| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| SBK FINANCIAL, INC. | 2,085 | 1,042 | 1,043 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 5,000 SHS - NUVEEN FLOAT RATE | 60,958 | 51,200 |
| 9,000 SHS - PIONEER FLOATING | 77,145 | 65,100 |
| 3,000 SHS - HERCULES TECH GROWTH CAP INC | 34,244 | 36,570 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| SWIFT CREEK PARTNERS, LLC | AT COST | 216,377 | 216,377 |
| FORTRESS INVESTMENT GROUP, LLC | AT COST | 29,293 | 35,630 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| PURCELL FLANAGAN HAY & GREENE | 496 | 248 | 248 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Fortress Investment Group, LLC - Portfolio Deductions | 22 | 22 | 0 | |
| BANK FEES | 150 | 150 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| Swift Creek Partners, LLC - Ordinary Income | -3,382 | -3,382 | -3,382 |
| swift Creek Partners, LLC - Ordinary Gain | 45 | 45 | 45 |
| Fortress Investment Group, LLC - Other Portfolio Income | -3 | -3 | -3 |
| Fortress Investment Group, LLC - Ordinary Income | 29 | 29 | 29 |
| Description | Amount |
|---|---|
| TAX-EXEMPT DIVIDENDS | 5,100 |
| Partnership Book Adjustment | 2,672 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXCISE TAXES | 495 | 0 | 0 |