Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 01-01-2015 , and ending 12-31-2015
Name of foundation
DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)620 LIBERTY AVENUE 10TH FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA152222705
A Employer identification number

31-1411794
B Telephone number (see instructions)

(412) 762-0861
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$23,444,943J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 501,119 501,119  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 587,752
b Gross sales price for all assets on line 6a 3,438,129
7 Capital gain net income (from Part IV, line 2)... 587,752
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,088,871 1,088,871  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 65,522 52,418   13,104
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 18,525 783   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 64,336     64,336
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 148,383 53,201 0 77,440
25 Contributions, gifts, grants paid....... 1,467,575 1,467,575
26 Total expenses and disbursements. Add lines 24 and 25 1,615,958 53,201 0 1,545,015
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -527,087
b Net investment income (if negative, enter -0-) 1,035,670
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 484,715 349,321 349,321
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 56,412 4,801 5,418
b Investments—corporate stock (attach schedule)....... 5,469,043 5,913,334 8,034,876
c Investments—corporate bonds (attach schedule)....... 2,706,714 2,324,841 2,372,535
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 10,594,075 Click to see attachment10,191,569 12,682,793
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 19,310,959 18,783,866 23,444,943
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 19,294,071 18,766,978
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 16,888 16,888
30 Total net assets or fund balances (see instructions)..... 19,310,959 18,783,866
31 Total liabilities and net assets/fund balances (see instructions). 19,310,959 18,783,866
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
19,310,959
2
Enter amount from Part I, line 27a .....................
2
-527,087
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
18,783,872
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
6
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
18,783,866
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 14.83 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2015-01-01
b 4.59 GOVERNMENT NATL MTG ASSN POOL 463962   1998-06-24 2015-01-01
c 14.11 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2015-01-01
d 1000. DOLLAR TREE INC   2009-01-06 2015-01-12
e 2100. QUANTA SVCS INC     2015-01-12
750. ZIMMER HOLDINGS INC     2015-01-12
100000. GOLDMAN SACHS GROUP INC NTS   2006-08-28 2015-01-15
15.05 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2015-01-31
.03 GOVERNMENT NATL MTG ASSN POOL 463962   2000-12-31 2015-01-31
1169.55 GOVERNMENT NATL MTG ASSN POOL 463962   1998-06-24 2015-01-31
14.29 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2015-01-31
75000. BERKSHIRE HATHWAY INC SR UNSEC   2010-02-16 2015-02-11
7.93 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2015-02-28
14.39 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2015-02-28
100. AMERICAN EXPRESS CO   2014-04-08 2015-03-03
1300. AMERICAN EXPRESS CO   2010-08-31 2015-03-03
50. BOEING CO   2014-04-08 2015-03-03
150. BOEING CO   2012-09-12 2015-03-03
2000. COCACOLA CO     2015-03-03
400. DISCOVER FINANCIAL W/I     2015-03-03
1350. DISCOVER FINANCIAL W/I   2014-01-07 2015-03-03
400. GENERAL ELEC CO COM   2014-04-08 2015-03-03
2600. GENERAL ELEC CO COM   2013-01-14 2015-03-03
1400. GILEAD SCIENCES INC COM     2015-03-03
100. GOOGLE INC CL A   2014-08-26 2015-03-03
300. HOME DEPOT INC COM   2012-02-08 2015-03-03
200. UNION PAC CORP COM   2008-09-11 2015-03-03
200. UNITED TECHNOLOGIES CORP COM   2003-06-12 2015-03-03
450. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3   2014-01-07 2015-03-03
75. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3   2014-04-08 2015-03-03
100000. J P MORGAN CHASE & CO SER MTN NOTES   2012-07-31 2015-03-20
3500. VANGUARD FTSE EMERGING MARKETS ETF   2014-08-05 2015-03-26
19.9 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2015-03-31
14.48 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2015-03-31
750. EOG RES INC   2014-08-26 2015-04-09
675. EASTMAN CHEM CO   2014-12-18 2015-04-09
200. JOHNSON & JOHNSON COM     2015-04-09
15.7 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2015-04-30
14.5 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2015-04-30
4.86 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2015-05-31
14.59 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2015-05-31
590. PACKAGING CORP OF AMERICA COM     2015-06-18
960. PACKAGING CORP OF AMERICA COM   2014-05-21 2015-06-18
19.33 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2015-06-30
14.69 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2015-06-30
9.53 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2015-07-31
14.79 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2015-07-31
280. ALLSTATE CORP   2015-01-12 2015-08-19
1500. ALLSTATE CORP     2015-08-19
1125. CONOCOPHILLIPS   2014-01-07 2015-08-19
5800. FORD MTR CO DEL COM PAR $0.01   2013-09-25 2015-08-19
240. HANESBRANDS INC - W/I   2014-08-26 2015-08-19
4160. HANESBRANDS INC - W/I     2015-08-19
1500. ORACLE CORP     2015-08-19
650. SOUTHWEST AIRLINES COM   2014-08-26 2015-08-19
2400. SOUTHWEST AIRLINES COM   2014-08-11 2015-08-19
430. 3M COMPANY COM   2015-04-09 2015-08-19
1000. UNION PAC CORP COM     2015-08-19
800. UNITED TECHNOLOGIES CORP COM     2015-08-19
900. NXP SEMICONDUCTORS ISIN NL0009538784 SEDOL B505PN7     2015-08-19
15.79 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2015-08-31
14.89 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2015-08-31
6.39 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2015-09-30
14.98 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2015-09-30
1000.56 BLACKROCK S&P 500 INDEX FUND     2015-10-23
12966.805 VIRTUS EMERGING MARKETS OPPORTUNITY FUND CL I   2014-08-05 2015-10-23
21.93 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2015-10-31
15.08 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2015-10-31
14120.798 VIRTUS EMERGING MARKETS OPPORTUNITY FUND CL I     2015-11-03
14303.612 VIRTUS EMERGING MARKETS OPPORTUNITY FUND CL I     2015-11-03
4.34 FEDERAL HOME LN MTG CORP GOLD POOL C00676   1998-12-29 2015-11-30
15.19 GOVERNMENT NATL MTG ASSN POOL 489108   1999-07-27 2015-11-30
100000. HEWLETT PACKARD CO SR UNSEC   2012-02-08 2015-12-15
50000. USA TREASURY BOND 06.000% DUE 02/15/2026   2002-03-13 2015-12-15
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 15   15  
b 5   5  
c 14   14  
d 69,288   13,322 55,966
e 56,216   76,476 -20,260
88,882   69,696 19,186
100,000   96,419 3,581
15   15  
       
1,170   1,168 2
14   14  
75,000   75,000  
8   8  
14   14  
8,179   8,647 -468
106,332   51,610 54,722
7,761   6,245 1,516
23,283   10,709 12,574
85,808   48,124 37,684
23,956   24,563 -607
80,853   74,061 6,792
10,318   10,340 -22
67,066   54,990 12,076
144,130   116,203 27,927
57,915   58,851 -936
34,649   13,485 21,164
23,640   7,704 15,936
24,352   7,308 17,044
38,722   35,568 3,154
6,454   6,546 -92
100,000   100,000  
139,935   153,493 -13,558
20   20  
14   14  
71,811   82,418 -10,607
48,485   50,314 -1,829
20,266   13,805 6,461
16   16  
15   15  
5   5  
15   15  
40,391   42,445 -2,054
65,720   64,867 853
19   19  
15   15  
10   10  
15   15  
17,842   19,546 -1,704
95,581   77,901 17,680
53,718   79,086 -25,368
85,606   100,041 -14,435
7,410   6,221 1,189
128,438   78,686 49,752
59,346   61,466 -2,120
26,302   20,781 5,521
97,114   68,784 28,330
62,804   71,703 -8,899
92,273   31,501 60,772
78,639   27,648 50,991
78,450   40,061 38,389
16   16  
15   15  
6   6  
15   15  
250,000   222,527 27,473
125,000   136,022 -11,022
22   22  
15   15  
134,712   141,882 -7,170
136,456   138,584 -2,128
4   4  
15   15  
98,807   103,127 -4,320
66,891   50,096 16,795
      121,821
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a        
b        
c        
d       55,966
e       -20,260
      19,186
      3,581
       
       
      2
       
       
       
       
      -468
      54,722
      1,516
      12,574
      37,684
      -607
      6,792
      -22
      12,076
      27,927
      -936
      21,164
      15,936
      17,044
      3,154
      -92
       
      -13,558
       
       
      -10,607
      -1,829
      6,461
       
       
       
       
      -2,054
      853
       
       
       
       
      -1,704
      17,680
      -25,368
      -14,435
      1,189
      49,752
      -2,120
      5,521
      28,330
      -8,899
      60,772
      50,991
      38,389
       
       
       
       
      27,473
      -11,022
       
       
      -7,170
      -2,128
       
       
      -4,320
      16,795
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 587,752
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 1,220,879 24,345,864 0.050147
2013 908,695 18,214,937 0.049887
2012 930,695 15,711,965 0.059235
2011 894,396 14,670,809 0.060964
2010 780,202 13,008,479 0.059976
2
Total of line 1, column (d) .....................
20.280209
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.056042
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
24,234,741
5
Multiply line 4 by line 3......................
5
1,358,163
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
10,357
7
Add lines 5 and 6........................
7
1,368,520
8
Enter qualifying distributions from Part XII, line 4.............
8
1,545,015
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 10,357
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 10,357
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 10,357
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 19,189
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 19,189
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 8,832
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet5,180 RefundedBullet 11 3,652
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletOH
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletPNC BANK NA Telephone no.bullet (412) 762-0861

    Located atbullet620 LIBERTY AVENUEPITTSBURGHPA ZIP+4bullet152222705
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    DANIEL A AND SUSAN L PFAU ADVISORY BOARD
    1     		0    
    8305 OLD HICKORY DRIVE
    CINCINNATI,OH45243
    GREATER CINCINNATI FOUNDATION FOUNDATION MANAGER
    1     		0    
    200 WEST FOURTH STREET
    CINCINNATI,OH45202
    PNC BANK N A TRUSTEE
    13     		65,522    
    620 LIBERTY AVENUE
    PITTSBURGH,PA152222705
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    24,603,798
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    24,603,798
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    24,603,798
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    369,057
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    24,234,741
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,211,737
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    1,211,737
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    10,357
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    10,357
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,201,380
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,201,380
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,201,380
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,545,015
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,545,015
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    10,357
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,534,658
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 1,201,380
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 0
    b Total for prior years:2013, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010...... 138,183
    b From 2011...... 172,094
    c From 2012...... 157,503
    d From 2013...... 23,314
    e From 2014...... 39,179
    fTotal of lines 3a through e........ 530,273
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 1,545,015
    a Applied to 2014, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 1,201,380
    e Remaining amount distributed out of corpus 343,635
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 873,908
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		138,183
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		735,725
    10 Analysis of line 9:
    a Excess from 2011.... 172,094
    b Excess from 2012.... 157,503
    c Excess from 2013.... 23,314
    d Excess from 2014.... 39,179
    e Excess from 2015.... 343,635
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    DANIEL AND SUSAN PFAU FOUNDATION
    200 WEST FOURTH STREET
    CINCINNATI,OH45202
    (513) 241-2880
    bThe form in which applications should be submitted and information and materials they should include:
    LETTER OF INQUIRY REQUIRED - REFER TO www.gcfdn.org FOR THE ON-LINE FORM (FROM THE MENU TAB, SELECT GRANTS, PRIVATE FOUNDATION GRANTS, AND THEN THE DANIEL AND SUSAN PFAU FOUNDATION)
    cAny submission deadlines:
    FOLLOW INSTRUCTIONS ABOVE TO FIND SUBMISSION DEADLINES
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    FOLLOW INSTRUCTIONS ABOVE TO FIND RESTRICTIONS OR LIMITATIONS
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    BRIGHTON CENTER INC
    741 CENTRAL AVENUE
    NEWPORT,KY41070     		NONE PC YOUTH LEADERSHIP 20,000
    CAPITAL DISTRICT COMMUNITY
    GARDENS INC
    40 RIVER STREET
    TROY,NY12180     		NONE PC PRODUCE PROJECT 25,000
    JOY OUTDOOR EDUCATION CENTER
    FOUNDATION INC
    10117 OLD 3-C HIGHWAY
    CLARKSVILLE,OH45113     		NONE PC FOSTERING SUCCESS PROGRAM 25,000
    CINCINNATI EARLY LEARNING CENTER
    1301 EAST MCMILLAN STREET
    CINCINNATI,OH45206     		NONE PC ROBERTS CENTER 50,000
    INTERACT FOR HEALTH
    3805 EDWARDS ROAD SUITE 500
    CINCINNATI,OH45209     		NONE PC RPT & PRESENTATION - 13,000
    EDUCATIONAL THEATRE ASSOCIATION
    2343 AUBURN AVENUE
    CINCINNATI,OH45219     		NONE PC JUMPSTART THEATER PILOT 7,500
    PROKIDS
    2605 BURNET AVENUE
    CINCINNATI,OH45219     		NONE PC CASA UNIVERSITY 30,000
    WINTON PLACE YOUTH COMMITTEE
    4609 N EDGEWOOD AVENUE
    CINCINNATI,OH45232     		NONE PC AFTER-SCHOOL PROG, EARLY 15,000
    RESIDENT HOME CORP DBA ENVISION
    3030 W FORK ROAD
    CINCINNATI,OH45211     		NONE PC SANCTUARY COLLABORATIVE 25,000
    CINCINNATI ART MUSEUM
    953 EDEN PARK DRIVE
    CINCINNATI,OH45202     		NONE PC MEMBERSHIP FOUNDERS 25,000
    CINCINNATI INSTITUTE OF FINE ARTS
    20 EAST CENTRAL PARKWAY
    CINCINNATI,OH45202     		NONE PC ARTS SVCS OFF, ARTS ENDOW 40,000
    AUTISM SOCIETY OF GREATER CINCINNATI
    P O BOX 58385
    CINCINNATI,OH45258     		NONE PC CINCINNATI AUTISM 20,000
    BOYS & GIRLS CLUBS OF GREATER CINCINNATI
    600 DALTON AVENUE
    CINCINNATI,OH45203     		NONE PC AFTER SCHOOL PROGRAMS 25,000
    CASA OF KENTON COUNTY
    303 COURT ST 707
    COVINGTON,KY41011     		NONE PC CASA FOR CHILDREN PROGRAM 15,000
    CINCINNATI YOUTH COLLABORATIVE
    301 OAK STREET
    CINCINNATI,OH45219     		NONE PC YOUTH MENTORING & GIRLS 45,000
    FAMILIES FORWARD
    2400 READING ROAD
    CINCINNATI,OH45202     		NONE PC INSPIRING EXCELLENCE AT 50,000
    LIGHTHOUSE YOUTH SERVICES INC
    401 EST MCMILLAN STREET
    CINCINNATI,OH45206     		NONE PC LIGHTHOUSE SHEAKLEY CENTER 50,000
    STEPPING STONES INC
    5650 GIVEN ROAD
    CINCINNATI,OH45243     		NONE PC AUTISM TRANSITION PROGRAM 50,000
    UNITED WAY OF GREATER CINCINNATI
    2400 READING ROAD
    CINCINNATI,OH45202     		NONE PC READY TO SHINE-PAROCHIAL 25,000
    CINCINNATI SYMPHONY ORCHESTRA
    1241 ELM STREET
    CINCINNATI,OH45202     		NONE PC 2015-2016 SEASON 10,000
    CINCINNATI ARTS & TECHNOLOGY CENTER
    700 W PETE ROSE WAY
    CINCINNATI,OH45203     		NONE PC HIGH SCHOOL ARTS 30,000
    PLAN OF SOUTHWEST OHIO INC
    9350 A FLORAL AVENUE
    CINCINNATI,OH45242     		NONE PC HIRING A DEVELOPMENT 33,500
    READING LOCKLAND PRESBYTERIAN
    CHURCH
    125 SOUTH COOPER AVENUE
    CINCINNATI,OH45215     		NONE PC SUMMER FOOD AND EDUCATIONAL 19,200
    ELEMENTZ
    1100 RACE STREET
    CINCINNATI,OH45202     		NONE PC AFTER-SCHOOL TEEN PROGRAM 15,000
    AMERICAN DIABETES ASSOCIATION INC
    1701 N BEAUREGARD STREET
    ALEXANDRIA,OH22311     		NONE PC CAMP KORELITZ 25,000
    UNITED WAY OF THE GREATER
    CAPITAL REGION INC
    1 UNITED WAY
    ALBANY,NY12205     		NONE PC MOBILE SUMMER FOOD PROGRAM 20,000
    CINCINNATI CENTER CITY DEVELOPMENT
    CORP
    1203 WALNUT STREET 4TH FL
    CINCINNATI,OH45202     		NONE PC WASHINGTON PARK PLAY 25,000
    TAFT MUSEUM OF ART
    316 PIKE STREET
    CINCINNATI,OH45202     		NONE PC DAUBIGNY, MONET, VAN GOGH, 25,000
    MINDPEACE
    5642 HAMILTON AVENUE
    CINCINNATI,OH45224     		NONE PC SCHOOL BASED MENTAL HEALTH 50,000
    VISIONARIES AND VOICES
    3841 SPRING GROVE AVENUE
    CINCINNATI,OH45223     		NONE PC TEACHING ARTIST PROGRAM 40,000
    PUBLIC LIBRARY OF CINCINNATI AND
    HAMILTON COUNTY FOUNDATION
    800 VINE STREET
    CINCINNATI,OH45202     		NONE PC SUMMER CAMP READING PROGRAM 15,000
    CINCINNATI UNION BETHEL
    300 TYTLE STREET
    CINCINNATI,OH45202     		NONE PC PRESCHOOL SPECIAL NEEDS 24,000
    ST JOSEPH INFANT & MATERNITY
    HOME
    10722 WYSCARVER ROAD
    CINCINNATI,OH45241     		NONE PC SAFETY NET MONITORING-SJH 25,000
    SANTA MARIA COMMUNITY SERVICES
    617 STEINER AVENUE
    CINCINNATI,OH45204     		NONE PC BUILDING YOUTH ASSETS IN 20,000
    YWCA OF GREATER CINCINNATI INC
    898 WALNUT STREET
    CINCINNATI,OH45202     		NONE PC PROJECT CARE 25,000
    CATHOLIC SOCIAL SERVICES OF
    SOUTHWESTERN OHIO
    7162 READING ROAD SUITE 600
    CINCINNATI,OH45237     		NONE PC VACACIONES UTILES 12,000
    CINCINNATI OPERA ASSOCIATION
    1243 ELM STREET
    CINCINNATI,OH45202     		NONE PC TO SUPPORT THE ESSENTIALS 15,000
    GREATER CINCINNATI TELEVISION
    EDUCATIONAL FOUNDATION
    1223 CENTRAL PARKWAY
    CINCINNATI,OH45214     		NONE PC RAISING READERS/HELP KIDS 25,000
    SPRINGER SCHOOL AND CENTER
    2121 MADISON ROAD
    CINCINNATI,OH45208     		NONE PC DISTINGUISHED SPEAKER 10,000
    COMPREHENSIVE COMMUNITY CHILD CARE
    1924 DANA AVENUE
    CINCINNATI,OH45207     		NONE PC SUPPORT 4C MOVE AND 28,000
    EASTER SEALS TRISTATE
    2901 GILBERT AVENUE
    CINCINNATI,OH45206     		NONE PC HEALTH WISE 25,000
    CHILD FOCUS INC
    555 CINCINNATI-BATAVIA PIKE
    CINCINNATI,OH45244     		NONE PC EARLY CHILDHOOD DAY 25,000
    WORKING IN NEIGHBORHOODS
    1814 DREMAN AVENUE
    CINCINNATI,OH45223     		NONE PC SOUTH CUMMINSVILLE YOUTH 5,000
    FAMILY NURTURING CENTER OF KENTUCKY
    8275 EWING BOULEVARD
    FLORENCE,KY41042     		NONE PC CARF ACCREDITATION 15,000
    DOWN SYNDROME ASSOCIATION
    OF GREATER CINCINNATI
    4623 WESLEY AVENUE SUITE A
    CINCINNATI,OH45212     		NONE PC DONOR RELATIONS MANAGER 20,000
    OHIO SPECIAL OLYMPICS
    4790 RED BANK EXPRESSWAY
    CINCINNATI,OH45227     		NONE PC FALL & WINTER SPORTS 15,000
    PARACHUTE SPECIAL ADVOCATES FOR
    CHILDREN OF BUTLER COUNTY
    284 N FAIR AVENUE
    HAMILTON,OH45011     		NONE PC BE A CHILD'S VOICE 5,000
    OVER THE RHINE COMMUNITY HOUSING
    1219 SYCAMORE STREET4
    CINCINNATI,OH45202     		NONE PC ROTHENBERG ROOFTOP GARDEN 10,000
    KNOWLEDGEWORKS FOUNDATION
    ONE WEST FOURTH ST STE 200
    DINCINNATI,OH45202     		NONE PC STEM BYCYCLE CLUB 43,000
    BREAKTHROUGH CINCINNATI INC
    6908 GIVEN ROAD
    CINCINNATI,OH45243     		NONE PC 2016 ACADEMIC SUMMER 25,000
    STARFIRE COUNCIL OF GREATER
    CINCINNATI INC
    5030 OAKLAWN DRIVE
    CINCINNATI,OH45227     		NONE PC NEIGHBORHOOD CONNECTORS 40,000
    CENTRAL CLINIC INC
    311 ALBERT SABIN WAY
    CINCINNATI,OH45229     		NONE PC MENTAL HEALTH & SUBSTANCE 25,000
    CINCINNATI OBSERVATORY CENTER
    3489 OBSERVATORY PLACE
    CINCINNATI,OH45208     		NONE PC YOUTH EDUCATION OUTREACH 7,500
    CINCINNATI WORKS INC
    708 WALNUT STREET SUITE 200
    CINCINNATI,OH45202     		NONE PC NEXT STEP PROGRAM 30,000
    ACTIVITIES BEYOND THE CLASSROOM
    2330 VICTORY PARKWAY STE 307
    CINCINNATI,OH45206     		NONE PC WINTON HILLS ACAD 25,000
    COMMUNITY MEDIATION SERVICES
    100 N MAIN STREET ROOM 115
    CLINTON,TN37716     		NONE PC ATTENDANCE MEDIATION 10,000
    DIOCESAN CATHOLIC CHILDREN'S HOMEINC
    75 ORPHANAGE ROAD
    FORT MITCHELL,KY41017     		NONE PC RESIDENTIAL 20,000
    NORTHERN KENTUCKY COMMUNITY ACTION
    COMMISSION INC
    717 MADISON AVENUE
    COVINGTON,KY41011     		NONE PC YOUTHBUILD NORTHERN 25,000
    NEW PERCEPTIONS INC
    1 SPERTI DRIVE
    EDGEWOOD,KY41017     		NONE PC LEARNING CENTE3R 24,875
    REDWOOD SCHOOL & REHABILITATION
    CENTER INC
    71 ORPHANAGE ROAD
    FORT MITCHELL,KY41017     		NONE PC SHIELD OF PROTECTION ROOF 25,000
    Total .................................bullet 3a 1,467,575
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		         
    4 Dividends and interest from securities....     14 501,119  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 587,752  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,088,871  
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,088,871
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2015 ExplnOfNonFilingWithAGStmt
    Name:
    DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION
    EIN:
    31-1411794
    Statement:
    THIS TRUST DOES NOT PROVIDE A COPY OF FORM 990-PF TO THE OHIO ATTORNEY GENERAL BECAUSE, IN LIEU THEREOF, IT IS REQUIRED TO FILE AN ON-LINE ANNUAL REPORT WITH THE OHIO ATTORNEY GENERAL'S OFFICE AT www .ohioattorneygeneral.gov

    TY 2015 InvestmentsOtherSchedule2
    Name:
    DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION
    EIN:
    31-1411794
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MUTUAL FUNDS - FIXED AT COST 2,671,741 2,470,409
    MUTUAL FUNDS - EQUITY AT COST 7,519,828 10,212,384

    TY 2015 OtherDecreasesSchedule
    Name:
    DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION
    EIN:
    31-1411794
    Description Amount
    ADJ FOR ROUNDING TRANSACTIONS AND SALES 6


    TY 2015 OtherExpensesSchedule
    Name:
    DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION
    EIN:
    31-1411794
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE FILING FEES 200 0   200
    GRANTMAKING FEES 28,964 0   28,964
    OFFICE EXPENSES 35,172 0   35,172


    TY 2015 TaxesSchedule
    Name:
    DANIEL AND SUSAN PFAU CHARITABLE FOUNDATION
    EIN:
    31-1411794
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 783 783   0
    FEDERAL ESTIMATES - INCOME 11,102 0   0
    FEDERAL ESTIMATES - PRINCIPAL 6,640 0   0