Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 12-01-2015 , and ending 11-30-2016
Name of foundation
ALAN B SLIFKA FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)477 madison avenue No 8 fl
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
new york, NY10022
A Employer identification number

13-6192257
B Telephone number (see instructions)

(212) 303-9400
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$75,237,353
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 3,010,410
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments 975 975  
4 Dividends and interest from securities... 1,316,529 1,316,529  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -493,839
b Gross sales price for all assets on line 6a 19,338,169
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 99,629 82,144  
12 Total. Add lines 1 through 11........ 3,933,704 1,399,648  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 240,500 18,278   222,222
14 Other employee salaries and wages...... 340,697 25,893   314,804
15 Pension plans, employee benefits....... 133,278 9,488   115,349
16a Legal fees (attach schedule)......... 6,267 0   6,267
b Accounting fees (attach schedule)....... 30,903 2,318   28,585
c Other professional fees (attach schedule).... 300,791 222,791   78,000
17 Interest............... 30 0   0
18 Taxes (attach schedule) (see instructions)... 90,543 16,920   1,510
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 123,281 0   123,281
21 Travel, conferences, and meetings....... 73,416 0   73,416
22 Printing and publications.......... 360 0   0
23 Other expenses (attach schedule)....... 406,642 359,872   46,770
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,746,708 655,560   1,010,204
25 Contributions, gifts, grants paid....... 4,736,853 4,736,853
26 Total expenses and disbursements. Add lines 24 and 25 6,483,561 655,560   5,747,057
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -2,549,857
b Net investment income (if negative, enter -0-) 744,088
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 109,061 38,964 38,964
2 Savings and temporary cash investments......... 2,609,128 3,308,817 3,308,817
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 39,318,254 Click to see attachment35,821,397 37,335,248
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 24,843,674 Click to see attachment25,170,376 34,552,943
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment2,196 Click to see attachment1,381 Click to see attachment1,381
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 66,882,313 64,340,935 75,237,353
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 66,882,313 64,340,935
30 Total net assets or fund balances (see instructions)..... 66,882,313 64,340,935
31 Total liabilities and net assets/fund balances (see instructions). 66,882,313 64,340,935
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
66,882,313
2
Enter amount from Part I, line 27a .....................
2
-2,549,857
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
8,479
4
Add lines 1, 2, and 3 ..........................
4
64,340,935
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
64,340,935
Form 990-PF (2015)
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b) How acquired
P—Purchase
D—Donation
(c) Date acquired
(mo., day, yr.)
(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b HALYCON MULTIPLE STRATEGIES, LP P 2014-12-01 2016-11-30
c EAST SIDE CAPITAL, LP P 2014-12-01 2016-11-30
d ENTERPRISE PRODUCTS PARTNERS LP P 2013-12-01 2016-11-30
e GLOBAL STRATEGIES EVENT-DRIVEN FUND LP P 2013-12-01 2016-11-30
BASL FEEDER LLC P 2014-12-01 2016-11-30
(e) Gross sales price (f) Depreciation allowed
(or allowable)
(g) Cost or other basis
plus expense of sale
(h) Gain or (loss)
(e) plus (f) minus (g)
a 18,844,113   19,699,734 -855,621
b     132,240 -132,240
c 25,627     25,627
d     34 -34
e 10,542     10,542
427,506     427,506
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69
(k) Excess of col. (i)
over col. (j), if any
a       -855,621
b       -132,240
c       25,627
d       -34
e       10,542
      427,506
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 -524,220
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 7,103,681 75,213,345 0.094447
2013 6,735,788 64,218,669 0.104888
2012 8,012,668 54,080,100 0.148163
2011 6,093,210 29,447,344 0.206919
2010 5,733,040 30,545,206 0.187690
2
Total of line 1, column (d) .....................
20.742107
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.148421
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
74,611,901
5
Multiply line 4 by line 3......................
5
11,073,973
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
7,441
7
Add lines 5 and 6........................
7
11,081,414
8
Enter qualifying distributions from Part XII, line 4.............
8
5,747,057
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 14,882
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 14,882
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 14,882
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 31,350
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 31,350
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 16,468
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet16,468 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY, CA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.SlifkaFoundation.org
    14
    The books are in care ofbulletRachelle Markowitz Telephone no.bullet (212) 303-9400

    Located atbullet477 madison avenue 8flnew yorkNY ZIP+4bullet10022
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    gary gladstein board member
    1.00
    0 0 0
    477 MADISON AVE
    new york,NY10028
    judith eigen sarna board member
    1.00
    0 0 0
    477 madison ave
    new york,NY10028
    rachelle Markowitz treasurer
    20.00
    130,500 31,689 0
    477 madison ave
    new york,NY10028
    RIVA G RIVTO president
    10.00
    110,000 12,472 0
    477 madison ave
    new york,NY10028
    shira levin secretary
    2.00
    0 0 0
    477 madison ave
    new york,NY10028
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    Sarah Silver executive director
    35.00
    170,000 11,237 0
    477 madison ave
    new york,NY10028
    Allison Sole Director of Bio-Medi
    35.00
    102,697 11,237 0
    477 madison ave
    new york,NY10028
    Sharon LeWinter executive assistant
    35.00
    68,000 22,547 0
    477 madison ave
    new york,NY10028
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Michael Strisover research distributions 78,000
    4 amos hanavi spt 5
    modiin,modiin  
    IS
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    38,000,954
    b
    Average of monthly cash balances.......................
    1b
    3,194,226
    c
    Fair market value of all other assets (see instructions)................
    1c
    34,552,943
    d
    Total (add lines 1a, b, and c).........................
    1d
    75,748,123
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    75,748,123
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,136,222
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    74,611,901
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    3,730,595
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    3,730,595
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    14,882
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
    4,869
    c
    Add lines 2a and 2b............................
    2c
    19,751
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    3,710,844
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    3,710,844
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    3,710,844
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    5,747,057
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    5,747,057
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    5,747,057
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2014
    (c)
    2014
    (d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 3,710,844
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2015:
    a From 2010...... 4,214,731
    b From 2011...... 4,629,258
    c From 2012...... 5,151,629
    d From 2013...... 3,537,154
    e From 2014...... 3,388,111
    fTotal of lines 3a through e........ 20,920,883
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 5,747,057
    a Applied to 2014, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2015 distributable amount..... 3,710,844
    e Remaining amount distributed out of corpus 2,036,213
    5 Excess distributions carryover applied to 2015. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 22,957,096
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...
    4,214,731
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......
    18,742,365
    10 Analysis of line 9:
    a Excess from 2011.... 4,629,258
    b Excess from 2012.... 5,151,629
    c Excess from 2013.... 3,537,154
    d Excess from 2014.... 3,388,111
    e Excess from 2015.... 2,036,213
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    Aish HaTorah New York Inc
    11 BROADWAY 13TH FLOOR
    NEW YORK,NY10004
      PC An unrestricted Grant to further the donee's exempt purpose. 3,000
    America-Israel Cultural Foundation
    51 EAST 42ND STREET SUITE 400
    NEW YORK,NY10017
      PC An unrestricted Grant to further the donee's exempt purpose. 1,500
    America-Israel Friendship League
    134 EAST 39TH STREET 3RD FLOOR
    NEW YORK,NY10016
      PC An unrestricted Grant to further the donee's exempt purpose. 10,000
    American Cancer Society
    2600 US HIGHWAY 1
    NORTH BRUNSWICK,NJ08902
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    American Friends of Hand In Hand
    POB 80102
    PORTLAND,OR97280
      PC An unrestricted Grant to further the donee's exempt purpose. 20,000
    American Friends of Kolot Inc CO DEBRA WASSERMAN
    27 WEST 72ND STREET APT 702
    NEW YORK,NY10023
      PC An unrestricted Grant to further the donee's exempt purpose. 100,000
    American Friends of the Hebrew University
    PO BOX 2035
    NEW YORK,NY10021
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    American Friends of the Israel Museum
    545 FIFTH AVENUE SUITE 920
    NEW YORK,NY10017
      PC An unrestricted Grant to further the donee's exempt purpose. 15,000
    American Friends of the Israel Philharmonic
    122 EAST 42ND STREET SUITE 4507
    NEW YORK,NY10168
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    American Fund for Charities CO CHAPEL AND YORK LTD
    1000 NORTH WEST STREET SUITE 1200
    WILMINGTON,DE19801
      PC An unrestricted Grant to further the donee's exempt purpose. 13,000
    American Israel Education Foundation (AIEF)
    251 H STREET NW
    WASHINGTON,DC20024
      PC An unrestricted Grant to further the donee's exempt purpose. 10,000
    American Pardes Foundation Inc
    5 WEST 37TH STREET SUITE 802
    NEW YORK,NY10018
      PC An unrestricted Grant to further the donee's exempt purpose. 20,000
    Anti-Defamation League
    605 THIRD AVENUE
    NEW YORK,NY10158
      PC An unrestricted Grant to further the donee's exempt purpose. 3,000
    Beit T'Shuvah
    8831 VENICE BLVD
    LOS ANGELES,CA90034
      PC An unrestricted Grant to further the donee's exempt purpose. 46,000
    B'nai B'rith Foundation of the United States
    1120 20TH STREET NW SUITE 300 NORTH
    WASHINGTON,DC20036
      PC An unrestricted Grant to further the donee's exempt purpose. 100
    Bold Beauty Project
    1581 BRICKELL AVE 2107
    MIAMI,FL33129
      PC An unrestricted Grant to further the donee's exempt purpose. 2,500
    Brandeis University
    MAILSTOP 100 PO BOX 549110
    WALTHAM,MA02454
      PC An unrestricted Grant to further the donee's exempt purpose. 29,325
    Carson Sarcoma Foundation
    PO BOX 2212
    ASHEVILLE,NC28802
      PC An unrestricted Grant to further the donee's exempt purpose. 150,000
    Cedars-Sinai Medical Center
    8700 BEVERLY BLVD
    LOS ANGELES,CA90048
      PC An unrestricted Grant to further the donee's exempt purpose. 120,000
    Central Fund for Israel
    980 SIXTH AVENUE
    NEW YORK,NY10018
      PC An unrestricted Grant to further the donee's exempt purpose. 10,000
    Central Park Conservancy
    14 EAST 60TH STREET
    NEW YORK,NY10022
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    Chai Lifeline
    151 WEST 30TH STREET 3RD FLOOR
    NEW YORK,NY10001
      PC An unrestricted Grant to further the donee's exempt purpose. 10,000
    Club of Madrid Foundation Inc
    120 WELLS AVENUE
    NEWTON,MA02459
      PC An unrestricted Grant to further the donee's exempt purpose. 515,000
    ColumbiaBarnard Hillel
    606 WEST 115TH STREET
    NEW YORK,NY10025
      PC An unrestricted Grant to further the donee's exempt purpose. 110,000
    Common Cause Education Fund
    1133 19TH STREET NW 9TH FLOOR
    WASHINGTON,DC20036
      PC An unrestricted Grant to further the donee's exempt purpose. 2,500
    Congregation B'nai Jeshurun
    270 WEST 89TH STREET
    NEW YORK,NY10024
      PC An unrestricted Grant to further the donee's exempt purpose. 30,000
    Cystic Fibrosis Foundation
    6931 ARLINGTON ROAD SUITE 200
    BETHESDA,MD20814
      PC An unrestricted Grant to further the donee's exempt purpose. 700
    Ellen's Run
    200 WEST END AVE SUITE 12G
    NEW YORK,NY10023
      PC An unrestricted Grant to further the donee's exempt purpose. 500
    FJC A Foundation of Philanthropic Funds
    520 8TH AVENUE 20TH FLOOR
    NEW YORK,NY10018
      PC An unrestricted Grant to further the donee's exempt purpose. 5,000
    FJCLiddy Shriver Sarcoma Initiative
    520 8TH AVENUE 20TH FLOOR
    NEW YORK,NY10018
      PC An unrestricted Grant to further the donee's exempt purpose. 39,334
    Friends of the Daniel Centers for Progressive Judaism
    4108 LELAND STREET
    CHEVY CHASE,MD20815
      PC An unrestricted Grant to further the donee's exempt purpose. 15,000
    Friends of the Israel Defense Forces
    1430 BROADWAY
    NEW YORK,NY10138
      PC An unrestricted Grant to further the donee's exempt purpose. 250
    Fund for Constitutional Government
    122 MARYLAND AVE NE
    WASHINGTON,DC20002
      PC An unrestricted Grant to further the donee's exempt purpose. 500
    Georgetown University
    3800 RESERVOIR ROAD NW
    WASHINGTON,DC20057
      PC An unrestricted Grant to further the donee's exempt purpose. 40,000
    Givat Haviva Educational Foundation
    424 WEST 33RD STREET SUITE 150
    NEW YORK,NY10001
      PC An unrestricted Grant to further the donee's exempt purpose. 20,000
    Hebrew Union College CO ANDREW GRANT
    JEWISH INST OF RELIGION 1 WEST 4TH
    STREET
    NEW YORK,NY10012
      PC An unrestricted Grant to further the donee's exempt purpose. 2,500
    Hillel at UCLA
    574 HILGARD AVENUE
    LOS ANGELES,CA90024
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    Hillel Foundation for Jewish Campus Life at the
    54 N EAGLEVILLE RD
    STORRS,CT06268
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    Human Rights First
    75 BROAD STREET 31ST FLOOR
    NEW YORK,NY10004
      PC An unrestricted Grant to further the donee's exempt purpose. 105,000
    Humane Society of Boulder Valley
    2323 55TH STREET
    BOULDER,CO80302
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    i Center for Israel Education
    95 REVERE DR SUITE D
    NORTHBROOK,IL60062
      PC An unrestricted Grant to further the donee's exempt purpose. 15,000
    Interfaith Family
    475 RIVERSIDE DRIVE 540
    NEW YORK,NY10115
      PC An unrestricted Grant to further the donee's exempt purpose. 15,000
    Interfaith Ministries for Greater Houston
    3303 MAIN STREET
    HOUSTON,TX77002
      PC An unrestricted Grant to further the donee's exempt purpose. 5,000
    International Society for Autism Research
    342 NORTH MAIN STREET
    WEST HARTFORD,CT06117
      PC An unrestricted Grant to further the donee's exempt purpose. 25,000
    Jazz at Lincoln Center
    33 WEST 60TH STREET
    NEW YORK,NY10023
      PC An unrestricted Grant to further the donee's exempt purpose. 5,000
    Jerusalem Foundation
    420 LEXINGTON AVE SUITE 1645
    NEW YORK,NY10170
      PC An unrestricted Grant to further the donee's exempt purpose. 10,000
    Jewish Family Service of Los Angeles
    3580 WILSHIRE BOULEVARD SUITE 700
    LOS ANGELES,CA90047
      PC An unrestricted Grant to further the donee's exempt purpose. 7,500
    Jewish Federation of Greater Los Angeles
    6505 WILSHIRE BLVD 922
    LOS ANGELES,CA90048
      PC An unrestricted Grant to further the donee's exempt purpose. 10,000
    Jewish Federation of Greater Santa Barbara
    524 CHAPALA STREET
    SANTA BARBARA,CA93101
      PC An unrestricted Grant to further the donee's exempt purpose. 5,000
    Jewish Funders Network
    150 WEST 30TH STREET SUITE 900
    NEW YORK,NY10001
      PC An unrestricted Grant to further the donee's exempt purpose. 51,200
    Jewish Theological Seminary of America
    3080 BROADWAY
    NEW YORK,NY10027
      PC An unrestricted Grant to further the donee's exempt purpose. 80,200
    Joseph Slifka Center for Jewish Life at Yale
    YALE HILLEL HOUSE 80 WALL STREET
    NEW HAVEN,CT06511
      PC An unrestricted Grant to further the donee's exempt purpose. 2,000
    Judaism and Democracy Action Alliance
    364 W 17TH STREET 4C
    NEW YORK,NY10026
      PC An unrestricted Grant to further the donee's exempt purpose. 50,000
    Kids Kicking Cancer
    27600 NORTHWESTERN HIGHWAY SUITE
    220
    SOUTHFIELD,MI48034
      PC An unrestricted Grant to further the donee's exempt purpose. 10,000
    Leukemia & Lymphoma Society NY City Chapter
    61 BROADWAY SUITE 400
    NEW YORK,NY10006
      PC An unrestricted Grant to further the donee's exempt purpose. 2,500
    Lincoln Center for the Performing Arts
    70 LINCOLN CENTER PLAZA
    NEW YORK,NY10023
      PC An unrestricted Grant to further the donee's exempt purpose. 3,000
    Mary Crowley Cancer Research Center
    12222 MERIT DRIVE SUITE 1500
    DALLAS,TX75251
      PC An unrestricted Grant to further the donee's exempt purpose. 128,619
    Masorti Foundation for Conservative Judaism in Israel
    475 RIVERSIDE DRIVE SUITE 832
    NEW YORK,NY10115
      PC An unrestricted Grant to further the donee's exempt purpose. 20,000
    MD Anderson Cancer Center
    UNIVERSITY OF TEXAS PO BOX 4486
    HOUSTON,TX77210
      PC An unrestricted Grant to further the donee's exempt purpose. 120,000
    Mechon Hadar
    190 AMSTERDAM AVENUE
    NEW YORK,NY10023
      PC An unrestricted Grant to further the donee's exempt purpose. 25,000
    Memorial Sloan-Kettering
    DEVELOPMENT OFFICE 633 THIRD AVENUE
    28TH FL
    NEW YORK,NY10017
      PC An unrestricted Grant to further the donee's exempt purpose. 65,000
    Memorial Sloan-Kettering Cancer Center
    DEVELOPMENT OFFICE 633 THIRD AVENUE
    28TH FL
    NEW YORK,NY10017
      PC An unrestricted Grant to further the donee's exempt purpose. 10,000
    Mercy for Animals
    7908 SANTA MONICA BLVD
    LOS ANGELES,CA90046
      PC An unrestricted Grant to further the donee's exempt purpose. 10,000
    Metropolitan Opera Association
    LINCOLN CENTER
    NEW YORK,NY10023
      PC An unrestricted Grant to further the donee's exempt purpose. 2,500
    Milkweed Editions
    1011 WASHINGTON AVENUE SOUTH SUITE
    300
    MINNEAPOLIS,MN55415
      PC An unrestricted Grant to further the donee's exempt purpose. 25,000
    Moishe House
    5007 PROVIDENCE ROAD SUITE E216
    CHARLOTTE,NC28226
      PC An unrestricted Grant to further the donee's exempt purpose. 20,000
    Montecito Community Foundation
    PO BOX 5001
    SANTA BARBARA,CA93150
      PC An unrestricted Grant to further the donee's exempt purpose. 500
    Moving Traditions
    THE PAVILION 261 OLD YORK ROAD SUIE
    734
    JENKINTOWN,PA19046
      PC An unrestricted Grant to further the donee's exempt purpose. 20,000
    Nagourney Institute
    750 E 29TH STREET
    LONG BEACH,CA90806
      PC An unrestricted Grant to further the donee's exempt purpose. 5,000
    National September 11 Memorial & Museum
    200 LIBERTY STREET 16TH FLOOR
    NEW YORK,NY10281
      PC An unrestricted Grant to further the donee's exempt purpose. 500
    Natural Resources Defense Council
    40 WEST 20TH STREET
    NEW YORK,NY10011
      PC An unrestricted Grant to further the donee's exempt purpose. 3,000
    New Teacher Center
    729 SEVENTH AVE 9TH FLOOR
    NEW YORK,NY10019
      PC An unrestricted Grant to further the donee's exempt purpose. 20,000
    New York Open Center
    22 EAST 30TH STREET
    NEW YORK,NY10016
      PC An unrestricted Grant to further the donee's exempt purpose. 5,000
    New York Philharmonic
    DAVID GEFFEN HALL 10 LINCOLN CENTER
    PLAZA
    NEW YORK,NY10023
      PC An unrestricted Grant to further the donee's exempt purpose. 500
    New York Presbyterian Fund Inc
    654 WEST 170TH STREET
    NEW YORK,NY10032
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    New York Weill Cornell Medical Center Fund
    1300 YORK AVENUE BOX 314
    NEW YORK,NY10065
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    North American Conference on Ethiopian Jewry
    132 NASSAU STREET
    NEW YORK,NY10038
      PC An unrestricted Grant to further the donee's exempt purpose. 100
    Northside Center for Child Development
    1301 FIFTH AVENUE
    NEW YORK,NY10029
      PC An unrestricted Grant to further the donee's exempt purpose. 2,500
    Ojai Foundation
    PO BOX 999
    OJAI,CA93024
      PC An unrestricted Grant to further the donee's exempt purpose. 500
    Pediatric Cancer Foundation
    5500 WEST EXECUTIVE DRIVE SUITE 300
    TAMPA,FL33609
      PC An unrestricted Grant to further the donee's exempt purpose. 500,000
    PEF Israel Endowment Funds Inc
    630 THIRD AVENUE SUITE 1501
    NEW YORK,NY10017
      PC An unrestricted Grant to further the donee's exempt purpose. 295,000
    Poetry Society of America
    15 GRAMERCY PARK
    NEW YORK,NY10003
      PC An unrestricted Grant to further the donee's exempt purpose. 10,000
    Project Kesher
    600 MAMARONECK AVENUE SUITE 400
    HARRISON,NY10528
      PC An unrestricted Grant to further the donee's exempt purpose. 15,000
    Providence Saint John's Health Center Foundation
    2121 SANTA MONICA BLVD
    SANTA MONICA,CA90404
      PC An unrestricted Grant to further the donee's exempt purpose. 27,500
    Publicolor
    149 MADISON AVENUE SUITE 1201
    NEW YORK,NY10016
      PC An unrestricted Grant to further the donee's exempt purpose. 500
    Royal Academy America
    767 THIRD AVE FOURTH FLOOR
    NEW YORK,NY10017
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    Samuel Waxman Cancer Research Foundation
    420 LEXINGTON AVENUE SUITE 825
    NEW YORK,NY10170
      PC An unrestricted Grant to further the donee's exempt purpose. 11,500
    Santa Barbara Cottage Hospital Foundation
    PO BOX 689
    SANTA BARBARA,CA93102
      PC An unrestricted Grant to further the donee's exempt purpose. 5,000
    Santa Barbara Zoological Foundation
    500 NINOS DRIVE
    SANTA BARBARA,CA93103
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    SHARE Cancer Support
    165 WEST 46TH STREET 712
    NEW YORK,NY10036
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    Simon Wiesenthal Center
    1399 ROXBURY DRIVE
    LOS ANGELES,CA90035
      PC An unrestricted Grant to further the donee's exempt purpose. 500
    Social & Environmental Entrepreneurs
    23532 CALABASAS ROAD SUITE A
    CALABASAS,CA91302
      PC An unrestricted Grant to further the donee's exempt purpose. 5,000
    South Fork Natural History Museum
    377 BRIDGEHAMPTON/SAG HARBOR
    TURNPIKE PO BOX 455
    BRIDGEHAMPTON,NY11932
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    Southern Poverty Law Center
    400 WASHINGTON AVENUE
    MONTGOMERY,AL36104
      PC An unrestricted Grant to further the donee's exempt purpose. 3,000
    Tanenbaum Center for Interreligious Understanding
    254 WEST 31ST STREET 7TH FLOOR
    NEW YORK,NY10001
      PC An unrestricted Grant to further the donee's exempt purpose. 10,000
    Temple Emanuel
    8844 BURTON WAY
    BEVERLY HILLS,CA90211
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    Temple Israel of the City of New York
    112 EAST 75TH STREET
    NEW YORK,NY10021
      PC An unrestricted Grant to further the donee's exempt purpose. 5,000
    The Abraham Fund Initiatives
    162 WEST 56TH STREET 501
    NEW YORK,NY10019
      PC An unrestricted Grant to further the donee's exempt purpose. 250,000
    The Abraham Joshua Heschel School
    30 WEST END AVE
    NEW YORK,NY10023
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000,000
    The Alliance for Children's Rights
    3333 WILSHIRE BOULEVARD SUITE 550
    LOS ANGELES,CA90010
      PC An unrestricted Grant to further the donee's exempt purpose. 2,500
    The American Committee for the Tel Aviv
    1201 BROADWAY SUITE 802
    NEW YORK,NY10001
      PC An unrestricted Grant to further the donee's exempt purpose. 20,000
    The American Jewish Joint Distribution Committee
    ATTN MICHAL STEINMAN 711 THIRD
    AVENUE
    NEW YORK,NY10017
      PC An unrestricted Grant to further the donee's exempt purpose. 10,000
    The David Project
    PO BOX 52390
    BOSTON,MA02205
      PC An unrestricted Grant to further the donee's exempt purpose. 20,000
    The Doe Fund
    232 EAST 84TH STREET
    NEW YORK,NY10028
      PC An unrestricted Grant to further the donee's exempt purpose. 5,000
    The Interfaith Center of New York
    475 RIVERSIDE DRIVE 540
    NEW YORK,NY10115
      PC An unrestricted Grant to further the donee's exempt purpose. 500
    The Jewish Federation of North America (Formerly
    25 BROADWAY SUITE 1700
    NEW YORK,NY10002
      PC An unrestricted Grant to further the donee's exempt purpose. 2,500
    The Jewish Museum
    1109 FIFTH AVENUE
    NEW YORK,NY10128
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    The Perlman Music Program
    19 W 69TH STREET SUITE 304
    NEW YORK,NY10023
      PC An unrestricted Grant to further the donee's exempt purpose. 3,500
    The Rogosin Institute
    505 E 70TH STREET
    NEW YORK,NY10021
      PC An unrestricted Grant to further the donee's exempt purpose. 500
    The Sarcoma Foundation of America Inc
    PO BOX 2212
    ASHEVILLE,NC28802
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    The Shalom Hartman Institute of North America
    ONE PENNSYLVANIA PLAZA SUITE 1606
    NEW YORK,NY10119
      PC An unrestricted Grant to further the donee's exempt purpose. 90,000
    The Sustainability Laboratory
    229 E 85TH STREET PO BOX 1571
    NEW YORK,NY10028
      PC An unrestricted Grant to further the donee's exempt purpose. 25,000
    UCLA Payment Solutions and Compliance
    BOX 957089 1125 MURPHY HALL 405
    HILGARD AVE
    LOS ANGELES,CA90095
      PC An unrestricted Grant to further the donee's exempt purpose. 56,225
    UJA Federation of New York
    130 EAST 59TH STREET
    NEW YORK,NY10022
      PC An unrestricted Grant to further the donee's exempt purpose. 100,000
    United Friends of the Children
    1055 WILSHIRE BLVD SUITE 1955
    LOS ANGELES,CA90017
      PC An unrestricted Grant to further the donee's exempt purpose. 5,500
    United in Harmony
    PO BOX 34456
    LOS ANGELES,CA90034
      PC An unrestricted Grant to further the donee's exempt purpose. 1,000
    United States Holocaust Memorial Museum
    100 RAOUL WALLENBERG PLACE SW
    WASHINGTON,DC20024
      PC An unrestricted Grant to further the donee's exempt purpose. 500
    United Way of Santa Barbara County
    320 EAST GUTIERREZ STREET
    SANTA BARBARA,CA93101
      PC An unrestricted Grant to further the donee's exempt purpose. 500
    University of Michigan
    3003 SOUTH STATE STREET SUITE 8000
    ANN ARBOR,MI48109
      PC An unrestricted Grant to further the donee's exempt purpose. 100
    USC Shoah Foundation Institute for Visual History
    USC 650 WEST 35TH STREET SUITE 114
    LOS ANGELES,CA90089
      PC An unrestricted Grant to further the donee's exempt purpose. 2,500
    Women's International Zionist Organization
    950 3RD AVE
    NEW YORK,NY10022
      PC An unrestricted Grant to further the donee's exempt purpose. 200
    World ORT Inc
    1745 BROADWAY 17TH FLOOR
    NEW YORK,NY10019
      PC An unrestricted Grant to further the donee's exempt purpose. 7,000
    Total .................................bullet 3a 4,736,853
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........
        14 975  
    4 Dividends and interest from securities....     14 1,316,529  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property
             
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory ............
    523000 30,381 18 -524,220  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue:
    aHALCYON MULTIPLE STRATEGIES, L.P.
        14 18,755  
    bBASL Feeder LLC     14 63,350  
    cGlobal Strategies Event-Driven Fund LP     14 229  
    dEast Side Capital, LP     14 -190  
    eHALCYON MULTIPLE STRATEGIES, L.P. 523000 -1,462      
    fBASL Feeder LLC 523000 22,828      
    gGlobal Strategies Event-Driven Fund LP 523000        
    hEast Side Capital, LP 523000 -1,087      
    iEnterprise Products Partners LP 523000 -2,794      
    12 Subtotal. Add columns (b), (d), and (e).. 47,866 875,428 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13923,294
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2015)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2015
    Name of the organization
    ALAN B SLIFKA FOUNDATION
     
    Employer identification number

    13-6192257
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015) Page 2
    Name of organization
    ALAN B SLIFKA FOUNDATION
     
    Employer identification number
    13-6192257
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    1
     
     

    Estate of Alan B Slifka  
    477 Madison Avenue - 8th Floor
     
    new york, NY100225802

    $ 2,900,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    2
     
     

    RAIFF FOUNDATION  
    152 WEST 57TH STREET - 29TH FLOOR
     
    NEW YORK, NY10019

    $ 10,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    3
     
     

    PAUL ATTANASIO CO GRANT TANI BARASH  
    9100 WILSHIRE BLVD - SUITE 1000W
     
    BEVERLY HILLS, CA902123413

    $ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    4
     
     

    MARC AND EVA STERN FOUNDATION  
    865 SOUTH FIGUEROA STREET - SUITE 1
     
    LOS ANGELES, CA90017

    $ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    5
     
     

    RICHARD B MARTHA HANDLER - HANDLER  
    ONE STATION PLACE THREE NORTH
     
    STAMFORD, CT069026800

    $ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    6
     
     

    ALISON RICHARD RESSLER - THE RESSLE  
    1888 CENTURY PARK EAST
     
    LOS ANGELES, CA900671725

    $ 10,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Name of organization
    ALAN B SLIFKA FOUNDATION
     
    Employer identification number
    13-6192257
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    7
     
     

    DANIEL S MONTILLA - J HANDELMAN IBI  
    5200 TOWN CENTER CIRCLE - SUITE 500
     
    BOCA RATON, FL33486

    $ 50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 3
    Name of organization
    ALAN B SLIFKA FOUNDATION
     
    Employer identification number

    13-6192257
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No.from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a)
    No.from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a)
    No.from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a)
    No.from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a)
    No.from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a)
    No.from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)
    Page 4
    Name of organization
    ALAN B SLIFKA FOUNDATION
     
    Employer identification number

    13-6192257
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No.from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No.from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2015)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2015 AccountingFeesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Cohnreznick LLP 30,903 2,318   28,585

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2015 GainLossSaleOtherAssetsSch
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    BASL FEEDER LLC 2013-12 Purchased 2016-11   23,308     0 23,308  
    EAST SIDE CAPITAL, LP 2014-12 Purchased 2016-11   6,402     0 6,402  
    GLOBAL STRATEGIES EVENT-DRIVEN 2013-12 Purchased 2016-11   671     0 671  

    TY 2015 GeneralExplanationAttachment
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Identifier Return Reference Explanation
      FORM 990-PF, PART VII-B, LINE 1A(4): OFFICERS RIVA RITVO AND RACHELLE MARKOWITZ RECEIVED COMPENSATION FOR THE YEAR ENDING NOVEMBER 30, 2016. THIS AMOUNT REPRESENTS PAYMENT FOR THEIR SERVICES WITH REGARD TO THE FOUNDATION AND THE SERVICES IT PROVIDES. THIS MEETS THE EXCEPTION AND IS CONSIDERED REASONABLE, AND THEREFORE FORM 4720 IS NOT PREPARED.

    TY 2015 InvestmentsCorpStockSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Name of Stock End of Year Book Value End of Year Fair Market Value
    publicly traded securities 35,821,397 37,335,248

    TY 2015 InvestmentsOtherSchedule2
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    BASL FEEDER FMV 5,002,076 7,666,932
    east side capital FMV 2,096,212 2,316,149
    G2 Partners Offshore Fund FMV 2,000,000 2,182,180
    Halcyon Multiple Strategies L.P. FMV 2,802,961 3,180,252
    Halcyon Offshore Asset-Backed Value Fund Ltd. FMV 508,977 1,103,993
    Halcyon Structured Opportunities Offshore Fund Ltd. FMV 0 330
    HALYCON SOLUTIONS FUND FMV 12,760,150 18,103,107

    TY 2015 LegalFeesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Schulte Roth & Zabel LLP 6,267 0   6,267


    TY 2015 OtherAssetsSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    Other Current Assets 2,196 1,381 1,381


    TY 2015 OtherExpensesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Office 37,784 2,872   34,912
    k-1 Passthrough expenses 356,920 356,920   0
    Insurance 750 0   750
    Education Expenses 870 0   870
    Other Expenses 7,341 0   7,341
    Payroll Processing Fees 1,030 80   950
    Dues and subscriptions 1,947 0   1,947


    TY 2015 OtherIncomeSchedule2
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    HALCYON MULTIPLE STRATEGIES, L.P. 18,755 18,755 18,755
    BASL Feeder LLC 63,350 63,350 63,350
    Global Strategies Event-Driven Fund LP 229 229 229
    East Side Capital, LP -190 -190 -190
    HALCYON MULTIPLE STRATEGIES, L.P. -1,462 0 -1,462
    BASL Feeder LLC 22,828 0 22,828
    East Side Capital, LP -1,087 0 -1,087
    Enterprise Products Partners LP -2,794 0 -2,794


    TY 2015 OtherIncreasesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Description Amount
    k-1 income through brokerage 5,052
    prior period adjustment 3,427


    TY 2015 OtherProfessionalFeesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Michael Strisover 78,000 0   78,000
    HSBC 46,140 46,140   0
    UBS 42,476 42,476   0
    Wells Fargo 39,742 39,742   0
    JP Morgan 94,433 94,433   0


    TY 2015 TaxesSchedule
    Name:
    ALAN B SLIFKA FOUNDATION
    EIN:
    13-6192257
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    foreign tax withheld 16,920 16,920   0
    excise taxes 61,315 0   0
    NYS FILING FEE 1,500 0   1,500
    CA FILING FEE 10 0   10
    STATE TAXES 10,798 0   0