Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 10-01-2015 , and ending 09-30-2016
Name of foundation
JOY SPIVA CRAGIN CHARITABLE TRUST 08764510
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 0634
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI532010634
A Employer identification number

43-6365083
B Telephone number (see instructions)

(314) 418-2643
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$585,437J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 13,158 13,145  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 4,384
b Gross sales price for all assets on line 6a 381,491
7 Capital gain net income (from Part IV, line 2)... 4,384
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 17,542 17,529  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 5,218 4,696   522
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,500 0 0 1,500
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 340 340   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 7,058 5,036 0 2,022
25 Contributions, gifts, grants paid....... 54,050 54,050
26 Total expenses and disbursements. Add lines 24 and 25 61,108 5,036 0 56,072
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -43,566
b Net investment income (if negative, enter -0-) 12,493
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 38,508 18,196 18,196
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 391,974 Click to see attachment241,152 249,051
c Investments—corporate bonds (attach schedule)....... 176,821 Click to see attachment25,429 26,110
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........   Click to see attachment279,967 292,080
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 607,303 564,744 585,437
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 607,303 564,744
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 607,303 564,744
31 Total liabilities and net assets/fund balances (see instructions). 607,303 564,744
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
607,303
2
Enter amount from Part I, line 27a .....................
2
-43,566
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,115
4
Add lines 1, 2, and 3 ..........................
4
564,852
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
108
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
564,744
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 223.88 CAUSEWAY EMERGING MARKETS INSTL   2014-04-15 2015-10-19
b 99. ISHARES S P U S PREFERRED STOCK ETF   2011-03-02 2015-10-19
c 7. OCCIDENTAL PETE CORP COM   2014-07-02 2015-10-19
d 7. OCCIDENTAL PETE CORP COM   2015-04-21 2015-10-19
e 2. AMAZON COM INC COM   2014-07-02 2015-11-10
27.779 GLENMEDE SC EQUITY PORT ADV   2014-04-15 2015-11-10
52. GOODYEAR TIRE RUBBER CO   2015-09-25 2015-11-10
25. HP INC   2014-07-02 2015-11-10
82. HP INC     2015-11-10
25. HEWLETT PACKARD ENTERPRIS WI   2014-07-02 2015-11-10
82. HEWLETT PACKARD ENTERPRIS WI     2015-11-10
8. JOHNSON JOHNSON   2015-09-25 2015-11-10
13. MICROSOFT CORP COM   2014-07-02 2015-11-10
31.537 ROWE T PRICE MID-CAP GROWTH FD INC   2011-09-19 2015-11-10
8.43931 HIGHLAND LONG SHORT EQUITY Z   2014-06-20 2015-11-18
185.78669 HIGHLAND LONG SHORT EQUITY Z   2014-06-20 2015-11-18
53.006 LOOMIS SAYLES STRATEGIC ALPHA FUND Y   2014-04-15 2015-11-18
46.21 DOUBLELINE TOTAL RET BD I   2013-09-11 2015-12-18
107.267 VANGUARD MIDCAP VALUE INDEX ADMIRAL   2015-09-25 2015-12-18
315.971 AQR MANAGED FUTURES STR I   2015-04-21 2016-01-21
46.99 CAMBIAR INTL EQUITY FUND INS   2014-04-15 2016-01-21
90. CABOT OIL GAS CORP CL A   2015-09-25 2016-01-21
223.88 CAUSEWAY EMERGING MARKETS INSTL   2014-03-22 2016-01-21
471.359 CAUSEWAY EMERGING MARKETS INSTL   2014-04-15 2016-01-21
4. COSTCO WHOLESALE CORP COM   2015-09-25 2016-01-21
5. COSTCO WHOLESALE CORP COM   2014-07-02 2016-01-21
32. DEERE CO.   2015-09-25 2016-01-21
1146.386 HARDING LOEVNER FRONTIER EMERGING   2015-09-25 2016-01-21
26. HORMEL FOODS CORP   2015-09-25 2016-01-21
208.571 NUVEEN SMALL CAP VALUE FUND CL I   2015-09-25 2016-01-21
141.345 NUVEEN INFLATION PRO SEC CL I   2014-04-15 2016-01-21
1367.078 OPPENHEIMER SENIOR FLOATING RATE I   2014-10-30 2016-01-21
121. PILGRIMS PRIDE CORP   2015-09-25 2016-01-21
61.881 TCW EMERGING MARKETS INCOME FUND   2015-04-21 2016-01-21
1509.604 TCW EMERGING MARKETS INCOME FUND     2016-01-21
1. ALLERGAN PLC     2016-01-21
73. CANADIAN NATURAL RESOURCES LTD   2016-01-21 2016-02-22
162.364 CAUSEWAY EMERGING MARKETS INSTL     2016-02-22
17. EXPRESS SCRIPTS HLDGS C   2015-09-25 2016-02-22
12. JP MORGAN CHASE & CO COM   2009-03-30 2016-02-22
10. P N C FINANCIAL SERVICES GROUP INC   2014-06-20 2016-02-22
104.634 ROBECO BOSTON PARTNERS L S RSRCH     2016-02-22
147.32 T ROWE PRICE INTL GRINC FD   2014-04-17 2016-02-22
30. JOHNSON JOHNSON   2015-09-25 2016-03-15
59.572 NUVEEN REAL ESTATE SECS I   2010-12-01 2016-03-15
49. SANDISK CORP   2015-09-25 2016-03-15
6. STERICYCLE INC COMMON STOCK   2015-09-25 2016-03-15
12.61074 VANGUARD SMALL CAP VALUE INDEX FUND   2015-09-25 2016-03-15
56.64826 VANGUARD SMALL CAP VALUE INDEX FUND   2015-09-25 2016-03-15
27.568 CAUSEWAY EMERGING MARKETS INSTL   2015-09-25 2016-05-03
22.532 CAUSEWAY EMERGING MARKETS INSTL   2014-04-15 2016-05-03
1335.75192 HARDING LOEVNER FRONTIER EMERGING   2015-09-25 2016-05-03
156.82108 HARDING LOEVNER FRONTIER EMERGING   2015-09-25 2016-05-03
485.145 HIGHLAND LONG SHORT EQUITY Z     2016-05-03
8. JP MORGAN CHASE & CO COM   2015-04-21 2016-05-03
9. JP MORGAN CHASE & CO COM   2009-03-30 2016-05-03
12.366 ROWE T PRICE MID-CAP GROWTH FD INC   2011-09-19 2016-05-03
994.892 T ROWE PRICE INTL GRINC FD   2014-04-17 2016-05-03
11. UNION PAC CORP COM   2015-09-25 2016-05-03
8. UNION PAC CORP COM   2015-04-21 2016-05-03
89.018 VANGUARD MIDCAP VALUE INDEX ADMIRAL   2015-09-25 2016-05-03
9. CHUBB LTD   2014-07-02 2016-05-03
258.87 DOUBLELINE TOTAL RET BD I   2013-09-11 2016-05-16
33.494 DOUBLELINE TOTAL RET BD I   2014-04-15 2016-05-16
33. STERICYCLE INC COMMON STOCK     2016-05-16
73.89 CAMBIAR INTL EQUITY FUND INS   2014-04-15 2016-05-26
33.494 DOUBLELINE TOTAL RET BD I   2014-04-02 2016-05-26
12.546 DOUBLELINE TOTAL RET BD I   2014-04-15 2016-05-26
18. JOHNSON JOHNSON     2016-05-26
5. JOHNSON JOHNSON   2016-05-03 2016-05-26
20. MONSANTO CO NEW COM   2015-09-25 2016-05-26
8. ALIGN TECH INC COM   2016-03-15 2016-06-09
1. ALPHABET INC CL A   2015-09-25 2016-06-09
3. ALPHABET INC CL A     2016-06-09
5. AMAZON COM INC COM   2015-09-25 2016-06-09
12. AMERICAN TOWER CORP   2014-06-20 2016-06-09
83. BANK OF AMERICA CORP     2016-06-09
20. BANK OF AMERICA CORP   2015-09-25 2016-06-09
1.99982 BIOGEN, INC   2014-04-15 2016-06-09
5. BIOGEN, INC     2016-06-09
2.00018 BIOGEN, INC   2014-04-15 2016-06-09
9. CVS CORP COM   2015-09-25 2016-06-09
6. CVS CORP COM   2015-04-21 2016-06-09
1064.854 CAUSEWAY EMERGING MARKETS INSTL   2015-09-25 2016-06-09
21. CELGENE CORPORATION COM   2015-09-25 2016-06-09
11. CERNER CORP COM   2015-09-25 2016-06-09
16. CERNER CORP COM   2014-07-02 2016-06-09
7. COSTCO WHOLESALE CORP COM   2015-09-25 2016-06-09
13. DELTA AIR LINES INC   2016-05-03 2016-06-09
17. DOLLAR TREE INC   2015-09-25 2016-06-09
12. DOLLAR TREE INC   2014-07-02 2016-06-09
17. FACEBOOK INC A   2014-07-02 2016-06-09
9. GENERAL DYNAMICS CORP   2015-09-25 2016-06-09
169.00046 HARDING LOEVNER FRONTIER EMERGING   2015-09-25 2016-06-09
411.57254 HARDING LOEVNER FRONTIER EMERGING   2015-09-25 2016-06-09
13. INTUIT INC   2015-09-25 2016-06-09
28. MARATHON PETROLEUM CORP   2015-09-25 2016-06-09
497.172 LOOMIS SAYLES STRATEGIC ALPHA FUND Y     2016-06-09
3. O REILLY AUTOMOTIVE INC   2016-01-21 2016-06-09
1. THE PRICELINE GROUP INC   2015-09-25 2016-06-09
2. THE PRICELINE GROUP INC   2014-04-15 2016-06-09
7. ROPER INDS INC   2015-09-25 2016-06-09
61.003 T ROWE PRICE INTL GRINC FD   2014-06-20 2016-06-09
587.376 T ROWE PRICE INTL GRINC FD   2014-04-17 2016-06-09
5. S P GLOBAL INC   2016-05-03 2016-06-09
39. SCHWAB CHARLES CORP   2015-09-25 2016-06-09
1390.1 TFS MARKET NEUTRAL FUND     2016-06-09
20. WYNDHAM WORLDWIDE CORP   2015-09-25 2016-06-09
5. CHUBB LTD   2014-07-02 2016-06-09
11. LYONDELLBASELL INDUSTRIES CL A   2015-09-25 2016-06-09
13. ALIGN TECH INC COM   2016-03-15 2016-07-08
5. ALPHABET INC CL A   2015-09-25 2016-07-08
5. AMAZON COM INC COM     2016-07-08
2. AMAZON COM INC COM   2014-07-29 2016-07-08
1. AMERICAN TOWER CORP   2014-06-20 2016-07-08
19. AMERICAN TOWER CORP   2015-09-25 2016-07-08
14. APPLE COMPUTER INC COM   2012-10-08 2016-07-08
157. BANK OF AMERICA CORP   2015-09-25 2016-07-08
9. BIOGEN, INC   2016-05-03 2016-07-08
2. BIOGEN, INC   2014-03-22 2016-07-08
22. CVS CORP COM   2015-09-25 2016-07-08
4. CVS CORP COM   2016-01-21 2016-07-08
31. CELGENE CORPORATION COM     2016-07-08
36. CERNER CORP COM   2015-09-25 2016-07-08
8. COSTCO WHOLESALE CORP COM   2015-09-25 2016-07-08
22. DELTA AIR LINES INC   2016-05-03 2016-07-08
39. DOLLAR TREE INC     2016-07-08
2. DOLLAR TREE INC   2014-07-02 2016-07-08
12.546 DOUBLELINE TOTAL RET BD I   2014-03-23 2016-07-08
216.799 DOUBLELINE TOTAL RET BD I   2014-04-15 2016-07-08
340.977 EATON VANCE GLOBAL MACRO FD CL I   2015-09-25 2016-07-08
15. FACEBOOK INC A   2015-09-25 2016-07-08
7. FACEBOOK INC A   2015-04-21 2016-07-08
13. GENERAL DYNAMICS CORP   2015-09-25 2016-07-08
20. INTUIT INC   2015-09-25 2016-07-08
43. MARATHON PETROLEUM CORP     2016-07-08
9. MASTERCARD INC   2012-10-08 2016-07-08
160.83628 LOOMIS SAYLES STRATEGIC ALPHA FUND Y   2014-04-17 2016-07-08
1.86072 LOOMIS SAYLES STRATEGIC ALPHA FUND Y   2014-04-17 2016-07-08
3. O REILLY AUTOMOTIVE INC   2016-01-21 2016-07-08
1. THE PRICELINE GROUP INC   2015-09-25 2016-07-08
106.048 ROBECO BOSTON PARTNERS L S RSRCH   2014-07-02 2016-07-08
151.537 ROBECO BOSTON PARTNERS L S RSRCH   2013-04-22 2016-07-08
10. ROPER INDS INC   2015-09-25 2016-07-08
37.431 T ROWE PRICE INTL GRINC FD   2015-12-18 2016-07-08
634.423 T ROWE PRICE INTL GRINC FD     2016-07-08
9. S P GLOBAL INC   2016-05-03 2016-07-08
54. SCHWAB CHARLES CORP   2015-09-25 2016-07-08
17. SERVICENOW INC   2016-05-03 2016-07-08
56. TRANSCANADA CORP   2015-09-25 2016-07-08
18. WELLS FARGO CO   2014-07-02 2016-07-08
26. WYNDHAM WORLDWIDE CORP   2015-09-25 2016-07-08
42. MOBILEYE NV   2016-05-26 2016-07-08
19. LYONDELLBASELL INDUSTRIES CL A     2016-07-08
56.133 CAMBIAR INTL EQUITY FUND INS   2014-04-15 2016-08-03
23. AUTOMATIC DATA PROCESSING     2016-08-03
15. CATERPILLAR INC   2016-07-08 2016-08-03
134. ISHARES S P U S PREFERRED STOCK ETF     2016-08-03
41. LEGGETT PLATT INC     2016-08-03
56.027 NUVEEN REAL ESTATE SECS I   2010-12-01 2016-08-03
16. RAYTHEON COMPANY   2016-06-09 2016-08-03
22. SEMPRA ENERGY     2016-08-03
88.166 TFS MARKET NEUTRAL FUND     2016-08-03
28. UNION PAC CORP COM     2016-08-03
46. ABBOTT LABORATORIES   2015-09-25 2016-08-17
82.85 BARON EMERGING MARKETS INSTITUTIONAL   2016-05-03 2016-08-17
30. CME GROUP INC     2016-08-17
31. CARTERS INC     2016-08-17
8. HOME DEPOT INC   2016-02-22 2016-08-17
37. SPECTRA ENERGY CORP   2016-06-09 2016-08-17
8. SPECTRA ENERGY CORP   2016-07-08 2016-08-17
35. JACK HENRY ASSOCIATES INC     2016-08-29
24. TRANSCANADA CORP   2015-09-25 2016-08-29
3. ATT INC   2016-06-09 2016-09-19
12. ABBOTT LABORATORIES   2015-09-25 2016-09-19
75.048 CAMBIAR INTL EQUITY FUND INS     2016-09-19
2. AMGEN INC   2016-06-09 2016-09-19
5. APPLE COMPUTER INC COM   2012-10-08 2016-09-19
5. AUTOMATIC DATA PROCESSING   2016-07-08 2016-09-19
94.922 BARON EMERGING MARKETS INSTITUTIONAL   2016-05-03 2016-09-19
2. BOEING CO   2014-04-17 2016-09-19
3. CME GROUP INC   2016-07-08 2016-09-19
4. CARDINAL HEALTH INC   2015-09-25 2016-09-19
80.313 CAUSEWAY EMERGING MARKETS INSTL   2015-09-25 2016-09-19
11. CISCO SYS INC   2016-06-09 2016-09-19
397.37724 DOUBLELINE TOTAL RET BD I   2014-04-15 2016-09-19
91.39476 DOUBLELINE TOTAL RET BD I   2014-04-15 2016-09-19
113.559 EATON VANCE GLOBAL MACRO FD CL I   2015-08-27 2016-09-19
128.064 FEDERATED INST HI YLD BD FD   2014-10-30 2016-09-19
134.068 FIDELITY ADV DIVERS INTL CL I   2015-09-25 2016-09-19
22. FIFTH THIRD BANCORP   2016-06-09 2016-09-19
2. GENERAL ELEC CO   2016-06-09 2016-09-19
74.215 HARDING LOEVNER FRONTIER EMERGING   2015-09-25 2016-09-19
1. JACK HENRY ASSOCIATES INC   2016-07-08 2016-09-19
2. HOME DEPOT INC   2016-02-22 2016-09-19
3. HOME DEPOT INC   2016-03-15 2016-09-19
2. HONEYWELL INTERNATIONAL INC   2016-06-09 2016-09-19
3. JP MORGAN CHASE & CO COM   2009-03-30 2016-09-19
6. LEGGETT PLATT INC   2016-07-08 2016-09-19
8. MARATHON PETROLEUM CORP   2016-02-22 2016-09-19
4. MASTERCARD INC   2012-10-08 2016-09-19
10. MICROSOFT CORP COM   2015-04-21 2016-09-19
8.484 LOOMIS SAYLES STRATEGIC ALPHA FUND Y   2014-07-08 2016-09-19
54.519 LOOMIS SAYLES STRATEGIC ALPHA FUND Y     2016-09-19
3. P N C FINANCIAL SERVICES GROUP INC   2014-06-20 2016-09-19
3. PEPSICO INC   2016-06-09 2016-09-19
1. PRAXAIR INC   2016-06-09 2016-09-19
139.598 PRUDENTIAL TOTAL RETURN BD Q   2015-09-25 2016-09-19
1. RAYTHEON COMPANY   2016-06-09 2016-09-19
18. SPECTRA ENERGY CORP   2016-07-08 2016-09-19
5. 3M CO     2016-09-19
5. TRANSCANADA CORP   2015-09-25 2016-09-19
1. UNION PAC CORP COM   2016-06-09 2016-09-19
2. UNITED HEALTH GROUP INC   2016-01-21 2016-09-19
1. VALSPAR CORP   2016-06-09 2016-09-19
9.286 VANGUARD SMALL CAP VALUE INDEX FUND   2015-09-25 2016-09-19
12.541 VANGUARD SMALL CAP VALUE INDEX FUND   2015-09-03 2016-09-19
75.94 VANGUARD GLOBAL EQUITY FUND - IV   2016-05-03 2016-09-19
3. VERIZON COMMUNICATIONS   2016-06-09 2016-09-19
3. WAL MART STORES INC COM   2015-09-25 2016-09-19
3. CHUBB LTD   2014-07-02 2016-09-19
3. CHUBB LTD   2015-09-25 2016-09-19
9. APPLE COMPUTER INC COM   2015-09-25 2016-09-26
16. APPLE COMPUTER INC COM   2012-10-08 2016-09-26
170. FIFTH THIRD BANCORP     2016-09-26
27. INTERNATIONAL PAPER CO   2016-07-08 2016-09-26
53.106 NUVEEN REAL ESTATE SECS I   2010-12-01 2016-09-26
27. SPECTRA ENERGY CORP   2016-07-08 2016-09-26
25. TRANSCANADA CORP   2015-09-25 2016-09-26
21. TRANSCANADA CORP   2016-01-21 2016-09-26
15. UNION PAC CORP COM     2016-09-26
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 2,416   2,642 -226
b 3,857   3,894 -37
c 506   693 -187
d 506   557 -51
e 1,310   666 644
748   710 38
1,674   1,560 114
351   406 -55
1,150   1,041 109
355   446 -91
1,165   1,144 21
810   742 68
694   544 150
2,562   1,783 779
102   106 -4
2,250   2,326 -76
510   532 -22
501   501  
4,693   4,663 30
3,368   3,675 -307
1,038   1,139 -101
1,675   2,156 -481
1,856   2,454 -598
3,908   5,562 -1,654
600   585 15
750   578 172
2,332   2,438 -106
7,222   8,816 -1,594
1,933   1,629 304
3,656   4,084 -428
1,522   1,566 -44
10,185   11,251 -1,066
2,543   2,594 -51
450   500 -50
10,975   12,899 -1,924
295   305 -10
1,537   1,271 266
1,461   1,940 -479
1,174   1,394 -220
704   309 395
842   895 -53
1,494   1,341 153
1,805   2,339 -534
3,237   2,781 456
1,378   1,042 336
3,740   2,519 1,221
713   846 -133
531   531  
2,384   2,387 -3
269   274 -5
220   266 -46
9,831   10,272 -441
1,154   1,206 -52
5,511   6,079 -568
498   500 -2
561   232 329
905   699 206
12,953   15,799 -2,846
953   958 -5
693   879 -186
4,038   3,870 168
1,065   942 123
2,819   2,806 13
365   367 -2
3,133   4,167 -1,034
1,798   1,791 7
364   366 -2
136   138 -2
2,035   1,742 293
565   565  
2,215   1,688 527
636   567 69
741   652 89
2,222   1,653 569
3,632   2,679 953
1,304   1,067 237
1,171   1,321 -150
282   320 -38
500   554 -54
1,251   1,362 -111
501   555 -54
872   896 -24
581   609 -28
10,649   10,595 54
2,229   2,357 -128
622   684 -62
905   827 78
1,074   1,024 50
549   560 -11
1,559   1,196 363
1,101   656 445
2,013   1,148 865
1,274   1,251 23
1,288   1,300 -12
3,136   3,165 -29
1,391   1,160 231
1,029   1,331 -302
4,768   4,989 -221
784   710 74
1,337   1,274 63
2,675   2,297 378
1,216   1,085 131
804   1,010 -206
7,742   9,328 -1,586
548   524 24
1,129   1,112 17
18,905   20,985 -2,080
1,364   1,487 -123
632   523 109
884   932 -48
1,076   922 154
3,575   3,261 314
3,720   2,884 836
1,488   644 844
113   89 24
2,149   1,699 450
1,353   1,291 62
2,065   2,515 -450
2,258   2,488 -230
502   586 -84
2,120   2,191 -71
386   378 8
3,246   3,381 -135
2,178   2,239 -61
1,317   1,170 147
826   949 -123
3,697   2,568 1,129
190   109 81
138   138  
2,376   2,376  
3,072   3,110 -38
1,754   1,421 333
818   586 232
1,820   1,807 13
2,308   1,785 523
1,572   1,811 -239
796   427 369
1,547   1,616 -69
18   19 -1
839   710 129
1,324   1,274 50
1,574   1,589 -15
2,249   1,929 320
1,699   1,550 149
470   484 -14
7,962   9,988 -2,026
978   943 35
1,395   1,539 -144
1,182   1,196 -14
2,594   1,863 731
861   950 -89
1,876   1,933 -57
1,883   1,540 343
1,465   1,711 -246
1,337   1,361 -24
2,024   2,082 -58
1,231   1,159 72
5,345   5,308 37
2,116   2,100 16
1,442   980 462
2,246   2,184 62
2,420   2,473 -53
1,199   1,205 -6
2,598   2,440 158
2,050   1,917 133
995   882 113
3,148   2,907 241
3,060   3,301 -241
1,086   988 98
1,328   1,244 84
287   292 -5
3,065   3,028 37
1,105   798 307
120   120  
501   500 1
1,803   1,771 32
345   313 32
568   461 107
433   472 -39
1,123   1,010 113
255   255  
330   297 33
307   324 -17
864   799 65
342   320 22
4,335   4,355 -20
997   1,002 -5
1,033   1,037 -4
1,254   1,302 -48
2,699   2,604 95
451   413 38
59   60 -1
549   571 -22
86   88 -2
253   247 6
380   388 -8
229   234 -5
198   77 121
292   311 -19
348   266 82
399   190 209
570   427 143
83   86 -3
533   555 -22
270   268 2
317   311 6
118   113 5
2,051   1,984 67
137   137  
761   656 105
883   856 27
234   166 68
93   89 4
276   227 49
106   108 -2
433   391 42
585   501 84
1,877   1,789 88
154   155 -1
217   193 24
376   314 62
376   312 64
1,013   1,039 -26
1,801   1,475 326
3,515   3,032 483
1,298   1,155 143
1,335   929 406
1,133   984 149
1,186   831 355
996   661 335
1,406   1,350 56
      4,167
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -226
b       -37
c       -187
d       -51
e       644
      38
      114
      -55
      109
      -91
      21
      68
      150
      779
      -4
      -76
      -22
       
      30
      -307
      -101
      -481
      -598
      -1,654
      15
      172
      -106
      -1,594
      304
      -428
      -44
      -1,066
      -51
      -50
      -1,924
      -10
      266
      -479
      -220
      395
      -53
      153
      -534
      456
      336
      1,221
      -133
       
      -3
      -5
      -46
      -441
      -52
      -568
      -2
      329
      206
      -2,846
      -5
      -186
      168
      123
      13
      -2
      -1,034
      7
      -2
      -2
      293
       
      527
      69
      89
      569
      953
      237
      -150
      -38
      -54
      -111
      -54
      -24
      -28
      54
      -128
      -62
      78
      50
      -11
      363
      445
      865
      23
      -12
      -29
      231
      -302
      -221
      74
      63
      378
      131
      -206
      -1,586
      24
      17
      -2,080
      -123
      109
      -48
      154
      314
      836
      844
      24
      450
      62
      -450
      -230
      -84
      -71
      8
      -135
      -61
      147
      -123
      1,129
      81
       
       
      -38
      333
      232
      13
      523
      -239
      369
      -69
      -1
      129
      50
      -15
      320
      149
      -14
      -2,026
      35
      -144
      -14
      731
      -89
      -57
      343
      -246
      -24
      -58
      72
      37
      16
      462
      62
      -53
      -6
      158
      133
      113
      241
      -241
      98
      84
      -5
      37
      307
       
      1
      32
      32
      107
      -39
      113
       
      33
      -17
      65
      22
      -20
      -5
      -4
      -48
      95
      38
      -1
      -22
      -2
      6
      -8
      -5
      121
      -19
      82
      209
      143
      -3
      -22
      2
      6
      5
      67
       
      105
      27
      68
      4
      49
      -2
      42
      84
      88
      -1
      24
      62
      64
      -26
      326
      483
      143
      406
      149
      355
      335
      56
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 4,384
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 1,305 619,464 0.002107
2013 65,893 644,681 0.10221
2012 25,312 631,621 0.040075
2011 30,580 604,441 0.050592
2010 29,250 634,397 0.046107
2
Total of line 1, column (d) .....................
20.241091
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.048218
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
578,887
5
Multiply line 4 by line 3......................
5
27,913
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
125
7
Add lines 5 and 6........................
7
28,038
8
Enter qualifying distributions from Part XII, line 4.............
8
56,072
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 125
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 125
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 125
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 216
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 216
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 91
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet91 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletUS BANK NA Telephone no.bullet (314) 418-2643

    Located atbulletPO BOX 0634MILWAUKEEWI ZIP+4bullet532010634
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    US BANK TRUSTEE
    1     		5,218    
    PO BOX 387
    ST LOUIS,MO63166
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    579,260
    b
    Average of monthly cash balances.......................
    1b
    8,443
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    587,703
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    587,703
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    8,816
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    578,887
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    28,944
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    28,944
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    125
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    125
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    28,819
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    28,819
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    28,819
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    56,072
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    56,072
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    125
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    55,947
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 28,819
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 24,799
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010...... 0
    b From 2011...... 0
    c From 2012...... 0
    d From 2013...... 0
    e From 2014...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 56,072
    a Applied to 2014, but not more than line 2a 24,799
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 28,819
    e Remaining amount distributed out of corpus 2,454
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 2,454
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		2,454
    10 Analysis of line 9:
    a Excess from 2011.... 0
    b Excess from 2012.... 0
    c Excess from 2013.... 0
    d Excess from 2014.... 0
    e Excess from 2015.... 2,454
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CENTAUR RISING
    12889 S PARKER AVENUE
    PINE,CO80470     		NONE PC GENERAL OPERATING 250
    MOUNTAIN RESOURCE CENTER
    PO BOX 425
    CONIFER,CO80433     		NONE PC GENERAL OPERATING 1,000
    OSAGE PRAIRIE YMCA
    500 W HIGHLAND
    NEVADA,MO64772     		NONE PC GENERAL OPERATING 1,000
    ST LAURENCE EPISCOPAL CHURCH
    PO BOX 361
    CONIFER,CO80433     		NONE PC GENERAL OPERATING 1,000
    THOMAS JEFFERSON INDEPENDENT
    DAY SCHOOL
    3401 E NEWMAN RD
    JOPLIN,MO64801     		NONE PC GENERAL OPERATING 1,000
    TRINITY LUTHERAN CHURCH
    OF NEVADA
    1630 NORTH ASH STREET
    NEVADA,MO64772     		NONE PC GENERAL OPERATING 500
    VERNON COUNTY CANCER RELIEF FUND
    1901 S SPRING
    NEVADA,MO64772     		NONE PC GENERAL OPERATING 2,000
    CHILDRENS HAVEN OF SOUTHWEST
    MISSOURI
    701 S PICHER
    JOPLIN,MO64801     		NONE PC GENERAL OPERATING 1,000
    WILDCAT GLADES AUDUBON CENTER
    201 W RIVIERA DR STE A
    JOPLIN,MO64804     		NONE PC GENERAL OPERATING 1,000
    OZARK CENTER
    PO BOX 2526
    JOPLIN,MO648032526     		NONE PC GENERAL OPERATING 500
    MISSOURI SOUTHERN FOUNDATION
    3950 NEWMAN RD
    JOPLIN,MO648011512     		NONE PC GENERAL OPERATING 12,400
    LAFAYETTE HOUSE
    PO BOX 1765
    JOPLIN,MO64802     		NONE PC GENERAL OPERATING 2,500
    CROSSLINES CHURCHES OF JOPLIN
    131 S HIGH
    JOPLIN,MO64801     		NONE PC GENERAL OPERATING 1,000
    PRO MUSICA
    211 S MAIN ST STE 318
    JOPLIN,MO64801     		NONE PC GENERAL OPERATING 1,000
    COMMUNITY HEALTH CLINIC OF JOPLIN
    701 S JOPLIN AVENUE
    JOPLIN,MO64801     		NONE PC GENERAL OPERATING 1,000
    CHILDREN'S CENTER OF SW MISSOURI
    921 EAST 34TH STREET SUITE A
    JOPLIN,MO64804     		NONE PC GENERAL OPERATING 1,000
    ST PHILIPS EPISCOPAL CHURCH
    706 BYERS AVE
    JOPLIN,MO64801     		NONE PC GENERAL OPERATING 1,000
    CEREBRAL PALSY OF TRI COUNTY
    1401 W AUSTIN
    WEBB CITY,MO64870     		NONE PC GENERAL OPERATING 500
    JOPLIN LITTLE THEATER INC
    PO BOX 374
    JOPLIN,MO648020374     		NONE PC GENERAL OPERATING 500
    J0PLIN SCHOOLS
    PO BOX 128
    JOPLIN,MO648020128     		NONE PC GENERAL OPERATING 500
    GEORGE A SPIVA CENTER FOR THE ARTS
    222 WEST 3RD
    JOPLIN,MO64801     		NONE PC GENERAL OPERATING 22,400
    AMERICAN RED CROSS
    SOUTHWEST MISSOURI CHAPTER
    410 JACKSON
    JOPLIN,MO64801     		NONE PC GENERAL OPERATING 1,000
    Total .................................bullet 3a 54,050
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		         
    4 Dividends and interest from securities....     14 13,158  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 4,384  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   17,542  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1317,542
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2015 AccountingFeesSchedule
    Name:
    JOY SPIVA CRAGIN CHARITABLE TRUST 08764510
    EIN:
    43-6365083
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,500     1,500

    TY 2015 InvestmentsCorpBondsSchedule
    Name:
    JOY SPIVA CRAGIN CHARITABLE TRUST 08764510
    EIN:
    43-6365083
    Name of Bond End of Year Book Value End of Year Fair Market Value
    NUVEEN INFLATION PRO SEC CL I 16,906 17,562
    LOOMIS SAYLES STRATEGIC ALPHA 8,523 8,548

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    JOY SPIVA CRAGIN CHARITABLE TRUST 08764510
    EIN:
    43-6365083
    Name of Stock End of Year Book Value End of Year Fair Market Value
    GENERAL ELEC CO 1,570 1,481
    3M CO 708 705
    MASTERCARD INC 5,427 6,615
    ABBOTT LABS 630 677
    JOHNSON & JOHNSON 1,805 1,772
    VERIZON COMMUNICATIONS 2,076 1,975
    CISCO SYS INC 4,995 5,424
    JP MORGAN CHASE & CO 2,109 2,597
    NUVEEN REAL ESTATE SECURIT 26,273 28,219
    DOUBLELINE TOTAL RET BD 1 75,193 75,071
    MICROSOFT 7,157 8,640
    ROBECO BOSTON PRTNERS LS RSRCH 24,561 24,938
    T ROWE PRICE MID CAP GRW FD 64 14,429 15,210
    UNITED HEALTH GROUP 4,229 4,480
    APPLE 3,116 3,052
    BOEING CO 3,174 3,162
    DELTA AIR LINES INC 5,357 5,628
    GLENMADE SC EQUITY PORT ADV 8,998 9,463
    HOME DEPOT INC 3,957 3,860
    P N C FINANCIAL SERVICES GROUP 2,960 3,063
    PRAXAIR INC 1,026 1,087
    WELLS FARGO CO 4,833 4,384
    CAMBIAR INTL EQUITY FUND INS 30,170 30,576
    CAUSEWAY EMERGING MARKETS INST 6,399 6,972

    TY 2015 InvestmentsOtherSchedule2
    Name:
    JOY SPIVA CRAGIN CHARITABLE TRUST 08764510
    EIN:
    43-6365083
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ABBVIE INC AT COST 1,695 1,703
    AMERICAN CAMPUS COMMUNITIES AT COST 3,295 3,357
    AMGEN INC AT COST 4,131 4,337
    AQR LONG SHORT EQUITY I AT COST 9,875 10,177
    AQR MANAGED FUTURES STR I AT COST 9,660 8,738
    AT&T INC AT COST 1,629 1,584
    AUTOMATIC DATA PROCESSING AT COST 661 617
    BARON EMERGING MARKETS INSTITU AT COST 20,564 22,693
    CANADIAN NATURAL RESOURCES LTD AT COST 1,621 1,698
    CARDINAL HEALTH INC AT COST 6,245 5,983
    CHUBB LTD AT COST 2,475 2,890
    CME GROUP INC AT COST 693 732
    CVS HEALTH CORPORATION AT COST 6,206 5,695
    EATON VANCE GLOBAL MACRO FD CL AT COST 19,806 19,881
    FEDERATED INST HI YLD BD FD AT COST 15,972 17,270
    FIDELITY ADV DIVERS INTL CL I AT COST 28,991 30,394
    GOODYEAR TIRE RUBBER CO AT COST 3,024 3,488
    HARDING LOEVNER FRONTIER EMERG AT COST 5,178 5,144
    HELMERICH PAYNE INC AT COST 1,391 1,615
    HIGHLAND LONG SHORT EQUITY Z AT COST 15,293 15,307
    HONEYWELL INTERNATIONAL INC AT COST 3,067 3,031
    JACK HENRY ASSOCIATES INC AT COST 1,494 1,454
    KROGER CO AT COST 4,040 3,918
    LEGGETT PLATT INC AT COST 726 638
    LOCKHEED MARTIN CORP AT COST 1,727 1,678
    LYONDELLBASELL INDUSTRIES CL A AT COST 1,001 1,049
    MAGNA INTL INC CL A AT COST 4,341 4,982
    MARATHON PETROLEUM CORP AT COST 5,625 5,642
    PEPSICO INC AT COST 2,241 2,284
    PRUDENTIAL TOTAL RETURN BD Q AT COST 38,550 40,175
    RAYTHEON COMPANY AT COST 3,589 3,539
    STARBUCKS CORP AT COST 3,932 3,844
    TRANSCANADA CORP AT COST 976 1,474
    VALSPAR CORP AT COST 1,735 1,697
    VANGUARD GLOBAL EQUITY FD AT COST 24,743 26,221
    VANGUARD MIDCAP VALUE INDEX AD AT COST 13,374 15,055
    VANGUARD SMALL CAP VALUE INDEX AT COST 7,400 8,706
    WAL MART STORES INC AT COST 3,001 3,390

    TY 2015 OtherDecreasesSchedule
    Name:
    JOY SPIVA CRAGIN CHARITABLE TRUST 08764510
    EIN:
    43-6365083
    Description Amount
    COST BASIS ADJUSTMENT 108


    TY 2015 OtherIncreasesSchedule
    Name:
    JOY SPIVA CRAGIN CHARITABLE TRUST 08764510
    EIN:
    43-6365083
    Description Amount
    LOSS ON CY SALES NOT SETTLED AT YEAR END 26
    WASH SALE ADJUSMENT 1,089


    TY 2015 TaxesSchedule
    Name:
    JOY SPIVA CRAGIN CHARITABLE TRUST 08764510
    EIN:
    43-6365083
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES PAID 340 340   0