Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 11-01-2015 , and ending 10-31-2016
Name of foundation
THE BENJAMIN AND SUSAN WINTER FOUNDATION
C/O THE WINTER ORGANIZATION
Number and street (or P.O. box number if mail is not delivered to street address)680 FIFTH AVENUE - 23RD FLOOR
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10019
A Employer identification number

13-7107477
B Telephone number (see instructions)

(212) 616-8900
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$8,041,083
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 5,220,000
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 124,216 124,216  
5a Gross rents............ 45,100 45,100  
b Net rental income or (loss) 22,378
6a Net gain or (loss) from sale of assets not on line 10 15,799
b Gross sales price for all assets on line 6a 190,504
7 Capital gain net income (from Part IV, line 2)... 16,973
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... -10,463 0  
12 Total. Add lines 1 through 11........ 5,394,652 186,289  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... 3,077 3,077   0
b Accounting fees (attach schedule)....... 2,545 1,272   1,273
c Other professional fees (attach schedule).... 22,867 22,867   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... 24,011 1,536   0
19 Depreciation (attach schedule) and depletion... 581 581  
20 Occupancy..............        
21 Travel, conferences, and meetings....... 14,277 0   14,277
22 Printing and publications..........        
23 Other expenses (attach schedule)....... 22,541 22,141   400
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 89,899 51,474   15,950
25 Contributions, gifts, grants paid....... 1,267,650 1,267,650
26 Total expenses and disbursements. Add lines 24 and 25 1,357,549 51,474   1,283,600
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 4,037,103
b Net investment income (if negative, enter -0-) 134,815
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 71,580 2,850,221 2,850,221
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 3,377,122 Click to see attachment3,416,165 3,971,443
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet1,220,000
Less: accumulated depreciation (attach schedule) bullet581   Click to see attachment1,219,419 1,219,419
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,448,702 7,485,805 8,041,083
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 2,242,367 6,279,470
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 1,206,335 1,206,335
30 Total net assets or fund balances (see instructions)..... 3,448,702 7,485,805
31 Total liabilities and net assets/fund balances (see instructions). 3,448,702 7,485,805
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
3,448,702
2
Enter amount from Part I, line 27a .....................
2
4,037,103
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
7,485,805
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
7,485,805
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b) How acquired
P—Purchase
D—Donation
(c) Date acquired
(mo., day, yr.)
(d) Date sold
(mo., day, yr.)
1 a 0.50 SHS VERSUM MATLS INC COM P 2011-06-29 2016-10-06
b 167 SHS TIME WARNER INC NEW COM NEW P 2015-04-15 2016-09-08
c 21 SHS TIME INC NEW COM P 2015-04-15 2016-09-08
d 75 SHS QUALCOMM INC P 2015-04-15 2016-09-08
e 151.85 SHS EMC CORP COM P 2015-04-15 2016-09-08
19 SHS DELL TECHNOLOGIES INC CL V P 2015-04-15 2016-09-08
75 SHS ALEXION PHARMACEUTICALS INC COM P 2015-09-01 2016-09-08
23.15 EMC CORP COM P 2015-04-15 2016-09-07
0.51 DELL TECHNOLOGIES INC CL V P 2015-04-15 2016-09-07
4.9 SHS CALIFORNIA RES CORP COM NEW P 2011-08-08 2016-07-15
0.70 SHS CALIFORNIA RES CORP COM NEW P 2011-03-29 2016-06-01
150 SHS TIME WARNER CABLE INC COM P 2011-09-26 2016-04-05
300 SHS SAMILLER PLC SPONSORED ADR P 2012-10-16 2016-04-05
25 SHS DIAGEO PLC SPONSORED ADR NEW P 2013-06-28 2016-04-05
100 SHS DIAGEO PLC SPONSORED ADR NEW P 2013-01-08 2016-04-05
300 SHS FRANKLIN RESOURCES P 2011-03-29 2016-01-25
300 SHS FRANKLIN RESOURCES P 2011-08-08 2016-01-25
150 SHS INTERNATIONAL BUSINESS ORP COM P 2011-03-29 2016-01-25
50 SHS INTERNATIONAL BUSINESS ORP COM P 2011-04-01 2016-01-25
100 SHS EOG RES INC COM P 2015-01-28 2015-12-18
0.40 CALIFORNIA RES CORP COM NEW P 2015-03-17 2016-06-01
2.5 SHS CALIFORNIA RES CORP COM NEW P 2011-04-27 2016-07-15
11.6 SHS CALIFORNIA RES CORP COM NEW P 2011-03-29 2016-07-15
100 SHS EOG RES INC COM P 2015-03-04 2015-12-18
100 SHS DUTCH SHELL PL D ADR RESPTG A SHS P 2011-03-29 2015-12-18
100 SHS DUTCH SHELL PL D ADR RESPTG A SHS P 2011-04-01 2015-12-18
150 SHS DUTCH SHELL PL D ADR RESPTG A SHS P 2011-08-08 2015-12-18
15 SHS CALIFORNIA RES CORP COM NEW P 2015-03-17 2016-07-15
209 SHS TIME WARNER CABLE INC P 2009-03-30 2016-05-20
(e) Gross sales price (f) Depreciation allowed
(or allowable)
(g) Cost or other basis
plus expense of sale
(h) Gain or (loss)
(e) plus (f) minus (g)
a 12   8 4
b 13,134   14,183 -1,049
c 285   495 -210
d 4,642   5,135 -493
e 3,530   3,061 469
921   897 24
9,657   12,916 -3,259
679   607 72
24   24 0
65   303 -238
10   62 -52
30,671   9,821 20,850
17,798   13,074 4,724
2,655   2,904 -249
10,621   11,634 -1,013
9,938   11,970 -2,032
9,938   11,068 -1,130
18,464   24,231 -5,767
6,155   8,226 -2,071
7,337   8,871 -1,534
6   5 1
32   189 -157
152   859 -707
7,337   8,956 -1,619
4,385   7,159 -2,774
4,385   7,359 -2,974
6,577   9,320 -2,743
194   194 0
20,900     20,900
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69
(k) Excess of col. (i)
over col. (j), if any
a       4
b       -1,049
c       -210
d       -493
e       469
      24
      -3,259
      72
      0
      -238
      -52
      20,850
      4,724
      -249
      -1,013
      -2,032
      -1,130
      -5,767
      -2,071
      -1,534
      1
      -157
      -707
      -1,619
      -2,774
      -2,974
      -2,743
      0
      20,900
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 16,973
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 1,158,460 4,319,584 0.268188
2013 75,496 2,193,129 0.034424
2012 96,115 1,912,853 0.050247
2011 60,462 1,603,604 0.037704
2010 9,885 1,096,051 0.009019
2
Total of line 1, column (d) .....................
20.399582
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.079916
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
8,347,382
5
Multiply line 4 by line 3......................
5
667,089
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
1,348
7
Add lines 5 and 6........................
7
668,437
8
Enter qualifying distributions from Part XII, line 4.............
8
1,283,600
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,348
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,348
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,348
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 11,880
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 11,880
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 10,532
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet10,532 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBENJAMIN WINTER Telephone no.bullet (212) 616-8900

    Located atbullet680 FIFTH AVENUENEW YORKNY ZIP+4bullet10019
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BENJAMIN WINTER TRUSTEE
    0.50
    0 0 0
    680 FIFTH AVENUE
    NEW YORK,NY10019
    SUSAN WINTER TRUSTEE
    0.50
    0 0 0
    680 FIFTH AVENUE
    NEW YORK,NY10019
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    3,941,146
    b
    Average of monthly cash balances.......................
    1b
    3,415,021
    c
    Fair market value of all other assets (see instructions)................
    1c
    1,118,333
    d
    Total (add lines 1a, b, and c).........................
    1d
    8,474,500
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    8,474,500
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    127,118
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    8,347,382
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    417,369
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    417,369
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    1,348
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,348
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    416,021
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    416,021
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    416,021
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,283,600
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,283,600
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    1,348
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,282,252
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2014
    (c)
    2014
    (d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 416,021
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010......  
    b From 2011......  
    c From 2012......  
    d From 2013......  
    e From 2014...... 870,471
    fTotal of lines 3a through e........ 870,471
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 1,283,600
    a Applied to 2014, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2015 distributable amount..... 416,021
    e Remaining amount distributed out of corpus 867,579
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,738,050
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......
    1,738,050
    10 Analysis of line 9:
    a Excess from 2011....  
    b Excess from 2012....  
    c Excess from 2013....  
    d Excess from 2014.... 870,471
    e Excess from 2015.... 867,579
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    BENJAMIN WINTER
    SUSAN WINTER
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    92 ND STREET Y
    1395 LEXINGTON AVE
    NEW YORK,NY10128
    NONE PC GENERAL 8,400
    ART CONNECTION
    520 8TH AVENUE 321
    NEW YORK,NY10018
    NONE PC GENERAL 5,000
    FRANKLIN & MARSHALL COLLEGE
    415 HARRISBURG AVE
    LANCASTER,PA17603
    NONE PC GENERAL 1,000,000
    FSH SOCIETY INC
    450 BEDFORD STREET
    LEXINGTON,MA02420
    NONE PC GENERAL 250
    JEWISH WOMEN'S FOUNDATION OF NY
    130 EAST 59TH STREET
    NEW YORK,NY10022
    NONE PC GENERAL 250
    LINCOLN CENTER
    10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023
    NONE PC GENERAL 8,000
    MAHATTAN THEATRE CLUB
    311 WEST 43 ST 8TH FL
    NEW YORK,NY10036
    NONE PC GENERAL 30,000
    METROPOLITAN MUSEUM OF ART
    1000 5TH AVE
    NEW YORK,NY10028
    NONE PC GENERAL 2,500
    NYU LANGONE MEDICAL CENTER
    25 WEST FOURTH STREET
    NEW YORK,NY100121119
    NONE PC GENERAL 500
    RICHARD TRUCKER MUSIC
    208 FORSYTH STREET
    NEW YORK,NY10002
    NONE PC GENERAL 2,500
    THE BRONX CHARTER SCHOOL
    388 WILLIS AVE
    BRONX,NY10454
    NONE PC GENERAL 250
    UJA FEDERATION
    130 EAST 59TH STREET
    NEW YORK,NY10022
    NONE PC GENERAL 10,000
    WELL CORNELL MEDICAL COLLEGE
    1300 YORK AVENUE BOX 314
    NEW YORK,NY10065
    NONE PC GENERAL 200,000
    Total .................................bullet 3a 1,267,650
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........
             
    4 Dividends and interest from securities....     14 124,216  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....     16 22,378  
    6
    Net rental income or (loss) from personal property
             
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory ............
        18 15,799  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue:
    aENTERPRISE PRODUCTS PARTNERS LP
    211110 -10,463      
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. -10,463 162,393 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13151,930
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2015
    Name of the organization
    THE BENJAMIN AND SUSAN WINTER FOUNDATION
    C/O THE WINTER ORGANIZATION
    Employer identification number

    13-7107477
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015) Page 2
    Name of organization
    THE BENJAMIN AND SUSAN WINTER FOUNDATION
    C/O THE WINTER ORGANIZATION
    Employer identification number
    13-7107477
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    1
     
     

    BENJAMIN WINTER  
    680 FIFTH AVENUE
     
    NEW YORK, NY10019

    $ 4,000,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    2
     
     

    BENJAMIN WINTER  
    680 FIFTH AVENUE
     
    NEW YORK, NY10019

    $ 1,220,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 3
    Name of organization
    THE BENJAMIN AND SUSAN WINTER FOUNDATION
    C/O THE WINTER ORGANIZATION
    Employer identification number

    13-7107477
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No.from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
    2
    APARTMENT 16C AT 175 WEST 13TH STREET, NY $ 1,220,000 2015-12-01
    (a)
    No.from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a)
    No.from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a)
    No.from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a)
    No.from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a)
    No.from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 4
    Name of organization
    THE BENJAMIN AND SUSAN WINTER FOUNDATION
    C/O THE WINTER ORGANIZATION
    Employer identification number

    13-7107477
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No.from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2015 AccountingFeesSchedule
    Name:
    THE BENJAMIN AND SUSAN WINTER FOUNDATION
     
    C/O THE WINTER ORGANIZATION
    EIN:
    13-7107477
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 2,545 1,272   1,273

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2015 DepreciationSchedule
    Name:
    THE BENJAMIN AND SUSAN WINTER FOUNDATION
     
    C/O THE WINTER ORGANIZATION
    EIN:
    13-7107477
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)
    Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    INVESTMENT IN UNSOLD APT 1995-07-01 1,540   ADS 40.000000000000 39 39    
    IMPROVEMENTS 2012-12-31 14,900   SL 27.500000000000 542 542    

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2015 GainLossSaleOtherAssetsSch
    Name:
    THE BENJAMIN AND SUSAN WINTER FOUNDATION
     
    C/O THE WINTER ORGANIZATION
    EIN:
    13-7107477
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    ENTERPRISE PRODUCTS PARTNERS LP 2015-03 PURCHASED 2015-12     1,174   0 -1,174  

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    THE BENJAMIN AND SUSAN WINTER FOUNDATION
     
    C/O THE WINTER ORGANIZATION
    EIN:
    13-7107477
    Name of Stock End of Year Book Value End of Year Fair Market Value
    2,449 SHRS. - AT & T INC. 59,241 90,099
    903 SHRS. - COMCAST CORP. 9,977 55,823
    1,032 SHRS. VERIZON COMMUNICATIONS INC. 28,436 49,639
    1,000 SHRS. - GENERAL ELECTRIC CO. 30,715 29,100
    500 SHRS. - JP MORGAN CHASE 19,260 34,630
    833 SHRS. - TIME WARNER INC 44,619 74,129
    209 SHRS. - TIME WARNER CABLE INC 0 0
    470 SHRS. - CITIGROUP INC 17,296 23,101
    2000 SHRS. - ALTRIA GROUP INC. 77,772 132,240
    500 SHRS. - ABBOTT LABORATORIES 11,760 19,620
    125 SHRS. - AIR PRODUCTS & CHEMICALS 9,515 16,678
    650 SHRS. - APPLE INC 32,364 73,801
    150 SHRS. - AUTOMATIC DATA PROCESSING INC 6,606 13,059
    125 SHRS. - BLACKROCK INC. 25,965 42,655
    550 SHRS. - CHEVRON CORPORATION 57,001 57,613
    400 SHRS. - CONOCOPHILLIPS 24,050 17,380
    8600 SHRS. - COCA COLA CO 335,229 364,640
    375 SHRS. - WALT DISNEY CO 20,721 34,759
    1100 SHRS. - EXXON MOBIL CORP. 88,777 91,652
    600 SHRS. - FRANKLIN RESOURCES INC. 0 0
    200 SHRS. - INTERNATIONAL BUSINESS 0 0
    700 SHRS. - JP MORGAN CHASE & CO. 32,153 48,482
    231 SHRS. - KRAFT HEINZ CO, 16,781 20,547
    900 SHRS. - KINDER MORGAN INC. 25,133 18,387
    300 SHRS. - MCDONALDS CORP 23,484 33,771
    300 SHRS. - NESTLE SA-SPONSORED ADR 18,558 21,794
    400 SHRS. - OCCIDENTAL PETE CORP 37,347 29,164
    2000 SHRS. - PHILIP MORRIS INTERNATIONAL 143,160 192,880
    350 SHRS. - PEPSICO INC 22,634 37,520
    200 SHRS. - PRAXAIR INC 19,888 23,412
    425 SHRS. - PROCTER & GAMBLE CO 26,328 36,890
    350 SHRS. - ROYAL DUTCH SHELL PLC 0 0
    1150 SHRS. - ROCHE HOLDING LTD 25,820 32,976
    500 SHRS. - TARGET CORP 24,900 34,365
    150 SHRS. - TIME WARNER CABLE INC 0 0
    500 SHRS. - TEXAS INSTRUMENTS INC 17,235 35,425
    650 SHRS. - TOTAL S.A. 35,995 31,031
    300 SHRS. - UNITED TECHNOLOGIES CORP 24,031 30,660
    225 SHRS. - WALGREEN BOOTS ALLIANCE 8,951 18,614
    692 SHRS. - MONDELEZ INTERNATIONAL INC 25,985 31,098
    250 SHRS. - ESTEE LAUDER COMPANIES INC 14,683 21,783
    300 SHRS. - SABMILLER PLC 0 0
    500 SHRS. - ABBVIE INC 12,752 27,890
    400 SHRS. - COMCAST CORP 21,053 24,728
    75 SHRS. - CANADIAN PACIFIC RAILWAY 9,521 10,722
    125 SHRS. - DIAGEO PLC-SPONSORED ADR 0 0
    300 SHRS. - NOVARTIS AG 25,294 21,306
    400 SHRS. - WELLS FARGO & CO 16,851 18,404
    10,000 SHRS. - FORD MOTOR 19,600 117,400
    200 SHRS. - ANHEUSER-BUSCH INBEV SA 21,159 23,098
    425 SHRS. - AMERICAN EXPRESS COMPANY 36,141 28,229
    975 SHRS. - TWENTY FIRST CENTURY FOX INC 32,534 25,730
    250 SHRS. - UNION PACIFIC CORP 23,610 22,045
    104 SHRS - TIME INC 1,883 1,352
    375 SHRS - STATE STREET CORP 26,844 26,329
    500 SHRS - CHUBB LIMITED 53,474 63,500
    160 SHRS. - CALIFORNIA RESOURCES COR 0 0
    75 SHRS - ALEXION PHAMACEUTICALS INC 0 0
    90 SHRS - ALPHABET INC CAP 61,121 70,609
    300 SHRS - ASML HOLDING 29,565 31,686
    125 SHRS - CELGENE CORP 14,621 12,773
    175 SHRS - EMC CORP COM 0 0
    200 SHS - EOG RES INC COM 0 0
    625 SHRS - FACEBOOK INC 60,198 81,869
    100 SHRS - GILEAD SCIENCES INC 10,310 7,363
    100 SHRS - INTERCONTINENTAL EXCHANGE INC 22,621 27,039
    1425 SHRS - MICROSOFT CORP 73,686 85,386
    400 SHRS - NIKE INC 22,308 20,072
    725 SHRS - NOVO NORDISK 34,152 25,767
    400 SHRS - ORACLE CORP 17,232 15,368
    6375 SHRS - PFIZER INC 224,464 202,151
    75 SHRS - QUALCOMM INC 0 0
    21 SHRS - TIME INC 0 0
    167 SHRS - TIME WARNER INC 0 0
    500 SHRS - VISA INC 37,220 41,255
    2325 SHRS - ALTRIA GROUP INC COM 120,232 153,729
    1165 SHRS - CHEVRON CORP 119,742 122,034
    1225 SHRS - COCA COLA COMPANY 49,940 51,940
    1940 SHRS - CONOCOPHILLIPS COM 119,969 84,293
    3825 SHRS - ENTERPRISE PRODS PARTNERS LP 99,425 96,543
    710 SHRS - EXXON MOBIL CORP COM 60,056 59,157
    2960 SHRS - KINDER MORGAN INC 119,937 60,473
    517 SHRS - MCDONALDS CORP 49,961 58,199
    1645 SHRS - OCCIDENTAL PETE CORP 119,850 119,937
    1537 SHRS - PHILIP MORRIS INTL INC 120,048 148,228
    1,000 SHRS - CALIFORNIA RESOURCES 54,000 10,260
    102 SHRS. - CHARTER COMMUNICATIONS INC-A 4,559 25,489
    200 SHRS. - UNITEDHEALTH GROUP INC COM 26,977 28,266
    62 SHRS. VERSUM MATLS INC COM 885 1,407

    TY 2015 InvestmentsLandSchedule2
    Name:
    THE BENJAMIN AND SUSAN WINTER FOUNDATION
     
    C/O THE WINTER ORGANIZATION
    EIN:
    13-7107477
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    INVESTMENT IN UNSOLD APT 1,540 39 1,501  
    IMPROVEMENTS 14,900 542 14,358  

    TY 2015 LegalFeesSchedule
    Name:
    THE BENJAMIN AND SUSAN WINTER FOUNDATION
     
    C/O THE WINTER ORGANIZATION
    EIN:
    13-7107477
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROFESSIONAL FEES 3,077 3,077   0


    TY 2015 OtherExpensesSchedule
    Name:
    THE BENJAMIN AND SUSAN WINTER FOUNDATION
     
    C/O THE WINTER ORGANIZATION
    EIN:
    13-7107477
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MISCELLANEOUS EXPENSES 150 0   150
    STATE FILING FEE 250 0   250
    MAINTENANCE 22,141 22,141   0


    TY 2015 OtherIncomeSchedule2
    Name:
    THE BENJAMIN AND SUSAN WINTER FOUNDATION
     
    C/O THE WINTER ORGANIZATION
    EIN:
    13-7107477
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ENTERPRISE PRODUCTS PARTNERS LP -10,463 0 -10,463


    TY 2015 OtherProfessionalFeesSchedule
    Name:
    THE BENJAMIN AND SUSAN WINTER FOUNDATION
     
    C/O THE WINTER ORGANIZATION
    EIN:
    13-7107477
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BROKERAGE FEES 22,867 22,867   0


    TY 2015 TaxesSchedule
    Name:
    THE BENJAMIN AND SUSAN WINTER FOUNDATION
     
    C/O THE WINTER ORGANIZATION
    EIN:
    13-7107477
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES PAID 1,536 1,536   0
    EXCISE TAXES 22,475 0   0