Form990
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private
foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2015
Open to Public Inspection
A For the 2015 calendar year, or tax year beginning 07-01-2015 , and ending 06-30-2016
BCheck if applicable:
CName of organization
Plan International USA Inc
 
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
155 Plan Way
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Warwick, RI028861099
D Employer identification number

13-5661832
E Telephone number

G Gross receipts $ 64,024,187
F Name and address of principal officer:
A SAN MARTIN
155 Plan Way
Warwick,RI02886
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.planusa.org
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1937
M State of legal domicile: NY
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: See the Organization's Mission Statement on Schedule O, Page 1
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 14
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 14
5 Total number of individuals employed in calendar year 2015 (Part V, line 2a) ...... 5 167
6 Total number of volunteers (estimate if necessary) ............. 6 23
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b  
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 84,352,318 56,865,516
9 Program service revenue (Part VIII, line 2g) .........   0
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 595,691 515,189
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) -218,916 0
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 84,729,093 57,380,705
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 72,186,691 35,065,351
14 Benefits paid to or for members (Part IX, column (A), line 4).....   0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 12,558,226 12,515,181
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 2,397,588 2,322,400
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet4,254,444    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 10,449,134 8,729,038
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 97,591,639 58,631,970
19 Revenue less expenses. Subtract line 18 from line 12....... -12,862,546 -1,251,265
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 36,364,276 35,217,363
21 Total liabilities (Part X, line 26)............. 6,584,327 7,053,046
22 Net assets or fund balances. Subtract line 21 from line 20..... 29,779,949 28,164,317
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet
Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2015)
Form 990 (2015)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: See the Organization's
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 42,470,556 including grants of $ 35,065,351 ) (Revenue $   )
PROGRAM AND TECHNICAL SUPPORT - PLAN INTERNATIONAL USA CARRIES OUT THE VAST MAJORITY OF ITS INTERNATIONAL ACTIVITIES THROUGH PLAN INTERNATIONAL, INC. (ALSO REGISTERED IN THE USA) WHICH IMPLEMENTS PROGRAMS THROUGH OFFICES IN OVER 50 DEVELOPING COUNTRIES. WORLDWIDE PROGRAMS (SEE SCH. O) ARE FOCUSED ON: 1. EDUCATION (EXP $6,032,521 INCL. GRANTS OF $4,654,531) 2. HEALTH (EXP $12,841,971 INCL. GRANTS OF $11,197,242) 3. DISASTER & CONFLICT (EXP $4,575,353 INCL. GRANTS OF $4,176,990) 4. PROTECTION (EXP. $6,908,808 INCL. GRANTS OF $6,258,026) 5. WATER, SANITATION & HYGIENE (EXP $5,094,382 INCL. GRANTS OF $4,237,396) 6. YOUTH AND ECONOMIC EMPOWERMENT(EXP.$7,017,521 INCL. GRANTS OF $4,541,166) FOR MORE INFORMATION, PLEASE SEE "PROGRAM SERVICE ACCOMPLISHMENTS" IN SCHEDULE O.
4b (Code:   ) (Expenses $ 1,065,570 including grants of $   ) (Revenue $   )
BUILDING RELATIONSHIPS - OUR CHILD SPONSORSHIP PROGRAM LINKS A SPONSOR IN THE UNITED STATES WITH A CHILD IN NEED; THEY CAN EXCHANGE LETTERS, CARDS AND PHOTOS AS A WAY TO BUILD RELATIONSHIPS. PLAN ALSO SHARES PROGRAM COMMUNICATIONS TO KEEP SPONSORS INFORMED OF THE WORK UNDERWAY IN THE FIELD. FOR MORE DETAILED INFORMATION, PLEASE SEE "PROGRAM SERVICE ACCOMPLISHMENTS" IN SCHEDULE O.
4c (Code:   ) (Expenses $ 1,088,373 including grants of $   ) (Revenue $   )
DEVELOPMENT EDUCATION AND ADVOCACY - PLAN CONDUCTS EDUCATIONAL OUTREACH PROGRAMS IN THE UNITED STATES WITH YOUTH, EDUCATORS, SPONSORS AND THE PUBLIC ABOUT ISSUES AFFECTING CHILDREN AND FAMILIES IN THE DEVELOPING WORLD. THESE PROGRAMS STRIVE TO ENHANCE THE UNDERSTANDING OF POVERTY AND THE ROLE THAT PLAN HAS IN THE DEVELOPMENT PROCESS. ADDITIONALLY, PLAN'S OUTREACH INCLUDES PARTNERSHIPS DEVELOPED TO INCREASE AWARENESS OF GLOBAL POVERTY. ONE SUCH MAJOR CAMPAIGN DURING FY16 WAS PLAN'S AND NICKELODEO
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet44,624,499
Form 990 (2015)
Form 990 (2015)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment..............
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III.................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I..................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III .............
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII.......
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions) ....Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2015)
Form 990 (2015)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I............
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I ...................
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If "Yes," complete Schedule L, Part II ................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L,
Part IV
........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV.....................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV...
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .............
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I.
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II ...........
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I ........
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............
36
 
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2015)
Form 990 (2015)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
86
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
167
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds.
Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? .........................
8
 
 
9a
Did the sponsoring organization make any taxable distributions under section 4966?...
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2015)
Form 990 (2015)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
14
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
14
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AR , CA , CT , DC , FL , GA , HI , IL , KS , KY , MD , MA , MI , MN , MS , NH , NJ , NM , NY , OK , OR , PA , RI , SC , TN , UT , VA , WV , WI
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletDavid Cannata155 Plan Way   Warwick,RI028861099 (401) 562-8417
Form 990 (2015)
Form 990 (2015)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) DOROTA KEVERIAN......................................................................
Board Chair
12.00
.................
 
X           0 0 0
(2) GEORGIANA GIBSON......................................................................
Secretary
4.00
.................
 
X           0 0 0
(3) ERIC CHATMAN......................................................................
Treasurer
4.00
.................
 
X           0 0 0
(4) ALLISON KNAPP WOMACK......................................................................
Vice Chair
6.00
.................
 
X           0 0 0
(5) HOWARD CUTLER......................................................................
Board Member
2.00
.................
 
X           0 0 0
(6) JACK POULSON......................................................................
Board Member
2.00
.................
 
X           0 0 0
(7) VINCENT JACKSON......................................................................
Board Member
2.00
.................
 
X           0 0 0
(8) CAROL PEASLEY......................................................................
Board Member
2.00
.................
 
X           0 0 0
(9) PAUL DWYER......................................................................
Board Member; Audit Chair
2.00
.................
 
X           0 0 0
(10) TAMER RASHAD......................................................................
Board Member
2.00
.................
 
X           0 0 0
(11) GILBERT L'ITALIEN......................................................................
Board Member
2.00
.................
 
X           0 0 0
(12) MARISA HAIRE......................................................................
Board Member
2.00
.................
 
X           0 0 0
(13) ELIZABETH MYERS......................................................................
Board Member
4.00
.................
 
X           0 0 0
(14) JIM COCHRAN......................................................................
Board Member
2.00
.................
 
X           0 0 0
(15) SARAH SAINT-AMAND......................................................................
Board Member
2
.................
 
X                
(16) ANA TERESA GUTIERREZ-SAN MARTIN......................................................................
President/CEO
50
.................
 
    X       296,800   22,904
(17) DAVID CANNATA......................................................................
CFO
50
.................
 
    X       181,633   16,820
Form 990 (2015)
Form 990 (2015)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) SHANNA MARZILLI........................................................................
Chief Marketing Officer
50
.......................  
      X     185,371   31,101
(19) ANN HUDOCK........................................................................
Sr.VP, International Programs
50
.......................  
      X     219,891   14,110
(20) YVONNE NORMAN........................................................................
Director of IT
50
.......................  
        X   162,164   19,616
(21) SARKA SENGEZENER........................................................................
Sr.Dir. Youth&Economic Empowerment
50
.......................  
        X   167,790   14,609
(22) MARCIA ODELL........................................................................
Senior Gender Advisor
50
.......................  
        X   150,185   13,404
(23) DARREN SAYWELL........................................................................
Sr.Dir. WASH Practice
50
.......................  
        X   178,949   30,954
(24) MARCIO NASCIMENTO........................................................................
Sr. Dir. Business Development
50
.......................  
        X   150,754   24,605












1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 1,693,537   188,123
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet23
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual
...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
Public Outreach Fundraising

179 John St Suite 301A
Toronto Ontario    
CA
In-person solicitation 2,307,716
Solution IT Inc

150 Presidential Way Suite 210
Woburn,MA01801
IT Consulting/Services 238,950
Tribal Vision

295 Devonshire St
Boston,MA02110
Fundraising Counsel 174,500
Nail Communications

63 Eddy St
Providence,RI02903
Web site&Brand consulting 169,680
Buzz Feed Inc

200 5th Ave 8th Floor
New York,NY10010
Video Production/Campaign 165,000
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet7
Form 990 (2015)
Form 990 (2015)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c  
d Related organizations1d  
e Government grants (contributions)1e 19,302,767
f All other contributions, gifts, grants, and similar amounts not included above1f 37,562,749
g Noncash contributions included in lines 1a-1f:$ 578,632
h Total.Add lines 1a-1f.......MediumBullet 56,865,516
 Program Service RevenueAmt Business Code
2a
b
c
d
e
f All other program service revenue.        
g Total.Add lines 2a–2f.....MediumBullet  
 OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ..........MediumBullet 518,651     518,651
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet        
(ii) Personal (i) Real
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss)......MediumBullet        
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory   6,640,020
b Less: cost or other basis and sales expenses   6,643,482
c Gain or (loss)   -3,462
d Net gain or (loss).....MediumBullet -3,462     -3,462
8a Gross income from fundraising events (not including $   of contributions reported on line 1c). See Part IV, line 18 ....
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet  
12 Total revenue. See Instructions......MediumBullet 57,380,705     515,189
Form 990 (2015)
Form 990 (2015)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 34,641,873 34,641,873
2 Grants and other assistance to individuals in the United States. See Part IV, line 22    
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 423,478 423,478
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 929,991 96,356 642,680 190,955
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 9,225,796 4,559,614 4,189,593 476,589
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 669,240 306,826 318,423 43,991
9 Other employee benefits ....... 981,485 450,784 466,070 64,631
10 Payroll taxes ........... 708,669 324,903 337,183 46,583
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 42,074 2,291 39,783 0
c Accounting ........... 191,485 94,850 96,635 0
d Lobbying ...........        
e Professional fundraising services. See Part IV, line 17 2,322,400 2,322,400
f Investment management fees ...... 58,774 0 58,774 0
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 1,776,903 1,054,183 657,229 65,491
12 Advertising and promotion .... 349,291 18,555 751 329,985
13 Office expenses ....... 956,240 253,164 314,001 389,075
14 Information technology ...... 863,491 5,395 763,506 94,590
15 Royalties ..        
16 Occupancy ........... 1,085,376 509,716 504,979 70,681
17 Travel ............ 1,883,139 1,490,736 305,714 86,689
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings ....        
20 Interest ...........        
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 402,243 184,429 191,387 26,427
23 Insurance ... 86,259 32,274 50,592 3,393
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a Banking & Credit Card Fees 352,817 0 352,817 0
b Outside Clerical 65,694 0 65,694 0
c Educ./Training 286,784 132,179 147,443 7,162
d
e All other expenses 328,468 42,893 249,773 35,802
25 Total functional expenses. Add lines 1 through 24e 58,631,970 44,624,499 9,753,027 4,254,444
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2015)
Form 990 (2015)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX ..............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 6,832,430 1 6,170,551
2 Savings and temporary cash investments ......... 225,683 2 245,354
3 Pledges and grants receivable, net ...... 9,303,500 3 8,843,034
4 Accounts receivable, net .............   4  
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net ....   7  
8 Inventories for sale or use ........   8  
9 Prepaid expenses and deferred charges ...... 888,100 9 952,181
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 6,053,625
b Less: accumulated depreciation 10b 3,916,302 2,358,468 10c 2,137,323
11 Investments—publicly traded securities . 16,756,095 11 16,868,920
12 Investments—other securities. See Part IV, line 11 .....   12  
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ...........   15  
16 Total assets. Add lines 1 through 15 (must equal line 34)... 36,364,276 16 35,217,363
Liabilities 17 Accounts payable and accrued expenses ..... 3,845,216 17 2,075,780
18 Grants payable ...   18  
19 Deferred revenue .........   19  
20 Tax-exempt bond liabilities .........   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ..   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D 2,739,111 25 4,977,266
26 Total liabilities. Add lines 17 through 25.. 6,584,327 26 7,053,046
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets 4,815,184 27 5,160,956
28 Temporarily restricted net assets ........... 15,457,201 28 13,418,727
29 Permanently restricted net assets 9,507,564 29 9,584,634
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund ...   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 29,779,949 33 28,164,317
34 Total liabilities and net assets/fund balances ........ 36,364,276 34 35,217,363
Form 990 (2015)
Form 990 (2015)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
57,380,705
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
58,631,970
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
-1,251,265
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
29,779,949
5
Net unrealized gains (losses) on investments ...............
5
-60,376
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-303,991
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
28,164,317
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2015)
Form 990 (2015)
Additional Data


Software ID: 15000272
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public
Inspection
Name of the organization
Plan International USA Inc
 
Employer identification number

13-5661832
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4


5
6
7
8
9
10
11
a
b
c
d
e
f
Enter the number of supported organizations ..............  

g
Provide the following information about the supported organization(s).
(i)Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total      

For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2015

Schedule A (Form 990 or 990-EZ) 2015
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2011 (b) 2012 (c) 2013 (d) 2014 (e) 2015 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any unusual grants.) .... 58,798,051 75,100,186 97,794,197 84,352,318 56,865,516 372,910,268
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 58,798,051 75,100,186 97,794,197 84,352,318 56,865,516 372,910,268
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4. 372,910,268
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2011 (b) 2012 (c) 2013 (d) 2014 (e) 2015 (f) Total
7 Amounts from line 4.. 58,798,051 75,100,186 97,794,197 84,352,318 56,865,516 372,910,268
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 444,608 462,925 434,002 565,273 518,651 2,425,459
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..            
11 Total support. Add lines 7 through 10. 375,335,727
12
12
3,005,612
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
99.350 %
15
15
99.440 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2015

Schedule A (Form 990 or 990-EZ) 2015
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2011 (b) 2012 (c) 2013 (d) 2014 (e) 2015 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513...            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.) 0
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2011 (b) 2012 (c) 2013 (d) 2014 (e) 2015 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
0 %
16
16
 
Section D. Computation of Investment Income Percentage
17
17
0 %
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2015

Schedule A (Form 990 or 990-EZ) 2015
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 11 of Part I. If you checked 11a of Part I, complete Sections A and B. If you checked 11b of Part I, complete Sections A and C. If you checked 11c of Part I, complete Sections A, D, and E. If you checked 11d of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 11a or 11b in Part I, answer (b) and (c) below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2015

Schedule A (Form 990 or 990-EZ) 2015
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in (a) above?
11b
 
 
c
A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer (a) and (b) below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer (a) and (b) below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2015

Schedule A (Form 990 or 990-EZ) 2015
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    

Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by .035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    

Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2015

Schedule A (Form 990 or 990-EZ) 2015
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity
 
3 Administrative expenses paid to accomplish exempt purposes of supported organizations  
4 Amounts paid to acquire exempt-use assets  
5 Qualified set-aside amounts (prior IRS approval required)  
6 Other distributions (describe in Part VI). See instructions  
7Total annual distributions. Add lines 1 through 6.  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions
 
9 Distributable amount for 2015 from Section C, line 6  
10 Line 8 amount divided by Line 9 amount  

Section E - Distribution Allocations (see instructions) (i)
Excess Distributions
(ii)
Underdistributions
Pre-2015
(iii)
Distributable
Amount for 2015
1 Distributable amount for 2015 from Section C, line
6
 
2 Underdistributions, if any, for years prior to 2015
(reasonable cause required--see instructions)
 
3 Excess distributions carryover, if any, to 2015:
a
b
c
d From 2013.......  
e From 2014.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2015 distributable amount  
i Carryover from 2010 not applied (see
instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.  
4Distributions for 2015 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2015 distributable amount  
c Remainder. Subtract lines 4a and 4b from 4.  
5 Remaining underdistributions for years prior to
2015, if any. Subtract lines 3g and 4a from line 2
(if amount greater than zero, see instructions)
 
6 Remaining underdistributions for 2015. Subtract
lines 3h and 4b from line 1 (if amount greater than
zero, see instructions)
 
7 Excess distributions carryover to 2016. Add lines
3j and 4c.
 
8 Breakdown of line 7:
a
b
c Excess from 2013.......  
d From 2014.......  
e From 2015.......  
Schedule A (Form 990 or 990-EZ) (2015)

Schedule A (Form 990 or 990-EZ) 2015
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2015


Additional Data


Software ID: 15000272
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Name of the organization
Plan International USA Inc
 
Employer identification number

13-5661832
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2015)
Schedule B (Form 990, 990-EZ, or 990-PF) (2015) Page 2
Name of organization
Plan International USA Inc
 
Employer identification number
13-5661832
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
RESTRICTED
 
 

   
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
Page 3
Name of organization
Plan International USA Inc
 
Employer identification number

13-5661832
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No.from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a)
No.from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a)
No.from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a)
No.from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a)
No.from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a)
No.from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
Page 4
Name of organization
Plan International USA Inc
 
Employer identification number

13-5661832
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No.from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No.from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No.from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No.from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2015)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletInformation about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
Plan International USA Inc
 
Employer identification number

13-5661832
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ......................................................................................................................SchCMd Bullet
$  
3
Volunteer hours .............................................................................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2015

Schedule C (Form 990 or 990-EZ) 2015
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
organization's
totals
(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...............................................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ...........................................    
c Total lobbying expenditures (add lines 1a and 1b) .......................................................................    
d Other exempt purpose expenditures ......................................................................................... 54,377,526  
e Total exempt purpose expenditures (add lines 1c and 1d) .................................................................... 54,377,526  
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
1,000,000  
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .......................................................................... 250,000  
h Subtract line 1g from line 1a. If zero or less, enter -0-. ..........................................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ...........................................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ..............................................................................................................

4-Year Averaging Period Under section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in)
(a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) Total
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
b Lobbying ceiling amount
(150% of line 2a, column(e))
6,000,000
c Total lobbying expenditures          
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
e Grassroots ceiling amount
(150% of line 2d, column (e))
1,500,000
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2015


Schedule C (Form 990 or 990-EZ) 2015
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
 
 
c
Media advertisements? ...................................................................................................
 
 
 
d
Mailings to members, legislators, or the public? .............................................................................
 
 
 
e
Publications, or published or broadcast statements? ...........................................................
 
 
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
 
 
i
Other activities? ...................................................................................................................
 
 
 
j
Total. Add lines 1c through 1i ....................................................................................................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2015


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public Inspection
Name of the organization
Plan International USA Inc
 
Employer identification number

13-5661832
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ....    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ....    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ...........
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ............................
Part II
Conservation Easements. Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2015

Schedule D (Form 990) 2015
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability?
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a)Current year (b)Prior year (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 14,054,906 14,434,136 13,579,146 12,987,055 12,289,377
b Contributions ... 110,907 70,771 273,073 215,697 411,873
c Net investment earnings, gains, and losses 167,019 263,399 1,442,797 1,156,854 285,805
d Grants or scholarships ...          
e Other expenditures for facilities
and programs ...
1,151,569 713,400 860,880 780,460  
f Administrative expenses ....          
g End of year balance ...... 13,181,263 14,054,906 14,434,136 13,579,146 12,987,055
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet13.000 %
b
Permanent endowment SchDMd Bullet70.000 %
c
Temporarily restricted endowment SchDMd Bullet17.000 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations .................
3a(i)
 
No
(ii) related organizations .................
3a(ii)
 
No
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment)
(b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land ...   184,588 184,588
b Buildings   2,503,303 1,966,548 536,755
c Leasehold improvements   697,199 604,691 92,508
d Equipment ...   2,668,535 1,345,063 1,323,472
e Other ...        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 2,137,323
Schedule D (Form 990) 2015

Schedule D (Form 990) 2015
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c)Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A)
(B)
(C)
(D)
(E)
(F)
(G)
(H)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
Due to Plan International, Inc. 4,977,266
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 4,977,266
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2015

Schedule D (Form 990) 2015
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 70,482,744
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a  
b Donated services and use of facilities ......... 2b 13,359,513
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d -198,700
e Add lines 2a through 2d ..................... 2e 13,160,813
3 Subtract line 2e from line 1.................. 3 57,321,931
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 58,774
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b.................... 4c 58,774
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 57,380,705
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 71,932,709
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a 13,359,513
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e 13,359,513
3 Subtract line 2e from line 1................... 3 58,573,196
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 58,774
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c 58,774
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 58,631,970

Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Pt V, Line 4 The intended use of the Endowment Fund is to maintain
Pt V, Line 4 the purchasing power of the assets through long-term
Pt V, Line 4 returns which provide for both (a) future growth of the
Pt V, Line 4 endowment and (b) current income that can be used to
Pt V, Line 4 support Plan's program activities.
Pt XI, Line 2d This amount represents the amount of the Net Impairment
Pt XI, Line 2d loss on investments (totaling -$198,700).
Other .
Other Additional information relating to Part XI, line 2b and Part XII, line 2a: Plan's outreach includes partnerships developed to increase awareness of global poverty. One such major campaign during Fy16 was Plan's and Nickelodeon International's "Together for Good" global initiative which included over $13m of media donated to Plan which was broadcast across multiple platforms in 150 countries and territories. The revenue and expense amounts reported as reconciling items in Part XI and XII, respectively, represent amounts included in the audited financial statements for US Generally Accepted Accounting Principles but excluded for the purposes of the Form 990 in accordance with the IRS instructions.
Schedule D (Form 990) 2015


Additional Data


Software ID: 15000272
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public Inspection
Name of the organization
Plan International USA Inc
 
Employer identification number

13-5661832
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region
(f) Total expenditures
for and investments
in region
Sub-Saharan Africa 0 0 Grants N/A 167,617
Sub-Saharan Africa 0 0 Grants N/A 110,712
Sub-Saharan Africa 0 0 Grants N/A 89,724
Sub-Saharan Africa 0 0 Grants N/A 10,410
Sub-Saharan Africa 0 0 Grants N/A 9,226
Sub-Saharan Africa 0 0 Grants N/A 9,000
Sub-Saharan Africa 0 0 Grants N/A 8,376
Sub-Saharan Africa 0 0 Grants N/A 7,613
South Asia 0 0 Grants N/A 10,000
South Asia 0 0 Grants N/A 800
           
           
           
           
           
           
           
3a Sub-total ..... 0 0 423,478
b Total from continuation sheets to Part I ...      
c Totals (add lines 3a and 3b) 0 0 423,478
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2015
Schedule F (Form 990) 2015
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(a)(c) Region (b)(d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount
of non-cash
assistance
(h) Description
of non-cash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
Sub-Saharan Africa Early Childhood Care 167,617 Wire transfer      
Sub-Saharan Africa Orphans/Vuln childrn 110,712 Wire transfer      
Sub-Saharan Africa Child Re-integration 89,724 Wire transfer      
Sub-Saharan Africa Women's empowerment 10,410 Wire transfer      
Sub-Saharan Africa Women's empowerment 9,226 Wire transfer      
Sub-Saharan Africa Women's empowerment 9,000 Wire transfer      
Sub-Saharan Africa Women's empowerment 8,376 Wire transfer      
Sub-Saharan Africa Women's empowerment 7,613 Wire transfer      
South Asia Children's Education 10,000 Wire transfer      
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
9
3 Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2015
Schedule F (Form 990) 2015Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2015
Schedule F (Form 990) 2015
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713).. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2015
Schedule F (Form 990) 2015
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
Pt I Line 3 Col (F) The grant listed as item (1) under Part I, Line 3 is with Plan's research partner on a project being conducted in Mozambique and Kenya. Plan monitors the activity of the grantee organization through the review of quarterly program and financial reports that are required as part of the grant agreement as well as periodic calls to discuss research, design and implementation.
Pt I Line 3 Col (F) .
Pt I Line 3 Col (F) The grant listed as item (2) under Part I, Line 3 is with Plan's partner on a project being conducted in Kenya where the primary role of the grantee organization is to provide technical leadership in the area of mentoring mothers. The Kenya office of grantee and its project staff work with the Plan's Chief of Party ("CoP")and project team to plan and integrate their activities into project work plans. Activities are then jointly implemented by the grantee along with other Plan program staff. They submit monthly financial and quarterly accrual reports to Plan. Quarterly program performance reports are shared with the CoP, as are work plans, once they are agreed and finalized in-country. These documents are also tracked and reviewed by Plan.
Pt I Line 3 Col (F) .
Pt I Line 3 Col (F) The grant listed as item (3) under Part I, Line 3 is with Plan's partner on a project being conducted in Central African Republic ("CAR"). The primary role of the grantee organization is to work to reunite children with their families (many of whom were separated by fighting in CAR) and helping reintegrate these children and families into their communities. Plan monitors the grantee thru the review of monthly financial and program performance reports as well as via field visits.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2015
Additional Data


Software ID: 15000272
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public Inspection
Name of the organization
Plan International USA Inc
 
Employer identification number

13-5661832
Part I
Fundraising Activities. Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
 
Public Outreach Fundraising
In-person solicitation   No 787,112 1,809,969 -1,022,857
 
Donorworx
In-person solicitation   No 100,769 238,780 -138,011
 
Tribal Vision
FR Counsel-website   No   225,200 -225,200
 
Direct Point Group Inc
FR Counsel-Retention   No   41,800 -41,800
             
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow 887,881 2,315,749 -1,427,868
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2015
Schedule G (Form 990 or 990-EZ) 2015
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.




VerticalRevenue
(a) Event #1

 
(event type)
(b) Event #2

 
(event type)
(c) Other events

 
(total number)
(d) Total events
(add col. (a) through col. (c))

1

Gross receipts . . . . .

 

 

 

 

2

Less: Contributions . . . .

 

 

 

 
3 Gross income (line 1 minus
line 2) . . . . . .

 

 

 

 



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . .        
6 Rent/facility costs . . . .        
7 Food and beverages . . .        
8 Entertainment . . . .        
9 Other direct expenses . . .        
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow  
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow  
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1

Gross revenue . . . . .

 

 

 

 
VerticalDirectExpenses

2

Cash prizes . . . . .

 

 

 

 

3

Noncash prizes . . . .

 

 

 

 

4

Rent/facility costs . . . .

 

 

 

 

5

Other direct expenses . . .

 

 

 

 


6


Volunteer labor . . . .
%
%
%


7

Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow

 

8

Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow

 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2015
Schedule G (Form 990 or 990-EZ) 2015
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Return Reference Explanation
Line 2b col(v) The information for Public Outreach is representative of the results
Line 2b col(v) during the fiscal year ended June 30, 2016. The activities are
Line 2b col(v) undertaken primarily to generate monthly-giving donors as opposed
Line 2b col(v) to soliciting one-time gifts. Although the gross receipts do include
Line 2b col(v) some one-time gifts, the focus of the fundraising efforts is on
Line 2b col(v) child and project sponsors who enroll in a long-term voluntary
Line 2b col(v) giving program. As a result, it is not unusual to have relatively small
Line 2b col(v) amounts of revenue within the same fiscal year as the campaigns are
Line 2b col(v) conducted. Instead, the intention is to recover the costs over a longer
Line 2b col(v) period of time during which the retained donors make continuing contributions.
Schedule G (Form 990 or 990-EZ) 2015
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public
Inspection
Name of the organization
Plan International USA Inc
 
Employer identification number
13-5661832
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance
(1) Plan International Inc
PO Box 7670
Warwick,RI02887
51-0169168 501(c)(3) 34,325,781   N/A N/A Prog. Support
(2) Univ of North Carolina
104 Airport Drive
Chapel Hill,NC27598
56-6001393 501(c)(3) 119,187   N/A N/A Research
(3) Danya International Inc
8737 Colesville Rd 1100
Silver Spring,MD20910
52-1981367 N/A 177,260   N/A N/A Monitor & Eval
(4) Population Council Inc
One Dag Hammarskjold Plza
New York,NY10017
13-1687001 501(c)(3) 19,645   N/A N/A Research
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
3
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
1
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2015

Schedule I (Form 990) 2015
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients
(c) Amount of
cash grant
(d) Amount of
non-cash assistance
(e) Method of valuation (book,
FMV, appraisal, other)
(f) Description of non-cash assistance
(1)
(2)
(3)
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
Pt I Line 2 Plan International USA, Inc. is the United States member organization of
Pt I Line 2 Plan International, Inc. ("PII"). Plan International USA implements the vast
Pt I Line 2 majority of its international activities through PII and the $34,325,781
Pt I Line 2 represents the program support funding transferred or accrued to PII during the year
Pt I Line 2 ended June 30, 2016 for community development projects focusing on children
Pt I Line 2 in over 50 developing countries around the world.
Pt I Line 2 .
Pt I Line 2 Plan International USA monitors funds transferred to PII regularly throughout
Pt I Line 2 each fiscal year. Plan International USA staff are involved in the planning,
Pt I Line 2 design, and implementation of programs that are currently administered through
Pt I Line 2 PII and work directly with staff of PII in these matters. Some of the
Pt I Line 2 specific activities include:
Pt I Line 2 .
Pt I Line 2 1. Plan International USA has access to and regularly reviews the global
Pt I Line 2 organization's intranet site which includes significant amounts of data on
Pt I Line 2 the program activities being conducted throughout all of the program locations.
Pt I Line 2 .
Pt I Line 2 2. Plan International USA has regular access to the financial reporting
Pt I Line 2 which allows for the monitoring of programs on a budget vs. actual basis as
Pt I Line 2 well as providing some detail on the types of spending that are conducted in
Pt I Line 2 the field so that the monitoring of the scope of work can be done.
Pt I Line 2 .
Pt I Line 2 3. Plan International USA can review the results of the work conducted by PII's
Pt I Line 2 Global Assurance Unit (i.e. Internal Audit) to gain satisfaction over the
Pt I Line 2 procedures and controls that are in place at the program locations.
Pt I Line 2 .
Pt I Line 2 4. Plan International USA staff conduct regular field visits whereby they
Pt I Line 2 perform program monitoring and evaluation work as well as providing technical
Pt I Line 2 program backstopping.
Pt I Line 2 .
Pt I Line 2 5. Plan International USA has representation on many of the global management
Pt I Line 2 committees and consortia that are in place to help oversee and guide the work of PII.
Pt I Line 2 .
Pt I Line 2 6. An aspect of the global governance structure provides that the member
Pt I Line 2 organizations of the global organization (Plan International USA is the U.S.
Pt I Line 2 member of Plan International) share in the governance of the global
Pt I Line 2 organization via representation on the Plan International Member's Assembly.
Pt I Line 2 The Member's Assembly is composed of delegates from each member organization
Pt I Line 2 around the world. Plan International USA currently has 2 delegates which are
Pt I Line 2 elected by the Board of Directors of Plan International USA. The Member's
Pt I Line 2 Assembly serves as the governance and policy setting Board for the
Pt I Line 2 worldwide organization.
Pt I Line 2 .
Pt I Line 2 Overall, there is open communication between Plan International USA and PII
Pt I Line 2 which provides for effective and timely oversight of the use of funding
Pt I Line 2 provided by Plan International USA to PII.
Pt I Line 2 .
Pt I Line 2 Plan USA monitors our grant to UNC as follows: (a) We monitor monthly spending based on a financial reporting tracker which the sub-grantee submits alongside an invoice for the work they have completed during the reporting period. This shows absolute figures by month, relative spending against budgeted ceiling and trends over time. Also, the Senior Program Director prepares a written summary for the UNC Water Institute management staff which points to areas in the budget which are trending low and asks for feedback on the same. (b) Every quarter, we receive and review a summary report from UNC on the programmatic progress that the sub-grantee has made; typically broken down by several sections: activities undertaken, deliverables reported, impact of outcomes, risks going forward. (c) We also conduct regular check-in calls (typically scheduled every two weeks) and regular face to face meetings. Separate agendas are developed to review progress at these meetings which include scorecards for our partnership as a whole to highlight where things are working well and if there are areas of improvement to work on.
Pt I Line 2 .
Pt I Line 2 Plan USA's subgrant to Danya International, Inc. related to a project being conducted in Kenya. Plan USA monitored the activities of Danya both in the field-country and remotely. In Kenya, Danya's full-time project staff were fully integrated into the project team in the project's Nairobi office. Reporting lines were structured under the Chief of Party ("CoP"). At start-up, Plan USA staff on temporary duty in Kenya provided direct guidance to Danya's technical team; the CoP assumed this role from November, 2015. In this way, activities were incorporated into the Year 1 workplan and carried out under Plan's direct guidance. Monthly financial reports were also submitted to Plan USA. Due to the short time that Danya operated in Kenya during this project, other reporting did not apply, but activities were captured in the project's overall performance reports.
Pt I Line 2 Plan USA's subgrant to The Population Council, Inc. was performed over a relatively short period of time. Plan USA monitored the activities of The Population Council by working closely with them on the research team, requiring progress reports throughout the term of the agreement and through a final financial report at the completion of the activity.
Pt I Line 2 .
Schedule I (Form 990) 2015



Additional Data


Software ID: 15000272
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public Inspection
Name of the organization
Plan International USA Inc
 
Employer identification number

13-5661832
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........
1b
 
No
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization?
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization?
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2015

Schedule J (Form 990) 2015
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation in column(B) reported as deferred on prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
1ANA TERESA GUTIERREZ-SAN MARTIN   (i)

(ii)
296,800
-------------
 
 
-------------
 
 
-------------
 
22,525
-------------
 
379
-------------
 
319,704
-------------
 
 
-------------
 
2DAVID CANNATA   (i)

(ii)
181,633
-------------
 
 
-------------
 
 
-------------
 
15,673
-------------
 
1,147
-------------
 
198,453
-------------
 
 
-------------
 
3SHANNA MARZILLI   (i)

(ii)
185,371
-------------
 
 
-------------
 
 
-------------
 
16,304
-------------
 
14,797
-------------
 
216,472
-------------
 
 
-------------
 
4ANN HUDOCK   (i)

(ii)
219,891
-------------
 
 
-------------
 
 
-------------
 
13,731
-------------
 
379
-------------
 
234,001
-------------
 
 
-------------
 
5YVONNE NORMAN   (i)

(ii)
162,164
-------------
 
 
-------------
 
 
-------------
 
9,415
-------------
 
10,201
-------------
 
181,780
-------------
 
 
-------------
 
6SARKA SENGEZENER   (i)

(ii)
167,790
-------------
 
 
-------------
 
 
-------------
 
14,230
-------------
 
379
-------------
 
182,399
-------------
 
 
-------------
 
7MARCIA ODELL   (i)

(ii)
150,185
-------------
 
 
-------------
 
 
-------------
 
12,529
-------------
 
875
-------------
 
163,589
-------------
 
 
-------------
 
8DARREN SAYWELL   (i)

(ii)
178,949
-------------
 
 
-------------
 
 
-------------
 
15,558
-------------
 
15,396
-------------
 
209,903
-------------
 
 
-------------
 
9MARCIO NASCIMENTO   (i)

(ii)
150,754
-------------
 
 
-------------
 
 
-------------
 
9,808
-------------
 
14,797
-------------
 
175,359
-------------
 
 
-------------
 
Schedule J (Form 990) 2015

Schedule J (Form 990) 2015
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
Pt I Line 1b The only expense item on Part I, Line 1b that applied to Plan International USA
Pt I Line 3 For a detailed explanation of the process used to determine CEO compensation
Schedule J (Form 990) 2015
Additional Data


Software ID:  
Software Version:  
SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990
OMB No. 1545-0047
2015
Open to Public Inspection
Name of the organization
Plan International USA Inc
 
Employer identification number

13-5661832
Part I
Types of Property
(a)
Check if applicable
(b)
Number of contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods .......
     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 29 578,632  
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image ( )
27 Other Right pointing arrow large image ( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2015)
Schedule M (Form 990) (2015)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Pt I col(b) The number of contributions listed on line 9 represent 29 separate
Pt I col(b) gifts of publicly traded stocks or mutual funds received
Pt I col(b) throughout the fiscal year ended June 30, 2016.
Schedule M (Form 990) (2015)

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public
Inspection
Name of the organization
Plan International USA Inc
 
Employer identification number

13-5661832
Return Reference Explanation
Other ******PLAN INTERNATIONAL USA,INC. MISSION STATEMENT******
Other .
Other Plan strives to achieve lasting improvements in the quality of life of vulnerable children in developing countries by (1) Enabling children, their families and their communities to meet basic needs and to increase their ability to participate in and benefit from their societies; (2) Fostering relationships to increase understanding and unity among people of different cultures and countries; and (3) Promoting the rights and interests of the world's children.
Other .
Pt VI, Line 11b The Form 990 is provided electronically to each member of the
Pt VI, Line 11b Plan International USA Audit Committee. The Audit Committee
Pt VI, Line 11b then meets with Plan International USA's CEO and CFO to review the
Pt VI, Line 11b Form 990 in detail. Once the 990 has been approved by the Audit
Pt VI, Line 11b Committee, it is sent electronically to the full Board of
Pt VI, Line 11b Directors for review and comment. Once the comment period is over,
Pt VI, Line 11b either the Board approves or delegates the authority to the
Pt VI, Line 11b Executive Committee of the Board to approve the Form 990.
Pt VI, Line 11b Once approved, it is filed with the IRS and posted to the
Pt VI, Line 11b Organization's website for public disclosure.
Pt VI, Line 11b .
Pt VI, Line 12c On an annual basis, the officers, directors and all employees
Pt VI, Line 12c receive a copy of and review Plan International USA's Conflict
Pt VI, Line 12c of Interest disclosure questionnaire. Each of them signs that
Pt VI, Line 12c questionnaire where they must disclose any actual or
Pt VI, Line 12c potential conflicts of interest. All questionnaires with any
Pt VI, Line 12c actual or potential conflicts are then reviewed by either the
Pt VI, Line 12c Chair of the Audit Committee, Board Chair, V.P. of Human Resources
Pt VI, Line 12c or the Ethics & Compliance Officer depending on the position
Pt VI, Line 12c of the person whose questionnaire has a disclosure.
Pt VI, Line 12c Appropriate action is taken as needed. During the year, if
Pt VI, Line 12c potential conflicts arise, they must be disclosed promptly and
Pt VI, Line 12c in writing to the appropriate person (as noted above).
Pt VI, Line 12c If there are any potential conflicts of interest relating
Pt VI, Line 12c to a particular vote that the Board is taking, the
Pt VI, Line 12c Board member(s) must declare the potential conflict and
Pt VI, Line 12c abstain from voting. This is then recorded in the minutes
Pt VI, Line 12c of the Board meeting.
Pt VI, Line 12c .
Pt VI, Line 15a Every year (typically in late summer), the Talent Management
Pt VI, Line 15a Committee of the Board ("TMC") leads the annual CEO performance
Pt VI, Line 15a review process. The TMC requests and reviews a CEO evaluation
Pt VI, Line 15a feedback form that is received from each Board member and
Pt VI, Line 15a can also include feedback from members of the Executive Team.
Pt VI, Line 15a Based on that feedback, the TMC prepares the performance
Pt VI, Line 15a review for Board approval. The discussion with the CEO is
Pt VI, Line 15a conducted by the Board Chair and the Chair of the TMC. Based
Pt VI, Line 15a on the CEO's performance against objectives and a comparison
Pt VI, Line 15a to external market factors for CEO's in similar locations
Pt VI, Line 15a and of similar sized organizations, an increase (if applicable
Pt VI, Line 15a based on the aforementioned factors) is recommended by the TMC
Pt VI, Line 15a and brought to the Board for approval typically around the time
Pt VI, Line 15a of the September Board meeting. The TMC retains documentation
Pt VI, Line 15a with respect to the process, deliberations, external data and
Pt VI, Line 15a the decisions made regarding CEO compensation. The process
Pt VI, Line 15a includes a regular review of benchmarks with periodic consultation
Pt VI, Line 15a with a compensation specialist to ensure the CEO salary and
Pt VI, Line 15a those of other positions in the organization are within the
Pt VI, Line 15a market range of comparable positions at similar organizations
Pt VI, Line 15a in similar markets.
Pt VI, Line 15a .
Pt VI, Line 15b For current staff, including officers and key employees,
Pt VI, Line 15b but with the exception of the CEO (as described in reference
Pt VI, Line 15b above to Pt VI, Line 15a), the annual performance reviews
Pt VI, Line 15b are conducted in the summer/fall following each fiscal year-end.
Pt VI, Line 15b At that time, managers determine compensation increases for
Pt VI, Line 15b staff based on merit and the availability of funds based on
Pt VI, Line 15b the budget and corresponding organizational performance.
Pt VI, Line 15b As needed, positions at Plan International USA are market
Pt VI, Line 15b priced with an outside consultant to determine if the pay ranges
Pt VI, Line 15b for each job are in line with those in other like positions
Pt VI, Line 15b in similar geographic locations. When changes to the job
Pt VI, Line 15b descriptions are made, Human Resources staff have a process
Pt VI, Line 15b for determining the grade level and salary. For instances where
Pt VI, Line 15b the compensation for a position is in question, HR has an
Pt VI, Line 15b external compensation specialist to consult. Documentation
Pt VI, Line 15b is kept regarding each employee's salary. Officers and key
Pt VI, Line 15b employees are reviewed by the CEO and any salary changes for
Pt VI, Line 15b officers and key employees are approved by the CEO.
Pt VI, Line 15b .
Pt VI, Line 19 Plan International USA's audited financial statements are made
Pt VI, Line 19 available publicly on our website at: www.planusa.org and
Pt VI, Line 19 also on other websites such as Guidestar. In addition, financial
Pt VI, Line 19 information as well as governing documents and our Conflict
Pt VI, Line 19 of Interest Policy are available upon request.
Pt VI, Line 19 .
Pt XI Other Changes in Net Assets (Part XI, Line 9)
Pt XI .
Pt XI Change in value of perpetual trusts $(33,837)
Pt XI Change in value of split-interest agreements (52,121)
Pt XI Net loss from non-operating lease (19,333)
Pt XI Net impairment loss on Investments (198,700)
Pt XI -----------
Other Other Changes in Net Assets(non-operating) $(303,991)
Other .
Other .
Other PLAN INTERNATIONAL USA, INC.
Other PROGRAM SERVICE ACCOMPLISHMENTS
Other .
Other Plan International USA, Inc. is the United States member
Other organization of Plan International Inc. (PII), along with 21 other member organizations around the world. Plan International
Other USA implements the vast majority of its international activities
Other through PII, which is also a non-profit organization registered
Other in the United States. Plan has been working for nearly 80
Other years to break the cycle of poverty. Today, we support children,
Other youth, families, and communities in 52 program countries
Other across Africa, Asia, and the Americas to strengthen the health,
Other knowledge, and resilience of millions of children, which
Other results in lasting change for families, communities, and
Other ultimately, nations.
Other .
Other We focus on ensuring that the children who are most marginalized
Other receive the education and protection to which they have a
Other right, and that they are not excluded from services or decision
Other -making. We carry out our work by partnering with communities,
Other local and national governments, and civil-society organizations.
Other We are independent, with no religious, political, or governmental
Other affiliations.
Other .
Other A. PROGRAM AND TECHNICAL SUPPORT
Other .
Other Program and Technical Support Funding of $42,470,556 (for
Other the fiscal year ended June 30, 2016) represents funds received
Other by Plan International USA from sponsors, donors, and other entities
Other (such as the U.S. government, corporations, foundations, etc.),
Other $7,405,205 of which was used on programmatic activities conducted
Other directly by Plan International USA, and $35,065,351 of which
Other more than 97% was transferred to Plan International Inc. ("PII")
Other and combined with the funding received from the other 21 donor
Other countries around the world. The combined funds are then used
Other to support field programs in more than 51,000 communities in
Other 52 developing countries.
Other .
Other Plan's field programs are focused on the following six core
Other areas described below:
Other .
Other 1. EDUCATION
Other .
Other Plan's goal: Children and youth will realize their right
Other to quality education.
Other Education is one of the most powerful tools available to
Other ensure children are able to fulfill their potential. Every
Other child has the right to education, but many are excluded
Other because of poverty, gender, disability, geographical remoteness,
Other or language or cultural barriers.
Other We work to promote free, equal access to quality education
Other for all children. We promote child-friendly learning environments;
Other develop teaching skills and teaching materials; provide training to
Other government staff; and help communities become more involved
Other in how schools are run.
Other .
Other We work with national and local governments to help improve
Other the laws and public policy on education, and we take part
Other in local, national, and international campaigns to support
Other quality education for all.
Other In fiscal year 2016, Plan International USA's expenditures
Other in education totaled approximately $6,032,521, with $4,486,914
Other transferred to PII for our overseas programs. Examples of
Other Plan's FY16 projects in this area include: Community-Led
Other Action For Children; Nepal Early Grade Reading Program; Niger
Other Education and Community Strengthening(NECS); Tusome Pamoja;
Other Zambia Read To Succeed; and Room to Learn South Sudan.
Other .
Other COMMUNITY-LED ACTION FOR CHILDREN
Other This $2.3 million project, funded by the Conrad N. Hilton
Other Foundation, is the second phase of the Community-Led Action
Other for Children project that is reaching children in communities
Other affected by the HIV/AIDS pandemic in Kenya and Mozambique.
Other This three-year effort aims to provide pre-school-aged children
Other with a healthy and strong start in life through an array
Other of interventions. These encompass parenting education, including
Other a focus on male caregiver engagement; establishment of early
Other learning centers; transitioning to primary school; strengthening
Other community referral systems; and policy advocacy and partnerships
Other to put in place strengthened national and sub-national Early
Other Childhood Care and Development (ECCD) policies, using a strong
Other evidence base.
Other .
Other NEPAL EARLY GRADE READING PROGRAM
Other This $2.8 million, USAID-funded Early Grade Reading Program (EGRP)
Other is implemented by a consortium led by Research Triangle International
Other (RTI). It aims to provide reading instruction in grades
Other 1-3 and to enhance community engagement in education and
Other school planning. Plan leads the third component of the project.
Other This component focuses on providing guidance and support to parents,
Other community organizations, and Nepali non-governmental organizations
Other (NGOs) to promote reading practice at home and in the community.
Other Plan has worked at the national level on drafting a Social
Other and Community Mobilization Strategy in partnership with the
Other Ministry of Education (MOE) in collaboration with other
Other organizations working in the EGR sector. Plan is also developing
Other tools for community mobilization and overseeing small grants
Other to NGOs and community-based organizations (CBOs) working with
Other Parent Teacher Associations and School Management Committees.
Other NIGER EDUCATION AND COMMUNITY STRENGTHENING (NECS)
Other NECS is a $7.6 million, USAID-funded project focused on improving
Other educational opportunities for children while strengthening
Other links between schools and community and state structures. NECS
Other uses a comprehensive approach to improve educational opportunities
Other available to children, while strengthening links between local
Other communities and state structures. On June 30, 2016, a two-year
Other extension for an additional $3,982,451 was finalized with USAID.
Other The extension will focus on the early grade [grades 1 (CI)
Other and 2 (CP)] reading work as well as strengthen progress made
Other in the area of social mobilization. NECS is implemented by
Other Plan International Niger (prime) and Aide et Action International.
Other NECS facilitates students' access and retention in the learning
Other environment through mentorship programs and social community
Other mobilization support. The project also focuses on improving
Other the quality of education through improved reading instruction
Other in four local languages. The NECS project covers 150 villages/
Other schools in seven regions of Niger.
Other TUSOME PAMOJA
Other The Tusome Pamoja project in Tanzania is a five year education
Other initiative implemented by Research Triangle International
Other (RTI) as the prime contractor, working in collaboration with
Other Plan International (sub-contract based on expenditures not
Other to exceed $6,579,949). Tusome Pamoja is focused on supporting
Other improvements to reading, writing, and arithmetic learning
Other (3Rs) on a national scale, working with the Ministry of Education
Other and Vocational Training in the Tanzanian Mainland and the
Other Zanzibar Ministry of Education and Vocational Training in
Other coordination with the Prime Minister's Office- Regional
Other Administration and Local Government. Tusome Pamoja will contribute
Other to national efforts to improve learning outcomes by focusing
Other investments in five regions, consisting of 34 districts; and
Other reaching 1.4 million Tanzanian children. Working in over 3,000
Other schools, Tusome Pamoja will operate at the national, district,
Other and ward levels to build the capacity of government officials
Other by providing training, coaching, and mentoring support. Plan
Other supports the implementation of community based programs focused
Other on increasing the effective engagement of parents and community
Other in education. To achieve the project goals, Tusome Pamoja will
Other focus on supporting parents and community members to increase
Other their engagement in the 3Rs and further community and civil
Other society oversight of instruction. Tusome Pamoja will engage
Other parents and the community in early grade learning efforts in
Other a strategic manner through training, mobilization activities,
Other advocacy, and specifically designed social and behavioral change
Other communication (SBCC) interventions.
Other .
Other ZAMBIA READ TO SUCCEED
Other The Read to Succeed project is funded by USAID to increase
Other learning in reading, math, and English in 1,300 government
Other basic schools in six provinces in Zambia. Plan International
Other is an implementing partner of the project under Creative
Other Associates. Read to Succeed (RTS) is carried out in partnership
Other with the Zambian Ministry of Education, Science, Vocational
Other Training, and Early Education, and the project aims to improve
Other the effectiveness of schools so that students can acquire
Other essential academic and life skills. Taking a "whole school,
Other whole teacher, whole child" approach, the project views schools
Other as centers of learning, care, and support. Read to Succeed
Other addresses five key elements that influence school effectiveness:
Other learning, teaching, management, parental/community participation,
Other and responsiveness to children's needs. Plan supports the
Other RTS work focused on strengthening School Community Partnerships
Other (SCP). These partnerships support school effectiveness and
Other student performance using a participatory approach to involve
Other the school and community in order to improve the performance
Other and retention of learners in schools, especially girls and
Other orphans and vulnerable children (OVCs). They help to strengthen
Other alliances between the school and community to effectively
Other support teaching and learning, both in and out of school.
Other The SCP model thrives on a genuinely reciprocal relationship
Other between schools and communities that integrates activities
Other including Education Leadership Management (ELM), Learner
Other Performance Improvement Plans, and HIV prevention.
Other ROOM TO LEARN SOUTH SUDAN
Other Room To Learn South Sudan (RtL) is a $780,000 program funded
Other by USAID that aims to expand education opportunities that
Other are inclusive and promote social cohesion. Plan International
Other is an implementing partner of the project under Winrock International.
Other Originally a five year project, USAID announced that the project
Other would close due to shifts in priority at the mission in 2016;
Other two years earlier than scheduled. Room to Learn aims to implement
Other activities that offer safe access to quality education for
Other 1 million children and youth, with special focus on increasing
Other access to the most disadvantaged groups such as out-of-school
Other children, girls, Internally Displaced Persons (IDPs) in host
Other communities, pastoralists, returnees, people with special needs,
Other and other marginalized groups that suffer from lack of education
Other or poor quality, disrupted, unsafe access to education. The
Other program components include:
Other .
Other 1. Improvement and expansion of safer education services
Other for children and youth;
Other 2. Enhancement of relevancy of education and promotion
Other of learner well-being; and
Other 3. Improvement of the quality of education system management
Other through local education authorities.
Other .
Other Plan International has been leading the work related to school
Other community-led emergency preparedness in the Room to Learn
Other Project to ensure that all children receive a quality education
Other within a safe learning environment, even in times of emergency
Other and post-crisis recovery. This includes setting up community
Other crisis response mechanisms in schools and initiating and expanding
Other school-based psychosocial support services for the learners
Other and teachers. Additionally, as an example of partnership and
Other leveraging of funds from multiple donors, RtL collaborated
Other with the United Kingdom's Department for International Development
Other (DFID)-funded Girls' Education South Sudan (GESS) project to
Other develop a School Governance Handbook. The Handbook was compiled
Other with both projects' training materials to create one unified
Other document as the standard tool on school governance in South
Other Sudan. The School Governance Handbook has been approved by
Other the Ministry of General Education and Instruction (MoGEI) and
Other is available for all schools, County and Payam Education Offices,
Other NGOs, and other education partners, demonstrating an unprecedented
Other resource guide in the Global South.
Other .
Other 2. HEALTH
Other .
Other Plan's goal: Providing the tools, training, and resources
Other for communities to raise healthy children. Children and
Other youth will realize their right to sexual and reproductive
Other health, including HIV prevention, care, and treatment.
Other .
Other Plan supports a range of programs that reduce newborn and
Other maternal mortality, increase child survival, and support
Other the healthy development of children into adulthood. These
Other interventions include initiatives to prevent and combat specific
Other avoidable childhood illnesses.
Other .
Other We promote good nutrition, early child development, and early
Other education, providing support for parents and caregivers.
Other We work with our partners to help mothers, children, and
Other young people access quality primary health care and social
Other services. We also support quality, age-appropriate reproductive
Other and sexual health education and services for children and
Other young people. We challenge the beliefs and attitudes that
Other maintain inequality between the sexes. We also advocate for
Other more effective policies and actions that respect and protect
Other the rights of children living in a world with HIV. These
Other include the right to be protected from HIV and, for those
Other affected, to receive care and support. This work includes
Other advocating for children orphaned by AIDS to live with family
Other members. In FY16, Plan International USA's expenditures
Other for health totaled approximately $12,841,971, $10,889,625
Other of which was transferred to PII. Examples of Plan's FY16
Other projects in this area include Nilinde: Support for Orphans
Other and Vulnerable Girls and Boys in Nairobi and Coast Counties
Other of Kenya; One Community; USAID Development Innovation Ventures
Other (DIV)-supported "Pregnant Women's Groups: An Integrated Approach
Other to Reduce Maternal and Neonatal Deaths in Nepal"X; Safe Motherhood
Other Nigeria: Ambulances and Accountability for Maternal Health
Other Project; and Tekponon Jikuagou: Addressing Unmet Need for
Other Family Planning Through Social Networks.
Other .
Other NILINDE: SUPPORT FOR ORPHANS AND VULNERABLE GIRLS AND BOYS IN NAIROBI AND COAST COUNTIES OF KENYA
Other On this $41,005,731 project, Plan leads a consortium that
Other also includes Ananda Marga Universal Relief Team (AMURT)
Other Childline Kenya and mothers2mothers (m2m). The project, known
Other locally as "Nilinde," meaning "Protect Me" in Swahili, works
Other to support at-risk children in Kenya by focusing on improving
Other the welfare and protection of the most vulnerable households
Other affected by HIV in Nairobi and Coast Counties. Nilinde works
Other with local partner organizations to increase household resiliency
Other and empower parents and caregivers to make investments that
Other will improve the health and well-being of orphans and vulnerable
Other children (OVC). Working at both local and national levels,
Other Nilinde aims to increase access to health and social services
Other and support government efforts at strengthening child welfare
Other and protection systems. Nilinde's holistic case management
Other approach connects health, nutrition, HIV services, psychosocial
Other support, and education to economic strengthening services
Other designed to graduate families out of program support by developing
Other their ability to grow and sustain their assets, income, and
Other skills. In Nairobi County, the project focuses on informal
Other settlements where the majority of the OVC reside. In Coast
Other Counties, the project works in both informal settlements
Other in urban areas and in rural areas where larger OVC populations
Other live. Nilinde also works with Kenyan government agencies to
Other strengthen national monitoring and management information systems (MIS)
Other for OVC and integrates information and communications technology
Other (ICT) and social and behavior change communications (SBCC)
Other across project interventions. At the same time, Nilinde works
Other with governmental and non-governmental partners to use data for
Other decision making and to improve quality services to OVC.
Other .
Other ONE COMMUNITY
Other Led by the Johns Hopkins Center for Communication Programs
Other (CCP), partnering with Project HOPE and Plan International,
Other the USAID-funded One Community Project (OC) focuses on building
Other strong HIV competent communities, families, and individuals.
Other Plan's portion of the grant as a subcontractor is $4,528,075.
Other The project works in eight districts including Balaka, Machinga,
Other Phalombe, Mulanje, Chikwawa, Blantyre, Zomba, and Mangochi,
Other and is based on a socio-ecological model that links the actions
Other of individual children, adolescents, and adults to the actions
Other of families and communities, the services available to them,
Other and the social structures that govern them. OC seeks to enable
Other community resource persons to deliver core packages of evidence
Other -based interventions tailored to vulnerable groups such as OVCs
Other and their families, adolescents living with HIV (ALHIV), adult
Other people living with HIV (PLHIV), fisher folk, and mobile workers.
Other The OC team will work closely with MOH and Ministry of Social
Other Welfare, PEPFAR, and other stakeholders to define priority
Other vulnerable populations and standard minimum packages of services.
Other Working in the catchment areas of the PEPFAR priority sites
Other to complement facility interventions, activities will specifically
Other focus on community mobilization and engagement of local partners
Other to reduce incidence of new infections and improve clinical,
Other social, and economic outcomes among vulnerable groups. Plan's
Other focus areas are OVCs, Early Childhood Development, and Provision
Other of services for adolescents living with HIV/AIDS to include
Other youth economic empowerment. Plan has also been tasked with
Other DREAMS, PEPFAR's new initiative to reduce new HIV infections
Other among vulnerable Adolescent Girls and Young Women (AGYW) in
Other ten priority African countries, including Malawi. DREAMS addresses
Other positive sexual health behaviors, increases access to sexual
Other and reproductive health services, and creates an enabling environment
Other for AGYW by supporting caregivers, addressing harmful community
Other norms and practices, and creating safe spaces for AGYW in schools
Other and in communities.
Other .
Other USAID DEVELOPMENT INNOVATION VENTURES (DIV) SUPPORTED "PREGNANT
Other WOMEN'S GROUPS: AN INTEGRATED APPROACH TO REDUCE MATERNAL AND
Other NEONATAL DEATHS IN NEPAL"
Other The USAID Development Innovation Ventures (DIV) supported
Other "Pregnant Women's Groups: An Integrated Approach to Reduce
Other Maternal and Neonatal Deaths in Nepal" project is scaling
Other up Plan's Pregnant Women's Group (PWG) approach to 15 districts
Other of Nepal from 2014 to 2017. This $1.5 million project builds
Other upon Plan's previous work under the USAID-supported Local
Other Innovation for Better Outcomes for Neonates (LIBON) project.
Other The PWG project, implemented in 12 Terai (plains) and three
Other hill districts, has a quasi-experimental component and involves
Other rigorous monitoring and evaluation. The PWG approach brings
Other together a group of 8-15 pregnant women and their relatives,
Other who live in the same ward, to give them access to health
Other information, improve their awareness and utilization of health
Other services, and empower them and their family members to advocate
Other with service providers - with the overall goal of contributing
Other to the reduction in maternal and neonatal morbidity and mortality
Other in Nepal. The PWGs meet monthly and the meetings are facilitated
Other by trained female community health volunteers (FCHV), who are
Other part of the Nepal health system. The FCHV educate the pregnant
Other women on various health and water, sanitation and hygiene (WASH)
Other topics such as danger signs during pregnancy, delivery, and
Other after delivery; birth preparedness; awareness about nutritional
Other supplements, immunization, and hygiene; and utilization of
Other health services (antenatal care, institutional delivery, post
Other natal care, etc.). The positive peer pressure within the group
Other serves as a driving force for behavior change for healthy practices.
Other .
Other SAFE MOTHERHOOD NIGERIA: AMBULANCES AND ACCOUNTABILITY FOR MATERNAL HEALTH PROJECT
Other The $260,000 ambulance project, funded by the MacArthur Foundation
Other (MAF), has sought to contribute to reducing maternal mortality
Other in Nigeria-specifically in Alimosho LGA in Lagos State-through
Other various community-level activities related to strengthening
Other ambulance systems, improving basic emergency obstetric care
Other during transport, and fostering community advocacy for maternal
Other health accountability. Some of the achievements of the project
Other include consensus building among different stakeholders (state
Other and local officials, service providers, ward health committees,
Other community members) that led to the development of a paramedic
Other training curriculum and a service delivery guideline document.
Other Plan also built the capacity of ward health committees and
Other community members to enable them to advocate for services
Other and resource allocation as well as to hold their officials
Other and service providers accountable. This grant was a continuation
Other of the MAF IV project, and aims to sustain community advocacy
Other and accountability for ambulances and maternal health in
Other Lagos State.
Other .
Other TEKPONON JIKUAGOU (MEANING "DOING EVERYTHING POSSIBLE TO
Other PREVENT MATERNAL MORTALITY"): ADDRESSING UNMET NEED FOR FAMILY
Other PLANNING THROUGH SOCIAL NETWORKS
Other This USAID-funded $1.2 million project aims to develop and
Other test a scalable package of social network activities to engage
Other men and women in discussion and reflection about unmet need
Other for family planning. Under the project, Georgetown University's
Other Institute for Reproductive Health is the primary implementing
Other organization, while Plan and CARE provide technical resources
Other for testing and implementing network-based interventions
Other that address unmet need for family planning. The package
Other of activities works with and through influential and connected
Other network actors who may be more effective in diffusing new ideas
Other and mobilizing public dialogue than formal leaders or health
Other workers alone. The intervention aims to increase acceptability
Other of discussions concerning family size and family planning
Other use. It also aims to create an enabling environment for family
Other planning use by increasing the perception that social network
Other members approve of family planning use. There were two phases
Other to the project which included a pilot and scale up phase.
Other The pilot phase was carried out in a total of 90 villages
Other (45 with Plan, 45 with CARE) for the development and testing
Other of the intervention package. The second phase focused on
Other scaling up the intervention package in Couffo. Plan managed
Other this process via two local NGOs in 44 villages: CRAIB and
Other DBDIBA. The project's goal is to expand successful social
Other network interventions to additional communities throughout
Other Benin, and if possible, West Africa.
Other .
Other 3. DISASTER & CONFLICT
Other .
Other Plan's goal: Children and youth grow up in resilient communities
Other and realize their rights in safety and with dignity, before,
Other during, and after disasters and conflicts.
Other .
Other In times of disaster, children are particularly vulnerable.
Other Separation from families and friends causes uncertainty, anxiety,
Other and shock, with a significant impact on children's emotional
Other well-being. Our initial disaster response work focuses on
Other children's urgent needs, such as shelter, food, and water.
Other We then prioritize child protection and education to help
Other re-establish a sense of security and normalcy. An important
Other part of our response involves developing child-friendly spaces
Other that help protect children from harm and exploitation, and
Other aid emotional healing.
Other .
Other Our goal is to support children and youth, their communities,
Other and their societies to develop resilience enabling them to
Other better absorb external shocks and continue forward with their
Other personal and community development. Toward that end, we
Other also seek to address the social inequities and governance
Other challenges that marginalize segments of the population and
Other prevent them from developing resilience.
Other .
Other Plan International USA's expenditures on disasters and conflicts in FY16
Other totaled approximately $4,575,353; $4,087,266 was transferred
Other to PII. Examples of Plan's FY16 projects in this area include:
Other Assistance to Self-Help Shelter and Sanitation Solutions
Other in Dolakha, Nepal; Provision of Integrated Protection and
Other Education Services to South Sudanese Refugee Girls, Boys,
Other and Women and Host Communities in Ethiopia; Supporting the
Other Tracing and Reunification of Unaccompanied and Separated
Other Children, including Children Formerly Associated with Armed
Other Forces and Armed Groups in CAR.
Other .
Other ASSISTANCE TO SELF-HELP SHELTER AND SANITATION SOLUTIONS
Other IN DOLAKHA, NEPAL
Other This six-month, $1 million, USAID-funded emergency response
Other project helped meet the shelter and sanitation needs among
Other residents of 21 heavily-impacted Village Development Committees
Other (VDCs) of Dolakha district in the Central Development Region
Other of Nepal. Focusing on the provision of emergency assistance
Other to households attempting self-help Shelter solutions and
Other community and household level sanitation support, the project
Other provided technical and material support, as well as hygiene
Other promotion activities, to approximately 20,000 individuals
Other impacted by the devastating April 25, 2015 and May 12, 2015
Other earthquakes.
Other .
Other PROVISION OF INTEGRATED PROTECTION AND EDUCATION SERVICES
Other TO SOUTH SUDANESE REFUGEE GIRLS, BOYS, AND WOMEN AND HOST
Other COMMUNITIES IN ETHIOPIA
Other This 12-month, $800,000, State Department-funded award seeks
Other to improve access of the Gambella area refugee population
Other and host communities to quality and essential education as
Other well as child protection services. The program responds to
Other enormous needs, ranging from basic requirements of education
Other to the more all-encompassing issue of child protection, among
Other children and youths in the South Sudanese refugee population
Other and the Ethiopian host community populations in Gambella.
Other In Child Protection, Plan is targeting 17,500 children and
Other adults, including Unaccompanied and Separated Children, through
Other case management (referral, tracing, family reunification,
Other and long-term alternative care arrangement), psychosocial
Other support, child friendly activities, and Non-Food Item distribution.
Other Adults are directly benefiting from the project and are actively
Other involved in project implementation acting as: social workers,
Other foster parents, community based child protection committee
Other members, and through trainings and community awareness and
Other learning sessions. In Education, the project is providing
Other access, improved teaching and the necessary educational materials
Other to ECCD centers and primary schools. Those activities target
Other children from 0 to 14 as well as adults (ECCD facilitators,
Other teachers, parents association, school mothers, and beneficiaries
Other of awareness raising sessions). 10,500 students from Grade
Other 1-4 and 5,000 pre-school children are targeted and the project
Other is indirectly addressing 4,270 household heads (reaching
Other 35% of total households) in back to school campaign, girls'
Other education community sensitization events, and through house-to
Other -house community mobilization sessions. In total, the project
Other will reach a total of 33,000 direct beneficiaries, as well
Other as almost 39,000 indirect beneficiaries.
Other SUPPORTING THE TRACING AND REUNIFICATION OF UNACCOMPANIED
Other AND SEPARATED CHILDREN, INCLUDING CHILDREN FORMERLY ASSOCIATED
Other WITH ARMED FORCES AND ARMED GROUPS, IN CENTRAL AFRICAN REPUBLIC (CAR)
Other This 18-month $1.19 million, USAID-funded project (including
Other a 6 month, $342,555 extension) supports the identification,
Other documentation, interim care, tracing, reunification, and
Other reintegration of unaccompanied and separated children (UASC),
Other including Children Formerly Associated with Armed Forces
Other and Armed Groups (former CAAFAG), in the Prefectures of Lobaye
Other and Ouham. 250 UASC and former CAAFAG (128 girls) are benefiting
Other from support toward reunification and reintegration with
Other their families in the target prefectures. These same children
Other are also benefiting from gaining birth registration, which
Other is key to ensuring that children's basic rights are not violated
Other and to mitigate the risk of abuse, exploitation, or recruitment
Other into armed forces. Through this process, the project is providing
Other life-saving assistance to these victimized young people,
Other helping break the cycle of violence in CAR. In its extension
Other phase, the project will support the youth being reunited under
Other the current project with vocational training, life skills,
Other and literacy classes in order to reintegrate them in a sustainable
Other way and help avoid recruitment into armed groups or early marriage.
Other 100 UASC (35 girls), including former CAAFAG, will benefit from
Other support toward reunification and reintegration with their host
Other families in the target prefecture Lobaye. Through this process,
Other the project will provide life-saving assistance to these victimized
Other young people, helping break the cycle of violence in CAR by
Other giving them a clear vision and realistic opportunity for productive
Other economic futures. Further, the 100 host families caring for
Other target UASC and former CAAFAG will receive training and support.
Other In order to make sure that youth caring for younger children
Other can take part in these activities, an Early Childhood Care
Other and Development (ECCD) room will be established in the venue
Other of the vocational training and life skills and literacy.
Other 4. PROTECTION
Other Plan's goal: Providing a safe place for children to live and
Other grow to their full potential.
Other .
Other Plan works to ensure that all children are safe and protected
Other from abuse, neglect, exploitation, and violence. We provide
Other services designed to prevent abuse, neglect, and exploitation
Other of children and to help victims recover. We campaign for and
Other promote adequate legal protection at all levels, as well as
Other advocate for strong support within families and communities.
Other In addition, we raise public awareness of, and respect for,
Other the right of all children to protection, and we help young
Other people access the skills and knowledge that will enable them
Other to protect themselves.
Other .
Other Expenditures from Plan International USA in this area totaled
Other approximately $6,908,808 for FY16, $6,258,026 of which was
Other transferred to PII. Examples of Plan's FY16 projects in this
Other area include: Addressing Basic Human Rights in Senegal; Protecting
Other Human Rights; and Improved Services for Vulnerable Populations.
Other .
Other ADDRESSING BASIC HUMAN RIGHTS IN SENEGAL (ABRIS)
Other This $750,000 project funded by the U.S. Department of State
Other Office to Monitor and Combat Trafficking in Persons, ABRIS
Other addresses trafficking and exploitation of children of Senegal,
Other particularly those attending private religious schools. While
Other many schools offer genuine religious instruction, some are
Other physically and sexually abusive and highly exploitative, forcing
Other young children to beg for food and money. Plan and its partners
Other conducted a comprehensive study of the underlying factors and
Other the various types of trafficked children and built the capacity
Other of law enforcement, legal, and health system personnel to identify
Other trafficked children. In addition, a referral system was developed
Other to provide the services needed.
Other .
Other In September 2016 the ABRIS project received a six-month no-cost
Other extension from the U.S. Department of State to continue programming
Other through March 2017 in order to continue the training of national
Other police forces, and legal personnel, instituting community awareness
Other campaigns via radio broadcasting, and implementing community-led
Other action plans to combat forced begging.
Other .
Other PROTECTING HUMAN RIGHTS
Other PHR is a $12.7 million USAID-funded project that uses a comprehensive
Other set of interventions to combat domestic violence, child marriage,
Other and other human rights abuses. This is highly prevalent in
Other many parts of Bangladesh. Plan's response comprises five interconnected
Other components: advocating for stronger legislation and enforcement
Other of laws to reduce domestic violence; building the capacity
Other of duty-bearers-including law enforcement, the judicial system,
Other civil society organizations, and the media-to better understand
Other the laws, support survivors, and share their stories; increasing
Other access to justice and helping survivors make informed choices
Other by providing pro-bono legal support and information, including
Other through "doorstep" legal counseling; strengthening direct services
Other to survivors, including medical, shelter, and livelihood support;
Other and public awareness campaigns to inform people of domestic
Other violence laws and shift attitudes towards harmful practices.
Other Working closely with the Bangladesh National Woman Lawyers'
Other Association (BNWLA), and 11 local NGOs, PHR has seen major
Other success. During the life of the project, the government signed
Other into law the Rules of Domestic Violence (Prevention and Protection
Other Act). A trained cadre of social workers together with community-based
Other Social Protection Groups have resulted in community ownership
Other as they look to both decrease incidences of domestic violence
Other as well as help survivors. Through the training of teachers
Other and students as well as working in partnership with a range
Other of stakeholders, PHR has supported local government to create
Other child marriage free zones. In the three years of the project,
Other it has resulted in a decrease in child marriage in a number
Other of the project areas.
Other .
Other IMPROVED SERVICES FOR VULNERABLE POPULATIONS
Other Plan is a member of a consortium led by Global Communities
Other to implement the Improved Services for Vulnerable Populations
Other (ISVP) program, a USAID-funded project that aims to assist the
Other members of 50,000 vulnerable households in 12 districts of
Other Rwanda to build their self-reliance in ways that promote mutual
Other support. The program capitalizes upon USAID support to the
Other Government of Rwanda and civil society partners to facilitate
Other these vulnerable populations' access to health and social services
Other that enable them to live productive lives.
Other .
Other Program objectives include reducing the risk and impact of
Other HIV/AIDS and other health threats facing the most vulnerable
Other populations in Rwanda by increasing the capacity of families
Other and communities to provide better care for vulnerable individuals.
Other This includes ISVP support for vulnerable people to access
Other education as a core element for improving protection against
Other adverse circumstances over the long term. ISVP also involves
Other boys and men as well as girls and women in accessing sexual
Other reproductive health information and services. Plan supports
Other the facilitation of a process in which boys think through the
Other advantages - and disadvantages - of living with core elements
Other that characterize the prevailing male masculinity. Plan also
Other provides technical leadership in early childhood development
Other activities that support positive parenting skills and community
Other Early Childhood Development centers. Across the work of ISVP
Other Plan provides technical leadership to ensure that gender is mainstreamed.
Other .
Other 5. WATER, SANITATION AND HYGIENE
Other .
Other Plan's goal: Children and youth will realize their right to
Other safe, reliable, and affordable drinking water supplies; to
Other hygienic sanitation; and to live in a clean environment.
Other .
Other Plan's water, sanitation, and hygiene(WASH) programs are reaching
Other a growing number of people, and we are one of the leading proponents
Other of community-led total sanitation. This rights-based approach
Other involves encouraging communities-often children and young people-
Other to take the lead in improving their sanitation and to champion
Other the benefits of hygiene and sanitation to their peers, families,
Other and neighbors. We train and support the community to maintain
Other water supplies and latrines and reinforce behaviors such as
Other hand washing with soap. We work alongside government, communities,
Other and local groups to ensure that our impact is sustainable in
Other the long term.
Other .
Other Plan International USA expended approximately $5,094,382 on
Other water, sanitation, and hygiene in FY16, $4,118,209 of which
Other was transferred to PII. Examples of Plan's FY16 projects in
Other this area include: Afya Pwani - Kenya; Testing Modified Community
Other -Led Total Sanitation for Scalability; Cambodia Rural Sanitation
Other and Hygiene Program; and Promoting Agriculture, Health, and
Other Alternative Livelihoods (PAHAL) - Nepal.
Other .
Other AFYA PWANI - KENYA
Other Under the leadership of Pathfinder International for this three
Other year, $48 million program, Plan, the Cooperative League of
Other the USA (CLUSA), International Centre for Reproductive Health,
Other Futures Group International and O'Hanlon Health Consulting
Other work in five counties - Kilifi, Kwale, Lamu, Mombasa, and Taita
Other Taveta to improve access to and utilization of quality health
Other services including HIV; Maternal, Neonatal, Child Health (MNCH);
Other family planning; WASH; and nutrition. In the consortium, Plan
Other International is responsible for the WASH and Nutrition component
Other that aims at increasing access to and utilization of WASH and
Other nutrition services by the communities in Kilifi County. The
Other project's investment in WASH and nutrition focuses at the system
Other level to: build the County health service management capacity;
Other integrate WASH and nutrition into school and health institutions'
Other regular portfolio; and at the community level to support the
Other community's involvement in WASH-related decision making. Lastly,
Other Plan's work supports community-based WASH and nutrition activities
Other including handwashing, household water treatment, safe sanitation,
Other community support groups to implement nutrition trainings,
Other kitchen gardening, and planning for diversified diets.
Other .
Other TESTING MODIFIED COMMUNITY-LED TOTAL SANITATION FOR SCALABILITY
Other This five-year $7.3 million project funded by the Bill & Melinda
Other Gates Foundation aims to advance rural sanitation programs
Other in Kenya, Ethiopia, Ghana, and worldwide by analyzing and improving
Other the cost-effectiveness and scalability of the Community-Led
Other Total Sanitation (CLTS) approach. Successfully mobilizing communities
Other to reach Open Defecation Free (ODF) status depends on several
Other preconditions - not least the capacity of local actors. Through
Other this work, in partnership with the Water Institute at the University
Other of North Carolina (UNC), Plan tested, implemented, and evaluated
Other a first-of-its kind operational research study on community-wide
Other sanitation behavior change. The project measured the relative
Other effect of different local actors on CLTS (i.e., natural leaders,
Other teachers and government staff), as compared to conventional
Other (NGO-facilitated) implementation.
Other .
Other CAMBODIA RURAL SANITATION AND HYGIENE PROGRAM
Other The $12 million CR-SHIP program is funded by the Global Sanitation
Other Fund (GSF), a unique financing mechanism for sanitation programs,
Other and targets rural villages in 10 provinces: Kampong Cham,
Other Kampong Speu, Takeo, Kandal, Svay Rieng, Kampong Chhang, Kampong
Other Thom, Kratie, Kampot, and Prey Veng. CR-SHIP aims to increase
Other access to improved sanitation, to promote proper hygiene practices
Other in rural communities of Cambodia, and to strengthen the capacity
Other of the government, local authorities, and local NGOs in promoting
Other improved sanitation and hygiene. The program utilizes and delivers
Other its service through non-hardware subsidized approaches that
Other have proven successful in enhancing sanitation access within
Other the poorest groups in society: Community-Led Total Sanitation
Other (CLTS); School and Community Water, Sanitation and Hygiene
Other (SC WASH); Sanitation Marketing; Information, Education and
Other Communication (IEC); Behavior Change Campaigns (BCC). The project
Other utilizes regular monitoring and evaluation to track progress
Other and identify challenges. Recent estimates of impact show that
Other sub-grantees have: conducted CLTS triggering activities in
Other 2,027 communities; 603,716 people are now living in open-defecation
Other free environments; 471,058 people have gained access to improved
Other toilets; and 1.1 million people have been reached by messages
Other on hand-washing with soap.
Other .
Other PROMOTING AGRICULTURE, HEALTH, AND ALTERNATIVE LIVELIHOODS
Other (PAHAL)- NEPAL
Other Under the leadership of Mercy Corps for this $37 million, USAID/Food
Other for Peace-funded comprehensive program, Plan International,
Other Development Enterprises (DE), Tufts University's Feinstein
Other International Center (FIC), and Nepalese partners NTAG, Rupantaran,
Other RIMSNepal, and SAPPROS work at a systemic level to address
Other both the symptoms and root causes of food insecurity, targeting
Other individuals, households, communities, and systems to build
Other resilience. As the technical lead for the sanitation component
Other of the program, Plan is implementing community-led total sanitation
Other and promotion of a Total Sanitation strategy that focuses on
Other promoting latrine use, personal hygiene, hand washing with
Other water and soap, and household's drinking water safety activities.
Other The project is operational in 167 Village Development Committees
Other (VDCs) in 14 target districts of the Far West and Mid-West Regions.
Other .
Other 6. YOUTH AND ECONOMIC EMPOWERMENT
Other .
Other Plan's goal: Young adolescents and youth will live in communities
Other that value their participation and provide opportunities for
Other their leadership and economic empowerment.
Other .
Other Plan currently works with youth in 72 countries around the world.
Other Through Plan's community-based, gender-sensitive approach,
Other our programs engage marginalized youth to build their productive
Other assets and prepare them with appropriate skills to manage their
Other transition to work and adulthood. Our holistic programming
Other targets very young adolescents (10-14), adolescents (15-19),
Other and youth (20-29).
Other .
Other Plan International USA expended approximately $7,017,521 on
Other youth and economic empowerment in FY16, $4,495,741 of which
Other was transferred to PII. Examples of Plan's FY16 projects in
Other this area include: USAID Bridges to Employment in El Salvador;
Other Women And Youth Saving For Empowerment; Lifelong Learning,
Other Guatemala; and Philippines: Improving the Financial Capability
Other of Poor Households Affected by Typhoon Haiyan.
Other .
Other USAID BRIDGES TO EMPLOYMENT IN EL SALVADOR
Other The USAID Bridges to Employment project, led by DAI and in
Other partnership with Plan International and JBS International,
Other aims to link over 20,000 at-risk youth-especially young women
Other and vulnerable populations-to basic social resources of work,
Other knowledge, security, and social capital to foster social inclusion
Other through employment opportunities. The $3 million subcontract
Other will advance three objectives: 1) Improved enabling environment
Other promoting workforce development of at-risk youth in targeted
Other high-growth sectors; 2) Improved quality of workforce development
Other services to effectively insert at-risk youth into targeted
Other high-growth sectors; and 3) Improved workforce readiness demonstrated
Other by targeted at-risk youth. The project will work with youth,
Other employers, training institutions, and other stakeholders in
Other 15 of El Salvador's high-crime municipalities.
Other .
Other Plan International is a key partner and leads Objective 3,
Other working directly with youth to increase their employment and
Other self-employment opportunities. This project will allow Plan
Other to continue to promote and validate our global Pathways Approach
Other to Youth Economic Empowerment by scaling up Plan's previous
Other youth employment programming in El Salvador 10 times (from
Other reaching 2,000 to 20,000 vulnerable youth). Plan will lead
Other major activities including the implementation of a comprehensive
Other Participatory Youth Assessment and the development and implementation
Other of soft skills and life skills through training curriculum.
Other Moreover, Plan will facilitate alliances with service providers
Other to improve access to workforce development training and basic
Other education opportunities for at-risk youth. Through business
Other incubation, Plan will support the development of youth entrepreneur
Other initiatives, driven by identified market demands. Plan will
Other also facilitate access to career counseling and mentoring services
Other for at-risk youth and material support as youth transition
Other to jobs.
Other .
Other WOMEN AND YOUTH SAVING FOR EMPOWERMENT
Other The WYSE $1 million project, which will run until July 2017,
Other funds the expansion of savings groups (SGs) in three West African
Other countries-Benin, Burkina Faso, and Togo-and uses them as drivers
Other for social and economic development. WYSE aims to engage over
Other 39,000 women and youth members in more than 1,700 savings groups.
Other The project reflects Plan's Child-Centered Development approach,
Other through which marginalized groups of women and youth generate
Other increased assets (personal, social, financial, and physical)
Other and access to quality services for themselves and their children.
Other Expanding beyond the typical savings group model, WYSE uses
Other savings groups as platforms for learning and skills building.
Other By participating in enhancement activities to develop skill
Other sets such as literacy, leadership, enterprise development,
Other and entrepreneurship, members strengthen their financial management
Other and maximize investment of savings and dividends.
Other .
Other LIFELONG LEARNING, GUATEMALA
Other This project is funded by USAID and led by Juarez and Associates,
Other in partnership with Plan and ChildFund, to improve education
Other quality and access for underserved populations in Guatemala
Other through two main components: Component A) Learning to Read;
Other and Component B) Education for Employment and Lifelong Learning.
Other .
Other Plan is partnering with school communities to increase parents'
Other and communities' awareness of education, especially for girls.
Other To begin, Plan led several assessments in the Western Highlands
Other to better understand educational challenges facing their communities
Other and to develop viable solutions to address issues of quality
Other education, literacy, and intercultural bilingual education.
Other .
Other Plan also led a participatory youth assessment to better understand
Other the constraints of youth access to formal and alternative education,
Other vocational training, and civic engagement. The methodology
Other integrated qualitative and quantitative data collection that
Other will continue to inform the project's strategies to increase
Other opportunities for out-of-school youth to attend school programs
Other and develop marketable skills for employment. The results produced
Other a database of approximately 1,300 variables, indicating a high
Other level of apathy among youth, high levels of unemployment, and
Other reports of extensive gender discrimination. As a result Plan
Other developed an action plan for increased involvement of parents
Other and community members in education, including activities to
Other build their capacity through an awareness campaign on quality
Other education. Additionally, through Aulas para Padres, or Classrooms
Other for Parents, Plan is engaging parents and community members
Other more in their children's education and issues that impact them.
Other Through this work, Plan and the Aulas para Padres have identified
Other hundreds of young people who have not continued their studies,
Other and who are now being supported to reintegrate into the education
Other system.
Other .
Other Plan also works to create alliances in each of the 12 target
Other communities among key youth service providers, thereby maximizing
Other resources for more effective and complementary service provision
Other to local youth. Partners include training providers, employers,
Other community-based organizations, parent and youth associations,
Other and local and national government officials. Plan supports
Other these networks to generate and coordinate projects for out-of
Other -school youth, improving their capacities and their conditions
Other for a better quality of life.
Other PHILIPPINES: IMPROVING THE FINANCIAL CAPABILITY OF POOR HOUSEHOLDS
Other AFFECTED BY TYPHOON HAIYAN
Other JP Morgan Chase Foundation was funding community savings groups (CSGs)
Other for families that were affected by Typhoon Haiyan. The project
Other aimed to strengthen the livelihoods and improve the economic
Other security of poor communities by helping poor households' smooth
Other consumption (particularly in the event of financial shocks), increase
Other their ability to accumulate cash and physical assets, and promote
Other commercial income generation. These activities bolstered Plan's
Other already robust recovery and rehabilitation approach in typhoon
Other -affected areas. The project has three primary objectives:
Other to increase household security through savings; to strengthen
Other households' financial capacities to utilize loans and savings
Other for productive investments and developmental needs through
Other economic and life skills training modules; and to improve access
Other of CSG members to basic social services through community networks
Other and referrals.
Other .
Other B. BUILDING RELATIONSHIPS
Other .
Other As part of our mission, we promote learning and understanding
Other among people of different countries and cultures. Our child
Other sponsorship program-through which a sponsor in the U.S. is
Other linked with a child in need-encourages children and sponsors
Other to exchange letters, cards, and photos as a way to better understand
Other each other's cultures. Through our website and sponsor communications,
Other we frequently urge sponsors to send email communications or
Other letters to their sponsored children. These cross-cultural exchanges
Other provide the foundation for the sponsor/child relationship.
Other .
Other Plan also provides various program communications to sponsors
Other throughout the year. Sponsors are introduced to their children
Other through the initial materials in their Sponsorship Guide. The
Other "Sponsored Child Introduction" provides information on the
Other child and his or her family, along with two photographs. This
Other background information is accompanied by an "Area Overview"
Other that provides information relevant to activities, programs,
Other and projects in the sponsored child's program area and country.
Other Our annual "Sponsored Child Update" also details activities,
Other programs and projects within a child's program area and country.
Other This update is accompanied by new photographs of the sponsored
Other child and his or her family members.
Other .
Other Building relationships is a reciprocal process, and we frequently
Other encourage two-way communications. We contact all new sponsors
Other to welcome them to Plan and encourage them to write to their
Other sponsored child. To support sponsors in writing to their sponsored
Other children consistently, we provide turn-around stationery several
Other times throughout the year. In addition, we remind sponsors
Other of their children's upcoming birthdays and encourage them to
Other send birthday greetings.
Other .
Other The cost of $1,065,570 associated with these cross-cultural exchanges
Other is known as "Building Relationships." During the year ending
Other June 30, 2016, there were more than 112,000 instances of communications
Other between sponsors, sponsored children and families, and the
Other child's local Plan office. These communications are processed
Other through a centralized communications and mail area at the Plan
Other International USA office in Warwick, RI.
Other .
Other C. DEVELOPMENT EDUCATION AND ADVOCACY
Other .
Other As part of its mission, Plan International USA conducts educational
Other outreach programs in the U.S. with youth, educators, donors,
Other sponsors, and the public about issues affecting children and
Other families in the developing world. Development Education programs
Other enhance the public's understanding of the causes and conditions
Other of poverty in developing countries and the role that Plan has
Other in the development process. Development Education is one of
Other the key tools Plan uses to strengthen relationships with and
Other between individual children, adults, groups, organizations,
Other and institutions. Plan International USA brings messages to
Other the public through its country information briefs, cross-cultural
Other communications, website updates, monthly e-newsletter, and
Other education toolkits.
Other .
Other Information about issues affecting children is regularly posted
Other on our website and through social media channels. Youth group
Other activities and speaking engagements by staff also play a key
Other role in the delivery of these messages.
Other .
Other The Youth Engagement and Action (YEA) team at Plan International
Other USA works directly with students and teachers in an effort to
Other increase awareness of the challenges and barriers that children
Other and youth in the developing world face. Specifically, our youth
Other network -- Youth United for Global Action & Awareness (YUGA) --
Other gives young people a voice by helping them organize meetings,
Other school activities, retreats, and events that bring attention
Other to children affected by poverty, HIV/AIDS, child trafficking,
Other and other issues.
Other .
Other The Youth Advisory Board (YAB) is another body of young people
Other from around the U.S. striving to vocalize the needs of youth
Other by serving as ambassadors to Plan International USA. The YAB
Other creates and nurtures a network between Plan's international
Other youth and organizational decision-makers in order to reinforce
Other Plan's mission of empowering children across the world. Its
Other role ranges from participating in discussions with the Board
Other of Directors to collaborating with other Plan Federation members'
Other youth advisory groups, and growing a network of youth across
Other the U.S. dedicated to supporting the work of Plan.
Other .
Other Additionally, Plan International USA facilitates engagement
Other through group meetings, development of school curricula, and
Other advocacy that reinforces our communications around poverty
Other and community development. Plan International USA is an active
Other partner and/or member of groups and coalitions that support
Other these issues, such as the Sanitation and Water for All Partnership
Other (SWA), Alliance for International Youth Development, and InterAction.
Other Plan International USA is also a founding member, chair, and
Other coordinator of the Orphans and Vulnerable Children Task Force.
Other .
Other Other important elements of Plan's outreach are the initiatives
Other and partnerships we develop to increase awareness about challenges
Other in the developing world. Plan and Nickelodeon International's
Other "Together For Good" is a global initiative to empower kids to make
Other positive changes in the world around them. Together For Good serves as
Other Nickelodeon's international platform to inspire its audiences to
Other get involved in their communities, provide the resources and education
Other to get the job done, and celebrate the impact they're making every
Other day. Plan is Nickelodeon's inaugural partner for this initiative.
Other The international-only campaign launched July 21st outside of
Other the US across Nickelodeon platforms in 150 countries and
Other territories. Nickelodeon and Plan International invited children
Other aged 6 to 17 years to log on to good.nickelodeon.tv to read
Other inspirational stories about other children and upload photos
Other and videos of themselves making a difference in their community.
Other A panel of Nickelodeon International and Plan International
Other team members then chose the finalists in each participating
Other region who were then recognized for their achievements on Nickelodeon's
Other websites and social media channels. Nickelodeon viewers then
Other had the opportunity to vote online for the regional finalists
Other and the winner, celebrating these special change-makers who
Other are creatively making a stand-out impact in their community.
Other Nearly 78,000 kids voted for their favorite finalist.
Other The campaign culminated with a celebration honoring change-makers
Other from around the world and the announcement of one lucky finalist.
Other The winner was a young boy from Guatemala who helped translate
Other medical needs for local clients and visiting doctors in his community.
Other The campaign was a huge success and leveraged over $13m of media
Other outreach across multiple Nickelodeon platforms.
Other .
Other Plan also has an ongoing partnership with Glamour magazine,
Other which announced its newest charitable initiative in 2014: the
Other Girl Project. The Girl Project was conceptualized and started
Other in part because of recent world events highlighting the dangers
Other girls face going to and staying in school. Along with three
Other other non-profit partners, Plan is benefiting from money raised
Other from the print campaign and broader outreach, including advocacy
Other and awareness-raising events featuring First Lady Michelle
Other Obama and other notable changemakers. Plan youth ambassadors
Other from Vietnam, the Philippines, and El Salvador have spoken
Other at high-level events promoting international support of making
Other sure girls can safely go to school.
Other .
Other A different type of partnership -- celebrity engagement -- has been
Other extremely helpful in leveraging our brand and raising awareness.
Other Celebrities are able to lend their voices to Plan International
Other USA's causes and to amplify our messages to various audiences,
Other particularly through print, on-air and social media channels.
Other Through donor communications, sponsor meetings, website publications,
Other and public gatherings, Plan International USA will continue
Other to reach out to the public and invite them to engage with us
Other and make a lasting difference for children around the world.
Other We have found that once people understand these issues, they
Other are willing to take action. Our task is to help bring these
Other issues to light.
Other .
Other Regular meetings between CEOs and senior staff of organizations
Other with similar missions help to give all of us a stronger voice.
Other For the fiscal year ended June 30, 2016, the total Development
Other Education and Advocacy expenses were $1,088,373. During the
Other fiscal year ended June 30, 2016, Plan International USA initiated
Other over 1,100,000 mailed or emailed communications, to help educate
Other our donors and partners and also participated in various
Other presentations, activities, and forums.
Form 990EZ, Part I, Line 16 Professional Consulting Fees
Form 990EZ, Part I, Line 16 Marketing/Media
Form 990EZ, Part I, Line 16 Miscellaneous
Form 990EZ, Part II, Line 24 Pledges Receivable - Net
Form 990EZ, Part II, Line 24 Grants Receivable - Net
Form 990EZ, Part II, Line 24 Prepaids
Form 990EZ, Part II, Line 24 Investments
Form 990EZ, Part II, Line 26 Accounts Payable & Accrued Expenses
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2015


Additional Data


Software ID: 15000272
Software Version:  
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet
Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2015
Open to Public Inspection
Name of the organization
Plan International USA Inc
 
Employer identification number

13-5661832
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income


(e)
End-of-year assets


(f)
Direct controlling
entity











Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section


(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled entity?
Yes No
(1)Plan International Inc
PO Box 7670

Warwick,RI02887
51-0169168
Supporting Organization NY 501(c)(3) 509(A)(3),LINE 11 TY NA
 
 
No












For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2015
Schedule R (Form 990) 2015
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes No
(1) Charitable Remainder Unitrust

N/A
NA,RI02886
REMAINDER TRUST RI NA
 
T         No












Schedule R (Form 990) 2015
Schedule R (Form 990) 2015
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
 
No
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
 
No
o Sharing of paid employees with related organization(s) ............................
1o
 
No
p Reimbursement paid to related organization(s) for expenses ............................
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses ............................
1q
Yes
 
r Other transfer of cash or property to related organization(s) ............................
1r
 
No
s Other transfer of cash or property from related organization(s) ............................
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1) Plan International Inc

b 34,325,781 Accrual Acctg
(2) Plan International Inc

p 289,084 Invoice Amt
(3) Plan International Inc

q 514,653 Invoice Amt



Schedule R (Form 990) 2015
Schedule R (Form 990) 2015
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income




(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership


Yes No Yes No Yes No






























Schedule R (Form 990) 2015
Schedule R (Form 990) 2015
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
Schedule R (Form 990) 2015

Additional Data


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