Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 12-01-2015 , and ending 11-30-2016
Name of foundation
ALLEN I GROSS CHARITABLE FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)140 BROADWAY 41ST FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10005
A Employer identification number

11-2906887
B Telephone number (see instructions)

(212) 837-4602
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$11,516,198J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 600,000
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments 233,405 233,405  
4 Dividends and interest from securities... 153,441 153,441  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -20,591
b Gross sales price for all assets on line 6a 2,423,881
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 68,087 68,087 0
12 Total. Add lines 1 through 11........ 1,034,342 454,933 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 6,600 5,280 0 1,320
c Other professional fees (attach schedule).... Click to see attachment 51,115 51,115 0 0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 4,250 0 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 61,965 56,395 0 1,320
25 Contributions, gifts, grants paid....... 533,686 533,686
26 Total expenses and disbursements. Add lines 24 and 25 595,651 56,395 0 535,006
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 438,691
b Net investment income (if negative, enter -0-) 398,538
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 512,947 657,892 657,892
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 10,806,804 Click to see attachment10,858,306 10,858,306
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment1,923,964 Click to see attachment1,947,969 Click to see attachment0
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 13,243,715 13,464,167 11,516,198
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................. 100,000  
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 100,000 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 13,143,715 13,464,167
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 13,143,715 13,464,167
31 Total liabilities and net assets/fund balances (see instructions). 13,243,715 13,464,167
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
13,143,715
2
Enter amount from Part I, line 27a .....................
2
438,691
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
13,582,406
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
118,239
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
13,464,167
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a ACTAVIS FUNDING SCS NTS 03.000% 031220 DTD031215 FC091215 CALL@MW P 2015-04-17 2016-03-24
b ADIDAS AG SPON ADR P 2016-01-19 2016-08-10
c ADIDAS AG SPON ADR P 2016-01-19 2016-07-07
d ADIDAS AG SPON ADR P 2016-01-21 2016-08-12
e ADIDAS AG SPON ADR P 2016-01-21 2016-08-10
ADIDAS AG SPON ADR P 2016-01-21 2016-08-31
ADIENT PLC P 2016-10-31 2016-11-01
ADIENT PLC P 2016-10-31 2016-10-31
ADIENT PLC P 2016-10-31 2016-11-01
ADIENT PLC P 2016-10-31 2016-11-01
ADIENT PLC P 2016-10-31 2016-11-01
ADIENT PLC P 2016-10-31 2016-11-01
ADIENT PLC P 2016-10-31 2016-11-01
ADIENT PLC P 2016-10-31 2016-11-01
ADIENT PLC P 2016-10-31 2016-11-01
ADT CORP COM **MERGER : 05/2016** P 2011-03-16 2016-02-16
ADT CORP COM **MERGER : 05/2016** P 2011-04-20 2016-02-16
ADT CORP COM **MERGER : 05/2016** P 2013-08-08 2016-02-16
ADT CORP COM **MERGER : 05/2016** P 2013-09-11 2016-02-16
ALLIANZ FIXED INCOME SHARES: SERIES C P 2012-05-10 2016-12-16
ALLIANZ FIXED INCOME SHARES: SERIES M P 2012-05-10 2016-07-06
AMERICAN EXPRESS CRD 02.375% 032417 DTD032612 FC092412 CORP NT P 2012-05-11 2016-08-11
AMERICAN EXPRESS CRD 02.375% 032417 DTD032612 FC092412 CORP NT P 2013-02-06 2016-08-11
ANGLOGOLD HOLDINGS PLC 08.500% 073020 DTD073013 FC011514 NTS B/E P 2015-12-29 2016-08-01
ANSYS INC P 2013-08-13 2016-09-23
ANSYS INC P 2013-09-10 2016-09-23
ANSYS INC P 2013-09-11 2016-09-23
ANSYS INC P 2013-10-03 2016-09-23
ARCELORMITTAL SA NY REG P 2014-11-19 2016-01-12
ARCELORMITTAL SA NY REG P 2015-02-13 2016-01-12
ARCELORMITTAL SA NY REG P 2015-04-30 2016-01-12
ARCELORMITTAL SA NY REG P 2015-05-15 2016-01-12
ARCELORMITTAL SA NY REG P 2015-10-14 2016-01-12
ARCELORMITTAL SA NY REG P 2016-02-05 2016-08-10
ARCELORMITTAL SA NY REG P 2016-02-05 2016-05-17
ARCELORMITTAL SA NY REG P 2016-02-05 2016-05-04
ARCELORMITTAL SA NY REG P 2016-03-14 2016-08-10
ARCELORMITTAL SA NY REG P 2016-03-14 2016-11-25
ASTRAZENECA PLC SPON ADR P 2014-10-21 2016-02-12
ASTRAZENECA PLC SPON ADR P 2014-11-04 2016-02-16
ASTRAZENECA PLC SPON ADR P 2014-11-04 2016-02-12
ASTRAZENECA PLC SPON ADR P 2015-08-04 2016-02-16
ASTRAZENECA PLC SPON ADR P 2015-08-04 2016-03-17
ASTRAZENECA PLC SPON ADR P 2015-08-06 2016-03-17
ASTRAZENECA PLC SPON ADR P 2015-08-19 2016-03-17
ASTRAZENECA PLC SPON ADR P 2015-09-22 2016-03-17
AUSTRALIA & NEW ZEALAND BKG GRP LTD SPONSRD ADR AUSTRALIA ADR P 2013-08-09 2016-12-09
AVIVA PLC SPON ADR P 2015-01-14 2016-06-14
AVIVA PLC SPON ADR P 2015-02-17 2016-06-14
AVIVA PLC SPON ADR P 2015-03-25 2016-06-14
AVIVA PLC SPON ADR P 2015-03-26 2016-06-14
AVIVA PLC SPON ADR P 2015-07-23 2016-06-14
BANCO SANTANDER S.A SPON ADR P 2016-02-16 2016-06-10
BANCO SANTANDER S.A SPON ADR P 2016-02-16 2016-07-19
BANCO SANTANDER S.A SPON ADR P 2016-03-04 2016-07-19
BANK OF HAWAII CORP P 2014-04-02 2016-04-22
BANK OF HAWAII CORP P 2015-03-27 2016-04-22
BARCLAYS BANK PLC L/O TPAOS RTY SPX 03/29/2019 P 2016-03-29 2016-09-28
BARCLAYS BANK PLC TRIGGER PAOS XLE 03/29/2018 P 2016-03-29 2016-06-30
BARCLAYS BK DE US RT 00.5500% MAT 05/06/16 FIXED RATE CD P 2014-04-29 2016-05-06
BARCLAYS PLC ADR P 2013-08-30 2016-01-19
BARCLAYS PLC ADR P 2013-09-11 2016-01-19
BARCLAYS PLC ADR P 2013-10-02 2016-01-19
BARCLAYS PLC ADR P 2013-11-20 2016-01-19
BARCLAYS PLC ADR P 2013-11-20 2016-02-24
BARCLAYS PLC ADR P 2014-04-23 2016-02-24
BARCLAYS PLC ADR P 2014-05-09 2016-02-24
BARCLAYS PLC ADR P 2014-05-09 2016-06-24
BARCLAYS PLC ADR P 2014-10-23 2016-06-24
BARCLAYS PLC ADR P 2015-12-01 2016-06-24
BARCLAYS PLC ADR P 2016-04-14 2016-06-24
BAXALTA INC *MERGER EFF: 06/2016** P 2012-05-08 2016-05-09
BAXALTA INC *MERGER EFF: 06/2016** P 2012-05-08 2016-05-25
BAXALTA INC *MERGER EFF: 06/2016** P 2012-05-08 2016-06-03
BAXALTA INC *MERGER EFF: 06/2016** P 2012-05-09 2016-05-09
BAXALTA INC *MERGER EFF: 06/2016** P 2012-06-06 2016-05-09
BAXALTA INC *MERGER EFF: 06/2016** P 2013-08-09 2016-05-09
BAXALTA INC *MERGER EFF: 06/2016** P 2013-08-09 2016-06-03
BAXALTA INC *MERGER EFF: 06/2016** P 2013-09-11 2016-06-03
BAXALTA INC *MERGER EFF: 06/2016** P 2013-10-02 2016-06-03
BAXALTA INC *MERGER EFF: 06/2016** P 2015-04-02 2016-06-03
BAXTER INTL INC P 2012-05-08 2016-10-28
BAXTER INTL INC P 2012-05-09 2016-10-28
BAXTER INTL INC P 2012-06-06 2016-10-28
BAXTER INTL INC P 2013-08-09 2016-10-28
BAXTER INTL INC P 2013-09-11 2016-10-28
BAXTER INTL INC P 2013-10-02 2016-10-28
BAXTER INTL INC P 2015-04-02 2016-10-28
BAYER A G SPON ADR P 2013-08-09 2016-05-23
BAYER A G SPON ADR P 2013-08-30 2016-05-23
BAYER A G SPON ADR P 2013-09-11 2016-05-23
BAYER A G SPON ADR P 2013-10-02 2016-11-09
BAYERISCHE MOTOREN WERKE A G **EXCHANGE EFF:07/2016** AD P 2015-11-30 2016-01-19
BAYERISCHE MOTOREN WERKE A G **EXCHANGE EFF:07/2016** AD P 2015-11-30 2016-01-21
BAYERISCHE MOTOREN WERKE A G **EXCHANGE EFF:07/2016** AD P 2015-11-30 2016-02-09
BAYERISCHE MOTOREN WERKE A G **EXCHANGE EFF:07/2016** AD P 2015-12-10 2016-02-09
BAYERISCHE MOTOREN WERKE A G **EXCHANGE EFF:07/2016** AD P 2015-12-23 2016-02-09
BED BATH & BEYOND INC P 2014-03-04 2016-06-27
BG GROUP PLC SPON ADR P 2014-01-31 2016-01-26
BG GROUP PLC SPON ADR P 2014-07-18 2016-01-26
BG GROUP PLC SPON ADR P 2015-01-21 2016-01-26
BG GROUP PLC SPON ADR P 2015-01-21 2016-03-07
BG GROUP PLC SPON ADR P 2015-02-05 2016-03-07
BG GROUP PLC SPON ADR P 2015-08-06 2016-03-07
BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER C P 2012-05-09 2016-03-24
BLACKROCK BOND ALLOCATION TARGET SHARES BATS SER M P 2012-05-09 2016-03-24
BNP PARIBAS SA ADR P 2012-08-22 2016-01-15
BNP PARIBAS SA ADR P 2012-08-23 2016-01-15
BNP PARIBAS SA ADR P 2013-08-09 2016-01-15
BRITISH AMER TOBACCO PLC GB SPON ADR P 2014-05-19 2016-08-31
BRITISH AMER TOBACCO PLC GB SPON ADR P 2014-05-19 2016-07-12
BRITISH AMER TOBACCO PLC GB SPON ADR P 2014-05-30 2016-09-21
BRITISH AMER TOBACCO PLC GB SPON ADR P 2014-05-30 2016-10-18
BROADCOM LTD P 2013-08-08 2016-02-02
CHEVRON CORP P 2012-05-17 2016-11-14
CHEVRON CORP P 2013-10-02 2016-11-14
CHEVRON CORP P 2014-06-11 2016-11-14
CHEVRON CORP P 2015-08-28 2016-11-14
CNOOC LTD SPON ADR P 2015-08-28 2016-05-04
COMMERCEHUB INC SER A P 2011-03-16 2016-07-26
COMMERCEHUB INC SER A P 2011-04-20 2016-07-26
COMMERCEHUB INC SER A P 2013-01-11 2016-07-26
COMMERCEHUB INC SER A P 2013-08-08 2016-07-26
COMMERCEHUB INC SER A P 2013-09-11 2016-07-26
COMMERCEHUB INC SER C P 2011-03-16 2016-07-26
COMMERCEHUB INC SER C P 2011-04-20 2016-07-26
COMMERCEHUB INC SER C P 2013-01-11 2016-07-26
COMMERCEHUB INC SER C P 2013-08-08 2016-07-26
COMMERCEHUB INC SER C P 2013-09-11 2016-07-26
CREDIT SUISSE AG L/O TA-CYN SPX RTY 04/12/2019 P 2016-04-08 2016-10-13
CREDIT SUISSE AG TRIGGER PAOS KBE 03/09/2018 P 2016-03-04 2016-06-08
CREDIT SUISSE GROUP SPON ADR P 2015-03-10 2016-04-01
CREDIT SUISSE GROUP SPON ADR P 2015-05-21 2016-04-01
CREDIT SUISSE GROUP SPON ADR P 2015-05-21 2016-05-06
CREDIT SUISSE GROUP SPON ADR P 2015-05-28 2016-05-06
CREDIT SUISSE GROUP SPON ADR P 2015-06-08 2016-05-06
CREDIT SUISSE GROUP SPON ADR P 2016-01-19 2016-05-06
DENBURY RESOURCES INC 04.625% 071523 DTD020513 FC071513 CALL@MW P 2014-04-28 2016-02-10
DENTSPLY SIRONA INC P 2013-08-13 2016-03-01
DEUTSCHE BANK AG REG SHS ORD EUR P 2016-05-06 2016-09-26
E ON SE SPON ADR P 2016-01-26 2016-08-18
E ON SE SPON ADR P 2016-01-26 2016-08-17
EUROPEAN AERONAUT UNSPONSORED ADR P 2014-10-21 2016-04-26
EUROPEAN AERONAUT UNSPONSORED ADR P 2014-12-11 2016-06-02
EUROPEAN AERONAUT UNSPONSORED ADR P 2014-12-11 2016-04-26
EXPRESS SCRIPTS HLDG CO P 2013-06-21 2016-11-30
EXPRESS SCRIPTS HLDG CO P 2013-09-11 2016-11-30
EXPRESS SCRIPTS HLDG CO P 2014-06-19 2016-11-30
FHLMC BOND 01.000 % DUE 072817 DTD 062512 FC 01 P 2013-11-20 2016-11-16
FHLMC BOND 01.000 % DUE 072817 DTD 062512 FC 01 P 2013-11-20 2016-03-24
FIRST CASH FINCL SERVICES **NAME CHANGE EFF: 09/2016** P 2014-02-19 2016-03-02
FIRST CASH FINCL SERVICES **NAME CHANGE EFF: 09/2016** P 2014-04-21 2016-03-02
FNMA NTS 01.250 % DUE 013017 DTD 010912 FC 01 P 2012-02-01 2016-11-02
FNMA NTS 01.250 % DUE 013017 DTD 010912 FC 01 P 2012-05-17 2016-11-02
FNMA NTS 01.250 % DUE 013017 DTD 010912 FC 01 P 2012-05-18 2016-11-02
GLAXO SMITHKLINE PLC ADR P 2015-10-13 2016-10-18
GLAXO SMITHKLINE PLC ADR P 2015-10-13 2016-09-21
GLAXO SMITHKLINE PLC ADR P 2015-10-13 2016-11-09
GLAXO SMITHKLINE PLC ADR P 2015-10-13 2016-11-16
GLAXO SMITHKLINE PLC ADR P 2015-10-13 2016-04-14
GLAXO SMITHKLINE PLC ADR P 2015-10-23 2016-11-16
GLAXO SMITHKLINE PLC ADR P 2015-12-09 2016-11-16
GLAXO SMITHKLINE PLC ADR P 2016-01-05 2016-11-16
GLAXO SMITHKLINE PLC ADR P 2016-01-05 2016-11-22
GLAXO SMITHKLINE PLC ADR P 2016-01-05 2016-11-29
GLAXO SMITHKLINE PLC ADR P 2016-01-28 2016-11-29
GLAXO SMITHKLINE PLC ADR P 2016-03-17 2016-11-29
GOTHAM ABSOLUTE RETURN INSTITUTIONAL P 2014-01-22 2016-12-08
GOTHAM ABSOLUTE RETURN INSTITUTIONAL P 2014-12-18 2016-12-08
GOTHAM ABSOLUTE RETURN INSTITUTIONAL P 2014-12-18 2016-12-08
GOTHAM ABSOLUTE RETURN INSTITUTIONAL P 2015-02-09 2016-12-08
GOTHAM NEUTRAL FUND CLASS I P 2014-09-03 2016-12-08
GS FINANCE CORP TRIGGER PAOS SPY 02/09/2018 P 2016-02-05 2016-05-09
HENRY JACK & ASSOC INC P 2013-08-13 2016-01-22
HONDA MOTOR CO ADR JAPAN ADR P 2016-02-29 2016-11-09
HSBC USA INC L/O TA-CYN SPX RTY 04/30/2019 P 2016-04-27 2016-10-26
INDUSTRIAL & COML BK CHINA ADR P 2014-07-29 2016-02-02
INDUSTRIAL & COML BK CHINA ADR P 2014-11-24 2016-02-02
INDUSTRIAL & COML BK CHINA ADR P 2015-10-09 2016-02-02
INDUSTRIAL & COML BK CHINA ADR P 2015-12-10 2016-02-02
INFINEON TECHNOLOGIES ADR P 2015-03-12 2016-11-02
INFINEON TECHNOLOGIES ADR P 2015-03-12 2016-07-27
INFINEON TECHNOLOGIES ADR P 2015-03-12 2016-08-31
INFINEON TECHNOLOGIES ADR P 2015-03-12 2016-11-28
INTERCONTINENTAL HOTELS GROUP PLC NEW SPON ADR P 2013-08-30 2016-08-31
INTERCONTINENTAL HOTELS GROUP PLC NEW SPON ADR P 2013-08-30 2016-05-09
INTERCONTINENTAL HOTELS GROUP PLC NEW SPON ADR P 2013-09-11 2016-08-31
INTERCONTINENTAL HOTELS GROUP PLC NEW SPON ADR P 2013-09-11 2016-09-28
INTERCONTINENTAL HOTELS GROUP PLC NEW SPON ADR P 2013-10-02 2016-09-28
INTERCONTINENTAL HOTELS GROUP PLC NEW SPON ADR P 2013-12-26 2016-09-28
INTESA SANPAOLO SPON ADR P 2014-11-05 2016-07-07
INTESA SANPAOLO SPON ADR P 2014-11-05 2016-06-27
INTL PAPER CO B/E 07.500% 081521 DTD081009 FC021510 M\W +50 P 2012-05-10 2016-03-24
INTL PAPER CO B/E 07.500% 081521 DTD081009 FC021510 M\W +50 P 2012-05-10 2016-08-11
INTL PAPER CO B/E 07.500% 081521 DTD081009 FC021510 M\W +50 P 2012-05-18 2016-08-11
ITAU UNIBANCO HLDG SA ADR P 2015-04-24 2016-03-14
ITAU UNIBANCO HLDG SA ADR P 2015-04-24 2016-03-29
ITAU UNIBANCO HLDG SA ADR P 2015-05-01 2016-03-29
ITAU UNIBANCO HLDG SA ADR P 2015-08-27 2016-03-29
IVY ASSET STRATEGY FUND CLASS C P 2013-09-10 2016-12-08
IVY ASSET STRATEGY FUND CLASS C P 2013-10-01 2016-12-08
IVY ASSET STRATEGY FUND CLASS C P 2013-11-19 2016-12-08
JEFFERIES GROUP INC 05.125% 012023 DTD011813 FC072013 CALL@MW P 2015-11-10 2016-05-11
JEFFERIES GROUP INC 05.125% 012023 DTD011813 FC072013 CALL@MW P 2015-12-29 2016-05-11
JOHNSON CTLS INTL PLC P 2011-04-20 2016-09-06
JP MORGAN INTERNATIONAL VALUE SMA FUND P 2013-08-12 2016-01-19
JP MORGAN INTERNATIONAL VALUE SMA FUND P 2013-08-12 2016-10-12
JPMORGAN CHASE & CO NTS 02.200% 102219 DTD102214 FC042215 B/E P 2014-10-17 2016-02-24
KBC GROUP NV ADR P 2015-12-03 2016-09-16
KBC GROUP NV ADR P 2015-12-03 2016-06-14
KONINKLIJKE PHILIPS NV SPON ADR P 2015-10-19 2016-05-12
KONINKLIJKE PHILIPS NV SPON ADR P 2015-10-23 2016-05-12
KONINKLIJKE PHILIPS NV SPON ADR P 2015-10-23 2016-05-13
KONINKLIJKE PHILIPS NV SPON ADR P 2016-03-04 2016-05-13
KONINKLIJKE PHILIPS NV SPON ADR P 2016-06-15 2016-06-23
LAFARGEHOLCIM LTD UNSPONSORED ADR P 2016-04-08 2016-06-24
LIBERTY BRAVES GROUP P 2011-03-16 2016-04-18
LIBERTY BRAVES GROUP SER C P 2011-03-16 2016-04-18
LIBERTY EXPEDIA HOLDINGS INC SER A P 2011-03-16 2016-11-08
LIBERTY EXPEDIA HOLDINGS INC SER A P 2011-04-20 2016-11-08
LIBERTY EXPEDIA HOLDINGS INC SER A P 2013-01-11 2016-11-08
LIBERTY EXPEDIA HOLDINGS INC SER A P 2013-08-08 2016-11-08
LIBERTY EXPEDIA HOLDINGS INC SER A P 2013-09-11 2016-11-08
LIBERTY MEDIA CORP-LIBERTY FORMULA ONE SER C P 2011-03-16 2016-04-18
LIBERTY MEDIA CORP - LIBERTY FORMULA ONE SER A P 2011-03-16 2016-04-18
LIONS GATE ENTERTAINMENT CORP CL B P 2016-12-09 2016-12-09
LIVANOVA PLC GBP P 2015-10-19 2016-08-15
LLOYDS BANKING GROUP PLC SPON ADR P 2015-05-05 2016-06-27
LLOYDS BANKING GROUP PLC SPON ADR P 2015-05-05 2016-07-06
LLOYDS BANKING GROUP PLC SPON ADR P 2015-05-05 2016-03-10
LLOYDS BANKING GROUP PLC SPON ADR P 2015-05-12 2016-07-06
LLOYDS BANKING GROUP PLC SPON ADR P 2015-08-14 2016-07-06
LLOYDS BANKING GROUP PLC SPON ADR P 2015-08-14 2016-12-09
LLOYDS BANKING GROUP PLC SPON ADR P 2015-09-29 2016-12-09
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2012-07-27 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2012-08-22 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2012-09-04 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2012-09-21 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2012-10-22 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2012-11-02 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2012-11-21 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2012-12-20 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2013-01-28 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2013-02-25 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2013-03-26 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2013-04-25 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2013-05-28 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2013-06-25 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2013-07-26 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2013-08-27 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2013-09-25 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2013-10-28 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2013-11-26 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2013-12-16 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2013-12-16 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2013-12-16 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-01-28 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-02-24 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-03-25 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-04-24 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-05-23 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-06-23 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-07-25 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-08-25 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-09-24 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-10-24 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-11-24 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-12-16 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-12-16 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2014-12-16 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-01-28 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-02-25 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-03-25 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-04-23 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-05-22 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-06-23 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-07-24 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-08-24 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-09-24 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-10-26 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-11-24 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-12-17 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-12-17 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2015-12-17 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-01-28 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-02-26 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-03-28 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-04-25 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-05-24 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-06-23 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-07-25 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-08-23 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-09-23 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-10-25 2016-12-08
LOOMIS SAYLES STRATEGIC INCOME FUND CLASS C P 2016-11-28 2016-12-08
MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR P 2013-08-09 2016-12-09
MORGAN STANLEY TRIGGER PAOS IBB 10/06/2017 P 2015-10-02 2016-01-06
MORGAN STANLEY TRIGGER PS XLE 08/31/2020 P 2015-08-26 2016-11-30
NATIONAL GRID PLC NEW SPON ADR P 2015-03-18 2016-07-15
NATIONAL GRID PLC NEW SPON ADR P 2015-03-18 2016-04-22
NATIONAL GRID PLC NEW SPON ADR P 2015-03-18 2016-11-11
NAVIENT CORP NTS B/E 05.000% 102620 DTD110614 CALL@MW+50BP P 2014-11-10 2016-09-01
NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR P 2014-08-18 2016-02-23
NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR P 2014-08-18 2016-03-03
NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR P 2015-07-06 2016-03-03
NIPPON TELEG & TEL CORP SPON ADR P 2014-08-01 2016-04-13
NIPPON TELEG & TEL CORP SPON ADR P 2014-08-06 2016-04-13
NIPPON TELEG & TEL CORP SPON ADR P 2014-08-21 2016-04-13
NIPPON TELEG & TEL CORP SPON ADR P 2014-08-21 2016-05-17
NIPPON TELEG & TEL CORP SPON ADR P 2014-08-21 2016-08-01
NIPPON TELEG & TEL CORP SPON ADR P 2014-10-10 2016-08-01
NISSAN MTR LTD SPONS ADR JAPAN ADR P 2015-06-22 2016-02-17
NISSAN MTR LTD SPONS ADR JAPAN ADR P 2015-06-24 2016-02-29
NISSAN MTR LTD SPONS ADR JAPAN ADR P 2015-06-24 2016-02-17
NISSAN MTR LTD SPONS ADR JAPAN ADR P 2015-07-06 2016-02-29
NISSAN MTR LTD SPONS ADR JAPAN ADR P 2015-11-03 2016-02-29
NOKIA CORP SPONS ADR FINLAND ADR P 2015-09-01 2016-02-05
NOKIA CORP SPONS ADR FINLAND ADR P 2015-09-01 2016-04-01
NOKIA CORP SPONS ADR FINLAND ADR P 2015-09-09 2016-05-23
NOKIA CORP SPONS ADR FINLAND ADR P 2015-09-09 2016-04-01
NOKIA CORP SPONS ADR FINLAND ADR P 2015-09-23 2016-05-23
NOKIA CORP SPONS ADR FINLAND ADR P 2015-10-14 2016-05-23
NORDEA BANK SWED ADR P 2015-11-20 2016-11-01
NORSK HYDRO A.S NEW NORWAY SPON ADR P 2014-04-23 2016-03-14
OPPENHEIMER GOVERNMENT CASH RESERVES FUND CLASS C P 2015-12-29 2016-03-02
PEPSICO INC P 2012-05-08 2016-02-17
PEPSICO INC P 2012-05-09 2016-02-17
PNC FINANCIAL SERVICES GROUP P 2012-05-08 2016-11-22
PRIMERICA INC P 2015-04-13 2016-11-25
PRUDENTIAL PLC ADR UNITED KINGDOM P 2012-06-25 2016-12-08
RENTRAK CORP **MERGER EFF: 02/2016** P 2015-02-13 2016-01-26
RENTRAK CORP **MERGER EFF: 02/2016** P 2015-04-15 2016-01-26
RIO TINTO PLC SPON ADR P 2015-09-11 2016-05-04
RIO TINTO PLC SPON ADR P 2015-09-11 2016-11-25
ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2012-09-26 2016-01-28
ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2012-12-14 2016-01-28
ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2013-08-30 2016-01-28
ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2013-09-11 2016-04-21
ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2013-09-11 2016-01-28
ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2013-10-02 2016-04-21
ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2013-10-28 2016-04-21
ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2013-10-28 2016-05-04
ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2013-12-19 2016-05-04
ROCHE HLDG LTD SPONS ADR SWITZ ADR P 2014-01-31 2016-05-04
ROSS STORES INC P 2013-09-10 2016-01-20
ROSS STORES INC P 2013-09-11 2016-01-20
ROSS STORES INC P 2013-10-03 2016-01-20
ROSS STORES INC P 2013-10-03 2016-09-29
ROSS STORES INC P 2013-11-20 2016-09-29
ROSS STORES INC P 2014-07-30 2016-09-29
ROSS STORES INC P 2014-07-30 2016-11-22
ROYAL DUTCH SHELL PLC CL A SPON ADR P 2015-11-04 2016-09-02
ROYAL DUTCH SHELL PLC CL A SPON ADR P 2015-11-04 2016-09-28
ROYAL KPN N.V. SPON ADR P 2014-01-29 2016-02-17
ROYAL KPN N.V. SPON ADR P 2014-01-30 2016-02-17
ROYAL KPN N.V. SPON ADR P 2014-01-30 2016-04-13
ROYAL KPN N.V. SPON ADR P 2014-01-30 2016-02-17
ROYAL KPN N.V. SPON ADR P 2014-02-06 2016-04-26
ROYAL KPN N.V. SPON ADR P 2014-02-06 2016-04-13
RSA INS GROUP PLC SPON ADR P 2016-01-22 2016-04-12
RSA INS GROUP PLC SPON ADR P 2016-01-25 2016-06-02
RSA INS GROUP PLC SPON ADR P 2016-01-25 2016-04-12
RTS LIBERTY MEDIA CORP DEL EXP 06/16/16 P 2011-03-16 2016-06-07
RTS LIBERTY MEDIA CORP DEL EXP 06/16/16 P 2011-04-20 2016-06-07
RTS LIBERTY MEDIA CORP DEL EXP 06/16/16 P 2013-09-04 2016-06-07
RTS LIBERTY MEDIA CORP DEL EXP 06/16/16 P 2013-10-02 2016-06-07
RTS LIBERTY MEDIA CORP DEL EXP 06/16/16 P 2016-05-19 2016-06-07
RTS LIBERTY MEDIA CORP DEL EXP 06/16/16 P 2016-05-19 2016-06-07
RTS LIBERTY MEDIA CORP DEL EXP 06/16/16 P 2016-05-19 2016-06-07
RYANAIR HOLDINGS PLC SPON ADR P 2014-02-28 2016-01-26
RYANAIR HOLDINGS PLC SPON ADR P 2014-03-03 2016-01-26
RYANAIR HOLDINGS PLC SPON ADR P 2014-03-03 2016-04-14
SANDISK CORP **MERGER : 05/2016** P 2012-11-28 2016-05-13
SANDISK CORP **MERGER : 05/2016** P 2013-07-30 2016-05-13
SANDISK CORP **MERGER : 05/2016** P 2013-08-08 2016-05-13
SANDISK CORP **MERGER : 05/2016** P 2013-09-11 2016-05-13
SANDISK CORP **MERGER : 05/2016** P 2015-01-14 2016-05-13
SANDISK CORP **MERGER : 05/2016** P 2015-04-16 2016-05-13
SANDISK CORP **MERGER : 05/2016** P 2015-08-18 2016-05-13
SCHWAB CHARLES CORP NEW P 2016-02-05 2016-11-22
SEVEN & I HLDGS CO LTD ADR P 2013-08-30 2016-01-19
SEVEN & I HLDGS CO LTD ADR P 2013-09-11 2016-01-20
SEVEN & I HLDGS CO LTD ADR P 2013-09-11 2016-02-24
SEVEN & I HLDGS CO LTD ADR P 2013-09-11 2016-01-19
SEVEN & I HLDGS CO LTD ADR P 2013-10-02 2016-02-24
SEVEN & I HLDGS CO LTD ADR P 2013-12-26 2016-02-24
SEVEN & I HLDGS CO LTD ADR P 2015-03-11 2016-02-24
SHIRE PLC SPON ADR P 2016-06-03 2016-07-12
SHIRE PLC SPON ADR P 2016-06-03 2016-07-12
SHIRE PLC SPON ADR P 2016-06-03 2016-07-12
SHIRE PLC SPON ADR P 2016-06-03 2016-07-12
SHIRE PLC SPON ADR P 2016-06-03 2016-07-12
SHIRE PLC SPON ADR P 2016-06-03 2016-07-12
SHIRE PLC SPON ADR P 2016-06-03 2016-07-12
SHIRE PLC SPON ADR P 2016-06-03 2016-07-12
SHIRE PLC SPON ADR P 2016-06-03 2016-07-12
SHIRE PLC SPON ADR P 2016-06-03 2016-06-03
SHIRE PLC SPON ADR P 2016-06-03 2016-07-28
SNAP ON INC P 2013-10-03 2016-01-20
SOCIETE GENERALE FRANCE SPONS ADR ADR P 2015-02-26 2016-01-22
SOCIETE GENERALE FRANCE SPONS ADR ADR P 2015-03-02 2016-01-22
SOCIETE GENERALE FRANCE SPONS ADR ADR P 2015-03-03 2016-01-22
SOCIETE GENERALE FRANCE SPONS ADR ADR P 2015-06-30 2016-01-22
SOCIETE GENERALE FRANCE SPONS ADR ADR P 2015-10-23 2016-01-22
SONY CORP ADR NEW JAPAN ADR P 2014-09-15 2016-04-14
SONY CORP ADR NEW JAPAN ADR P 2014-09-15 2016-01-21
SONY CORP ADR NEW JAPAN ADR P 2014-09-15 2016-06-14
SONY CORP ADR NEW JAPAN ADR P 2014-09-15 2016-08-31
SONY CORP ADR NEW JAPAN ADR P 2014-09-30 2016-08-31
SOUTHWESTERN ENERGY CO P 2014-10-22 2016-01-27
SOUTHWESTERN ENERGY CO P 2015-01-02 2016-01-27
SOUTHWESTERN ENERGY CO P 2015-06-24 2016-01-27
SPRINT NEXTEL CORP B/E 06.000% 111522 DTD111412 FC051513 CALL@MW P 2014-09-05 2016-12-13
STARZ *MERGER EFF: 12/2016* SER A P 2011-03-16 2016-12-09
STARZ *MERGER EFF: 12/2016* SER A P 2011-04-20 2016-12-09
STARZ *MERGER EFF: 12/2016* SER A P 2013-09-11 2016-12-09
SUMITOMO MITSUI FINANCIAL SPON ADR P 2013-08-09 2016-01-19
SUMITOMO MITSUI FINANCIAL SPON ADR P 2013-08-09 2016-01-29
SUMITOMO MITSUI FINANCIAL SPON ADR P 2013-08-30 2016-01-29
SUMITOMO MITSUI FINANCIAL SPON ADR P 2013-09-11 2016-01-29
SUMITOMO MITSUI FINANCIAL SPON ADR P 2013-10-02 2016-01-29
SUMITOMO MITSUI FINANCIAL SPON ADR P 2014-11-03 2016-01-29
TAIWAN SEMICONDUCTOR MFG CO LTD ADR P 2013-08-22 2016-09-12
TECHNIP SA NEW *MERGER EFF: 01/2017* SPON ADR P 2016-08-17 2016-12-01
TECHNIP SA NEW *MERGER EFF: 01/2017* SPON ADR P 2016-08-17 2016-11-22
TECHNIP SA NEW *MERGER EFF: 01/2017* SPON ADR P 2016-08-18 2016-12-01
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2014-09-24 2016-04-26
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2014-12-04 2016-04-26
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2015-01-21 2016-04-26
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2015-01-21 2016-06-24
TELECOM ITALIA SPA NEW REPSTG 10 ORD SHS SPON ADR P 2015-01-21 2016-06-24
TOTAL CPTL CANADA LTD 01.450% 011518 DTD011713 FC071513 CALL@MW P 2013-02-06 2016-03-24
TOWERS WATSON & CO **MERGER EFF: 01/2016** CL A P 2014-07-30 2016-01-04
TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2013-09-11 2016-02-25
TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2013-10-02 2016-02-25
TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2013-10-02 2016-03-01
TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2014-05-28 2016-03-01
TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2014-05-28 2016-03-14
TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2014-06-02 2016-03-14
TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2014-06-02 2016-03-29
TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2014-06-19 2016-03-29
TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2014-06-19 2016-04-07
TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2014-10-08 2016-05-31
TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2015-01-20 2016-05-31
TOYOTA MOTOR CORP NEW JAPAN SPON ADR P 2015-08-24 2016-05-31
TRANSCANADA CORP (HOLDING CO) CAD P 2016-04-26 2016-10-18
U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.0177600 P 2015-11-06 2016-11-22
U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.0177600 P 2015-11-06 2016-11-18
U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.0177600 P 2015-11-06 2016-10-11
U S TREAS INFL NT BILL DUE 07/15/25 FACTOR 1.0177600 P 2015-11-06 2016-11-21
UBS AG L/O TA-CYN NDX RTY 06/14/2019 P 2016-06-10 2016-12-14
UBS AG L/O TA-CYN RTY NDX 05/17/2019 P 2016-05-13 2016-11-16
UBS AG L/O TPAOS SPX RTY 09/28/2018 P 2015-09-28 2016-03-31
UBS AG TRIGGER PS XLE 09/30/2020 P 2015-09-25 2016-12-27
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2013-10-21 2016-06-15
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2013-11-19 2016-06-15
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2013-12-20 2016-06-15
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2013-12-20 2016-06-15
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2014-01-08 2016-06-15
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2014-03-24 2016-06-15
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2014-06-23 2016-06-15
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2014-09-23 2016-06-15
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2014-12-22 2016-06-15
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2015-03-23 2016-06-15
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2015-06-22 2016-06-15
UBS FIXED INCOME OPPORTUNITIES FUND CLASS C P 2015-09-22 2016-06-15
UNITED HEALTH GROUP INC 02.875% 121521 DTD120814 FC061515 CALL@MW P 2014-12-17 2016-03-24
UNITED STATES TREAS BOND 02.500 % DUE 05/15/46 DTD 05/15/16 FC P 2016-05-31 2016-11-30
UNITED STATES TREAS BOND 02.500 % DUE 05/15/46 DTD 05/15/16 FC P 2016-06-30 2016-11-30
UNITED STATES TREAS BOND 03.625 % DUE 02/15/44 DTD 02/15/14 FC P 2014-04-30 2016-07-29
UNITED STATES TREAS BOND 04.625 % DUE 02/15/40 DTD 02/15/10 FC P 2012-05-09 2016-03-24
US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400 P 2012-12-07 2016-10-18
US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400 P 2012-12-07 2016-10-13
US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400 P 2012-12-07 2016-10-17
US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400 P 2013-06-25 2016-10-18
US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400 P 2013-06-25 2016-10-25
US TSY INFL PROT NOTE 00.125 % DUE 07/15/22 FACTOR 1.0495400 P 2015-02-10 2016-10-25
US TSY NOTE 00.125 % DUE 04/15/16 FACTOR 1.0737400 P 2015-01-12 2016-04-15
US TSY NOTE 00.750 % DUE 08/31/18 DTD 08/31/16 FC P 2016-09-12 2016-12-12
US TSY NOTE 00.750 % DUE 10/31/17 DTD 10/31/12 FC P 2014-10-21 2016-09-13
US TSY NOTE 00.875 % DUE 11/30/17 DTD 11/30/15 FC P 2015-12-08 2016-11-16
US TSY NOTE 01.000 % DUE 08/31/16 DTD 08/31/11 FC P 2015-10-19 2016-08-31
US TSY NOTE 01.000 % DUE 08/31/16 DTD 08/31/11 FC P 2015-10-19 2016-07-21
US TSY NOTE 01.000 % DUE 10/31/16 DTD 10/31/11 FC P 2012-05-09 2016-09-12
US TSY NOTE 01.000 % DUE 10/31/16 DTD 10/31/11 FC P 2012-05-17 2016-09-12
US TSY NOTE 01.000 % DUE 10/31/16 DTD 10/31/11 FC P 2013-10-03 2016-10-31
US TSY NOTE 01.000 % DUE 10/31/16 DTD 10/31/11 FC P 2013-10-03 2016-09-12
US TSY NOTE 01.375 % DUE 09/30/23 DTD 09/30/16 FC P 2016-10-12 2016-12-09
US TSY NOTE 01.625 % DUE 10/31/23 DTD 10/31/16 FC P 2016-11-21 2016-12-09
US TSY NOTE 01.625 % DUE 10/31/23 DTD 10/31/16 FC P 2016-11-22 2016-12-09
US TSY NOTE 01.625 % DUE 10/31/23 DTD 10/31/16 FC P 2016-11-23 2016-12-09
US TSY NOTE 01.750 % DUE 05/31/16 DTD 05/31/11 FC P 2014-10-31 2016-02-29
US TSY NOTE 01.750 % DUE 05/31/16 DTD 05/31/11 FC P 2014-10-31 2016-05-31
US TSY NOTE 01.750 % DUE 10/31/18 DTD 10/31/11 FC P 2012-05-09 2016-03-24
US TSY NOTE 02.000 % DUE 08/15/25 DTD 08/15/15 FC P 2015-11-05 2016-09-12
US TSY NOTE 02.000 % DUE 08/15/25 DTD 08/15/15 FC P 2015-11-05 2016-12-12
US TSY NOTE 02.000 % DUE 08/15/25 DTD 08/15/15 FC P 2016-02-24 2016-12-12
US TSY NOTE 02.000 % DUE 11/30/22 DTD 11/30/15 FC P 2015-12-08 2016-12-12
VODAFONE GROUP PLC SPON ADR P 2013-08-09 2016-09-01
VODAFONE GROUP PLC SPON ADR P 2013-08-09 2016-04-14
VODAFONE GROUP PLC SPON ADR P 2013-08-30 2016-09-01
VODAFONE GROUP PLC SPON ADR P 2013-09-11 2016-09-01
VODAFONE GROUP PLC SPON ADR P 2013-09-11 2016-11-16
VODAFONE GROUP PLC SPON ADR P 2013-09-11 2016-10-05
VODAFONE GROUP PLC SPON ADR P 2013-10-02 2016-11-16
VODAFONE GROUP PLC SPON ADR P 2013-11-18 2016-11-16
VODAFONE GROUP PLC SPON ADR P 2013-11-20 2016-11-16
WAL MART STORES INC P 2012-05-09 2016-02-17
WHOLE FOODS MARKET INC P 2015-08-21 2016-01-29
WOLSELEY PLC SPON ADR P 2014-03-21 2016-04-08
WOLSELEY PLC SPON ADR P 2014-03-21 2016-07-28
WOLSELEY PLC SPON ADR P 2014-04-23 2016-10-06
WOLSELEY PLC SPON ADR P 2014-04-23 2016-07-28
WOLSELEY PLC SPON ADR P 2014-12-03 2016-10-06
WSTN DIGITAL CORP P 2015-11-03 2016-05-13
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,022   1,023 -1
b 255   150 105
c 70   50 20
d 519   291 228
e 340   194 146
664   388 276
122   126 -4
14   14 0
173   178 -5
108   111 -3
4   4 0
294   303 -9
143   147 -4
160   165 -5
173   178 -5
1,103   770 333
902   711 191
2,085   2,126 -41
1,083   1,083 0
2,897   3,863 -966
2,156   2,168 -12
10,087   10,036 51
11,096   11,067 29
79,781   77,803 1,978
555   533 22
1,757   1,670 87
1,572   1,496 76
277   256 21
302   302 0
196   196 0
220   548 -328
162   557 -395
120   227 -107
241   241 0
361   704 -343
278   278 0
108   73 35
290   163 127
117   137 -20
330   404 -74
380   478 -98
30   34 -4
516   620 -104
430   516 -86
458   534 -76
516   588 -72
44   53 -9
196   254 -58
426   620 -194
184   268 -84
207   297 -90
461   659 -198
779   720 59
830   808 22
522   574 -52
7,424   6,695 729
4,359   3,889 470
50,000   50,000 0
50,000   50,000 0
150,000   150,000 0
65   105 -40
421   752 -331
248   406 -158
205   311 -106
18   33 -15
237   452 -215
79   158 -79
399   805 -406
382   641 -259
251   535 -284
624   688 -64
1,916   1,098 818
12   7 5
418   234 184
1,703   976 727
426   225 201
213   165 48
1,161   824 337
929   644 285
1,393   850 543
1,626   1,065 561
1,750   1,114 636
1,892   1,204 688
473   277 196
1,419   1,220 199
946   794 152
1,419   1,049 370
1,656   1,314 342
95   117 -22
381   444 -63
572   675 -103
404   471 -67
536   593 -57
424   546 -122
303   437 -134
329   462 -133
303   529 -226
5,872   9,557 -3,685
666   793 -127
411   587 -176
42   40 2
638   566 72
562   547 15
501   570 -69
4,048   4,197 -149
842   903 -61
123   109 14
123   112 11
49   67 -18
743   713 30
384   356 28
498   483 15
356   362 -6
10   4 6
106   101 5
1,597   1,816 -219
5,324   6,255 -931
4,791   3,618 1,173
231   242 -11
11   4 7
11   4 7
2   1 1
19   11 8
9   5 4
22   7 15
22   8 14
4   2 2
38   22 16
17   10 7
75,000   75,000 0
75,000   75,000 0
378   678 -300
196   375 -179
236   456 -220
250   479 -229
167   333 -166
681   910 -229
4,218   24,251 -20,033
31   20 11
782   1,113 -331
410   453 -43
902   1,009 -107
475   413 62
522   438 84
82   64 18
3,229   2,599 630
1,538   1,316 222
1,000   887 113
32,057   32,007 50
1,002   1,000 2
3,638   4,386 -748
4,315   4,832 -517
27,057   27,018 39
3,006   3,002 4
1,002   1,001 1
542   526 16
556   526 30
556   567 -11
346   364 -18
426   405 21
423   463 -40
423   441 -18
308   324 -16
417   446 -29
77   81 -4
689   727 -38
1,071   1,136 -65
15,737   15,313 424
5,448   5,631 -183
1,019   1,053 -34
48,797   50,000 -1,203
21,000   22,898 -1,898
75,000   75,000 0
2,965   1,927 1,038
194   180 14
50,000   50,000 0
380   534 -154
449   600 -151
254   335 -81
293   350 -57
156   105 51
180   129 51
402   281 121
472   328 144
119   101 18
20   18 2
311   284 27
82   79 3
158   147 11
129   136 -7
263   423 -160
457   761 -304
1,200   1,175 25
8,606   8,147 459
1,229   1,157 72
590   783 -193
366   509 -143
448   600 -152
450   406 44
24,263   35,005 -10,742
24,127   35,005 -10,878
1,609   2,429 -820
62,234   61,078 1,156
41,490   40,698 792
28   15 13
2,986   3,266 -280
2,024   2,240 -216
13,988   13,916 72
672   706 -34
327   368 -41
1,261   1,227 34
105   105 0
1,053   1,100 -47
627   667 -40
53   49 4
385   444 -59
16   10 6
14   7 7
149   44 105
148   46 102
25   11 14
257   131 126
116   61 55
9   5 4
14   7 7
20   20 0
6,449   7,147 -698
352   641 -289
639   1,302 -663
722   910 -188
245   538 -293
140   283 -143
113   182 -69
266   382 -116
24,630   25,005 -375
79   82 -3
4,845   5,005 -160
76   80 -4
80   84 -4
9,519   10,005 -486
142   147 -5
385   409 -24
97   105 -8
122   130 -8
116   126 -10
105   117 -12
134   151 -17
116   123 -7
116   126 -10
133   142 -9
101   110 -9
108   122 -14
140   157 -17
202   224 -22
105   117 -12
4   5 -1
78   87 -9
89   101 -12
88   100 -12
83   96 -13
113   131 -18
92   108 -16
70   83 -13
85   100 -15
74   86 -12
88   101 -13
127   148 -21
202   222 -20
905   993 -88
88   97 -9
93   104 -11
110   124 -14
59   66 -7
75   84 -9
103   115 -12
90   98 -8
81   86 -5
104   106 -2
61   62 -1
54   57 -3
93   96 -3
58   54 4
2,600   2,441 159
399   375 24
11   10 1
49   45 4
47   44 3
25   24 1
59   57 2
22   22 0
27   27 0
18   19 -1
8   8 0
102   102 0
90   89 1
233   220 13
100,000   100,000 0
65,705   50,000 15,705
725   647 78
689   647 42
425   453 -28
60,034   60,788 -754
495   540 -45
1,570   1,698 -128
143   146 -3
89   67 22
1,161   845 316
179   135 44
761   572 189
480   336 144
96   58 38
1,081   1,257 -176
1,014   1,151 -137
157   185 -28
163   193 -30
435   514 -79
397   396 1
975   1,024 -49
699   869 -170
250   279 -29
423   539 -116
464   614 -150
376   395 -19
425   540 -115
222,828   222,828 0
1,490   994 496
497   330 167
2,208   1,316 892
5,621   3,786 1,835
492   265 227
3,689   4,382 -693
2,066   2,211 -145
610   744 -134
155   149 6
605   448 157
255   204 51
255   250 5
260   258 2
64   65 -1
195   201 -6
260   278 -18
186   209 -23
371   406 -35
93   103 -10
1,835   1,249 586
2,039   1,412 627
713   512 201
511   293 218
767   487 280
2,236   1,134 1,102
5,314   2,495 2,819
484   542 -58
709   814 -105
177   178 -1
11   11 0
511   505 6
962   999 -37
1,080   1,070 10
198   191 7
143   124 19
1,328   1,132 196
299   261 38
      0
1     1
      0
      0
2     2
2     2
6     6
293   208 85
199   139 60
492   345 147
1,525   813 712
1,144   814 330
2,517   1,921 596
2,288   1,803 485
2,669   2,794 -125
2,441   2,144 297
2,212   1,651 561
6,459   4,175 2,284
237   189 48
104   91 13
215   199 16
86   72 14
468   432 36
468   470 -2
429   423 6
584   576 8
231   228 3
158   156 2
707   697 10
71   70 1
505   498 7
273   269 4
448   442 6
136   134 2
122   122 0
191   192 -1
4,345   2,880 1,465
231   278 -47
216   262 -46
378   451 -73
247   302 -55
509   633 -124
471   336 135
761   712 49
385   277 108
416   257 159
160   90 70
2,794   10,104 -7,310
1,282   3,799 -2,517
641   1,676 -1,035
39,621   40,004 -383
537   110 427
358   79 279
1,468   1,067 401
571   777 -206
52   75 -23
353   478 -125
497   732 -235
392   580 -188
301   384 -83
6,035   3,376 2,659
296   244 52
191   158 33
261   222 39
419   502 -83
185   219 -34
88   99 -11
211   298 -87
102   144 -42
1,000   1,001 -1
4,476   3,986 490
105   128 -23
210   255 -45
320   382 -62
853   879 -26
327   330 -3
546   568 -22
215   227 -12
215   236 -21
1,079   1,297 -218
514   577 -63
617   776 -159
926   1,039 -113
331   286 45
4,075   3,934 141
4,062   3,933 129
5,193   4,908 285
4,069   3,934 135
50,000   50,000 0
75,000   75,000 0
75,000   75,000 0
65,210   50,000 15,210
16,170   18,329 -2,159
22,167   24,996 -2,829
8,784   10,002 -1,218
27   30 -3
13,014   15,000 -1,986
22   25 -3
9   10 -1
10   11 -1
1,367   1,474 -107
3   3 0
11   12 -1
21   23 -2
1,030   1,012 18
8,945   9,714 -769
894   1,041 -147
11,784   9,254 2,530
1,387   1,291 96
1,072   1,140 -68
4,268   4,560 -292
4,285   4,560 -275
3,217   3,032 185
3,214   3,033 181
1,071   1,048 23
7,516   7,495 21
14,908   14,986 -78
12,999   12,972 27
14,007   13,981 26
20,000   20,000 0
14,010   14,011 -1
6,005   6,003 2
3,002   3,001 1
32,000   32,000 0
3,002   3,001 1
6,618   6,897 -279
9,607   9,687 -80
3,843   3,876 -33
4,804   4,826 -22
9,031   9,031 0
46,000   46,000 0
1,020   1,017 3
11,299   10,756 543
4,819   4,889 -70
12,530   13,298 -768
29,762   29,996 -234
8   15 -7
389   673 -284
132   255 -123
403   812 -409
79   188 -109
379   790 -411
267   679 -412
224   602 -378
227   588 -361
1,325   1,184 141
3,090   3,423 -333
452   457 -5
11   11 0
376   386 -10
260   277 -17
51   52 -1
11   11 0
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -1
b       105
c       20
d       228
e       146
      276
      -4
      0
      -5
      -3
      0
      -9
      -4
      -5
      -5
      333
      191
      -41
      0
      -966
      -12
      51
      29
      1,978
      22
      87
      76
      21
      0
      0
      -328
      -395
      -107
      0
      -343
      0
      35
      127
      -20
      -74
      -98
      -4
      -104
      -86
      -76
      -72
      -9
      -58
      -194
      -84
      -90
      -198
      59
      22
      -52
      729
      470
      0
      0
      0
      -40
      -331
      -158
      -106
      -15
      -215
      -79
      -406
      -259
      -284
      -64
      818
      5
      184
      727
      201
      48
      337
      285
      543
      561
      636
      688
      196
      199
      152
      370
      342
      -22
      -63
      -103
      -67
      -57
      -122
      -134
      -133
      -226
      -3,685
      -127
      -176
      2
      72
      15
      -69
      -149
      -61
      14
      11
      -18
      30
      28
      15
      -6
      6
      5
      -219
      -931
      1,173
      -11
      7
      7
      1
      8
      4
      15
      14
      2
      16
      7
      0
      0
      -300
      -179
      -220
      -229
      -166
      -229
      -20,033
      11
      -331
      -43
      -107
      62
      84
      18
      630
      222
      113
      50
      2
      -748
      -517
      39
      4
      1
      16
      30
      -11
      -18
      21
      -40
      -18
      -16
      -29
      -4
      -38
      -65
      424
      -183
      -34
      -1,203
      -1,898
      0
      1,038
      14
      0
      -154
      -151
      -81
      -57
      51
      51
      121
      144
      18
      2
      27
      3
      11
      -7
      -160
      -304
      25
      459
      72
      -193
      -143
      -152
      44
      -10,742
      -10,878
      -820
      1,156
      792
      13
      -280
      -216
      72
      -34
      -41
      34
      0
      -47
      -40
      4
      -59
      6
      7
      105
      102
      14
      126
      55
      4
      7
      0
      -698
      -289
      -663
      -188
      -293
      -143
      -69
      -116
      -375
      -3
      -160
      -4
      -4
      -486
      -5
      -24
      -8
      -8
      -10
      -12
      -17
      -7
      -10
      -9
      -9
      -14
      -17
      -22
      -12
      -1
      -9
      -12
      -12
      -13
      -18
      -16
      -13
      -15
      -12
      -13
      -21
      -20
      -88
      -9
      -11
      -14
      -7
      -9
      -12
      -8
      -5
      -2
      -1
      -3
      -3
      4
      159
      24
      1
      4
      3
      1
      2
      0
      0
      -1
      0
      0
      1
      13
      0
      15,705
      78
      42
      -28
      -754
      -45
      -128
      -3
      22
      316
      44
      189
      144
      38
      -176
      -137
      -28
      -30
      -79
      1
      -49
      -170
      -29
      -116
      -150
      -19
      -115
      0
      496
      167
      892
      1,835
      227
      -693
      -145
      -134
      6
      157
      51
      5
      2
      -1
      -6
      -18
      -23
      -35
      -10
      586
      627
      201
      218
      280
      1,102
      2,819
      -58
      -105
      -1
      0
      6
      -37
      10
      7
      19
      196
      38
      0
      1
      0
      0
      2
      2
      6
      85
      60
      147
      712
      330
      596
      485
      -125
      297
      561
      2,284
      48
      13
      16
      14
      36
      -2
      6
      8
      3
      2
      10
      1
      7
      4
      6
      2
      0
      -1
      1,465
      -47
      -46
      -73
      -55
      -124
      135
      49
      108
      159
      70
      -7,310
      -2,517
      -1,035
      -383
      427
      279
      401
      -206
      -23
      -125
      -235
      -188
      -83
      2,659
      52
      33
      39
      -83
      -34
      -11
      -87
      -42
      -1
      490
      -23
      -45
      -62
      -26
      -3
      -22
      -12
      -21
      -218
      -63
      -159
      -113
      45
      141
      129
      285
      135
      0
      0
      0
      15,210
      -2,159
      -2,829
      -1,218
      -3
      -1,986
      -3
      -1
      -1
      -107
      0
      -1
      -2
      18
      -769
      -147
      2,530
      96
      -68
      -292
      -275
      185
      181
      23
      21
      -78
      27
      26
      0
      -1
      2
      1
      0
      1
      -279
      -80
      -33
      -22
      0
      0
      3
      543
      -70
      -768
      -234
      -7
      -284
      -123
      -409
      -109
      -411
      -412
      -378
      -361
      141
      -333
      -5
      0
      -10
      -17
      -1
      0
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -20,591
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 825,307 13,560,817 0.060860
2013 597,572 11,929,967 0.050090
2012 412,746 11,428,942 0.036114
2011 516,367 8,032,888 0.064282
2010 341,838 10,622,635 0.032180
2
Total of line 1, column (d) .....................
20.243526
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.048705
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
11,137,900
5
Multiply line 4 by line 3......................
5
542,471
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
3,985
7
Add lines 5 and 6........................
7
546,456
8
Enter qualifying distributions from Part XII, line 4.............
8
535,006
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 7,971
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 7,971
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 7,971
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 6,439
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 6,439
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,532
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletTHE ORGANIZATION Telephone no.bullet (212) 837-4602

    Located atbulletC/O GFI 140 BROADWAY 41ST FLRNEW YORKNY ZIP+4bullet10005
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ALLEN I GROSS PRESIDENT
    5.00     		0 0 0
    1345 EAST 27TH ST
    BROOKLYN,NY11210
    EDITH GROSS TRUSTEE
    5.00     		0 0 0
    1345 EAST 27TH ST
    BROOKLYN,NY11210
    BRIAN GROSS TRUSTEE
    5.00     		0 0 0
    2822 AVE L
    BROOKLYN,NY11210
    JONATHAN GROSS TRUSTEE
    5.00     		0 0 0
    1224 EAST 24TH ST
    BROOKLYN,NY11210
    CAROLYN WEISER TRUSTEE
    5.00     		0 0 0
    1368 EAST 26TH STREET
    BROOKLYN,NY11210
    ZAHAVA HURWITZ TRUSTEE
    5.00     		0 0 0
    1360 EAST 28TH STREET
    BROOKLYN,NY11210
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    10,686,189
    b
    Average of monthly cash balances.......................
    1b
    621,324
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    11,307,513
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    11,307,513
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    169,613
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    11,137,900
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    556,895
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    556,895
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    7,971
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
    1,619
    c
    Add lines 2a and 2b............................
    2c
    9,590
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    547,305
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    547,305
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    547,305
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    535,006
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    535,006
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    535,006
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 547,305
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 413,344
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010......  
    b From 2011......  
    c From 2012......  
    d From 2013......  
    e From 2014......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 535,006
    a Applied to 2014, but not more than line 2a 413,344
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 121,662
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		425,643
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2011....  
    b Excess from 2012....  
    c Excess from 2013....  
    d Excess from 2014....  
    e Excess from 2015....  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A TIME
    1310 48 STREET
    BROOKLYN,NY11219     		    CHARITY 100
    AGUDATH ISRAEL BAIS BINYOMIN
    2913-15 AVENUE L
    BROOKLYN,NY11210     		    CHARITY 11,325
    AGUDATH ISRAEL BAIS BINYOMIN
    2913-15 AVENUE L
    BROOKLYN,NY11210     		    CHARITY 24,500
    AGUDATH ISRAEL OF AMERICA
    42 BROADWAY
    NEW YORK,NY10004     		    CHARITY 15,054
    AGUDAS YISROEL BIRCAS YAAKOV
    262 TERHUNE AVENUE
    PASSAIC,NJ07055     		    CHARITY 250
    AGUDIST BENEVOLENT SOCIETY
    1769 46TH STREET
    BROOKLYN,NY11201     		    CHARITY 105
    AHAVAS CHESED
    720 LEFFERTS AVENUE
    BROOKLYN,NY11203     		    CHARITY 250
    AISH HATTORAH
    313 W 83RD STREET
    NEW YORK,NY10024     		    CHARITY 36
    AIM HABONIM
    401 BURY NEW RD
    SALFORD   M7 2BT
    UK     		    CHARITY 180
    ALZHEIMERS ASSOCIATION
    225 N MICHIGAN AVENUE
    CHICAGO,IL60601     		    CHARITY 25
    AMERICAN FRIENDS OF EMUNAH V'CHESED
    60 E 42ND STREET SUITE 2240
    NEW YORK,NY10165     		    CHARITY 1,000
    AMERICAN FRIENDS OS MIGDAL OHR
    1560 BROADWAY
    NEW YORK,NY10036     		    CHARITY 375
    BAIS MEDRASH MAYAN HATORAH
    101 MILTON STREET
    LAKEWOOD,NJ08701     		    CHARITY 100
    BAIS YAAKOV D'RAV MEIR
    85 PARKVILLE AVENUE
    BROOKLYN,NY11230     		    CHARITY 33,585
    BAIS YAAKOV HIGH SCHOOL
    4420 15TH AVENUE
    BROOKLYN,NY11219     		    CHARITY 1,500
    BE'ER HAGOLAH
    671 LOUISIANA AVENUE
    BROOKLYN,NY11239     		    CHARITY 2,800
    BETH ELIYAHU
    5012 CENTRAL AVENUE
    BONITA,CA91902     		    CHARITY 180
    BIKUR CHOLIM
    5612 11TH AVENUE
    BROOKLYN,NY11219     		    CHARITY 1,250
    BIKUR CHOLIM NEFESH CHAYA
    3018 BEDFORD AVENUE
    BROOKLYN,NY11210     		    CHARITY 100
    BINA
    2511 AVENUE I
    BROOKLYN,NY11210     		    CHARITY 180
    BOBBIE'S PLACE
    1401 LOCUST AVENUE
    BROOKLYN,NY11230     		    CHARITY 50
    BONEI OLAM
    1755 46TH STREET
    BROOKLYN,NY11204     		    CHARITY 12,500
    CHABAD OF PARKLAND
    7170 LOXAHATCHEE RD
    PARKLAND,FL33067     		    CHARITY 180
    CHAI LIFE LINE
    151 WEST 30TH STREET
    NEW YORK,NY10001     		    CHARITY 1,000
    CHAI4EVER
    1221 MADISN AVE
    LAKEWOOD,NJ08701     		    CHARITY 540
    CHAIM MEIR CAMP FUND
    132 NASSAU ST
    NEW YORK,NY10038     		    CHARITY 50
    CHASDEI LEV
    POB 297257
    BROOKLYN,NY11229     		    CHARITY 10,000
    CHESED 247
    286 N MAIN STREET SUITE 210
    SPRING VALLEY,NY10977     		    CHARITY 100
    CHILD LIFE SOCIETY
    1347 43RD STREET
    BROOKLYN,NY11218     		    CHARITY 1,360
    CHOFETZ CHAIM HERITAGE FUND
    361 SPOOK ROCK RD
    SUFFERN,NY10901     		    CHARITY 540
    CMBM
    5225 CONNECTICUT AVENUE NW
    WASHINGTON,DC20015     		    CHARITY 18
    CONGREGATION AHAVAS ACHIM
    216 FIRST AVENUE
    HIGHLAND PARK,NJ08904     		    CHARITY 50
    CONGREGATION TOV VCHESED
    15 HOWARD DR
    SPRING VALLEY,NY10977     		    CHARITY 36
    CONGREGATION TORAH OHAVEI
    139 CAROL STREET
    LAKEWOOD,NJ08701     		    CHARITY 180
    CONGREGATION WEST PARK
    458 RIVERSIDE DRIVE
    FALLSBURG,NY12733     		    CHARITY 5,200
    CONGREGATION YECHEZKEL SHRAGA
    5005 COLLINS AVENUE
    MIAMI BEACH,FL33140     		    CHARITY 180
    DAVIS MEMORIAL FUND
    25 LAWRENCE AVENUE
    LAWRENCE,NY11559     		    CHARITY 50
    DERECH HATORA - KIRYAT
    2810 NOSTRAND AVENUE
    BROOKLYN,NY11229     		    CHARITY 180
    ECHO WOMEN
    295 WEST RTE 59
    MONSEY,NY10952     		    CHARITY 180
    EDUCATIONAL INSTITUTE OHOLEI TORAH
    667 EASTERN PKWY
    BROOKLYN,NY11213     		    CHARITY 180
    EZRAS CHAIM
    531 FLUSHING AVE 4TH FLOOR
    BROOKLYN,NY11205     		    CHARITY 18
    FRIENDS OF YAD YITZCHOK
    1335 E 5TH STREET
    BROOKLYN,NY11230     		    CHARITY 250
    HASC
    5902 14TH AVENUE
    BROOKLYN,NY11219     		    CHARITY 280
    HOROWITZ FUND
    439 WKENNETH RD
    GLENDALE,CA91202     		    CHARITY 36,000
    JEP CAMP SCHOLORSHIP FUND
    110 ROCKAWAY TURNPIKE
    LAWRENCE,NY11559     		    CHARITY 180
    JEWISH CENTER FOR SPECIAL ED
    1760 53RD STREET
    BROOKLYN,NY11204     		    CHARITY 750
    KEHAL SUSREGEN
    1279 EAST 24TH STREET
    BROOKLYN,NY11210     		    CHARITY 100
    KEREN AHAVAS CHESED
    720 LEFFERTS AVENUE
    BROOKLYN,NY11203     		    CHARITY 250
    KEREN HASHIVIS
    4714 16TH AVENUE
    BROOKLYN,NY11204     		    CHARITY 180
    KEREN YAAKOV ZEV
    132 NASSAU STREET RM 300
    NEW YORK,NY10038     		    CHARITY 100
    KIMPITORIN AID
    1324 50TH STREET
    BROOKLYN,NY11219     		    CHARITY 180
    KOLLEL SHOMRE HACHOMOS
    18 HEYWARD STREET
    BROOKLYN,NY11249     		    CHARITY 360
    LEV LACHIM
    1034 EAST 12TH STREET
    BROOKLYN,NY11230     		    CHARITY 636
    MASORES BAIS YAAKOV
    1451 52ND ST A1
    BROOKLYN,NY11219     		    CHARITY 180
    MATAN BSETAR BAMBI
    1667 54TH STREET
    BROOKLYN,NY11204     		    CHARITY 100
    MAYAN YISROEL
    3315 AVENUE N
    BROOKLYN,NY11234     		    CHARITY 500
    MAZEL DAY SCHOOL
    2901 BRIGHTON 6TH STREET
    BROOKLYN,NY11235     		    CHARITY 500
    MERKAZ HATORAH
    3495 RICHMOND ROAD
    STATEN ISLAND,NY10309     		    CHARITY 100
    MESIVTA TIFERES JERUSALEM
    145 E BROADWAY
    NEW YORK,NY10002     		    CHARITY 36
    MESORES BAIS YAAKOV
    1395 OCEAN AVENUE
    BROOKLYN,NY11230     		    CHARITY 20,360
    MIRRER YESHIVA
    1791 OCEAN PARKWAY
    BROOKLYN,NY11223     		    CHARITY 10,000
    N'SHAI AHAVAS CHESED
    1549 46TH STREET
    BROOKLYN,NY11219     		    CHARITY 36
    NATIONAL COMMITTEE FOR THE FURTHERANCE OF EDUCATION
    824 EASTERN PKWY
    BROOKLYN,NY11213     		    CHARITY 10,000
    NCFJED MINEOLA
    824 EASTERN PKWY
    BROOKLYN,NY11213     		    CHARITY 5,000
    OHALEI TORAH
    667 EASTERN PKWY
    BROOKLYN,NY11213     		    CHARITY 1,000
    OHEL
    4510 16TH AVENUE
    BROOKLYN,NY11204     		    CHARITY 5,050
    ORTHODOX UNION
    11 BROADWAY SUITE 1301
    NEW YORK,NY10004     		    CHARITY 180
    PARTNERS IN TORAH
    228 AYCRIGG AVENUE
    PASSAIC,NJ07055     		    CHARITY 180
    PROJECT INSPIRE
    1407 BROADWAY SUITE 1703A
    NEW YORK,NY10018     		    CHARITY 200,000
    PROJECT RANANA
    1179 EAST 13TH STREET
    BROOKLYN,NY11230     		    CHARITY 2,500
    PROJECT WITNESS
    201 FOSTER AVENUE
    BROOKLYN,NY11230     		    CHARITY 5,000
    PROSPECT PARK YESHIVA
    1784 EAST 17TH STREET
    BROOKLYN,NY11229     		    CHARITY 9,725
    RAJE
    2915 OCEAN PARKWAY
    BROOKLYN,NY11235     		    CHARITY 1,000
    RIVKAH LAUFER BIKUR CHOLIM
    1406 57TH STREET
    BROOKLYN,NY11219     		    CHARITY 360
    SAMCHENU
    812 HYDE COURT
    SILVER SPRING,MD20902     		    CHARITY 860
    SATMAR BIKUR CHOLOM
    545 BEDFORD AVENUE
    BROOKLYN,NY11211     		    CHARITY 380
    SHOR YOSHUV
    1 CEDARLAWN AVENUE
    LAWRENCE,NY11559     		    CHARITY 1,036
    SINAI ACADEMY
    2025 79TH STREET
    BROOKLYN,NY11214     		    CHARITY 4,200
    TALMUD TORAH TZFAS
    1321 44TH STREET
    BROOKLYN,NY11219     		    CHARITY 18
    TORAH COMMUNITY FUND
    C/O JOSH WINTER 4 KATHERINE AVENUE
    PASSAIC,NJ07055     		    CHARITY 500
    TORAH COMMUNITCATIONS NETWORK
    2549 LAFAYETTE DRIVE
    CLEVELAND,OH44118     		    CHARITY 96
    TORAH UMSORAH
    620 FOSTER AVENUE
    BROOKLYN,NY11230     		    CHARITY 960
    TZEDAKAH V'CHESED
    17925 NE 9TH PL
    NORTH MIAMI BEACH,FL33162     		    CHARITY 100
    WHITE LAKE TORAH
    36 LAKE STREET
    WHITE LAKE,NY12786     		    CHARITY 100
    YACHAD
    11 BROADWAY
    NEW YORK,NY10004     		    CHARITY 50
    YAD AVROM
    1271 AVENUE OF AMERICAS SUITE 48
    NEW YORK,NY10020     		    CHARITY 10
    YAD BATYAH L'KALLAH
    1256 EAST 26TH STREET
    BROOKLYN,NY11210     		    CHARITY 700
    YAD ELIEZER
    1102 EAST 26TH STREET
    BROOKLYN,NY11210     		    CHARITY 50
    YAD LACHIM
    4018 18TH AVENUE
    BROOKLYN,NY11218     		    CHARITY 36
    YAD YEHUDA
    812 HYDE COURT
    SILVER SPRING,MD20902     		    CHARITY 10
    YAD YISROEL
    1070 38TH STREET
    BROOKLYN,NY11219     		    CHARITY 100
    YESHIVA BAIS YOSEF
    1502 AVENUE N
    BROOKLYN,NY11230     		    CHARITY 100
    YESHIVA BETH MOSHE
    930 HICKORY STREET
    SCRANTON,PA18505     		    CHARITY 54
    YESHIVA BETH MOSHE (SCRANTON)
    930 HICKORY STREET
    SCRANTON,PA18505     		    CHARITY 100
    YESHIVA CHASAN SOFER
    1705 49TH STREET
    BROOKLYN,NY11204     		    CHARITY 2,160
    YESHIVA DARCHEI TORAH
    257 BEACH 17TH ST
    FAR ROCKAWAY,NY11691     		    CHARITY 100
    YESHIVA EMEK HATORAH
    395 KENT ROAD
    HOWELL,NJ07731     		    CHARITY 180
    YESHIVA GEDOLAH OHR YISROEL
    2899 NOSTRAND AVENUE
    BROOKLYN,NY11219     		    CHARITY 200
    YESHIVA KARLIN STOLIN
    1818 54TH STREET
    BROOKLYN,NY11204     		    CHARITY 500
    YESHIVA MERCAZ HATORAH
    505 BEACH 129TH STREET
    ROCKAWAY PARKWAY,NY11694     		    CHARITY 100
    YESHIVA MIKOR CHAIM
    1600 55TH STREET
    BROOKLYN,NY11204     		    CHARITY 360
    YESHIVA MORESHES YEHOSHUA
    817 CENTRAL AVENUE
    LAKEWOOD,NJ08701     		    CHARITY 2,500
    YESHIVA OF BROOKLYN
    1470 OCEAN PARKWAY
    BROOKLYN,NY11230     		    CHARITY 500
    YESHIVA OF STATEN ISLAND
    1870 DRUMGOOLE ROAD EAST
    STATEN ISLAND,NY10309     		    CHARITY 180
    YESHIVA OF WATERBURY
    47 BUCKINGHAM STREET
    WATERBURY,CT06710     		    CHARITY 180
    YESHIVA OHR REUVEN
    259 GRANDVIEW AVENUE
    SUFFERN,NY10901     		    CHARITY 500
    YESHIVA PRESCHOOL OF SILICON VALLEY
    706 W JULIAN STREET
    SAN JOSE,CA95126     		    CHARITY 1,000
    YESHIVA TIFERES YISROEL
    1271 EAST 35TH STREET
    BROOKLYN,NY11210     		    CHARITY 46,000
    YESHIVA TORAH TEMIMAH
    555 OCEAN PKWY
    BROOKLYN,NY11218     		    CHARITY 50
    YESHIVA TORAH VODAATH
    425 EAST 9TH STREET
    BROOKLYN,NY11218     		    CHARITY 18,600
    ZICHRON DEVORAH
    7056 136TH STREET
    FLUSHING,NY11367     		    CHARITY 3,600
    ZICHRON SHLOMO REFUAH FUND
    1319 51ST STREET
    BROOKLYN,NY11219     		    CHARITY 50
    ZICHRON SHMUEL
    3478 BEDFORD AVENUE
    BROOKLYN,NY11204     		    CHARITY 1,884
    ZICHRON SHRAGA
    98 WEST END AVENUE
    BROOKLYN,NY11235     		    CHARITY 1,800
    ZICHRON YAAKOV
    720 UNION RD
    SPRING VALLEY,NY10977     		    CHARITY 250
    VARIOUS AMOUNTS 1000
    1428 36TH STREET
    BROOKLYN,NY11218     		    CHARITY 6,972
    Total .................................bullet 3a 533,686
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		    14 233,405  
    4 Dividends and interest from securities....     14 153,441  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....         68,087
    8
    Gain or (loss) from sales of assets other than inventory ............     		        -20,591
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 386,846 47,496
    13Total. Add line 12, columns (b), (d), and (e)..................
    13434,342
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    8 INVESTMENT INCOME IN ORDER TO BE ABLE TO ACCOMPLISH THE CHARITABLE
    8 GOALS OF THE ORGANIZATION.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2015
    Name of the organization
    ALLEN I GROSS CHARITABLE FOUNDATION
     
    Employer identification number

    11-2906887
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015) Page 2
    Name of organization
    ALLEN I GROSS CHARITABLE FOUNDATION
          		Employer identification number
    11-2906887
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    EDITH GROSS  
    140 BROADWAY 41ST FLOOR
     
    NEW YORK, NY10005

    		$ 600,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 3
    Name of organization
    ALLEN I GROSS CHARITABLE FOUNDATION
          		Employer identification number

    11-2906887
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a)
    No.from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 4
    Name of organization
    ALLEN I GROSS CHARITABLE FOUNDATION
          		Employer identification number

    11-2906887
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2015 AccountingFeesSchedule
    Name:
    ALLEN I GROSS CHARITABLE FOUNDATION
    EIN:
    11-2906887
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ROTH & COMPANY LLP 6,600 5,280 0 1,320

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    ALLEN I GROSS CHARITABLE FOUNDATION
    EIN:
    11-2906887
    Name of Stock End of Year Book Value End of Year Fair Market Value
    INVESTMENT IN NOTE 23,021 23,021
    BROKERAGE ACCOUNTS 10,835,285 10,835,285

    TY 2015 OtherAssetsSchedule
    Name:
    ALLEN I GROSS CHARITABLE FOUNDATION
    EIN:
    11-2906887
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    INVESTMENTS 199,160 136,925  
    DUE FROM SLUICE 1,724,804 1,811,044  


    TY 2015 OtherDecreasesSchedule
    Name:
    ALLEN I GROSS CHARITABLE FOUNDATION
    EIN:
    11-2906887
    Description Amount
    UNREALIZED GAIN ON SECURITIES 118,239


    TY 2015 OtherIncomeSchedule2
    Name:
    ALLEN I GROSS CHARITABLE FOUNDATION
    EIN:
    11-2906887
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    CAVENDISH K-1 -205 -205  
    SQUARE MILE K-1 68,292 68,292  


    TY 2015 OtherProfessionalFeesSchedule
    Name:
    ALLEN I GROSS CHARITABLE FOUNDATION
    EIN:
    11-2906887
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT SERVICE CHARGES 51,115 51,115 0 0


    TY 2015 TaxesSchedule
    Name:
    ALLEN I GROSS CHARITABLE FOUNDATION
    EIN:
    11-2906887
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE TAXES 250 0 0 0
    DEPARTMENT OF TREASURY 4,000 0 0 0