| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Accounting fees | 3,000 | 600 | 0 | 2,400 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| Double Line Total Return | 73,573 | 71,749 |
| Templeton Global | 50,470 | 43,874 |
| Mainstay Funds High Yld | 24,406 | 21,945 |
| First Eagle High Yield | 49,225 | 40,458 |
| Goldman Sach Strategic | 29,994 | 27,441 |
| Ivy High Income Fd | 64,083 | 51,645 |
| Pimco Income Fd | 50,201 | 47,927 |
| Rivernorth/Doubleline | 97,676 | 93,028 |
| Angel Oak Multi-Strategy | 51,300 | 49,892 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| Altria Group Inc | 27,632 | 634,489 |
| American Electric Power | 71,787 | 209,772 |
| America Movil S.A.B. | 30,658 | 261,516 |
| AT&T Inc | 64,815 | 285,603 |
| Bank of East Asia | 1,779 | 16,299 |
| Duke Energy Hldg Corp | 25,539 | 95,163 |
| Exxon Mobil Corp | 13,873 | 355,062 |
| Ford Motor Co | 55,920 | 112,720 |
| General Electric Co | 10,251 | 93,450 |
| Guocoleisure Ltd | ||
| Inter Parfums Inc | 20,302 | 193,371 |
| Kraft Foods Inc | 9,904 | 182,919 |
| Philip Morris Intl Inc | 45,119 | 351,640 |
| Spectra Energy Corp | 18,415 | 47,880 |
| Teekay Corp | 43,970 | 9,870 |
| Verizon Comm Inc | 64,073 | 219,915 |
| Wal Mart De Mexico | 36,249 | 197,629 |
| Harbor Int'l Fund | 55,453 | 57,679 |
| Anadarko Petroleum | 13,046 | 14,574 |
| Frontier Communications | 2,169 | 5,333 |
| First Eagle Global | 86,026 | 90,719 |
| Putnam Capital Spectrum | 75,509 | 103,892 |
| T Rowe Price Capital Appreciation | 94,620 | 103,894 |
| Bank of America Corp | 16,776 | 33,660 |
| Morgan Stanley Buffered Step-up | ||
| UBS Ag Airbag PS Spy | 20,000 | 31,940 |
| UBS Ag Airbag PS Spy | 25,000 | 48,317 |
| Mondelez Intl Inc | 18,454 | 338,228 |
| Cisco Systems Inc 300 shs | 28,493 | 35,301 |
| Hecla Mining Co 3000 shs | 12,720 | 5,670 |
| Yacktman Fund Svc Class | 82,587 | 81,792 |
| Blackrock Global Long/Short Credit Fd | ||
| Mainstay Marketfield | ||
| Neuberger Berman Long Short Fd | 66,608 | 67,234 |
| Virtus Dynamic Alpha Sector | 34,998 | 30,111 |
| Wells Fargo Advantage Absolute Return Fd | 70,110 | 64,126 |
| 361 Managed Futures Strategy Fd | 89,563 | 86,416 |
| Goldman Sachs Income Bldr Fd | 70,374 | 66,412 |
| Hartford Balanced Income Fd | 82,670 | 82,314 |
| Hennessy Equity & Income Fd | 157,845 | 157,656 |
| Janus Balanced Fd | ||
| Manning & Napier Fd Inc Pro-Blend | 49,123 | 43,819 |
| Pioneer Multi-Asset Real Return | ||
| Principal Global Diversified Inc Fd | 72,201 | 67,014 |
| Rivernorth Core Opportunity Fd | ||
| General Motors Co | 65,210 | 68,020 |
| Genworth Financial Inc Cl A | ||
| Gilead Sciences Inc | 20,022 | 30,357 |
| Artisan Global Value Fd | ||
| Ivy Science & Technology Fd | 18,238 | 18,458 |
| Scharf Investor Fd | 47,253 | 50,415 |
| Transparent Value Directional Alloc | 90,160 | 87,681 |
| Sandalwood Opportunity | 71,093 | 61,413 |
| Touchstone Arbitrage | ||
| Columbia Thermostat Fd | 60,828 | 58,545 |
| Intrepid Capital Fund | 50,803 | 43,026 |
| Sentinel Multi-Asset Income Fd | ||
| Morgan Stanley Instl Balanced Fd | 116,071 | 114,032 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| CVR Refng LP MLP | AT COST | 11,158 | 15,333 |
| Jackson National Life Insurance Co | AT COST | 263,140 | 291,730 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| UBS Dividends receivable | 563 | 1,379 | 1,379 |
| UBS Proceeds receivable | 24,628 | 24,628 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Office expense & postage | 1,028 | 206 | 822 | |
| State filing fees | 50 | 10 | 40 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| CRV Refining PTP Income | -262 | -262 | -262 |
| Jackson National Life Ins | 5,721 | 5,721 | 5,721 |
| Description | Amount |
|---|---|
| UBS investment adjustments | 2,185 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Investment management fees | 18,885 | 3,777 | 0 | 15,108 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Foreign taxes | 125 | 125 | ||
| L&I taxes | 26 | 5 | 21 |