Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 07-01-2015 , and ending 06-30-2016
Name of foundation
CARNEGIE FOUNDATION FOR THE
ADVANCEMENT OF TEACHING
Number and street (or P.O. box number if mail is not delivered to street address)51 VISTA LANE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
STANFORD, CA94305
A Employer identification number

13-1623924
B Telephone number (see instructions)

(650) 566-5100
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$113,954,882J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 5,136,830
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments 3,793 3,793 3,793
4 Dividends and interest from securities... 2,712,157 2,712,157 2,712,157
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,638,757
b Gross sales price for all assets on line 6a 19,180,848
7 Capital gain net income (from Part IV, line 2)... 2,638,757
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 3,124,344 26,162 3,124,344
12 Total. Add lines 1 through 11........ 13,615,881 5,380,869 5,840,294
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 654,996     654,996
14 Other employee salaries and wages...... 4,879,176     4,879,176
15 Pension plans, employee benefits....... 1,620,670     1,620,670
16a Legal fees (attach schedule)......... Click to see attachment 70,595     70,595
b Accounting fees (attach schedule)....... Click to see attachment 77,848     77,848
c Other professional fees (attach schedule).... Click to see attachment 2,260,770 239,332   2,021,438
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 395,775     395,775
19 Depreciation (attach schedule) and depletion... Click to see attachment 404,105    
20 Occupancy.............. 388,968     388,968
21 Travel, conferences, and meetings....... 1,779,813     1,779,813
22 Printing and publications.......... 31,737     31,737
23 Other expenses (attach schedule)....... Click to see attachment 528,987     538,987
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 13,093,440 239,332   12,460,003
25 Contributions, gifts, grants paid....... 33,501 33,501
26 Total expenses and disbursements. Add lines 24 and 25 13,126,941 239,332   12,493,504
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 488,940
b Net investment income (if negative, enter -0-) 5,141,537
c Adjusted net income (if negative, enter -0-)... 5,840,294
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 777,240 1,101,977 1,101,977
2 Savings and temporary cash investments......... 127,848 1,505,930 1,505,930
3 Accounts receivable bullet418,088
Less: allowance for doubtful accounts bullet   461,594 418,088 418,088
4 Pledges receivable bullet2,724,625
Less: allowance for doubtful accounts bullet   3,180,000 2,724,625 2,724,625
5 Grants receivable................. 373,014 372,799 372,799
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use.............. 23,630 8,314 8,314
9 Prepaid expenses and deferred charges.......... 202,326 256,699 256,699
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 101,906,628 Click to see attachment95,747,980 95,747,980
14 Land, buildings, and equipment: basis bullet15,330,434
Less: accumulated depreciation (attach schedule) bullet3,774,350 11,489,430 Click to see attachment11,556,084 11,556,084
15 Other assets (describe bullet) Click to see attachment448,416 Click to see attachment262,386 Click to see attachment262,386
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 118,990,126 113,954,882 113,954,882
Liabilities 17 Accounts payable and accrued expenses.......... 1,244,471 1,055,515
18 Grants payable..................    
19 Deferred revenue................. 130,140 41,900
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment1,726,214 Click to see attachment1,810,658
23 Total liabilities (add lines 17 through 22)......... 3,100,825 2,908,073
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 50,624,263 51,330,067
25 Temporarily restricted............... 53,458,404 47,910,108
26 Permanently restricted............... 11,806,634 11,806,634
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 115,889,301 111,046,809
31 Total liabilities and net assets/fund balances (see instructions). 118,990,126 113,954,882
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
115,889,301
2
Enter amount from Part I, line 27a .....................
2
488,940
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
43,126
4
Add lines 1, 2, and 3 ..........................
4
116,421,367
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
5,374,558
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
111,046,809
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P 2015-06-29 2016-06-30
b CAPITAL GAINS P 2014-12-30 2015-12-31
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 17,173,851   16,542,091 631,760
b 2,006,997     2,006,997
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       631,760
b       2,006,997
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,638,757
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014      
2013      
2012      
2011      
2010      
2
Total of line 1, column (d) .....................
2  
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
 
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
 
5
Multiply line 4 by line 3......................
5
 
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
 
7
Add lines 5 and 6........................
7
 
8
Enter qualifying distributions from Part XII, line 4.............
8
 
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter: 1986-02-26(attach copy of letter if necessary–see instructions)
b 1 N/A
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3  
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5  
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a  
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7  
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
    Yes
     
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.CARNEGIEFOUNDATION.ORG
    14
    The books are in care ofbulletDOUGLAS MIHOK Telephone no.bullet (650) 566-5100

    Located atbullet51 VISTA LANESTANFORDCA ZIP+4bullet94305
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ANDRES ANTONIO ALONSO CHAIR
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    LARRY BERGER VICE CHAIR
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    PATRICIA ALBJERG GRAHAM BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    PAM GROSSMAN BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    ROBERT HUGHES BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    LILLIAN LOWERY BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    THOMAS PAYZANT BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    TED QUINN BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    HAYAGREEVA ROA BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    RICHARD RHODES BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    PAUL ROMER BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    SONJA SANTELISES BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    MARCELO SUAREZ-OROZCO BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    DIANE TAVENNER BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    RANDI WEINGARTEN BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    ELAINE TUTTLE HANSEN - OG BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    GAIL O MELLOW - OG BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    ROBERT REICH - OG BOARD MEMBER
    1.00     		0 0 0
    51 VISTA LANE
    STANFORD,CA94305
    ANTHONY S BRYK PRESIDENT
    40.00     		523,354 93,228 0
    51 VISTA LANE
    STANFORD,CA94305
    DOUGLAS MIHOK TREASURER
    40.00     		131,642 36,566 0
    51 VISTA LANE
    STANFORD,CA94305
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    PAUL LEMAHIEU SR VICE PRES
    40.00     		235,612 55,512  
    51 VISTA LANE
    STANFORD,CA94305
    KELLI PARMLEY VC PRESIDENT
    40.00     		213,577 23,826  
    51 VISTA LANE
    STANFORD,CA94305
    CHRISTOPHER THORN SENIOR ASSOC
    40.00     		173,592 42,532  
    51 VISTA LANE
    STANFORD,CA94305
    ALICIA GRUNOW SR PARTNER
    40.00     		177,210 33,227  
    51 VISTA LANE
    STANFORD,CA94305
    KARON KLIPPLE EX DIRECTOR
    40.00     		167,686 34,505  
    51 VISTA LANE
    STANFORD,CA94305
    Total number of other employees paid over $50,000...................bullet 40
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    CARVER AND COMPANY CONSULTING 236,750
    43 COMMERCIAL WHARF 9
    BOSTON,MA02110
    LOUIS M GOMEZ CONSULTING 100,000
    C/O FEDERAL MAILBOX CENTER BOX 361
    SHERMAN OAKS,CA91403
    KENDALL PREBOLA & JONES LLC ACCOUNTING 83,995
    133 MANN ST PO BOX 259
    BEDFORD,PA15522
    DAVID YEAGER CONSULTING 75,000
    108 E DEAN KEETON ST STOP A8000
    AUSTIN,TX78712
    JANE TAYLOR CONSULTING 62,550
    2031 GOODRICH AVE
    ST PAUL,MN55105
    Total number of others receiving over $50,000 for professional services.............bullet1
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 CARNEGIE MATH PATHWAYS OUR EFFORTS TO IMPROVE STUDENT SUCCESS IN DEVELOPMENTAL MATH IN COMMUNITY COLLEGES HAVE GENERATED IMPRESSIVE RESULTS. THROUGH TWO NETWORKED IMPROVEMENT COMMUNITIES (NICS), WE HAVE CREATED, IMPLEMENTED, AND ARE NOW SCALING UP STATWAY AND QUANTWAY. SINCE ITS LAUNCH IN 2011, OVER 50% OF STATWAY STUDENTS HAVE RECEIVED A STATISTICS COLLEGE CREDIT AFTER ONE YEAR, COMPARED TO ONLY 9% OF NON-STATWAY DEVELOPMENTAL MATH STUDENTS. CARNEGIE'S QUANTWAY PATHWAY IS ACHIEVING COMPARABLE RESULTS. SINCE ITS LAUNCH IN 2012, OVER 56% OF QUANTWAY STUDENTS HAVE SUCCESSFULLY COMPLETED DEVELOPMENTAL MATH IN ONE TERM, COMPARED TO ONLY 29% OF TRADITIONAL STUDENTS WHO COMPLETE THE TRADITIONAL DEVELOPMENTAL MATH SEQUENCE IN TWO YEARS. FURTHERMORE, WE HAVE SUSTAINED THESE SUCCESS RATES EVEN AS WE HAVE SCALED, INTRODUCING NEW FACULTY AND NEARLY DOUBLING THE NUMBER OF INSTITUTIONS IN THE NICS. AS A RESULT OF THIS SUCCESS, OUR FUNDERS HAVE CHALLENGED US TO SCALE THE STATWAY AND QUANTWAY PATHWAY 4,636,011
    2 EXTERNAL OFFERINGS AND PARTNERSHIPS UPDATE WE ARE COMMITTED TO DEVELOPING NETWORKS OF IDEAS, INDIVIDUALS, AND INSTITUTIONS TO ADVANCE TEACHING AND LEARNING. WE JOIN TOGETHER SCHOLARS, PRACTITIONERS, AND DESIGNERS IN NEW WAYS TO SOLVE PROBLEMS OF EDUCATIONAL PRACTICE. TOWARD THIS END, WE WORK TO INTEGRATE THE DISCIPLINE OF IMPROVEMENT SCIENCE INTO EDUCATION WITH THE GOAL OF BUILDING THE FIELD'S CAPACITY TO IMPROVE. TO LEVERAGE OUR MODEST RESOURCES WE CONTINUE TO FOCUS ON TWO TACTICS: 1) PROGRAMMING TO BUILD COMPETENCIES IN IMPROVEMENT SCIENCE AND DEVELOPING NICS AND 2) SUPPORTING THE INITIATION OF A SELECT SET OF NICS THAT ALIGN WITH OUR MISSION AND VALUES. WE REGULARLY TRACK THE NUMBER OF PEOPLE THAT ENGAGE WITH US TO ASSESS PROGRESS TOWARDS OUR AIM TO BUILD A VIBRANT IMPROVEMENT COMMUNITY. THE PROGRAMS ALSO PROVIDE AN INCREASINGLY IMPORTANT SOURCE OF FUNDING TO SUPPORT THE FOUNDATION'S OPERATIONS. MAJOR ACCOMPLISHMENTS IMPROVEMENT SCIENCE WORKSHOP (DECEMBER 2015) THIS IS DESIGNED FOR 3,370,250
    3 CORE EXPERTISE GROUP: IMPROVEMENT TEACHING AND COACHING UPDATE THE IMPROVEMENT GROUP SPECIALIZES IN THE SCIENCE AND PRACTICE OF USING IMPROVEMENT METHODOLOGIES TO SOLVE PROBLEMS OF EDUCATIONAL PRACTICE. THE GROUP WORKS WITH MULTIPLE STAKEHOLDERS TO HELP THEM LEARN ABOUT IMPROVEMENT SCIENCE, BUILD THEIR IMPROVEMENT CAPABILITIES AND ADVISE ON THEIR ONGOING IMPROVEMENT STRATEGY. MAJOR ACCOMPLISHMENTS SUMMIT ON IMPROVEMENT IN EDUCATION THE SUMMIT IS A PARTICULARLY BIG EVENT FOR THE IMPROVEMENT GROUP, AS TWO OF THE STRANDS FOCUS SPECIFICALLY ON IMPROVEMENT METHODOLOGIES AND CASE EXAMPLES. THIS YEAR THE RESPONSIBILITY FOR THE DESIGN AND THE EXECUTION OF THESE SESSIONS WAS INTERNALLY MORE DISTRIBUTED AND THIS WAS ACCOMPLISHED WHILE SIMULTANEOUSLY INCREASING THE COHERENCE OF OUR MESSAGING ABOUT METHODS. THIS IS THE HALLMARK OF THE WAY THIS TEAM FUNCTIONS INTERNALLY AND WILL BE A PARTICULARLY IMPORTANT RESOURCE IN FOSTERING COHERENCE IN THE LARGER FIELD AND AS WE NOW LOOK RAPIDLY TO EXPAND OUR 1,269,242
    4 CENTER FOR NETWORKED IMPROVEMENT 360,046
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    98,827,304
    b
    Average of monthly cash balances.......................
    1b
    1,756,498
    c
    Fair market value of all other assets (see instructions)................
    1c
    737,893
    d
    Total (add lines 1a, b, and c).........................
    1d
    101,321,695
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    101,321,695
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,519,825
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    99,801,870
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    4,990,094
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
     
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
     
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
     
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    12,493,504
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    12,493,504
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    12,493,504
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7  
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2015:
    a From 2010......  
    b From 2011......  
    c From 2012......  
    d From 2013......  
    e From 2014......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$  
    a Applied to 2014, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2015 distributable amount.....  
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2015.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		 
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2011....  
    b Excess from 2012....  
    c Excess from 2013....  
    d Excess from 2014....  
    e Excess from 2015....  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
    1986-02-26
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
    4,990,094 5,266,491 3,986,113 3,208,421 17,451,119
    b 85% of line 2a ......... 4,241,580 4,476,517 3,388,196 2,727,158 14,833,451
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		12,493,504 14,629,917 13,457,696 12,146,554 52,727,671
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		12,493,504 14,629,917 13,457,696 12,146,554 52,727,671
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		3,326,729 3,510,994 2,657,409 2,138,947 11,634,079
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    BRIAN ALEGANT
    18828 SLOANE AVE 1
    LAKEWOOD,OH44107     		NONE INDIVIDUAL U.S. PROFESSORS OF THE YEAR AWARD 5,000
    MATS SELEN
    301 S NILES AVE
    TUSCOLA,IL61953     		NONE INDIVIDUAL U.S. PROFESSORS OF THE YEAR AWARD 5,000
    AMINA K EL-ASH
    891 WIND BROOK LANE
    PROSPER,TX75078     		NONE INDIVIDUAL U.S. PROFESSORS OF THE YEAR AWARD 5,000
    STEPHANIE ALVAR
    3735 ASPEN DRIVE
    EDINBURG,TX78542     		NONE INDIVIDUAL U.S. PROFESSORS OF THE YEAR AWARD 5,000
    CARNEGIE PROJECT ON THE EDUCATION
    342 NORTH MAIN STREET
    SUITE 301
    WEST HARTFORD,CT06117     		NONE 501 (C)(3) PASS-THROUGH GRANT FUNDING 13,501
    Total .................................bullet 3a 33,501
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    aCONTRACTS         1,280,318
    bREGISTRATION FEES         1,228,653
    cSTUDENT MATERIALS ACCESS FEES         526,715
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		    14 3,793  
    4 Dividends and interest from securities....     14 2,712,157  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....     15 26,162  
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 2,638,757  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue:
    aPENSION FORFEITURE     		        30,240
    bMISCELLANEOUS         32,256
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   5,380,869 3,098,182
    13Total. Add line 12, columns (b), (d), and (e)..................
    138,479,051
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1A CONTRACTS PROVIDE RESOURCES TO RESEARCH AND SUPPORT EDUCATION TRANSFORMATION
    1B REGISTRATION FEES ARE RECIEVED TO CONVENE MEETINGS FOR EDUCATORS ACROSS AMERICA TO EXCHANGE IDEAS RELATED TO VARIOUS EDUCATION TOPICS
    1C FEES TO ENABLE STUDENTS TO ACCESS LEARNING MATERIALS REMOTELY
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2015
    Name of the organization
    CARNEGIE FOUNDATION FOR THE
    ADVANCEMENT OF TEACHING
    Employer identification number

    13-1623924
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015) Page 2
    Name of organization
    CARNEGIE FOUNDATION FOR THE
    ADVANCEMENT OF TEACHING         		Employer identification number
    13-1623924
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    CARNEGIE CORPORATION OF NEW YORK  
    437 MADISON AVENUE
     
    NEW YORK, NY10022

    		$ 999,125


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
     
     

    THE JAMES IRVINE FOUNDATION  
    ONE BUSH STREET SUITE 800
     
    SAN FRANCISCO, CA94104

    		$ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    GREAT LAKES HIGHER EDUCATION GUARAN  
    2401 INTERNATIONAL LANE PO BOX 7894
     
    MADISON, WI53707

    		$ 1,492,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
     
     

    EWING MARION KAUFFMAN FOUNDATION  
    4801 ROCKHILL ROAD
     
    KANSAS CITY, MO64110

    		$ 10,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    BILL AND MELINDA GATES FOUNDATION  
    PO BOX 23350
     
    SEATTLE, WA98102

    		$ 1,027,078


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    9
     
     

    OVERDECK FAMILY FOUNDATION  
    100 AVENUE OF THE AMERICAS 16TH FL
     
    NEW YORK, NY10013

    		$ 10,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Name of organization
    CARNEGIE FOUNDATION FOR THE
    ADVANCEMENT OF TEACHING         		Employer identification number
    13-1623924
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
     
     

    THE KRESGE FOUNDATION  
    3215 W BIG BEAVER ROAD
     
    TROY, MI48084

    		$ 5,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    10
     
     

    THE WALTON FAMILY FOUNDATION  
    PO BOX 2030
     
    BENTONVILLE, AR72712

    		$ 15,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
     
     

    RAIKES FOUNDATION  
    2157 N NORTHLAKE WAY
     
    SEATTLE, WA98103

    		$ 220,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    11
     
     

    WILLIAM T GRANT FOUNDATION  
    570 LEXINGTON AVENUE 18TH FLOOR
     
    NEW YORK, NY10022

    		$ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
     
     

    THE GRABLE FOUNDATION  
    650 SMITHFIELD STREET SUITE 240
     
    PITTSBURGH, PA15222

    		$ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    12
     
     

    THE WALLACE FOUNDATION  
    5 PENN PLAZA 7TH FLOOR
     
    NEW YORK, NY10001

    		$ 10,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 3
    Name of organization
    CARNEGIE FOUNDATION FOR THE
    ADVANCEMENT OF TEACHING         		Employer identification number

    13-1623924
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 4
    Name of organization
    CARNEGIE FOUNDATION FOR THE
    ADVANCEMENT OF TEACHING         		Employer identification number

    13-1623924
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2015 AccountingFeesSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FINANCIAL AUDIT AND TAXES 77,848     77,848

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2015 DepreciationSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
                404,105      

    TY 2015 InvestmentsOtherSchedule2
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    DOMESTIC EQUITY MUTUAL FUNDS FMV 33,931,777 33,931,777
    INTERNATIONAL EQUITY MUTUAL FUNDS FMV 20,444,090 20,444,090
    LIMITED PARTNERSHIPS FMV 915,854 915,854
    BOND MUTUAL FUNDS FMV 27,918,761 27,918,761
    PUBLIC REAL ASSETS FMV 12,537,498 12,537,498

    TY 2015 LandEtcSchedule2
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    BUILDING AND IMPROVEMENTS 14,477,439 3,215,562 11,261,877 11,261,877
    COMPUTER EQUIPMENT 852,995 558,788 294,207 294,207


    TY 2015 LegalFeesSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CONSULTING - LEGAL 70,595     70,595


    TY 2015 OtherAssetsSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    DEPOSITS 216,412 42,271 42,271
    INVESTMENT IN RETIREMENT ANNUITY 232,004 220,115 220,115


    TY 2015 OtherDecreasesSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Description Amount
    UNREALIZED LOSSES 5,374,558


    TY 2015 OtherExpensesSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    TELEPHONE/COMMUNICATIONS 112,521     112,521
    INSURANCE 82,156     82,156
    OFFICE SUPPLIES 223,474     233,474
    BANK AND PAYROLL FEES 43,423     43,423
    POSTAGE AND SHIPPING 4,980     4,980
    TRAINING 10,083     10,083
    MEMBERSHIP FEES 16,095     16,095
    BENEFIT ADMINISTRATION FEES 8,998     8,998
    EQUIPMENT LEASING AND RENTAL 2,220     2,220
    MISCELLANEOUS 8,067     8,067
    ADVERTISING 12,698     12,698
    LICENSES, PERMITS AND FEES 4,272     4,272


    TY 2015 OtherIncomeSchedule2
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    CONTRACTS 1,280,318   1,280,318
    REGISTRATION FEES 1,228,653   1,228,653
    STUDENT MATERIALS ACCESS FEES 526,715   526,715
    ROYALTIES 26,162 26,162 26,162
    PENSION FORFEITURE 30,240   30,240
    MISCELLANEOUS 32,256   32,256


    TY 2015 OtherIncreasesSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Description Amount
    PENSION-RELATED CHANGES OTHER THAN NET PERIODIC 43,126


    TY 2015 OtherLiabilitiesSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Description Beginning of Year - Book Value End of Year - Book Value
    POST EMPLOYMENT BENEFIT OBLIGATION 1,494,210 1,590,543
    RETIREMENT ANNUITY CONTACTS 232,004 220,115


    TY 2015 OtherProfessionalFeesSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TEMPORARY HELP 48,176     48,176
    BROKER INVESTMENT FEES 239,332 239,332    
    CONSULTANTS - OPERATION 77,305     77,305
    STIPENDS AND HONORARIA 26,111     26,111
    PROGRAM CONSULTANTS 1,869,846     1,869,846


    TY 2015 TaxesSchedule
    Name:
    CARNEGIE FOUNDATION FOR THE
     
    ADVANCEMENT OF TEACHING
    EIN:
    13-1623924
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL TAXES 394,024     394,024
    PROPERTY TAXES 1,751     1,751