Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 11-01-2015 , and ending 10-31-2016
Name of foundation
THE NORMAN AND ESTHER ALLAN FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)27777 FRANKLIN ROAD SUITE 2500
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SOUTHFIELD, MI480348214
A Employer identification number

38-6089688
B Telephone number (see instructions)

(248) 351-3000
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,658,289J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments 12,397 12,397  
4 Dividends and interest from securities... 80,655 80,655  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 59,565
b Gross sales price for all assets on line 6a 1,286,591
7 Capital gain net income (from Part IV, line 2)... 59,565
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 42 42  
12 Total. Add lines 1 through 11........ 152,659 152,659  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 5,010 0   0
b Accounting fees (attach schedule)....... Click to see attachment 3,870 0   0
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 55 55   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 23,282 23,262   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 32,217 23,317   0
25 Contributions, gifts, grants paid....... 223,500 223,500
26 Total expenses and disbursements. Add lines 24 and 25 255,717 23,317   223,500
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -103,058
b Net investment income (if negative, enter -0-) 129,342
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 105,789 42,899 42,899
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 559,686 Click to see attachment441,316 451,066
b Investments—corporate stock (attach schedule)....... 1,029,107 Click to see attachment1,191,192 1,371,973
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 882,332 Click to see attachment798,449 792,351
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,576,914 2,473,856 2,658,289
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 2,576,914 2,473,856
30 Total net assets or fund balances (see instructions)..... 2,576,914 2,473,856
31 Total liabilities and net assets/fund balances (see instructions). 2,576,914 2,473,856
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
2,576,914
2
Enter amount from Part I, line 27a .....................
2
-103,058
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
2,473,856
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
2,473,856
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SEC-MERRILL LYNCH #689-03002 P    
b PUBLICLY TRADED SEC-MERRILL LYNCH #689-03036 P    
c PUBLICLY TRADED SEC-MERRILL LYNCH #689-03036(CIL) P    
d PUBLICLY TRADED SEC-MERRILL LYNCH #689-03038 P    
e PUBLICLY TRADED SEC-MERRILL LYNCH #689-03039 P    
PUBLICLY TRADED SEC-MERRILL LYNCH #689-03780 P    
PUBLICLY TRADED SEC-MERRILL LYNCH #689-03780(CIL) P    
PUBLICLY TRADED SEC-MERRILL LYNCH #689-03781 P    
PUBLICLY TRADED SEC-MERRILL LYNCH #689-03781(CIL) P    
PUBLICLY TRADED SEC-MERRILL LYNCH #689-04532 P    
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 229   197 32
b 357,863   326,253 31,610
c 64     64
d 192,925   195,666 -2,741
e 470,946   465,974 4,972
136,293   125,881 10,412
49     49
116,719   109,887 6,832
39     39
3,115   3,168 -53
8,349     8,349
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       32
b       31,610
c       64
d       -2,741
e       4,972
      10,412
      49
      6,832
      39
      -53
      8,349
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 59,565
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 138,371 2,903,254 0.047661
2013 115,000 2,906,928 0.039561
2012 100,000 2,547,701 0.039251
2011 50,000 2,213,017 0.022594
2010 99,407 1,722,933 0.057696
2
Total of line 1, column (d) .....................
20.206763
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.041353
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
2,732,193
5
Multiply line 4 by line 3......................
5
112,984
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
1,293
7
Add lines 5 and 6........................
7
114,277
8
Enter qualifying distributions from Part XII, line 4.............
8
223,500
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,293
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,293
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,293
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 3,171
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,171
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,878
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet1,878 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJAFFE RAITT HEUER WEISS PC Telephone no.bullet (248) 351-3000

    Located atbullet27777 FRANKLIN ROAD SUITE 2500SOUTHFIELDMI ZIP+4bullet480345026
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ARTHUR A WEISS TRUSTEE
    0.00     		0 0 0
    27777 FRANKLIN ROAD SUITE 2500
    SOUTHFIELD,MI480348214
    IRA J JAFFE PRESIDENT/TREASURER/TRUSTE
    1.00     		0 0 0
    27777 FRANKLIN ROAD SUITE 2500
    SOUTHFIELD,MI480348214
    JOEL S GOLDEN SECRETARY/TRUSTEE
    1.00     		0 0 0
    27777 FRANKLIN ROAD SUITE 2500
    SOUTHFIELD,MI480348214
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 N/A 0
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A 0
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,674,123
    b
    Average of monthly cash balances.......................
    1b
    99,677
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,773,800
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,773,800
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    41,607
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,732,193
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    136,610
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    136,610
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    1,293
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,293
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    135,317
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    135,317
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    135,317
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    223,500
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    223,500
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    1,293
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    222,207
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 135,317
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 140,857
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010......  
    b From 2011......  
    c From 2012......  
    d From 2013......  
    e From 2014......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 223,500
    a Applied to 2014, but not more than line 2a 140,857
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2015 distributable amount..... 82,643
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		52,674
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2011....  
    b Excess from 2012....  
    c Excess from 2013....  
    d Excess from 2014....  
    e Excess from 2015....  
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    UNITED JEWISH FOUNDATION OF METROPOLITAN DETROIT
    6735 TELEGRAPH ROAD
    BLOOMFIELD HILLS,MI48303     		NONE PUBLIC CHARITY RELIGIOUS 141,000
    HEBREW DAY SCHOOL OF ANN ARBOR
    2937 BIRCH HOLLOW DRIVE
    BLOOMFIELD HILLS,MI48303     		NONE PUBLIC CHARITY EDUCATION 82,500
    Total .................................bullet 3a 223,500
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		    14 12,397  
    4 Dividends and interest from securities....     14 80,655  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....     14 42  
    8
    Gain or (loss) from sales of assets other than inventory ............     		    18 59,565  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 152,659 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13152,659
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2015 AccountingFeesSchedule
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN:
    38-6089688
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 3,870 0   0

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN:
    38-6089688
    Name of Stock End of Year Book Value End of Year Fair Market Value
    77 SHS 3M COMPANY 11,385 12,563
    287 SHS ABBOT LABS 11,012 11,262
    36 SHS ABBVIE INC 2,300 2,008
    183 SHS ACCENTURE PLC 14,266 21,272
    99 SHS ACTIVISION BLIZZARD INC 3,827 4,274
    31 SHS ADIENT PLC 0 1,411
    66 SHS ADOBE SYS DEL PV$ 5,076 7,096
    18 SHS ALASKA AIR GROUP INC 1,206 1,300
    53 SHS ALIBABA GROUP HOLDING 4,439 5,390
    25 SHS ALLERGAN PLC 7,462 5,223
    19 SHS ALPHABET INC CL A 7,071 15,388
    16 SHS ALPHABET INC CL C 6,207 12,553
    45 SHS ALTRIA GROUP INC 3,102 2,975
    31 SHS AMAZON COM INC 13,834 24,484
    135 SHS AMERICAN EXPRESS COMPANY 10,418 8,967
    28 SHS AMERICAN STATES WATER COMPANY 509 1,119
    69 SHS AMERICAN TOWER REIT INC 5,251 8,086
    59 SHS AMGEN INC COM 8,273 8,329
    38 SHS AMN ELEC POWER CO 2,054 2,464
    90 SHS AON PLC 9,838 9,975
    53 SHS APACHE CORP 3,197 3,152
    189 SHS APPLE INC 19,871 21,459
    132 SHS APPLIED MATERIALS INC 3,078 3,838
    219 SHS ARCHER DANIELS MIDLD 9,456 9,542
    123 SHS ARES CAPITAL CORP 2,066 1,882
    34 SHS AT&T OMC 1,165 1,251
    14 SHS AUTOMATIC DATA PROCESSING 1,335 1,219
    86 SHS BB&T CORPORATION 3,165 3,371
    70 SHS BAXTER INTERNATIONAL 3,283 3,331
    18 SHS BLACKROCK INC 4,618 6,142
    305 SHS BOSTON SCIENTIFIC 3,635 4,510
    51 SHS BROADCOM LTD 7,000 8,684
    115 SHS CALIFORNIA WTR SVC GP DE 2,530 3,565
    39 SH CARPENTER TECHNOLOGY 1,339 1,233
    105 SHS CELGENE CORP 8,594 10,729
    81 SHS CENTENE CORP 5,529 5,061
    18 SHS CHARTER COMMUNICATIONS 3,906 4,498
    42 SHS CHEMICAL FINL CORP 1,654 1,804
    15 SHS CHEVRON CORP 1,997 2,619
    101 SHS CHUBB LTD 10,351 12,827
    37 SHS CHURCH&DWIGHT CO INC 1,838 1,786
    5 SHS CHURCHILL DOWNS INC 739 680
    90 SHS CIENA CORP 1,951 1,744
    51 SHS CIGNA CORP 7,149 6,060
    324 SHS CISCO SYSTEMS 6,675 6,872
    292 SHS CITIGROUP INC COM 13,070 14,352
    147 SHS CITIZENS FINL GROUP INC 3,576 3,872
    60 SHS COCA COLA COM 2,740 2,544
    56 COGNIZANT TECH SOLUTIONS 3,265 2,876
    305 SHS COMCAST 15,110 18,855
    31 SHS CONAGRA FOOD INC 1,478 1,494
    23 SHS COSTAR GROUP 3,711 4,304
    38 SHS COSTCO WHOLESALE CORP 5,168 5,619
    113 SHS CTRIP.COM INTL LTD 5,141 4,999
    229 SHS COTY INC CL A 5,370 5,265
    75 SHS CROWN CASTLE 7,180 6,824
    206 SHS CVS HEALTH CORP 15,737 17,325
    246 SHS DANAHER CORP 13,586 19,323
    44 SHS DEAN FOODS COMPANY NEW 827 803
    84 SHS DELPHI AUTOMOTIVE 5,060 5,466
    50 SHS DIAMONDBACK ENERGY 4,576 4,564
    33 SHS DISNEY WALT CO COM STK 1,824 3,059
    85 SHS DOLLAR TREE 6,673 6,422
    78 SHS DOMINION DIAMOND 769 664
    48 SHS DOW CHEMICAL 2,460 2,583
    86 SHS DU PONT E I DE NEMOURS 5,850 5,916
    15 SHS EAGLE MATERIALS INC 1,285 1,214
    49 SHS EAST WEST BANCORP INC 1,244 1,936
    112 SHS EATON CORP PLC 7,029 7,142
    85 SHS EBAY INC 2,458 2,423
    36 SHS ECOLAB INC 3,450 4,129
    37 SHS EDWARDS LIFE SCIENCES 4,332 3,523
    49 SHS ELI LILLY & CO 3,952 3,618
    122 SHS EOG RESOURCES INC 10,899 11,031
    43 SHS EXXON MOBIL CORP 3,628 3,583
    174 SHS FACEBOOK 15,118 22,792
    45 SHS FASTENAL COMPANY 1,872 1,754
    20 SHS FEDEX CORP DELAWARE 3,231 3,486
    202 SHS FIDELITY NATIONAL SVCS 13,312 14,932
    68 SHS FISERV INC 7,163 6,697
    46 SHS FLEETCOR TECHNOLOGIES 6,493 8,064
    52 SHS FLUOR CORP NEW DEL 2,187 2,703
    41 SHS FORTINET INC 1,074 1,314
    68 SHS FORTIVE CORP 2,303 3,471
    43648 SHS FRAC MARIOTT INTL INC 12 0
    78 SHS GENERAL ELECTRIC 2,484 2,270
    16 SHS GILEAD SCIENCES INC COM 1,167 1,178
    88 SHS GOLDM 14,620 15,685
    48 SHS GRANITE CONSTRUCTION 1,744 2,360
    61 SHS GENERAL MOTORS CO 1,933 1,928
    77 SHS HARTFORD FINL SVCS GROUP 3,583 3,396
    34 SHS HASBRO INC 2,753 2,836
    31 SHS HERSHEY COMPANY 2,271 3,176
    129 SHS HOME DEPOT 13,099 15,739
    196 SHS HONEYWELL INTL INC 18,359 21,497
    61 SHS HOSPITALITY PPTYS TRUST 1,490 1,669
    73 SHS ILLINOIS IMPERIAL TOOL 6,117 8,291
    113 SHS INTEL 3,293 3,940
    3 SHS INTERCONTINENTAL EXCHANGE 2,070 2,433
    25 SHS INTL PAPER 1,237 1,126
    9 SHS INTUITIVE SURGICAL 5,148 6,049
    84 SHS J M SMUCKER 11,066 11,030
    230 SHS JOHNSON & JOHNSON COM 21,928 26,678
    310 SHS JOHNSON CONTROLS 14,158 12,499
    582 SHS JPMORGAN CHASE & CO 27,529 40,310
    52 SHS KANSAS CITY SOUTHERN 4,859 4,563
    8 SHS KIMBERLY CLARK 1,074 915
    30 SHS LABORATORY AMER HLDS 3,263 3,760
    32 SHS LAM RESEARCH CORP 1,434 3,099
    11 SHS LOCKHEED MARTIN CORP 2,814 2,710
    62 SHS LULULEMON ATHLETICA INC 3,892 3,549
    19 SHS LYONDELL BASELL INDUSTRIES 1,498 1,511
    35 SHS MACYS INC 1,308 1,277
    43 SHS MARSH & MCLENNAN COS INC 1,743 2,726
    93 SHS MASTERCARD INC 5,270 9,953
    41 SHS MAXIM INTEGRATED PRODUCTS 1,577 1,625
    45 SHS MCKESSON CORPORATION COM 8,572 5,723
    223 SHS MEDRONIC PLC 17,163 18,290
    324 SHS MERCK AND CO INC 19,419 19,025
    248 SHS METLIFE INC 11,726 11,646
    55 SHS MICROCHIP TECHNOLOGY INC 2,344 3,330
    343 SHS MICRON TECHNOLOGY 5,965 5,886
    289 SHS MICROSOFT CORP 14,718 17,317
    10 SHS MIDDLEBY CORP COM 373 1,121
    114 SHS MOBILEYE ORD 4,522 4,238
    46 SHS MOODY'S CORP 4,390 4,624
    17 SHS MOTOROLA SOLUTIONS 1,295 1,234
    150 SHS NASDAQ OMX GRP 5,829 9,595
    35 SHS NATL INSTRUMENTS CORP 1,045 983
    137 SHS NESTLE A REP RG 9,851 9,952
    41 SHS NETFLIX 3,955 5,120
    26 SHS NEXTRA 3,370 3,328
    49 SHS NICE SYSTS LTD SPSD 1,988 3,257
    103 SHS NIELSEN HOLDINGS PLC 5,542 4,637
    265 SHS NIKE INC 11,608 13,298
    56 SHS NISOURCE INC 671 1,303
    73 SHS NORTHROP GRUMMAN 11,380 16,717
    12 SHS NXP SEMICONDUCTORS N.V. 1,019 1,200
    169 SHS OCCIDENTAL PETE CORP CAL 13,862 12,322
    17 SHS O'REILLY AUTOMOTIVE INC 4,136 4,495
    11 SHS OSI SYSTEM INC 721 771
    86 SHS PAYCHECK 4,684 4,747
    221 SHS PAYPAL HOLDINGS INC 8,031 9,207
    135 SHS PEPSICO INC 13,408 14,472
    510 SHS PFIZER INC 16,477 16,172
    36 SHS PG&E CORP 1,890 2,236
    279 SHS PHILIP MORRIS 24,934 26,907
    28 SHS PINNACLE FOOD INC DEL 1,212 1,440
    28 SHS PIONEER NATURAL RES CO 3,878 5,012
    146 SHS PNC FINANCIAL 12,712 13,958
    144 SHS PPG INDUSTRIES INC 18,048 15,553
    24 SHS PRICE T ROWE GROUP 1,776 1,536
    56 SHS PROCTER & GAMBLE 4,697 4,861
    32 SHS PROOFPOINT 1,821 2,508
    4 SHS PUBLIC STORAGE 1,018 855
    26 SHS QUALCOMM INC 1,586 1,786
    19 SHS QUINTILES TRANSNATIONAL 1,370 1,363
    23 SHS RAYTHEON CO DELAWARE NEW 9,181 9,699
    24 SHS RED HAT INC 1,766 1,859
    19 SHS REALTY INCM CRP MD 1,340 1,126
    15 SHS REGENERATION PHARMACTCLS 5,754 5,175
    55 SHS REPUBLIC SERVICES 2,348 2,895
    58 SHS ROYAL DUTCH SHELL PLC 3,605 3,034
    71 SHS SABRE CORP SHS 2,038 1,834
    134 SHS SALESFORCE COM INC 9,353 10,071
    156 SHS SCHLUMBERGER LTD 12,418 12,204
    126 SHS SENIOR HSG PPTYS 1,898 2,680
    72 SHS SERVICENOW INC 4,759 6,329
    18 SHS SHERWIN WILLIAMS 4,850 4,407
    56 SHS SMITH A O CORP DEL 881 2,529
    13 SHS SNAP ON INC COM 775 2,003
    74 SHS SPECTRA ENERGY CORP 2,696 3,094
    103 SHS SPLUNK INC 5,706 6,199
    283 SHS STARBUCKS CORP 12,995 15,019
    25 SHS STRYKER CORP 2,826 2,884
    8 SHS SVB FINL GROUP 676 978
    49 SHS SYMANTEC CORP 1,222 1,226
    116 SHS TARGET CORP 7,965 7,973
    280 SHS TEXAS INSTRUMENTS 14,774 19,838
    37 SHS TMOBILE 1,860 1,840
    9 SHS THE PRICELINE GROUP 5,398 13,268
    103 SHS THERMO FISHER SCIENTIFIC 12,125 15,149
    145 SHS TIME WARNER INC 9,831 9,878
    118 SHS TRAVELERS COS INC 9,915 15,791
    37 SHS TYSON FOODS INC CL A 1,630 2,621
    65 SHS UNDER ARMOUR INC 2,573 1,838
    101 SHS UNION PACIFIC CORP 8,618 8,906
    89 SHS UNITED HEALTH GROUP 9,231 12,578
    101 SHS UNITED TECHS CORP 10,677 10,322
    21 SHS UNIVERSAL HEALTH SERVICES 2,534 2,535
    366 SHS US BANCORP 15,598 16,382
    42 SHS VENTAS INC 3,101 2,846
    353 SHS VERIZON COMMUNICATNS COM 12,799 12,698
    232 SHS VISA INC CL A 4,556 19,142
    48 SHS WEC ENERGY GROUP INC 3,130 2,867
    26 SHS WELL TOWER INC 1,671 1,782
    374 SHS WELLS FARGO & CO NEW DEL 16,030 17,208
    20 SHS WOODWARD INC 1,034 1,180
    153 SHS XCEL ENERGY INC 6,023 6,357
    24 SHS XYLEM INC 1,040 1,160
    64 SHS ZIMMER BIOMET HOLDINGS 7,749 6,745
    190 SHS ZOETIS INC 8,592 9,082

    TY 2015 InvestmentsGovtObligationsSch
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN:
    38-6089688
    US Government Securities - End of Year Book Value:

    441,316
    US Government Securities - End of Year Fair Market Value:

    451,066
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2015 InvestmentsOtherSchedule2
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN:
    38-6089688
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    1151 SHS AMERICAN EURO PACIFIC AT COST 41,363 53,710
    2517 SHS BARON SMALL CAP FD AT COST 58,714 76,212
    388 SHS HARBOR INTERNATIONAL AT COST 18,845 23,409
    4389 SHS IVY HIGH INCOME AT COST 36,624 32,353
    8956 SHS TCW EMERGING AT COST 73,471 70,524
    22449 SHS FIXED INCOME SHARES - SERIES C AT COST 272,116 227,857
    21418 SHS FIXED INCOME SHARES - SERIES M AT COST 214,985 229,387
    9110 SHS AB HIGH INCOME AT COST 82,331 78,899

    TY 2015 LegalFeesSchedule
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN:
    38-6089688
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 5,010 0   0


    TY 2015 OtherExpensesSchedule
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN:
    38-6089688
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT AND ADVISORY SERVICES 23,262 23,262   0
    ANNUAL CORPORATE UPDATE 20 0   0


    TY 2015 OtherIncomeSchedule2
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN:
    38-6089688
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    MISCELLANEOUS INCOME 42 42 42


    TY 2015 TaxesSchedule
    Name:
    THE NORMAN AND ESTHER ALLAN FOUNDATION
    EIN:
    38-6089688
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX WITHHELD 55 55   0