| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING & TAX PREPARATION | 17,500 | 13,125 | 0 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ALLEGHENY TECHNOLOGIES 9.375% | 75,510 | 78,938 |
| ATLAS RESOURCE ESCROW CORP | 0 | 0 |
| NAVISTAR INTL CORP 8.250% | 0 | 0 |
| GASTAR EXPLORATION INC 8.625% | 0 | 0 |
| PENNEY JC INC FIXED 8.125% | 196,225 | 216,250 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| WILLIAMS PARTNERS LP | 0 | 0 |
| ADVAXIS INC COM | 7,554 | 8,310 |
| AGENUS INC COM | 0 | 0 |
| APPLE INC COM | 232,707 | 221,040 |
| GILEAD SCIENCES INC | 95,977 | 73,700 |
| INCYTE CORP COM | 277,844 | 398,931 |
| LEXINGTON REALTY TR COM | 153,378 | 206,600 |
| MEDLEY CAP CORP COM | 299,500 | 234,900 |
| MEMORIAL PRODUCTION PARTNERS LP | 0 | 0 |
| MORGAN STANLEY | 0 | 0 |
| NEW CASTLE | 0 | 0 |
| NEW MEDIA INVESTMENT GROUP INC | 143,602 | 153,600 |
| NEW SR INVT GROUP INC | 94,131 | 88,725 |
| NEW YORK COMMUNITY BAN CORP | 0 | 0 |
| NORTHSTAR RLTY FIN CORP PFD | 0 | 0 |
| OPKO HEALTH INC COM | 24,689 | 51,950 |
| ORASURE TECHNOLOGIES INC COM | 20,082 | 21,075 |
| PRIVATE BAN CORP | 26,085 | 26,114 |
| STAG INDL INC 9% PFD | 0 | 0 |
| WHITEWAVE FOODS CO COM | 0 | 0 |
| AQUINOX PHARMACEUTICALS INC | 60,231 | 69,650 |
| CISCO SYSTEMS INC | 105,181 | 104,370 |
| KITE PHARMA INC COM | 168,887 | 178,255 |
| VODAFONE GROUP PLC NEW SPONSORED ADR | 29,686 | 24,440 |
| GMAC CAP TR I | 63,090 | 62,875 |
| COLONY CAP INC CL A | 176,463 | 205,100 |
| THL CR INC COM | 51,141 | 51,550 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| CALL 100 INCTYE CORP COM | -5,339 | 0 | 0 |
| CALL 100 APPLE INC COM | 0 | -5,459 | -420 |
| CALL 100 KITE PHARMA INC COM | 0 | -8,089 | -3,400 |
| CALL 100 KITE PHARMA INC COM | 0 | -15,524 | -16,000 |
| Description | Amount |
|---|---|
| FMV OF CONTRIBUTED SECURITIES IN EXCESS OF DONOR'S BASIS | 194,695 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| NEW YORK ANNUAL REGISTRATION | 250 | 0 | 250 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| PARTNERSHIP DISTRIBUTIONS | 7,149 | 0 | 7,149 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT ADVISORY FEES | 25,332 | 18,999 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| NYS UBI TAX | 1,936 | 0 | 0 | |
| EXCISE TAX ON NET INVSTMNT INC | 500 | 0 | 0 | |
| FEDERAL UBI TAX | 6,943 | 0 | 0 |