Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 10-01-2015 , and ending 09-30-2016
Name of foundation
WARSH MOTT LEGACY
 
Number and street (or P.O. box number if mail is not delivered to street address)469 BOHEMIAN HIGHWAY
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
FREESTONE, CA954729579
A Employer identification number

68-0049658
B Telephone number (see instructions)

(707) 874-2942
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$27,722,335J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,800,000
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments 728 728  
4 Dividends and interest from securities... 474,961 474,961  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,060,456
b Gross sales price for all assets on line 6a 11,289,906
7 Capital gain net income (from Part IV, line 2)... 1,060,456
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 18,517 0 18,517
12 Total. Add lines 1 through 11........ 3,354,662 1,536,145 18,517
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 159,895 4,199 0 155,696
14 Other employee salaries and wages...... 468,590 1,273 0 465,739
15 Pension plans, employee benefits....... 153,934 986 0 152,861
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 27,850 0 0 27,850
c Other professional fees (attach schedule).... Click to see attachment 48,096 46,014 0 2,007
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 54,765 6,755 0 47,387
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 20,336 0 0 20,206
21 Travel, conferences, and meetings....... 64,650 0 0 58,239
22 Printing and publications.......... 2,511 0 0 2,411
23 Other expenses (attach schedule)....... Click to see attachment 131,342 56,837 0 74,047
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,131,969 116,064 0 1,006,443
25 Contributions, gifts, grants paid....... 2,059,940 2,029,940
26 Total expenses and disbursements. Add lines 24 and 25 3,191,909 116,064 0 3,036,383
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 162,753
b Net investment income (if negative, enter -0-) 1,420,081
c Adjusted net income (if negative, enter -0-)... 18,517
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 20,493 19,993 19,993
2 Savings and temporary cash investments......... 917,842 406,087 406,087
3 Accounts receivable bullet2,532
Less: allowance for doubtful accounts bullet   29,388 2,532 2,532
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 14,429,411 Click to see attachment14,195,414 17,472,015
c Investments—corporate bonds (attach schedule)....... 3,115,527 Click to see attachment3,299,710 3,265,519
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 5,495,887 Click to see attachment5,530,968 6,556,189
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 24,008,548 23,454,704 27,722,335
Liabilities 17 Accounts payable and accrued expenses..........   10,000
18 Grants payable..................   30,000
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment211,763 Click to see attachment158,814
23 Total liabilities (add lines 17 through 22)......... 211,763 198,814
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 2,567,576 2,567,576
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 21,229,209 20,688,314
30 Total net assets or fund balances (see instructions)..... 23,796,785 23,255,890
31 Total liabilities and net assets/fund balances (see instructions). 24,008,548 23,454,704
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
23,796,785
2
Enter amount from Part I, line 27a .....................
2
162,753
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
23,959,538
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
703,648
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
23,255,890
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a MFO EQUITY FUND (JOINT VENTURE)2016 P    
b MFO EQUITY FUND (JOINT VENTURE) 2016 P    
c MFO EQUITY FUND (JOINT VENTURE) P    
d MFO EQUITY FUND (JOINT VENTURE) P    
e MFO WESTFIELD FUND A (JOINT VENTURE) P    
MFO WESTFIELD FUND A (JOINT VENTURE) P    
MFO TOWLE FUND (JOINT VENTURE) P    
MFO TOWLE FUND (JOINT VENTURE) P    
WAM INTERNATIONAL EQUITY COMMON TR FUND P    
WAM INTERNATIONAL EQUITY COMMON TR FUND P    
WAM INTERNATIONAL EQUITY COMMON TR FUND P    
WAM INTERNATIONAL EQUITY COMMON TR FUND P    
MFO D&D SMID CAP VALUE FUND (JOINT VENTURE) P    
MFO D&D SMID CAP VALUE FUND (JOINT VENTURE) P    
DRAPER FISHER JURVETSON GROWTH FUND FROM SCHEDULE K-1 P    
CROSSLINK VENTURES V FROM SCH K-1 P    
CROSSLINK VENTURES V FROM SCH K-1 P    
CROSSLINK VENTURES VI FROM SCH K-1 P    
CROSSLINK VENTURES VI FROM SCH K-1 P    
ARBORETUM VENTURES III FROM SCHEDULE K-1 P    
TGAP VENTURE CAPITAL FUND P    
TGAP VENTURE CAPITAL FUND P    
TGAP VENTURE CAPITAL FUND P    
53600 VANGUARD PRIME MONEY MARKET FUND VMMXX P 2015-03-20 2015-10-13
88800 VANGUARD PRIME MONEY MARKET FUND VMMXX P 2015-03-20 2016-04-05
76199.59 VANGUARD PRIME MONEY MARKET FUND VMMXX P 2015-03-20 2016-09-08
107600 VANGUARD FEDERAL MONEY MARKET FUND VMFXX P 2016-09-08 2016-09-13
4945.598 BLACKROCK FLOATING RATE INCOME PORTFOLIO CL BFRIX P 2015-03-31 2015-10-01
236.359 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2015-01-30 2015-12-11
222.521 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2015-02-27 2015-12-11
235.933 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2014-12-31 2015-12-11
182.631 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2014-12-17 2015-12-11
140.485 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2014-12-17 2015-12-11
287.253 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2012-06-29 2015-12-11
12796.745 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2014-10-28 2015-12-11
141.337 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2014-07-31 2015-12-11
227.136 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2014-11-28 2015-12-11
188.075 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2014-10-31 2015-12-11
2798.507 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2014-10-06 2015-12-11
429.014 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2013-09-30 2015-12-11
179.475 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2014-09-30 2015-12-11
456.666 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2013-12-31 2015-12-11
398.813 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2013-07-31 2015-12-11
1004.962 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2010-05-28 2015-12-11
376.838 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2013-06-28 2015-12-11
421.022 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2013-08-30 2015-12-11
361.355 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2007-03-30 2015-12-11
7190.085 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2007-05-08 2015-12-11
16394.821 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2007-05-08 2016-03-17
333.931 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2006-11-30 2016-03-17
686.082 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2007-09-28 2016-03-17
1399.841 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2007-10-02 2016-03-17
19960.08 BLACKROCK FLOATING RATE INCOME PORTFOLIO CL BFRIX P 2014-04-10 2016-05-04
9276.438 VANGUARD SHORT TERM CORPORATE FUND VFSUX P 2007-10-02 2016-09-15
750 MICROCHIP TECHNOLOGY INC MCHP P 2014-11-19 2015-10-15
200 MICROCHIP TECHNOLOGY INC MCHP P 2014-10-28 2015-10-15
500 AIR PRODUCTS&CHEM APD P 2009-09-22 2015-10-22
750 COGNIZANT TECH SOLUTIONS-A CTSH D 2012-09-11 2015-11-03
800 COGNIZANT TECH SOLUTIONS-A CTSH D 2012-11-20 2015-11-03
326 OLD DOMINION FGHT LINES INC ODFL P 2013-11-11 2015-11-03
624 OLD DOMINION FGHT LINES INC ODFL P 2013-11-08 2015-11-03
1300 STRYKER CORP SYK P 1993-03-19 2015-11-03
1600 DU PONT E I DE NEMOURS DD P 2005-10-13 2015-11-03
450 MYLAN NV MYL P 2015-06-10 2015-11-19
1000 MYLAN NV MYL P 2015-06-04 2015-11-19
250 KANSAS CITY SOUTHERN KSU P 2015-11-04 2015-12-11
350 KANSAS CITY SOUTHERN KSU P 2014-03-17 2015-12-11
350 KANSAS CITY SOUTHERN KSU P 2014-03-06 2015-12-11
1800 MORGAN STANLEY MS P 2015-03-06 2016-01-21
1550 MORGAN STANLEY MS P 2015-01-16 2016-01-21
950 AMER EXPRESS COMPANY AXP P 2009-09-22 2016-01-21
200 EOG RESOURCES INC EOG P 2014-02-26 2016-01-21
200 EOG RESOURCES INC EOG P 2014-10-28 2016-01-21
800 EOG RESOURCES INC EOG P 2014-01-29 2016-01-21
2309 STRYKER CORP SYK D 2013-01-11 2016-01-22
300 COGNIZANT TECH SOLUTIONS-A CTSH D 2012-10-12 2016-01-22
1800 COGNIZANT TECH SOLUTIONS-A CTSH D 2012-09-11 2016-01-22
2000 COGNIZANT TECH SOLUTIONS-A CTSH D 2012-11-20 2016-01-22
450 EXPRESS SCRIPTS HLDG CO ESRX P 2008-01-07 2016-01-22
50 BLACKROCK INC BLK D 2012-10-19 2016-03-18
300 BLACKROCK INC BLK D 2012-09-11 2016-03-18
350 BLACKROCK INC BLK D 2012-09-11 2016-03-18
50 ALPHABET INC SHS CL C GOOG P 2015-11-04 2016-04-05
390 APPLE INC AAPL P 2012-10-26 2016-04-05
650 COCA COLA COM KO P 2008-07-30 2016-04-05
100 COCA COLA COM KO P 2008-07-17 2016-04-05
450 DISNEY (WALT) CO COM STK DIS D 2013-08-07 2016-04-05
300 DISNEY (WALT) CO COM STK DIS D 2013-08-07 2016-04-05
700 GLAXOSMITHKLINE PLC ADR GSK P 2014-11-19 2016-04-05
250 GLAXOSMITHKLINE PLC ADR GSK P 2014-10-07 2016-04-05
300 JOHNSON AND JOHNSON COM JNJ P 2009-09-22 2016-04-05
550 JPMORGAN CHASE & CO JPM P 2013-02-22 2016-04-05
400 MICROCHIP TECHNOLOGY INC MCHP P 2014-10-28 2016-04-05
500 QUALCOMM INC QCOM P 2006-10-03 2016-04-05
400 TJX COS INC NEW TJX P 2014-10-28 2016-04-05
250 UNITED TECHS CORP COM UTX P 2008-10-14 2016-04-05
50 UNITED TECHS CORP COM UTX P 2008-10-17 2016-04-05
500 VISA INC CL A SHRS V P 2014-09-03 2016-04-05
150 ABBVIE INC SHS ABBV P 2004-07-12 2016-04-05
350 ABBVIE INC SHS ABBV P 2004-05-20 2016-04-05
600 ABBOTT LABS ABT P 2015-03-09 2016-04-05
100 ABBOTT LABS ABT P 2004-07-12 2016-04-05
200 ADVANCE AUTO PARTS INC AAP P 2015-12-17 2016-04-05
500 AMERICAN AIRLS GROUP INC AAL P 2015-09-30 2016-04-05
50 ANADARKO PETE CORP APC P 2015-11-04 2016-04-05
300 ANADARKO PETE CORP APC P 2014-10-28 2016-04-05
200 STANLEY BLACK & DECKER INC SWK P 2012-06-28 2016-04-05
100 BLACKROCK INC BLK P 2012-09-11 2016-04-05
1000 BRISTOL-MYERS SQUIBB CO BMY D 2002-04-16 2016-04-05
600 CBS CORP NEW CL B CBS P 2014-12-12 2016-04-05
300 CME GROUP INC CME P 2015-11-04 2016-04-05
300 CVS HEALTH CORP CVS P 2010-01-20 2016-04-05
250 CONOCOPHILLIPS COP P 2014-10-28 2016-04-05
150 CONOCOPHILLIPS COP P 2010-06-17 2016-04-05
400 DOW CHEMICAL CO DOW P 2015-11-04 2016-04-05
350 DOW CHEMICAL CO DOW P 2014-12-12 2016-04-05
550 DUNKIN BRANDS GROUP INC DNKN P 2015-03-23 2016-04-05
400 EMC CORP/MA EMC P 2013-06-11 2016-04-05
700 EMC CORP/MA EMC P 2006-12-01 2016-04-05
550 EBAY INC COM EBAY P 2015-11-04 2016-04-05
250 EBAY INC COM EBAY P 2014-03-21 2016-04-05
850 EXPRESS SCRIPTS HLDG CO ESRX P 2008-01-07 2016-04-05
450 JONES LANG LASALLE INC JLL D 2013-06-20 2016-04-05
600 LOWE'S COMPANIES INC LOW D 2012-11-12 2016-04-05
600 LOWE'S COMPANIES INC LOW D 2012-11-12 2016-04-05
850 MONDELEZ INTERNATIONAL INC MDLZ P 2013-11-07 2016-04-05
300 NORFOLK SOUTHERN CORP NSC P 2012-05-31 2016-04-05
850 PAYPAL HOLDINGS INC SHS PYPL P 2014-03-21 2016-04-05
400 PEPSICO INC PEP P 2009-08-13 2016-04-05
1850 PFIZER INC PFE P 2015-11-04 2016-04-05
400 PHILLIPS 66 SHS PSX P 2014-09-03 2016-04-05
200 PIONEER NATURAL RES CO PXD P 2016-01-22 2016-04-05
1450 REGAL ENTMT GROUP CL A RGC P 2015-06-12 2016-04-05
100 SCHLUMBERGER LTD SLB P 2010-06-02 2016-04-05
200 SCHLUMBERGER LTD SLB P 1989-11-06 2016-04-05
300 UNITED PARCEL SVC CL B UPS P 2015-03-18 2016-04-05
550 VERIZON COMMUNICATNS COM VZ P 2008-04-22 2016-04-05
350 WASTE MANAGEMENT INC NEW WM P 2010-08-24 2016-04-05
100 WASTE MANAGEMENT INC NEW WM P 2010-05-07 2016-04-05
350 WYNDHAM WORLDWIDE CORP WYN P 2015-07-30 2016-04-05
600 BRISTOL-MYERS SQUIBB CO BMY D 2002-04-16 2016-04-19
500 BRISTOL-MYERS SQUIBB CO BMY D 2002-04-04 2016-04-19
1300 BRISTOL-MYERS SQUIBB CO BMY D 2011-08-25 2016-04-19
2700 EMC CORP/MA EMC P 2006-12-01 2016-07-11
450 WYNDHAM WORLDWIDE CORP WYN P 2015-08-28 2016-08-10
450 WYNDHAM WORLDWIDE CORP WYN P 2015-07-30 2016-08-10
88 LOWE'S COMPANIES INC LOW D 2012-11-12 2016-08-11
1000 LOWE'S COMPANIES INC LOW D 2012-11-15 2016-08-11
712 LOWE'S COMPANIES INC LOW P 2012-11-15 2016-08-11
26713.25 MFO EQUITY FUND MFOEQ P 2011-12-31 2016-04-01
1033.805 VANGUARD 500 INDEX FUND VFIAX P 2013-05-28 2016-04-27
158.19 VANGUARD 500 INDEX FUND VFIAX P 2013-05-28 2016-09-15
850.943 VANGUARD 500 INDEX FUND VFIAX P 2013-08-22 2016-09-15
84960.8062 WORLD ASSET MGMT INTERNATIONAL FUND WAMIF P 2011-12-31 2015-12-18
1095.915 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2015-04-24 2016-03-10
1337.256 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2013-01-17 2016-03-10
355.788 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2012-12-19 2016-03-10
2727.713 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2011-10-27 2016-03-10
374.751 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2014-06-23 2016-03-10
403.684 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2014-09-23 2016-03-10
49.468 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2013-03-21 2016-03-10
430.916 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2012-09-21 2016-03-10
9436.702 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2012-08-16 2016-03-10
308.312 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2013-09-20 2016-03-10
200.93 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2013-12-19 2016-03-10
229.097 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2009-12-23 2016-03-10
171.993 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2014-12-19 2016-03-10
104.458 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2014-03-24 2016-03-10
589.053 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2011-12-20 2016-03-10
961.538 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2014-02-04 2016-03-10
490.82 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2013-06-21 2016-03-10
4036.839 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2010-05-24 2016-03-10
17174.587 VANGUARD EMERGING MKTS STOCK INDEX ADMIRAL SHRS VEMAX P 2009-07-30 2016-03-10
5350.455 TIF INTERNATIONAL EQUITYSERIES INSTITUTIONA TFEQX P 2006-08-25 2016-09-15
4028.812 DREYFUS TOTAL EMERGING MARKETS DTEIX P 2013-01-15 2016-09-16
9117.551 DREYFUS TOTAL EMERGING MARKETS DTEIX P 2011-08-03 2016-09-16
1.0661 NORTHPOINTE - RESIDUAL CHB008076 P 2009-11-13 2015-12-31
475 SOLARCITY CORPORATION SCTY P 2007-08-10 2016-01-04
473 SOLARCITY CORPORATION SCTY P 2007-08-10 2016-01-05
715 ARES CAPITAL CORP ARCC P 2010-04-01 2016-02-10
552.5 ARES CAPITAL CORP ARCC P 2010-04-01 2016-02-10
1072.5 ARES CAPITAL CORP ARCC P 2010-04-01 2016-02-10
325 ARES CAPITAL CORP ARCC P 2010-04-01 2016-02-10
260 ARES CAPITAL CORP ARCC P 2010-04-01 2016-02-10
227.5 ARES CAPITAL CORP ARCC P 2010-04-01 2016-02-10
1500 ARES CAPITAL CORP ARCC P 2011-05-18 2016-02-10
47.5 ARES CAPITAL CORP ARCC P 2010-04-30 2016-02-10
427.57 SOLARCITY CORPORATION SCTY P 2008-10-28 2016-03-14
64.91 SOLARCITY CORPORATION SCTY P 2007-08-10 2016-03-14
118.47 SOLARCITY CORPORATION SCTY P 2009-10-16 2016-04-19
120.91 SOLARCITY CORPORATION SCTY P 2008-10-28 2016-04-19
125.48 SOLARCITY CORPORATION SCTY P 2009-10-16 2016-04-19
128.06 SOLARCITY CORPORATION SCTY P 2008-10-28 2016-04-19
2650 KINDER MORGAN INC. DEL KMI P 2015-02-25 2015-11-04
873.368 STEELPATH MLP SELECT 40 CL I OSPSX P 2014-08-11 2016-03-23
1169.749 STEELPATH MLP SELECT 40 CL I OSPSX P 2014-05-05 2016-03-23
1222.061 STEELPATH MLP SELECT 40 CL I OSPSX P 2014-02-07 2016-03-23
1353.728 STEELPATH MLP SELECT 40 CL I OSPSX P 2013-11-07 2016-03-23
16226.655 STEELPATH MLP SELECT 40 CL I OSPSX P 2013-01-28 2016-03-23
1382.027 STEELPATH MLP SELECT 40 CL I OSPSX P 2013-02-07 2016-03-23
21884.102 STEELPATH MLP SELECT 40 CL I OSPSX P 2012-02-06 2016-03-23
197.252 STEELPATH MLP SELECT 40 CL I OSPSX P 2011-11-08 2016-03-23
2596.005 STEELPATH MLP SELECT 40 CL I OSPSX P 2011-11-15 2016-03-23
2955.273 STEELPATH MLP SELECT 40 CL I OSPSX P 2012-04-23 2016-03-23
5369.935 STEELPATH MLP SELECT 40 CL I OSPSX P 2011-11-07 2016-03-23
6541.664 STEELPATH MLP SELECT 40 CL I OSPSX P 2011-11-07 2016-03-23
8143 OTTER CREEK LONG/SHORT OPPORTUNITY FUND OTTRX P 2015-03-26 2016-05-04
0 SCHERING PLOUGH LITIGATION SGPOLD P 2015-01-18 2016-01-19
0 COUNTRYWIDE FINANCIAL CORPORATION CFCOLD P 2015-05-05 2016-05-06
TWC - VISA INC/TRIALPAY DOUBLE REPORTED P    
TWC - VISA INC/TRIALPAY DOUBLE REPORTED P    
ROUNDING P    
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 2,549   3,008 -459
b 13,882   10,900 2,982
c 8,095   8,856 -761
d 25,838   16,555 9,283
e 368,085   455,379 -87,294
606,448   324,148 282,300
90,247   204,646 -114,399
468,459   312,618 155,841
20,726   23,304 -2,578
769,976   722,582 47,394
    35,337 -35,337
15,444     15,444
402,887   418,568 -15,681
34,177   26,839 7,338
2,880     2,880
250     250
    53,155 -53,155
47     47
    8,625 -8,625
    11,943 -11,943
198     198
      0
      0
53,600   53,600 0
88,800   88,800 0
76,200   76,200 0
107,600   107,600 0
50,000   51,088 -1,088
2,508   2,536 -28
2,361   2,381 -20
2,503   2,515 -12
1,938   1,945 -7
1,491   1,496 -5
3,048   3,088 -40
135,773   137,565 -1,792
1,500   1,518 -18
2,410   2,439 -29
1,995   2,018 -23
29,692   30,000 -308
4,552   4,595 -43
1,904   1,922 -18
4,845   4,886 -41
4,231   4,263 -32
10,663   10,733 -70
3,998   4,017 -19
4,467   4,484 -17
3,834   3,830 4
76,287   76,215 72
174,277   173,785 492
3,550   3,536 14
7,293   7,266 27
14,880   14,824 56
200,000   209,581 -9,581
100,000   98,237 1,763
35,726   31,958 3,768
9,527   8,232 1,295
68,731   39,767 28,964
51,362   25,254 26,108
54,786   26,283 28,503
20,552   15,680 4,872
39,338   29,701 9,637
125,705   4,098 121,607
102,928   58,095 44,833
22,865   33,323 -10,458
50,811   73,918 -23,107
18,682   21,790 -3,108
26,155   34,392 -8,237
26,155   34,159 -8,004
44,612   64,237 -19,625
38,416   53,885 -15,469
60,225   32,468 27,757
12,264   18,712 -6,448
12,264   18,191 -5,927
49,054   66,013 -16,959
216,262   135,488 80,774
18,132   10,402 7,730
108,790   60,610 48,180
120,878   65,709 55,169
32,301   16,980 15,321
17,063   9,450 7,613
102,379   53,482 48,897
119,442   62,396 57,046
36,932   36,456 476
42,939   33,663 9,276
30,287   16,836 13,451
4,659   2,495 2,164
43,457   29,710 13,747
28,971   19,807 9,164
28,204   32,463 -4,259
10,073   11,375 -1,302
32,718   18,330 14,388
32,241   26,777 5,464
19,592   16,331 3,261
24,990   17,188 7,802
31,060   25,034 6,026
24,977   13,656 11,321
4,995   2,618 2,377
38,335   26,872 11,463
8,757   3,157 5,600
20,432   7,354 13,078
25,235   28,043 -2,808
4,206   1,941 2,265
31,880   30,868 1,012
19,453   19,190 263
2,231   3,471 -1,240
13,384   26,917 -13,533
21,000   12,578 8,422
33,537   17,827 15,710
65,831   31,877 33,954
32,520   31,877 643
28,566   28,631 -65
31,058   10,149 20,909
9,761   17,385 -7,624
5,857   6,332 -475
20,371   20,706 -335
17,825   15,489 2,336
25,550   26,601 -1,051
10,543   9,950 593
18,450   9,166 9,284
13,332   16,095 -2,763
6,060   5,615 445
57,069   32,073 24,996
52,500   40,165 12,335
45,510   19,160 26,350
45,510   19,160 26,350
34,733   27,441 7,292
24,278   19,835 4,443
32,652   29,523 3,129
41,325   22,587 18,738
57,945   63,296 -5,351
33,782   35,145 -1,363
27,962   22,811 5,151
29,722   29,708 14
7,278   5,552 1,726
14,557   1,843 12,714
31,171   30,014 1,157
29,740   18,433 11,307
20,344   11,682 8,662
5,813   3,301 2,512
26,239   28,805 -2,566
41,149   19,126 22,023
34,291   15,517 18,774
89,157   37,110 52,047
74,232   35,355 38,877
31,388   34,619 -3,231
31,388   37,035 -5,647
7,156   2,810 4,346
81,313   31,494 49,819
57,895   22,424 35,471
193,974   160,280 33,694
200,000   158,679 41,321
31,352   24,281 7,071
168,648   130,364 38,284
777,202   784,752 -7,550
29,940   40,604 -10,664
36,534   50,000 -13,466
9,720   12,915 -3,195
74,521   97,567 -23,046
10,238   13,375 -3,137
11,029   14,359 -3,330
1,351   1,743 -392
11,773   15,060 -3,287
257,811   325,000 -67,189
8,423   10,615 -2,192
5,489   6,727 -1,238
6,259   7,643 -1,384
4,699   5,647 -948
2,854   3,373 -519
16,093   18,496 -2,403
26,269   30,000 -3,731
13,409   15,274 -1,865
110,286   125,000 -14,714
469,210   500,000 -30,790
100,000   131,942 -31,942
45,969   50,000 -4,031
104,031   110,692 -6,661
1,066   7,463 -6,397
23,504   1,141 22,363
23,734   1,136 22,598
9,188   71,371 -62,183
7,099   50,671 -43,572
13,781   98,199 -84,418
4,176   24,528 -20,352
3,341   19,220 -15,879
2,923   14,737 -11,814
19,275   25,388 -6,113
610   779 -169
10,966   2,224 8,742
1,665   156 1,509
3,590   641 2,949
3,664   629 3,035
3,754   679 3,075
3,831   666 3,165
70,729   111,782 -41,053
7,467   10,329 -2,862
10,001   13,479 -3,478
10,449   12,977 -2,528
11,574   13,241 -1,667
138,738   147,884 -9,146
11,816   12,455 -639
187,109   181,145 5,964
1,686   1,485 201
22,196   19,442 2,754
25,268   21,397 3,871
45,913   38,404 7,509
55,931   45,454 10,477
100,000   90,472 9,528
56     56
120     120
10,511   10,511 0
22   22 0
    2 -2
138,908     138,908
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -459
b       2,982
c       -761
d       9,283
e       -87,294
      282,300
      -114,399
      155,841
      -2,578
      47,394
      -35,337
      15,444
      -15,681
      7,338
      2,880
      250
      -53,155
      47
      -8,625
      -11,943
      198
      0
      0
      0
      0
      0
      0
      -1,088
      -28
      -20
      -12
      -7
      -5
      -40
      -1,792
      -18
      -29
      -23
      -308
      -43
      -18
      -41
      -32
      -70
      -19
      -17
      4
      72
      492
      14
      27
      56
      -9,581
      1,763
      3,768
      1,295
      28,964
      26,108
      28,503
      4,872
      9,637
      121,607
      44,833
      -10,458
      -23,107
      -3,108
      -8,237
      -8,004
      -19,625
      -15,469
      27,757
      -6,448
      -5,927
      -16,959
      80,774
      7,730
      48,180
      55,169
      15,321
      7,613
      48,897
      57,046
      476
      9,276
      13,451
      2,164
      13,747
      9,164
      -4,259
      -1,302
      14,388
      5,464
      3,261
      7,802
      6,026
      11,321
      2,377
      11,463
      5,600
      13,078
      -2,808
      2,265
      1,012
      263
      -1,240
      -13,533
      8,422
      15,710
      33,954
      643
      -65
      20,909
      -7,624
      -475
      -335
      2,336
      -1,051
      593
      9,284
      -2,763
      445
      24,996
      12,335
      26,350
      26,350
      7,292
      4,443
      3,129
      18,738
      -5,351
      -1,363
      5,151
      14
      1,726
      12,714
      1,157
      11,307
      8,662
      2,512
      -2,566
      22,023
      18,774
      52,047
      38,877
      -3,231
      -5,647
      4,346
      49,819
      35,471
      33,694
      41,321
      7,071
      38,284
      -7,550
      -10,664
      -13,466
      -3,195
      -23,046
      -3,137
      -3,330
      -392
      -3,287
      -67,189
      -2,192
      -1,238
      -1,384
      -948
      -519
      -2,403
      -3,731
      -1,865
      -14,714
      -30,790
      -31,942
      -4,031
      -6,661
      -6,397
      22,363
      22,598
      -62,183
      -43,572
      -84,418
      -20,352
      -15,879
      -11,814
      -6,113
      -169
      8,742
      1,509
      2,949
      3,035
      3,075
      3,165
      -41,053
      -2,862
      -3,478
      -2,528
      -1,667
      -9,146
      -639
      5,964
      201
      2,754
      3,871
      7,509
      10,477
      9,528
      56
      120
      0
      0
      -2
      138,908
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,060,456
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 2,078,223 29,100,863 0.071414
2013 1,378,467 28,133,264 0.048998
2012 1,449,409 25,582,366 0.056657
2011 2,139,761 24,723,367 0.086548
2010 1,666,510 26,208,322 0.063587
2
Total of line 1, column (d) .....................
20.327204
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.065441
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
27,003,865
5
Multiply line 4 by line 3......................
5
1,767,160
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
14,201
7
Add lines 5 and 6........................
7
1,781,361
8
Enter qualifying distributions from Part XII, line 4.............
8
3,036,383
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 14,201
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 14,201
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 14,201
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 33,500
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 33,500
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 19,299
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet19,299 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
    Yes
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.CSFUND.ORG
    14
    The books are in care ofbulletBAILEY MALONE Telephone no.bullet (707) 874-2942

    Located atbullet469 BOHEMIAN HIGHWAYFREESTONECA ZIP+4bullet954729579
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16Yes  
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bulletEI
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ALLOCATION FROM RELATED EXEMPT ENTITY , CS FUND
    0.00     		0 0 0
    SEE FED STATEMENT 16 FOR
    EXPLANATION,CA95472
    MARYANNE MOTT TRUSTEE
    4.00     		0 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    MICHAEL WARSH TRUSTEE
    2.00     		3,375 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    MARISE MEYNET STEWART PRESIDENT/TRUSTEE
    3.00     		11,625 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    ROXANNE TURNAGE EXECUTIVE DIRECTOR
    20.00     		126,520 32,799 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    CORINNE MEADOWS-EFRAM VP/TRUSTEE
    3.00     		11,625 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    TERESA ROBINSON SECRETARY/TRUSTEE
    2.00     		3,375 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    KAU'I KELIIPIO TREASURER/TRUSTEE
    2.00     		3,375 0 0
    469 BOHEMIAN HWY
    FREESTONE,CA95472
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    20,073,564
    b
    Average of monthly cash balances.......................
    1b
    994,979
    c
    Fair market value of all other assets (see instructions)................
    1c
    6,346,548
    d
    Total (add lines 1a, b, and c).........................
    1d
    27,415,091
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    27,415,091
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    411,226
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    27,003,865
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,350,193
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    1,350,193
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    14,201
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    14,201
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,335,992
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,335,992
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,335,992
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    3,036,383
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    3,036,383
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    14,201
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    3,022,182
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 1,335,992
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010......  
    b From 2011...... 108,634
    c From 2012...... 196,657
    d From 2013......  
    e From 2014...... 670,086
    fTotal of lines 3a through e........ 975,377
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 3,036,383
    a Applied to 2014, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 1,335,992
    e Remaining amount distributed out of corpus 1,700,391
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 2,675,768
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		1,800,000
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		875,768
    10 Analysis of line 9:
    a Excess from 2011....  
    b Excess from 2012....  
    c Excess from 2013....  
    d Excess from 2014....  
    e Excess from 2015.... 875,768
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    MARYANNE MOTT
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    BAILEY MALONE
    469 BOHEMIAN HIGHWAY
    FREESTONE,CA954729579
    (707) 874-2942
    bThe form in which applications should be submitted and information and materials they should include:
    SEE STATEMENT 13
    cAny submission deadlines:
    SEE STATEMENT 13
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SEE STATEMENT 13
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALLIANCE FOR GLOBAL JUSTICE
    225 EAST 26TH STREET
    TUCSON,AZ85713     		NONE PC BLACK MOVEMENT LAW PROJECT 15,000
    AMERICAN CONSTITUTION SOCIETY
    1333 H ST NW 11TH FLOOR
    WASHINGTON,DC20005     		NONE PC GENERAL SUPPORT 45,000
    AS YOU SOW
    1611 TELEGRAPH AVENUE SUITE 1450
    OAKLAND,CA94612     		NONE PC NANOMATERIALS IN FOOD PROGRAM 40,000
    BILL OF RIGHTS DEFENSE COMMITTEE
    8 BRIDGE ST STE A
    NORTHAMPTON,MA01060     		NONE PC GENERAL SUPPORT 30,000
    BRENNAN CENTER FOR JUSTICE
    161 AVENUE OF THE AMERICAS 12TH
    FLOOR
    NEW YORK,NY10013     		NONE PC LIBERTY & NATIONAL SECURITY PROGRAM 40,000
    CENTER FOR CONSTITUTIONAL RIGHTS
    666 BROADWAY
    NEW YORK,NY10012     		NONE PC LAW FOR BLACK LIVES PROJECT 10,000
    CENTER FOR CONSTITUTIONAL RIGHTS
    666 BROADWAY
    NEW YORK,NY10012     		NONE PC GENERAL SUPPORT 115,000
    CENTER FOR FOOD SAFETY
    660 PENNSYLVANIA AVE SE
    WASHINGTON,DC20003     		NONE PC NANOACTION PROJECT 70,000
    CENTER FOR INTERNATIONAL ENVIRONMENTAL LAW
    1350 CONNECTICUT AVE NW STE 1100
    WASHINGTON,DC20036     		NONE PC NANOTECHNOLOGY POLICY PROJECT 60,000
    CENTER FOR MEDIA JUSTICE
    436 14TH STREET 15
    OAKLAND,CA94612     		NONE PC SURVEILLANCE PROGRAM 12,500
    COMING CLEAN INC
    28 VERNON ST STE 434
    BRATTLEBORO,VT05301     		NONE PC COMING CLEAN NANOTECHNOLOGY PROJECT 15,000
    COMING CLEAN INC
    28 VERNON ST STE 434
    BRATTLEBORO,VT05301     		NONE PC NANOTECH PROJECT MATCH 3,200
    COMING CLEAN INC
    28 VERNON ST STE 434
    BRATTLEBORO,VT05301     		NONE PC NANOTECHNOLOGY PROJECT MATCH 15,000
    CONSTITUTIONAL ACCOUNTABILITY CENTER
    1200 18TH ST NW
    WASHINGTON,DC20036     		NONE PC GENERAL SUPPORT 45,000
    ECOLOGY ACTION MID PENINSULA-ECOPOL
    5798 RIDGEWOOD ROAD
    WILITS,CA95490     		NONE PC ECOPOL 20,000
    ECOLOGY ACTION MID PENINSULA-ECOPOL
    5798 RIDGEWOOD ROAD
    WILITS,CA95490     		NONE PC PROGRAM SUPPORT 45,000
    FEDERATION OF AMERICAN SCIENTISTS
    1725 DE SALES ST NW 6TH FLOOR
    WASHINGTON,DC20036     		NONE PC PROJECT ON GOVERNMENT SECRECY 25,000
    FREE PRESS
    40 MAIN STREET SUITE 301
    FLORENCE,MA01062     		NONE PC SURVEILLANCE PROGRAM 12,500
    FRIENDS OF ETC
    331 W MAIN ST STE 307
    DURHAM,NC27701     		NONE PC UNAC:BUILDING AGROECOLOGICAL LEADERSHIP & TRAINING 40,000
    FRIENDS OF ETC
    331 W MAIN ST STE 307
    DURHAM,NC27701     		NONE PC COA: THE TERRITORIAL DEFENSE OF MAIZE 41,000
    FRIENDS OF ETC
    331 W MAIN ST STE 307
    DURHAM,NC27701     		NONE PC CECCAM: IN DEFENSE OF PEASANT SEEDS 20,000
    FRIENDS OF ETC
    331 W MAIN ST STE 307
    DURHAM,NC27701     		NONE PC ORAB: MAIZE & SOIL RESTORATION 15,000
    FRIENDS OF ETC
    331 W MAIN ST STE 307
    DURHAM,NC27701     		NONE PC BIOFUELWATCH US 25,000
    FRIENDS OF THE EARTH
    1100 15TH ST NW 11TH FLOOR
    WASHINGTON,DC20005     		NONE PC EMERGING TECHNOLOGIES CAMPAIGN 70,000
    GOVERNMENT ACCOUNTABILITY PROJECT
    1612 K ST NW
    WASHINGTON,DC20006     		NONE PC MATCHING GRANT/GENERAL SUPPORT 75,000
    FUND FOR CONSTITUTIONAL GOVERNMENT
    122 MARYLAND NE
    WASHINGTON,DC20002     		NONE PC OPENTHEGOVERNMENT.ORG 30,000
    INSTITUTE FOR FOOD AND DEVELOPMENT POLICY
    398 60TH STREET
    OAKLAND,CA94618     		NONE PC CNOP: AGROECOLOGICAL CAPACITY BUILDING IN AFRICA 40,000
    INSTITUTE FOR AGRICULTURAL & TRADE POLICY
    2105 FIRST AVE SOUTH
    MINNEAPOLIS,MN554042505     		NONE PC EMERGING TECHNOLOGIES IN FOOD AND AGRICULTURE 70,000
    MARIN COMMUNITY FOUNDATION
    5 HAMILTON LANDING SUITE 200
    NOVATO,CA94949     		NONE DONOR ADVISED FUND DONATION TO THE TOP FUND 402,400
    NATIONAL LAWYERS GUILD FOUNDATION INC
    132 NASSAU ST ROOM 922
    NEW YORK,NY10038     		NONE PC MASS DEFENSE PROJECT 50,000
    NATIONAL SECURITY ARCHIVE FUND INC
    2130 H STREET NW
    WASHINGTON,DC20037     		NONE PC AUDITS, ADVOCACY & LITIGATION 40,000
    PANNA REGIONAL CENTER
    1611 TELEGRAPH AVENUE SUITE 1200
    OAKLAND,CA94612     		NONE PC WINNING POLICYMAKER ACTION TO PROTECT POLLINATORS 25,000
    PARTNERSHIP FOR CIVIL JUSTICE FUND
    617 FLORIDA AVE NW
    WASHINGTON,DC20001     		NONE PC GENERAL SUPPORT 20,000
    POLARIS INSTITUTE
    PO BOX 106
    ESSEX,NY12936     		NONE PC OWINFS: WTO CAMPAIGNS & STRATEGIC COMMUNICATIONS 60,000
    PROJECT ON GOVERNMENT OVERSIGHT
    1100 G ST NW STE500
    WASHINGTON,DC20005     		NONE PC GENERAL SUPPORT 40,000
    PUBLIC CITIZEN
    215 PENNSYLVANIA AVE SE
    WASHINGTON,DC20003     		NONE PC GLOBAL TRADE WATCH 125,000
    SIERRA CLUB FOUNDATION
    85 SECOND ST SUITE 750
    SAN FRANCISCO,CA941053441     		NONE PC BUILDING SUPPORT FOR RESPONSIBLE TRADE 70,000
    SYRACUSE UNIVERSITY
    OFFICE OF SPONSORED PROGRAMS BOWNE
    HALL
    SYRACUSE,NY13244     		NONE PC TRAC: FOIAPROJECT.ORG 30,000
    THE CONSTITUTION PROJECT
    1200 18TH ST NW STE 1000
    WASHINGTON,DC20036     		NONE PC RULE OF LAW PROGRAM 30,000
    UNIVERSITY OF MASSACHUSETTS FOUNDATION INC
    600 SUFFOLK ST 2ND FLOOR SOUTH
    LOWELL,MA10854     		NONE PC UMA LOWELL: ALT ASSESSMENT FOR NANAMATERIALS 30,000
    WHYHUNGER INC
    505 EIGHTH AVE STE 2100
    NEW YORK,NY10018     		NONE PC ADVANCING AGROECOLOGY THROUGH LEARNING EXCHANGES 23,340
    XERCES SOCIETY
    628 NE BROADWAY STE 200
    PORTLAND,OR97232     		NONE PC POLLINATOR CONSERVATION IN AG PROGRAM 40,000
    Total .................................bullet 3a 2,029,940
    bApproved for future payment
    REGENTS OF UNIVERSITY OF CALIFORNIA
    2195 HEARST AVE RM 130
    BERKELEY,CA947201103     		NONE PC UC BERKELEY: NATIVE POLLINATORS AS GATEWAY TO DIVERSIFIED FARMING SYSTEMS, YEAR 2 30,000
    Total .................................bullet 3b 30,000
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		    14 728  
    4 Dividends and interest from securities....     14 474,961  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 1,060,456  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue:
    aREFUND OF EXCISE TAX OVERPAYMENT     		        18,517
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,536,145 18,517
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,554,662
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    11A. REFUND OF FEDERAL EXCISE TAX
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2015
    Name of the organization
    WARSH MOTT LEGACY
     
    Employer identification number

    68-0049658
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015) Page 2
    Name of organization
    WARSH MOTT LEGACY
          		Employer identification number
    68-0049658
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    MARYANNE MOTT  
    469 BOHEMIAN HWY
     
    FREESTONE, CA95472

    		$ 228,928


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    MARYANNE MOTT  
    469 BOHEMIAN HWY
     
    FREESTONE, CA95472

    		$ 237,626


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    MARYANNE MOTT  
    469 BOHEMIAN HWY
     
    FREESTONE, CA95472

    		$ 248,153


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
     
     

    MARYANNE MOTT  
    469 BOHEMIAN HWY
     
    FREESTONE, CA95472

    		$ 185,567


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
     
     

    MARYANNE MOTT  
    469 BOHEMIAN HWY
     
    FREESTONE, CA95472

    		$ 177,370


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
     
     

    MARYANNE MOTT  
    469 BOHEMIAN HWY
     
    FREESTONE, CA95472

    		$ 213,178


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Name of organization
    WARSH MOTT LEGACY
          		Employer identification number
    68-0049658
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
     
     

    MARYANNE MOTT  
    469 BOHEMIAN HWY
     
    FREESTONE, CA95472

    		$ 199,923


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
     
     

    MARYANNE MOTT  
    469 BOHEMIAN HWY
     
    FREESTONE, CA95472

    		$ 309,255


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 3
    Name of organization
    WARSH MOTT LEGACY
          		Employer identification number

    68-0049658
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 700 SHS BLACKROCK INC $ 228,928 2015-12-15
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    2
    		 5200 SHS BRISTOL-MEYERS SQUIBB CO $ 237,626 2015-12-15
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    3
    		 7900 SHS COGNIZANT TECHNOLOGY SOLUTIONS $ 248,153 2015-12-15
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    4
    		 2450 SHS DISNEY (WALT) CO COMMON STOCK $ 185,567 2015-12-15
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    5
    		 1100 SHS JONES LANG LASALLE INC $ 177,370 2015-12-15
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    6
    		 2309 SHS STRYKER CORP $ 213,178 2015-12-15
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Name of organization
    WARSH MOTT LEGACY
          		Employer identification number

    68-0049658
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    7
    		 2588 SHS LOWE'S COMPANIES INC $ 199,923 2015-12-30
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 4
    Name of organization
    WARSH MOTT LEGACY
          		Employer identification number

    68-0049658
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2015 AccountingFeesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROFESSIONAL FEES - 990PF REVIEW 1,350 0 0 1,350
    MFO MANAGEMENT FEES - ACCOUNTING 4,000 0 0 4,000
    OUTSIDE AUDITOR 22,500 0 0 22,500

    TY 2015 GeneralExplanationAttachment
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Identifier Return Reference Explanation
    GRANT APPLICATION SUBMISSION INFORMATION PART XV, LINES 2A THROUGH 2D NAME AND ADDRESS OF PERSON TO WHOM APPLICATIONS SHOULD BE SUBMITTED:-------------------------------------------------------------------BAILEY MALONE469 BOHEMIAN HIGHWAYFREESTONE, CA 95472 TELEPHONE NUMBER707-874-2942FORM AND CONTENT OF APPLICATIONS--------------------------------REQUESTS FOR SUPPORT SHOULD BE MADE BY LETTER OF INQUIRY (LOI). LOIS SHOULD BE ADDRESSED TO INQUIRIES@CSFUND.ORG OR 469 BOHEMIAN HIGHWAY, FREESTONE CA 95472. THEY WILL BE ACKNOWLEDGED AS SOON AS POSSIBLE. LOIS SHOULD BE NO MORE THAN THREE PAGES IN LENGTH AND CONTAIN THE FOLLOWING INFORMATION:A CONTACT PERSON'S NAME, TITLE, MAILING ADDRESS, TELEPHONE, AND E-MAIL ADDRESSBASIC INFORMATION ABOUT THE ORGANIZATION, INCLUDING A BRIEF MISSION STATEMENT AND AN OVERVIEW OF CURRENT ACTIVITIESA DESCRIPTION OF THE ORGANIZATION'S APPROACH TO THE SPECIFIC PROBLEM BEING ADDRESSED AND PLANNED ACTIVITIES FOR THE FOLLOWING YEARA LINE ITEM BUDGET OF PROJECTED EXPENSES FOR THE ORGANIZATION AND PROJECT, IF APPLICABLEA LIST OF SECURED AND POTENTIAL FUNDING SOURCES (GRANTS RECEIVED, PROPOSALS PENDING, PLANNED SUBMISSIONS, EARNED INCOME, ETC.)PLEASE DO NOT INCLUDE BROCHURES, REPORTS, NEWS CLIPPINGS, CDS, DVDS, OR OTHER MATERIALS WITH LOIS. PLASTIC FOLDERS, BINDERS OR OTHER PRESENTATION MATERIALS ARE NOT NECESSARY. DUE TO THE HIGH NUMBER OF REQUESTS RECEIVED, WE ARE NOT ABLE TO TRANSLATE AND REVIEW LOIS SUBMITTED IN LANGUAGES OTHER THAN ENGLISH AND SPANISH. KINDLY REFRAIN FROM SENDING A FULL PROPOSAL UNLESS INVITED TO DO SO. IF YOUR ORGANIZATION OR PROJECT IS FOUND TO FALL WITHIN THE FOUNDATIONS' FUNDING PRIORITIES, A FULL PROPOSAL WILL BE INVITED. THE FOUNDATION PROVIDES GENERAL SUPPORT AND PROJECT SPECIFIC GRANTS. APPLICANT ORGANIZATIONS MUST BE CLASSIFIED AS A 501(C)(3) BY THE US INTERNAL REVENUE SERVICE. FOREIGN APPLICANTS SHOULD NOTE THAT THE FOUNDATION MAKES A VERY LIMITED NUMBER OF DIRECT GRANTS ABROAD (I.E., WITHOUT FISCAL SPONSORSHIP BY A US-BASED ORGANIZATION). THE FOUNDATION DOES NOT PROVIDE SUPPORT TO INDIVIDUALS, ENDOWMENTS, BOOKS, FILMS, OR DIRECT LOBBYING ACTIVITIES.ANY SUBMISSION DEADLINES------------------------THERE ARE NO DEADLINES FOR LETTERS OF INQUIRY THEY ARE ACCEPTED THROUGHOUT THE YEAR. PROPOSALS MUST BE RECEIVED BY THE FIRST MONDAY IN JANUARY FOR CONSIDERATION DURING THE SPRING GRANTMAKING CYCLE OR THE FIRST MONDAY IN AUGUST FOR CONSIDERATION DURING THE FALL GRANTMAKING CYCLE. FUNDING DECISIONS ARE MADE DURING BOARD MEETINGS GENERALLY HELD IN APRIL AND DECEMBER, RESPECTIVELY. RESTRICTIONS AND LIMITATIONS ON AWARDS--------------------------------------WARSH MOTT LEGACY IS CURRENTLY GRANTING IN THREE CATEGORIES, EACH ONE WITH A SPECIFIC EMPHASIS: FOOD SOVEREIGNTY RIGHTS AND GOVERNANCE EMERGING TECHNOLOGIESBOARD INITIATED GRANTS: OCCASIONALLY THE FOUNDATION MAY INTITIATE SUPPORT FOR PROJECTS THAT FALL OUTSIDE OF THE ESTABLISHED GUIDELINES.THE FOUNDATION IS CURRENTLY FUNDING IN THE FOLLOWING CATEGORIES:FOOD SOVEREIGNTY----------------GRANTMAKING IN THIS AREA IS FOCUSED ON PRESERVING NATIVE AND HEIRLOOM SEEDS, BUILDING HEALTHY AND FERTILE SOILS, AND PROTECTING AND RESTORING THE POPULATIONS AND DIVERSITY OF NATIVE POLLINATORS. THIS PROGRAM MAKES MOST OF ITS GRANTS TO ORGANIZATIONS IN THE GLOBAL SOUTH PROMOTING TRADITIONAL AGRICULTURAL KNOWLEDGE AND AGROECOLOGICAL PRACTICES.RIGHTS AND GOVERNANCE---------------------GRANTMAKING IN THIS AREA IS FOCUSED ON PROTECTING THE RIGHT TO DISSENT; MAKING THE FEDERAL GOVERNMENT MORE OPEN, EFFECTIVE, AND ACCOUNTABLE; ENSURING THAT US NATIONAL SECURITY POLICIES RESPECT THE RULE OF LAW; BUILDING A PROGRESSIVE MOVEMENT TO COUNTER CONSERVATIVE AND CORPORATE INFLUENCE IN THE COURTS; AND MAKING THE RULES OF INTERNATIONAL TRADE MORE DEMOCRATIC, JUST, AND SUSTAINABLE.EMERGING TECHNOLOGIES---------------------GRANTMAKING IN THIS AREA IS FOCUSED ON PROMOTING PRECAUTIONARY ASSESSMENT, REGULATION AND OVERSIGHT OF NANOTECHNOLOGY, SYNTHETIC BIOLOGY, AND GEOENGINEERING.
    ELECTION TO TREAT DISTRIBUTIONS AS DISTRIBUTED FROM CORPUS FORM 990PF, PAGE 9, PART XIII, LINE 7 WARSH MOTT LEGACY FUND HEREBY ELECTS, PURSUANT TO TREASURY REGULATION SEC. 1.170A-9(H) AND SEC. 53.4942(A)-3(C)(2), TO TREAT DISTRIBUTIONS OF $1,800,000.00 (WHICH EQUALS THE VALUE OF ALL CONTRIBUTIONS RECEIVED IN THE YEAR ENDED SEPTEMBER 30, 2016) AS DISTRIBUTIONS OUT OF CORPUS. ACCORDINGLY, THE FOUNDATION MEETS THE PASS THROUGH REQUIREMENTS OF THE INTERNAL REVENUE CODE SEC. 170(B)(1)(F) AND SEC. 4942(G)(3).(SIGNATURE ON FILE) BAILEY MALONE 5/15/2017_______________________________________________SIGNATURE OF OFFICER DATE
    EXPLANATION FOR DISTRIBUTION TO DONOR ADVISED FUND FORM 990PF, PAGE 5, PART VII-A, LINE 12 THE FOUNDATION HAS INCLUDED $402,400 IN ITS QUALIFIED EXPENDITURES FROMCONTRIBUTIONS TO THE MARIN COMMUNITY FOUNDATION (MARIN). MARIN WAS ESTABLISHED FOR THE PURPOSE OF ENGAGING IN NONPROFIT, CHARITABLE, ANDPHILANTHROPIC ACTIVITIES IN MARIN COUNTY, CALIFORNIA. THESE GOALS ARECONSISTENT WITH THE CHARITABLE PURPOSES DESCRIBED IN SECTION 170(C)(2)(B) FOR WHICH THE REPORTING FOUNDATION WAS ESTABLISHED. UNDER THE TERMS OF THE CONTRACT WITH MARIN, THE RECOMMENDATIONS OF THE REPORTING FOUNDATION ARE ADVISORY ONLY AND NOT BINDING ON THE TRUSTEES OF MARIN.
    STATEMENT REGARDING REIMBURSEMENT OF OFFICER/TRUSTEE COMPENSATION FORM 990PF, PAGE 1, PART I, LINE 13, COLUMN A THIS FOUNDATION SHARES FACILITIES AND PERSONNEL WITH ANOTHER PRIVATE FOUNDATION TO WHICH THIS FOUNDATION MAKES REIMBURSEMENT FOR ITS SHARE OF EXPENSES INCLUDING COMPENSATION. ALL COMPENSATION OF PERSONNEL IS REPORTED UNDER THE NAME AND FEDERAL IDENTIFICATION NUMBER OF THE OTHER FOUNDATION (FEI#95-3607882). ACCORDINGLY, OFFICER/TRUSTEE COMPENSATION HAS BEEN REPORTED IN FULL ON PART VIII OF THAT FOUNDATION'S FORM 990PF. IN ADDITION, THE REIMBURSEMENT IS ALSO BEING REPORTED ON THIS FORM 990PF, PART VIII:TOTAL REIMBURSEMENT REPORTED ON PART VIII 159,895 ========SIMILARLY, COMPENSATION OF ALL OTHER PERSONNEL IS REPORTED ON PART I TO THE EXTENT OF THE REIMBURSEMENT AS FOLLOWS:TOTAL REIMBURSEMENT REPORTED ON PART I, LINE 14, COLUMN A 468,590 =========

    TY 2015 InvestmentsCorpBondsSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Name of Bond End of Year Book Value End of Year Fair Market Value
    20949.858 SHS TEMPLETON GLOBAL BOND FUND ADV CL 269,796 232,753
    68014.237 SHS. BLACKROCK FLOATING RATE INCOME PORTFOLIO CL 692,503 690,345
    109368.73 SHS. VANGUARD ADMIRAL HIGH YIELD CORPORATE FD, 592,184 641,994
    108973.303 SHS VANGUARD FIXED INCOME SHORT-TERM INVESTMENT GR, 1,146,343 1,174,732
    8632.108 VANGUARD ADMIRAL EUROPEAN STOCK INDEX FUND 598,884 525,695

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Name of Stock End of Year Book Value End of Year Fair Market Value
    1700.00 SHS. ABBOTT LABORATORIES, 31,838 71,893
    1150.00 SHS. ABBVIE INC 22,962 72,531
    450.00 SHS ADVANCED AUTO PARTS INC 67,837 67,104
    40.00 SHS ALPHABET INC SHS CL C 27,022 31,092
    2600.00 SHS. AMERICAN AIRLINES GROUP INC 86,811 95,186
    850.00 SHS. ANADARKO PETROLEUM CORPORATION, 63,166 53,856
    940.00 SHS APPLE INC 68,379 106,267
    5351.027 SHS. ARIEL INVT TR APPRECIATION, 229,329 261,665
    3930.42 SHS. ARIEL INVT TR ARIEL FUND, 199,464 250,525
    250.00 SHS. BLACKROCK INC, 44,569 90,615
    1550.00 SHS. CBS CORP NEW CL B 74,154 84,847
    800.00 SHS CME GROUP INC 71,166 83,616
    5591.42 SHS CALVERT SOCIAL INVESTMENT FUND EQUITY - A, 200,957 231,373
    1900.00 SHS. COCA-COLA COMPANY (THE), 47,403 80,408
    1050.00 SHS. CONOCOPHILLIPS, 43,572 45,644
    700.00 SHS. CVS HEALTH CORPORATION, 23,681 62,293
    4866.847 SHS. DOMINI SOCIAL EQUITY FUND, 144,779 205,430
    163652.828 SHS. DREYFUS TOTAL EMERGING MARKETS CL I, 1,865,901 1,918,011
    1800.00 SHS. DISNEY (WALT) CO COM STK 114,993 167,148
    1800.00 SHS. DOW CHEMICAL CO 79,659 93,294
    1300.00 SHS. DUNKIN BRANDS GROUP, 60,698 67,704
    2000.00 SHS. EBAY INC., 41,527 65,800
    2250.00 SHS. GLAXOSMITHKLINE PLC ADR 96,916 97,043
    750.00 SHS. JOHNSON & JOHNSON, 45,736 88,598
    1150 SHS. JONES LANG LASALLE INC COM 102,645 130,859
    1350.00 SHS. JP MORGAN CHASE & CO 65,725 89,897
    1188 SHS LOWES COS INC COM 37,415 85,785
    1281116.7996598 SHS MFO- D&D SMID CAP VALUE FUND 1,289,087 1,439,371
    226647.1120567 SHS. MFO - TOWLE FUND, 967,491 1,495,162
    16464.682285 SHS. MFO - WESTFIELD FUND A, 1,099,142 1,336,463
    1000.00 SHS MICROCHIP TECHNOLOGY INC 40,108 62,140
    2100 SHS MONDELEZ INTL INC CL A 66,818 92,190
    650.00 SHS. NORFOLK SOUTHERN CORPORATION, 43,699 63,089
    2000.00 SHS. PAYPAL HLDGS INC 66,160 81,940
    900.00 SHS. PEPSICO, INC., 50,820 97,893
    1000.00 SHS. PHILLIPS 66 81,296 80,550
    450.00 SHS PIONEER NATURAL RES CO 49,753 83,543
    1300.00 SHS. QUALCOMM INCORPORATED, 53,520 89,050
    3550.00 SHS. REGAL ENTERTAINMENT GROUP, 69,762 77,213
    700.00 SHS. SCHLUMBERGER LIMITED, 6,449 55,048
    9651.742 SHS SENTINEL SUSTAINABLE GROWTH OPPORTUNITIES, 171,048 201,914
    550.00 SHS. STANLEY BLACK AND DECKER, INC., 34,589 67,639
    56798.526 SHS. TEMPLETON INSTL. FOREIGN EQUITY FUND, 1,069,670 1,075,196
    1000.00 SHS. TJX COS INC NEW 61,424 74,780
    650.00 SHS UNITED PARCEL SVC CL B 64,012 71,084
    650.00 SHS. UNITED TECHNOLOGIES CORPORATION, 34,031 66,040
    15962.25 SHS VANGUARD INDEX FDS 500 ADMIRAL 2,638,526 3,195,802
    78611.3 SHS. VANGUARD INTL ADM EMERGING MKTS INDEX FD, 877,202 944,122
    10982.197 SHS. VANGUARD ADMIRAL REIT INDEX FUND, 922,264 1,350,591
    15491.333 SHS. VANGUARD FTSE SOCIAL INDEX FUND, 118,207 214,865
    1300.00 SHS. VERIZON COMMUNICATIONS INC., 40,039 67,574
    2300.00 SHS VIACOM INC NEW CL B 99,144 87,630
    1300.00 SHS. VISA INC CL A SHRS 69,544 107,510
    1100.00 SHS. WASTE MANAGEMENT INC., 36,306 70,136
    490.00 SHS TWITTER INC 6,056 11,295
    WILLIAMS COMPANIES DEL 110,943 113,701

    TY 2015 InvestmentsOtherSchedule2
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ARBORETUM VENTURES III FMV 103,986 139,254
    65181 SHS ARCHIPELAGO HLDGS LTD-OFFSHORE FMV 1,200,000 1,825,435
    68712 SHS BALTER LONG/SHORT EQUITY INSTITUTIONAL FUND FMV 700,000 735,221
    44578.00 SHS CATALYST HEDGED FUTURES STRATEGY FUND CL I FMV 500,000 543,851
    55168 SHS OTTER CREEK LONG/SHORT OPPORTUNITY FUND FMV 609,528 666,429
    26400.00 SHS PERSHING SQUARE HOLDINGS USD PAR ORDINARY FMV 651,556 369,600
    ARTWORK FMV 51,701 130,000
    CROSSLINK VENTURES V L.P. FMV 193,116 207,425
    CROSSLINK VI VENTURE FUND FMV 64,500 140,356
    DRAPER FISHER JURVETSON GROWTH FUND LP FMV 260,902 473,965
    115184.855 GOLDMAN SACHS MLP ENERGY - INS FMV 786,453 944,516
    TGAP VENTURE CAPITAL FUND II, L.P. FMV 229,663 240,658
    TGAP VENTURE CAPITAL FUND, L.P. FMV 148,388 88,901
    TRP CAPITAL PARTNERS, LP FMV 31,175 50,578

    TY 2015 OtherDecreasesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Description Amount
    EXCESS OF FMV OVER DONOR'S BASIS ON SECURITIES RECEIVED 703,648


    TY 2015 OtherExpensesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT INTEREST FROM SCH. K-1 - ARBORETUM VENTURES III, L.P. 57 57 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - ARBORETUM VENTURES III, L.P. 3,736 3,736 0 0
    INVESTMENT INTEREST FROM SCH. K-1 - CROSSLINK VENTURES V, L.P. 146 146 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - CROSSLINK VENTURES V, L.P. 3,176 3,176 0 0
    INVESTMENT INTEREST FROM SCH. K-1 - CROSSLINK VENTURES VI, L.P. 187 187 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - CROSSLINK VENTURES VI, L.P. 1,712 1,712 0 0
    NON-DEDUCTIBLE EXP FROM SCH. K-1 - DRAPER FISHER JURVET 20 20 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - DRAPER FISHER JURVET 12,796 12,796 0 0
    PORTFOLIO DEDUCTIONS FROM JOINT VENTURE - MFO TOWLE FUND 9,045 9,045 0 0
    PORTFOLIO DEDUCTIONS FROM JOINT VENTURE - MFO EQUITY FUND 6 6 0 0
    PORTFOLIO DEDUCTIONS FROM JOINT VENTURE - MFO WESTFIELD FUND A 7,906 7,906 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - TGAP VENTURE CAPITAL FUND 3,407 3,407 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - TGAP VENTURE CAPITAL FUND II 6,728 6,728 0 0
    PORTFOLIO DEDUCTIONS FROM JOINT VENTURE - MFO D&D SMID CAP VALUE FUND 5,510 5,510 0 0
    PORTFOLIO DEDUCTIONS FROM SCH. K-1 - WORLD ASSET MGMT. INTL. EQUITY FUND 2,099 2,099 0 0
    ADR FEES 310 310 0 0
    BANK FEES 150 0 0 150
    OFFICE SUPPLIES 6,717 0 0 6,524
    POSTAGE 1,867 0 0 1,669
    STATE FILING FEE 160 0 0 160
    TELEPHONE & COMMUNICATIONS 8,134 0 0 8,067
    DUES & MEMBERSHIPS 17,904 0 0 17,904
    INSURANCE 12,678 0 0 12,678
    MISCELLANEOUS EXPENSE 19,056 0 0 19,056
    TRANSLATION SERVICES 3,564 0 0 3,564
    WEBSITE DESIGN/UPDATE 3,575 0 0 3,575
    PORTRAITS 700 0 0 700
    MISCELLANEOUS EXPENSE -4 -4 0 0


    TY 2015 OtherIncomeSchedule2
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    REFUND OF EXCISE TAX OVERPAYMENT 18,517   18,517


    TY 2015 OtherLiabilitiesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Description Beginning of Year - Book Value End of Year - Book Value
    ARBORETUM VENTURES III-CAPITAL COMMITMENT 19,650 11,700
    CROSSLINK VENTURES V - CAPITAL COMMITMENT 91,355 91,356
    CROSSLINK VI VENTURE FUND - CAPITAL COMM. 9,008 9,008
    TGAP VENTURE CAPITAL - CAPITAL COMMITMENT 17,500 0
    TGAP VENTURE CAPITAL FUND II - CAP COMMIT 74,250 46,750


    TY 2015 OtherProfessionalFeesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MFO MANAGEMENT FEES - INVESTMENT 46,000 46,000 0 0
    PAYROLL SERVICES 721 5 0 641
    PENSION ADMINISTRATION 1,375 9 0 1,366


    TY 2015 TaxesSchedule
    Name:
    WARSH MOTT LEGACY
    EIN:
    68-0049658
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 500 0 0 0
    FOREIGN TAXES WITHHELD 6,438 6,438 0 0
    FOREIGN TAXES - MFO EQUITY FUND 2 2 0 0
    FOREIGN TAXES - MFO TOWLE FUND 32 32 0 0
    PAYROLL TAXES AND REFUND OF FEDERAL EXCISE TAXES 47,793 283 0 47,387