Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 03-01-2015 , and ending 02-29-2016
Name of foundation
ARNOLD S PENNER FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)C/O A PENNER 249 EAST 71ST STREET
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10021
A Employer identification number

13-3935352
B Telephone number (see instructions)

(212) 980-6000
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,897,824J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,721,829
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 58,176 58,176  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 549,948
b Gross sales price for all assets on line 6a 2,116,261
7 Capital gain net income (from Part IV, line 2)... 549,948
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 2,329,953 608,124 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 22,168 11,084 0 11,084
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 6,000 6,000 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 359 63 0 296
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 28,527 17,147 0 11,380
25 Contributions, gifts, grants paid....... 900,092 900,092
26 Total expenses and disbursements. Add lines 24 and 25 928,619 17,147 0 911,472
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,401,334
b Net investment income (if negative, enter -0-) 590,977
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 255,019 1,723,508 1,723,508
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 192,326 Click to see attachment986,567 986,567
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,049,145 Click to see attachment187,749 187,749
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,496,490 2,897,824 2,897,824
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 1,496,490 2,897,824
30 Total net assets or fund balances (see instructions)..... 1,496,490 2,897,824
31 Total liabilities and net assets/fund balances (see instructions). 1,496,490 2,897,824
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,496,490
2
Enter amount from Part I, line 27a .....................
2
1,401,334
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
2,897,824
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
2,897,824
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 992.623 SHS WILMINGTON MID CAP GROWTH FUND CLASS A P 2014-12-04 2015-07-27
b 4,243.619 SHS WILMINGTON MID CAP GROWTH FUND CLASS A P 2014-12-04 2015-07-27
c 618.896 SHS WILMINGTON MID CAP GROWTH FUND CLASS A P 2015-06-29 2015-07-27
d 2,645.875 SHS WILMINGTON MID CAP GROWTH FUND CLASS A P 2015-06-29 2015-07-27
e 4,689.279 SHS WILMINGTON MID CAP GROWTH FUND CLASS A P 2012-12-04 2015-07-27
3,091.360 SHS WILMINGTON MID CAP GROWTH FUND CLASS A P 2013-12-04 2015-07-27
11,100 SHS WILMINGTON MID CAP GROWTH FUND CLASS A P 2011-01-13 2015-07-27
1,611.519 SHS WILMINGTON MID CAP GROWTH FUND CLASS A P 2011-01-13 2015-07-27
31,970.938 SHS WILMINGTON MID CAP GROWTH FUND CLASS A P 2011-01-13 2015-07-27
6,091.142 SHS WILMINGTON MID CAP GROWTH FUND CLASS A P 2011-12-05 2015-07-27
3,350.084 SHS WILMINGTON MID CAP GROWTH FUND CLASS A P 2014-01-01 2015-05-22
55,640.984 SHS WILMINGTON MID CAP GROWTH FUND CLASS A P 2014-01-01 2015-08-04
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 16,577   16,236 341
b 70,868   69,412 1,456
c 10,336   10,123 213
d 44,186   43,278 908
e 78,311   76,701 1,610
51,626   50,564 1,062
185,370   102,395 82,975
26,912   14,866 12,046
533,915   294,924 238,991
101,722   56,188 45,534
60,000   47,228 12,772
936,438   784,398 152,040
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       341
b       1,456
c       213
d       908
e       1,610
      1,062
      82,975
      12,046
      238,991
      45,534
      12,772
      152,040
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 549,948
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 2,918
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 558,425 1,718,929 0.324868
2013 466,389 1,277,222 0.365159
2012 259,946 669,848 0.388067
2011 298,846 903,302 0.330837
2010 212,791 1,010,353 0.210611
2
Total of line 1, column (d) .....................
21.619542
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.323908
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
1,836,398
5
Multiply line 4 by line 3......................
5
594,824
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
5,910
7
Add lines 5 and 6........................
7
600,734
8
Enter qualifying distributions from Part XII, line 4.............
8
911,472
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 5,910
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 5,910
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 5,910
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 8,253
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 8,253
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,343
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet2,343 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? Click to see attachment....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletARNOLD S PENNER Telephone no.bullet (212) 980-6000

    Located atbullet249 EAST 71ST STREETNEW YORKNY ZIP+4bullet10021
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    150
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ARNOLD PENNER PRESIDENT & CEO
    0.00     		0 0 0
    249 EAST 71ST STREET
    NEW YORK,NY10021
    MADALEINE BERLEY TREASURER
    0.00     		0 0 0
    249 EAST 71ST STREET
    NEW YORK,NY10021
    AMY BERLEY DIRECTOR
    0.00     		0 0 0
    14 5TH AVENUE
    NEW YORK,NY10021
    NANCY BERLEY DIRECTOR
    0.00     		0 0 0
    324 CHESTNUT HILL
    BRIGHTON,MA02135
    JENNIFER BERLEY DIRECTOR
    0.00     		0 0 0
    233 WEST 77TH STREET
    NEW YORK,NY10021
    MARK BERLEY DIRECTOR
    0.00     		0 0 0
    225 WEST 106TH STREET
    NEW YORK,NY10025
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,061,102
    b
    Average of monthly cash balances.......................
    1b
    803,261
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,864,363
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,864,363
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    27,965
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,836,398
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    91,820
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    91,820
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    5,910
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    5,910
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    85,910
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    85,910
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    85,910
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    911,472
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    911,472
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    5,910
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    905,562
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 85,910
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010...... 163,118
    b From 2011...... 228,334
    c From 2012...... 258,846
    d From 2013...... 411,180
    e From 2014...... 474,633
    fTotal of lines 3a through e........ 1,536,111
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 911,472
    a Applied to 2014, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 85,910
    e Remaining amount distributed out of corpus 825,562
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 2,361,673
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		163,118
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		2,198,555
    10 Analysis of line 9:
    a Excess from 2011.... 228,334
    b Excess from 2012.... 258,846
    c Excess from 2013.... 411,180
    d Excess from 2014.... 474,633
    e Excess from 2015.... 825,562
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    9-11 MEMORIAL MUSEUM
    180 GREENWICH STREET
    NEW YORK,NY10007     		NONE PUBLIC CHARITABLE 250
    ACHILLES INTERNATIONAL
    42 W 38TH ST RM 400
    NEW YORK,NY10018     		NONE PUBLIC CHARITABLE 1,000
    ADOPT A DOG
    424 E 92ND STREET
    NEW YORK,NY10128     		NONE PUBLIC CHARITABLE 1,000
    ALBERT EINSTEIN COLLEGE OF MEDICINE
    1300 MORRIS PARK AVE HAROLD AND
    MURIEL BLOCK BUILDING ROOM 743
    BRONX,NY10461     		NONE PUBLIC FUNDING OF MEDICAL RESEARCH 360,000
    APPEAL OF CONSCIENCE FOUNDATION
    119 WEST 57TH STREET
    NEW YORK,NY10019     		NONE PUBLIC FUNDING FOR SOCIAL PROGRAMS 1,000
    ASPHALT GREEN INC
    555 EAST 90TH STREET
    NEW YORK,NY10128     		NONE PUBLIC FUNDING FOR SOCIAL PROGRAMS 600
    B'NAI B'RITH INTERNATIONAL
    1120 20TH ST NW SUITE 300 N
    WASHINGTON,DC20036     		NONE PUBLIC FUNDING FOR RELIGIOUS ACTIVITIES 200
    BIG BROTHERS BIG SISTERS
    40 RECTOR ST
    NEW YORK,NY10006     		NONE PUBLIC CHARITABLE 1,000
    BOYS TOWN JERUSALEM FOUNDATION
    1 PENN PLAZA SUITE 6250
    NEW YORK,NY10119     		NONE PUBLIC CHARITABLE 5,000
    BRONX JEWISH COMMUNITY CENTER
    2930 WALLACE AVE
    BRONX,NY10467     		NONE PUBLIC FUNDING FOR RELIGIOUS ACTIVITIES 5,000
    CENTER FOR JEWISH HISTORY
    15 W 16TH ST
    NEW YORK,NY10011     		NONE PUBLIC EDUCATIONAL 1,500
    CHARNA RADBELL FOUNDATION
    245 EAST 63RD STREET UNIT 1012
    NEW YORK,NY10065     		NONE PUBLIC FUNDING OF MEDICAL RESEARCH 500
    CITY COLLEGE FUND
    160 CONVENT AVENUE S166
    NEW YORK,NY10031     		NONE PUBLIC EDUCATIONAL 2,000
    CITYMEALS-ON-WHEELS
    355 LEXINGTON AVE
    NEW YORK,NY10017     		NONE PUBLIC CHARITABLE 1,437
    DUTCHESS COUNTY SPCA
    636 VIOLET AVE
    HYDE PARK,NY12538     		NONE PUBLIC CHARITABLE 1,000
    ENCOURAGE KIDS FOUNDATION
    1560 BROADWAY SUITE 600
    NEW YORK,NY10036     		NONE PUBLIC EDUCATIONAL 5,000
    FIRST
    200 BEDFORD STREET
    MANCHESTER,NH03101     		NONE PUBLIC FUNDING OF MEDICAL RESEARCH 1,000
    FRIENDSHIP CIRCLE
    10 MICROLAB ROAD
    LIVINGSTON,NJ07039     		NONE PUBLIC FUNDING FOR SOCIAL PROGRAMS 3,800
    GODSPEED HORSE HOSTEL INC
    PO BOX 146
    AMENIA,NY12501     		NONE PUBLIC FURTHERANCE OF CHARITY'S GOALS 1,000
    GROWTH AND DEVELOPMENT SERVICES
    216 FORT WASHINGTON AVE
    NEW YORK,NY10032     		NONE PUBLIC CHARITABLE 2,500
    HAROLD GRINSPOON FOUNDATION
    67 HUNT STREET STE 100
    AGAWAM,MA01001     		NONE PUBLIC EDUCATIONAL 25,000
    HEARTBEET LIFESHARING INC
    218 TOWN FARM ROAD
    HARDWICK,VT05843     		NONE PUBLIC FUNDING FOR SOCIAL PROGRAMS 2,000
    HINENI JEWISH HERITIGE FOUNDATION
    232 WEST END AVENUE
    NEW YORK,NY10023     		NONE PUBLIC FURTHERANCE OF CHARITY'S GOALS 1,800
    HOSPITAL FOR SPECIAL SURGERY
    535 EAST 70TH STREET
    NEW YORK,NY10021     		NONE PUBLIC FUNDING OF MEDICAL RESEARCH 25,000
    HUMAN RIGHTS FIRST
    75 BROAD STREET
    NEW YORK,NY10004     		NONE PUBLIC FURTHERANCE OF CHARITY'S GOALS 1,500
    IMMUNE DEFICIENCY FOUNDATION
    110 WEST ROAD SUITE 300
    TOWSON,MD21204     		NONE PUBLIC FUNDING FOR EDUCATION AND RESEARCH 150
    ISRAEL SPECIAL KIDS
    505 EIGHTH AVENUE
    NEW YORK,NY10018     		NONE PUBLIC FURTHERANCE OF CHARITY'S GOALS 48,050
    JEWISH CHILDRENS MUSEUM
    792 EASTERN PARKWAY
    BROOKLYN,NY11213     		NONE PUBLIC EDUCATIONAL 6,900
    JEWISH NATIONAL FUND
    42 EAST 69TH STREE
    NEW YORK,NY10021     		NONE PUBLIC CHARITABLE 1,000
    JOHNS HOPKINS UNIV MEDICINE
    1830 E MONUMENT ST 5
    BALTIMORE,MD21287     		NONE PUBLIC FUNDING OF MEDICAL RESEARCH 10,000
    KIDNEY FOUNDATION
    30 EAST 33RD STREET
    NEW YORK,NY10016     		NONE PUBLIC CHARITABLE 1,000
    LUCKY ORPHAN RESCUE
    2699 ROUTE 22
    DOVER PLAINS,NY12522     		NONE PUBLIC CHARITABLE 5,000
    MELANOMA RESEARCH FOUNDATION
    1411 K STREET NW SUITE 800
    WASHINGTON,DC20005     		NONE PUBLIC FUNDING OF MEDICAL RESEARCH 500
    MOUNT SINAI HOSPITAL
    1468 MADISON AVE
    NEW YORK,NY10029     		NONE PUBLIC FUNDING OF MEDICAL RESEARCH 2,500
    MUSEUM OF MODERN ART
    11 WEST 53 STREET
    NEW YORK,NY10019     		NONE PUBLIC FURTHERANCE OF CHARITY'S GOALS 2,400
    NATIONAL DANCE INSTITUTE
    217 WEST 147TH STREET
    NEW YORK,NY10039     		NONE PUBLIC FURTHERANCE OF CHARITY'S GOALS 25,500
    NATIONAL TAY-SACHS ALLIED DISEASES
    2001 BEACON ST 204
    BRIGHTON,MA02135     		NONE PUBLIC FUNDING OF MEDICAL RESEARCH 1,800
    NORTH SHORE LONG ISLAND JEWISH MED
    125 COMMUNITY DRIVE
    GREAT NECK,NY11021     		NONE PUBLIC FUNDING OF MEDICAL RESEARCH 2,000
    NYU DEVELOPMENT CENTER
    ONE PARK AVE 17TH FLOOR
    NEW YORK,NY10016     		NONE PUBLIC FUNDING OF MEDICAL RESEARCH 1,000
    PARK EAST SYNOGOGUE
    50 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC FUNDING FOR RELIGIOUS PROGRAMS 71,190
    PAL POLICE ATHLETIC LEAGUE
    34 1/2 EAST 12TH STREET
    NEW YORK,NY10003     		NONE PUBLIC FUNDING FOR SOCIAL PROGRAMS 2,750
    PROJECT EZRA
    465 GRAND STREET 4TH FLOOR
    NEW YORK,NY10002     		NONE PUBLIC FURTHERANCE OF CHARITY'S GOALS. 2,160
    QUEENS COLLEGE FUND
    6530 KISSENA BLVD
    FLUSHING,NY11367     		NONE PUBLIC EDUCATIONAL 5,000
    RAZOODONATIONSORG
    1725 DUKE ST STE 675
    ALEXANDRIA,VA22314     		NONE PUBLIC FURTHERANCE OF CHARITY'S GOALS 2,385
    REUTH
    4 WEST 43RD STREET SUITE 402
    NEW YORK,NY10036     		NONE PUBLIC FURTHERANCE OF THE CHARITY'S GOALS 1,000
    SAFE WATER NETWORK
    122 EAST 42ND STREET 26TH FLOOR
    NEW YORK,NY10168     		NONE PUBLIC EDUCATIONAL 1,000
    SAMUEL WAXMAN CANCER RESEARCH FOUND
    420 LEXINGTON AVENUE SUITE 825
    NEW YORK,NY10170     		NONE PUBLIC FUNDING OF MEDICAL RESEARCH 1,500
    SARA NEW YORK COUNCIL
    14 EAST 38TH STREET 11TH FLOOR
    NEW YORK,NY10016     		NONE PUBLIC CHARITABLE 1,000
    SOUTHAMPTON HOSPITAL
    240 MEETING HOUSE LANE
    SOUTHAMPTON,NY11968     		NONE PUBLIC FUNDING OF MEDICAL RESEARCH 4,500
    STARLIGHT CHILDRENS FOUNDATION
    1560 BROADWAY SUITE 600
    NEW YORK,NY10036     		NONE PUBLIC FURTHERANCE OF CHARITY'S GOALS 9,250
    STECHER HOROWITZ FOUNDATION
    119 W 57TH ST 1401
    NEW YORK,NY10019     		NONE PUBLIC CHARITABLE 5,000
    THE CENTER FOR DISCOVERY
    60 HOLMES ROAD
    MONTICELLO,NY12701     		NONE PUBLIC FUNDING OF MEDICAL RESEARCH 2,500
    THE JEWISH FOUNDATION RIGHTEOUS
    305 SEVENTH AVE 19TH FLOOR
    NEW YORK,NY10001     		NONE PUBLIC FURTHERANCE OF CHARITY'S GOALS 4,000
    THE JEWISH MUSEUM
    1109 FIFTH AVENUE
    NEW YORK,NY10128     		NONE PUBLIC FURTHERANCE OF CHARITY'S GOALS 2,500
    THE PUBLIC THEATER NEW YORK
    425 LAFAYETTE STREET
    NEW YORK,NY10003     		NONE PUBLIC CHARITABLE 1,000
    THERESA ALESSANDRA RUSSO FOUNDATION
    250 LIDO BLVD
    LIDO BEACH,NY11561     		NONE PUBLIC FURTHERANCE OF CHARITY'S GOALS 1,000
    TZIVOS HASHEM
    792 EASTERN PKWY
    BROOKLYN,NY11213     		NONE PUBLIC EDUCATIONAL 1,500
    UJA FEDERATION OF NEW YORK
    130 EAST 59TH STREET
    NEW YORK,NY10022     		NONE PUBLIC CHARITABLE 600
    US HOLOCAUST MEMORIAL MUSEUM
    100 RAOUL WALLENBERG PLACE SW
    WASHINGTON,DC20024     		NONE PUBLIC CHARITABLE 15,000
    WAYNE YMCA
    1 PIKE DRIVE
    WAYNE,NJ07470     		NONE PUBLIC FUNDING OF HEALTH AND SOCIAL SERVICES 1,000
    WILDLIFE CONSERVATION SOCIETY
    2300 SOUTHERN BOULEVARD BRONX
    NEW YORK,NY10460     		NONE PUBLIC CHARITABLE 370
    WINTHROP UNIVERSITY HOSPITAL
    290 OLD COUNTRY ROAD SUITE 22
    MINEOLA,NY11501     		NONE PUBLIC EDUCATIONAL 1,000
    YESHIVA UNIVERSITY
    500 WEST 185TH STREET
    NEW YORK,NY10033     		NONE PUBLIC EDUCATIONAL 205,000
    Total .................................bullet 3a 900,092
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		         
    4 Dividends and interest from securities....     14 58,176  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory ............     		        549,948
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 58,176 549,948
    13Total. Add line 12, columns (b), (d), and (e)..................
    13608,124
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1 CAPITAL GAINS FROM SALE OF SECURITES
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2015
    Name of the organization
    ARNOLD S PENNER FOUNDATION INC
     
    Employer identification number

    13-3935352
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015) Page 2
    Name of organization
    ARNOLD S PENNER FOUNDATION INC
          		Employer identification number
    13-3935352
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    ARNOLD S PENNER  
    249 EAST 71ST STREET
     
    NEW YORK, NY10021

    		$ 1,721,829


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 3
    Name of organization
    ARNOLD S PENNER FOUNDATION INC
          		Employer identification number

    13-3935352
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 4
    Name of organization
    ARNOLD S PENNER FOUNDATION INC
          		Employer identification number

    13-3935352
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2015 AccountingFeesSchedule
    Name:
    ARNOLD S PENNER FOUNDATION INC
    EIN:
    13-3935352
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
      22,168 11,084 0 11,084

    TY 2015 ExplanOfLegisPoliticalActvts
    Name:
    ARNOLD S PENNER FOUNDATION INC
    EIN:
    13-3935352
    Explanation:
    C

    TY 2015 InvestmentsGovtObligationsSch
    Name:
    ARNOLD S PENNER FOUNDATION INC
    EIN:
    13-3935352
    US Government Securities - End of Year Book Value:

    986,567
    US Government Securities - End of Year Fair Market Value:

    986,567
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2015 InvestmentsOtherSchedule2
    Name:
    ARNOLD S PENNER FOUNDATION INC
    EIN:
    13-3935352
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    58,991.068 SHS WILINGTON MID CAP GROWTH AT COST 0 0
    11,100 SHS WILMINGTON MID CAP CL A - NC AT COST 0 0
    992,623 SHS WILMINGTON MID CAP CL A - CV AT COST 0 0
    MAVERICK LIEN FUND AT COST 40,953 40,953
    OTHER INVESTMENTS AT COST 146,796 146,796

    TY 2015 OtherExpensesSchedule
    Name:
    ARNOLD S PENNER FOUNDATION INC
    EIN:
    13-3935352
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MISCELLANEOUS 109 0 0 109
    NYS FILING FEES 250 63 0 187


    TY 2015 SubstantialContributorsSch
    Name:
    ARNOLD S PENNER FOUNDATION INC
    EIN:
    13-3935352
    Name Address
    ARNOLD PENNER 249 EAST 71ST STREET
    NEW YORK,NY10021


    TY 2015 TaxesSchedule
    Name:
    ARNOLD S PENNER FOUNDATION INC
    EIN:
    13-3935352
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
      6,000 6,000 0 0