE SECOND PART IS COMPLETED BY CHARITABLE ORGANIZATION THAT RECEIVED THE DONATION. THE CHARITABLE ORGANIZATION CONFIRMS THAT IT RECEIVED THE EMPLOYEE'S DONATION AND RETURNS IT TO THE FOUNDATION. THE RECIPIENT CHARITY MUST HAVE TAX-EXEMPT STATUS AS RECOGNIZED BY THE IRC SECTION 501(C)(3) IN ORDER TO BE ELIGIBLE TO RECEIVE A MATCHING DONATION AND MUST PROVIDE PROOF OF TAX-EXEMPT STATUS.
    cAny submission deadlines:
    THERE ARE NO SUBMISSION DEADLINES
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THE MAXIMUM AMOUNT DONATED PER EMPLOYEE PER YEAR IS LIMITED TO $1,000, AND THE MINIMUM FOR MATCHING FUNDS IS $25. IN 2015, THE FOUNDATION MADE DONATIONS TOTALING $40,000 RELATING TO THIS PROGRAM. THE FOUNDATION RESERVES THE RIGHT TO REFUSE TO MATCH EMPLOYEE DONATIONS GIVEN TO A NON 501(C)(3) TAX-EXEMPT CHARITIES, ADVOCACY, RELIGIOUS AND POLITICAL GROUPS, OR ORGANIZATIONS THAT SUPPORT BIASED OR DISCRIMINATORY POLICIES. PAYMENTS TO AN ORGANIZATION OR INSTITUTION THAT ARE MADE IN CONSEQUENCE OF, OR LEAD TO, A DIRECT MATERIAL BENEFIT (SUCH AS GOODS AND SERVICES OF MORE THAN A NOMINAL VALUE) TO THE DONOR OR A MEMBER OF HIS OR HER FAMILY, OR AN INDIVIDUAL DESIGNATED BY THE DONOR, ARE NOT ELIGIBLE TO BE MATCHED BY GRANTS FROM THE FOUNDATION. THE FOUNDATION WILL ONLY MATCH THE PORTION OF AN EMPLOYEE'S TOTAL CONTRIBUTION THAT IS FULLY TAX-DEDUCTIBLE UNDER U.S. LAW.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A Life A Time Foundation
    POBox 2821
    Toledo,OH43606     		  PC In support for the organization's educational activities 1,000
    Adventures in Learning
    1845 Northern Blvd Manhasset
    New York,NY11030     		  PC In support for the organization's educational activities 250
    Alzheimer's Association
    225 N Michigan Ave Floor 17
    Chicago,IL60601     		  PC In Support for vital research and essential care and support programs and services 25
    American Cancer Society
    250 Williams Street NW
    Atlanta,GA303031002     		  PC In Support for the organization's general operation 255
    American Friends of Shalva
    315 5th Avenue 608
    new york,NY10016     		  PC In support of the organization's general operation 1,000
    American Heart Association
    10900-B Stonelake Blvd Suite 320
    austin,TX78759     		  PC In support for To build healthier lives free of cardiovascular disease and stroke 100
    American Parkinson Disease Association Inc
    135 Parkinson Avenue
    Staten Island,NY10305     		  PC In support of the organization's service for the cure forParkinson Disease 500
    AmeriCares
    88 Hamilton Ave
    stamford,CT06902     		  PC In support for charitable purposes, programs and services of Somerset Medical Center 50
    Art of Living Foundation
    88 Sommer LN
    Goleta,CA93117     		  PC In support of the organization's general operation 200
    Babson College
    231 Forest Street PO BOX 57310
    Babson Park,MA02457     		  PC In support for the organization's educational activities 500
    Back on My Feet
    100 South Broad St Suite 1400
    Philadelphia,PA19110     		  PC In support of the organization's general operation 100
    Boston Higashi School
    800 North Main Street
    Randolph,MA02368     		  PC In support for the organization's educational activities 1,000
    Brown University
    Box 1877 Providence
    RI,MA02368     		  PC In support for the organization's educational activities 100
    Brunswick School
    100 Maher Avenue
    hauppauge,CT06830     		  PC In support for the organization's educational activities 1,000
    Bryant University
    1150 Douglas Pike
    Smithfield,RI029171291     		  PC In support for the organization's educational activities 500
    CARE
    151 Ellis Street NE
    Atlanta,GA30303     		  PC In support for the fight of global poverty and place special focus on working alongside poor women 500
    Care USA
    151 Ellis Street NE
    Atlanta,GA30303     		  PC In support for the organization's educational activities 100
    Carleton College
    North Collage Street Northfield
    Minnesota,NY63112     		  PC In support for the organization's educational activities 1,000
    Carnegie Mellon University
    5000 Forbes Avenue
    Pittiburg,PA151233890     		  PC In support for the organization's educational activities 1,250
    Catalyst Inc
    120 Wall Street 15th Floor
    New York,NY10005     		  PC For membership to the organization and support of its general activities 30,000
    Catch a Lift Fund
    2066 York Road suite 201
    Timonium,MD21093     		  PC To help wounded veterans of the armed forces start and maintain their healing process 100
    Chaminade Development Fund
    340 Jackson Ave
    minneola,NY11501     		  PC In support for the organization's activities 1,000
    Chatham Conservation Foundation Inc
    104 Crow Road
    chatham,MA02633     		  PC In support of the organization's general operation 1,000
    City Harvest Inc
    6 East 32nd Street 5th Floor
    New York,NY10016     		  PC In support of the organization's general operation 625
    Columbia University
    622 West 113th Street Mail Cord
    4524
    New York,NY10025     		  PC In support for the organization's educational activities 50,250
    Community Food Bank of New Jersey
    31 Evans Terminal Road
    hillside,NJ07205     		  PC To end hunger by organizing food, information and support for community 525
    Connecticut College
    270 Mohegan Avenue
    new london,CT06320     		  PC In support for the organization's educational activities 150
    Count Basie Theater
    99 Monmouth St
    red bank,NJ07701     		  PC In support of the organization's general operation 400
    DAV Charitable Service Trust
    3725 Alexandria Pike
    cold spring,KY41076     		  PC In support for the organization's educational activities 150
    Defenders of Wildlife
    1130 17th Street NW
    washington,DC200364604     		  PC Grant in support of protecting natural areas and wild populations 25
    Disabled American Veterans
    3725 Alexandria Pike
    cold spring,KY41076     		  PC To empower veterans to lead high-quality lives with respect and dignity 500
    Epiphany School Foundation Inc
    234 East 22nd St
    New York,NY100105601     		  PC In support for the organization's educational activities 1,000
    FORCEFacing Our Risk of Cancer Empowered Inc
    16057 Tampa Palms Blvd W373
    tampa,FL33647     		  PC In support of the organization's general operation 100
    Frederick Douglass Academy (FDA)
    2581 Adam Clayton Powell Jr Blvd
    New York,NY10039     		  PC 2016 Japan trip program for Japanese language students and chaperones at FDA 35,000
    Friends of the Elysian Charter school of Hoboken Inc
    301 Garden Street
    hoboken,NJ07030     		  PC In support for the organization's educational activities 1,000
    Gift of Life International
    PO Box 650436
    fresh meadows,NY11365     		  PC To provide hope to children form developing countries 300
    Global Giving
    1110 Vermont Avenue NW
    washington,DC20005     		  PC Nepal Earthquake Relife Fund via Global Giving 50
    Guiding Eyes for the Blind Inc
    611 Granite Springs Road
    yorktown heights,NY10598     		  PC In support for the organization's activities 100
    Hamilton Madison House
    2m9
    New York,NY10027     		  PC In support for Fourth Annual Benefit Dinner Party for the Japanese Mental Health Clinic 4,800
    Harvard University
    1350 Massachusetts Ave
    cambridge,MA02138     		  PC In support for the organization's educational activities 250
    Help Peru Inc
    418 East 59th Street APT 19A
    New York,NY10022     		  PC In support of the organization's general operation 150
    hitotsubashi university
    2-1 Naka Kunitachi-shi
    tokyo   186-8601
    JA     		  pc In support of the Hitotsubashi University Fund 17,935
    Hofstra University
    Room 102P Hofstra Hall
    hempstead,NY11549     		  PC In support for the organization's educational activities 500
    Hospice Care Network
    99 Sunnyside Boulevard
    woodbury,NY11797     		  PC In support of the organization's general operation 400
    IIE (Institute of International Education)
    809 United Nations Plaza
    new york,NY10017     		  PC To administer SMBC Global Foundation Inc's Asian Scholarship Program 86,551
    IUC (Inter-University Center for Japanese Studies - Stanford University)
    Stanford Univesity Board of
    Trustees of the Leland Stanford Jun
    palo atlo,CA94304     		  PC In support of the activities of Inter-University Center for Japanese Language Studies. 20,000
    Japan Day
    1650 Broadway Suite 1210
    new york,NY10019     		  PC In support of its cultural activities 25,000
    Japan Society
    333 East 47th Street
    new york,NY10017     		  PC In support of the 5 the annivery Fund of the Great East Japan Earthquake 10,000
    JEI (Japanese Educational Institution) (Annual Donation)
    150 Purchase Street Suite 11R
    rye,NY10580     		  PC In support of maintaining the quality of Japanese education 20,000
    Keio Academy of NY
    3 College Road Purchase
    New York,NY10577     		  PC In support of the 25 the anniverdary Keio Academy Fund 10,000
    Lehigh University
    622 Brodhead Avenue
    bethlehem,PA10015     		  PC In support for the organization's educational activities 100
    Los Angeles Regional Food Bank
    1734 East 44st Street
    los angeles,CA90058     		  PC To end hunger by organizing food, information and support for community survival and dignity 200
    Memorial Sloan Kettering Cancer Center
    1275 York Avenue
    New York,NY10065     		  PC In support of the organization's service for preventing and researching the cure for cancer 2,276
    Millburn High School Parent Teacher Organization Inc
    462 Milburn Ave
    milburn,NJ07041     		  PC In support for the organization's educational activities 125
    Monsignor Scanlan High School
    915 Hutchinson River Parkway
    bronx,NY10465     		  PC In support for the organization's educational activities 100
    MTC
    311 West 43rd St 8th Fl
    New York,NY10036     		  PC In support of MTC's 2015 benefit fundraiser 74,950
    Multiple Sclerosis Foundation Inc
    6520 N Andrews Avenue Ft
    Lauderdale,FL33309     		  PC To provide nationally accessible programs and support services 25
    National Multiple Sclerosis Society -NYC Chapter
    733 Third Avenue 3rd Floor
    new york,NY10036     		  PC To provide nationally accessible programs and support services to those persons affected by MS to he 200
    National Multiple Sclerosis Society South Central Chapter
    8111 N Stadium Drive Ste 100
    houston,TX77054     		  PC To free the world of multiple sclerosis 175
    National Parks Conservation Association
    777 6th street NW Suite 700
    washington,DC20001     		  PC To support and address the major threats facing the National Park System. 25
    New York Cares
    65 Broadway 19th Floor
    New York,NY10006     		  PC In support of relief efforts and programs in 2015 25,000
    New York Presbyterian Fund Inc (Hospital )
    525 East 68th street BOx123
    New York,NY10065     		  PC In support of the organization's general operation 500
    New York Public Radio
    160 Varick Street 9th Floor
    New York,NY10013     		  PC In support of making the mind more curious, the heart more toleratnt 120
    New York Road Runners Inc
    9 East 89 th Street
    New York,NY10128     		  PC In Support for kids adb Marcelo Delmar in their commitment to raising critical funds 100
    New York University
    25 West 4th Street 4th Floor
    New York,NY10012     		  PC In support for the organization's educational activities 250
    Providence Rest
    3304 Waterbuy Avenue
    bronx,NY10465     		  PC In support of the organization's general operation 100
    PS101QS Parents Association Inc
    2 Russel PL Forest Hills
    New York,NY11375     		  PC In support for the organization's educational activities 101
    PTA of PS 40 Manhattan
    320 E 20th Street
    New York,NY10003     		  PC In support for the organization's educational activities 700
    Rails to Trails Conservancy
    2121 Ward Court NW 5th Floor
    washington,DC200371213     		  PC In support of the organization's general operation 40
    Roman Catholic Diocese of Rockville Centre Ministries Appeal
    POBOX 4000 Rockville Centre
    Rockville Centre,NY115714000     		  PC In support for the organization's activities 1,000
    Rudolf Steiner School
    15 East 79th Street
    New York,NY10075     		  PC In support for the organization's educational activities 600
    Saint Francis University
    PO Box 600
    loretto,PA159400600     		  PC In support for the organization's educational activities 500
    Save the Children Foundation Inc
    501 Kings Highway East Suite400
    fairfield,CT06825     		  PC In support of the organization's general operation 1,299
    Sisters Servants of Mary Ministers to the Sick Inc
    3305 Country Club Road
    bronx,NY10021     		  PC In support for the organization's educational activities 1,000
    Special Olympics Inc
    1133 19 Street NW
    washington,DC200363604     		  PC In support for the organization's activities 100
    Spring Hill College
    4000 Dauphin St
    mobile,AL36608     		  PC In support for the organization's educational activities 250
    St Baldrick's Foundation
    1333 S Mayflower Avenue
    monrovia,CA91016     		  PC In support of the organization's research to find cures for children fighting cancer 100
    St Barnard's School
    4 East 98th Street
    New York,NY10029     		  PC In support for the organization's educational activities 200
    St Francis Hospital
    100 Port Washington Blvd
    roslyn,NY11576     		  PC In support for the organization's educational activities 200
    St Marks School
    25 Marlborough Road
    southborough,MA01772     		  PC In support for the organization's educational activities 150
    Sunrise Day Camp
    15 Neil Court
    Oceanside,NY11572     		  PC In support for the organization's educational activities 300
    The ALS Association
    321 Norristown Rd Suite 260
    amber,PA19002     		  PC To lead the fight to cure and treat ALS through global, cutting edge research and to empower people 750
    The American Red Cross
    2025 E Street NW
    washington,DC20006     		  PC Nepal Earthquake Relife Fund via Red Cross 100
    The Bowery Mission (Christian Hearld Association )
    40 Overlook Drive
    Chappaqua,NY10514     		  PC In support of the organization's general operation 369
    The Center For Human Options Inc
    130 N Central Avenue
    hartsdale,NY10530     		  PC In support of the organization's general operation 1,000
    The Chapin School Ltd
    100 East End Avenue
    New York,NY10028     		  PC In support for the organization's educational activities 400
    The Community School
    11 West Forest Avenue
    teaneck,NJ07666     		  PC In support of the organization's general operation 1,000
    The Dalton School
    108 East 89 th Street
    New York,NY10128     		  PC In support for the organization's educational activities 250
    The International Preschools
    330 E 45th Street
    New York,NY10017     		  PC In support for the organization's educational activities 100
    The Lustgarten Foundation for Pancreatic Cancer Research
    1111 Stewart Avenue
    Bethpage,NY11714     		  PC To advance the scientific and medical research related to the diagnosis and treatment 50
    The Pelham Education Foundation
    18 Franklin Place
    pelham,NY10803     		  PC To fund innovative programs that benefit students of the Pelham School District 250
    The River School PS281 Parent Teacher Association
    425 East 35th St
    New York,NY10016     		  PC In support for the organization's educational activities 1,000
    The Salvation Army
    120 West 14th Street
    New York,NY10011     		  PC In support of meeting human needs without discrimination 50
    The Smile Train
    41 Madison Avenue 28th Floor
    New York,NY10010     		  PC To provide free cleft surgery to poor children in developing countries 1,025
    US-Japan Council
    1819 L Street NW Suite 200
    washington,DC20036     		  PC In support of Spring 2016 Gallary Echibition 25,000
    UCLA Foundation
    10920 Wilshire Blvd 11th Floor
    los angeles,CA90024     		  PC In support for the organization's educational activities 1,000
    United Cerebral Palsy Association of Greater Suffolk Inc
    250 Marcus Boulevard
    hauppauge,NY11788     		  PC In support for advancing the independence, productivity and full citizenzhip of people 1,000
    United Service Organization Inc
    2111 Wilson Blvd Suite 1200
    arlington,VA22201     		  PC In support of the organization's general operation 25
    University of Rochester
    910 Genenesee Street Suite 200
    Rochester,NY14627     		  PC In support for the organization's educational activities 485
    VFW Foundation
    406 W34 th St Suite 920
    Kansas City,MO64111     		  PC In support for the organization's educational activities 50
    Waldwick 7th Day Adventist School
    2303 Brunswick Avenue
    Lawrencevill,NJ086484410     		  PC In support for the organization's educational activities 1,000
    Warwick Reformed Church
    16 Maple Avenue
    warwick,NY10990     		  PC To support outreach opportunities for the backpack snack attack program to feed hungry school child 150
    Washington University
    700 Rosedale Avenue BOX 1034
    Saint Louis,MO63112     		  PC In support for the organization's educational activities 25
    Windmill Alliance Inc
    141 Broadway
    bayonne,NJ07002     		  PC In support of the organization's general operation 1,000
    World Wildlife Fund
    1250 24th NW
    washington,DC20037     		  PC Grant in support of protecting natural areas and wild populations of plants and animals 30
    Yale University
    2 Whitney Avenue 6th Floor
    new heaven,CT06510     		  PC In support for the organization's educational activities 50
    Total .................................bullet 3a 474,236
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		         
    4 Dividends and interest from securities....     14 340,031  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 527,430  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 867,461 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13867,461
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2015 AccountingFeesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN:
    13-3766226
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 23,400 2,340   21,060

    TY 2015 GeneralExplanationAttachment
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN:
    13-3766226
    Identifier Return Reference Explanation
      form 990 pf, part xv: ON DECEMBER 12, 2013 THE ORGANIZATION RECIEVED A PRIVATE LETTER RULING FROM THE IRS STATING THAT THE IRS HAS APPROVED THE PROCEDURES THAT THE ORGANIZATION HAS IN PLACE FOR ITS SCHOLARSHIP PROGRAM, AND DETERMINED THAT SUCH EXPENDITURES WILL BE NOT BE CONSIDERED TAXABLE EXPENDITURES. AWARDS MADE UNDER THESE PROCEDURES ARE SCHOLARSHIP OR FELLOWSHIP GRANTS, AND ARE NOT TAXABLE TO THE RECIPIENT IF THEY ARE USED FOR QUALIFIED TUITION AND RELATED EXPENSES.
      Form 990 pf, Part Vii-B, line 1a(3): As a substantial contributor, Sumitomo Misui Banking Corporation is a disqualified person with respect to the SMBC Global Foundation, Inc. (the Foundation) within the meaning of IRC Section 4946(a)(1)(A).Sumitomo Mitsui Banking Corporation provides nominal office space, office supplies, and furnishings for the use of the Foundation wholly without charge to the Foundation. This activity is a permissible activity in accordance with Treasury Regulation Section 53.4941(d)-2(d)(3).Sumitomo Mitsui Banking Corporation and its wholly-owned subsidiaries also provide general banking functions to the Foundation. The activity is a permissible activity in accordance with Treasury Regulation Section 53.4941(d)-2(c)(4).
      form 990 pf, Part Vii-B, line 1a(4): AS A SUBSTANTIAL CONTRIBUTOR, SUMITOMO MITSUI BANKING CORPORATION IS A DISQUALIFIED PERSON WITH RESPECT TO THE SMBC GLOBAL FOUNDATION, INC. (THE FOUNDATION) WITHIN THE MEANING OF IRC SECTION 4946(A)(1)(A).SUMITOMO MITSUI BANKING CORPORATION PROVIDES, OR ALTERNATIVELY, ENGAGES INDEPENDENT THIRD PARTIES TO PROVIDE, CERTAIN ACCOUNTING, BOOKKEEPING, RECORDKEEPING AND OTHER PERSONAL SERVICES TO THE FOUNDATION, ALL OF WHICH ARE REASONABLE AND NECESSARY TO CARRY OUT THE EXEMPT PURPOSE OF THE FOUNDATION. THE FOUNDATION REIMBURSES SUMITOMO MITSUI BANKING CORPORATION FOR ITS REASONABLE AND CUSTOMARY EXPENSES INCURRED IN PROVIDING THESE SERVICES. THE ACTIVITY IS A PERMISSIBLE ACTIVITY IN ACCORDANCE WITH TREASURY REGULATION 53.4941(D)-3(C).
      form 990 pf, part xv, Line 2C: The submission deadline for a matching contribution to be made within the calendar year is set annually in December to allow sufficient time for processing

    TY 2015 InvestmentsCorpBondsSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN:
    13-3766226
    Name of Bond End of Year Book Value End of Year Fair Market Value
    COMMONFUND - BONDS 7,060,659 7,060,659

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN:
    13-3766226
    Name of Stock End of Year Book Value End of Year Fair Market Value
    COMMONFUND - EQUITY 7,147,320 7,147,320

    TY 2015 OtherDecreasesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN:
    13-3766226
    Description Amount
    unrealized gain on investments 967,324


    TY 2015 OtherExpensesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN:
    13-3766226
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Registration 989 0   989
    Books, newspapers and magazines 144 0   144
    BANK FEES 46 0   46


    TY 2015 OtherIncreasesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN:
    13-3766226
    Description Amount
    Prior period adjustments 6,887


    TY 2015 OtherProfessionalFeesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN:
    13-3766226
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADMINISTRATIVE EXPENSES 259,425 25,942   233,483
    MANAGEMENT SERVICE FEE 47,870 47,870   0


    TY 2015 TaxesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN:
    13-3766226
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAX 7,913 0   0