Form990
Click to see attachment
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private
foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2015
Open to Public Inspection
A For the 2015 calendar year, or tax year beginning 07-01-2015 , and ending 06-30-2016
BCheck if applicable:
CName of organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
% JULIA SHANAHAN
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
615 WEST 131ST STREET MC 8741
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100277922
D Employer identification number

13-5598093
E Telephone number

G Gross receipts $ 6,284,244,530
F Name and address of principal officer:
Lee C Bollinger
615 West 131st St MC 8741
New York,NY100277922
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.columbia.edu
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1754
M State of legal domicile: NY
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: SEE ATTACHMENT 1
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 24
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 22
5 Total number of individuals employed in calendar year 2015 (Part V, line 2a) ...... 5 34,437
6 Total number of volunteers (estimate if necessary) ............. 6 23,455
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a -59,063,441
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b -62,550,730
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 1,239,104,776 1,357,673,833
9 Program service revenue (Part VIII, line 2g) ......... 2,617,833,458 2,807,689,470
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 856,912,768 367,880,785
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 196,855,400 174,981,500
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 4,910,706,402 4,708,225,588
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 566,214,875 596,757,558
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 2,446,841,211 2,606,819,393
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 1,048,938 814,808
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet111,051,256    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,125,169,322 1,188,402,073
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 4,139,274,346 4,392,793,832
19 Revenue less expenses. Subtract line 18 from line 12....... 771,432,056 315,431,756
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 16,779,372,320 16,672,598,896
21 Total liabilities (Part X, line 26)............. 3,188,748,283 3,456,098,570
22 Net assets or fund balances. Subtract line 21 from line 20..... 13,590,624,037 13,216,500,326
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet
Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2015)
Form 990 (2015)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: COLUMBIA UNIVERSITY IS ONE OF THE WORLD'S MOST IMPORTANT CENTERS OF RESEARCH AND AT THE SAME TIME A DISTINCTIVE AND DISTINGUISHED LEARNING ENVIRONMENT FOR UNDERGRADUATES AND GRADUATE STUDENTS IN MANY SCHOLARLY AND PROFESSIONAL FIELDS. THE UNIVERSITY RECOGNIZES THE IMPORTANCE OF ITS LOCATION IN NEW YORK CITY AND SEEKS TO LINK ITS RESEARCH AND TEACHING TO THE VAST RESOURCES OF A GREAT METROPOLIS. IT SEEKS TO ATTRACT A DIVERSE AND INTERNATIONAL FACULTY AND STUDENT BODY, TO SUPPORT RESEARCH AND TEACHING ON GLOBAL ISSUES, AND TO CREATE ACADEMIC RELATIONSHIPS WITH MANY COUNTRIES AND REGIONS. IT EXPECTS ALL AREAS OF THE UNIVERSITY TO ADVANCE KNOWLEDGE AND LEARNING AT THE HIGHEST LEVEL AND TO CONVEY THE PRODUCTS OF ITS EFFORTS TO THE WORLD.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,815,964,918 including grants of $ 472,644,946 ) (Revenue $ 1,365,438,784 )
THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK IS A PRIVATE, NONSECTARIAN, NONPROFIT INSTITUTION OF HIGHER EDUCATION WHOSE ACTIVITIES ARE CONCENTRATED AT TWO LOCATIONS IN NEW YORK CITY AND EXTEND ACROSS THE GLOBE. THE UNIVERSITY PROVIDES INSTRUCTION THROUGH SIXTEEN UNDERGRADUATE, GRADUATE, AND PROFESSIONAL SCHOOLS. IT OPERATES A VARIETY OF RESEARCH INSTITUTES AND A LIBRARY SYSTEM TO SUPPORT ITS TEACHING, LEARNING, AND RESEARCH ACTIVITIES. THE UNIVERSITY ENROLLS APPROXIMATELY 30,304 FULL-TIME AND PART-TIME STUDENTS AND EMPLOYS APPROXIMATELY 15,900 FULL-TIME EMPLOYEES, INCLUDING 5,837 FULL-TIME FACULTY MEMBERS AND RESEARCH STAFF.
4b (Code:   ) (Expenses $ 884,862,808 including grants of $ 939,185 ) (Revenue $ 1,103,434,541 )
THE UNIVERSITY, THROUGH THE COLUMBIA UNIVERSITY MEDICAL CENTER AND ITS MEDICAL FACULTY PRACTICE PLAN, PROVIDES DIRECT PATIENT CARE AND OTHER CLINICAL AND EDUCATIONAL SERVICES TO HOSPITALS AND OTHER HEALTH CARE INSTITUTIONS THROUGH CONTRACTUAL AGREEMENTS FOR SERVICES. THE CLINICAL FACULTY HANDLED APPROXIMATELY 2.1 MILLION OUTPATIENT AND EMERGENCY ROOM VISITS AND PARTICIPATED IN INSTRUCTION AND SUPERVISION OF 648 UNIVERSITY MEDICAL STUDENTS AND 943 RESIDENTS AND FELLOWS AT NEW YORK PRESBYTERIAN HOSPITAL AND OTHER AFFILIATED HOSPITALS.
4c (Code:   ) (Expenses $ 538,295,262 including grants of $ 109,491,894 ) (Revenue $ 170,341,628 )
THE UNIVERSITY PERFORMS RESEARCH, TRAINING, AND OTHER SERVICES UNDER GRANTS AND CONTRACTS WITH AGENCIES OF THE FEDERAL GOVERNMENT AND OTHER SPONSORING ORGANIZATIONS.
(Code:   ) (Expenses $ 66,635,434 including grants of $ 0 ) (Revenue $ 0 )
LIBRARY
(Code:   ) (Expenses $ 9,861,774 including grants of $ 0 ) (Revenue $ 0 )
CAMPUS OPERATIONS
(Code:   ) (Expenses $ 333,235,605 including grants of $ 0 ) (Revenue $ 0 )
INSTITUTIONAL SUPPORT
(Code:   ) (Expenses $ 115,990,664 including grants of $ 0 ) (Revenue $ 166,173,064 )
AUXILIARY ENTERPRISES
(Code:   ) (Expenses $ 174,456,834 including grants of $ 12,106,976 ) (Revenue $ 2,301,453 )
OTHER SOURCES
4d Other program services (Describe in Schedule O.)
(Expenses $ 700,180,311 including grants of $ 12,106,976 ) (Revenue $ 168,474,517 )
4e Total program service expensesMediumBullet3,939,303,299
Form 990 (2015)
Form 990 (2015)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? ...
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment..............
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment.................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment..................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment.............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions) ....Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2015)
Form 990 (2015)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
Yes
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I............ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I ...................Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If "Yes," complete Schedule L, Part II ................Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L,
Part IV
........................Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV.....................Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .............Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I.
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II ...........
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I ........Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2015)
Form 990 (2015)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
35,900
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
34,437
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds.
Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? .........................
8
 
No
9a
Did the sponsoring organization make any taxable distributions under section 4966?...
9a
 
No
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2015)
Form 990 (2015)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
24
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
22
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
CA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletJULIA SHANAHAN615 WEST 131ST STREET MC 8741   New York,NY10027 (212) 851-7348
Form 990 (2015)
Form 990 (2015)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) LEE C BOLLINGER......................................................................
PRESIDENT
60.0
.................
0.0
X   X       2,088,896 0 445,941
(2) KENNETH A FORDE......................................................................
TRUSTEE
4.0
.................
0.0
X           796,955 0 2,592
(3) ROLANDO T ACOSTA......................................................................
TRUSTEE
4.0
.................
0.0
X           0 0 0
(4) ARMEN A AVANESSIANS......................................................................
TRUSTEE
4.0
.................
0.0
X           0 0 0
(5) A'LELIA BUNDLES......................................................................
TRUSTEE
4.0
.................
0.0
X           0 0 0
(6) WILLIAM V CAMPBELL......................................................................
TRUSTEE THRU 9/7/15
4.0
.................
0.0
X           0 0 0
(7) LISA CARNOY......................................................................
TRUSTEE
4.0
.................
0.0
X           0 0 0
(8) NOAM GOTTESMAN......................................................................
TRUSTEE
4.0
.................
0.0
X           0 0 0
(9) JOSEPH A GREENAWAY JR......................................................................
TRUSTEE
4.0
.................
0.0
X           0 0 0
(10) JAMES HARDEN......................................................................
TRUSTEE
4.0
.................
0.0
X           0 0 0
(11) BENJAMIN HOROWITZ......................................................................
TRUSTEE
4.0
.................
0.0
X           0 0 0
(12) ANN F KAPLAN......................................................................
TRUSTEE
4.0
.................
0.0
X           0 0 0
(13) MARK E KINGDON......................................................................
TRUSTEE
4.0
.................
0.0
X           0 0 0
(14) JONATHAN LAVINE......................................................................
TRUSTEE
4.0
.................
0.0
X           0 0 0
(15) CHARLES LI......................................................................
TRUSTEE
4.0
.................
0.0
X           0 0 0
(16) PAUL J MADDON......................................................................
TRUSTEE
4.0
.................
0.0
X           0 0 0
(17) VIKRAM PANDIT......................................................................
TRUSTEE
4.0
.................
0.0
X           0 0 0
Form 990 (2015)
Form 990 (2015)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) MICHAEL B ROTHFELD........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(19) JONATHAN D SCHILLER........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(20) ESTA STECHER........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(21) KYRIAKOS TSAKOPOULOS........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(22) CLAIRE SHIPMAN........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(23) ANDREW BARTH........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(24) MARC HOLLIDAY........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(25) WANDA HOLLAND GREENE........................................................................
TRUSTEE AS OF 12/16/15
4.0
.......................0.0
X           0 0 0
(26) JANE E BOOTH........................................................................
GENERAL COUNSEL
60.0
.......................0.0
    X       629,427 0 34,868
(27) JOHN COATSWORTH........................................................................
PROVOST
60.0
.......................0.0
    X       741,198 0 44,006
(28) JEROME DAVIS........................................................................
SECRETARY
60.0
.......................0.0
    X       387,696 0 44,438
(29) DAVID MADIGAN........................................................................
EXEC VP - ARTS & SCIENCES
60.0
.......................0.0
    X       517,776 0 125,795
(30) ANNE R SULLIVAN........................................................................
EXECUTIVE VP FOR FINANCE & IT
60.0
.......................0.0
    X       646,360 0 52,033
(31) LEE GOLDMAN........................................................................
EXEC VP FOR HEALTH SCIENCES
60.0
.......................0.0
      X     4,707,601 0 34,868
(32) PETER HOLLAND........................................................................
EXEC VP OF INVESTMENT MGMT
60.0
.......................0.0
      X     3,871,602 0 2,991,664
(33) JOSEPH A IENUSO........................................................................
EXC VP FACILITIES THRU 8/30/15
60.0
.......................0.0
      X     582,290 0 54,306
(34) NIRMAL NARVEKAR........................................................................
PRES INVST MGMT THRU 11/16/16
60.0
.......................0.0
      X     4,312,957 0 1,678,740
(35) AMELIA ALVERSON........................................................................
EXEC VP - UNIV DVLP&ALUM RLTS
60.0
.......................0.0
      X     670,494 0 37,094
(36) DAVID GREENBERG........................................................................
EXC VP FACILITIES AS OF 8/1/15
60.0
.......................0.0
      X     394,513 0 31,922
(37) DAVID N SILVERS........................................................................
CLINICAL PROFESSOR
60.0
.......................0.0
        X   4,437,855 0 38,691
(38) JEFFREY W MOSES........................................................................
PROFESSOR OF MEDICINE
60.0
.......................0.0
        X   2,289,056 0 68,207
(39) CRAIG R SMITH........................................................................
PROFESSOR OF SURGERY
60.0
.......................0.0
        X   2,168,259 0 40,932
(40) GREGG STONE........................................................................
PROFESSOR OF SURGERY
60.0
.......................0.0
        X   1,997,792 0 56,818
(41) TIMOTHY M DONOHUE........................................................................
MANAGING DIRECTOR - IMC
60.0
.......................0.0
        X   2,010,939 0 1,499,813
(42) ROBERT KASDIN........................................................................
SR EXEC VP THRU 6/30/15 (FRMR)
60.0
.......................0.0
          X 411,071 0 82,456
(43) SUSAN K FEAGIN........................................................................
EXEC VP-UNIV. DEV&ALUM(FORMER)
50.0
.......................0.0
          X 391,453 0 33,167
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 34,054,190 0 7,398,351
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet4,928
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual
...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
DAVIS BRODY BOND LLP,
315 HUDSON STREET
NEW YORK,NY10013
ARCHITECTURAL SRVCS 7,974,257
SYSCO FOOD SERVICES OF METRO NEW YO,
20 THEODORE CONRAD DRIVE
JERSEY CITY,NJ07305
FOOD SERVICES 6,690,631
HUDSON HEART MANAGEMENT LLC,
222 ROUTE 59 SUITE 302
SUFFERN,NY10901
MEDICAL SERVICES 5,226,039
WILMER CUTLER PICKERING HALE DORR,
PO BOX 7247-8760
PHILADELPHIA,PA19170
LEGAL SERVICES 5,069,816
ACCENTURE LLP,
161 N CLARK ST
CHICAGO,IL60601
CONSULTING SERVICES 5,057,717
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet300
Form 990 (2015)
Form 990 (2015)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c 8,319,201
d Related organizations1d  
e Government grants (contributions)1e 800,463,372
f All other contributions, gifts, grants, and similar amounts not included above1f 548,891,260
g Noncash contributions included in lines 1a-1f:$ 46,072,017
h Total.Add lines 1a-1f.......MediumBullet 1,357,673,833
 Program Service RevenueAmt Business Code
2a TUITION & FEES 611600 1,365,438,784 1,365,438,784    
b OTHER EDUCATION & RESEARCH 541700 170,341,628 170,341,628    
c PATIENT CARE REVENUE 621110 1,103,434,541 1,103,434,541    
d AUXILIARY ENTERPRISES 900099 166,173,064 162,138,116 4,034,948  
e OTHER SOURCES 900099 2,301,453 2,301,453    
f All other program service revenue.        
g Total.Add lines 2a–2f.....MediumBullet 2,807,689,470
 OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ..........MediumBullet 37,517,545 0   37,517,545
4 Income from investment of tax-exempt bond proceedsMediumBullet 0      
5 Royalties...........MediumBullet 68,748,368     68,748,368
(ii) Personal (i) Real
6a Gross rents   168,329,539
b Less: rental expenses   142,742,752
c Rental income or (loss) 0 25,586,787
d Net rental income or (loss)......MediumBullet 25,586,787     25,586,787
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory   1,762,170,618
b Less: cost or other basis and sales expenses   1,431,807,378
c Gain or (loss)   330,363,240
d Net gain or (loss).....MediumBullet 330,363,240     330,363,240
8a Gross income from fundraising events (not including $ 8,319,201of contributions reported on line 1c). See Part IV, line 18 ....
a 933,614
b Less: direct expenses ...b 1,468,812
c Net income or (loss) from fundraising events..MediumBullet -535,198   -535,198
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities..MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances ..
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Business Code Miscellaneous Revenue
11a PARTNERSHIP INCOME 900099 81,181,543   -63,098,389 144,279,932
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 81,181,543
12 Total revenue. See Instructions......MediumBullet 4,708,225,588 2,803,654,522 -59,063,441 605,960,674
Form 990 (2015)
Form 990 (2015)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 87,202,459 87,202,459
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 472,210,783 472,210,783
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 37,344,316 37,344,316
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 21,809,166 5,646,279 16,162,887  
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 428,245 101,823 326,422  
7 Other salaries and wages 2,094,149,308 1,902,702,419 135,882,286 55,564,603
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 146,846,981 133,422,247 9,528,405 3,896,329
9 Other employee benefits ....... 231,685,871 165,835,750 48,987,709 16,862,412
10 Payroll taxes ........... 111,899,822 101,669,953 7,260,802 2,969,067
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 29,853,409   29,853,409  
c Accounting ........... 2,799,702   2,799,702  
d Lobbying ........... 509,928   509,928  
e Professional fundraising services. See Part IV, line 17 814,808 814,808
f Investment management fees ...... 8,688,753   8,688,753  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 215,410,417 185,367,325 21,836,206 8,206,886
12 Advertising and promotion .... 10,609,763 9,160,637 518,740 930,386
13 Office expenses ....... 223,000,013 208,917,253 8,646,540 5,436,220
14 Information technology ...... 25,726,448 13,999,185 10,475,505 1,251,758
15 Royalties .. 0      
16 Occupancy ........... 193,850,975 185,662,383 6,720,534 1,468,058
17 Travel ............ 71,261,478 63,716,643 5,421,848 2,122,987
18 Payments of travel or entertainment expenses for any federal, state, or local public officials . 0      
19 Conferences, conventions, and meetings .... 59,846,067 48,610,039 3,881,206 7,354,822
20 Interest ........... 44,116,315 42,179,609 1,658,773 277,933
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization .. 206,934,300 197,849,884 7,780,730 1,303,686
23 Insurance ... 30,440,807 26,412,273 4,028,534  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a LIBRARY 27,606,455 27,606,455    
b BANK AND CREDIT CARD FEES 4,634,756 3,891,199 726,571 16,986
c DUES & SUBSCRIPTIONS 10,172,501 7,281,848 2,398,750 491,903
d UNRELATED BUS INCOME TAX EXP 456,038   456,038  
e All other expenses 22,483,948 12,512,537 7,888,999 2,082,412
25 Total functional expenses. Add lines 1 through 24e 4,392,793,832 3,939,303,299 342,439,277 111,051,256
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2015)
Form 990 (2015)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX ..............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 0 1 0
2 Savings and temporary cash investments ......... 1,741,511,978 2 1,315,203,659
3 Pledges and grants receivable, net ...... 766,698,032 3 758,759,332
4 Accounts receivable, net ............. 354,005,111 4 365,534,503
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L
2,137,730 5 2,144,141
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
0 6 0
7 Notes and loans receivable, net .... 129,844,514 7 132,926,704
8 Inventories for sale or use ........ 2,353,460 8 3,039,389
9 Prepaid expenses and deferred charges ...... 48,006,594 9 59,455,197
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 7,922,558,282
b Less: accumulated depreciation 10b 2,972,393,852 4,606,004,183 10c 4,950,164,430
11 Investments—publicly traded securities . 2,725,183,358 11 2,479,187,095
12 Investments—other securities. See Part IV, line 11 ..... 5,955,138,791 12 6,054,622,193
13 Investments—program-related. See Part IV, line 11 .. 0 13 0
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 448,488,569 15 551,562,253
16 Total assets. Add lines 1 through 15 (must equal line 34)... 16,779,372,320 16 16,672,598,896
Liabilities 17 Accounts payable and accrued expenses ..... 305,201,561 17 289,156,044
18 Grants payable ... 0 18 0
19 Deferred revenue ......... 305,986,705 19 418,462,928
20 Tax-exempt bond liabilities ......... 1,301,576,000 20 1,417,357,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D 0 21 0
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.. 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .. 240,179,000 24 212,435,000
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D 1,035,805,017 25 1,118,687,598
26 Total liabilities. Add lines 17 through 25.. 3,188,748,283 26 3,456,098,570
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets 6,017,899,879 27 5,959,106,072
28 Temporarily restricted net assets ........... 4,719,353,717 28 4,268,221,155
29 Permanently restricted net assets 2,853,370,441 29 2,989,173,099
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund ...   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 13,590,624,037 33 13,216,500,326
34 Total liabilities and net assets/fund balances ........ 16,779,372,320 34 16,672,598,896
Form 990 (2015)
Form 990 (2015)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
4,708,225,588
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
4,392,793,832
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
315,431,756
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
13,590,624,037
5
Net unrealized gains (losses) on investments ...............
5
-653,046,881
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-36,508,586
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
13,216,500,326
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2015)
Form 990 (2015)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4


5
6
7
8
9
10
11
a
b
c
d
e
f
Enter the number of supported organizations ..............  

g
Provide the following information about the supported organization(s).
(i)Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total      

For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2015

Schedule A (Form 990 or 990-EZ) 2015
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2011 (b) 2012 (c) 2013 (d) 2014 (e) 2015 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any unusual grants.) .... 1,419,840,375 1,427,694,060 1,234,408,267 1,239,104,776 1,357,673,833 6,678,721,311
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
4 Total. Add lines 1 through 3 1,419,840,375 1,427,694,060 1,234,408,267 1,239,104,776 1,357,673,833 6,678,721,311
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 57,623,440
6 Public support. Subtract line 5 from line 4. 6,621,097,871
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2011 (b) 2012 (c) 2013 (d) 2014 (e) 2015 (f) Total
7 Amounts from line 4.. 1,419,840,375 1,427,694,060 1,234,408,267 1,239,104,776 1,357,673,833 6,678,721,311
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 274,663,421 252,902,435 294,632,895 293,561,605 274,595,453 1,390,355,809
9 Net income from unrelated business activities, whether or not the business is regularly carried on..           0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.).. 72,303,940 58,925,715 102,676,428 120,213,561 144,279,932 498,399,576
11 Total support. Add lines 7 through 10. 8,567,476,696
12
12
12,299,677,027
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
77.282 %
15
15
79.895 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2015

Schedule A (Form 990 or 990-EZ) 2015
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2011 (b) 2012 (c) 2013 (d) 2014 (e) 2015 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513...            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2011 (b) 2012 (c) 2013 (d) 2014 (e) 2015 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2015

Schedule A (Form 990 or 990-EZ) 2015
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 11 of Part I. If you checked 11a of Part I, complete Sections A and B. If you checked 11b of Part I, complete Sections A and C. If you checked 11c of Part I, complete Sections A, D, and E. If you checked 11d of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 11a or 11b in Part I, answer (b) and (c) below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2015

Schedule A (Form 990 or 990-EZ) 2015
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in (a) above?
11b
 
 
c
A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer (a) and (b) below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer (a) and (b) below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2015

Schedule A (Form 990 or 990-EZ) 2015
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    

Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by .035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    

Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2015

Schedule A (Form 990 or 990-EZ) 2015
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity
 
3 Administrative expenses paid to accomplish exempt purposes of supported organizations  
4 Amounts paid to acquire exempt-use assets  
5 Qualified set-aside amounts (prior IRS approval required)  
6 Other distributions (describe in Part VI). See instructions  
7Total annual distributions. Add lines 1 through 6.  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions
 
9 Distributable amount for 2015 from Section C, line 6  
10 Line 8 amount divided by Line 9 amount  

Section E - Distribution Allocations (see instructions) (i)
Excess Distributions
(ii)
Underdistributions
Pre-2015
(iii)
Distributable
Amount for 2015
1 Distributable amount for 2015 from Section C, line
6
 
2 Underdistributions, if any, for years prior to 2015
(reasonable cause required--see instructions)
 
3 Excess distributions carryover, if any, to 2015:
a
b
c
d From 2013.......  
e From 2014.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2015 distributable amount  
i Carryover from 2010 not applied (see
instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.  
4Distributions for 2015 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2015 distributable amount  
c Remainder. Subtract lines 4a and 4b from 4.  
5 Remaining underdistributions for years prior to
2015, if any. Subtract lines 3g and 4a from line 2
(if amount greater than zero, see instructions)
 
6 Remaining underdistributions for 2015. Subtract
lines 3h and 4b from line 1 (if amount greater than
zero, see instructions)
 
7 Excess distributions carryover to 2016. Add lines
3j and 4c.
 
8 Breakdown of line 7:
a
b
c Excess from 2013.......  
d From 2014.......  
e From 2015.......  
Schedule A (Form 990 or 990-EZ) (2015)

Schedule A (Form 990 or 990-EZ) 2015
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2015


Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletInformation about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ......................................................................................................................SchCMd Bullet
$  
3
Volunteer hours .............................................................................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2015

Schedule C (Form 990 or 990-EZ) 2015
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
organization's
totals
(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...............................................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ...........................................    
c Total lobbying expenditures (add lines 1a and 1b) .......................................................................    
d Other exempt purpose expenditures .........................................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ....................................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
   
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) ..........................................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ..........................................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ...........................................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ..............................................................................................................

4-Year Averaging Period Under section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in)
(a) 2012 (b) 2013 (c) 2014 (d) 2015 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e))
 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))
 
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2015


Schedule C (Form 990 or 990-EZ) 2015
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
Yes
 
c
Media advertisements? ...................................................................................................
 
No
 
d
Mailings to members, legislators, or the public? .............................................................................
 
No
 
e
Publications, or published or broadcast statements? ...........................................................
 
No
 
f
Grants to other organizations for lobbying purposes? ..........................................................
Yes
 
11,935
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
32,243
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
No
 
i
Other activities? ...................................................................................................................
Yes
 
465,750
j
Total. Add lines 1c through 1i ....................................................................................................
509,928
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
SCHEDULE C, PART II-B LINE 1A - VOLUNTEERS: N/A LINE 1B - PAID STAFF OR MANAGEMENT: THE UNIVERSITY HAS OFFICES OF GOVERNMENT AND COMMUNITY AFFAIRS AT BOTH ITS MORNINGSIDE AND MEDICAL CENTER CAMPUSES WHOSE FUNCTION IS TO KEEP THE UNIVERSITY COMMUNITY INFORMED ABOUT NATIONAL, STATE AND LOCAL LEGISLATION AND POLICY THAT HAS AN IMPACT ON THE UNIVERSITY AND, WHEN APPROPRIATE, TO ADVOCATE FOR THE UNIVERSITY'S INTERESTS WITH RESPECT TO THIS POLICY. EMPLOYEES REGULARLY INVOLVED IN THESE ACTIVITIES INCLUDE BUT ARE NOT LIMITED TO: EXECUTIVE VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, ASSOCIATE VICE PRESIDENT FOR GOVERNMENT RELATIONS, ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS, DEPUTY VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, AND PROJECT COORDINATOR FOR GOVERNMENT RELATIONS. LINE 1C - MEDIA ADVERTISEMENTS: N/A LINE 1D - MAILINGS TO MEMBERS, LEGISLATORS OR THE PUBLIC: N/A LINE 1E - PUBLICATIONS, OR PUBLISHED OR BROADCAST STATEMENTS: N/A LINE 1F - GRANTS TO OTHER ORGANIZATIONS FOR LOBBYING PURPOSES: THE UNIVERSITY BELONGS TO CERTAIN HIGHER EDUCATION TRADE ASSOCIATIONS. A SMALL PORTION OF THE MEMBERSHIP FEES PAID TO CERTAIN OF THESE ORGANIZATIONS GOES TO SUPPORT LOBBYING-RELATED ACTIVITIES. THESE FEES ARE REGULARLY REPORTED ON THE UNIVERSITY'S LOBBYING DISCLOSURE FILINGS. LINE 1G - DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, GOVERNMENT OFFICIALS, OR A LEGISLATIVE BODY: THE PRESIDENT, THE EXECUTIVE VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, THE ASSOCIATE VICE PRESIDENT FOR GOVERNMENT RELATIONS, THE ASSISTANT VICE PRESIDENT FOR PLANNING AND PROJECT COORDINATION, THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS, THE PROJECT COORDINATOR FOR GOVERNMENT RELATIONS, AMONG OTHER COLUMBIA UNIVERSITY EMPLOYEES, CONTACTED FEDERAL, STATE, AND LOCAL LEGISLATORS AND THEIR STAFFS ON HIGHER EDUCATION ISSUES. THE EXECUTIVE VICE PRESIDENT FOR HEALTH SCIENCE, THE DEPUTY VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, AND OTHER COLUMBIA UNIVERSITY MEDICAL CENTER EMPLOYEES CONTACTED FEDERAL, STATE AND LOCAL LEGISLATORS AND THEIR STAFFS ON HIGHER EDUCATION ISSUES, HEALTH SCIENCES ISSUES AND OTHER ISSUES AFFECTING ACADEMIC MEDICAL CENTERS. THE AMOUNTS SHOWN ON LINE 1G REFLECT PAID STAFF AND MANAGEMENT ACTIVITIES. LINE 1H - RALLIES, DEMONSTRATIONS, SEMINARS, CONVENTIONS, SPEECHES, LECTURES OR ANY OTHER MEANS: N/A LINE 1I - OTHER ACTIVITIES: DURING THE REPORTING PERIOD, THE UNIVERSITY RETAINED OUTSIDE FIRMS FOR CONSULTING AND ADVOCACY AT THE FEDERAL, STATE AND LOCAL LEVELS OF GOVERNMENT. THE AMOUNTS SHOWN ON LINE 1I INCLUDE AMOUNTS PAID TO SUCH OUTSIDE FIRMS FOR ALL ACTIVITIES CONDUCTED BY SUCH FIRMS, INCLUDING CERTAIN OF THE ACTIVITIES DESCRIBED ABOVE AND GENERAL ADVISORY SERVICES TO THE UNIVERSITY IN CONNECTION WITH ITS LOBBYING ACTIVITIES.
Schedule C (Form 990 or 990EZ) 2015


Additional Data


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SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .... 8  
2 Aggregate value of contributions to (during year) 6,769,737  
3 Aggregate value of grants from (during year) 11,305,000  
4 Aggregate value at end of year .... 52,421,540  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ...........
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ............................
Part II
Conservation Easements. Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2015

Schedule D (Form 990) 2015
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability?
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a)Current year (b)Prior year (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 9,639,065,000 9,223,047,000 8,197,880,000 7,654,152,000 7,789,579,000
b Contributions ... 176,354,000 270,192,000 173,837,000 165,932,000 183,419,000
c Net investment earnings, gains, and losses -173,840,000 739,891,000 1,424,763,060 871,686,632 161,239,000
d Grants or scholarships ... 106,989,000 99,309,000 92,209,000 81,338,000 84,742,000
e Other expenditures for facilities
and programs ...
449,177,000 449,275,000 440,268,000 374,447,000 363,392,000
f Administrative expenses .... 44,386,000 45,481,000 40,956,060 38,105,632 31,951,000
g End of year balance ...... 9,041,027,000 9,639,065,000 9,223,047,000 8,197,880,000 7,654,152,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet36.000 %
b
Permanent endowment SchDMd Bullet64.000 %
c
Temporarily restricted endowment SchDMd Bullet0 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations .................
3a(i)
Yes
 
(ii) related organizations .................
3a(ii)
 
No
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment)
(b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land ...   460,168,000 460,168,000
b Buildings   5,779,334,070 2,359,880,638 3,419,453,432
c Leasehold improvements        
d Equipment ...   422,366,665 245,783,709 176,582,956
e Other ... 1,260,689,547   366,729,505 893,960,042
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 4,950,164,430
Schedule D (Form 990) 2015

Schedule D (Form 990) 2015
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c)Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) GLOBAL EQUITIES
433,104,954 F

(B) ABSOLUTE RETURN STRATEGIES
2,031,622,591 F

(C) PRIVATE EQUITY
1,979,479,425 F

(D) REAL ESTATE ASSETS
1,609,225,231 F

(E) FIXED INCOME
1,189,992 F
(E)
(F)
(G)
(H)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 6,054,622,193
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes 0
LIABILITY FOR SECURITIES PURCH 8,304,575
CAPITAL LEASE OBLIGATIONS 122,946,805
COND'L ASSET RETIREMENT OBLIGA 121,420,003
ACCRUED EMPLOYEE BENEFIT LIAB. 210,040,967
FEDERAL STUDENT LOAN FUNDS 85,039,219
ACTUARIAL LIAB- SPLIT INT AGRM 56,168,666
OTHER LONG TERM LIABILITIES 514,767,363
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 1,118,687,598
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2015

Schedule D (Form 990) 2015
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1.................. 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b.................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e  
3 Subtract line 2e from line 1................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  

Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
DETAIL OF UNIVERSITY COLLECTIONS/TEXT OF AUDIT FOOTNOTE SCHEDULE D, PART III, LINES 1A, 2A & 4 COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH PURCHASING ADDITIONS AND MAINTAINING THESE COLLECTIONS ARE RECORDED AS OPERATING EXPENSES IN THE PERIOD IN WHICH THE ITEMS ARE ACQUIRED.
INTENDED USE OF ENDOWMENT FUNDS SCHEDULE D, PART V, LINE 4 COLUMBIA UNIVERSITY'S ENDOWMENT FUNDS SUPPORT A RANGE OF PURPOSES IN ACCORDANCE WITH THE UNIVERSITY'S MISSION, INCLUDING: FINANCIAL AID; FACULTY SALARIES AND SUPPORT; RESEARCH; CAPITAL PROJECTS; GENERAL SUPPORT OF THE UNIVERSITY, SCHOOLS, DEPARTMENTS, INSTITUTES AND CENTERS.
FIN 48 SCHEDULE D, PART X, LINE 2 THE UNIVERSITY BELIEVES THAT ITS TAX POSITIONS AS THEY RELATE TO THE IMPACT ON THE FINANCIAL STATEMENTS OF FIN 48 ARE HIGHLY CERTAIN.
Schedule D (Form 990) 2015


Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Information about Schedule E (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047 2015Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . . . . . . . .
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) (2015)
Schedule E (Form 990 or 990EZ) (2015)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information (see instructions).
Return Reference Explanation
SCHEDULE E, LINE 3 COLUMBIA UNIVERSITY CUSTOMARILY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM ACROSS THE NATION AND THE WORLD. ITS EDUCATIONAL PROGRAMS SEEK A BROAD CROSS-SECTION OF STUDENTS FROM THE METROPOLITAN AREA. IT FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY OF ADMISSION AND INCLUDES A STATEMENT OF ITS RACIALLY NONDISCRIMINATORY POLICY TOWARDS STUDENTS IN ALL SCHOOL AND PROGRAM BULLETINS. IT ALSO REFERS TO THIS POLICY IN ALL WRITTEN ADVERTISING. IT THEREFORE MEETS THE CRITERIA UNDER REV. PROC. 75-50, SECTION 4.03-2(B)FOR EXEMPTION FROM THE PUBLICITY REQUIREMENTS OF SECTION 4.03-1.
SCHEDULE E, LINE 6A COLUMBIA UNIVERSITY RECEIVES FEDERAL, STATE AND LOCAL GOVERNMENTAL FUNDING THAT SUPPORTS ITS CORE INSTRUCTIONAL AND RESEARCH PROGRAMS.
Schedule E (Form 990 or 990-EZ) (2015)
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region
(f) Total expenditures
for and investments
in region
Antarctica 0 6 Program Services EDUC/RESEARCH/OUTREACH 7,925
Central America and the Caribbean 1 327 Program Services EDUC/RESEARCH/OUTREACH 1,406,339
Central America and the Caribbean     Grantmaking   227,669
Central America and the Caribbean     Fundraising   516
Central America and the Caribbean     Investments   4,070,786,941
East Asia and the Pacific 8 1,349 Program Services EDUC/RESEARCH/OUTREACH 9,140,115
East Asia and the Pacific     Grantmaking   1,360,638
East Asia and the Pacific     Fundraising   588,630
East Asia and the Pacific     Investments   391,697,207
Europe (Including Iceland and Greenland) 15 3,202 Program Services EDUC/RESEARCH/OUTREACH 18,236,666
Europe (Including Iceland and Greenland)     Grantmaking   2,311,635
Europe (Including Iceland and Greenland)     Fundraising   514,751
Europe (Including Iceland and Greenland)     Investments   318,969,199
Middle East and North Africa 4 493 Program Services EDUC/RESEARCH/OUTREACH 2,707,440
Middle East and North Africa     Fundraising   128,694
Middle East and North Africa     Investments   139,171
North America 1 719 Program Services EDUC/RESEARCH/OUTREACH 1,320,478
North America     Grantmaking   650,960
North America     Fundraising   30,937
North America     Investments   17,661,933
Russia and the Newly Independent States 4 149 Program Services EDUC/RESEARCH/OUTREACH 3,262,073
Russia and the Newly Independent States     Grantmaking   271,914
Russia and the Newly Independent States     Fundraising   910
Russia and the Newly Independent States     Investments   402
South America 3 655 Program Services EDUC/RESEARCH/OUTREACH 2,611,335
South America     Grantmaking   366,802
South America     Fundraising   66,214
South Asia 4 470 Program Services EDUC/RESEARCH/OUTREACH 3,294,489
South Asia     Grantmaking   971,819
South Asia     Fundraising   58,111
South Asia     Investments   1,168
Sub-Saharan Africa 48 2,649 Program Services EDUC/RESEARCH/OUTREACH 110,793,813
Sub-Saharan Africa     Grantmaking   31,182,879
Sub-Saharan Africa     Investments   91,386,495
3a Sub-total ..... 29 6,096 4,819,544,014
b Total from continuation sheets to Part I ... 59 3,923 262,612,254
c Totals (add lines 3a and 3b) 88 10,019 5,082,156,268
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2015
Schedule F (Form 990) 2015
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(a)(c) Region (b)(d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount
of non-cash
assistance
(h) Description
of non-cash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
Sub-Saharan Africa RESEARCH 1,433,459 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 810,005 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 456,280 Check/Wire   N/A N/A
South Asia RESEARCH 437,303 Check/Wire   N/A N/A
Europe RESEARCH 424,999 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 275,940 Check/Wire   N/A N/A
Europe RESEARCH 230,462 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 228,609 Check/Wire   N/A N/A
Europe RESEARCH 228,123 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 226,712 Check/Wire   N/A N/A
South America RESEARCH 220,176 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 206,374 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 203,670 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 199,157 Check/Wire   N/A N/A
Europe RESEARCH 179,544 Check/Wire   N/A N/A
South Asia RESEARCH 175,000 Check/Wire   N/A N/A
North America RESEARCH 167,801 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 150,868 Check/Wire   N/A N/A
Europe RESEARCH 135,754 Check/Wire   N/A N/A
Europe RESEARCH 131,134 Check/Wire   N/A N/A
South Asia RESEARCH 128,692 Check/Wire   N/A N/A
Europe RESEARCH 127,708 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 115,252 Check/Wire   N/A N/A
Europe RESEARCH 106,571 Check/Wire   N/A N/A
Europe RESEARCH 105,373 Check/Wire   N/A N/A
South America RESEARCH 103,426 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 98,569 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 95,779 Check/Wire   N/A N/A
North America RESEARCH 90,040 Check/Wire   N/A N/A
Central America and the Caribbean RESEARCH 89,345 Check/Wire   N/A N/A
North America RESEARCH 83,274 Check/Wire   N/A N/A
Europe RESEARCH 78,951 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 77,482 Check/Wire   N/A N/A
Central America and the Caribbean RESEARCH 72,692 Check/Wire   N/A N/A
Central America and the Caribbean RESEARCH 65,632 Check/Wire   N/A N/A
Europe RESEARCH 60,000 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 58,587 Check/Wire   N/A N/A
Europe RESEARCH 52,394 Check/Wire   N/A N/A
Europe RESEARCH 51,000 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 48,987 Check/Wire   N/A N/A
Europe RESEARCH 48,600 Check/Wire   N/A N/A
Europe RESEARCH 47,830 Check/Wire   N/A N/A
Europe RESEARCH 45,629 Check/Wire   N/A N/A
Europe RESEARCH 45,048 Check/Wire   N/A N/A
Russia and the Newly Independent States RESEARCH 43,305 Check/Wire   N/A N/A
South America RESEARCH 43,200 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 37,500 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 32,686 Check/Wire   N/A N/A
Europe RESEARCH 26,500 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 24,491 Check/Wire   N/A N/A
Europe RESEARCH 24,300 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 24,214 Check/Wire   N/A N/A
Europe RESEARCH 23,334 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 22,246 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 20,950 Check/Wire   N/A N/A
Europe RESEARCH 20,600 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 19,804 Check/Wire   N/A N/A
Europe RESEARCH 17,704 Check/Wire   N/A N/A
South Asia RESEARCH 16,628 Check/Wire   N/A N/A
North America RESEARCH 15,198 Check/Wire   N/A N/A
Europe RESEARCH 15,000 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 14,777 Check/Wire   N/A N/A
Europe RESEARCH 14,000 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 13,570 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 12,701 Check/Wire   N/A N/A
Europe RESEARCH 10,817 Check/Wire   N/A N/A
North America RESEARCH 10,182 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 10,000 Check/Wire   N/A N/A
North America RESEARCH 8,314 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 6,756 Check/Wire   N/A N/A
East Asia and the Pacific RESEARCH 6,585 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 6,426 Check/Wire   N/A N/A
Europe RESEARCH 6,061 Check/Wire   N/A N/A
Europe RESEARCH 6,061 Check/Wire   N/A N/A
North America RESEARCH 5,600 Check/Wire   N/A N/A
Europe RESEARCH 5,460 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 138,635 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 300,023 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 1,470,391 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 8,672,071 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 381,685 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 2,850,308 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 48,702 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 784,342 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 2,384,576 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 894,413 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 1,599,103 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 570,226 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 1,810,181 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH 5,463,956 Check/Wire   N/A N/A
Sub-Saharan Africa RESEARCH     13,786 Equipment Book Value
Sub-Saharan Africa RESEARCH     143,419 Equipment Book Value
Sub-Saharan Africa RESEARCH     20,660 Equipment Book Value
Sub-Saharan Africa RESEARCH     151,063 Vehicles Book Value
Sub-Saharan Africa RESEARCH     13,235 Materials Book Value
Sub-Saharan Africa RESEARCH     17,017 Equipment Book Value
Sub-Saharan Africa RESEARCH     17,399 Equipment Book Value
Sub-Saharan Africa RESEARCH     67,569 Equipment Book Value
Sub-Saharan Africa RESEARCH     13,235 Materials Book Value
Sub-Saharan Africa RESEARCH     22,153 Equipment Book Value
Sub-Saharan Africa RESEARCH     30,624 Vehicles Book Value
Sub-Saharan Africa RESEARCH     5,421 Vehicle Book Value
North America Edu/Research 194,298 CHECK/WIRE   N/A N/A
East Asia and the Pacific EDU/RESEARCH 144,030 CHECK/WIRE   N/A N/A
North America EDU/RESEARCH 75,000 CHECK/WIRE   N/A N/A
Europe (Including Iceland and Greenland) EDU/RESEARCH 34,193 CHECK/WIRE   N/A N/A
South Asia EDU/RESEARCH 10,526 CHECK/WIRE   N/A N/A
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
102
3 Enter total number of other organizations or entities .......................MediumBullet
5
Schedule F (Form 990) 2015
Schedule F (Form 990) 2015Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2015
Schedule F (Form 990) 2015
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713).. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2015
Schedule F (Form 990) 2015
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
SUPPLEMENTAL INFORMATION SCHEDULE F, PART I, LINE 2 ORGANIZATION'S PROCEDURES FOR MONITORING GRANT FUNDS THE UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF ALL SPONSORED PROJECT GRANT FUNDING. THIS POLICY IS CONTAINED IN THE "SPONSORED PROJECTS HANDBOOK". THE POLICY STATES THAT THE PRIMARY OBLIGATION FOR THE DAY-TO-DAY MANAGEMENT OF SPONSORED PROJECTS AND INSURING COMPLIANCE WITH FEDERAL AND OTHER SPONSOR REGULATIONS IS THE RESPONSIBILITY OF THE PRINCIPAL INVESTIGATOR SUPPORTED, AS NECESSARY, BY HIS OR HER ADMINISTRATIVE STAFF. ADDITIONALLY, THE POLICY SPECIFIES THE FOLLOWING MONITORING PROCEDURES: - MONTHLY ACCOUNT RECONCILIATION - REVIEW OF SALARY AND BENEFIT CHARGES - REVIEW OF VENDOR INVOICES - REVIEW OF CHARGES INITIATED BY SERVICE OR RECHARGE CENTERS - REVIEW OF FACILITIES AND ADMINISTRATIVE CHARGES - MONITORING OF SUB-AWARDS THROUGH REVIEW OF CHARGES AND TECHNICAL PERFORMANCE REPORTS, CONDUCTING PERIODIC ONSITE VISITS, AND INITIATING AUDITS/REVIEWS WHEN NECESSARY EXPENDITURES RELATED TO FOREIGN ACTIVITY ARE GENERATED FROM A NUMBER OF SCHOOLS AND CENTERS AS WELL AS THROUGH CERTAIN CENTRAL ADMINISTRATIVE ACTIVITY. MOST OF THE ACTIVITY RELATES TO U.S. GOVERNMENT FUNDED PROGRAM SERVICES. OTHER ACTIVITY INCLUDES FACULTY AND STAFF TRAVEL FOR EDUCATIONAL, RESEARCH, FUNDRAISING AND OTHER PROGRAM SERVICES. NOT ALL OF THE OVERSEAS EXPENDITURES ARE SEPARATELY TRACKED AS FOREIGN ACTIVITY. THE AMOUNTS REPRESENTED ON SCHEDULE F REPRESENT THE UNIVERSITY'S GOOD FAITH EFFORTS TO CAPTURE FOREIGN ACTIVITY. ----------------------------------------------------------------- FORM 990, SCHEDULE F, PART I, COLUMN (F) & PART II, LINE 1 COLUMBIA UNIVERSITY ACCOUNTS FOR ALL FOREIGN EXPENDITURES, INCLUDING CASH GRANTS AND NONCASH ASSISTANCE, ON THE ORGANIZATION'S FINANCIAL STATEMENTS IN ACCORDANCE WITH GENERALLY ACCEPTED ACCOUNTING PRINCIPLES IN THE UNITED STATES. ---------------------------------------------------------------- FORM 990, SCHEDULE F, PART I THE AMOUNTS LISTED ON SCHEDULE F, PART I AS TOTAL EXPENDITURES FOR INVESTMENTS FOR CERTAIN REGIONS INCLUDES BOTH THE BOOK VALUE OF INVESTMENTS AND SEPARATELY TRACKED INVESTMENT EXPENDITURES IN THAT REGION. THE BREAKOUT OF THE AMOUNTS ARE AS FOLLOWS: 1) CENTRAL AMERICA AND THE CARIBBEAN - BOOK VALUE $4,070,786,941 2) EAST ASIA AND THE PACIFIC - BOOK VALUE $391,470,604 AND EXPENDITURES $226,603 3) EUROPE - BOOK VALUE $318,794,442 AND EXPENDITURES $174,757 4) MIDDLE EAST AND NORTH AFRICA - BOOK VALUE $139,171 5) NORTH AMERICA - BOOK VALUE $17,661,873 AND EXPENDITURES $60 6) RUSSIA AND THE NEWLY INDEPENDENT STATES EXPENDITURES $402 7) SOUTH ASIA EXPENDITURES $1,168 8) SUB-SAHARAN AFRICA - BOOK VALUE $91,386,495 ----------------------------------------------------------------
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2015
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Fundraising Activities. Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
RUFFALO NOEL LEVITZ LLC
1025 KIRKWOOD PARKWAY SW
 
CEDAR RAPIDS, IA52404
CONSULTING   No 1,321,508 643,215 678,293
KIMBIA INC
1050 E 11TH ST SUITE 200
 
AUSTIN, TX78702
CONSULTING   No 6,205,167 149,248 6,055,919
LESLIE KELLY
40 WITCH LANE
 
ROWAYTON, CT06853
CONSULTING   No 6,205,167 22,345 6,182,822
             
             
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow 13,731,842 814,808 12,917,034
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
NY
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2015
Schedule G (Form 990 or 990-EZ) 2015
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.




VerticalRevenue
(a) Event #1

ANNUAL DINNER
(event type)
(b) Event #2

AWARDS DINNER
(event type)
(c) Other events

47
(total number)
(d) Total events
(add col. (a) through col. (c))

1

Gross receipts . . . . .

3,125,865

1,005,702

5,121,248

9,252,815

2

Less: Contributions . . . .

3,016,302

928,702

4,374,197

8,319,201
3 Gross income (line 1 minus
line 2) . . . . . .

109,563

77,000

747,051

933,614



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . . 45 2,800   2,845
6 Rent/facility costs . . . . 162,983 132,009   294,992
7 Food and beverages . . . 336,992     336,992
8 Entertainment . . . . 1,650     1,650
9 Other direct expenses . . . 41,650 43,632 747,051 832,333
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow 1,468,812
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow -535,198
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1

Gross revenue . . . . .

 

 

 

 
VerticalDirectExpenses

2

Cash prizes . . . . .

 

 

 

 

3

Noncash prizes . . . .

 

 

 

 

4

Rent/facility costs . . . .

 

 

 

 

5

Other direct expenses . . .

41,650

43,632

747,051

832,333


6


Volunteer labor . . . .
%
%
%


7

Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow

 

8

Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow

 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2015
Schedule G (Form 990 or 990-EZ) 2015
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2015
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number
13-5598093
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance
(1) UNIVERSITY OF CHICAGO

 
 
36-2177139 501(C)(3) 3,435,015   N/A N/A RESEARCH
(2) UNIVERSITY OF CALIFORNIA SAN DIEGO

 
 
95-6006144 501(C)(3) 3,106,531   N/A N/A RESEARCH
(3) Research Foundation for Mental Hygiene

 
 
14-1410842 501(C)(3) 2,818,302   N/A N/A RESEARCH
(4) RESEARCH FOUNDATION OF THE STATE UNIV OF NY

 
 
14-1368361 501(C)(3) 2,571,765   N/A N/A RESEARCH
(5) UNIVERSITY OF MICHIGAN
2800 PLYMOUTH ROAD
ANN ARBOR,MI48109
38-6006309 501(C)(3) 2,527,750   N/A N/A RESEARCH
(6) CORNELL UNIVERSITY MEDICAL COLLEGE
575 LEXINGTION AVENUE NEW YORK NY
New York,NY10022
13-1623978 501(C)(3) 2,194,066   N/A N/A RESEARCH
(7) HARVARD UNIVERSITY

 
 
04-2103580 501(C)(3) 1,804,432   N/A N/A RESEARCH
(8) UNIVERSITY OF PUERTO RICO

 
 
66-0433762 501(C)(3) 1,634,385   N/A N/A RESEARCH
(9) UNIVERSITY OF PENNSYLVANIA

 
 
23-1352685 501(C)(3) 1,617,311   N/A N/A RESEARCH
(10) ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI

 
 
13-6171197 501(C)(3) 1,593,787   N/A N/A RESEARCH
(11) MASSACHUSETTS INSTITUTE OF TECHNOLOGY

 
 
04-2103594 501(C)(3) 1,527,752   N/A N/A RESEARCH
(12) UNIVERSITY OF WASHINGTON

 
 
91-6001537 501(C)(3) 1,511,670   N/A N/A RESEARCH
(13) FEDERATION OF STATE HUMANITIES COUNCILS

 
 
35-1409894 501(C)(3) 1,204,889   N/A N/A RESEARCH
(14) YALE UNIVERSITY
PO BOX 1873 NEW HAVEN CT 06508
NEW HAVEN,CT06508
06-0646973 501(C)(3) 1,232,666   N/A N/A RESEARCH
(15) BOSTON UNIVERSITY

 
 
04-2103547 501(C)(3) 1,200,547   N/A N/A RESEARCH
(16) STANFORD UNIVERSITY

 
 
94-1156365 501(C)(3) 1,118,283   N/A N/A RESEARCH
(17) NEW YORK UNIVERSITY

 
 
13-5562308 501(C)(3) 1,105,996   N/A N/A RESEARCH
(18) UNIVERSITY OF MIAMI

 
 
59-0624458 501(C)(3) 1,077,659   N/A N/A RESEARCH
(19) UNIVERSITY OF NORTH CAROLINA

 
 
56-6001393 501(C)(3) 985,051   N/A N/A RESEARCH
(20) UNIVERSITY OF ARIZONA

 
 
86-6004791 501(C)(3) 959,242   N/A N/A RESEARCH
(21) NORTHWESTERN UNIVERSITY

 
 
36-2167817 501(C)(3) 902,381   N/A N/A RESEARCH
(22) RUTGERS UNIVERSITY

 
 
22-6001086 501(C)(3) 871,417   N/A N/A RESEARCH
(23) NEW YORK UNIVERSITY MEDICAL CENTER
PO BOX 415026 BOSTON MA 02241
BOSTON,MA02241
13-5562309 501(C)(3) 802,561   N/A N/A RESEARCH
(24) JOHNS HOPKINS UNIVERSITY

 
 
52-0595110 501(C)(3) 782,082   N/A N/A RESEARCH
(25) WOODS HOLE OCEANOGRAPHIC INSTITUTION

 
 
04-2105850 501(C)(3) 755,066   N/A N/A RESEARCH
(26) EMORY UNIVERSITY

 
 
58-0566256 501(C)(3) 731,099   N/A N/A RESEARCH
(27) RESEARCH FOUNDATION OF THE CITY UNIV OF NY

 
 
13-1988190 501(C)(3) 722,271   N/A N/A RESEARCH
(28) DUKE UNIVERSITY

 
 
56-0532129 501(C)(3) 719,092   N/A N/A RESEARCH
(29) Christiana Care Health System

 
 
51-0103684 501(C)(3) 678,551   N/A N/A RESEARCH
(30) UNIVERSITY OF PITTSBURGH

 
 
25-0965591 501(C)(3) 630,575   N/A N/A RESEARCH
(31) MILLENNIUM PROMISE ALLIANCE

 
 
20-3042135 501(C)(3) 605,838   N/A N/A RESEARCH
(32) MASSACHUSETTS GENERAL HOSPITAL

 
 
04-2697983 501(C)(3) 573,858   N/A N/A RESEARCH
(33) RUTGERS THE STATE UNIVERSITY OF NJ

 
 
46-2354111 501(C)(3) 552,035   N/A N/A RESEARCH
(34) GEORGE WASHINGTON UNIVERSITY

 
 
53-0196584 501(C)(3) 547,602   N/A N/A RESEARCH
(35) MEMORIAL SLOAN-KETTERING CANCER CENTER

 
 
13-1924236 501(C)(3) 522,940   N/A N/A RESEARCH
(36) Health Research Incorporated

 
 
14-1402155 501(C)(3) 511,164   N/A N/A RESEARCH
(37) UNIVERSITY OF NEW MEXICO

 
 
85-6000642 501(C)(3) 498,576   N/A N/A RESEARCH
(38) SWOG CLINICAL TRIALS INITIATIVE LLC

 
 
26-1146046 501(C)(3) 488,049   N/A N/A RESEARCH
(39) UNIVERSITY OF ALABAMA AT BIRMINGHAM

 
 
63-6005396 501(C)(3) 478,717   N/A N/A RESEARCH
(40) TEACHERS COLLEGE

 
 
13-1624202 501(C)(3) 456,385   N/A N/A RESEARCH
(41) Albany Medical CenterCollege

 
 
14-1338310 501(C)(3) 447,295   N/A N/A RESEARCH
(42) UNIVERSITY OF CALIFORNIA BERKELEY

 
 
94-6002123 501(C)(3) 432,184   N/A N/A RESEARCH
(43) MICHIGAN STATE UNIVERSITY

 
 
38-6005984 501(C)(3) 417,898   N/A N/A RESEARCH
(44) HOSPITAL FOR SPECIAL SURGERY

 
 
13-1624135 501(C)(3) 415,772   N/A N/A RESEARCH
(45) VANDERBILT UNIVERSITY

 
 
62-0476822 501(C)(3) 402,381   N/A N/A RESEARCH
(46) CORNELL UNIVERSITY

 
 
15-0532082 501(C)(3) 399,643   N/A N/A RESEARCH
(47) REGENTS OF THE UNIV OF CALIFORNIA AT IRVINE

 
 
95-2226406 501(C)(3) 399,317   N/A N/A RESEARCH
(48) GEORGETOWN UNIVERSITY

 
 
53-0196603 501(C)(3) 393,933   N/A N/A RESEARCH
(49) MARY IMOGENE BASSETT HOPSITAL

 
 
13-5596796 501(C)(3) 381,019   N/A N/A RESEARCH
(50) Beth Israel Deaconess Medical Center

 
 
04-2103881 501(C)(3) 378,887   N/A N/A RESEARCH
(51) UNIVERSITY OF UTAH
201 S PRESIDENTS CIR SALT LAKE CITY
SALT LAKE CITY,UT84112
87-6000525 501(C)(3) 365,760   N/A N/A RESEARCH
(52) MAYO CLINIC IN ROCHESTER

 
 
41-6011702 501(C)(3) 362,310   N/A N/A RESEARCH
(53) SAINT PETERS UNIVERSITY HOSPITAL

 
 
22-1487330 501(C)(3) 354,882   N/A N/A RESEARCH
(54) Saint Lukes Roosevelt Hospital Center

 
 
13-2997301 501(C)(3) 347,974   N/A N/A RESEARCH
(55) Childrens Health Fund
215 West 125th St Ste 301 New York
NEW YORK,NY10027
13-3468427 501(C)(3) 345,800   N/A N/A RESEARCH
(56) NEW YORK BLOOD CENTER

 
 
13-1949477 501(C)(3) 344,031   N/A N/A RESEARCH
(57) JHPIEGO CORPORATION

 
 
23-7424444 501(C)(3) 326,238   N/A N/A RESEARCH
(58) BRANDEIS UNIVERSITY

 
 
04-2103552 501(C)(3) 325,443   N/A N/A RESEARCH
(59) UNIVERSITY OF IOWA
BUS OFFC B5 JESSUP HALL IOWA CITY
IOWA CITY,IA52242
42-6004813 501(C)(3) 317,543   N/A N/A RESEARCH
(60) UNIVERSITY OF FLORIDA

 
 
59-6002052 501(C)(3) 310,143   N/A N/A RESEARCH
(61) UNIVERSITY OF TEXAS AT AUSTIN

 
 
74-6000203 501(C)(3) 309,233   N/A N/A RESEARCH
(62) BAYLOR COLLEGE OF MEDICINE

 
 
74-1613878 501(C)(3) 303,934   N/A N/A RESEARCH
(63) NEW YORK MEDICAL COLLEGE

 
 
13-1099420 501(C)(3) 303,685   N/A N/A RESEARCH
(64) UNIVERSITY OF CALIFORNIA LOS ANGELES

 
 
95-6006143 501(C)(3) 289,079   N/A N/A RESEARCH
(65) HARLEM UNITED COMMUNITY AIDS CENTER INC

 
 
13-3461695 501(C)(3) 270,730   N/A N/A RESEARCH
(66) UNIVERSITY OF MASSACHUSETTS

 
 
04-3167352 501(C)(3) 266,809   N/A N/A RESEARCH
(67) KAISER PERMANENTE

 
 
94-1105628 501(C)(3) 246,362   N/A N/A RESEARCH
(68) MONTEFIORE MEDICAL CENTER

 
 
13-1740114 501(C)(3) 241,010   N/A N/A RESEARCH
(69) UNIVERSITY OF CALIFORNIA AT SAN FRANCISCO
ACT OFC EMF 0897 SAN FRANCISCO CA
San Francisco,CA94143
94-6036493 501(C)(3) 239,345   N/A N/A RESEARCH
(70) OREGON HEALTH AND SCIENCES UNIV

 
 
93-1176109 501(C)(3) 234,604   N/A N/A RESEARCH
(71) Hebrew Home for the Aged at Riverdale

 
 
13-1739971 501(C)(3) 229,472   N/A N/A RESEARCH
(72) Clinical Directors Network Inc

 
 
14-1717344 501(C)(3) 229,243   N/A N/A RESEARCH
(73) Cicatelli Associates Inc
505 8TH AVE 16TH FL NY NY 10018
NEW YORK,NY10018
13-3020576 501(C)(3) 226,149   N/A N/A RESEARCH
(74) BERMUDA INSTITUTE OF OCEAN SCIENCES

 
 
06-0706038 501(C)(3) 221,168   N/A N/A RESEARCH
(75) PENNSYLVANIA STATE UNIVERSITY

 
 
24-6000376 501(C)(3) 214,997   N/A N/A RESEARCH
(76) OREGON STATE UNIVERSITY

 
 
48-1278540 501(C)(3) 207,142   N/A N/A RESEARCH
(77) FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH

 
 
11-2673595 501(C)(3) 206,701   N/A N/A RESEARCH
(78) World Vision Inc

 
 
95-1922279 501(C)(3) 202,485   N/A N/A RESEARCH
(79) Research Triangle Institute

 
 
56-0686338 501(C)(3) 187,783   N/A N/A RESEARCH
(80) ARIZONA STATE UNIVERSITY

 
 
86-0196696 501(C)(3) 180,943   N/A N/A RESEARCH
(81) NORTHERN ILLINOIS UNIVERSITY

 
 
36-6008480 501(C)(3) 174,295   N/A N/A RESEARCH
(82) TRUSTEES OF TUFTS COLLEGE

 
 
04-2103634 501(C)(3) 173,858   N/A N/A RESEARCH
(83) FAMILY HEALTH INTERNATIONAL

 
 
23-7413005 501(C)(3) 168,913   N/A N/A RESEARCH
(84) WEST HARLEM ENVIRONMENTAL ACTION INC
1854 AMSTERDAM AVE 2ND FL NY NY 1
NEW YORK,NY10031
13-3800068 501(C)(3) 168,163   N/A N/A RESEARCH
(85) VIRGINIA INSTITUTE OF MARINE SCIENCE

 
 
54-6001802 501(C)(3) 167,802   N/A N/A RESEARCH
(86) DREXEL UNIVERSITY
PO BOX 95000-1090 PHILADELPHIA PA
PHILADELPHIA,PA19195
23-1352630 501(C)(3) 165,708   N/A N/A RESEARCH
(87) CONSORTIUM FOR OCEAN LEADERSHIP

 
 
00-0162567 501(C)(3) 164,904   N/A N/A RESEARCH
(88) COM AFFILIATION INC

 
 
47-2209056 501(C)(3) 164,537   N/A N/A RESEARCH
(89) NEW YORK CITY HEALTH AND HOSPITALS CORP
125 WORTH ST STE 429 NEW YORK NY
NEW YORK,NY10013
13-2655001 501(C)(3) 162,447   N/A N/A RESEARCH
(90) HEALTHPARTNERS INST FOR EDUCATION AND RSCH

 
 
41-1670163 501(C)(3) 156,400   N/A N/A RESEARCH
(91) Rand Corporation

 
 
95-1958142 501(C)(3) 152,874   N/A N/A RESEARCH
(92) THE BRIGHAM AND WOMENS HOSPITAL INC

 
 
04-2312909 501(C)(3) 150,779   N/A N/A RESEARCH
(93) DREXEL UNIVERSITY COLLEGE OF MEDICINE

 
 
23-2979433 501(C)(3) 149,364   N/A N/A RESEARCH
(94) REGENTS OF THE UNIVERSITY OF MINNESOTA

 
 
41-6007513 501(C)(3) 147,895   N/A N/A RESEARCH
(95) MAINE MEDICAL CENTER

 
 
01-0238552 501(C)(3) 147,822   N/A N/A RESEARCH
(96) UNIVERSITY OF SOUTHERN CALIFORNIA

 
 
95-1642394 501(C)(3) 146,021   N/A N/A RESEARCH
(97) UNIVERSITY OF KANSAS

 
 
48-0680117 501(C)(3) 145,774   N/A N/A RESEARCH
(98) PRINCETON UNIVERSITY

 
 
21-0634501 501(C)(3) 144,324   N/A N/A RESEARCH
(99) RUSH UNIVERSITY MEDICAL CENTER

 
 
36-2174823 501(C)(3) 144,301   N/A N/A RESEARCH
(100) CHILDRENS HOSPITAL OF LOS ANGELES

 
 
95-1690977 501(C)(3) 142,872   N/A N/A RESEARCH
(101) FLORIDA STATE UNIVERSITY

 
 
59-1961248 501(C)(3) 141,034   N/A N/A RESEARCH
(102) YESHIVA UNIV ALBERT EINSTEIN CLG OF MED
1300 MORRIS PARK AVE BRONX NY 1046
BRONX,NY10461
13-1624225 501(C)(3) 165,585   N/A N/A RESEARCH
(103) UNIVERSITY OF ALASKA AT FAIRBANKS

 
 
92-6000147 501(C)(3) 136,267   N/A N/A RESEARCH
(104) UNIVERSITY OF COLORADO

 
 
84-6000555 501(C)(3) 134,364   N/A N/A RESEARCH
(105) NEW YORK ACADEMY OF MEDICINE
1216 FIFTH AVENUE NEW YORK NY 1002
NEW YORK,NY10029
13-1656674 501(C)(3) 158,400   N/A N/A RESEARCH
(106) RICE UNIVERSITY

 
 
74-1109620 501(C)(3) 130,230   N/A N/A RESEARCH
(107) American Museum of Natural History

 
 
13-6162659 501(C)(3) 129,261   N/A N/A RESEARCH
(108) BROWN UNIVERSITY

 
 
05-0258804 501(C)(3) 128,646   N/A N/A RESEARCH
(109) TGEN

 
 
75-3065445 501(C)(3) 128,386   N/A N/A RESEARCH
(110) SAVE THE CHILDREN
501 KINGS HWY E STE 400 FAIRFIELD
FAIRFIELD,CT06825
06-0726487 501(C)(3) 127,900   N/A N/A RESEARCH
(111) UNIVERSITY OF VIRGINIA

 
 
54-6046419 501(C)(3) 127,073   N/A N/A RESEARCH
(112) Cook for Your Life

 
 
26-0525634 501(C)(3) 126,690   N/A N/A RESEARCH
(113) Schepens Eye Research Institute

 
 
04-2129889 501(C)(3) 126,617   N/A N/A RESEARCH
(114) FRONTIER SCIENCE AND TECHNOLOGY RSCH FD INC
4033 MAPLE ROAD AMHERST NY 14226
AMHERST,NY14226
16-1056814 501(C)(3) 124,252   N/A N/A RESEARCH
(115) INST FOR ADVANCED STUDY

 
 
21-0634988 501(C)(3) 121,068   N/A N/A RESEARCH
(116) HASTINGS CTR

 
 
13-2662222 501(C)(3) 116,841   N/A N/A RESEARCH
(117) SAN DIEGO STATE UNIVERSITY FOUNDATION

 
 
95-6042721 501(C)(3) 115,490   N/A N/A RESEARCH
(118) GEORGIA INSTITUTE OF TECHNOLOGY

 
 
58-0603146 501(C)(3) 113,446   N/A N/A RESEARCH
(119) Garden State Infectious Disease Assoc

 
 
22-3310855 501(C)(3) 112,701   N/A N/A RESEARCH
(120) SRVS & ADVCY FOR GAY LESBIAN BISEXUAL TRNSG

 
 
13-2947657 501(C)(3) 112,580   N/A N/A RESEARCH
(121) George Mason University
4400 UNIVERSITY DR MS 2E1 FAIRFAX
FAIRFAX,VA22030
54-0836354 501(C)(3) 110,764   N/A N/A RESEARCH
(122) Iowa State University

 
 
42-6004224 501(C)(3) 108,492   N/A N/A RESEARCH
(123) PATHWAYS TO HOUSING PA

 
 
45-2612118 501(C)(3) 105,960   N/A N/A EDUC/RESEARCH
(124) TEMPLE UNIVERSITY

 
 
23-1365971 501(C)(3) 105,190   N/A N/A RESEARCH
(125) RIVERSIDE RESEARCH INSTITUTE

 
 
13-2593244 501(C)(3) 104,061   N/A N/A EDUC/RESEARCH
(126) FOX CHASE CANCER CENTER

 
 
23-2003072 501(C)(3) 103,983   N/A N/A financial aid
(127) NEW YORK STRUCTURAL BIOLOGY CTR INC

 
 
13-4043587 501(C)(3) 103,846   N/A N/A SCHOLARSHIP/FIN AID
(128) CASA COLUMBIA

 
 
52-1736502 501(C)(3) 98,930   N/A N/A PROGRAM SVCS
(129) CALIFORNIA INSTITUTE OF TECHNOLOGY

 
 
95-1643307 501(C)(3) 97,428   N/A N/A SCHOLARSHIP/FIN AID
(130) Southern Methodist University

 
 
75-0800689 501(C)(3) 97,390   N/A N/A FOOD AND PROGRAM SVS
(131) BROOKHAVEN NATIONAL LABORATORY

 
 
11-1630900 501(C)(3) 92,819   N/A N/A SCHOLARSHIP/FIN AID
(132) TEXAS A&M INSTITUTE
400 H MITCHELL S 300 COL STATION
COLLEGE STATION,TX77845
74-6000541 501(C)(3) 92,307   N/A N/A TUITION
(133) INDIANA UNIVERSITY
PO BOX 66271
INDIANAPOLIS,IN46266
35-6001673 501(C)(3) 90,237   N/A N/A FINANCIAL AID
(134) Cancer Prevention Institute of California

 
 
23-7427232 501(C)(3) 90,133   N/A N/A PROGRAM SVCS
(135) BETH ISRAEL MEDICAL CENTER

 
 
13-5564934 501(C)(3) 88,089   N/A N/A EDUC PROGRAMS
(136) UNIVERSITY OF MARYLAND

 
 
52-6002033 501(C)(3) 84,386   N/A N/A SCHOLARSHIP/FIN AID
(137) UNIVERSITY OF NOTRE DAME

 
 
35-0868188 501(C)(3) 83,886   N/A N/A SCHOLARSHIP/FIN AID
(138) STEVENS INSTITUTE OF TECHNOLOGY

 
 
22-1487354 501(C)(3) 83,716   N/A N/A SCHOLARSHIP/FIN AID
(139) BARNARD COLLEGE
3009 BROADWAY NEW YORK NY 10027
NEW YORK,NY10027
13-1628149 501(C)(3) 143,139   N/A N/A SCHOLARSHIP/FIN AID
(140) PHYSICIANS FOR REPRODUCTIVE HEALTH INC

 
 
13-3693391 501(C)(3) 79,917   N/A N/A EDUC PROGRAMS
(141) GEISINGER HEALTH SYSTEM

 
 
23-6291113 501(C)(3) 77,085   N/A N/A FOOD AND EQUIP
(142) Dana-Farber Cancer Institute

 
 
04-2263040 501(C)(3) 76,381   N/A N/A PROGRAM SVCS
(143) NATIONAL CENTER FOR ACCESS TO JUSTICE

 
 
27-4250853 501(C)(3) 75,000   N/A N/A EQUIPMENT
(144) ROCHESTER INSTITUTE OF TECHNOLOGY

 
 
16-0743140 501(C)(3) 72,551   N/A N/A FOOD AND EQUIP
(145) FRED HUTCHINSON CANCER RESEARCH CENTER

 
 
23-7156071 501(C)(3) 72,355   N/A N/A PROGRAM SVCS
(146) UNIVERSITY OF ROCHESTER

 
 
16-0743209 501(C)(3) 71,053   N/A N/A TUITION
(147) CANCER RESEARCH AND BIOSTATISTICS

 
 
91-1828539 501(C)(3) 68,137   N/A N/A RESEARCH
(148) POLAR OCEANS RESEARCH GROUP

 
 
81-0536140 501(C)(3) 67,614   N/A N/A  
(149) St Lukes Roosevelt Institute for Hlth Sci

 
 
13-2914343 501(C)(3) 66,347   N/A N/A PROGRAM SVCS
(150) FUNDACONCIENCIA INC

 
 
27-0824212 501(C)(3) 66,110   N/A N/A PROGRAM SVCS
(151) CHILDRENS HOSPITAL BOSTON

 
 
04-2774441 501(C)(3) 65,935   N/A N/A RESEARCH
(152) BIGELOW LABORATORY FOR OCEAN SCIENCES

 
 
01-6006001 501(C)(3) 65,829   N/A N/A EDUC/RESEARCH
(153) NORTHERN MANHATTAN IMPROVEMENT

 
 
13-2972415 501(C)(3) 64,576   N/A N/A EDUC/RESEARCH
(154) Creighton University

 
 
47-0376583 501(C)(3) 62,723   N/A N/A EDUC/RESEARCH
(155) UNIVERSITY OF ILLINOIS

 
 
37-6000511 501(C)(3) 62,465   N/A N/A EDUC/RESEARCH
(156) GROUND TRUTH TREKKING

 
 
20-8537847 501(C)(3) 61,919   N/A N/A EDUC/RESEARCH
(157) UNIVERSITY OF CALIFORNIA DAVIS

 
 
95-6006143 501(C)(3) 61,905   N/A N/A EDUC/RESEARCH
(158) EL CAMINO HOSPITAL

 
 
94-3167314 501(C)(3) 60,000   N/A N/A EDUC/RESEARCH
(159) RIVERSTONE SENIOR LIFE SERV

 
 
13-3355074 501(C)(3) 59,316   N/A N/A EDUC/RESEARCH
(160) NORTHEASTERN UNIV

 
 
04-1679980 501(C)(3) 59,113   N/A N/A EDUC/RESEARCH
(161) ECOHEALTH ALLIANCE
460 WEST 34TH ST 17TH FL NEW YORK
NEW YORK,NY10001
31-1726494 501(C)(3) 58,903   N/A N/A EDUC/RESEARCH
(162) CHILDREN'S HOSPITAL MEDICAL CENTER

 
 
34-0714357 501(C)(3) 57,863   N/A N/A EDUC/RESEARCH
(163) PURDUE UNIVERSITY

 
 
35-6002041 501(C)(3) 57,560   N/A N/A EDUC/RESEARCH
(164) Callen-Lorde Community Health Center

 
 
13-3409680 501(C)(3) 55,421   N/A N/A EDUC/RESEARCH
(165) Parallax Center Inc

 
 
13-3501469 501(C)(3) 54,868   N/A N/A EDUC/RESEARCH
(166) Hektoen Institute of Medicine

 
 
36-2244897 501(C)(3) 53,705   N/A N/A EDUC/RESEARCH
(167) Seattle Childrens Hospital

 
 
91-0564748 501(C)(3) 52,899   N/A N/A EDUC/RESEARCH
(168) RHODE ISLAND HOSPITAL
1 HOPPIN ST BX 421300 PROVIDENCE
PROVIDENCE,RI02903
05-0258954 501(C)(3) 51,408   N/A N/A EDUC/RESEARCH
(169) Public Health Solutions

 
 
13-5669201 501(C)(3) 51,281   N/A N/A EDUC/RESEARCH
(170) FORSYTH INST

 
 
04-2104230 501(C)(3) 51,110   N/A N/A EDUC/RESEARCH
(171) OHIO STATE UNIVERSITY RESEARCH FND

 
 
31-6025986 501(C)(3) 51,102   N/A N/A EDUC/RESEARCH
(172) PUBLIC SQUARE PARTNERSHIP

 
 
46-4572655 501(C)(3) 49,998   N/A N/A EDUC/RESEARCH
(173) UNC WILMINGTON

 
 
56-1258660 501(C)(3) 49,074   N/A N/A EDUC/RESEARCH
(174) OFM RESEARCH INC

 
 
57-1222227 501(C)(3) 46,940   N/A N/A EDUC/RESEARCH
(175) Seattle Inst for Biomedical and Clinical Rsrc
1660 S COLUMBIAN WAY SEATTLE WA 98
Seattle,WA98108
91-1452438 501(C)(3) 46,667   N/A N/A EDUC/RESEARCH
(176) WESTERN MICHIGAN UNIVERSITY

 
 
38-6007327 501(C)(3) 45,601   N/A N/A EDUC/RESEARCH
(177) NATIONAL OPINION RESEARCH CENTER

 
 
36-2167808 501(C)(3) 45,019   N/A N/A EDUC/RESEARCH
(178) LOUISIANA STATE UNIVERSITY

 
 
72-6000848 501(C)(3) 45,004   N/A N/A EDUC/RESEARCH
(179) NEW YORK STATE ASOC OF COUNTY HLT OFFICIALS
1 UNITED WY PINE W PLAZA ALBANY N
Albany,NY12205
14-1747742 501(C)(3) 44,987   N/A N/A EDUC/RESEARCH
(180) WASHINGTON UNIVERSITY ST LOUIS

 
 
43-0653611 501(C)(3) 44,903   N/A N/A EDUC/RESEARCH
(181) UNIV OF TEXAS AT ARLINGTON

 
 
75-6000121 501(C)(3) 42,250   N/A N/A EDUC/RESEARCH
(182) University of California at Santa Cruz

 
 
94-1539563 501(C)(3) 40,101   N/A N/A EDUC/RESEARCH
(183) MCLAUGHLIN RESEARCH INSTITUTE

 
 
81-0459235 501(C)(3) 39,748   N/A N/A EDUC/RESEARCH
(184) LOVELACE BIOMEDICAL AND ENVIR RSCH INST

 
 
51-0154068 501(C)(3) 39,496   N/A N/A EDUC/RESEARCH
(185) COMMUNITY LEAGUE OF THE HEIGHTS INC
500 W 159TH STREET NEW YORK NY 100
NEW YORK,NY10032
13-2564241 501(C)(3) 37,961   N/A N/A EDUC/RESEARCH
(186) New York Stem Cell Foundation
1995 BROADWAY STE 600 NEW YORK NY
NEW YORK,NY10023
20-2905531 501(C)(3) 61,447   N/A N/A EDUC/RESEARCH
(187) HUGO W MOSER RESEARCH INSTITUTE

 
 
52-1524967 501(C)(3) 33,928   N/A N/A EDUC/RESEARCH
(188) THE BRIDGE INC

 
 
13-1919799 501(C)(3) 33,418   N/A N/A EDUC/RESEARCH
(189) BRONX RIVER ALLIANCE INC

 
 
75-3001587 501(C)(3) 33,296   N/A N/A EDUC/RESEARCH
(190) J CRAIG VENTER INSTITUTE

 
 
52-1842938 501(C)(3) 33,095   N/A N/A EDUC/RESEARCH
(191) UNIVERSITY OF DELAWARE

 
 
51-6000297 501(C)(3) 32,787   N/A N/A EDUC/RESEARCH
(192) UNIVERSITY OF NEW HAMPSHIRE

 
 
02-6000937 501(C)(3) 31,132   N/A N/A EDUC/RESEARCH
(193) UNIVERSITY OF CALIFORNIA SANTA BARBARA

 
 
95-6006145 501(C)(3) 30,320   N/A N/A EDUC/RESEARCH
(194) MIAMI UNIVERSITY

 
 
31-6402089 501(C)(3) 30,253   N/A N/A EDUC/RESEARCH
(195) UNIVERSITY OF TEXAS HSC HOUSTON

 
 
74-1761309 501(C)(3) 29,803   N/A N/A EDUC/RESEARCH
(196) UNIVERSITY OF MAINE

 
 
01-6000769 501(C)(3) 27,011   N/A N/A EDUC/RESEARCH
(197) WAYNE STATE UNIV

 
 
38-6028429 501(C)(3) 26,992   N/A N/A EDUC/RESEARCH
(198) LOYOLA UNIVERSITY OF CHICAGO

 
 
36-1408475 501(C)(3) 26,063   N/A N/A EDUC/RESEARCH
(199) New York Hospital Of Queens

 
 
11-1839362 501(C)(3) 25,635   N/A N/A EDUC/RESEARCH
(200) ADELPHI UNIVERSITY

 
 
11-1630741 501(C)(3) 25,355   N/A N/A EDUC/RESEARCH
(201) Raritan Bay Medical Center

 
 
22-1494442 501(C)(3) 25,092   N/A N/A EDUC/RESEARCH
(202) Rensselaer Polytechnic Institute

 
 
14-1340095 501(C)(3) 23,346   N/A N/A EDUC/RESEARCH
(203) LOMA LINDA UNIVERSITY

 
 
95-1816009 501(C)(3) 22,767   N/A N/A EDUC/RESEARCH
(204) VALLEY HOSPITAL

 
 
22-1487307 501(C)(3) 22,200   N/A N/A EDUC/RESEARCH
(205) THE POPULATION COUNCIL INC

 
 
13-1687001 501(C)(3) 22,018   N/A N/A EDUC/RESEARCH
(206) Research Inst at Nationwide Childrens Hosp
700 CHILDREN S DRIVE COLUMBUS OH 4
COLUMBUS,OH43205
31-6056230 501(C)(3) 21,793   N/A N/A EDUC/RESEARCH
(207) UNIVERSITY OF SOUTH CAROLINA

 
 
57-0967350 501(C)(3) 21,550   N/A N/A EDUC/RESEARCH
(208) PROJECT HOME

 
 
23-2555950 501(C)(3) 21,332   N/A N/A EDUC/RESEARCH
(209) THE UNIVERSITY OF TEXAS

 
 
74-6001118 501(C)(3) 21,209   N/A N/A EDUC/RESEARCH
(210) WOMENS REFUGEE COMMISSION INC

 
 
46-3668128 501(C)(3) 20,000   N/A N/A EDUC/RESEARCH
(211) CASE WESTERN RESERVE UNIVERSITY

 
 
34-1018992 501(C)(3) 19,858   N/A N/A EDUC/RESEARCH
(212) COLD SPRING HARBOR LABORATORY

 
 
11-2013303 501(C)(3) 19,404   N/A N/A EDUC/RESEARCH
(213) CEDAR SINAI MEDICAL CENTER

 
 
95-1644600 501(C)(3) 19,330   N/A N/A EDUC/RESEARCH
(214) THE CHILDRENS HOSPITAL OF PHILADELPHIA

 
 
23-1352166 501(C)(3) 18,798   N/A N/A EDUC/RESEARCH
(215) MERCER UNIVERSITY

 
 
58-0566167 501(C)(3) 18,794   N/A N/A EDUC/RESEARCH
(216) ALZHEIMERS ASSOC NYC

 
 
13-3277408 501(C)(3) 18,777   N/A N/A EDUC/RESEARCH
(217) UNIVERSITY OF THE VIRGIN ISLANDS

 
 
66-0432514 501(C)(3) 17,992   N/A N/A EDUC/RESEARCH
(218) REGENTS UNIV OF OKLAHOMA HLT SCIENCES CTR

 
 
73-6017987 501(C)(3) 17,797   N/A N/A EDUC/RESEARCH
(219) THE VILLAGE SOUTH INC

 
 
59-1452736 501(C)(3) 17,550   N/A N/A EDUC/RESEARCH
(220) DESERT RESEARCH INSTITUTE

 
 
88-6000024 501(C)(3) 17,144   N/A N/A EDUC/RESEARCH
(221) NATIONAL DEVELOPMENT RESEARCH

 
 
23-7009089 501(C)(3) 16,276   N/A N/A EDUC/RESEARCH
(222) SARC

 
 
86-1087705 501(C)(3) 16,153   N/A N/A EDUC/RESEARCH
(223) PUBLIC HEALTH TRUST OF MIAMI DADE COUNTY

 
 
59-1713947 501(C)(3) 15,429   N/A N/A EDUC/RESEARCH
(224) UNIVERSITY OF KENTUCKY RESEARCH

 
 
61-6033693 501(C)(3) 15,398   N/A N/A EDUC/RESEARCH
(225) STOCKHOLM INSTITUTE US
11 CURTIS AVE SOMERVILLE MA 02144
SOMERVILLE,MA02144
20-4659308 501(C)(3) 15,257   N/A N/A EDUC/RESEARCH
(226) University Corp for Atmospheric Research
PO BOX 3000 BOULDER CO 80307
BOULDER,CO80307
84-0412668 501(C)(3) 15,062   N/A N/A EDUC/RESEARCH
(227) FUND FOR PUBLIC HEALTH IN NEW YORK INC

 
 
05-0539199 501(C)(3) 14,975   N/A N/A EDUC/RESEARCH
(228) PITTSBURGH PARKS CONSERVANCY
2000 Technology Dr 3000 Pittsburg
PITTSBURGH,PA14129
23-2882145 501(C)(3) 14,714   N/A N/A EDUC/RESEARCH
(229) Bronx Lebanon Hospital Center

 
 
13-1974191 501(C)(3) 14,317   N/A N/A EDUC/RESEARCH
(230) LEHIGH VALLEY HEALTH NETWORK

 
 
23-1689692 501(C)(3) 13,600   N/A N/A EDUC/RESEARCH
(231) UNIVERSITY OF WISCONSIN MADISON

 
 
39-6006492 501(C)(3) 13,215   N/A N/A EDUC/RESEARCH
(232) UNIVERSITY OF TEXAS SOUTHWESTERN MED CTR

 
 
75-6002868 501(C)(3) 13,060   N/A N/A EDUC/RESEARCH
(233) THE PUERTO RICAN ORG TO MTV ENLTN & SRV ADTS
300 EAST 175TH STREET BRONX NY 104
BRONX,NY10457
13-2663328 501(C)(3) 12,644   N/A N/A EDUC/RESEARCH
(234) ROCKEFELLER UNIVERSITY

 
 
13-1624158 501(C)(3) 12,473   N/A N/A EDUC/RESEARCH
(235) JACKSON LABORATORY

 
 
01-0211513 501(C)(3) 12,131   N/A N/A EDUC/RESEARCH
(236) AMERICAN ASSOC OF VARIABLE STAR OBSERVERS

 
 
04-2164402 501(C)(3) 12,001   N/A N/A EDUC/RESEARCH
(237) MEDICAL COLLEGE OF WISCONSIN

 
 
39-0806261 501(C)(3) 11,778   N/A N/A EDUC/RESEARCH
(238) AVENIR HEALTH INC

 
 
20-4816286 501(C)(3) 11,569   N/A N/A EDUC/RESEARCH
(239) VIRGINIA POLYTECHNICAL INST AND STATE UNIV
300 TURNER ST STE 4200 BLACKSBURG
BLACKSBURG,VA24061
54-6001805 501(C)(3) 9,217   N/A N/A EDUC/RESEARCH
(240) MAINE GEOLOGICAL SURVEY

 
 
01-6000001 501(C)(3) 9,143   N/A N/A EDUC/RESEARCH
(241) UNIVERSITY OF GEORGIA

 
 
58-1353149 501(C)(3) 8,925   N/A N/A EDUC/RESEARCH
(242) UNIVERSITY OF TEXAS AT DALLAS

 
 
75-1305566 501(C)(3) 8,453   N/A N/A EDUC/RESEARCH
(243) UNIVERSITY OF MISSOURI

 
 
43-6003859 501(C)(3) 7,846   N/A N/A EDUC/RESEARCH
(244) FUND FOR THE CITY OF NEW YORK

 
 
13-2612524 501(C)(3) 7,734   N/A N/A EDUC/RESEARCH
(245) UNIVERSITY OF SOUTH FLORIDA

 
 
59-3102112 501(C)(3) 7,561   N/A N/A EDUC/RESEARCH
(246) EARTH IMAGES FOUNDATION INC

 
 
07-7032389 501(C)(3) 7,300   N/A N/A EDUC/RESEARCH
(247) GREAT LAKES MEDICAL RESEARCH LLC

 
 
16-1602698 501(C)(3) 7,290   N/A N/A EDUC/RESEARCH
(248) NAZARENE COMPASSIONATE MINISTRIES INC
17001 PRAIRIE STAR PR 100 LENEXA
LENEXA,KS66220
43-1550318 501(C)(3) 6,960   N/A N/A EDUC/RESEARCH
(249) THE CITY UNIVERSITY OF NEW YORK
119 WEST 31ST ST FIRST FL NEW YORK
NEW YORK,NY10001
13-3893536 501(C)(3) 6,000   N/A N/A EDUC/RESEARCH
(250) UNIVERSITY OF NORTH TEXAS

 
 
75-6064033 501(C)(3) 5,837   N/A N/A EDUC/RESEARCH
(251) MISSISSIPPI STATE UNIVERSITY

 
 
64-6000819 501(C)(3) 5,450   N/A N/A EDUC/RESEARCH
(252) University of Kansas Medical Center

 
 
48-1108830 501(C)(3) 5,105   N/A N/A EDUC/RESEARCH
(253) DEPARTMENTS OF NYS STATE

 
 
13-6400434 Government 248,196   N/A N/A EDUC/RESEARCH
(254) DEPARTMENT OF COMMERCE

 
 
52-0821608 Government 180,831   N/A N/A EDUC/RESEARCH
(255) PUERTO RICO DEPARTMENT OF HEALTH

 
 
90-0002462 Government 43,511   N/A N/A EDUC/RESEARCH
(256) DEPARTMENT OF THE INTERIOR

 
 
53-0196958 Government 26,689   N/A N/A EDUC/RESEARCH
(257) ADULTS & CHILDREN IN TRUST CHILDRENS QUEST
1047 Amsterdam Avenue New York NY
NEW YORK,NY10025
13-1623934 501(C)(3) 12,000   N/A N/A EDUC/RESEARCH
(258) Behind the Book Inc

 
 
32-0086097 501(C)(3) 6,500   N/A N/A EDUC/RESEARCH
(259) Bloomingdale School of Music

 
 
13-2562192 501(C)(3) 6,500   N/A N/A EDUC/RESEARCH
(260) Broadway Community Inc

 
 
13-3652817 501(C)(3) 6,000   N/A N/A EDUC/RESEARCH
(261) Broadway Presbyterian Church Nursery School

 
 
13-1623916 501(C)(3) 10,000   N/A N/A EDUC/RESEARCH
(262) Cathedral Community Cares-St John Dvne

 
 
13-1623934 501(C)(3) 10,000   N/A N/A EDUC/RESEARCH
(263) Community Impact Inc
2980 Broadway 105 Earl Hall New Yo
NEW YORK,NY10027
13-3386904 501(C)(3) 135,000   N/A N/A EDUC/RESEARCH
(264) Figure Skating In Harlem

 
 
13-3945168 501(C)(3) 7,000   N/A N/A EDUC/RESEARCH
(265) Friends of the Children NY

 
 
06-1597902 501(C)(3) 6,000   N/A N/A EDUC/RESEARCH
(266) Graham Windham Harlem Beacon Ctr Fam Enrchmt Prgm

 
 
13-2926426 501(C)(3) 9,000   N/A N/A EDUC/RESEARCH
(267) Harlem Academy

 
 
56-2454573 501(C)(3) 9,000   N/A N/A EDUC/RESEARCH
(268) Harlem Lacrosse and Leadership

 
 
45-1634118 501(C)(3) 5,500   N/A N/A EDUC/RESEARCH
(269) Legal Outreach Inc - Summer Law Institute
36-14 35th Street Long Island City
LONG ISLAND CITY,NY11106
13-3214627 501(C)(3) 5,500   N/A N/A EDUC/RESEARCH
(270) Lifeforce in Later Years Inc

 
 
80-0401075 501(C)(3) 5,500   N/A N/A EDUC/RESEARCH
(271) Purple Circle Day Care

 
 
13-3073319 501(C)(3) 10,000   N/A N/A EDUC/RESEARCH
(272) The Red Balloon Day Care Center Inc

 
 
13-2772534 501(C)(3) 11,000   N/A N/A EDUC/RESEARCH
(273) Rev Linnette C Williamson Memrl Park Assoc

 
 
13-3861293 501(C)(3) 6,000   N/A N/A EDUC/RESEARCH
(274) Samaritan Foundation Inc

 
 
11-2490500 501(C)(3) 8,000   N/A N/A RESEARCH
(275) SNACK & Friends Inc
316 East 53rd Street New York NY 1
NEW YORK,NY10022
20-5934666 501(C)(3) 5,500   N/A N/A RESEARCH
(276) St Marys Episcopal Chrch Soup Kitchen&Food
521 West 126th Street New York NY
NEW YORK,NY10027
13-1624179 501(C)(3) 6,500   N/A N/A RESEARCH
(277) The Children's Lrng Ctr of Morningside Hghts

 
 
13-4111840 501(C)(3) 10,000   N/A N/A RESEARCH
(278) The Family Annex

 
 
13-3083081 501(C)(3) 5,900   N/A N/A RESEARCH
(279) The Harlem Chamber Players

 
 
45-2160781 501(C)(3) 5,500   N/A N/A RESEARCH
(280) The Red Balloon Day Care Center Inc

 
 
13-2772534 501(C)(3) 11,000   N/A N/A RESEARCH
(281) Top Honors Inc

 
 
75-3062601 501(C)(3) 12,000   N/A N/A RESEARCH
(282) Wendy Hilliard Gymnastics Foundation

 
 
13-3879321 501(C)(3) 12,000   N/A N/A RESEARCH
(283) West Side Campaign Against Hunger
263 West 86th Street New York NY 1
NEW YORK,NY10024
71-0908184 501(C)(3) 12,000 9,795 FMV Canned Food RESEARCH
(284) Reid Hall

 
 
13-1611126 501(C)(3) 434,162   N/A N/A RESEARCH
(285) Columbia University Health Care Inc
615 W 131ST ST MC 8741 NEW YORK
NEW YORK,NY10027
13-3948652 501(C)(3) 1,243,348   N/A N/A RESEARCH
(286) Columbia University Press

 
 
13-1623968 501(C)(3) 710,442   N/A N/A RESEARCH
(287) Museum of Arts and Design
2 COLUMBUS CIRCLE
NEW YORK,NY10019
13-3585408 501(C)(3) 150,000   N/A N/A  
(288) Jewish Federation of Rockland County
450 WEST NYACK ROAD
WEST NYACK,NY10994
13-3268920 501(C)(3) 150,000   N/A N/A  
(289) Jewish Community Center of Rockland County
450 WEST NYACK ROAD
WEST NYACK,NY10994
13-3914074 501(C)(3) 1,000,000   N/A N/A  
(290) Lupus Research Institute Inc
330 SEVENTH AVE 1701
NEW YORK,NY10001
06-1565950 501(C)(3) 1,000,000   N/A N/A  
(291) University of Wisconsin Foundation
1848 UNIVERSITY AVENUE
MADISON,WI53726
39-0743975 501(C)(3) 8,010,000   N/A N/A  
(292) Metropolitan Opera
30 LINCOLN CENTER
NEW YORK,NY10023
13-1624087 501(C)(3) 25,000   N/A N/A  
(293) Newark Beth Israel Medical Center Fnd Inc
201 LYONS AVENUE
NEWARK,NJ07112
22-2587176 501(C)(3) 250,000   N/A N/A  
(294) Museum of the American Revolution
101 S THIRD ST
PHILADELPHIA,PA19106
23-2773714 501(C)(3) 40,000   N/A N/A  
(295) New York City Center Inc
130 W 56TH ST 9TH FL
NEW YORK,NY10019
13-2867442 501(C)(3) 450,000   N/A N/A  
(296) Social Science Research Council
ONE PIERREPONT PLAZA
BROOKLYN,NY11201
13-1325070 501(C)(3) 150,000   N/A N/A  
(297) AARON DAVIS HALL INC
135TH AND CONVENT AVE
NEW YORK,NY10031
13-3166308 501(C)(3) 10,000   N/A N/A PROGRAM SERVICES
(298) AMERICAN ACADEMY OF NURSING
1000 VERMONT AVE NW 910
WASHINGTON,DC20005
52-2213870 501(C)(3) 20,000   N/A N/A PROGRAM SERVICES
(299) AMERICAN HEART ASSOCIATION
122 EAST 42ND ST 18TH FL
NEW YORK,NY10168
13-5613797 501(C)(3) 55,000   N/A N/A PROGRAM SERVICES
(300) ARCHITECTURAL LEAGUE OF NY
594 BROADWAY 607
NEW YORK,NY10012
13-1671027 501(C)(3) 6,000   N/A N/A PROGRAM SERVICES
(301) ARNOLD P GOLD FOUNDATION
1325 SIXTH AVE 27 FL
NEW YORK,NY10019
22-3052098 501(C)(3) 20,000   N/A N/A PROGRAM SERVICES
(302) BOOMER ESIASON FOUNDATION
200B ARMSTRONG ROAD
GARDEN CITY PARK,NY11040
11-3142753 501(C)(3) 40,000   N/A N/A PROGRAM SERVICES
(303) CARDIOVASCULAR RESEARCH FOUNDATION
111 EAST 59TH ST
NEW YORK,NY10022
52-1752653 501(C)(3) 6,000   N/A N/A PROGRAM SERVICES
(304) CHINESE AMERICAN MEDICAL SOCIETY
265 CANAL STREET 515
NEW YORK,NY10013
13-3418133 501(C)(3) 8,000   N/A N/A program services
(305) COUNCIL FOR ECONOMIC EDUCATION
122 EAST 42ND STREET 2600
NEW YORK,NY10168
13-1623848 501(C)(3) 7,000   N/A N/A PROGRAM SERVICES
(306) DOMINICAN WOMENS DEVELOPMENT CENTER
519 WEST 189TH STREET
NEW YORK,NY10040
13-3593885 501(C)(3) 7,850   N/A N/A PROGRAM SERVICES
(307) FRIENDS COLUMBIA SECONDARY SCH MATH SCI ENG
603 WEST 115TH ST 433
NEW YORK,NY10025
26-1146491 501(C)(3) 625,000   N/A N/A PROGRAM SERVICES
(308) HARLEM CONGREGATIONS FOR COMM IMPROVEMENT
2854 FREDRICK DOUGLAS BLVD
NEW YORK,NY10039
13-3516262 501(C)(3) 10,500   N/A N/A PROGRAM SERVICES
(309) HARBORING HEARTS HOUSING FOUNDATION INC
601 WEST 26TH ST 325-18
NEW YORK,NY10001
94-3433059 501(C)(3) 20,000   N/A N/A PROGRAM SERVICES
(310) LATIN AMERICAN STUDIES ASSOCIATION INC
416 BELLEFIELD HALL
PITTSBURGH,PA15260
52-0882881 501(C)(3) 25,000   N/A N/A PROGRAM SERVICES
(311) NEW YORK CITY POLICE FOUNDATION INC
555 FIFTH AVENUE 15TH FL
NEW YORK,NY10017
13-2711338 501(C)(3) 10,000   N/A N/A PROGRAM SERVICES
(312) NEW YORK-PRESBYTERIAN FUND INC
654 WEST 170TH ST
NEW YORK,NY10032
13-3160356 501(C)(3) 74,500   N/A N/A PROGRAM SERVICES
(313) NEW YORK PRESBYTERIAN HOSPITAL
654 WEST 170TH STREET
NEW YORK,NY10032
13-3957095 501(C)(3) 32,500   N/A N/A PROGRAM SERVICES
(314) PARKINSONS DISEASE FOUNDATION INC
1359 BROADWAY 1509
NEW YORK,NY10018
13-1866796 501(C)(3) 12,500   N/A N/A PROGRAM SERVICES
(315) PROJECT ALS INC
801 RIVERSIDE DRIVE 6G
NEW YORK,NY10032
13-4019464 501(C)(3) 111,000   N/A N/A PROGRAM SERVICES
(316) ROCKEFELLER PHILANTHROPY ADVISORS
6 WEST 48TH ST 10TH FL
NEW YORK,NY10036
13-3615533 501(C)(3) 10,000   N/A N/A PROGRAM SERVICES
(317) WEST HARLEM GROUP ASSISTANCE INC
1652 AMSTERDAM AVENUE
NEW YORK,NY10031
23-7169558 501(C)(3) 15,000   N/A N/A PROGRAM SERVICES
(318) BROADWAY MALL ASSOCIATION
2095 BROADWAY 403
NEW YORK,NY10023
13-3419786 501(C)(3) 50,689   N/A N/A PROGRAM SERVICES
(319) ORTHOPAEDIC RSCH AND EDUCATION FND (OREF)
9400 W HIGGINS ROAD 215
ROSEMONT,IL60018
36-6009467 501(C)(3) 28,000   N/A N/A PROGRAM SERVICES
(320) BREAST CANCER RESEARCH FOUNDATION
60 E 56TH STREET 8TH FL
NEW YORK,NY10022
13-3727250 501(C)(3) 6,100   N/A N/A PROGRAM SERVICES
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
320
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
0
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2015

Schedule I (Form 990) 2015
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients
(c) Amount of
cash grant
(d) Amount of
non-cash assistance
(e) Method of valuation (book,
FMV, appraisal, other)
(f) Description of non-cash assistance
(1) CCS NANCY RUPP SCHOLARSHIP 2 6,000     N/A
(2) STUDENT TUITION GRANTS AND SCHOLARSHIPS 26151 472,204,783     N/A
(2)
(3)
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
DESCRIPTION OF ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANTS FORM 990, SCHEDULE I THE UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF THE USE OF SPONSORED PROJECT GRANT FUNDING BY SUBRECIPIENTS. THE POLICY MANDATES MONITORING IN TWO AREAS: (A) SUBRECIPIENT INSTITUTION COMPLIANCE WITH THE AUDITING REQUIREMENTS OF OMB CIRCULAR A-133, AND (B) SUBRECIPIENT INSTITUTION'S APPROPRIATE MANAGEMENT OF SUBAWARD. THE UNIVERSITY'S SPONSORED PROJECTS FINANCE GROUP COLLECTS A-133 REPORTS FROM SUBRECIPIENT INSTITUTIONS, AND THE PRINCIPAL INVESTIGATORS CARRY OUT THE SECOND TYPE OF MONITORING, PRINCIPALLY BY: - ROUTINELY GATHERING AND REVIEWING TECHNICAL PERFORMANCE REPORTS; - ROUTINELY REVIEWING INVOICES AND EXPENSES RELATIVE TO BUDGET; - CONDUCTING PERIODIC ON-SITE VISITS, WHEN NECESSARY; AND - INITIATING AUDITS, WHEN NECESSARY.
Schedule I (Form 990) 2015



Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
Yes
 
b
Any related organization?
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization?
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2015

Schedule J (Form 990) 2015
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation in column(B) reported as deferred on prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
1LEE C BOLLINGERPRESIDENT (i)

(ii)
1,340,781
-------------
0
700,000
-------------
0
48,115
-------------
0
27,200
-------------
0
418,741
-------------
0
2,534,837
-------------
0
0
-------------
0
2KENNETH A FORDETRUSTEE (i)

(ii)
 
-------------
0
0
-------------
0
796,955
-------------
0
0
-------------
0
2,592
-------------
0
799,547
-------------
0
0
-------------
0
3JANE E BOOTHGENERAL COUNSEL (i)

(ii)
629,427
-------------
0
0
-------------
0
0
-------------
0
27,200
-------------
0
7,668
-------------
0
664,295
-------------
0
0
-------------
0
4JOHN COATSWORTHPROVOST (i)

(ii)
700,052
-------------
0
0
-------------
0
41,146
-------------
0
27,200
-------------
0
16,806
-------------
0
785,204
-------------
0
0
-------------
0
5JEROME DAVISSECRETARY (i)

(ii)
387,696
-------------
0
0
-------------
0
0
-------------
0
27,200
-------------
0
17,238
-------------
0
432,134
-------------
0
0
-------------
0
6DAVID MADIGANEXEC VP - ARTS & SCIENCES (i)

(ii)
476,438
-------------
0
0
-------------
0
41,338
-------------
0
27,200
-------------
0
98,595
-------------
0
643,571
-------------
0
0
-------------
0
7ANNE R SULLIVANEXECUTIVE VP FOR FINANCE & IT (i)

(ii)
646,360
-------------
0
0
-------------
0
0
-------------
0
27,200
-------------
0
24,833
-------------
0
698,393
-------------
0
0
-------------
0
8LEE GOLDMANEXEC VP FOR HEALTH SCIENCES (i)

(ii)
1,067,824
-------------
0
3,445,757
-------------
0
194,020
-------------
0
27,200
-------------
0
7,668
-------------
0
4,742,469
-------------
0
2,292,000
-------------
0
9PETER HOLLANDEXEC VP OF INVESTMENT MGMT (i)

(ii)
825,814
-------------
0
3,045,788
-------------
0
0
-------------
0
2,945,022
-------------
0
46,642
-------------
0
6,863,266
-------------
0
2,636,477
-------------
0
10JOSEPH A IENUSOEXC VP FACILITIES THRU 8/30/15 (i)

(ii)
371,251
-------------
0
0
-------------
0
211,039
-------------
0
38,090
-------------
0
16,216
-------------
0
636,596
-------------
0
0
-------------
0
11NIRMAL NARVEKARPRES INVST MGMT THRU 11/16/16 (i)

(ii)
923,988
-------------
0
3,388,969
-------------
0
0
-------------
0
1,650,492
-------------
0
28,248
-------------
0
5,991,697
-------------
0
2,934,345
-------------
0
12AMELIA ALVERSONEXEC VP - UNIV DVLP&ALUM RLTS (i)

(ii)
670,494
-------------
0
0
-------------
0
0
-------------
0
27,200
-------------
0
9,894
-------------
0
707,588
-------------
0
0
-------------
0
13DAVID GREENBERGEXC VP FACILITIES AS OF 8/1/15 (i)

(ii)
394,513
-------------
0
0
-------------
0
0
-------------
0
27,200
-------------
0
4,722
-------------
0
426,435
-------------
0
0
-------------
0
14ROBERT KASDINSR EXEC VP THRU 6/30/15 (FRMR) (i)

(ii)
411,071
-------------
0
0
-------------
0
0
-------------
0
27,200
-------------
0
55,256
-------------
0
493,527
-------------
0
0
-------------
0
15SUSAN K FEAGINEXEC VP-UNIV. DEV&ALUM(FORMER) (i)

(ii)
361,125
-------------
0
0
-------------
0
30,328
-------------
0
27,200
-------------
0
5,967
-------------
0
424,620
-------------
0
0
-------------
0
16DAVID N SILVERSCLINICAL PROFESSOR (i)

(ii)
2,998,464
-------------
0
1,439,391
-------------
0
0
-------------
0
36,843
-------------
0
1,848
-------------
0
4,476,546
-------------
0
0
-------------
0
17JEFFREY W MOSESPROFESSOR OF MEDICINE (i)

(ii)
2,289,056
-------------
0
0
-------------
0
0
-------------
0
31,778
-------------
0
36,429
-------------
0
2,357,263
-------------
0
0
-------------
0
18CRAIG R SMITHPROFESSOR OF SURGERY (i)

(ii)
2,168,259
-------------
0
0
-------------
0
0
-------------
0
36,492
-------------
0
4,440
-------------
0
2,209,191
-------------
0
0
-------------
0
19GREGG STONEPROFESSOR OF SURGERY (i)

(ii)
1,997,792
-------------
0
0
-------------
0
0
-------------
0
31,778
-------------
0
25,040
-------------
0
2,054,610
-------------
0
0
-------------
0
20TIMOTHY M DONOHUEMANAGING DIRECTOR - IMC (i)

(ii)
562,158
-------------
0
1,448,720
-------------
0
61
-------------
0
1,452,200
-------------
0
47,613
-------------
0
3,510,752
-------------
0
0
-------------
0
Schedule J (Form 990) 2015

Schedule J (Form 990) 2015
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
SUPPLEMENTAL COMPENSATION INFORMATION NOTES TO PART I, LINE 1A FIRST CLASS OR CHARTER TRAVEL IN LIMITED CIRCUMSTANCES, CERTAIN INDIVIDUALS MAY TRAVEL FIRST CLASS WHEN THE TRAVEL IS SUBSTANTIATED AS A REASONABLE EXPENSE TO SUPPORT THE MISSION OF THE UNIVERSITY. ANY FIRST CLASS EXCEPTIONS TO THE UNIVERSITY'S POLICY ARE SUBJECT TO REVIEW AND APPROVAL. TRAVEL FOR COMPANIONS IN CERTAIN CIRCUMSTANCES, THE SPOUSE OF THE PRESIDENT OR OF ANOTHER OFFICER OR KEY EMPLOYEE MAY TRAVEL FOR UNIVERSITY PURPOSES. EXAMPLES OF SUCH TRAVEL INCLUDE ATTENDANCE AT FUNDRAISING OR ALUMNI EVENTS, AS WELL AS REPRESENTING THE UNIVERSITY AT AWARDS PRESENTATIONS OR OTHER CEREMONIES OR EVENTS. IN ACCORDANCE WITH APPLICABLE LEGAL STANDARDS, THE UNIVERSITY WILL PAY FOR SPOUSAL TRAVEL AS A REGULAR BUSINESS EXPENSE IF THE SPOUSAL TRAVEL SERVES A "BONA FIDE BUSINESS PURPOSE" OF THE UNIVERSITY. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS AS APPROVED BY THE BOARD OF TRUSTEES, THE UNIVERSITY PAID CERTAIN MEDICAL, DENTAL AND DISABILITY INSURANCE PREMIUMS ON THE PRESIDENT'S BEHALF, INCLUDING A TAX GROSS-UP ON THOSE AMOUNTS. THE TOTAL AMOUNT FOR PREMIUMS, FEES AND THE TAXES THEREON $33,311 IS SHOWN IN COLUMN (B)(III) AS OTHER REPORTABLE COMPENSATION. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE/PERSONAL SERVICES AS A CONDITION OF EMPLOYMENT, THE PRESIDENT IS REQUIRED TO LIVE IN A HOME ON THE UNIVERSITY'S CAMPUS WHICH IS FURNISHED AND MAINTAINED AT THE UNIVERSITY'S EXPENSE. THE PRESIDENT'S HOUSING HAS BEEN VALUED AT $385,245 AND IS REPORTED AS A NON-TAXABLE BENEFIT. THE UNIVERSITY ALSO PROVIDES A CAR AND DRIVER TO BE USED BY THE PRESIDENT IN CONNECTION WITH HIS DUTIES. THE PRESIDENT IS RESPONSIBLE FOR ANY PERSONAL USE OF THE HOUSEHOLD STAFF OR CAR AND DRIVER AND OTHER PERSONAL EXPENSES. PERSONAL SERVICES OTHER REPORTABLE COMPENSATION INCLUDES $4,420 IMPUTED TO DR. GOLDMAN WITH RESPECT TO PERSONAL USE OF A CAR AND DRIVER PROVIDED BY THE UNIVERSITY (SEE PART I, COLUMN (B)(III)). NOTE TO PART I, LINE 5A DR. DAVID SILVERS' COMPENSATION IS COMPRISED OF BASE COMPENSATION AND INCENTIVE COMPENSATION DETERMINED FROM HIS PERFORMANCE OF, AND REVENUES FROM, CLINICAL DUTIES IN THE UNIVERSITY'S DERMATOPATHOLOGY PRACTICE WHERE HE IS THE DIRECTOR, AND IS SUBJECT TO A CAP FOR EACH ACADEMIC YEAR. NOTE TO PART I, LINE 7 NOTE TO N.P. NARVEKAR AND PETER HOLLAND'S COMPENSATION THE ACTUAL AMOUNT EARNED DURING THE REPORTING PERIOD WAS $3,057,352 FOR MR. NARVEKAR AND $4,226,789 FOR MR. HOLLAND. THE LARGER COMPENSATION FIGURES SHOWN IN COLUMN (E) INCLUDE DOUBLE REPORTING OF PREVIOUSLY REPORTED DEFERRED COMPENSATION THAT VESTED AND WAS PAID DURING THE REPORTING PERIOD. THE ACTUAL AMOUNT EARNED BY EACH INDIVIDUAL IS CALCULATED BY SUBTRACTING COLUMN (F) FROM COLUMN (E). PAYMENT OF MR. NARVEKARS AND MR. HOLLANDS PERFORMANCE BASED BONUS IS, IN EACH CASE, DEFERRED SUBJECT TO VESTING UPON CONTINUING SERVICE TO THE UNIVERSITY. COLUMNS (C) AND (E) INCLUDE DEFERRED COMPENSATION AWARDED DURING THE REPORTING PERIOD BUT SUBJECT TO FUTURE VESTING. MR. NARVEKAR LEFT THE UNIVERSITY IN NOVEMBER 2016 AS A RESULT OF WHICH HE DID NOT SATISFY THE VESTING CONDITIONS WITH RESPECT TO A PORTION OF THE DEFERRED COMPENSATION AWARDED DURING THE REPORTING PERIOD. MR. NARVEKARS TOTAL DEFERRED AWARD FOR THE REPORTING PERIOD WAS $3,246,584. COLUMNS (C) AND (E) INCLUDE THE AMOUNT OF THIS DEFERRED AWARD IN WHICH MR. NARVEKAR VESTED BEFORE HIS DEPARTURE FROM THE UNIVERSITY BUT NOT THE AMOUNT FORFEITED ON HIS DEPARTURE. NOTE TO LEE BOLLINGER'S COMPENSATION AMOUNTS FOR PRESIDENT BOLLINGER IN COLUMN (B)(II) INCLUDE PAYMENTS UNDER A PERFORMANCE-BASED BONUS AWARD. NOTE TO DR. GOLDMAN'S COMPENSATION THE ACTUAL AMOUNT EARNED BY DR. GOLDMAN DURING THE REPORTING PERIOD WAS $2,450,469. THE LARGER COMPENSATION FIGURE SHOWN IN COLUMN (E) INCLUDES DOUBLE REPORTING OF PREVIOUSLY REPORTED DEFERRED COMPENSATION THAT VESTED AND WAS PAID DURING THE REPORTING PERIOD. THE ACTUAL AMOUNT EARNED BY DR. GOLDMAN DURING THE REPORTING PERIOD IS CALCULATED BY SUBTRACTING COLUMN (F) FROM COLUMN (E). THE BONUS AND INCENTIVE COMPENSATION REPORTED IN COLUMN (B)(II) INCLUDES PERFORMANCE BASED AWARDS. NOTE TO KENNETH FORDE'S COMPENSATION KENNETH FORDE'S REPORTED COMPENSATION WAS PAID FROM A DEFERRED COMPENSATION AGREEMENT IN EFFECT WHEN DR. FORDE WAS A PROFESSOR OF SURGERY AT THE UNIVERSITY AND THE REPORTED NON-TAXABLE BENEFITS REFLECT BENEFITS FROM PARTICIPATION IN A RETIREE BENEFITS PLAN. DR. FORDE IS RETIRED FROM HIS UNIVERSITY POSITION AND RECEIVES NO COMPENSATION OR OTHER BENEFITS FOR HIS DUTIES AS A TRUSTEE. NOTE TO DR. MOSES', DR. SMITH'S, & DR. STONE'S COMPENSATION THE COMPENSATION OF DR. MOSES, DR. SMITH, AND DR. STONE IS SUPPORTED BY THEIR CLINICAL ACTIVITIES, GRANTS, AND SUPPORT FROM THE UNIVERSITY'S HOSPITAL AFFILIATES. NOTE TO TIMOTHY DONOHUE'S COMPENSATION THE UNIVERSITY HAS A BONUS PROGRAM UNDER WHICH MR. DONOHUE RECEIVES A PERFORMANCE BASED BONUS, PAYMENT OF WHICH IS DEFERRED SUBJECT TO VESTING UPON CONTINUING SERVICE TO THE UNIVERSITY. COLUMNS (C) AND (E) INCLUDE DEFERRED COMPENSATION AWARDED DURING THE REPORTING PERIOD BUT SUBJECT TO FUTURE VESTING. NOTE TO SUSAN FEAGIN'S COMPENSATION MS. FEAGIN STEPPED DOWN AS EXECUTIVE VICE PRESIDENT FOR DEVELOPMENT AND ALUMNI AFFAIRS ON DECEMBER 31, 2010. THE AMOUNT SHOWN REFLECTS COMPENSATION PAID TO HER FOR HER CONTINUING SERVICES TO THE UNIVERSITY AS SPECIAL ADVISOR.
Schedule J (Form 990) 2015
Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990.

SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number
13-5598093
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF STATE OF NEW YORK 2003A&B
 
14-6000293 649901R49 03-05-2003 122,696,491 FUND NEW QUALIFIED PROJECTS   X   X   X
B DORMITORY AUTHORITY OF STATE OF NEW YORK 2004B&C
 
14-6000293 64983TZD8 06-30-2004 158,627,817 FUND NEW QUALIFIED PROJECTS   X   X   X
C DORMITORY AUTHORITY OF STATE OF NEW YORK 2008A
 
14-6000293 649903ZN4 04-23-2008 293,606,826 FUND NEW QUALIFIED PROJECTS   X   X   X
D DORMITORY AUTHORITY OF STATE OF NEW YORK 2009A
 
14-6000293 649905DF0 05-14-2009 117,000,000 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2011A
 
14-6000293 649906AV6 02-16-2011 312,102,192 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2012A
 
14-6000293 649906F33 06-07-2012 174,118,498 REFUND 2008A AND FUND NEW PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2015A
 
14-6000293 6499077D8 04-23-2015 125,006,199 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2015B
 
14-6000293 64990BGH0 04-23-2015 56,240,112 REFUND DASNY 2004B BONDS   X   X   X
DORMITORY AUTHORITY OF NEW YORK 2016A&B
 
14-6000293 64990BZK2 04-27-2016 491,547,535 REFUND 2006A&B AND FUND NEW PRJCTS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired .................. 87,775,000 101,730,000 82,715,000 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 123,718,793 159,406,375 295,785,662 117,067,254
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 802,880 1,020,611 1,641,578 823,388
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 122,097,219 157,343,063 292,178,836 115,269,253
11 Other spent proceeds ............. 818,694 1,042,701 1,965,248 974,613
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2004 2007 2009 2009
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? ....   X   X   X   X
15 Were the bonds issued as part of an advance refunding issue? .....   X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2015

Schedule K (Form 990) 2015
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0.090 % 0.110 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0.090 % 0.110 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........   X   X   X   X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part VI the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X     X   X X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2015

Schedule K (Form 990) 2015
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
SCHEDULE K, PART II, LINE 3 DIFFERENCES IN AMOUNTS ENTERED IN PART I, COLUMN (E) AND PART II, LINE 3 REPRESENT INVESTMENT EARNINGS. -------------------------------------------------------------- SCHEDULE K, PART II, LINE 11 OTHER SPENT PROCEEDS AMOUNTS REPORTED ON SCHEDULE K, PART II, LINE 11 REPRESENT THE NEW YORK STATE BOND TAX ASSOCIATED WITH EACH ISSUE WITH THE EXCEPTION OF THE 2012A, 2015A, and 2015B BOND ISSUES. -------------------------------------------------------------
SCHEDULE K, PART III, LINES 4-5 FOR ALL ISSUES, THE UNIVERSITY HAS ALLOCATED EQUITY INVESTED IN THE FINANCED PROPERTIES TO SOURCES OF PRIVATE BUSINESS USE, WITH THE EXCEPTION OF ISSUANCE COSTS, WITHIN THE REQUIRED TIME FRAME AND HAS CAREFULLY MANAGED THE TYPES OF ACTIVITIES CONDUCTED IN BOND-FINANCED FACILITIES. AS SUCH, THE UNIVERSITY HAS REPORTED 0% PRIVATE BUSINESS USE FOR THE SERIES 2003A&B, SERIES 2004B&C, SERIES 2011A, SERIES 2012A, SERIES 2015A, AND SERIES 2015B ISSUES AND MINIMAL PRIVATE BUSINESS USE FOR THE REMAINING ISSUES ON SCHEDULE K. --------------------------------------------------------------
SCHEDULE K, PART IV, LINE 2 THE LATEST ARBITRAGE COMPUTATION DATE FOR DASNY 2003A&B, 2004B&C, 2008A, 2009A, 2011A, 2012A, 2015A, AND 2015B WAS DECEMBER 31, 2015.
Schedule K (Form 990) 2015

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990.

SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number
13-5598093
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF STATE OF NEW YORK 2003A&B
 
14-6000293 649901R49 03-05-2003 122,696,491 FUND NEW QUALIFIED PROJECTS   X   X   X
B DORMITORY AUTHORITY OF STATE OF NEW YORK 2004B&C
 
14-6000293 64983TZD8 06-30-2004 158,627,817 FUND NEW QUALIFIED PROJECTS   X   X   X
C DORMITORY AUTHORITY OF STATE OF NEW YORK 2008A
 
14-6000293 649903ZN4 04-23-2008 293,606,826 FUND NEW QUALIFIED PROJECTS   X   X   X
D DORMITORY AUTHORITY OF STATE OF NEW YORK 2009A
 
14-6000293 649905DF0 05-14-2009 117,000,000 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2011A
 
14-6000293 649906AV6 02-16-2011 312,102,192 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2012A
 
14-6000293 649906F33 06-07-2012 174,118,498 REFUND 2008A AND FUND NEW PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2015A
 
14-6000293 6499077D8 04-23-2015 125,006,199 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2015B
 
14-6000293 64990BGH0 04-23-2015 56,240,112 REFUND DASNY 2004B BONDS   X   X   X
DORMITORY AUTHORITY OF NEW YORK 2016A&B
 
14-6000293 64990BZK2 04-27-2016 491,547,535 REFUND 2006A&B AND FUND NEW PRJCTS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired .................. 87,775,000 101,730,000 82,715,000 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 123,718,793 159,406,375 295,785,662 117,067,254
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 802,880 1,020,611 1,641,578 823,388
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 122,097,219 157,343,063 292,178,836 115,269,253
11 Other spent proceeds ............. 818,694 1,042,701 1,965,248 974,613
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2004 2007 2009 2009
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? ....   X   X   X   X
15 Were the bonds issued as part of an advance refunding issue? .....   X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2015

Schedule K (Form 990) 2015
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0.090 % 0.110 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0.090 % 0.110 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........   X   X   X   X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part VI the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X     X   X X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2015

Schedule K (Form 990) 2015
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
SCHEDULE K, PART II, LINE 3 DIFFERENCES IN AMOUNTS ENTERED IN PART I, COLUMN (E) AND PART II, LINE 3 REPRESENT INVESTMENT EARNINGS. -------------------------------------------------------------- SCHEDULE K, PART II, LINE 11 OTHER SPENT PROCEEDS AMOUNTS REPORTED ON SCHEDULE K, PART II, LINE 11 REPRESENT THE NEW YORK STATE BOND TAX ASSOCIATED WITH EACH ISSUE WITH THE EXCEPTION OF THE 2012A, 2015A, and 2015B BOND ISSUES. -------------------------------------------------------------
SCHEDULE K, PART III, LINES 4-5 FOR ALL ISSUES, THE UNIVERSITY HAS ALLOCATED EQUITY INVESTED IN THE FINANCED PROPERTIES TO SOURCES OF PRIVATE BUSINESS USE, WITH THE EXCEPTION OF ISSUANCE COSTS, WITHIN THE REQUIRED TIME FRAME AND HAS CAREFULLY MANAGED THE TYPES OF ACTIVITIES CONDUCTED IN BOND-FINANCED FACILITIES. AS SUCH, THE UNIVERSITY HAS REPORTED 0% PRIVATE BUSINESS USE FOR THE SERIES 2003A&B, SERIES 2004B&C, SERIES 2011A, SERIES 2012A, SERIES 2015A, AND SERIES 2015B ISSUES AND MINIMAL PRIVATE BUSINESS USE FOR THE REMAINING ISSUES ON SCHEDULE K. --------------------------------------------------------------
SCHEDULE K, PART IV, LINE 2 THE LATEST ARBITRAGE COMPUTATION DATE FOR DASNY 2003A&B, 2004B&C, 2008A, 2009A, 2011A, 2012A, 2015A, AND 2015B WAS DECEMBER 31, 2015.
Schedule K (Form 990) 2015

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990.

SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number
13-5598093
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF STATE OF NEW YORK 2003A&B
 
14-6000293 649901R49 03-05-2003 122,696,491 FUND NEW QUALIFIED PROJECTS   X   X   X
B DORMITORY AUTHORITY OF STATE OF NEW YORK 2004B&C
 
14-6000293 64983TZD8 06-30-2004 158,627,817 FUND NEW QUALIFIED PROJECTS   X   X   X
C DORMITORY AUTHORITY OF STATE OF NEW YORK 2008A
 
14-6000293 649903ZN4 04-23-2008 293,606,826 FUND NEW QUALIFIED PROJECTS   X   X   X
D DORMITORY AUTHORITY OF STATE OF NEW YORK 2009A
 
14-6000293 649905DF0 05-14-2009 117,000,000 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2011A
 
14-6000293 649906AV6 02-16-2011 312,102,192 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2012A
 
14-6000293 649906F33 06-07-2012 174,118,498 REFUND 2008A AND FUND NEW PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2015A
 
14-6000293 6499077D8 04-23-2015 125,006,199 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2015B
 
14-6000293 64990BGH0 04-23-2015 56,240,112 REFUND DASNY 2004B BONDS   X   X   X
DORMITORY AUTHORITY OF NEW YORK 2016A&B
 
14-6000293 64990BZK2 04-27-2016 491,547,535 REFUND 2006A&B AND FUND NEW PRJCTS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired .................. 87,775,000 101,730,000 82,715,000 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 123,718,793 159,406,375 295,785,662 117,067,254
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 802,880 1,020,611 1,641,578 823,388
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 122,097,219 157,343,063 292,178,836 115,269,253
11 Other spent proceeds ............. 818,694 1,042,701 1,965,248 974,613
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2004 2007 2009 2009
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? ....   X   X   X   X
15 Were the bonds issued as part of an advance refunding issue? .....   X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2015

Schedule K (Form 990) 2015
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0.090 % 0.110 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0.090 % 0.110 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........   X   X   X   X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part VI the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X     X   X X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
Schedule K (Form 990) 2015

Schedule K (Form 990) 2015
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
SCHEDULE K, PART II, LINE 3 DIFFERENCES IN AMOUNTS ENTERED IN PART I, COLUMN (E) AND PART II, LINE 3 REPRESENT INVESTMENT EARNINGS. -------------------------------------------------------------- SCHEDULE K, PART II, LINE 11 OTHER SPENT PROCEEDS AMOUNTS REPORTED ON SCHEDULE K, PART II, LINE 11 REPRESENT THE NEW YORK STATE BOND TAX ASSOCIATED WITH EACH ISSUE WITH THE EXCEPTION OF THE 2012A, 2015A, and 2015B BOND ISSUES. -------------------------------------------------------------
SCHEDULE K, PART III, LINES 4-5 FOR ALL ISSUES, THE UNIVERSITY HAS ALLOCATED EQUITY INVESTED IN THE FINANCED PROPERTIES TO SOURCES OF PRIVATE BUSINESS USE, WITH THE EXCEPTION OF ISSUANCE COSTS, WITHIN THE REQUIRED TIME FRAME AND HAS CAREFULLY MANAGED THE TYPES OF ACTIVITIES CONDUCTED IN BOND-FINANCED FACILITIES. AS SUCH, THE UNIVERSITY HAS REPORTED 0% PRIVATE BUSINESS USE FOR THE SERIES 2003A&B, SERIES 2004B&C, SERIES 2011A, SERIES 2012A, SERIES 2015A, AND SERIES 2015B ISSUES AND MINIMAL PRIVATE BUSINESS USE FOR THE REMAINING ISSUES ON SCHEDULE K. --------------------------------------------------------------
SCHEDULE K, PART IV, LINE 2 THE LATEST ARBITRAGE COMPUTATION DATE FOR DASNY 2003A&B, 2004B&C, 2008A, 2009A, 2011A, 2012A, 2015A, AND 2015B WAS DECEMBER 31, 2015.
Schedule K (Form 990) 2015

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletInformation about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
(1) JOHN COATSWORTH OFFICER HOUSING   X 1,475,000 1,824,141   No Yes   Yes  
(2) DAVID MADIGAN OFFICER HOUSING   X 400,000 320,000   No Yes   Yes  
Total ...............Small Bullet $ 2,144,141
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2015
Schedule L (Form 990 or 990-EZ) 2015
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) JILL S GOLDMAN SPOUSE OF KEY EMPLOYEE 101,823 EMPLOYMENT   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
NOTES TO SCHEDULE L ALL AMOUNTS SHOWN ON SCHEDULE L REPRESENT PAYMENTS BY THE UNIVERSITY TO THE INTERESTED PERSON. THE SPOUSE OF THE KEY EMPLOYEE LISTED IN SCHEDULE L WAS AN EMPLOYEE OF THE UNIVERSITY DURING THE REPORTING PERIOD. HER COMPENSATION REPORTED ON SCHEDULE L WAS DETERMINED IN ACCORDANCE WITH THE UNIVERSITY'S REGULAR COMPENSATION PRACTICES APPLICABLE TO SIMILARLY SITUATED EMPLOYEES. NO UNIVERSITY OFFICIAL WHO WAS ALSO AN OFFICER OR DIRECTOR OF AN INTERESTED PERSON PARTICIPATED IN OR INFLUENCED THE UNIVERSITY'S DECISION ABOUT ANY TRANSACTION. SCHEDULE L, PART II THE LOAN REPORTED FOR JOHN COATSWORTH IN PART II IS INTEREST BEARING AND SECURED BY AN INTEREST IN A PRIMARY RESIDENCE. THE LOAN REPORTED FOR DAVID MADIGAN IN PART II IS INTEREST BEARING AND WAS MADE IN CONNECTION WITH A PRIMARY RESIDENCE.
Schedule L (Form 990 or 990-EZ) 2015


Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990
OMB No. 1545-0047
2015
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Types of Property
(a)
Check if applicable
(b)
Number of contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 13    
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods .......
     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded .        
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
X 528 46,072,017 COST/SALES PRICE
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 3    
19 Food inventory ... X 4    
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( EQUIPMENT ) X 9 0 0
26 Other Right pointing arrow large image ( EVENT TICKETS & FEES ) X 9 0 0
27 Other Right pointing arrow large image ( BOOKS ) X 10 0 0
28 Other Right pointing arrow large image ( HOUSEHOLD GOODS ) X 1 0 0
Other Right pointing arrow large image ( MUSICAL INSTRUMENTS ) X 1 0 0
Other Right pointing arrow large image ( CLOTHING & PERSONAL ITEMS ) X 3 0 0
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
30
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2015)
Schedule M (Form 990) (2015)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
USE OF THIRD PARTIES TO SOLICIT, PROCESS, OR SELL NONCASH CONTRIBUTIONS SCHEDULE M, PART I, LINE 32B THE UNIVERSITY USES THIRD PARTY INVESTMENT BROKERS TO SELL NON-CASH CONTRIBUTED SECURITIES. THIRD PARTIES ARE NOT USED TO SOLICIT OR PROCESS ANY CONTRIBUTIONS.
DESCRIPTION OF CONTRIBUTED PROPERTY FOR WHICH REVENUES ARE NOT REPORTED SCHEDULE M, PART I, LINE 33 UNDER GENERALLY ACCEPTED ACCOUNTING PRINCIPLES, CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS NEED NOT BE RECOGNIZED AS REVENUES AND CAPITALIZED IF THE DONATED ITEMS ARE ADDED TO COLLECTIONS HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. BECAUSE THE UNIVERSITY UTILIZES CONTRIBUTIONS OF ART AND HISTORICAL TREASURES IN FURTHERANCE OF PUBLIC SERVICE, THESE CONTRIBUTIONS ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. IN ADDITION, MINOR GIFTS, SUCH AS FOOD OR SUPPLIES, ARE CONSIDERED DE MINIMUS.
NUMBER OF CONTRIBUTIONS SCHEDULE M, PART I, COLUMN (B) THE FIGURES IN COLUMN (B) REPRESENT THE NUMBER OF CONTRIBUTIONS RECEIVED.
Schedule M (Form 990) (2015)

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2015
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Return Reference Explanation
SUPPLEMENTAL DISCLOSURES FORM 990, PART I, LINE 4 AND PART VI, LINE 1B DETAIL REGARDING THE NUMBER OF INDEPENDENT VOTING MEMBERS THE UNIVERSITY'S PRESIDENT, A VOTING MEMBER OF THE BOARD, IS NOT COUNTED AS INDEPENDENT BECAUSE HE IS AN EMPLOYEE OF THE UNIVERSITY. IN ACCORDANCE WITH THE FORM 990 REPORTING INSTRUCTIONS, THE UNIVERSITY HAS ALSO NOT COUNTED AS INDEPENDENT FOR THE PURPOSES OF THIS QUESTION THE TRUSTEE LISTED ON SCHEDULE J WHO IS RETIRED FROM THE UNIVERSITY AND RECEIVED PREVIOUSLY-ACCRUED COMPENSATION DURING THE REPORTING PERIOD BASED UPON HIS PRIOR UNIVERSITY EMPLOYMENT. ------------------------------------------------------------- FORM 990, PART I, LINE 6 DETAIL REGARDING THE NUMBER OF VOLUNTEERS THE NUMBER SHOWN IS AN ESTIMATE OF ALUMNI VOLUNTEERS WHO WORK WITH THE UNIVERSITY'S CENTRAL ALUMNI OFFICE. ADDITIONAL VOLUNTEERS WORK IN MANY OF THE UNIVERSITY'S SCHOOLS, CENTERS AND OTHER PROGRAMS. ------------------------------------------------------------- FORM 990, PART V, LINE 4B FOREIGN COUNTRY LIST BANGLADESH BRAZIL CHILE CHINA CONGO ETHIOPIA FRANCE GERMANY INDIA ITALY COTE D'IVOIRE (IVORY COAST) JAPAN JORDAN KAZAKHSTAN KENYA KYRGYZSTAN LESOTHO MALAWI MALI MOZAMBIQUE MYANMAR RWANDA SENEGAL SIERRA LEONE SOUTH AFRICA SOUTH SUDAN SWAZILAND TAJIKISTAN TANZANIA TURKEY UNITED KINGDOM (ENGLAND, NORTHERN IRELAND, SCOTLAND, AND WALES) UGANDA ZAMBIA ZIMBABWE ------------------------------------------------------------- FORM 990, PART V, LINES 7G AND 7H CONTRIBUTIONS OF CERTAIN TYPES OF PROPERTY DURING THE YEAR ENDED JUNE 30, 2016, THE UNIVERSITY DID NOT RECEIVE ANY CONTRIBUTIONS OF QUALIFIED INTELLECTUAL PROPERTY, CARS, BOATS, AIRPLANES, OR OTHER VEHICLES. AS A RESULT, THE UNIVERSITY WAS NOT REQUIRED TO FILE FORMS 8899 OR 1098-C TO REPORT SUCH CONTRIBUTIONS. ------------------------------------------------------------- FORM 990, PART VI, LINE 2 DETAIL OF FAMILY/BUSINESS RELATIONSHIPS ARMEN AVANESSIANS AND ESTA STECHER - BUSINESS RELATIONSHIP ANN KAPLAN AND ESTA STECHER - BUSINESS RELATIONSHIP ------------------------------------------------------------- FORM 990, PART VI, LINE 11B PROCESS USED BY MANAGEMENT AND/OR GOVERNING BODY TO REVIEW 990 THE TRUSTEES AUDIT COMMITTEE REVIEWED THE FORM 990. FOLLOWING THAT REVIEW, THE FORM 990 WAS MADE AVAILABLE TO ALL TRUSTEES VIA A SECURE WEBSITE AND THEN PRESENTED TO THE FULL BOARD OF TRUSTEES AT A MEETING ON MAY 3, 2017. THE FINAL FORM WAS POSTED ON THE SECURE WEBSITE FOR TRUSTEE REVIEW PRIOR TO FILING. ------------------------------------------------------------- FORM 990, PART VI, LINE 12C DESCRIPTION OF PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST ALL TRUSTEES ARE SUBJECT TO THE "STATEMENT OF CONFLICT OF INTEREST POLICY FOR THE TRUSTEES OF COLUMBIA UNIVERSITY." WHEN A TRUSTEE BECOMES AWARE OF AN EXISTING OR POTENTIAL CONFLICT OF INTEREST, HE OR SHE HAS A DUTY TO: (A) DISCLOSE THE CIRCUMSTANCES TO THE BOARD CHAIR OR OTHERS, AS APPROPRIATE, (B) REFRAIN FROM ACTING TO INFLUENCE ANY DECISION WHICH MIGHT IMPROPERLY BENEFIT THE TRUSTEE OR A FAMILY MEMBER; AND (C) RECUSE HIMSELF OR HERSELF FROM PARTICIPATION IN ANY DISCUSSIONS OR DECISIONS ABOUT THE POTENTIAL TRANSACTION OR ACTIVITY. IN ADDITION, ALL TRUSTEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THE DISCLOSURES ARE REVIEWED FOR APPROPRIATE ACTION. ALL OFFICERS AND KEY EMPLOYEES ARE SUBJECT TO THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST." WHEN AN OFFICER OR KEY EMPLOYEE BECOMES AWARE OF AN EXISTING OR POTENTIAL CONFLICT OF INTEREST, HE OR SHE HAS A DUTY TO: (A) DISCLOSE THE CIRCUMSTANCE TO HIS OR HER SUPERVISOR, THE TRUSTEES OR OTHERS, AS APPROPRIATE; (B) REFRAIN FROM ACTING TO INFLUENCE ANY DECISION WHICH MIGHT IMPROPERLY BENEFIT THE OFFICER OR EMPLOYEE OR A FAMILY MEMBER; AND (C) RECUSE HIMSELF OR HERSELF FROM PARTICIPATION IN ANY DISCUSSION OR DECISIONS ABOUT THE POTENTIAL TRANSACTION OR ACTIVITY. IN ADDITION, ALL OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THESE DISCLOSURES ARE REVIEWED AND ANY DISCLOSURES THAT COULD GIVE RISE TO CONFLICTS AS IDENTIFIED THROUGH SUCH REVIEW ARE REPORTED TO AN APPROPRIATE SENIOR OFFICER. ANY SUBSTANTIVE CONCERNS ARE ALSO REPORTED TO THE CHAIR OF THE BOARD OF TRUSTEES. ------------------------------------------------------------- FORM 990, PART VI, LINES 15A AND 15B COMPENSATION PROCESS THE UNIVERSITY FOLLOWS THE REVIEW PROCESS DESCRIBED BELOW FOR ALL OFFICERS AND KEY EMPLOYEES. THIS PROCESS HAS BEEN IN PLACE SINCE AT LEAST 2000. THE COMPENSATION FOR THE ORGANIZATION'S PRESIDENT IS REVIEWED BY A COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES AND APPROVED BY THE INDEPENDENT TRUSTEES ON THE FULL BOARD. THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES IS REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES. IN CONNECTION WITH THE PRESIDENT'S COMPENSATION, THE COMPENSATION COMMITTEE AND THE BOARD REVIEW COMPARABILITY DATA AND MINUTES OF DELIBERATIONS ARE RECORDED CONTEMPORANEOUSLY WITH ANY ACTION. WITH RESPECT TO OTHER OFFICERS AND KEY EMPLOYEES, THE COMMITTEE FOLLOWS THE SAME PROCESS FOR REVIEW OF COMPARABILITY DATA AND CONTEMPORANEOUS DOCUMENTATION OF ITS ACTIONS. IN THE CASE OF THE ORGANIZATION'S PRESIDENT AND CERTAIN OTHER OFFICERS AND KEY EMPLOYEES, THE COMPENSATION COMMITTEE HAS ALSO CONSULTED WITH INDEPENDENT COMPENSATION CONSULTANTS IN DETERMINING COMPENSATION. THE COMPENSATION OF THE PRESIDENT AND THE EXECUTIVE VICE PRESIDENT OF THE INVESTMENT MANAGEMENT COMPANY IS REVIEWED AND APPROVED BY A COMPENSATION COMMITTEE OF THE INVESTMENT MANAGEMENT COMPANY'S BOARD OF MANAGERS. SUCH COMPENSATION COMMITTEE IS COMPRISED OF INDEPENDENT MEMBERS OF THE BOARD MANAGERS. "INDEPENDENT TRUSTEE"INDEPENDENT MEMBER" AS USED IN THIS FOOTNOTE MEANS WITHOUT A CONFLICT OF INTEREST WITHIN THE MEANING OF PARAGRAPH (c)(1)(iii) OF REGULATION 53.4958-6 OF THE INTERNAL REVENUE CODE. IN ACCORDANCE WITH THE FORM 990 INSTRUCTIONS, PART VI, LINE 1B ABOVE USES A DIFFERENT DEFINITION. ------------------------------------------------------------- FORM 990, PART VI, LINE 19 DOCUMENTS AVAILABILITY TO PUBLIC THE ORGANIZATION'S CHARTER AND STATUTES, FINANCIAL STATEMENTS AND THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST" ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AT WWW.COLUMBIA.EDU. -------------------------------------------------------------- FORM 990, PART VII, SECTION A NOTE ON TRUSTEES TRUSTEES' TIME DEVOTED TO POSITION (4 HOURS PER WEEK) REPRESENTS AN AVERAGE FOR ALL TRUSTEES BASED ON ATTENDANCE AT QUARTERLY MEETINGS AND REGULARLY SCHEDULED TELEPHONIC CONFERENCES THROUGHOUT THE YEAR. BOARD OFFICERS, COMMITTEE CHAIRS AND OTHER TRUSTEES OFTEN DEVOTE SIGNIFICANTLY MORE TIME TO THE POSITION. -------------------------------------------------------------- FORM 990, PART VII, SECTION A NOTE ON ROBERT KASDIN ROBERT KASDIN LEFT THE UNIVERSITY JUNE 30, 2015 AND THE COMPENSATION REFLECTED HERE IS FOR HIS SERVICE THROUGH THAT DATE DURING WHICH TIME HE WORKED AN AVERAGE OF 60 HOURS PER WEEK. HE RECEIVED NO COMPENSATION FOR ANY PERIOD AFTER HE LEFT THE UNIVERSITY. --------------------------------------------------------------
FORM 990, PART VIII DETAIL REGARDING ROYALTY INCOME/EXPENSE THE UNIVERSITY PERIODICALLY FUNDS AND DEVELOPS PATENTS FOR CERTAIN TECHNOLOGIES, THEN LICENSES THE USAGE OF THESE PATENTS TO COMPANIES. THE REVENUE, NET OF PAYMENTS DUE TO THIRD PARTIES, IS RECORDED IN "REVENUE FROM OTHER EDUCATIONAL AND RESEARCH ACTIVITIES" IN THE CONSOLIDATED STATEMENT OF ACTIVITIES. COSTS INCURRED WITH DEVELOPING AND MAINTAINING THESE PATENTS ARE EXPENSED AS INCURRED SO THAT WHILE ROYALTIES ARE PAID TO FACULTY AND OTHERS IN CERTAIN CIRCUMSTANCES THESE AMOUNTS ARE NOT REFLECTED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ------------------------------------------------------------- FORM 990, PART VIII, LINE 8 AND SCHEDULE G, PART II DESCRIPTION OF ACCOUNTING FOR FUNDRAISING EVENTS AMOUNTS REPORTED FOR FUNDRAISING EVENTS REPRESENT REVENUE AND EXPENSES THAT ARE SEPARATELY TRACKED. THE REVENUE AND EXPENSES FROM ADDITIONAL FUNDRAISING ACTIVITIES ARE NOT SEPARATELY TRACKED AND ARE INCLUDED WITHIN CONTRIBUTION REVENUE AND FUNDRAISING EXPENSES. ------------------------------------------------------------- FORM 990, PART IX, LINE 5 COMPENSATION PAID TO CURRENT OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES COMPENSATION AMOUNTS PRESENTED AS MANAGEMENT AND GENERAL EXPENSES ARE FOR CURRENT OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES WHO ARE PART OF CENTRAL ADMINISTRATION. WHILE THESE OFFICERS AND KEY EMPLOYEES SPEND A PORTION OF THEIR TIME ON PROGRAMMATIC ACTIVITIES IN ADDITION TO THEIR MANAGEMENT RESPONSIBILITIES, THE UNIVERSITY HAS CHOSEN NOT TO ALLOCATE THE EXPENSES BETWEEN CATEGORIES. ------------------------------------------------------------- FORM 990, PART IX, LINE 11F INVESTMENT MANAGEMENT FEES THE INVESTMENT MANAGEMENT FEES REPORTED ON THE STATEMENT OF FUNCTIONAL EXPENSES REPRESENT FEES TO THIRD PARTY INVESTMENT MANAGERS AND INCLUDE MANAGEMENT FEE AND PERFORMANCE FEE EXPENSES ASSOCIATED WITH SEPARATELY MANAGED ACCOUNTS. INVESTMENT MANAGEMENT FEES ASSOCIATED WITH FUND INVESTMENTS ARE REPORTED NET AGAINST INVESTMENT INCOME AND THEREFORE ARE NOT INCLUDED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ------------------------------------------------------------- FORM 990, PART IX FUNCTIONAL EXPENSES FORM 990, PART IX FUNCTIONAL EXPENSE TOTALS REFLECT THE ELIMINATION OF DEPARTMENTAL OVERHEAD RECOVERIES INCURRED BY PROGRAMMATIC BUSINESS UNITS. THE MAJORITY OF RECOVERED EXPENSES ARE SHOWN IN LINE 24F, OTHER EXPENSES. -------------------------------------------------------------
FORM 990, PART X, LINE 7 LOAN INFORMATION LOANS RECEIVABLE FROM STUDENTS TOTAL $106,389,000. LOANS RECEIVABLE FROM NON-KEY EMPLOYEES TOTAL $27,619,103. THE LOANS FROM NON-KEY EMPLOYEES HAVE VARIOUS INTEREST RATES RANGING FROM 0.41% TO 6.35%, WITH MATURITY DATES RANGING FROM 2016 THROUGH 2046. THE OUTSTANDING BALANCES RANGE FROM $79 TO $2,826,979 AND A PORTION OF WHICH ARE SECURED BY A PRINCIPAL RESIDENCE. LOANS RECEIVABLE FROM OTHER 501(C)(3) ORGANIZATIONS TOTAL $1,076,600. ------------------------------------------------------------------------ FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCE CHANGE IN FUNDS HELD BY OTHER IN PERPETUITY (14,244,831) PRESENT VALUE ADJUSTMENT TO SPLIT INTEREST AGREEMENTS (11,565,702) CHANGES IN PENSION AND POST-RETIREMENT OBLIGATIONS (37,465,880) OTHER NON-OPERATING ADJUSTMENTS 26,767,827 -------------- TOTAL OTHER CHANGES IN NET ASSETS (36,508,586) ------------------------------------------------------------------------ FORM 990, PART XII, LINE 2 AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS THE CONSOLIDATED FINANCIAL STATEMENTS OF THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK ARE AUDITED BY PRICEWATERHOUSECOOPERS, AN INDEPENDENT AUDITOR. THE UNCONSOLIDATED FINANCIAL STATEMENTS REFLECTED IN THIS RETURN REPRESENT APPROXIMATELY 99% OF THE NET ASSETS OF THE CONSOLIDATED GROUP. THE UNIVERSITY'S BOARD OF TRUSTEES HAS AN AUDIT COMMITTEE, COMPRISED OF INDEPENDENT TRUSTEES, WHICH IS RESPONSIBLE FOR OVERSIGHT OF THE AUDIT, REVIEW, AND COMPILATION OF THE FINANCIAL STATEMENTS AND SELECTION OF THE INDEPENDENT AUDITOR.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2015


Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet
Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2015
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income


(e)
End-of-year assets


(f)
Direct controlling
entity

(1) COLUMBIA INVESTMENT MGT COMPANY LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
INVEST MGMT NY 0 0 COLUMBIA
 
(2) CIM I LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901851
INVEST HOLDNG DE 0 429,951,888 COLUMBIA
 
(3) CIM II LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901854
INVEST HOLDNG DE 0 0 COLUMBIA
 
(4) CIM III LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901855
INVEST HOLDNG DE 26,319 0 COLUMBIA
 
(5) CIM IV LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901856
INVEST HOLDNG DE 395,973 16,655,316 COLUMBIA
 
(6) CIM V LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901861
INVEST HOLDNG DE 6,269,478 85,416,153 COLUMBIA
 
(7) CONQUEST MANAGED FUTURES SELECT FUND II
540 MADISON AVENUE 20TH FLOOR
NEW YORK,NY10022
13-5598093
INVESTMENTS DE 6,269,478 85,416,153 CIM V
 
(8) CIM VI LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901857
INVEST HOLDNG DE 0 0 COLUMBIA
 
(9) CIM VII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901858
INVEST HOLDNG DE 0 0 COLUMBIA
 
(10) CIM VIII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901859
INVEST HOLDNG DE 0 0 COLUMBIA
 
(11) CIM XII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901864
INVEST HOLDNG DE 24,193,231 55,130,550 COLUMBIA
 
(12) CIM XIII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901865
INVEST HOLDNG DE 0 0 COLUMBIA
 
(13) CIM XIV LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901866
INVEST HOLDNG DE 0 0 COLUMBIA
 
(14) CIM XVII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
14-1977498
INVEST HOLDNG DE -19,177 2,616,866 COLUMBIA
 
(15) CIM XVIII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
14-1977500
INVEST HOLDNG DE 0 0 COLUMBIA
 
(16) DYNAMO BRASIL VI LLC
1209 ORANGE STREET
WILMINGTON,DE19801
13-5598093
INVESTMENTS DE 0 150,535,220 COLUMBIA
 
(17) COLUMBIA AFFILIATED PHYSICIANS IPA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
26-2162648
PHYSICNS PRAC NY 739,282 2,099,107 COLUMBIA
 
(18) COLUMBIA DIGITAL KNOWLEDGE VENTURES LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
06-1576880
NEW MEDIA NY 0 0 COLUMBIA
 
(19) HITHER PROPERTY LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
27-0201222
REAL ESTATE DE 0 2,196,179 COLUMBIA
 
(20) CU GSAPP LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
EDUCATION NY 0 0 COLUMBIA
 
(21) ACCESS PROJECT LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTH RESCH NY 0 0 COLUMBIA
 
(22) MSPH LESOTHO LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 56,668 COLUMBIA
 
(23) MSPH MOZAMBIQUE LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 284,970 COLUMBIA
 
(24) MSPH NIGERIA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 0 COLUMBIA
 
(25) MSPH RWANDA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 0 COLUMBIA
 
(26) MSPH SOUTH AFRICA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 76,293 COLUMBIA
 
(27) MSPH TANZANIA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 432,733 COLUMBIA
 
(28) MSPH TAJIKISTAN LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 0 COLUMBIA
 
(29) MSPH KG LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 0 COLUMBIA
 
(30) COLUMBIA INT'L PROJECTS LLC (KENYA)
412 LOW MEMORIAL LIBRARY 535 W 116
NEW YORK,NY10027
13-5598093
EDUCATION NY 0 0 COLUMBIA
 
(31) COLUMBIA GLOBAL CENTERS LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
EDUCATION NY 0 0 COLUMBIA
 
(32) COLUMBIA GLOBAL RESEARCH INITIATIVES LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
EDUCATION NY 0 0 COLUMBIA
 
(33) CU STUDIO LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
EDUCATION NY 0 0 COLUMBIA
 
Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section


(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled entity?
Yes No
(1)CIS I LLC
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
13-3901821
TITLE HOLDING NY 501(C)(2) N/A COLUMBIA
 
Yes
 
(2)CIS II LLC
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
13-3901826
TITLE HOLDING NY 501(C)(2) N/A COLUMBIA
 
Yes
 
(3)COLUMBIA UNIVERSITY HEALTH CARE INC
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
13-3948652
HEALTHCARE NY 501(C)(3) 9 COLUMBIA
 
Yes
 
(4)COL PRESBYTERIAN MEDICAL CENTER FUND INC
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
13-6162924
FUNDRAISING NY 501(C)(3) 11A NA
 
 
No
(5)COL UNIV RETIREE MED LIFE INS BNFITS TR
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
13-3800106
BENEFITS SUPP NY 501(C)(3) 11A COLUMBIA
 
Yes
 
(6)COLUMBIA UNIVERSITY PRESS
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
13-1623968
ACADEMIC PUB NY 501(C)(3) 11A COLUMBIA
 
Yes
 
(7)FRIENDS OF COLUMBIA PSYCHOANALYTIC CTR
1051 RIVERSIDE DRIVE

NEW YORK,NY10032
13-3118570
EDUC SUPPORT NY 501(C)(3) 11A NA
 
 
No
(8)MORNINGSIDE HEIGHTS LEGAL SERVICES INC
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
51-0192355
CLINICAL EDUC NY 501(C)(3) 11A COLUMBIA
 
Yes
 
(9)REID HALL INC
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
13-1611126
EDU/CUL EXCH NY 501(C)(3) 11A COLUMBIA
 
Yes
 
(10)CENTRE UNIVERSITAIRE AMERICAN REID HALL
535 WEST 116TH STREET

NEW YORK,NY10027
EDUCATION FR N/A N/A REID HALL
 
Yes
 
(11)COLUMBIA GLOBAL CENTERS I EUROPE (PARIS)
4 RUE DE CHEVREUSE
PARIS   75006
FR
EDUCATION FR N/A N/A REID HALL
 
Yes
 
(12)CU NEW YORK
4 RUE DE CHEVREUSE
PARIS   75006
FR
EDUCATION FR N/A N/A REID HALL
 
Yes
 
(13)RESEARCH COLLECTIONS AND PRES CONSORTIUM
400 FORRESTAL ROAD

PRINCETON,NJ08540
22-3751732
LIBRARY COLL NJ 501(C)(3) 11A NA
 
 
No
(14)FOUNDATION FOR CTR FOR ENERGY MARINE
3225 GALLOWS RD

FAIRFAX,VA22037
54-1962639
EDUC SUPPORT DE 501(C)(3) 11D NA
 
 
No
(15)THE CLYDE & HELEN WU FAMILY FOUNDATION
1275 AUDOBON AVENUE

GROSSE POINTE PK,MI48230
38-3441481
EDUC SUPPORT MI 501(C)(3) 11D NA
 
 
No
(16)CENTER FOR ENVIRONMENT ECONOMY & SOCIETY
2852 BROADWAY

NEW YORK,NY10025
PROGRAM SRVCS DR N/A N/A CIP
 
Yes
 
(17)CENTER FOR NATL HLTH DEVELP IN ETHIOPIA
KEBELE 06 H447 PO BX 664
ADDIS ABABA   1250
ET
HEALTHCARE ET N/A N/A COLUMBIA
 
Yes
 
(18)CENTERS FOR INTERNATIONAL PROJECTS TRUST
APT 101 K-62 HAUZ KHAS ENCLAVE
NEW DELHI   110016
IN
PROGRAM SRVCS IN N/A N/A CIP
 
Yes
 
(19)COLUMBIA GLOBAL CENTER IN INDIA
630 W 168TH STREET

NEW YORK,NY10032
PROGRAM SRVCS IN N/A N/A CGC LLC
 
Yes
 
(20)COLUMBIA UK FUND LTD
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
FUNDRAISING UK N/A N/A COLUMBIA
 
Yes
 
(21)COLUMBIA UNIVERSITY HONG KONG FUND
GPO BOX 5314
CONNAUGHT PLACE    
HK
FUNDRAISING HK N/A N/A COLUMBIA
 
Yes
 
(22)MSPH SWAZILAND
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
HEALTHCARE WZ N/A N/A CIP
 
Yes
 
(23)FUNDACION COLUMBIA U GLOBAL CTR - CHILE
AVDAG HAMMASKJOLD 32691ST FL
SANTIAGO    
CI
PROGRAM SRVCS CI N/A N/A COLUMBIA
 
Yes
 
(24)INSTITUTE ON MEDICINE AS A PROFESSION
C/O 630 WEST 168TH STREET PS BOX

NEW YORK,NY10032
33-1033330
HEALTHCARE DE 501(C)(3) 11C NA
 
 
No
(25)COLUMBIA GLOBAL CENTERS INITIATIVE
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
PROGRAM SRVCS FR N/A N/A COLUMBIA
 
Yes
 
(26)COL GLOBAL CENTER EASTERN & SOUTH AFRICA
PO BOX 51412
NAIROBI   00100
KE
PROGRAM SRVCS KE N/A N/A COLUMBIA
 
Yes
 
(27)CU MIDDLE EAST RESEARCH CENTER
5 MOHD AL SAD AL-BATAYNEH STREET
AMMAN   11814
JO
EDUC SUPPORT JO N/A N/A COLUMBIA
 
Yes
 
(28)CENTER FOR INTL PROGRAMS ZIMBABWE TRUST
39 Lawson Av 42 Bates St
Harare    
ZI
HLTH/PRG SRVS ZI N/A N/A COLUMBIA
 
Yes
 
(29)ASSOC OF CLLBTV STUDIO X PRJCTS BRAZIL
RUA MARIA EUGENIA 90301
RIO DE JANEIRO   22261
BR
EDUCATION BR N/A N/A STUDIOGSAPP
 
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2015
Schedule R (Form 990) 2015
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No
(1) AP MC FUND I LP

MINAMIAOYAMA BLDG 4F 1-31
MINAMIAOYAMA 3 CHO-ME, MINATO-KU   107-0062
JA
98-0504300
INVESTMENTS JA COLUMBIA
 
EXCLUDED 3 93,674   No 0   No 66.478 %
(2) AP RX FUND I LP

MINAMIAOYAMA BLDG 4F 1-31
MINAMIAOYAMA 3 CHO-ME, MINATO-KU   107-0062
JA
98-0515907
INVESTMENTS JA COLUMBIA
 
EXCLUDED 119 0   No 0   No 0 %
(3) MERIT ENERGY PARTNERS V LP

13727 NOEL ROAD SUITE 1200
DALLAS,TX75240
75-2411038
INVESTMENTS TX COLUMBIA
 
EXCLUDED 3,893,310 20,268,660   No 0   No 98.275 %
(4) PRIDES MONSTER FUND LP

200 HIGH STREET SUITE 700
BOSTON,MA02110
27-0574628
INVESTMENTS DE COLUMBIA
 
EXCLUDED 0 0   No 0   No 0 %
(5) WAYPOINT FUND I LP

1999 HARRISON STREET 22ND FLOOR
OAKLAND,CA94612
45-2787363
INVESTMENTS CA COLUMBIA
 
EXCLUDED -21,127 0   No 0   No 0 %
(6) SANJEEVINI INVESTMENT HOLDING

IFS COURT TWENTYEIGHT
  CYEBENE
MP
98-1113898
INVESTMENTS MP COLUMBIA
 
EXCLUDED 665,776 9,882,546   No 0   No 91.749 %
(7) GCM GROSVENOR BLUE LP

767 FIFTH AVENUE 14TH FLOOR
NEW YORK,NY10010
30-0773582
INVESTMENTS DE COLUMBIA
 
EXCLUDED 3,104,324 50,862,124   No 0   No 100.000 %
(8) Q INDIA EQUITY FUND LIMITED

LETOILE DE MAHE GROUND FL
COASTAL FLIC EN FLAC,REPUBLIC OF,MA  
MP
98-0494924
INVESTMENTS MP COLUMBIA
 
EXCLUDED 3,184,850 56,559,479   No 0   No 62.812 %
(9) CANAAN RESOURCES PARTNERS DRILLING FD

1101 N Broadway Suite 300
OKLAHOMA CITY,OK73103
36-4777388
INVESTMENTS OK COLUMBIA
 
EXCLUDED 1,361,629 45,970,950   No 0   No 99.000 %
(10) VECTRA ENERGY DRILLING FUND I LP

2305 WEST BERRY AVENUE
LITTLETON,CO80120
47-1901248
INVESTMENTS DE COLUMBIA
 
UNRELATED -113,354 150,602   No -113,357   No 97.500 %
(11) VECTRA ENERGY DRILLING FUND I-A LP

2305 WEST BERRY AVENUE
LITTLETON,CO80120
47-1842822
INVESTMENTS DE COLUMBIA
 
EXCLUDED 551,617 165,711   No -554,851   No 99.900 %
(12) DAVIS INVESTMENT VENTURES FUND III-B LP

125 High Street 21st Floor
Boston,MA02110
47-4999894
INVESTMENTS DE COLUMBIA
 
EXCLUDED 0 3,856,212   No 0   No 81.766 %
(13) STAR ASIA OPPORTUNITY FUND III LP

125 Gaither Drive Suite L
Mount Laurel,NJ08054
98-1219564
INVESTMENTS HK COLUMBIA
 
EXCLUDED 0 0   No 0   No 98.800 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes No
(1) 16 EAST 60TH STREET CORPORATION

615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
13-3675222
REAL ESTATE NY COLUMBIA
 
C-CORP 0 0 100.000 % Yes  
(2) 2301 12TH AVENUE OWNERS CORP

615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
99-1786950
REAL ESTATE NY COLUMBIA
 
C-CORP 0 0 100.000 % Yes  
(3) COLUMBIA PRESBYTERIAN IPA

161 FORT WASHINGTON AVE SUITE 132
NEW YORK,NY10032
13-3396165
PHYS PRACTICE NY COLUMBIA
 
C-CORP 0 0 100.000 % Yes  
(4) FATHOM KNOWLEDGE NETWORK INC

615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
13-4054997
NEW MEDIA NY COLUMBIA
 
C-CORP 0 0 100.000 % Yes  
(5) FREEZER BOX INC

615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
99-1596696
REAL ESTATE NY COLUMBIA
 
C-CORP 0 0 100.000 % Yes  
(6) MORNINGSIDE INC

311 LOW MEMORIAL LIBRARY
NEW YORK,NY10027
06-1430120
REAL ESTATE NY COLUMBIA
 
C-CORP 0 0 100.000 % Yes  
(7) COLUMBIA DOCTORS OF NEW JERSEY

615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
26-4364931
HEALTHCARE NJ COLUMBIA
 
C-CORP 1,941,100 818,685 100.000 % Yes  
(8) BEIJING DE GA INTRNTL CONSULTING CTR LTD

TOWERA TSINGHUA SCIENCEPARK
CHENGFURD,HAIDIAN100084
CH
EDUCATION CH COLUMBIA
 
FOREIGN CORP 0 461,752 100.000 % Yes  
(9) ASM HUDSON RIVER FUND

190 ELGIN AVENUE
GEORGE TOWN,GRAND CAYMANKY1-9005
CJ
INVESTMENTS CJ COLUMBIA
 
REG MUTUAL FUND 12,999,954 50,471,027 100.000 % Yes  
(10) CALUNIUS LITIGATION RISK FUND LP

1ST FL DOREY CRT ADMIRAL PK
ST PETER PORT   GY1 6HJ
GK
98-0684876
INVESTMENTS GK COLUMBIA
 
FOREIGN CORP 0 15,179,364 75.000 % Yes  
(11) COLUMBIAPATRON SCOTLAND LP

50 LOTHIAN RD FESTIVAL SQ
EDINBURGH,SCOTLANDEH3 9BY
UK
INVESTMENTS UK COLUMBIA
 
FOREIGN CORP 0 3,248,326 100.000 % Yes  
(12) FPCM INFLATION LINKED OPPORTUNITIES LTD

WALKER HSE87 MARY ST
GEORGE TOWN,GRD CAYMANKY1-9002
CJ
INVESTMENTS CJ COLUMBIA
 
FOREIGN CORP 0 429,951,888 100.000 % Yes  
(13) HARBOUR LITIGATION INVEST OFFSHORE FUND

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-0660716
INVESTMENTS CJ COLUMBIA
 
FOREIGN CORP 5,311 4,931,573 100.000 % Yes  
(14) NCH INVESTORS FUND (CU) CORP

UGLANDS CHURCHPO309
GEORGE TOWN,GD CAYMANKY1-1104
CJ
INVESTMENTS CJ COLUMBIA
 
FOREIGN CORP 0 900,932 100.000 % Yes  
(15) CALUNIUS LITIGATION RISK FUND 2 LP

PO656 TRAFALGAR CT
LES BANQUES, ST PETER PT   GY13PP
GK
98-1162651
INVESTMENTS GK COLUMBIA
 
FOREIGN CORP 5,232 8,765,398 60.000 % Yes  
(16) HARBOUR OFFSHORE FUND II LP

UGLAND HOUSE PO BOX 309
GRAND CAYMAN   KY1-1104
CJ
98-1049614
INVESTMENTS CJ COLUMBIA
 
FOREIGN CORP 976,898 15,995,710 50.479 % Yes  
(17) CHARITABLE REMAINDER TRUSTS (62)

 
 
N/A NY COLUMBIA
 
TRUST          
(18) POOLED INCOME FUNDS (2)

 
 
N/A NY COLUMBIA
 
TRUST          
(19) CENTERS FOR INTERNATIONAL PROGRAMS

535 WEST 116TH STREET
NEW YORK,NY10027
13-5598093
PROGRAM SRVCS DE COLUMBIA
 
C-CORP 0 1,923,821 100.000 % Yes  
(20) GLOBAL HEALTH RESEARCH CNTR-CE

1255 AMSTERDAM AVENUE
NEW YORK,NY10027
PROGRAM SRVCS DE COLUMBIA
 
C-CORP 0 342,596 100.000 % Yes  
(21) ASSOCIACAO COLUMBIA GLOBAL CENTERBRASIL

RUA DA CANDELARIA 9 3O ANDAR CNT
RIO DE JANEIRO    
BR
PROGRAM SRVCS BR CGC LLC
 
N/A 0 114,125 100.000 % Yes  
(22) UNIVERSITY WOMEN'S REALTY CORPORATION

408 LOW MEMORIAL LIBRARY MC 4336
NEW YORK,NY10025
13-2524803
REAL ESTATE NY COLUMBIA
 
C-CORP 0 0 100.000 % Yes  
(23) COLUMBIA DOCTORS OF BERGEN COUNTY

615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
47-3568473
HEALTHCARE NJ COLUMBIA
 
C-CORP 199,658 198,584 100.000 % Yes  
(24) COLUMBIA GLOBAL DANISMANLIK VE ARASTIRMA

MECIDITE MAH MAVI SARAY 37/7
SARIYER    
TU
PROGRAM SRVCS TU COLUMBIA
 
FOREIGN CORP 219,454 0 100.000 % Yes  
(25) COLUMBIA RESEARCH AND CONSULTANCY SRVCS

EXPRESS TOWERS 11TH FL NARIMAN PT
MUMBAI   400021
IN
PROGRAM SRVCS IN CU INT'L PRJCTS
 
FOREIGN CORP 0 0 100.000 % Yes  
Schedule R (Form 990) 2015
Schedule R (Form 990) 2015
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
 
No
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
Yes
 
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
 
No
o Sharing of paid employees with related organization(s) ............................
1o
 
No
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
 
No
r Other transfer of cash or property to related organization(s) ............................
1r
 
No
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1) AP MC FUND I LP

S 55,890 FMV
(2) ASM HUDSON RIVER FUND

S 12,999,954 FMV
(3) CALUNIUS LITIGATION RISK FUND 2 LP

B 6,629,988 FMV
(4) CANAAN RESOURCE PARTNERS DRILLING FUND LP

B 20,000,000 FMV
(5) CANAAN RESOURCE PARTNERS DRILLING FUND LP

S 11,360,250 FMV
(6) GCM GROSVENOR BLUE LP

B 5,315,443 FMV
(7) GCM GROSVENOR BLUE LP

S 1,340,316 FMV
(8) DAVIS INVESTMENT VENTURES FUND III-B LP

B 3,750,000 FMV
(9) DAVIS INVESTMENT VENTURES FUND III-B LP

S 74,280 FMV
(10) HARBOUR LITIGATION INVSTMNT OFFSHORE FUND LP

B 860,186 FMV
(11) HARBOUR OFFSHORE FUND II LP

B 8,607,360 FMV
(12) HARBOUR OFFSHORE FUND II LP

S 2,831,578 FMV
(13) MERIT ENERGY PARTNERS V LP

S 1,485,000 FMV
(14) NCH INVESTORS FUND (CU) CORP

S 119,048 FMV
(15) SANJEEVINI INVESTMENT HOLDINGS

S 1,055,115 FMV
(16) VECTRA ENERGY DRILLING FUND I-A

B 329,564 FMV
(17) VECTRA ENERGY DRILLING FUND I-A

S 601,582 FMV
(18) REID HALL INC

B 434,162 FMV
(19) COLUMBIA UNIVERSITY HEALTH CARE INC

B 1,243,348 FMV
(20) COLUMBIA UNIVERSITY PRESS

B 710,442 FMV
(21) COLUMBIA DOCTORS OF NEW JERSEY

S 304,163 FMV
Schedule R (Form 990) 2015
Schedule R (Form 990) 2015
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income




(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership


Yes No Yes No Yes No






























Schedule R (Form 990) 2015
Schedule R (Form 990) 2015
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
SUPPLEMENTAL INFORMATION SCHEDULE R COLUMBIA UNIVERSITY OWNS AN 81.57% INTEREST IN 2700 BROADWAY CONDOMINIUM, WHICH IS TREATED AS A CONDOMINIUM ASSOCIATION UNDER NEW YORK STATE LAW. ------------------------------------------------------------------- SCHEDULE R, PART I END-OF-YEAR ASSET REPORTING CERTAIN DISREGARDED ENTITIES LISTED IN SCHEDULE R, PART I MAY HOLD VEHICLES, OFFICE EQUIPMENT AND RELATED ITEMS, THE VALUE OF WHICH IS INCLUDED IN THE UNIVERSITY'S BALANCE SHEET IN PART X OF THIS FORM 990 BUT IS NOT REFLECTED IN COLUMN (E) END-OF-YEAR ASSETS. ------------------------------------------------------------------- SCHEDULE R, PART I INCOME/ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM I, LLC WHICH OWNS 100% OF THE SHARES ENTITLED TO THE INCOME AND ASSETS OF FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM I, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED AS REPORTED IN SCHEDULE R, PART IV. THE SHARES OWNED BY CIM I ARE NON-VOTING SHARES. ------------------------------------------------------------------- SCHEDULE R, PART I, COLUMNS (D) AND (E) INCOME AND ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM V, LLC, WHICH IS THE SOLE MEMBER OF CONQUEST MANAGED FUTURES SELECT FUND II, LLC. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM V, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CONQUEST MANAGED FUTURES SELECT FUND II, LLC, AS REPORTED IN SCHEDULE R, PART I. ------------------------------------------------------------------- SCHEDULE R, PART IV CONSISTENT WITH GAAP, THE UNIVERSITY DOES NOT CONSOLIDATE THE ENTITIES LISTED IN PART IV SCHEDULE R WHICH HAVE INVESTMENTS AS THEIR PRIMARY PURPOSE. THIS IS BECAUSE THE UNIVERSITY DOES NOT HAVE SUFFICIENT VOTING POWER WITH RESPECT TO THESE ENTITIES TO SATISFY THE CONTROL TEST FOR CONSOLIDATION UNDER GAAP. THE AMOUNTS SHOWN IN SCHEDULE R, PART IV, COLUMN (G) REFLECT THE UNIVERSITY'S SHARE OF THE NET ASSETS OF THESE ENTITIES FOR THE FISCAL YEAR REPORTING PERIOD WHICH, CONSISTENT WITH GAAP, IS REFLECTED ON LINE 16 OF THE BALANCE SHEET IN PART X OF THIS FORM 990. SIMILARLY, THE UNIVERSITY'S SHARE OF ANY CURRENT INCOME AND REALIZED GAINS FROM THESE ENTITIES IS REFLECTED IN COLUMN (F) OF SCHEDULE R, PART IV AND ON THE STATEMENT OF REVENUE IN PART VIII. THESE ENTITIES EACH OPERATE ON A CALENDAR-YEAR BASIS, AND THE UNIVERSITY'S SHARE OF THE GROSS INCOME AND TOTAL ASSETS FOR EACH OF THESE ENTITIES FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2015 IS SET FORTH BELOW: ASM HUDSON RIVER FUND SHARE OF TOTAL (GROSS) INCOME: ($1,969,376) SHARE OF END-OF-YEAR (GROSS) ASSETS: $60,335,129 CALUNIUS LITIGATION RISK FUND LP SHARE OF TOTAL (GROSS) INCOME: ($919,378) SHARE OF END-OF-YEAR (GROSS) ASSETS: $17,114,310 CALUNIUS LITIGATION RISK FUND 2 LP SHARE OF TOTAL (GROSS) INCOME: $5,285 SHARE OF END-OF-YEAR (GROSS) ASSETS: $6,856,488 COLUMBIA/PATRON SCOTLAND LP SHARE OF TOTAL (GROSS) LOSS: $(471,718) SHARE OF END-OF-YEAR (GROSS) ASSETS: $3,161,045 FPCM INFLATION-LINKED OPPORTUNITIES FUND, LTD SHARE OF TOTAL (GROSS) INCOME: $11,593,329 SHARE OF END-OF-YEAR (GROSS) ASSETS: $928,471,518 HARBOUR LITIGATION INVESTMENT OFFSHORE FUND SHARE OF TOTAL (GROSS) INCOME: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $4,992,406 HARBOUR OFFSHORE FUND II LP SHARE OF TOTAL (GROSS) LOSS: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $15,131,429 NCH INVESTORS FUND (CU) CORP SHARE OF TOTAL (GROSS) LOSS: $52,331 SHARE OF END-OF-YEAR (GROSS) ASSETS: $1,913,760 ------------------------------------------------------------------- SCHEDULE R, PART IV AS OF JUNE 30, 2016, THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK HELD MORE THAN A 50% BENEFICIAL INTEREST IN 62 CHARITABLE REMAINDER TRUSTS DOMICILED IN NEW YORK AND 2 POOLED INCOME FUNDS DOMICILED IN NEW YORK.
Schedule R (Form 990) 2015

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