TY 2016 Form 990

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)
(1) Leonard Abess...................................................................... Trustee	20.00 .................	X	0	0
(2) Michael I Abrams...................................................................... Trustee	1.00 .................	X	0	0
(3) Betty G Amos...................................................................... Trustee	3.00 .................	X	0	0
(4) Jose P Bared...................................................................... Trustee	4.00 .................	X	0	0
(5) Hilarie Bass...................................................................... Trustee & Vice Chair	6.00 .................	X	0	0
(6) Jon Batchelor...................................................................... Trustee	2.00 .................	X	0	0
(7) Brenda Yester Baty...................................................................... Trustee	2.00 .................	X	0	0
(8) Doyle Beneby...................................................................... Trustee	3.00 .................	X	0	0
(9) Fred Berens...................................................................... Trustee	1.00 .................	X	0	0
(10) Tracey Berkowitz...................................................................... Trustee	5.00 .................	X	0	0
(11) Joaquin F Blaya...................................................................... Trustee	6.00 .................	X	0	0
(12) Marc Buoniconti...................................................................... Trustee/Senior Director	10.00 .................	X	174,504	3,611
(13) Nicholas A Buoniconti...................................................................... Trustee	10.00 .................	X	0	0
(14) M Anthony Burns...................................................................... Trustee	5.00 .................	X	0	0
(15) John E Calles...................................................................... Trustee	1.00 .................	X	0	0
(16) Alfred R Camner...................................................................... Trustee	3.00 .................	X	0	0
(17) Wayne E Chaplin...................................................................... Trustee	2.00 .................	X	0	0

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(18) Adriana Cisneros........................................................................ Trustee	3.00 .......................	X					0	0
(19) Charles E Cobb........................................................................ Trustee	3.00 .......................	X					0	0
(20) Edward A Dauer........................................................................ Trustee / Faculty Member	40.00 .......................	X					96,347	27,848
(21) Carlos M de la Cruz Sr........................................................................ Trustee	3.00 .......................	X					0	0
(22) Paul J DiMare........................................................................ Trustee	4.00 .......................	X					0	0
(23) Joseph Echevarria........................................................................ Trustee	6.00 .......................	X					0	0
(24) David L Epstein........................................................................ Trustee	2.00 .......................	X					0	0
(25) Richard D Fain........................................................................ Trustee & Chair	20.00 .......................	X					0	0
(26) George Feldenkreis........................................................................ Trustee	2.00 .......................	X					0	0
(27) Miguel B Fernandez........................................................................ Trustee	2.00 .......................	X					0	0
(28) Phillip Frost........................................................................ Trustee	2.00 .......................	X					0	0
(29) Angel Vicente Gallinal........................................................................ Trustee	1.50 .......................	X					0	0
(30) Phillip T George Rose........................................................................ Trustee	3.00 .......................	X					0	0
(31) Kourtney Gibson........................................................................ Trustee	2.00 .......................	X					0	0
(32) Thelma VA Gibson........................................................................ Trustee	1.00 .......................	X					0	0
(33) Steven J Green........................................................................ Trustee	1.00 .......................	X					0	0
(34) Rose Ellen Greene........................................................................ Trustee	2.00 .......................	X					0	0
(35) Carlos M Gutierrez........................................................................ Trustee	2.00 .......................	X					0	0
(36) Barbara Hecht Havenick........................................................................ Trustee	5.00 .......................	X					0	0
(37) Allan M Herbert........................................................................ Trustee	10.00 .......................	X					0	0
(38) Marilyn J Holifield........................................................................ Trustee	5.00 .......................	X					0	0
(39) Frank R Jimenez........................................................................ Trustee	3.00 .......................	X					0	0
(40) Noor Joudi........................................................................ Trustee	1.00 .......................	X					0	0
(41) Manuel Kadre........................................................................ Trustee	5.00 .......................	X					0	0
(42) Bernard J Kosar Jr........................................................................ Trustee	10.00 .......................	X					0	0
(43) David Kraslow........................................................................ Trustee	1.00 .......................	X					0	0
(44) Marus Lemonis........................................................................ Trustee	1.00 .......................	X					0	0
(45) Susan Lytle Lipton........................................................................ Trustee	1.00 .......................	X					0	0
(46) Daniela Lorenzo........................................................................ Trustee	2.00 .......................	X					0	0
(47) Jayne Sylvester Malfitano........................................................................ Trustee	4.00 .......................	X					0	0
(48) Robert A Mann........................................................................ Trustee	12.00 .......................	X					0	0
(49) Stuart A Miller........................................................................ Trustee	13.00 .......................	X					0	0
(50) William L Morrison........................................................................ Trustee	2.00 .......................	X					0	0
(51) Judi Prokop Newman........................................................................ Trustee	0.50 .......................	X					0	0
(52) Arva Moore Parks........................................................................ Trustee	2.00 .......................	X					0	0
(53) Jorge M Perez........................................................................ Trustee	3.00 .......................	X					0	0
(54) Thomas E Pfeiffer........................................................................ Trustee	3.00 .......................	X					0	0
(55) Michael Piechoski........................................................................ Trustee	4.00 .......................	X					0	0
(56) Aaron S Podhurst........................................................................ Trustee	5.00 .......................	X					0	0
(57) Lois Pope........................................................................ Trustee	2.00 .......................	X					0	0
(58) Alex E Rodriguez........................................................................ Trustee	2.00 .......................	X					0	0
(59) Steven J Saiontz........................................................................ Trustee	5.00 .......................	X					0	0
(60) Alessandra San Roman........................................................................ Trustee	10.00 .......................	X					0	0
(61) Marvin R Shanken........................................................................ Trustee	1.00 .......................	X					0	0
(62) Laurie S Silvers........................................................................ Trustee	2.00 .......................	X					0	0
(63) HT Smith Jr........................................................................ Trustee & Vice Chair	7.00 .......................	X					0	0
(64) Jacquelyn R Soffer........................................................................ Trustee	2.00 .......................	X					0	0
(65) Steven Sonberg........................................................................ Trustee	1.00 .......................	X					0	0
(66) E Roe Stamps IV........................................................................ Trustee	2.00 .......................	X					0	0
(67) Ronald G Stone........................................................................ Trustee	10.00 .......................	X					0	0
(68) Johnny C Taylor Jr........................................................................ Trustee	3.00 .......................	X					0	0
(69) Patricia W Toppel........................................................................ Trustee	2.00 .......................	X					0	0
(70) Ana VeigaMilton........................................................................ Trustee	2.00 .......................	X					0	0
(71) Alejandro F Vicencio........................................................................ Trustee	5.00 .......................	X					0	0
(72) Jonathan Vilma........................................................................ Trustee	5.00 .......................	X					0	0
(73) David R Weaver........................................................................ Trustee	5.00 .......................	X					0	0
(74) Geisha Jimenez Williams........................................................................ Trustee	5.00 .......................	X					0	0
(75) G Ed Williamson II........................................................................ Trustee	2.00 .......................	X					0	0
(76) Thomas D Wood Sr........................................................................ Trustee	1.00 .......................	X					0	0
(77) Julio Frenk........................................................................ President	80.00 .......................	X	X				1,345,611	276,489
(78) Thomas J LeBlanc........................................................................ Executive VP & Provost	55.00 .......................		X				948,008	50,050
(79) Joseph T Natoli........................................................................ Sr VP Business & Finance and CFO	70.00 .......................		X				2,654,361	47,916
(80) Aileen M Ugalde........................................................................ Secretary of the University	60.00 .......................		X				617,787	55,647
(81) Steven Mark Altschuler........................................................................ Sr. VP & CEO of Uhealth	80.00 .......................			X			1,716,195	20,284
(82) Nestor de la Cruz-Munoz........................................................................ Associate Professor Dept of Surgery	60.00 .......................				X		1,784,677	43,185
(83) Lee D Kaplan........................................................................ Professor, Orthopaedics	75.00 .......................				X		1,491,706	49,588
(84) James J Larranaga........................................................................ Head Coach, Basketball	72.00 .......................				X		2,004,084	43,436
(85) Dipen J Parekh........................................................................ Professor, Urology	80.00 .......................				X		1,258,826	47,049
(86) Mark Richt........................................................................ Head Coach, Football	80.00 .......................				X		4,036,993	21,068
(87) Richard Ballard........................................................................ CEO, UMHC (former)	48.00 .......................					X	554,394	48,004
(88) Steven Falcone........................................................................ Chief Exec, UHealth Clinic (fmr)	70.00 .......................					X	859,876	51,527
(89) Michael Gittelman........................................................................ CEO, ABLEH (former)	60.00 .......................					X	538,972	46,237
(90) Alan S Livingstone MD........................................................................ Chief Exec, UHealth Clinic (fmr)	90.00 .......................					X	923,059	48,519
(91) Donna E Shalala........................................................................ President (former)	80.00 .......................					X	739,806	7,901
(92) John Sory........................................................................ Chief Exec,UHealth Rgnl Alliance(fmr)	62.00 .......................					X	530,698	47,246

(A) Name and business address	(B) Description of services	(C) Compensation
Arellano Construction Co 7255 NW 19 St Suite B Miami,FL33126	Construction Services	44,150,911
GCA Education Services Inc 4702 Western Ave Suite 101 Knoxville,TN37921	Maintenance & Repair Services	19,860,186
Florida Lemark Corp 2040 NW 94TH Avenue Doral,FL33172	Construction Services	7,698,337
OneBlood Inc 1700 North State Rd 7 Lauderhill,FL33313	Testing/Lab Services	6,448,086
BDC Advisors LLC 1221 Brickell Ave Ste 1470 Miami,FL33131	Consulting Services	6,369,346
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 506

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

University of Miami

Employer identification number

59-0624458

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ).)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An agricultural research organization described in 170(b)(1)(A)(ix) operated in conjunction with a land-grant college or university or a non-land grant college of agriculture. See instructions. Enter the name, city, and state of the college or university:

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g.

Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving the supported organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization. You must complete Part IV, Sections A and B.

Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control or management of the supporting organization vested in the same persons that control or manage the supported organization(s). You must complete Part IV, Sections A and C.

Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with, its supported organization(s) (see instructions). You must complete Part IV, Sections A, D, and E.

Type III non-functionally integrated. A supporting organization operated in connection with its supported organization(s) that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness requirement (see instructions). You must complete Part IV, Sections A and D, and Part V.

Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III functionally integrated, or Type III non-functionally integrated supporting organization.

Enter the number of supported organizations ...............................

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization listed in your governing document?		(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)
(i) Name of supported organization	(ii) EIN	Yes	No	(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)


Total

For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2019

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") ..	665,082,826	645,431,640	695,504,873	684,757,248	800,273,551	3,491,050,138
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3	665,082,826	645,431,640	695,504,873	684,757,248	800,273,551	3,491,050,138
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6	Public support. Subtract line 5 from line 4.						3,491,050,138

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
7	Amounts from line 4..	665,082,826	645,431,640	695,504,873	684,757,248	800,273,551	3,491,050,138
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...	67,787,860	70,328,911	118,800,048	47,068,647	107,512,560	411,498,026
9	Net income from unrelated business activities, whether or not the business is regularly carried on..	1,555,052	1,151,702	1,574,344	608,176	-325,797	4,563,477
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..
11	Total support. Add lines 7 through 10						3,907,111,641

Gross receipts from related activities, etc. (see instructions) ..................

9,501,594,514

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................ right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2019 (line 6, column (f) divided by line 11, column (f)) .........

89.350 %

Public support percentage for 2018 Schedule A, Part II, line 14 ...............

90.000 %

16a

33 1/3% support test—2019. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2018. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2019. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2018. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2019

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose
3	Gross receipts from activities that are not an unrelated trade or business under section 513 .....
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge
6	Total. Add lines 1 through 5
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support. (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2019 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2018 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2019 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2018 Schedule A, Part III, line 17 .............

19a

331/3% support tests—2019. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ....... right arrow

33 1/3% support tests—2018. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization .... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions .... right arrow

Schedule A (Form 990 or 990-EZ) 2019

Page 4

Part IV

Supporting Organizations

(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)

Section A. All Supporting Organizations

Yes

Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.

Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).

Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.

Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.

Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.

Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.

Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.

Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.

Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).

Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?

Substitutions only. Was the substitution the result of an event beyond the organization's control?

Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.

Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .

Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).

Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.

Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.

Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.

10a

Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.

10a

Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).

10b

Schedule A (Form 990 or 990-EZ) 2019

Page 5

Part IV

Supporting Organizations (continued)

Yes

Has the organization accepted a gift or contribution from any of the following persons?

A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?

11a

A family member of a person described in (a) above?

11b

A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.

11c

Section B. Type I Supporting Organizations

Yes

Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.

Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.

Section C. Type II Supporting Organizations

Yes

Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).

Section D. All Type III Supporting Organizations

Yes

Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?

Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).

By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.

Section E. Type III Functionally-Integrated Supporting Organizations

Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):

The organization satisfied the Activities Test. Complete line 2 below.

The organization is the parent of each of its supported organizations. Complete line 3 below.

The organization supported a governmental entity. Describe in Part VI how you supported a government entity (see instructions)

Activities Test. Answer (a) and (b) below.

Yes

Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.

Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.

Parent of Supported Organizations. Answer (a) and (b) below.

Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.

Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.

Schedule A (Form 990 or 990-EZ) 2019

Page 6

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations

Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970 (explain in Part VI). See instructions. All other Type III non-functionally integrated supporting organizations must complete Sections A through E.

	Section A - Adjusted Net Income		(A) Prior Year	(B) Current Year (optional)
1	Net short-term capital gain	1
2	Recoveries of prior-year distributions	2
3	Other gross income (see instructions)	3
4	Add lines 1 through 3	4
5	Depreciation and depletion	5
6	Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions)	6
7	Other expenses (see instructions)	7
8	Adjusted Net Income (subtract lines 5, 6 and 7 from line 4)	8

	Section B - Minimum Asset Amount		(A) Prior Year	(B) Current Year (optional)
1	Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year):	1
a	Average monthly value of securities	1a
b	Average monthly cash balances	1b
c	Fair market value of other non-exempt-use assets	1c
d	Total (add lines 1a, 1b, and 1c)	1d
e	Discount claimed for blockage or other factors (explain in detail in Part VI):
2	Acquisition indebtedness applicable to non-exempt use assets	2
3	Subtract line 2 from line 1d	3
4	Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions).	4
5	Net value of non-exempt-use assets (subtract line 4 from line 3)	5
6	Multiply line 5 by .035	6
7	Recoveries of prior-year distributions	7
8	Minimum Asset Amount (add line 7 to line 6)	8

	Section C - Distributable Amount		Current Year
1	Adjusted net income for prior year (from Section A, line 8, Column A)	1
2	Enter 85% of line 1	2
3	Minimum asset amount for prior year (from Section B, line 8, Column A)	3
4	Enter greater of line 2 or line 3	4
5	Income tax imposed in prior year	5
6	Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions)	6

Check here if the current year is the organization's first as a non-functionally-integrated Type III supporting organization (see instructions)

Schedule A (Form 990 or 990-EZ) 2019

Page 7

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)

Section D - Distributions		Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity
3 Administrative expenses paid to accomplish exempt purposes of supported organizations
4 Amounts paid to acquire exempt-use assets
5 Qualified set-aside amounts (prior IRS approval required)
6 Other distributions (describe in Part VI). See instructions
7Total annual distributions. Add lines 1 through 6.
8 Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions
9 Distributable amount for 2019 from Section C, line 6
10 Line 8 amount divided by Line 9 amount

Section E - Distribution Allocations (see instructions)		(i) Excess Distributions	(ii) Underdistributions Pre-2019	(iii) Distributable Amount for 2019
1 Distributable amount for 2019 from Section C, line 6
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI). See instructions.
3 Excess distributions carryover, if any, to 2019:
a From 2014.......
b From 2015.......
c From 2016.......
d From 2017.......
e From 2018.......
fTotal of lines 3a through e
g Applied to underdistributions of prior years
h Applied to 2019 distributable amount
i Carryover from 2014 not applied (see instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.
4Distributions for 2019 from Section D, line 7:
$
a Applied to underdistributions of prior years
b Applied to 2019 distributable amount
c Remainder. Subtract lines 4a and 4b from 4.
5 Remaining underdistributions for years prior to 2019, if any. Subtract lines 3g and 4a from line 2. If the amount is greater than zero, explain in Part VI. See instructions.
6 Remaining underdistributions for 2019. Subtract lines 3h and 4b from line 1. If the amount is greater than zero, explain in Part VI. See instructions.
7 Excess distributions carryover to 2020. Add lines 3j and 4c.
8 Breakdown of line 7:
a Excess from 2015.....
b Excess from 2016.....
c Excess from 2017.....
d Excess from 2018.....
e Excess from 2019.....

Schedule A (Form 990 or 990-EZ) (2019)

Schedule A (Form 990 or 990-EZ) 2019

Page 8

Part VI

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Return Reference	Explanation

Schedule A (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Name of the organization

University of Miami

Employer identification number

59-0624458

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or other property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.

Special Rules

For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year ......... Arrow Bullet

Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 2

Name of organization University of Miami

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
RESTRICTED	,	$ RESTRICTED	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Page 3

Name of organization University of Miami		Employer identification number 59-0624458

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Page 4


Name of organization University of Miami			Employer identification number 59-0624458
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet

Complete if the organization is described below. SchCMd Bullet

Attach to Form 990 or Form 990-EZ.
SchCMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet

Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet

Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet

Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet

Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet

Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet

Section 501(c)(4), (5), or (6) organizations: Complete Part III.

Name of the organization

University of Miami

Employer identification number

59-0624458

Part I-A

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

Political campaign activity expenditures (see instructions) .................................................................... SchCMd Bullet

Volunteer hours for political campaign activities (see instructions) ..................................................................

Part I-B

Complete if the organization is exempt under section 501(c)(3).

Enter the amount of any excise tax incurred by the organization under section 4955 ................................ SchCMd Bullet

Enter the amount of any excise tax incurred by organization managers under section 4955 ....................... SchCMd Bullet

If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................

Yes No

Was a correction made? ......................................................................................................................

Yes No

If "Yes," describe in Part IV.

Part I-C

Complete if the organization is exempt under section 501(c), except section 501(c)(3).

Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet

Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................ SchCMd Bullet

Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b........... SchCMd Bullet

Did the filing organization file Form 1120-POL for this year? ...................................................................

Yes No

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.

(a) Name	(b) Address	(c) EIN	(d) Amount paid from filing organization's funds. If none, enter -0-.	(e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6

For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.

Cat. No. 50084S

Schedule C (Form 990 or 990-EZ) 2019

Page 2

Part II-A

Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).

A Check SchCMd Bullet

if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN, expenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet

if the filing organization checked box A and "limited control" provisions apply.

Limits on Lobbying Expenditures (The term "expenditures" means amounts paid or incurred.)		(a) Filing organization's totals	(b) Affiliated group totals
1a	Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................
b	Total lobbying expenditures to influence a legislative body (direct lobbying) ........................	256,934
c	Total lobbying expenditures (add lines 1a and 1b) ............................................................	256,934
d	Other exempt purpose expenditures ...............................................................................	3,418,606,236
e	Total exempt purpose expenditures (add lines 1c and 1d) ..................................................	3,418,863,170
f	Lobbying nontaxable amount. Enter the amount from the following table in both columns.	1,000,000
	If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
	Not over $500,00020% of the amount on line 1e.
	Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
	Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
	Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
	Over $17,000,000$1,000,000.

g	Grassroots nontaxable amount (enter 25% of line 1f) .................................................	250,000
h	Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................	0
i	Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................	0
j	If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting section 4911 tax for this year? ...................................................................................................................		Yes No

4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
	Calendar year (or fiscal year beginning in)	(a) 2016	(b) 2017	(c) 2018	(d) 2019	(e) Total

2a	Lobbying nontaxable amount	1,000,000	1,000,000	1,000,000	1,000,000	4,000,000

b	Lobbying ceiling amount (150% of line 2a, column(e))					6,000,000

c	Total lobbying expenditures	273,233	263,184	261,239	256,934	1,054,590

d	Grassroots nontaxable amount	250,000	250,000	250,000	250,000	1,000,000

e	Grassroots ceiling amount (150% of line 2d, column (e))					1,500,000

f	Grassroots lobbying expenditures

Schedule C (Form 990 or 990-EZ) 2019

Page 3

Part II-B

Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).

For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.

(a)

Yes|No

(b)

Amount

During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:

Volunteers? ...........................................................................................................

Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........

Media advertisements? ...................................................................................................

Mailings to members, legislators, or the public? .............................................................................

Publications, or published or broadcast statements? ...........................................................

Grants to other organizations for lobbying purposes? ..........................................................

Direct contact with legislators, their staffs, government officials, or a legislative body? .......................

Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................

Other activities? ...................................................................................................................

Total. Add lines 1c through 1i ....................................................................................................

Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....

If "Yes," enter the amount of any tax incurred under section 4912 ...........................................

If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................

If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................

Part III-A

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).

Yes

Were substantially all (90% or more) dues received nondeductible by members? ...............................................

Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................

Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................

Part III-B

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."

Dues, assessments and similar amounts from members ......................................................................

Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).

Current year .............................................................................................................................

Carryover from last year ............................................................................................................

Total ...........................................................................................................................................

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................

Taxable amount of lobbying and political expenditures (see instructions) .........................................

Part IV

Supplemental Information

Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.

Return Reference	Explanation

Schedule C (Form 990 or 990EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet

Attach to Form 990.
SchDMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

University of Miami

Employer identification number

59-0624458

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate value of contributions to (during year)
3	Aggregate value of grants from (during year)
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements ......................	2a
b	Total acreage restricted by conservation easements ....................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ...	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenue included on Form 990, Part VIII, line 1 ......................... SchDMd Bullet

$ 2,393,365

(ii)

Assets included in Form 990, Part X ............................... SchDMd Bullet

$ 57,464,042

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:

Revenue included on Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2019

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other public ed & outreach programs

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No


b	If "Yes," explain the arrangement in Part XIII and complete the following table:		Amount
c	Beginning balance .............................	1c
d	Additions during the year ............................	1d
e	Distributions during the year ..........................	1e
f	Ending balance ................................	1f

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....

Part V

Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

		(a) Current year	(b) Prior year	(c) Two years back	(d) Three years back	(e) Four years back

1a	Beginning of year balance ....	844,642,514	887,329,315	865,434,666	777,946,842	678,694,294
b	Contributions ...	39,933,556	35,880,046	32,562,542	25,884,017	22,091,982
c	Net investment earnings, gains, and losses	107,091,993	-37,379,832	26,787,748	96,424,339	109,828,176
d	Grants or scholarships ...	-9,017,823	-7,908,234	-6,981,057	-6,545,053	-6,177,708
e	Other expenditures for facilities and programs ...	-34,071,010	-33,278,781	-30,474,584	-28,275,479	-26,489,902
f	Administrative expenses ....
g	End of year balance ......	948,579,230	844,642,514	887,329,315	865,434,666	777,946,842

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

19.050 %

Permanent endowment SchDMd Bullet

50.880 %

Term endowment SchDMd Bullet

30.070 %

The percentages on lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) Unrelated organizations .................

3a(i)

(ii) Related organizations .................

3a(ii)

If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(a) Cost or other basis (investment)	(b) Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value

1a	Land .....	90,095,398		90,095,398
b	Buildings ....	2,070,931,419	961,472,830	1,109,458,589
c	Leasehold improvements	58,176,758	40,706,779	17,469,979
d	Equipment ....	789,292,876	508,437,966	280,854,910
e	Other .....	406,408,154	112,609,353	293,798,801
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..				1,791,677,677

Schedule D (Form 990) 2019

Page 3

Part VII

InvestmentsOther Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives.........	-3,813,375	F
(2) Closely-held equity interests........
(3) Other (A) Limited Partnerships	387,440,019	F
(B) Mutual Funds	9,164,791	F
(C) Other	25,409,709	F
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)	418,201,144

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment	(b) Book value	(c) Method of valuation: Cost or end-of-year market value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability	(b) Book value
(1) Federal income taxes
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)	516,677,059
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

Schedule D (Form 990) 2019

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......			1	3,214,846,801
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains (losses) on investments ....	2a	33,552,525
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d	-47,008
e	Add lines 2a through 2d .....................			2e	33,505,517
3	Subtract line 2e from line 1..................			3	3,181,341,284
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a	6,215,553
b	Other (Describe in Part XIII.) ...........	4b	409,273,083
c	Add lines 4a and 4b....................			4c	415,488,636
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......			5	3,596,829,920

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........			1	3,008,938,746
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities .........	2a
b	Prior year adjustments ............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d....................			2e	0
3	Subtract line 2e from line 1...................			3	3,008,938,746
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a	6,215,553
b	Other (Describe in Part XIII.) ............	4b	409,273,083
c	Add lines 4a and 4b.....................			4c	415,488,636
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......			5	3,424,427,382

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
Part III, Line 4:	Part III, Line 4: Art Collection: The mission of the Lowe Art Museum, the art museum of the University of Miami, is to serve the University, the Greater South Florida communities, and national and international visitors as a teaching and exhibiting resource through its permanent and borrowed collections. The Museum: collects original, quality works of art primarily from Asia, Africa, Europe and the Americas; exhibits and preserves the permanent collection according to the highest professional standards; researches the permanent collection and publishes new findings in exhibition catalogues and articles; organizes traveling exhibitions and loans of individual works from the permanent collection to expand knowledge and appreciation of art both regionally and nationally; enhances the appreciation of the permanent collection through borrowed and organized traveling exhibitions and loans of individual works; and, supports, extends and enriches the mission of the University of Miami for students, faculty, scholars, residents, and visitors to South Florida to appreciate and more fully comprehend art and its history. More information on the Museum can be found on its website at www.miami.edu/lowe.
Part V, Line 4:	Part V, Line 4: Endowment Funds: The University's endowment is used to support the University's mission which is to educate and nurture students, to create knowledge through its comprehensive research programs, and to provide patient care services to its community and beyond. Distributions from the University's endowment are mainly used for student scholarships and fellowships, endowed chairs, research, school/college support, academic program support, library support, and general University support.
Part X, Line 2:	Fin 48 Footnote: The University is exempt from federal income taxes under section 501(c)(3) of the Internal Revenue Code. Accordingly, no provision for income taxes is made in the financial statements. At May 31, 2017, there were no uncertain tax positions. The University files tax returns with U.S. federal and other tax authorities for which the statute of limitations may go back to the year ended May 31, 2013.
Part XI, Line 2d - Other Adjustments:	Refunds of Program service Rev. - Hospitals.& Clinics - 0 Refunds of Contributions - $47,008
Part XI, Line 4b - Other Adjustments:	Amounts represent: tuition discounting, certain grants, expenses netted from revenues for GAAP purposes.
Part XII, Line 4b - Other Adjustments:	Same as above
Part XI and XII, Line 4b:	Other Revenue and Expense Reconciling Items: Tuition discounting $247,790,504, grants and contracts pass-through transactions from sponsoring agencies $166,781,006. Less: non-program related rental expenses $4,438,405; Ubit adjustment of $12,043; and direct expenses related to fundraising events $847,979.

Schedule D (Form 990) 2019

Additional Data

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Software Version:

- TIN:

SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Schools

Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image

Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image

Go to www.irs.gov/Form990EZ for the latest information.

OMB No. 1545-0047 2019Open to Public Inspection

Name of the organization

University of Miami

Employer identification number

59-0624458

Part I

YES

Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,

other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . . .

Yes

Does the organization include a statement of its racially nondiscriminatory policy toward students in all its

brochures, catalogues, and other written communications with the public dealing with student admissions,

programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during

the period of solicitation for students, or during the registration period if it has no solicitation program, in a way

that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"

please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . . . . . . . .

Yes

Does the organization maintain the following?

Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .

Yes

Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory

basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

Copies of all catalogues, brochures, announcements, and other written communications to the public dealing

with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .

Yes

Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .

Yes

If you answered "No" to any of the above, please explain. If you need more space, use Part II.

Does the organization discriminate by race in any way with respect to:

Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .

Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .

Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.

Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .

Yes

Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .

If you answered "Yes" to either line 6a or line 6b, explain on Part II.

Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05

of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .

Yes

Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.

Cat. No. 50085D

Schedule E (Form 990 or 990-EZ) (2019)

Schedule E (Form 990 or 990EZ) (2019)

Page 2

Part II

Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.

Return Reference

Explanation

Schedule E, Part I, Line 3

The University publishes its Equal Opportunity Policy and Non-discrimination Policy Statement in the following publications: * Workplace Equity & Performance Web site * All UM web sites state our Non-discrimination policy under a link for "Privacy Statement and Legal Notices" * Students Rights and Responsibilities Handbook * Academic Bulletin * Student Handbook distributed at Orientation * Faculty Manual * Employee Handbook * Various public bulletin boards located throughout the various campuses, in contracts with other vendors, during University employee orientation, University Career Website, etc.

Schedule E, Part I, Line 6

The University provides financial assistance in the form of grants to award scholarships and fellowships to students attending the University. In addition, government agencies award grants to the University for research.

Schedule E (Form 990 or 990-EZ) (2019)

Additional Data

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Software Version:

- TIN:

SCHEDULE F(Form 990)

Department of the Treasury
Internal Revenue Service

Statement of Activities Outside the United States

Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16. Right pointing arrow large image

Attach to Form 990. Right pointing arrow large image

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization
University of Miami

Employer identification number

59-0624458

Part I

General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.

For grantmakers. Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.

Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

(a) Region		(b) Number of offices in the region	(c) Number of employees, agents, and independent contractors in the region	(d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region)	(e) If activity listed in (d) is a program service, describe specific type of service(s) in the region	(f) Total expenditures for and investments in the region
	Central America & the Caribbean			Program Services	Grants to Recipients	755,619
	East Asia & the Pacific			Program Services	Grants to Recipients	302,108
	Europe			Program Services	Grants to Recipients	729,797
	Middle East & North Africa			Program Services	Grants to Recipients	295,597
	North America			Program Services	Grants to Recipients	227,265
	South America			Program Services	Grants to Recipients	558,842
	South Asia			Program Services	Grants to Recipients	61,432
	Sub-Saharan Africa			Program Services	Grants to Recipients	1,588,290
	Central American and the Caribbean			Program Services	Travel - Institutional Research and Education	217,602
	East Asia & the Pacific			Program Services	Travel - Institutional Research and Education	517,309
	Europe			Program Services	Travel - Institutional Research and Education	1,244,133
	Middle East & North Africa			Program Services	Travel - Institutional Research and Education	73,591
	North America			Program Services	Travel - Institutional Research and Education	280,825
	Russia and Neighboring States			Program Services	Travel - Institutional Research and Education	8,791
	South America			Program Services	Travel - Institutional Research and Education	408,096
	South Asia			Program Services	Travel - Institutional Research and Education	94,092
	Sub-Saharan Africa			Program Services	Travel - Institutional Research and Education	109,275
	Central America and the Caribbean			Investments	N/A	117,413,700
	Central America and the Caribbean		4	Program Services	Independent Contractors-Institutional Research and Education	10,017
	East Asia and the Pacific		7	Program Services	Independent Contractors-Institutional Research and Education	16,346
	Europe		38	Program Services	Independent Contractors-Institutional Research and Education	774,912
	Middle East and North Africa		2	Program Services	Independent Contractors-Institutional Research and Education	76,355
	North America		15	Program Services	Independent Contractors-Institutional Research and Education	229,916
	South America		2	Program Services	Independent Contractors-Institutional Research and Education	2,230
	South Asia		1	Program Services	Independent Contractors-Institutional Research and Education	853
3a	Sub-total ....	0	0			4,518,950
b	Total from continuation sheets to Part I ...					121,478,043
c	Totals (add lines 3a and 3b)	0	69			125,996,993

For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2019

Schedule F (Form 990) 2019

Page 2

Part II

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

(c) Region	(d) Purpose of grant	(e) Amount of cash grant	(f) Manner of cash disbursement	(h) Description of noncash assistance	(i) Method of valuation (book, FMV, appraisal, other)
Central America & the Caribbean	Research	5,744	Wire Transfer	N/A	N/A
Central America & the Caribbean	Research	236,103	Check	N/A	N/A
Central America & the Caribbean	Research	451,605	Wire Transfer	N/A	N/A
Central America & the Caribbean	Research	62,167	Wire Transfer	N/A	N/A
East Asia & the Pacific	Research	77,084	Check	N/A	N/A
East Asia & the Pacific	Research	56,702	Check	N/A	N/A
East Asia & the Pacific	Research	66,070	Wire Transfer	N/A	N/A
East Asia & the Pacific	Research	102,251	Wire Transfer	N/A	N/A
Europe	Research	8,088	Check	N/A	N/A
Europe	Research	56,634	Check	N/A	N/A
Europe	Research	144,342	Check	N/A	N/A
Europe	Research	12,049	Check	N/A	N/A
Europe	Research	38,500	Check	N/A	N/A
Europe	Research	35,348	Check	N/A	N/A
Europe	Research	20,000	Check	N/A	N/A
Europe	General Support	53,560	Wire Transfer	N/A	N/A
Europe	Research	44,230	Wire Transfer	N/A	N/A
Europe	Research	120,333	Wire Transfer	N/A	N/A
Europe	Research	30,908	Wire Transfer	N/A	N/A
Europe	Research	13,581	Wire Transfer	N/A	N/A
Europe	Research	59,068	Wire Transfer	N/A	N/A
Europe	Research	60,564	Wire Transfer	N/A	N/A
Europe	Research	32,592	Wire Transfer	N/A	N/A
Middle East & North Africa	Research	27,458	Check	N/A	N/A
Middle East & North Africa	Research	81,000	Check	N/A	N/A
Middle East & North Africa	Research	187,139	Wire Transfer	N/A	N/A
North America	Research	71,787	Check	N/A	N/A
North America	Research	79,297	Check	N/A	N/A
North America	Research	76,180	Check	N/A	N/A
South America	Research	28,570	Check	N/A	N/A
South America	Research	26,595	Wire Transfer	N/A	N/A
South America	Research	44,691	Wire Transfer	N/A	N/A
South America	Research	263,756	Wire Transfer	N/A	N/A
South America	Research	45,230	Wire Transfer	N/A	N/A
South America	Research	150,000	Wire Transfer	N/A	N/A
South Asia	Research	61,432	Wire Transfer	N/A	N/A
Sub-Saharan Africa	Research	22,737	Check	N/A	N/A
Sub-Saharan Africa	Research	187,542	Wire Transfer	N/A	N/A
Sub-Saharan Africa	Research	147,854	Wire Transfer	N/A	N/A
Sub-Saharan Africa	Research	376,649	Wire Transfer	N/A	N/A
Sub-Saharan Africa	Research	357,510	Wire Transfer	N/A	N/A
Sub-Saharan Africa	Research	495,997	Wire Transfer	N/A	N/A

2	Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......	5
3	Enter total number of other organizations or entities .......................	33

Schedule F (Form 990) 2019

Schedule F (Form 990) 2019Page 3

Part III

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

	(b) Region	(c) Number of recipients	(d) Amount of cash grant	(e) Manner of cash disbursement	(g) Description of noncash assistance	(h) Method of valuation (book, FMV, appraisal, other)
Scholarships, Fellowship Grants	Central America and the Caribbean	1	8,506	Check	N/A	N/A
Scholarships, Fellowship Grants	East Asia and the Pacific	28	339,227	Check	N/A	N/A
Scholarships, Fellowship Grants	Europe	19	157,431	Check	N/A	N/A
Scholarships, Fellowship Grants	Middle East and North Africa	2	28,117	Check	N/A	N/A
Scholarships, Fellowship Grants	North America	5	35,427	Check	N/A	N/A
Scholarships, Fellowship Grants	South America	7	48,437	Check	N/A	N/A
Scholarships, Fellowship Grants	South Asia	10	115,154	Check	N/A	N/A
Scholarships, Fellowship Grants	Sub-Saharan Africa	4	21,636	Check	N/A	N/A

Schedule F (Form 990) 2019

Page 4

Part IV

Foreign Forms

Schedule F (Form 990) 2019

Page 5

Part V

Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.

ReturnReference	Explanation
Part I, Line 2:	Procedures for Monitoring Grants Outside the United States: The University awards grants as subcontracts to foreign organizations for the purpose of conducting research and research training. Prior to the University awarding the subcontract, the organization is required to submit the proposed scope of work and a budget. Once reviewed and approved, a formal subcontract is issued with the terms and conditions of the award. To comply with terms and conditions of the subcontract, the foreign organization must submit an invoice together with supporting documentation. Upon receipt of the invoice, the faculty member at the University responsible for the grant or his/her designee approves the invoice for payment. In addition, monitoring of the science is conducted by the University faculty member responsible for the grant via site visits, correspondence, phone calls, etc. Reports required under the terms and conditions of the subcontract are submitted by the grantee.
Part I, line 3:	Activity Expenditures: Expenditures are recorded based on the accrual method of accounting and are recorded when incurred.

Schedule F (Form 990) 2019

Additional Data

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Software Version:

- TIN:

SCHEDULE G (Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information Regarding
Fundraising or Gaming Activities

Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization
University of Miami

Employer identification number

59-0624458

Part I

Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and email solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

Did the organization have a written or oral agreement with any individual (including officers, directors, trustees

or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?

YesNo

If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.

(i) Name and address of individual or entity (fundraiser)		(ii) Activity	(iii) Did fundraiser have custody or control of contributions?		(iv) Gross receipts from activity	(v) Amount paid to (or retained by) fundraiser listed in col. (i)	(vi) Amount paid to (or retained by) organization
			Yes	No
	Ruffalo Noel Levitz 1025 Kirkwood Pkw CedarRapids, IA52404	Campaign Management		No	876,628	557,078	319,550









Total . . . . . . . . . . . . . . . . . . . .					876,628	557,078	319,550

List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.

AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, VI, UT, VT, VA, WA, WV, WI, WY

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50083H

Schedule G (Form 990 or 990-EZ) 2019

Page 2

Part II

Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.

		(a) Event #1 Dinner Gala (event type)	(b) Event #2 Dinner Gala (event type)	(c) Other events 8 (total number)	(d) Total events (add col. (a) through col. (c))
1	Gross receipts . . . . .	593,924	368,483	857,906	1,820,313
2	Less: Contributions . . . .	571,961	304,199	634,067	1,510,227
3	Gross income (line 1 minus line 2) . . . . . .	21,963	64,284	223,839	310,086

4	Cash prizes . . . . .	0	0
5	Noncash prizes . . . .	0	89	3,841	3,930
6	Rent/facility costs . . . .	47,379	0	4,153	51,532
7	Food and beverages . . .	260,693	18,010	276,927	555,630
8	Entertainment . . . .	38,346	17,498	45,973	101,817
9	Other direct expenses . . .	59,589	20,725	54,756	135,070
10	Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . .				847,979
11	Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . .				-537,893

Part III

Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.

		(a) Bingo	(b) Pull tabs/Instant bingo/progressive bingo	(c) Other gaming	(d) Total gaming (add col.(a) through col.(c))
1	Gross revenue . . . . .

2	Cash prizes . . . . .
3	Noncash prizes . . . .
4	Rent/facility costs . . . .
5	Other direct expenses . . .

Volunteer labor . . . .

	Yes %
	No

	Yes %
	No

	Yes %
	No

Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow

Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow

Enter the state(s) in which the organization conducts gaming activities:

Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .

YesNo

If "No," explain:

10a

Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .

YesNo

If "Yes," explain:

Schedule G (Form 990 or 990-EZ) 2019

Page 3

Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .

YesNo

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? . . . . . . . . . . . . . . . . .

YesNo

Indicate the percentage of gaming activity conducted in:

The organization's facility . . . . . . . . . . . . . . . . . .

13a

An outside facility . . . . . . . . . . . . . . . . . . . .

13b

Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name

Address

15a

Does the organization have a contract with a third party from whom the organization receives gaming

revenue? . . . . . . . . . . . . . . . . . . . . . . . .

YesNo

If "Yes," enter the amount of gaming revenue received by the organization right arrow

$ and the

amount of gaming revenue retained by the third party right arrow

$ .

If "Yes," enter name and address of the third party:

Name

Address

Gaming manager information:

Name

Gaming manager compensation right arrow

Description of services provided right arrow

Director/officer Employee Independent contractor

Mandatory distributions:

Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? . . . . . . . . . . . . . . . . . . .

YesNo

Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year right arrow

Part IV

Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.

Return Reference	Explanation

Schedule G (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE H
(Form 990)

Department of the Treasury
Internal Revenue Service

Hospitals

Complete if the organization answered "Yes" on Form 990, Part IV, question 20.
MediumBullet

Attach to Form 990.
MediumBullet

Go to www.irs.gov/Form990EZ for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

University of Miami

Employer identification number

59-0624458

Part I

Financial Assistance and Certain Other Community Benefits at Cost

Yes

Did the organization have a financial assistance policy during the tax year? If "No," skip to question 6a . . . .

Yes

If "Yes," was it a written policy? ......................

Yes

If the organization had multiple hospital facilities, indicate which of the following best describes application of the financial assistance policy to its various hospital facilities during the tax year.

Applied uniformly to all hospital facilities Applied uniformly to most hospital facilities Generally tailored to individual hospital facilities

Answer the following based on the financial assistance eligibility criteria that applied to the largest number of the organization's patients during the tax year.

Did the organization use Federal Poverty Guidelines (FPG) as a factor in determining eligibility for providing free care?

If "Yes," indicate which of the following was the FPG family income limit for eligibility for free care:

Yes

100% 150% 200% Other %

Did the organization use FPG as a factor in determining eligibility for providing discounted care? If "Yes," indicate

which of the following was the family income limit for eligibility for discounted care: . . . . . . . .

Yes

200% 250% 300% 350% 400% Other %

If the organization used factors other than FPG in determining eligibility, describe in Part VI the criteria used for determining eligibility for free or discounted care. Include in the description whether the organization used an asset test or other threshold, regardless of income, as a factor in determining eligibility for free or discounted care.

Did the organization's financial assistance policy that applied to the largest number of its patients during the tax year provide for free or discounted care to the "medically indigent"? . . . . . . . . . . . . .

Yes

Did the organization budget amounts for free or discounted care provided under its financial assistance policy during
the tax year? . . . . . . . . . . . . . . . . . . . . . . .

Yes

If "Yes," did the organization's financial assistance expenses exceed the budgeted amount? . . . . . .

If "Yes" to line 5b, as a result of budget considerations, was the organization unable to provide free or discountedcare to a patient who was eligibile for free or discounted care? . . . . . . . . . . . . .

Did the organization prepare a community benefit report during the tax year? . . . . . . . . .

If "Yes," did the organization make it available to the public? . . . . . . . . . . . . .

Complete the following table using the worksheets provided in the Schedule H instructions. Do not submit these worksheets with the Schedule H.

Financial Assistance and Certain Other Community Benefits at Cost

Financial Assistance and Means-Tested Government Programs		(c) Total community benefit expense	(d) Direct offsetting revenue	(e) Net community benefit expense	(f) Percent of total expense
a	Financial Assistance at cost (from Worksheet 1) . . .	8,996,000		8,996,000	0.260 %
b	Medicaid (from Worksheet 3, column a) . . . . .	124,876,330	90,736,987	34,139,342	1.000 %
c	Costs of other means-tested government programs (from Worksheet 3, column b) . .	0	0
d	Total Financial Assistance and Means-Tested Government Programs . . . . .	133,872,330	90,736,987	43,135,342	1.260 %
Other Benefits
e	Community health improvement services and community benefit operations (from Worksheet 4).	2,863,445	2,550,034	313,411	0.010 %
f	Health professions education (from Worksheet 5) . . .	20,513,991	3,484,065	17,029,926	0.500 %
g	Subsidized health services (from Worksheet 6) . . . .	1,494,720	1,494,720
h	Research (from Worksheet 7) .	205,984,086	197,289,819	8,694,268	0.250 %
i	Cash and in-kind contributions for community benefit (from Worksheet 8) . . . .	108,021	100,000	8,021	0 %
j	Total. Other Benefits . .	230,964,263	204,918,638	26,045,626	0.760 %
k	Total. Add lines 7d and 7j .	364,836,593	295,655,625	69,180,968	2.020 %

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat. No. 50192T Schedule H (Form 990) 2019

Schedule H (Form 990) 2019

Page

Part II

Community Building Activities Complete this table if the organization conducted any community building activities during the tax year, and describe in Part VI how its community building activities promoted the health of the communities it serves.

		(c) Total community building expense	(d) Direct offsetting revenue	(e) Net community building expense	(f) Percent of total expense
1	Physical improvements and housing
2	Economic development
3	Community support	1,737,664	1,596,012	141,651	0 %
4	Environmental improvements
5	Leadership development and training for community members
6	Coalition building
7	Community health improvement advocacy
8	Workforce development
9	Other
10	Total	1,737,664	1,596,012	141,651	0 %

Part III

Bad Debt, Medicare, & Collection Practices

Section A. Bad Debt Expense

Yes

Did the organization report bad debt expense in accordance with Healthcare Financial Management Association Statement No. 15? ..........................

Yes

Enter the amount of the organization's bad debt expense. Explain in Part VI the methodology used by the organization to estimate this amount. ......

69,375,678

Enter the estimated amount of the organization's bad debt expense attributable to patients eligible under the organization's financial assistance policy. Explain in Part VI the methodology used by the organization to estimate this amount and the rationale, if any, for including this portion of bad debt as community benefit. ......

Provide in Part VI the text of the footnote to the organization’s financial statements that describes bad debt expense or the page number on which this footnote is contained in the attached financial statements.

Section B. Medicare

Enter total revenue received from Medicare (including DSH and IME).....

245,037,733

Enter Medicare allowable costs of care relating to payments on line 5.....

292,619,012

Subtract line 6 from line 5. This is the surplus (or shortfall)........

-47,581,279

Describe in Part VI the extent to which any shortfall reported in line 7 should be treated as community benefit.Also describe in Part VI the costing methodology or source used to determine the amount reported on line 6.Check the box that describes the method used:

Cost accounting system Cost to charge ratio Other

Section C. Collection Practices

Did the organization have a written debt collection policy during the tax year? ..........

Yes

If "Yes," did the organization’s collection policy that applied to the largest number of its patients during the tax year
contain provisions on the collection practices to be followed for patients who are known to qualify for financial assistance? Describe in Part VI .........................

Yes

Part IV

Management Companies and Joint Ventures(owned 10% or more by officers, directors, trustees, key employees, and physicians—see instructions)

(a) Name of entity	(b) Description of primary activity of entity	(c) Organization's profit % or stock ownership %	(d) Officers, directors, trustees, or key employees' profit % or stock ownership %	(e) Physicians' profit % or stock ownership %
1
2
3
4
5
6
7
8
9
10
11
12
13

Schedule H (Form 990) 2019

Page

Part VFacility Information

Section A. Hospital Facilities (list in order of size from largest to smallest—see instructions)How many hospital facilities did the organization operate during the tax year?3Name, address, primary website address, and state license number (and if a group return, the name and EIN of the subordinate hospital organization that operates the hospital facility)						Other (describe)
1	University of Miami Hospital 1400 NW 12 Avenue Miami,FL33136 umiamihospital.com #4109	X	X	X	X
2	University of Miami Hospital & Clinics 1475 NW 12 Avenue Miami,FL33136 sylvester.org #4074	X	X	X		Cancer Hospital (PPS exempt)
3	Anne Bates Leach Eye Hospital 900 NW 17 Street Miami,FL33136 bascompalmer.org #4040	X	X	X	X	Eye Hospital

Schedule H (Form 990) 2019

Page 4

Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)

	University of Miami Hospital
Name of hospital facility or letter of facility reporting group

Line number of hospital facility, or line numbers of hospital facilities in a facility
reporting group (from Part V, Section A):

Yes

Community Health Needs Assessment

Was the hospital facility first licensed, registered, or similarly recognized by a state as a hospital facility in the current tax year or the immediately preceding tax year?........................

Was the hospital facility acquired or placed into service as a tax-exempt hospital in the current tax year or the immediately preceding tax year? If “Yes,” provide details of the acquisition in Section C...............

During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 12......................

Yes

If "Yes," indicate what the CHNA report describes (check all that apply):

A definition of the community served by the hospital facility

Demographics of the community

Existing health care facilities and resources within the community that are available to respond to the health needs of the community

How data was obtained

The significant health needs of the community

Primary and chronic disease needs and other health issues of uninsured persons, low-income persons, and minority groups

The process for identifying and prioritizing community health needs and services to meet the community health needs

The process for consulting with persons representing the community’s interests

The impact of any actions taken to address the significant health needs identified in the hospital facility's prior CHNA(s)

Other (describe in Section C)

Indicate the tax year the hospital facility last conducted a CHNA: 20 15

In conducting its most recent CHNA, did the hospital facility take into account input from persons who represent the broad interests of the community served by the hospital facility, including those with special knowledge of or expertise in public health? If "Yes," describe in Section C how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted .................

Yes

6 a

Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If "Yes," list the other hospital facilities in Section C..................................

Was the hospital facility’s CHNA conducted with one or more organizations other than hospital facilities?” If “Yes,” list the other organizations in Section C. ............................

Did the hospital facility make its CHNA report widely available to the public?..............

Yes

If "Yes," indicate how the CHNA report was made widely available (check all that apply):

Hospital facility’s website (list url): umiamihospital.com

Other website (list url):

Made a paper copy available for public inspection without charge at the hospital facility

Other (describe in Section C)

Did the hospital facility adopt an implementation strategy to meet the significant community health needs
identified through its most recently conducted CHNA? If "No," skip to line 11. ..............

Yes

Indicate the tax year the hospital facility last adopted an implementation strategy: 20 16

Is the hospital facility's most recently adopted implementation strategy posted on a website?.........

If "Yes" (list url):

If "No," is the hospital facility’s most recently adopted implementation strategy attached to this return? ......

10b

Yes

Describe in Section C how the hospital facility is addressing the significant needs identified in its most recently conducted CHNA and any such needs that are not being addressed together with the reasons why such needs are not being addressed.

12a

Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)?...............................

12a

If "Yes" on line 12a, did the organization file Form 4720 to report the section 4959 excise tax?........

12b

If "Yes" on line 12b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $

Schedule H (Form 990) 2019

Page 5

Part VFacility Information (continued)

Financial Assistance Policy (FAP)

	University of Miami Hospital
Name of hospital facility or letter of facility reporting group

Yes

Did the hospital facility have in place during the tax year a written financial assistance policy that:

Explained eligibility criteria for financial assistance, and whether such assistance included free or discounted care?

Yes

If “Yes,” indicate the eligibility criteria explained in the FAP:

Federal poverty guidelines (FPG), with FPG family income limit for eligibility for free care of 200.000000000000%
and FPG family income limit for eligibility for discounted care of 400.000000000000%

Income level other than FPG (describe in Section C)

Asset level

Medical indigency

Insurance status

Underinsurance discount

Residency

Other (describe in Section C)

Explained the basis for calculating amounts charged to patients?.................

Yes

Explained the method for applying for financial assistance?...................

Yes

If “Yes,” indicate how the hospital facility’s FAP or FAP application form (including accompanying instructions) explained the method for applying for financial assistance (check all that apply):

Described the information the hospital facility may require an individual to provide as part of his or her application

Described the supporting documentation the hospital facility may require an individual to submit as part of his or
her application

Provided the contact information of hospital facility staff who can provide an individual with information about the
FAP and FAP application process

Provided the contact information of nonprofit organizations or government agencies that may be sources of
assistance with FAP applications

Other (describe in Section C)

Was widely publicized within the community served by the hospital facility?........

Yes

If "Yes," indicate how the hospital facility publicized the policy (check all that apply):

The FAP was widely available on a website (list url):

uhealthsystem.com/billing/financial-assistance

The FAP application form was widely available on a website (list url):

uhealthsystem.com/billing/financial-assistance

A plain language summary of the FAP was widely available on a website (list url):
uhealthsystem.com/billing/financial-assistance

The FAP was available upon request and without charge (in public locations in the hospital facility and by mail)

The FAP application form was available upon request and without charge (in public locations in the hospital facility
and by mail)

A plain language summary of the FAP was available upon request and without charge (in public locations in the
hospital facility and by mail)

Individuals were notified about the FAP by being offered a paper copy of the plain language summary of the FAP, by
receiving a conspicuous written notice about the FAP on their billing statements, and via conspicuous public displays or
other measures reasonably calculated to attract patients' attention

Notified members of the community who are most likely to require financial assistance about availability of the FAP

The FAP, FAP application form, and plain language summary of the FAP were translated into the primary language(s)
spoken by LEP populations

Other (describe in Section C)

Schedule H (Form 990) 2019

Page 6

Part VFacility Information (continued)

Billing and Collections

	University of Miami Hospital
Name of hospital facility or letter of facility reporting group

Yes

Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy (FAP) that explained all of the actions the hospital facility or other authorized party may take upon nonpayment?..................................

Yes

Check all of the following actions against an individual that were permitted under the hospital facility's policies during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP:

Reporting to credit agency(ies)

Selling an individual’s debt to another party

Deferring, denying, or requiring a payment before providing medically necessary care due to nonpayment of a previous
bill for care covered under the hospital facility's FAP

Actions that require a legal or judicial process

Other similar actions (describe in Section C)

None of these actions or other similar actions were permitted

Did the hospital facility or other authorized party perform any of the following actions during the tax year before making reasonable efforts to determine the individual’s eligibility under the facility’s FAP?............

If "Yes," check all actions in which the hospital facility or a third party engaged:

Reporting to credit agency(ies)

Selling an individual’s debt to another party

Deferring , denying, or requiring a payment before providing medically necessary care due to nonpayment of a previous
bill for care covered under the hospital facility's FAP

Actions that require a legal or judicial process

Other similar actions (describe in Section C)

Indicate which efforts the hospital facility or other authorized party made before initiating any of the actions listed (whether or not checked) in line 19. (check all that apply):

Provided a written notice about upcoming ECAs (Extraordinary Collection Action) and a plain language summary of the
FAP at least 30 days before initiating those ECAs (if not, describe in Section C)

Made a reasonable effort to orally notify individuals about the FAP and FAP application process (if not, describe in
Section C)

Processed incomplete and complete FAP applications (if not, describe in Section C)

Made presumptive eligibility determinations (if not, describe in Section C)

Other (describe in Section C)

None of these efforts were made

Policy Relating to Emergency Medical Care

Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that required the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?..................

Yes

If "No," indicate why:

The hospital facility did not provide care for any emergency medical conditions

The hospital facility’s policy was not in writing

The hospital facility limited who was eligible to receive care for emergency medical conditions (describe in Section C)

Other (describe in Section C)

Schedule H (Form 990) 2019

Page 7

Part VFacility Information (continued)

Charges to Individuals Eligible for Assistance Under the FAP (FAP-Eligible Individuals)

	University of Miami Hospital
Name of hospital facility or letter of facility reporting group

Yes

Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.

The hospital facility used a look-back method based on claims allowed by Medicare fee-for-service during a prior 12-month period

The hospital facility used a look-back method based on claims allowed by Medicare fee-for-service and all private health insurers that pay claims to the hospital facility during a prior 12-month period

The hospital facility used a look-back method based on claims allowed by Medicaid, either alone or in combination with
Medicare fee-for-service and all private health insurers that pay claims to the hospital facility during a prior 12-month
period

The hospital facility used a prospective Medicare or Medicaid method

During the tax year, did the hospital facility charge any FAP-eligible individual to whom the hospital facility provided emergency or other medically necessary services more than the amounts generally billed to individuals who had insurance covering such care? ...............................

If "Yes," explain in Section C.

During the tax year, did the hospital facility charge any FAP-eligible individual an amount equal to the gross charge for any service provided to that individual? ...........................

If "Yes," explain in Section C.

Schedule H (Form 990) 2019

Page 4

Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)

	University of Miami Hospital & Clinics
Name of hospital facility or letter of facility reporting group

Line number of hospital facility, or line numbers of hospital facilities in a facility
reporting group (from Part V, Section A):

Yes

Community Health Needs Assessment

Was the hospital facility first licensed, registered, or similarly recognized by a state as a hospital facility in the current tax year or the immediately preceding tax year?........................

During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 12......................

Yes

If "Yes," indicate what the CHNA report describes (check all that apply):

A definition of the community served by the hospital facility

Demographics of the community

Existing health care facilities and resources within the community that are available to respond to the health needs of the community

How data was obtained

The significant health needs of the community

Primary and chronic disease needs and other health issues of uninsured persons, low-income persons, and minority groups

The process for identifying and prioritizing community health needs and services to meet the community health needs

The process for consulting with persons representing the community’s interests

The impact of any actions taken to address the significant health needs identified in the hospital facility's prior CHNA(s)

Other (describe in Section C)

Indicate the tax year the hospital facility last conducted a CHNA: 20 15

Yes

6 a

Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If "Yes," list the other hospital facilities in Section C..................................

Was the hospital facility’s CHNA conducted with one or more organizations other than hospital facilities?” If “Yes,” list the other organizations in Section C. ............................

Did the hospital facility make its CHNA report widely available to the public?..............

Yes

If "Yes," indicate how the CHNA report was made widely available (check all that apply):

Hospital facility’s website (list url): sylvester.org

Other website (list url):

Made a paper copy available for public inspection without charge at the hospital facility

Other (describe in Section C)

Did the hospital facility adopt an implementation strategy to meet the significant community health needs
identified through its most recently conducted CHNA? If "No," skip to line 11. ..............

Yes

Indicate the tax year the hospital facility last adopted an implementation strategy: 20 16

Is the hospital facility's most recently adopted implementation strategy posted on a website?.........

If "Yes" (list url):

If "No," is the hospital facility’s most recently adopted implementation strategy attached to this return? ......

10b

Yes

12a

Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)?...............................

12a

If "Yes" on line 12a, did the organization file Form 4720 to report the section 4959 excise tax?........

12b

If "Yes" on line 12b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $

Schedule H (Form 990) 2019

Page 5

Part VFacility Information (continued)

Financial Assistance Policy (FAP)

	University of Miami Hospital & Clinics
Name of hospital facility or letter of facility reporting group

Yes

Did the hospital facility have in place during the tax year a written financial assistance policy that:

Explained eligibility criteria for financial assistance, and whether such assistance included free or discounted care?

Yes

If “Yes,” indicate the eligibility criteria explained in the FAP:

Federal poverty guidelines (FPG), with FPG family income limit for eligibility for free care of 200.000000000000%
and FPG family income limit for eligibility for discounted care of 400.000000000000%

Income level other than FPG (describe in Section C)

Asset level

Medical indigency

Insurance status

Underinsurance discount

Residency

Other (describe in Section C)

Explained the basis for calculating amounts charged to patients?.................

Yes

Explained the method for applying for financial assistance?...................

Yes

Described the information the hospital facility may require an individual to provide as part of his or her application

Described the supporting documentation the hospital facility may require an individual to submit as part of his or
her application

Provided the contact information of hospital facility staff who can provide an individual with information about the
FAP and FAP application process

Provided the contact information of nonprofit organizations or government agencies that may be sources of
assistance with FAP applications

Other (describe in Section C)

Was widely publicized within the community served by the hospital facility?........

Yes

If "Yes," indicate how the hospital facility publicized the policy (check all that apply):

The FAP was widely available on a website (list url):

uhealthsystem.com/billing/financial-assistance

The FAP application form was widely available on a website (list url):

uhealthsystem.com/billing/financial-assistance

A plain language summary of the FAP was widely available on a website (list url):
uhealthsystem.com/billing/financial-assistance

The FAP was available upon request and without charge (in public locations in the hospital facility and by mail)

The FAP application form was available upon request and without charge (in public locations in the hospital facility
and by mail)

A plain language summary of the FAP was available upon request and without charge (in public locations in the
hospital facility and by mail)

Notified members of the community who are most likely to require financial assistance about availability of the FAP

The FAP, FAP application form, and plain language summary of the FAP were translated into the primary language(s)
spoken by LEP populations

Other (describe in Section C)

Schedule H (Form 990) 2019

Page 6

Part VFacility Information (continued)

Billing and Collections

	University of Miami Hospital & Clinics
Name of hospital facility or letter of facility reporting group

Yes

Reporting to credit agency(ies)

Selling an individual’s debt to another party

Deferring, denying, or requiring a payment before providing medically necessary care due to nonpayment of a previous
bill for care covered under the hospital facility's FAP

Actions that require a legal or judicial process

Other similar actions (describe in Section C)

None of these actions or other similar actions were permitted

If "Yes," check all actions in which the hospital facility or a third party engaged:

Reporting to credit agency(ies)

Selling an individual’s debt to another party

Deferring , denying, or requiring a payment before providing medically necessary care due to nonpayment of a previous
bill for care covered under the hospital facility's FAP

Actions that require a legal or judicial process

Other similar actions (describe in Section C)

Indicate which efforts the hospital facility or other authorized party made before initiating any of the actions listed (whether or not checked) in line 19. (check all that apply):

Provided a written notice about upcoming ECAs (Extraordinary Collection Action) and a plain language summary of the
FAP at least 30 days before initiating those ECAs (if not, describe in Section C)

Made a reasonable effort to orally notify individuals about the FAP and FAP application process (if not, describe in
Section C)

Processed incomplete and complete FAP applications (if not, describe in Section C)

Made presumptive eligibility determinations (if not, describe in Section C)

Other (describe in Section C)

None of these efforts were made

Policy Relating to Emergency Medical Care

If "No," indicate why:

The hospital facility did not provide care for any emergency medical conditions

The hospital facility’s policy was not in writing

The hospital facility limited who was eligible to receive care for emergency medical conditions (describe in Section C)

Other (describe in Section C)

Schedule H (Form 990) 2019

Page 7

Part VFacility Information (continued)

Charges to Individuals Eligible for Assistance Under the FAP (FAP-Eligible Individuals)

	University of Miami Hospital & Clinics
Name of hospital facility or letter of facility reporting group

Yes

Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.

The hospital facility used a look-back method based on claims allowed by Medicare fee-for-service during a prior 12-month period

The hospital facility used a prospective Medicare or Medicaid method

If "Yes," explain in Section C.

During the tax year, did the hospital facility charge any FAP-eligible individual an amount equal to the gross charge for any service provided to that individual? ...........................

If "Yes," explain in Section C.

Schedule H (Form 990) 2019

Page 4

Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)

	Anne Bates Leach Eye Hospital
Name of hospital facility or letter of facility reporting group

Line number of hospital facility, or line numbers of hospital facilities in a facility
reporting group (from Part V, Section A):

Yes

Community Health Needs Assessment

Was the hospital facility first licensed, registered, or similarly recognized by a state as a hospital facility in the current tax year or the immediately preceding tax year?........................

During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 12......................

Yes

If "Yes," indicate what the CHNA report describes (check all that apply):

A definition of the community served by the hospital facility

Demographics of the community

Existing health care facilities and resources within the community that are available to respond to the health needs of the community

How data was obtained

The significant health needs of the community

Primary and chronic disease needs and other health issues of uninsured persons, low-income persons, and minority groups

The process for identifying and prioritizing community health needs and services to meet the community health needs

The process for consulting with persons representing the community’s interests

The impact of any actions taken to address the significant health needs identified in the hospital facility's prior CHNA(s)

Other (describe in Section C)

Indicate the tax year the hospital facility last conducted a CHNA: 20 15

Yes

6 a

Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If "Yes," list the other hospital facilities in Section C..................................

Was the hospital facility’s CHNA conducted with one or more organizations other than hospital facilities?” If “Yes,” list the other organizations in Section C. ............................

Did the hospital facility make its CHNA report widely available to the public?..............

Yes

If "Yes," indicate how the CHNA report was made widely available (check all that apply):

Hospital facility’s website (list url): bascompalmer.org

Other website (list url):

Made a paper copy available for public inspection without charge at the hospital facility

Other (describe in Section C)

Did the hospital facility adopt an implementation strategy to meet the significant community health needs
identified through its most recently conducted CHNA? If "No," skip to line 11. ..............

Yes

Indicate the tax year the hospital facility last adopted an implementation strategy: 20 16

Is the hospital facility's most recently adopted implementation strategy posted on a website?.........

If "Yes" (list url):

If "No," is the hospital facility’s most recently adopted implementation strategy attached to this return? ......

10b

Yes

12a

Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)?...............................

12a

If "Yes" on line 12a, did the organization file Form 4720 to report the section 4959 excise tax?........

12b

If "Yes" on line 12b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $

Schedule H (Form 990) 2019

Page 5

Part VFacility Information (continued)

Financial Assistance Policy (FAP)

	Anne Bates Leach Eye Hospital
Name of hospital facility or letter of facility reporting group

Yes

Did the hospital facility have in place during the tax year a written financial assistance policy that:

Explained eligibility criteria for financial assistance, and whether such assistance included free or discounted care?

Yes

If “Yes,” indicate the eligibility criteria explained in the FAP:

Federal poverty guidelines (FPG), with FPG family income limit for eligibility for free care of 200.000000000000%
and FPG family income limit for eligibility for discounted care of 400.000000000000%

Income level other than FPG (describe in Section C)

Asset level

Medical indigency

Insurance status

Underinsurance discount

Residency

Other (describe in Section C)

Explained the basis for calculating amounts charged to patients?.................

Yes

Explained the method for applying for financial assistance?...................

Yes

Described the information the hospital facility may require an individual to provide as part of his or her application

Described the supporting documentation the hospital facility may require an individual to submit as part of his or
her application

Provided the contact information of hospital facility staff who can provide an individual with information about the
FAP and FAP application process

Provided the contact information of nonprofit organizations or government agencies that may be sources of
assistance with FAP applications

Other (describe in Section C)

Was widely publicized within the community served by the hospital facility?........

Yes

If "Yes," indicate how the hospital facility publicized the policy (check all that apply):

The FAP was widely available on a website (list url):

uhealthsystem.com/billing/financial-assistance

The FAP application form was widely available on a website (list url):

uhealthsystem.com/billing/financial-assistance

A plain language summary of the FAP was widely available on a website (list url):
uhealthsystem.com/billing/financial-assistance

The FAP was available upon request and without charge (in public locations in the hospital facility and by mail)

The FAP application form was available upon request and without charge (in public locations in the hospital facility
and by mail)

A plain language summary of the FAP was available upon request and without charge (in public locations in the
hospital facility and by mail)

Notified members of the community who are most likely to require financial assistance about availability of the FAP

The FAP, FAP application form, and plain language summary of the FAP were translated into the primary language(s)
spoken by LEP populations

Other (describe in Section C)

Schedule H (Form 990) 2019

Page 6

Part VFacility Information (continued)

Billing and Collections

	Anne Bates Leach Eye Hospital
Name of hospital facility or letter of facility reporting group

Yes

Reporting to credit agency(ies)

Selling an individual’s debt to another party

Deferring, denying, or requiring a payment before providing medically necessary care due to nonpayment of a previous
bill for care covered under the hospital facility's FAP

Actions that require a legal or judicial process

Other similar actions (describe in Section C)

None of these actions or other similar actions were permitted

If "Yes," check all actions in which the hospital facility or a third party engaged:

Reporting to credit agency(ies)

Selling an individual’s debt to another party

Deferring , denying, or requiring a payment before providing medically necessary care due to nonpayment of a previous
bill for care covered under the hospital facility's FAP

Actions that require a legal or judicial process

Other similar actions (describe in Section C)

Indicate which efforts the hospital facility or other authorized party made before initiating any of the actions listed (whether or not checked) in line 19. (check all that apply):

Provided a written notice about upcoming ECAs (Extraordinary Collection Action) and a plain language summary of the
FAP at least 30 days before initiating those ECAs (if not, describe in Section C)

Made a reasonable effort to orally notify individuals about the FAP and FAP application process (if not, describe in
Section C)

Processed incomplete and complete FAP applications (if not, describe in Section C)

Made presumptive eligibility determinations (if not, describe in Section C)

Other (describe in Section C)

None of these efforts were made

Policy Relating to Emergency Medical Care

Yes

If "No," indicate why:

The hospital facility did not provide care for any emergency medical conditions

The hospital facility’s policy was not in writing

The hospital facility limited who was eligible to receive care for emergency medical conditions (describe in Section C)

Other (describe in Section C)

Schedule H (Form 990) 2019

Page 7

Part VFacility Information (continued)

Charges to Individuals Eligible for Assistance Under the FAP (FAP-Eligible Individuals)

	Anne Bates Leach Eye Hospital
Name of hospital facility or letter of facility reporting group

Yes

Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.

The hospital facility used a look-back method based on claims allowed by Medicare fee-for-service during a prior 12-month period

The hospital facility used a prospective Medicare or Medicaid method

If "Yes," explain in Section C.

During the tax year, did the hospital facility charge any FAP-eligible individual an amount equal to the gross charge for any service provided to that individual? ...........................

If "Yes," explain in Section C.

Schedule H (Form 990) 2019

Page 8

Part V

Facility Information (continued)

Section C. Supplemental Information for Part V, Section B. Provide descriptions required for Part V, Section B, lines 2, 3j, 5, 6a, 6b, 7d, 11, 13b, 13h, 15e, 16j, 18e, 19e, 20a, 20b, 20c, 20d, 20e, 21c, 21d, 23, and 24. If applicable, provide separate descriptions for each hospital facility in a facility reporting group, designated by facility reporting group letter and hospital facility line number from Part V, Section A (“A, 1,” “A, 4,” “B, 2,” “B, 3,” etc.) and name of hospital facility.
Form and Line Reference	Explanation
University of Miami Hospital	Part V, Section B, Line 5: As a part of the Community Health Needs Assessment in 2016, both external and internal consumers were surveyed, and various focus groups were developed to get opinions on leading health issues. A telephone interview methodology was conducted of 2,701 individuals/healthcare consumers throughout Miami-Dade County, ages 18 and above by Professional Research Consultants, Inc. (PRC) Unite for Dignity, a non-profit organization, conducted a 4-week community health needs survey in the top 5 PSAs for UMH, distributed online and in paper format. The paper format was available in English, Spanish, and Creole. This survey focused on union members of 1199SEIU and community members within the target zip codes. Press Ganey surveys were used in 2015-2016 to internally survey patients at UMH following treatment. UMH contracted with Healthcare Council of South Florida (HCSF) to develop focus groups of health system leadership (in early 2016) and to consolidate the data of the community resident surveys and hospital data sets.
University of Miami Hospital & Clinics	Part V, Section B, Line 5: As a part of the Community Health Needs Assessment in 2016, both external and internal consumers were surveyed, and various focus groups were developed to get opinions on leading health issues. A telephone interview methodology was conducted of 2,701 individuals/healthcare consumers throughout Miami-Dade County, ages 18 and above, by Professional Research Consultants, Inc. (PRC). Press Ganey surveys were used in 2015-2016 to internally survey patients at UMHC following treatment. UMHC contracted with Healthcare Council of South Florida (HCSF) to develop focus groups of health system leadership (in early 2016) and to consolidate the data of the community resident surveys and hospital data sets.
Anne Bates Leach Eye Hospital	Part V, Section B, Line 5: As a part of the Community Health Needs Assessment in 2016, both external and internal consumers were surveyed, and various focus groups were developed to get opinions on leading health issues. A telephone interview methodology was conducted of 2,701 individuals/healthcare consumers throughout Miami-Dade County, ages 18 and above by Professional Research Consultants, Inc. (PRC). Press Ganey surveys were used in 2015-2016 to internally survey patients at ABLEH following treatment. ABLEH contracted with Healthcare Council of South Florida (HCSF) to develop focus groups of health system leadership (in early 2016) and to consolidate the data of the community resident surveys and hospital data sets.
University of Miami Hospital	Part V, Section B, Line 11: The hospital completed an Implementation Plan during 2017, which addresses the needs identified in the CHNA. Priority needs include: Availability of Primary Care and Prevention; Cancer Incidence, Mortality, and Screening; Chronic Disease Management; Neurology; and Elder Care/Geriatrics. As indicated in the Implementation Plan, all 5 of these priority needs have been addressed in the Implementation Strategy.
University of Miami Hospital & Clinics	Part V, Section B, Line 11: The hospital completed an Implementation Plan during 2017, which addresses the needs identified in the CHNA. Priority needs include:Cancer Prevention and Treatment; Availability of Primary Care and Prevention; Access to Care (for uninsured); Healthy Life Styles: Exercise/Nutrition; and Chronic Disease Management. As indicated in the Implementation Plan, all 5 of these priority needs have been addressed in the Implementation Strategy.
Anne Bates Leach Eye Hospital	Part V, Section B, Line 11: The hospital completed an Implementation Plan during 2017, which addresses the needs identified in the CHNA. Priority needs include: Access to Care; Chronic Disease Management; Availability of Primary Care and Prevention; Healthy Lifestyles: Exercise and Nutrition; and Elder Care/Geriatrics. As indicated in the Implementation Plan, all 5 of these priority needs have been addressed in the Implementation Strategy.

Schedule H (Form 990) 2019

Page 9

Part VFacility Information (continued)

Section D. Other Health Care Facilities That Are Not Licensed, Registered, or Similarly Recognized as a Hospital Facility (list in order of size, from largest to smallest) How many non-hospital health care facilities did the organization operate during the tax year?
Name and address		Type of Facility (describe)
1
2
3
4
5
6
7
8
9
10

Schedule H (Form 990) 2019

Page 10

Part VI

Supplemental Information

Provide the following information.

1	Required descriptions. Provide the descriptions required for Part I, lines 3c, 6a, and 7; Part II and Part III, lines 2, 3, 4, 8 and 9b.
2	Needs assessment. Describe how the organization assesses the health care needs of the communities it serves, in addition to any CHNAs reported in Part V, Section B.
3	Patient education of eligibility for assistance. Describe how the organization informs and educates patients and persons who may be billed for patient care about their eligibility for assistance under federal, state, or local government programs or under the organization’s financial assistance policy.
4	Community information. Describe the community the organization serves, taking into account the geographic area and demographic constituents it serves.
5	Promotion of community health. Provide any other information important to describing how the organization’s hospital facilities or other health care facilities further its exempt purpose by promoting the health of the community (e.g., open medical staff, community board, use of surplus funds, etc.).
6	Affiliated health care system. If the organization is part of an affiliated health care system, describe the respective roles of the organization and its affiliates in promoting the health of the communities served.
7	State filing of community benefit report. If applicable, identify all states with which the organization, or a related organization, files a community benefit report.

Form and Line Reference	Explanation
Part I, Line 3c:	Although each of the organization's three hospitals determine eligibility for discounted care differently (as seen in Schedule H's Part V section B) we have answered the question in Part I line 3b using the organization's largest bed hospital's policy (UMH).
Part I, Line 6a:	The organization did not prepare a community benefit report during the tax year.
Part I, Line 7:	The Medicare cost report was used, except for 7b (Medicaid and other means-tested government programs). For 7b, a cost-to-charge ratio was used. The cost to charge ratio used for Medicaid cost calculation is based on the actual cost of Traditional Medicaid Fee-for-Service claims as reported on the Medicare Cost Report. These calculated costs (Inpatient Routine, Inpatient Ancillary, and Outpatient) are compared to the charges for these services reported on the same cost report. This ratio is used as the Medicaid cost-to-charge ratio to be applied to total gross Medicaid charges (both Traditional Fee for Service and Managed Care) as reported on the AHCA FUHRS report.
Part II, Community Building Activities:	Community building activities include child abuse protection programs
Part III, Line 2:	Total bad debt expense is determined using the hospital's patient accounting records.
Part III, Line 3:	Patients who render sufficient financial information to make a determination of eligibility under the hospitals' financial assistance policy are either treated as charity care (if they qualify) or given a "self- pay" discount (if they do not qualify as charity care).
Part III, Line 4:	The hospitals' financial statements do not contain a footnote concerning bad debt. The University's financial statements account for bad debt as a reduction of revenue.
Part III, Line 8:	The source of this information is the Medicare Cost Report data, which uses a "cost to charge" ratio methodology. The University of Miami Hospital and Anne Bates Leach Eye Hospital are reimbursed under the Medicare Prospective Payment System (PPS). For inpatient services, the reimbursement methodology is the Inpatient Prospective Payment System (IPPS), which uses the Diagnostic Related Groups (DRGS) methodology to reimburse the hospital. The DRG amounts are updated by the Medicare program annually by an updating factor. However, the amount of the updating factor is always significantly less than the actual healthcare inflation factor because the Medicare program includes a "budget neutrality" factor for the overall Medicare program. Thus, the hospital does not receive full reimbursement of its cost for inpatient services. For outpatient services, the reimbursement methodology is the Outpatient Prospective Payment System (OPPS), which uses ambulatory payment classifications (APCS) to reimburse the hospital. The APC amounts are updated by the Medicare program annually by an updating factor. However, the amount of the updating factor is always significantly less than the actual healthcare inflation factor because the Medicare program includes a "budget neutrality" factor for the overall Medicare program. Thus, the hospital does not receive full reimbursement for its cost for outpatient services. The University of Miami Hospital and Clinics is a cancer specialty hospital and, as such, is cost based reimbursed for both inpatient and outpatient services. For inpatient services, the limit is the TEFRA target limit. The hospital, on occasion, exceeds the target rate and does not receive full cost reimbursement. The TEFRA target amount is updated by the Medicare program annually by the TEFRA updating factor. However, the amount of the TEFRA updating factor is always significantly less than the actual healthcare inflation factor because the Medicare program includes a "budget neutrality" factor for the overall Medicare program. For outpatient services, the limit is the payment to cost ratio (PCR). The PCR was established using a base year, which was 1996, at a rate of 85.5% of cost. The PCR for all exempt cancer centers was 92% through 12/31/16, and then 91% from 1/1/17 to 5/31/17; therefore, the hospital currently does not receive payment for a range of 8% to 9% of its outpatient cost.
Part III, Line 9b:	Note 3 of the financial statements reads in-part as follows: "the hospital provides care to patients who are financially unable to pay for the healthcare services they receive, and because the Hospital does not pursue collection of amounts determined to qualify as charity care, they are not reported in revenue."
Part VI, Line 2:	Needs assessment: The communities' healthcare needs are assessed by the organization in collaboration with the Miami-Dade County Public Health Trust (PHT).
Part VI, Line 3:	Patient education of eligibility for assistance: The organization informs and educates patients through public service announcements, advertising, and development activities. Further, patients are assisted with qualifying for Medicaid and other state programs.
Part VI, Line 4:	Community information: The community served by the organization is Miami-Dade County, Broward County, Collier County and the Palm Beaches, which are large urban areas. Since these South Florida counties have a large immigration population, many patients are uninsured, under-insured, or Medicaid recipients.
Part VI, Line 5:	Promotion of community health: (1) A majority of the Hospital's governing body is comprised of persons who reside in the Hospital's primary service area who are neither employees nor contractors of the Hospital, nor family members thereof. (2) The Hospital extends medical staff privileges to all qualified physicians in its community for some or all of its departments. (3) In order to improve patient care and access to the specialized healthcare services, the organization applies a significant portion of any surplus to capital budget for new technology, new medical equipment, building renovations, and other betterments & improvements.
Part VI, Line 6:	Affiliated health care system: The organization has an affiliation agreement with Miami-Dade County's Public Health Trust (PHT) to provide teaching physicians who supervise PHT's interns and residents at Jackson Memorial Hospital.
Part VI, Line 7:	State filing of community benefit report: Not applicable

Schedule H (Form 990) 2019

Additional Data

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Schedule I
(Form 990)

Department of the Treasury
Internal Revenue Service

Grants and Other Assistance to Organizations,
Governments and Individuals in the United States

Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet

Attach to Form 990.
lBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
University of Miami

Employer identification number
59-0624458

Part I

General Information on Grants and Assistance

Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................

Yes No

Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.

Part II

Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient

that received more than $5,000. Part II can be duplicated if additional space is needed.

(a) Name and address of organization or government	(b) EIN	(c) IRC section (if applicable)	(d) Amount of cash grant	(f) Method of valuation (book, FMV, appraisal, other)	(g) Description of noncash assistance	(h) Purpose of grant or assistance
(1) ALGYNOMICS INC PO BOX 2451 CHAPEL HILL,NC27514	20-3217603		98,944	N/A	N/A	RESEARCH
(2) AMERICAN HEART ASSOCIATION PO BOX 841750 DALLAS,TX75284	13-5613797	501(c)(3)	603,534	N/A	N/A	RESEARCH
(3) ARIZONA STATE UNIVERSITY PO BOX 876011 TEMPE,AZ85287	86-0196696	State of AZ	124,345	N/A	N/A	RESEARCH
(4) AUBURN UNIVERSITY 208 M WHITE SMITH HALL 381 MELL STREET AUBURN,AL36849	63-6000724	State of AL	25,718	N/A	N/A	RESEARCH
(5) BAYSTATE MEDICAL CENTER PO BOX 414168 BOSTON,MA02241	04-2790311	501(c)(3)	57,108	N/A	N/A	RESEARCH
(6) BENAROYA RESEARCH INSTITUTE 1201 NINTH AVE SEATTLE,WA98101	91-0653422	501(c)(3)	47,631	N/A	N/A	RESEARCH
(7) BERMUDA INSTITUTE OF OCEAN SCIENCES 15201 ROCKAWAY BLVD JAMAICA,NY11434	06-0706038	501(c)(3)	7,257	N/A	N/A	RESEARCH
(8) BOARD OF REGENTS OF THE UNIVERSITY OF WISCONSIN 1220 CAPITOL CT MADISON,WI53715	39-1805963	501(c)(3)	1,229,441	N/A	N/A	RESEARCH
(9) BOARD OF TRUSTEES OF THE LELAND STANFORD UNIVERSITY JUNIOR UNIV P O BOX 44253 SAN FRANCISCO,CA94144	94-1156365	501(c)(3)	286,838	N/A	N/A	RESEARCH
(10) BOSTON CHILDRENS HOSPITAL PO BOX 414413 BOSTON,MA02241	04-2774441	501(c)(3)	205,852	N/A	N/A	RESEARCH
(11) BRANDEIS UNIVERSITY PO BOX 549110 WALTHAM,MA02454	04-2103552	501(c)(3)	21,493	N/A	N/A	RESEARCH
(12) BROWN UNIVERSITY BOX 1911 PROVIDENCE,RI02912	05-0258809	501(c)(3)	143,330	N/A	N/A	RESEARCH
(13) CANCER RESEARCH AND BIOSTATISTICS 1730 MINOR AVENUE SUITE 1900 SEATTLE,WA98101	91-1828539	501(c)(3)	46,174	N/A	N/A	RESEARCH
(14) CASE WESTERN RESERVE UNIVERSITY 10900 EUCLID AVENUE CLEVELAND,OH44106	34-1018992	501(c)(3)	651,209	N/A	N/A	RESEARCH
(15) CENTER FOR HAITIAN STUDIES INC 8260 NE 2ND AVENUE MIAMI,FL33138	65-0136723	501(c)(3)	51,456	N/A	N/A	RESEARCH
(16) CHILDRENS HOSP OF PHILADELPHIA PO BOX 8500 LOCKBOX 1457 PHILADELPHIA,PA19178	23-1352166	501(c)(3)	13,293	N/A	N/A	RESEARCH
(17) COLORADO STATE UNIVERSITY 2002 CAMPUS DELIVERY FORT COLLINS,CO80523	84-6000545	State of CO	129,583	N/A	N/A	RESEARCH
(18) COLUMBIA UNIVERSITY PO BOX 29789 NEW YORK,NY10087	13-5598093	501(c)(3)	3,120,423	N/A	N/A	RESEARCH
(19) CONCEPT HEALTH SYSTEMS INC 162 NE 49TH ST MIAMI,FL33137	23-7063810	501(c)(3)	29,765	N/A	N/A	RESEARCH
(20) CONSOLIDATED SAFETY SERVICES 10301 DEMOCRACY LANE STE 300 FAIRFAX,VA22030	54-1480935		30,528	N/A	N/A	RESEARCH
(21) CORNELL UNIVERSITY PO BOX 22 ITHACA,NY14851	15-0532082	501(c)(3)	100,502	N/A	N/A	RESEARCH
(22) CRAIG HOSPITAL 3425 S CLARKSON STREET ENGLEWOOD,CO80113	84-0404233	501(c)(3)	122,642	N/A	N/A	RESEARCH
(23) CYSHI FIBROSIS RESEARCH INC 1731 EMBARCADERO ROAD SUITE 2 PALO ALTO,CA94303	51-0169988	501(c)(3)	25,000	N/A	N/A	RESEARCH
(24) DREXEL UNIVERSITY COLLEGE OF MEDICINE PO BOX 95000-1090 PHILADELPHIA,PA19195	23-1352630	501(c)(3)	83,269	N/A	N/A	RESEARCH
(25) DUKE UNIVERSITY PO BOX 602651 CHARLOTTE,NC28260	56-0532129	501(c)(3)	288,414	N/A	N/A	RESEARCH
(26) EMMUNE INC 130 SCRIPPS WAY JUPITER,FL33458	46-2445960		59,630	N/A	N/A	RESEARCH
(27) EMORY UNIVERSITY PO BOX 935084 ATLANTA,GA31193	58-0566256	501(c)(3)	571,076	N/A	N/A	RESEARCH
(28) FAAST 3333 W PENSACOLA ST STE 140 TALLAHASSEE,FL32304	59-3352342	501(c)(3)	156,410	N/A	N/A	RESEARCH
(29) FLORIDA ATLANTIC UNIVERSITY PO BOX 198660 ATLANTA,GA30384	65-0385507	State of FL	118,325	N/A	N/A	RESEARCH
(30) FLORIDA FISH AND WILDLIFE CONSERVATION COMMISSION PO BOX 6150 TALLALHASSEE,FL33701	59-3105845	State of FL	15,132	N/A	N/A	RESEARCH
(31) FLORIDA INTERNATIONAL UNIVERSITY 11200 SW 8TH STREET MIAMI,FL33199	65-0177616	State of FL	456,583	N/A	N/A	RESEARCH
(32) FLORIDA KEYS AHEC INC 5800 OVERSEAS HIGHWAY SUITE 38 MARATHON,FL33050	65-0183810	501(c)(3)	595,339	N/A	N/A	RESEARCH
(33) FLORIDA REHAB PROFESSIONALS 401 MIRACLE MILE SUITE 403 CORAL GABLES,FL33134	45-0601954		127,935	N/A	N/A	RESEARCH
(34) FLORIDA STATE UNIVERSITY 874 TRADITIONS WAY PO BOX 3064166 TALLAHASSEE,FL32306	59-1961248	State of FL	1,006,211	N/A	N/A	RESEARCH
(35) FROST MUSEUM OF SCIENCE INC 1101 BISCAYNE BLVD MIAMI,FL33132	59-0854960	501(c)(3)	117,517	N/A	N/A	RESEARCH
(36) GATEWAY COMMUNITY SERVICES 555 STOCKTON STREET JACKSONVILLE,FL32204	59-1881828	501(c)(3)	240,344	N/A	N/A	RESEARCH
(37) GEORGE MASON UNIVERSITY 4400 UNIVERSITY DRIVE MSN 4C6 FAIRFAX,VA22030	54-0836354	State of VA	28,649	N/A	N/A	RESEARCH
(38) GEORGIA TECH RESEARCH CORP PO BOX 100117 ATLANTA,GA30384	58-0603146	501(c)(3)	294,940	N/A	N/A	RESEARCH
(39) H LEE MOFFITT CANCER CNTR & R PO BOX 742801 ATLANTA,GA30374	59-3238634	501(c)(3)	791,617	N/A	N/A	RESEARCH
(40) HARVARD UNIVERSITY PO BOX 415649 BOSTON,MA02241	04-2103580	501(c)(3)	7,198	N/A	N/A	RESEARCH
(41) HEALTH CHOICE NETWORK INC 9064 NW 13 TERRACE DORAL,FL33172	65-0504316	501(c)(3)	250,020	N/A	N/A	RESEARCH
(42) HENRY FORD HEALTH SYSTEM 1 FORD PL 5E DETROIT,MI48202	38-1357020	501(c)(3)	110,653	N/A	N/A	RESEARCH
(43) HJR REEFSCAPING PO BOX 1126 HORMIGUEROS,PR00660	66-0704731		105,744	N/A	N/A	RESEARCH
(44) ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 1 GUSTAVE L LEVY PL NEW YORK,NY10029	13-6171197	501(c)(3)	9,716	N/A	N/A	RESEARCH
(45) INDIANA UNIVERSITY -RESEARCH PO BOX 78000 DETROIT,MI48278	35-6001673	State of IN	127,381	N/A	N/A	RESEARCH
(46) INTERNATIONAL AIDS VACCINE INITIATIVE INC 125 BROAD STREET 9TH FLOOR NEW YORK,NY10004	13-3870223	501(c)(3)	355,752	N/A	N/A	RESEARCH
(47) J CRAIG VENTER INSTITUTE 4120 CAPRICORN LANE LA JOLLA,CA92037	52-1842938	501(c)(3)	312,327	N/A	N/A	RESEARCH
(48) JESSIE TRICE COMMUNITY HEALTH 5607 NW 27TH AVE STE 1 MIAMI,FL33142	59-1235617	501(c)(3)	55,565	N/A	N/A	RESEARCH
(49) JOHNS HOPKINS UNIVERSITY 12529 COLLECTIONS CENTER DR CHICAGO,IL60693	52-0595110	501(c)(3)	152,101	N/A	N/A	RESEARCH
(50) KUMC RESEARCH INSTITUTE INC 3901 RAINBOW BLVD MAIL STOP 1039 KANSAS CITY,KS66160	48-1108830	501(c)(3)	29,801	N/A	N/A	RESEARCH
(51) LA JOLLA INSTITUTE FOR ALLERGY 9420 ATHENA CIR LA JOLLA,CA92037	33-0328688	501(c)(3)	9,228	N/A	N/A	RESEARCH
(52) LIBERTY KIDS INC 50 NE 128TH ST MIAMI,FL33161	20-5019202		5,245	N/A	N/A	RESEARCH
(53) LOS ANGELES BIOMEDICAL RESEARCH 1124 W CARSON ST J-3 TORRANCE,CA90502	95-2138184	501(c)(3)	99,456	N/A	N/A	RESEARCH
(54) MASS GENERAL HOSPITAL CORP PO BOX 3829 BOSTON,MA02241	04-2697983	501(c)(3)	97,375	N/A	N/A	RESEARCH
(55) MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVE CAMBRIDGE,MA02139	04-2103594	501(c)(3)	96,884	N/A	N/A	RESEARCH
(56) MAYO CLINIC PO BOX 860334 MINNEAPOLIS,MN55486	41-6011702	501(c)(3)	6,905	N/A	N/A	RESEARCH
(57) MAYO CLINIC JACKSONVILLE PO BOX 4006 ROCHESTER,MN55903	59-3337028	501(c)(3)	43,967	N/A	N/A	RESEARCH
(58) MCLEAN HOSPITAL PO BOX 3951 BOSTON,MA02241	04-2697981	501(c)(3)	249,851	N/A	N/A	RESEARCH
(59) MEDICAL UNIV OF SOUTH CAROLINA 19 HAGOOD AVE STE 606 MSC 805 CHARLESTON,SC29425	57-6000722	State of SC	24,276	N/A	N/A	RESEARCH
(60) MEDSTAR HEALTH RESEARCH INSTITUTE PO BOX 418223 BOSTON,MA02241	52-6056274	501(c)(3)	61,757	N/A	N/A	RESEARCH
(61) MER CONSULTANTS LLC 5521 SE NASSAU TER STUART,FL34997	37-1692116		127,355	N/A	N/A	RESEARCH
(62) MIAMI DADE AHEC 1200 NW 78TH AVENUE SUITE 209 MIAMI,FL33126	65-0009277	501(c)(3)	619,650	N/A	N/A	RESEARCH
(63) MIAMI DADE COLLEGE 11011 SW 104 STREET MIAMI,FL33176	59-1210485	State of FL	22,872	N/A	N/A	RESEARCH
(64) MIAMI-DADE COUNTY HEALTH DEPT 8175 NW 12TH STREET SUITE 306 MIAMI,FL33126	59-3502843	M. Dade County	6,013	N/A	N/A	RESEARCH
(65) MONTEREY BAY AQUARIUM RESEARCH 7700 SANDHOLDT RD MOSS LAND,CA95039	77-0150058	501(c)(3)	15,767	N/A	N/A	RESEARCH
(66) MOUNT SINAI MEDICAL CENTER 4300 ALTON RD MIAMI BEACH,FL33140	59-0624424	501(c)(3)	9,202	N/A	N/A	RESEARCH
(67) NATIONAL JEWISH HEALTH PO BOX 17379 DENVER,CO80217	74-2044647	501(c)(3)	23,537	N/A	N/A	RESEARCH
(68) NAVAL RESEARCH LABORATORY 4555 OVERLOOK AVE SW BLDG222 RM217 WASHINGTON,DC20375	31-1575142	US Govt	832,087	N/A	N/A	RESEARCH
(69) NEW JERSEY INSTITUTE OF TECHNOLOGY PO BOX 18110 NEWARK,NJ07191	22-6000910	State of NJ	41,334	N/A	N/A	RESEARCH
(70) NORTH CAROLINA AGRICULTURAL & TECHNICAL ST UNIVERSITY 1601 E MARKET ST GREENSBORO,NC27411	56-6000007	State of NC	88,741	N/A	N/A	RESEARCH
(71) NORTH CAROLINA STATE UNIVERSITY CAMPUS BOX 7533 RALEIGH,NC27695	56-6000756	State of NC	231,281	N/A	N/A	RESEARCH
(72) NORTHWESTERN UNIVERSITY 2205 TECH DR RM 2-150 EVANSTON,IL60208	36-2167817	501(c)(3)	86,178	N/A	N/A	RESEARCH
(73) NOVA SOUTHEASTERN UNIVERSITY 3321 COLLEGE AVE STE 490 DAVIE,FL33314	59-1083502	501(c)(3)	1,132,946	N/A	N/A	RESEARCH
(74) OREGON STATE UNIVERISITY 312 KERR ADMINISTRATION BLD CORVALLIS,OR97331	61-1730890	State of OR	156,696	N/A	N/A	RESEARCH
(75) OUNCE OF PREVENTION FUND 33 W MONROE SUITE 2400 CHICAGO,IL60603	36-3186328	501(c)(3)	23,427	N/A	N/A	RESEARCH
(76) PALO ALTO RESEARCH CENTER INC 3333 COYOTE HILL ROAD PALO ALTO,CA94304	06-1568182		443,989	N/A	N/A	RESEARCH
(77) PENNSYLVANIA STATE UNIVERSITY 227 W BEARVER AVE STE 401 STATE COLLEGE,PA16801	24-6000376	State of PA	137,844	N/A	N/A	RESEARCH
(78) PRINCETON UNIVERSITY 701 CARNEGIE CTR STE 443 PRINCETON,NJ08540	21-0634501	501(c)(3)	28,454	N/A	N/A	RESEARCH
(79) REAL PREVENTION LLC 130 PEARL BROOK DR CLIFTON,NJ07013	46-2906812		24,248	N/A	N/A	RESEARCH
(80) REGENTS OF THE UNIV OF CALIFORNIA LOS ANGELES BOX 957089 1125 MURPHY HALL LOS ANGELES,CA90095	95-6006142	State of CA	411,921	N/A	N/A	RESEARCH
(81) REGENTS OF THE UNIV OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE MC0672 LA JOLLA,CA92093	95-6006144	State of CA	322,345	N/A	N/A	RESEARCH
(82) REGENTS OF THE UNIVERSITY OF CALIFORNIA 120 THEORY STE 200 IRVINE,CA92697	94-3067788	501(c)(3)	661,788	N/A	N/A	RESEARCH
(83) REGENTS OF UNIV OF COLORADO PO BOX 910220 DENVER,CO80291	84-6000555	State of CO	61,425	N/A	N/A	RESEARCH
(84) REMOTE MEASUREMENTS AND RESEARCH 214 EUCLID AVE SEATTLE,WA98122	26-0728644		18,257	N/A	N/A	RESEARCH
(85) RESEARCH FOUNDATION FOR STATE UNIV OF NY PO BOX 9 ALBANY,NY12201	14-1368361	501(c)(3)	340,415	N/A	N/A	RESEARCH
(86) RUSH UNIVERSITY 1700 W VAN BUREN ST STE 277 CHICAGO,IL60612	36-2174823	501(c)(3)	26,367	N/A	N/A	RESEARCH
(87) SAN JOSE STATE UNIVERSITY 210 N FOURTH STREET 4TH FLOOR SAN JOSE,CA95112	94-6017638	501(c)(3)	2,817,231	N/A	N/A	RESEARCH
(88) SANFORD BURNHAM PREBYS 10901 NORTH TORREY PINES RD LA JOLLA,CA92307	51-0197108	501(c)(3)	29,283	N/A	N/A	RESEARCH
(89) SCHOOL BOARD MIAMI DADE COUNTY 1450 NE 2ND AVE STE 615 MIAMI,FL33132	59-6000572	M. Dade County	93,591	N/A	N/A	RESEARCH
(90) SCRIPPS RESEARCH INSTITUTE 10550 N TORREY PINES RD LA JOLLA,CA92037	33-0435954	501(c)(3)	404,083	N/A	N/A	RESEARCH
(91) SIEMENS MEDICAL SOLUTIONS USA PO BOX 223692 PITTSBURGH,PA15251	94-2784998		342,989	N/A	N/A	RESEARCH
(92) SOUTH FLORIDA VA FOUNDATION FOR RESEARCH & EDUCATION 1201 NW 16TH ST ROOM D806 MIAMI,FL33125	65-0207903	501(c)(3)	73,004	N/A	N/A	RESEARCH
(93) SPECTRUM PROGRAMS INC 6100 BLUE LAGOON DRIVE SUITE 400 MIAMI,FL33126	59-1415981	501(c)(3)	115,143	N/A	N/A	RESEARCH
(94) SPEECH PATHOLOGY AND EDUCATIONAL CENTER INC 8510 SW 8TH ST MIAMI,FL33144	65-0303523		195,905	N/A	N/A	RESEARCH
(95) SRI INTERNATIONAL PO BOX 2767 MENLO PARK,CA94025	94-1160950	501(c)(3)	23,392	N/A	N/A	RESEARCH
(96) ST JUDE CHILDRENS RESEARCH HOSPITAL P O BOX 1000 DEPT 949 MEMPHIS,TN38148	62-0646012	501(c)(3)	13,658	N/A	N/A	RESEARCH
(97) TEXAS A&M UNIVERSITY 400 HARVEY MITCHELL PARKWAY S 300 COLLEGE STA,TX77845	74-2907553	State of TX	86,739	N/A	N/A	RESEARCH
(98) TEXAS A&M UNIVERSITY CORPUS CHRISTI 6300 OCEAN DRIVE CORPUS CHRIST,TX78412	74-1760663	State of TX	109,123	N/A	N/A	RESEARCH
(99) THE REGENTS OF THE UNIV OF CA SAN FRANCISCO 9500 GILMAN DRIVE MC0009 LA JOLLA,CA92093	94-6036493	State of CA	344,812	N/A	N/A	RESEARCH
(100) THE REGENTS OF THE UNIV OF CALIFORNIA SANTA BARBARA SAASB BUILDING ROOM 1212 SANTA BARBARA,CA93106	95-6006145	State of CA	120,625	N/A	N/A	RESEARCH
(101) THE REGENTS OF U OF MICHIGAN PO BOX 223131 PITTSBURGH,PA15251	38-6006309	501(c)(3)	11,452	N/A	N/A	RESEARCH
(102) THE REGENTS OF UC P O BOX 989062 W SACRAMENTO,CA95798	94-6036494	State of CA	34,667	N/A	N/A	RESEARCH
(103) THE REGENTS UNIVERSITY OF CAL LOS ANGELES PO BOX 957089 1125 MURPHY HALL LOS ANGELES,CA90095	95-6006143	State of CA	24,275	N/A	N/A	RESEARCH
(104) THE UNIVERSITY OF ALABAMA AT BIRMINGHAM 1720 2ND AVENUE SOUTH NEPHROLOGY 638C BIRMINGHAM,AL35294	63-6005396	State of AL	35,277	N/A	N/A	RESEARCH
(105) THE UNIVERSITY OF NEBRASKA MEDICAL CENTER 985045 NEBRASKA MEDICAL CENTER OMAHA,NE68198	47-0049123	501(c)(3)	29,188	N/A	N/A	RESEARCH
(106) THE VILLAGE 169 E FLAGLER ST STE 1300 MIAMI,FL33131	59-1452736	501(c)(3)	6,921	N/A	N/A	RESEARCH
(107) THERAPY AND LEARNING CORP PO BOX 565142 MIAMI,FL33256	83-0471851		22,730	N/A	N/A	RESEARCH
(108) TRANSLATIONAL GENOMICS RESEARCH 445 NORTH FIFTH STREET SUITE 600 PHOENIX,AZ85004	75-3065445	501(c)(3)	174,338	N/A	N/A	RESEARCH
(109) TULANE UNIVERSITY 800 E COMMERCE RD STE 203 HARAHAN,LA70123	72-0423889	501(c)(3)	278,008	N/A	N/A	RESEARCH
(110) UNIV OF LOUISIANA AT LAFAYETTE PO BOX 42570 LAFAYETTE,LA70504	72-6000820	State of LA	370,380	N/A	N/A	RESEARCH
(111) UNIV OF PUERTO RICO PO BOX 365067 SAN JUAN,PR00936	66-0433762	Gov't of PR	23,980	N/A	N/A	RESEARCH
(112) UNIV OF TEXAS S WESTERN MEDICAL CENTER 5323 HARRY HINES BLVD DALLAS,TX75390	75-6002868	State of TX	6,286	N/A	N/A	RESEARCH
(113) UNIVERSIDAD CENTRAL DEL CARIBE INC PO BOX 60327 BAYAMON,PR00960	66-0349669	501(c)(3)	69,102	N/A	N/A	RESEARCH
(114) UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH P O BOX 3000 BOULDER,CO80307	84-0412668	501(c)(3)	179,150	N/A	N/A	RESEARCH
(115) UNIVERSITY OF ARIZONA 1303 E UNIVERSITY BLVD BOX 3 TUCSON,AZ85719	86-6004791	State of AZ	46,866	N/A	N/A	RESEARCH
(116) UNIVERSITY OF CENTRAL FLORIDA PO BOX 160118 ORLANDO,FL32816	59-2924021	State of FL	118,821	N/A	N/A	RESEARCH
(117) UNIVERSITY OF CINCINNATI PO BOX 932641 CLEVELAND,OH44193	31-6000989	State of OH	43,700	N/A	N/A	RESEARCH
(118) UNIVERSITY OF COLORADO DENVER 12850 E MONTVIEW BLVD AURORA,CO80045	84-6000555	State of CO	20,663	N/A	N/A	RESEARCH
(119) UNIVERSITY OF DELAWARE 116 STUDENT SERVICES BLDG NEWARK,DE19716	51-6000297	501(c)(3)	170,377	N/A	N/A	RESEARCH
(120) UNIVERSITY OF DENVER PO BOX 911811 DENVER,CO80291	84-6000555	State of CO	56,764	N/A	N/A	RESEARCH
(121) UNIVERSITY OF FLORIDA 123 GRINTER HALL PO BOX 113001 GAINESVILLE,FL32611	59-6002052	State of FL	618,322	N/A	N/A	RESEARCH
(122) UNIVERSITY OF HAWAII 2440 CAMPUS ROAD BOX 368 HONOLULU,HI96822	99-0085260	State of HI	44,881	N/A	N/A	RESEARCH
(123) UNIVERSITY OF HOUSTON PO BOX 988 HOUSTON,TX77001	74-6001399	State of TX	39,848	N/A	N/A	RESEARCH
(124) UNIVERSITY OF ILLINOIS LIBRARY 28395 NETWORK PLACE CHICAGO,IL60673	37-6000511	501(c)(3)	389,711	N/A	N/A	RESEARCH
(125) UNIVERSITY OF IOWA 118 S CLINTON ST IOWA CITY,IA52242	42-6004813	State of IA	158,473	N/A	N/A	RESEARCH
(126) UNIVERSITY OF KENTUCKY RESEARCH PO BOX 931113 CLEVELAND,OH44193	61-6033693	501(c)(3)	7,412	N/A	N/A	RESEARCH
(127) UNIVERSITY OF MARYLAND P O BOX 41428 BALTIMORE,MD21203	52-6002033	State of MD	7,418	N/A	N/A	RESEARCH
(128) UNIVERSITY OF MASSACHUSETTS 55 LAKE AVENUE NORTH WORCESTER,MA01655	04-3167352	State of MA	35,533	N/A	N/A	RESEARCH
(129) UNIVERSITY OF MINNESOTA PO BOX 1450 NW 5957 MINNEAPOLIS,MN55485	41-6007513	State of MN	290,225	N/A	N/A	RESEARCH
(130) UNIVERSITY OF NEBRASKA-LINCOLN WHITTIER ROOM 151J PO BOX 830861 LINCOLN,NE68583	47-0491233	State of NE	10,671	N/A	N/A	RESEARCH
(131) UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL PO BOX 402420 ATLANTA,GA30384	56-6001393	State of NC	312,228	N/A	N/A	RESEARCH
(132) UNIVERSITY OF NORTH TEXAS 1155 UNION CIR 305250 DENTON,TX76203	75-6002149	State of TX	707,114	N/A	N/A	RESEARCH
(133) UNIVERSITY OF PENNSYLVANIA PO BOX 785541 PHILADELPHIA,PA19178	23-1352685	501(c)(3)	302,307	N/A	N/A	RESEARCH
(134) UNIVERSITY OF PITTSBURGH PO BOX 7406 PITTSBURGH,PA15213	25-0965591	501(c)(3)	376,218	N/A	N/A	RESEARCH
(135) UNIVERSITY OF PUERTO RICO AT MAYAGUEZ CALL BOX 9000 MAYAGUEZ,PR00681	66-0433461	Gov't of PR	27,094	N/A	N/A	RESEARCH
(136) UNIVERSITY OF ROCHESTER 601 ELMWOOD AVE BOX 673 ROCHESTER,NY14642	16-0743209	501(c)(3)	46,549	N/A	N/A	RESEARCH
(137) UNIVERSITY OF SOUTH FLORIDA PO BOX 864568 ORLANDO,FL32886	59-2959590	501(c)(3)	526,340	N/A	N/A	RESEARCH
(138) UNIVERSITY OF SOUTHERN CALIFORNIA 3500 SOUTH FIGUEROA ST STE 102 LOS ANGELES,CA90089	95-1642394	501(c)(3)	41,963	N/A	N/A	RESEARCH
(139) UNIVERSITY OF TENNESSEE 62 S DUNLAP STE 300 MEMPHIS,TN38163	62-6001636	State of TN	9,973	N/A	N/A	RESEARCH
(140) UNIVERSITY OF TEXAS AT AUSTIN PO BOX 7159 AUSTIN,TX78713	74-6000203	State of TX	350,659	N/A	N/A	RESEARCH
(141) UNIVERSITY OF TEXAS AT DALLAS 800 W CAMPBELL RD AD37 RICHARDSON,TX75080	75-1305566	State of TX	161,246	N/A	N/A	RESEARCH
(142) UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER 7703 FLOYD CURL DR SAN ANTONIO,TX78229	74-1586031	State of TX	29,308	N/A	N/A	RESEARCH
(143) UNIVERSITY OF VIRGINIA PO BOX 400201 CHARLOTTESVILLE,VA22904	54-6001796	501(c)(3)	5,046	N/A	N/A	RESEARCH
(144) UNIVERSITY OF WASHINGTON 12455 COLLECTIONS DR CHICAGO,IL60693	91-6001537	State of WA	247,254	N/A	N/A	RESEARCH
(145) VANDERBILT UNIVERSITY MEDICAL PO BOX 121236 DALLAS,TX75312	62-0476822	501(c)(3)	232,295	N/A	N/A	RESEARCH
(146) VIRGINIA COMMONWEALTH UNIVERSITY PO BOX 980617 RICHMOND,VA23298	54-6001758	State of VA	9,037	N/A	N/A	RESEARCH
(147) VIRGINIA INSTITUTE OF MARINE P O BOX 1346 GLOUCESTER PT,VA23062	54-6001802		275,967	N/A	N/A	RESEARCH
(148) WATER MAPPING LLC 3010 CORAL STRIP PKWY GULF BREEZE,FL32563	47-3600220		84,500	N/A	N/A	RESEARCH
(149) WAYNE STATE UNIVERSITY PO BOX 02788 DETROIT,MI48202	38-6028429	State of MI	6,631	N/A	N/A	RESEARCH
(150) WEILL CORNELL MEDICAL COLLEGE 575 LEXINGTON AVE NEW YORK,NY10022	13-1623978	501(c)(3)	53,844	N/A	N/A	RESEARCH
(151) YALE UNIVERSITY PO BOX 1873 NEW HAVEN,CT06508	06-0646697	501(c)(3)	468,430	N/A	N/A	RESEARCH
(152) AMERICAN CANCER SOCIETY 3709 W JETTON AVE TAMPA,FL33629	52-2340031	501(c )4	53,000	N/A	N/A	GENERAL SUPPORT
(153) AMERICAN REAL ESTATE & URBAN PO BOX 3061110 TALLAHASSEE,FL32306	23-7119584	501(c )3	7,500	N/A	N/A	GENERAL SUPPORT
(154) AMERICAN RED CROSS PO BOX 37839 BOONE,IA50037	53-0196605	501(c )3	50,000	N/A	N/A	GENERAL SUPPORT
(155) AMERICAN SOCIETY FOR ENGINEERING PO BOX 222822 CHANTILLY,VA20153	37-0730118	501(c )3	25,000	N/A	N/A	GENERAL SUPPORT
(156) BROWARD COUNTY MEDICAL ASSOCIATION 5101 NW NW 21ST AVE STE 450 FT LAUDERDALE,FL33309	59-0834012	501(c )6	9,700	N/A	N/A	GENERAL SUPPORT
(157) CAMP KESEM NATIONAL 1300 MILLER DR CORALGABLES,FL33146	51-0454157	501(c )3	6,500	N/A	N/A	GENERAL SUPPORT
(158) CROHNS & COLITIS FDN OF AMERICA CCFA-FLORIDA CHAPTER BOCA RATON,FL33433	13-6193105	501(c )3	17,500	N/A	N/A	GENERAL SUPPORT
(159) EL HERALDO DE BROWARD INC PO BOX 70577 OAKLAND PARK,FL33307	59-2013604		10,000	N/A	N/A	GENERAL SUPPORT
(160) LEUKEMIA & LYMPHOMA SOCIETY 200 S PARK RD STE 140 HOLLYWOOD,FL33021	13-5644916	501(c )3	25,000	N/A	N/A	GENERAL SUPPORT
(161) NORTH CAROLINA STATE UNIV CAMPUS BOX 7533 RALEIGH,NC27695	56-6000756	State of NC	40,000	N/A	N/A	GENERAL SUPPORT
(162) PANCREATIC CANCER ACTION NETWORK 1500 ROSECRANS AVE MANHATTAN BCH,CA90266	33-0841281	501(c )3	10,000	N/A	N/A	GENERAL SUPPORT
(163) SHARSHERET INC 1086 TEANECK RD TEANECK,NJ07666	13-4198529	501(c )3	15,000	N/A	N/A	GENERAL SUPPORT
(164) SOCIETY FOR INTEGRATIVE ONCOLOGY 136 EVERETT ROAD ALBANY,NY12205	33-1071221	501(c )3	10,000	N/A	N/A	GENERAL SUPPORT
(165) SUSAN G KOMEN MIAMI FT LAUDERDALE 1333 S UNIVERSITY DR STE 206 PLANTATION,FL33324	75-2844638	501(c )3	42,000	N/A	N/A	GENERAL SUPPORT
(166) THE ALS RECOVERY FUND ONE GROVE ISLE DRIVE UNIT 1602 COCONUT GROVE,FL33133	65-0265802	501(c )3	10,000	N/A	N/A	GENERAL SUPPORT
(167) THE BUONICONTI FUND TO CURE PARALYSIS 1095 NW 14TH TERRACE MIAMI,FL33136	65-0244316	501(c )3	8,500	N/A	N/A	GENERAL SUPPORT

Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image

149

Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50055P

Schedule I (Form 990) 2019

Page 2

Part III

Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance	(b) Number of recipients	(c) Amount of cash grant	(d) Amount of noncash assistance	(e) Method of valuation (book, FMV, appraisal, other)	(f) Description of noncash assistance

(1) Scholarships for tuition housing meals and books	13492	414,638,608	N/A	N/A
(2) Grants and Other Assistance - Research	2	20,050	N/A	N/A
(2)
(3)
(4)
(5)
(6)
(7)

Part IV

Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.

Return Reference

Explanation

Part I, Line 2:

Procedure for Monitoring Grants: Grants to organizations and individuals awarded for the purpose of conducting research are monitored as follows: Subcontracts are issued with a defined scope of work and a budget and include other terms and conditions such as frequency of required reporting. The faculty member at the University of Miami responsible for the grant monitors the scientific progress via site visits, correspondence, reports, etc. Invoices submitted for payments by the outside organization or by an individual are approved by the University of Miami Faculty member responsible for the grant.

Schedule I, Part III:

Assistance to the University students in the form of scholarships are awarded for the purpose of aiding with the cost of attending the University (i.e., for tuition, housing and meals). Scholarships are based on need and academic achievement. Total scholarships, grants and loans cannot exceed the total cost of attendance. The University publishes criteria for the eligibility requirements needed to award a scholarship. The amount of aid awarded is based on a need analysis formula developed by the federal government and includes verification of the information submitted by the student.

Schedule I (Form 990) 2019

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Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet

Attach to Form 990.
SchJMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

University of Miami

Employer identification number

59-0624458

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........

Yes

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ..

Yes

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? .............

Yes

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ....................

Any related organization? .......................

If "Yes," on line 5a or 5b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ..................

Yes

Any related organization? ......................

If "Yes," on line 6a or 6b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Yes

Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................

If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2019

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation in column (B) reported as deferred on prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)
1Marc Buoniconti Trustee/Senior Director	(i) (ii)	174,366 ------------- 0	0 ------------- 0	138 ------------- 0	2,917 ------------- 0	694 ------------- 0	178,115 ------------- 0	0 ------------- 0
2Julio Frenk President	(i) (ii)	1,123,370 ------------- 0	150,000 ------------- 0	72,241 ------------- 0	19,988 ------------- 0	256,501 ------------- 0	1,622,100 ------------- 0	0 ------------- 0
3Thomas J LeBlanc Executive VP & Provost	(i) (ii)	765,657 ------------- 0	100,000 ------------- 0	82,351 ------------- 0	29,150 ------------- 0	20,900 ------------- 0	998,058 ------------- 0	0 ------------- 0
4Joseph T Natoli Sr VP Business & Finance and CFO	(i) (ii)	989,337 ------------- 0	500,000 ------------- 0	1,165,024 ------------- 0	26,500 ------------- 0	21,416 ------------- 0	2,702,277 ------------- 0	0 ------------- 0
5Aileen M Ugalde Secretary of the University	(i) (ii)	569,786 ------------- 0	0 ------------- 0	48,001 ------------- 0	31,683 ------------- 0	23,964 ------------- 0	673,434 ------------- 0	0 ------------- 0
6Steven Mark Altschuler Sr. VP & CEO of Uhealth	(i) (ii)	1,096,151 ------------- 0	458,333 ------------- 0	161,711 ------------- 0	0 ------------- 0	20,284 ------------- 0	1,736,479 ------------- 0	0 ------------- 0
7Nestor de la Cruz-Munoz Associate Professor Dept of Surgery	(i) (ii)	902,717 ------------- 0	419,839 ------------- 0	462,121 ------------- 0	26,500 ------------- 0	16,685 ------------- 0	1,827,862 ------------- 0	0 ------------- 0
8Lee D Kaplan Professor, Orthopaedics	(i) (ii)	667,924 ------------- 0	296,005 ------------- 0	527,777 ------------- 0	26,500 ------------- 0	23,088 ------------- 0	1,541,294 ------------- 0	0 ------------- 0
9James J Larranaga Head Coach, Basketball	(i) (ii)	245,875 ------------- 0	120,000 ------------- 0	1,638,209 ------------- 0	26,500 ------------- 0	16,936 ------------- 0	2,047,520 ------------- 0	0 ------------- 0
10Dipen J Parekh Professor, Urology	(i) (ii)	857,223 ------------- 0	146,250 ------------- 0	255,353 ------------- 0	26,500 ------------- 0	20,549 ------------- 0	1,305,875 ------------- 0	0 ------------- 0
11Mark Richt Head Coach, Football	(i) (ii)	244,407 ------------- 0	0 ------------- 0	3,792,586 ------------- 0	0 ------------- 0	21,068 ------------- 0	4,058,061 ------------- 0	0 ------------- 0
12Richard Ballard CEO, UMHC (former)	(i) (ii)	429,855 ------------- 0	88,368 ------------- 0	36,171 ------------- 0	26,500 ------------- 0	21,504 ------------- 0	602,398 ------------- 0	0 ------------- 0
13Steven Falcone Chief Exec, UHealth Clinic (fmr)	(i) (ii)	563,759 ------------- 0	122,265 ------------- 0	173,852 ------------- 0	29,150 ------------- 0	22,377 ------------- 0	911,403 ------------- 0	0 ------------- 0
14Michael Gittelman CEO, ABLEH (former)	(i) (ii)	390,494 ------------- 0	78,367 ------------- 0	70,111 ------------- 0	26,500 ------------- 0	19,737 ------------- 0	585,209 ------------- 0	0 ------------- 0
15Alan S Livingstone MD Chief Exec, UHealth Clinic (fmr)	(i) (ii)	789,071 ------------- 0	58,331 ------------- 0	75,657 ------------- 0	29,150 ------------- 0	19,369 ------------- 0	971,578 ------------- 0	0 ------------- 0
16Donna E Shalala President (former)	(i) (ii)	0 ------------- 0	0 ------------- 0	739,806 ------------- 0	7,590 ------------- 0	311 ------------- 0	747,707 ------------- 0	0 ------------- 0
17John Sory Chief Exec,UHealth Rgnl Alliance(fmr	(i) (ii)	456,645 ------------- 0	73,915 ------------- 0	138 ------------- 0	26,500 ------------- 0	20,746 ------------- 0	577,944 ------------- 0	0 ------------- 0

Schedule J (Form 990) 2019

Page 3

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

Return Reference	Explanation
Part I, Line 1a	First Class Travel: First class travel was provided to President Julio Frenk, Steven Altschuler, and James J. Larranaga. The amounts were not included in taxable income. House and Household Assistance: A house and household assistance is provided to the President Julio Frenk at the convenience of the employer as a condition of employment. Certain amounts were included in taxable income for President Julio Frenk. Club Dues: Club dues were provided for Thomas J. Leblanc, Julio Frenk, James J. Larranaga, and Mark Richt. The amounts were included in taxable income. Social Club Dues: Social club dues were provided for Julio Frenk. The amounts were not included in taxable income. Tax Gross-Up Payments: Tax Gross-Up Payments were provided to President Julio Frenk. Part I, Question 4a, Severance Payments: Severance payments were provided to Donna E. Shalala of $666,000; Joseph T. Natoli of $1,000,000.
Part I, Line 6	Hospital & Clinic may provide incentives to certain officers, and highly compensated individuals. Incentive payment are based on productivity / efficiency measures, as well as certain financial targets.
Part I, Line 7	Certain officers received sign-on bonuses, and one time payments for assuming duties outside of their job requirements / description

Schedule J (Form 990) 2019

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Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax-Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet

Attach to Form 990.
SchKMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
University of Miami

Employer identification number
59-0624458

Part Ⅰ

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	Miami-Dade Co Educ Fac Authority	59-6000573	59333AFW6	04-26-2007	473,302,568	See Schedule K, Part VI	X			X		X
B	Miami-Dade Co Educ Fac Authority	59-6000573	59333ALR0	12-12-2012	106,138,985	See Schedule K, Part VI		X		X		X
C	Miami-Dade Co Educ Fac Authority	59-6000573	59333AMB4	10-07-2015	432,889,335	See Schedule K, Part VI		X		X		X

Part Ⅱ

Proceeds

	A		B		C		D
	1 Amount of bonds retired ..................	79,995,000
2 Amount of bonds legally defeased ..............	155,070,000
3 Total proceeds of issue ..................	480,088,974		106,148,878		433,409,770
4 Gross proceeds in reserve funds .............
5 Capitalized interest from proceeds .............	17,381,191		1,362,336		9,393,455
6 Proceeds in refunding escrows ...............	303,488,136				221,307,671
7 Issuance costs from proceeds ...............	3,097,405		929,658		2,151,674
8 Credit enhancement from proceeds .............	3,351,958
9 Working capital expenditures from proceeds .............			25,082,031
10 Capital expenditures from proceeds .............	152,770,285		78,681,201		171,609,748
11 Other spent proceeds .............
12 Other unspent proceeds .............			93,652		28,947,222
13 Year of substantial completion .............	2009		2014		2017
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue of tax-exempt bonds (or, if issued prior to 2018, a current refunding issue)? ........
15 Were the bonds issued as part of an advance refunding issue of taxable bonds (or, if issued prior to 2018, an advance refunding issue)? ........
16 Has the final allocation of proceeds been made? ..........	X			X		X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? ..................	X		X		X

Part Ⅲ

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............		X		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ...............	X		X		X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2019

Page 2

Part Ⅲ

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? .............	X		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?	X		X		X
c Are there any research agreements that may result in private business use of bond-financed property? .............	X		X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?	X		X		X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....	0.280 %		0.100 %		0.580 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government .........	0.660 %
6 Total of lines 4 and 5 .............	0.940 %		0.100 %		0.580 %
7 Does the bond issue meet the private security or payment test? ...		X		X		X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............		X		X		X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? ........	X		X		X

Part Ⅳ

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...	X			X		X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......			X		X
b Exception to rebate? ........				X		X
c No rebate due? .........			X		X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate computation was performed ......
3 Is the bond issue a variable rate issue? .....		X		X		X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X		X
b Name of provider ..........
c Term of hedge .........
d Was the hedge superintegrated? ......
e Was the hedge terminated? ........

Schedule K (Form 990) 2019

Page 3

Part Ⅳ

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?	X			X		X
b Name of provider ..........	Bayerische Landesbank
c Term of GIC .........	210.0000000000 %
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........	X
6 Were any gross proceeds invested beyond an available temporary period?	X		X		X
7 Has the organization established written procedures to monitor the requirements of section 148? ...	X		X		X

Part Ⅴ

Procedures To Undertake Corrective Action

---------------------------------------------------------------------------------------------------------------	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X		X

Part Ⅵ

Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).

Return Reference

Explanation

Schedule K, Part I - Line A, Column F:

Acquire, construct, equip and renovate University facilities and refunding of prior issues: Series 1993- Issue Date January 5, 1994; Series 1996A- Issue Date March 13, 1996; Series 1996B - Issue Date October 1, 1996; Series 1997A - Issue Date January 10, 1997; Series 1997B - Issue Date April 1, 1997; Series 2000A - Issue Date December 7, 1999; Series 2000B - Issue Date February 3, 2000; Series 2004A - Issue Date January 16, 2004. Schedule K, Part I - Line B, Column F: Finance or refinance the acquisition, construction, renovation and equipping of University facilities. Schedule K, Part I - Line C, Column F: Finance or refinance the costs of the acquisition, construction, renovation and equipping of University facilities and refunding of prior issues: Series 2007A - Issue date April 26, 2007 Series 2008A - Issue date May 8, 2008 Schedule K, Part I - Line C, Column C: CUSIP #59333AMB4,59333AMA6 Schedule K, Part II - Line 3, Column A: Variance of $6,786,406 when compared to Part I - Line A, Column (e) is due primarily to interest earnings. Schedule K, Part II - Line 3, Column B: Variance of $9,893 when compared to Part I - Line B, Column (e) is due primarily to interest earnings and unspent issuance cost. Schedule K, Part II - Line 3, Column C: Variance of $520,436 when compared to Part I - Line C, Column (e) is due primarily to interest earnings. Schedule K, Part III - Line 7, Column A, B, & C: Analysis of the private security and payment test results that the bond issues do not meet the test. Schedule K, Part IV - Line 1, Column A: Form 8038-T filed on 6/28/2016 for the Series 2007. Schedule K, Part IV - Line 2c, Column B and C: Rebate computation date of 5/31/17. In addition, no rebate due and no filing required on the 2012A and 2015A series.

Schedule K (Form 990) 2019

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Schedule L
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Transactions with Interested Persons

Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet

Attach to Form 990 or Form 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

University of Miami

Employer identification number

59-0624458

Part I

Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.

1(a) Name of disqualified person	(c) Description of transaction	(d) Corrected?
1(a) Name of disqualified person	(c) Description of transaction	Yes	No

Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image

Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image

Part II

Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22

(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	(d) Loan to or from the organization?		(e) Original principal amount	(f) Balance due	(g) In default?		(h) Approved by board or committee?		(i) Written agreement?
(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	To	From	(e) Original principal amount	(f) Balance due	Yes	No	Yes	No	Yes	No






Total ............... $

Part III

Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested person	(c) Amount of assistance	(d) Type of assistance	(e) Purpose of assistance
(1)	75,924	Disct Tuition	Tuition Asst
(2)	23,000	Scholarship	Educ Assist
(3)	7,600	Stipend	Educ Assist

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50056A

Schedule L (Form 990 or 990-EZ) 2019

Page 2

Part IV

Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of transaction	(d) Description of transaction	(e) Sharing of organization's revenues?
(a) Name of interested person		(c) Amount of transaction	(d) Description of transaction	Yes	No
(1) Rosemarie Ugalde	See Part V	126,072	See Part V		No
(2) Susan Dandes	See Part V	110,800	See Part V		No
(3) Eric Winter	See Part V	106,614	See Part V		No
(4) Gino DiMare	See Part V	162,247	See Part V		No
(5) Ryan Dandes	See Part V	65,675	See Part V		No
(6) Jeanette Gonzalez-Calles	See Part V	23,897	See Part V		No
(7) George Williamson III	See Part V	32,500	See Part V		No
(8) Marc Buoniconti	See Part V	175,000	See Part V		No
(9) Felicia Knaul	See Part V	361,889	See Part V		No
(10) Carolyn Rubenstein	See Part V	21,007	See Part V		No
(11) Brian Leblanc	See Part V	65,000	See Part V		No

Part V

Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).

Return Reference	Explanation
Schedule L, Part IV - Lines 2-10 Col B	Family member of trustee.
Schedule L, Part IV - Lines 1,9,11 Col B	Family member of officer.
Schedule L, Part IV - Lines 1-11, Col D	Family member employment.

Schedule L (Form 990 or 990-EZ) 2019

Additional Data

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SCHEDULE M
(Form 990)

Department of the Treasury

Internal Revenue Service

Noncash Contributions

Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image

Attach to Form 990.
Right pointing arrow large image

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

University of Miami

Employer identification number

59-0624458

Part I

Types of Property

	(a) Check if applicable	(b) Number of contributions or items contributed	(c) Noncash contribution amounts reported on Form 990, Part VIII, line 1g	(d) Method of determining noncash contribution amounts
1 Art—Works of art ....	X	836	2,393,365	Fair Market Value
2 Art—Historical treasures .
3 Art—Fractional interests ..
4 Books and publications ..
5 Clothing and household goods .......
6 Cars and other vehicles ..
7 Boats and planes ....
8 Intellectual property ...
9 Securities—Publicly traded .	X	199	8,828,419	Fair Market Value
10 Securities—Closely held stock .
11 Securities—Partnership, LLC, or trust interests ....
12 Securities—Miscellaneous ..
13 Qualified conservation contribution—Historic structures .....
14 Qualified conservation contribution—Other ...
15 Real estate—Residential .
16 Real estate—Commercial ..
17 Real estate—Other ...
18 Collectibles .....
19 Food inventory ...
20 Drugs and medical supplies .
21 Taxidermy ......
22 Historical artifacts ....
23 Scientific specimens ..
24 Archeological artifacts ...
25 Other ( Equipment )	X	4	39,311	Fair Market Value
26 Other ( Auction Items )	X	406	0	See Part II
27 Other ( )
28 Other ( )

Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement

Yes

30a

During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................

30a

If "Yes," describe the arrangement in Part II.

Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?

Yes

32a

Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash

contributions? ..........................

32a

Yes

If "Yes," describe in Part II.

If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II.

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 51227J

Schedule M (Form 990) (2019)

Page 2

Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.

Return Reference	Explanation
Part I, Line 32b:	Third Party or Related Organizations Utilized: The University utilizes external brokers to sell securities when the donated securities are not deemed to fit into the University's investment portfolio.
Part I, Line 33:	Items Included On Schedule M Not In Revenue: b. Part I, Line 26 - Auction items: Columns B and C include items donated for sale at fundraising event auctions (such as gift certificates, etc.) which are subsequently sold at fundraising event auctions but which are not included on form 990, Part VIII, Line 1(g).

Schedule M (Form 990) (2019)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

University of Miami

Employer identification number

59-0624458

Return Reference	Explanation
Form 990, Part VI, Section A, line 2	Family and Business Relationships: Stuart Miller - Trustee, and Steven Saiontz - Trustee - Business Relationship; Charles Cobb-Trustee, Jorge Perez - Trustee - Business Relationship; Phillip T. Frost - Trustee, Phillip T. George - Trustee - Business Relationship; Marc Buoniconti - Trustee, Nicolas Buoniconti - Trustee, Paul DiMare - Trustee, - Business Relationship; Marc Buoniconti - Trustee, Nicolas Buoniconti - Trustee - Family Relationship
Form 990, Part VI, Section B, line 11b	Board Review of Form 990: Process by which the governing body was provided a copy of form 990 prior to filing: Form 990 is prepared by the University's Office of the Controller and reviewed by KPMG, LLP. Due to schedule constraints of committee chairs and members, the meeting dates for the Audit and Compliance Committee fluctuate from year to year. The University provides Form 990 to the Committee prior to filing. If the Committee's meeting dates do not coincide with the availability of the return, it is provided to the Committee electronically with time provided for questions and comments. Subsequent to the Committee's review a copy of the final return is shared with all voting members of the Board prior to filing.
Form 990, Part VI, Section B, line 12c	Monitoring and Compliance with Conflict of Interest Policy: The Office of the Secretary of the Board of Trustees sends an annual conflict of interest questionnaire together with the policy adopted by the Board to all trustees, officers and key employees. Once replies are received, they are reviewed by the Vice President and Chief Compliance Officer and the Chair of The Conflict of Interest Sub-Committee. When apparent conflicts arise, the Sub-Committee reviews and makes recommendations to the Executive Committee for management or denial of the relationship or proposal creating the conflict.
Form 990, Part VI, Section B, line 15	Process for Review of Compensation of Officers and Key Employees: The Compensation Review Sub-Committee of the Executive Committee reviews a summary of proposed compensation and survey data for any offer to a new officer or key employee of the University, including the President and trustees who are employees of the University. Once the compensation is approved, it is provided to the payroll office as a record of the committee's approval. Minutes of the meeting of the Compensation Review Sub-Committee of the Executive Committee are recorded by the Office of the Secretary. The following process is performed annually, typically at the April/May meeting of the Compensation Review Sub-Committee of the Executive Committee to approve compensation for the President, Executive Vice President and Provost, Senior Vice Presidents, the Vice President, General Counsel and Secretary, Vice President and Chief Compliance Officer, the Intercollegiate Athletic Director, and employees who are current trustees and former trustees for up to 5 years following conclusion of their service on the board: each officer's supervisor completes a written performance review and proposes a salary increase, prior to the meeting. The University participates in an annual comprehensive compensation survey compiled by an actuarial firm. The actuarial firm produces a survey of universities across the United States and, separately, data from for-profit corporations for positions that have a for-profit equivalent. The Compensation Review Sub-Committee of the Executive Committee receives the performance appraisals for each officer, key employee and trustee/employee, the completed survey prepared by the actuary, and the current and proposed salaries and other cash compensation for each officer and key employee, including the President and trustees who are employees of the University. After review and discussion, the Compensation Review Sub-Committee of the Executive Committee approves the compensation for those officers listed above, including the President, who is excused while deliberation about his/her compensation is discussed, and trustees who are employees of the University. Once the compensation is approved, it is provided to the payroll office as a record of the committee's approval. Minutes of the meeting of the Compensation Review Sub-Committee of the Executive Committee are recorded by the Office of the Secretary. The sub-committee reviews executive compensation in April/May as described above.
Form 990, Part VI, Section C, line 19	Governing Documents, Conflict of Interest Policy and Financial Statements Made Available to the General Public: The State of Florida, Department of State, Division of Corporations requires an annual registration filing, including any changes to Charter. Once filed, the Charter can be viewed on the State of Florida web site. Financial statements of the university are made available on the University's website. The University's financial statements are also made available to the general public on the federal government's census bureau website. The University's Bylaws and the Board's Conflict of Interest Policy are not made available to the public.
Form 990, Part VII, Section A, Officers, Directors, Trustees:	Edward A. Dauer is a Trustee and also serves as Research Associate Professor in the College of Engineering. Average hours per week estimate of 40 hours is based on a full time teaching load. Marc Buoniconti is a Trustee and also Senior Director - Advocacy and Donor Relations at the Miami Project to Cure Paralysis. Average hours per week estimate of 40 hours minimum is based on his being a full time, exempt employee.
Form 990, Part VII, Section A, Officers, Directors, Trustees:	Reason for Amended return: To adjust Part VII, Section A, Line 77 Col. F & Schedule J Part II, Line Item (2)(i), column D, to exclude non-taxable benefits provided under IRC Sec. 132(a)(3), certain working condition fringe benefits, include non-taxable educational expense, and appropriately report Sec. 119 Meals and Lodging provided at the convenience of the employer.
Form 990, Part XI, line 9:	Various Other Adjustments 668,846. Other Pension Related Gains / Losses 55,381,224. Refunds of Contributions -47,008.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBullet

Attach to Form 990.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

University of Miami

Employer identification number

59-0624458

Part I

Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity
(1) Biscayne View Properties LLC 1395 Brickell Avenue 14th Floor Miami,FL33131 59-0624458	Real Estate	FL			University of Miami
(2) Crestre LLC 1395 Brickell Avenue 14th Floor Miami,FL33131 20-2458426	Real Estate	FL	9,110	656,431	Biscayne View Properties LLC
(3) 1509 Venture LLC 1395 Brickell Avenue 14th Floor Miami,FL33131 20-2458426	Real Estate	FL		1,798,585	Biscayne View Properties LLC
(4) East Urban LLC 1395 Brickell Avenue 14th Floor Miami,FL33131 20-2458426	Real Estate	FL	31,567	1,084,117	Biscayne View Properties LLC
(5) Tripop LLC 1395 Brickell Avenue 14th Floor Miami,FL33131 20-2458426	Real Estate	FL		4,310,996	Biscayne View Properties LLC
(6) 7th Avenue Market LLC 1320 South Dixie Hwy Suite 705 Coral Gables,FL33146 20-2458426	Real Estate	FL		3,018,772	Biscayne View Properties LLC
(7) Equi Terra LLC 1395 Brickell Avenue 14th Floor Miami,FL33131 59-0624458	Real Estate	FL			University of Miami
(8) Ten Bor LLC 1395 Brickell Avenue 14th Floor Miami,FL33131 27-3025289	Real Estate	FL			Equi Terra LLC
(9) PT Property Holding LLC 1395 Brickell Avenue 14th Floor Miami,FL33131 27-3025289	Real Estate	FL			Equi Terra LLC
(10) University of Miami Preservation LLC 1252 Memorial Drive Room 230 Coral Gables,FL33146 59-0624458	Hold UM Designated Easement	FL			University of Miami
(11) Boston House LLC 1395 Brickell Avenue 14th Floor Miami,FL33131 59-0624458	Real Estate	FL			University of Miami

Part II

Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1)WVUM Inc PO Box 248191 Coral Gables,FL33124 59-1729614	Edu Radio	FL	501(C)(3)	Line 7	N/A	Yes
(2)University Rathskeller Inc 1330 Miller Drive Coral Gables,FL33146 59-1410632	Student Food & Beverage	FL	501(C)(3)	Line 5	N/A	Yes
(3)Ophthalmology Research Foundation Inc PO Box 015869 Miami,FL33101 23-7081974	Fundraising	FL	501(C)(3)	Line 12c, III-FI	N/A		No
(4)The Buoniconti Fund to Cure Paralysis 1095 NW 14th Terrace Miami,FL33136 65-0244316	Fundraising	FL	501(C)(3)	Line 7	N/A		No
(5)Florida Lions Eye Bank Inc 900 NW 17th Street 3rd Floor Miami,FL33136 59-0967012	Fundraising/Donation	FL	501(C)(3)	Line 10	N/A		No

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2019

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets		Yes	No
(1) CRUT (8)	Charitable Remainder Unitrust	FL	N/A						No
(2) Perpetual (2)	Perpetual Trust	FL	N/A						No
(3) University of Miami Insurance Co Ltd Clarendon House 2 Church St HM 11 BD	Insurance	BD	UM	C		98,376	100.000 %	Yes
(4)								Yes

Schedule R (Form 990) 2019

Page 3

Part V

Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................

b Gift, grant, or capital contribution to related organization(s) ............................

c Gift, grant, or capital contribution from related organization(s) ............................

Yes

d Loans or loan guarantees to or for related organization(s) ............................

e Loans or loan guarantees by related organization(s) ............................

f Dividends from related organization(s) ............................

g Sale of assets to related organization(s) ............................

h Purchase of assets from related organization(s) ............................

i Exchange of assets with related organization(s) ............................

j Lease of facilities, equipment, or other assets to related organization(s) .......................

k Lease of facilities, equipment, or other assets from related organization(s) ......................

Yes

l Performance of services or membership or fundraising solicitations for related organization(s) .....................

m Performance of services or membership or fundraising solicitations by related organization(s) .................

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................

Yes

o Sharing of paid employees with related organization(s) ............................

Yes

p Reimbursement paid to related organization(s) for expenses ............................

q Reimbursement paid by related organization(s) for expenses ............................

r Other transfer of cash or property to related organization(s) ............................

Yes

s Other transfer of cash or property from related organization(s) ............................

Yes

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) WVUM Inc	R	130,297	See Part VII

Schedule R (Form 990) 2019

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Schedule R (Form 990) 2019

Page 5

Part VII

Supplemental Information

Provide additional information for responses to questions on Schedule R. (see instructions).

Return Reference	Explanation
Form 990 - Schedule, R, Part V, Line 2	Method used to determine the transaction amounts with controlled organizations is based on cash provided to, or received from each controlled organization.

Schedule R (Form 990) 2019

Additional Data

Software ID:
Software Version:

1	Briefly describe the organization’s mission or most significant activities: The University of Miami's mission is to educate and nurture students, to create knowledge through its comprehensive research programs, and to provide patient care services to our community and beyond.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	69
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	58
5	Total number of individuals employed in calendar year 2019 (Part V, line 2a) ......	5	25,550
6	Total number of volunteers (estimate if necessary) .............	6	683
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	5,231,453
b	Net unrelated business taxable income from Form 990-T, line 39 .........	7b	-325,797

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	684,757,248	800,273,551
9	Program service revenue (Part VIII, line 2g) .........	2,580,444,930	2,689,424,253
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	32,449,953	94,060,692
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	19,122,691	13,071,423
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)	3,316,774,822	3,596,829,919
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	434,283,744	452,892,983
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	1,695,850,606	1,783,808,870
16a	Professional fundraising fees (Part IX, column (A), line 11e) .....	538,246	557,078
b	Total fundraising expenses (Part IX, column (D), line 25) 23,574,078
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	1,113,539,345	1,187,168,451
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	3,244,211,941	3,424,427,382
19	Revenue less expenses. Subtract line 18 from line 12.......	72,562,881	172,402,537
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	3,805,344,338	3,989,960,318
21	Total liabilities (Part X, line 26).............	2,064,502,313	1,987,160,169
22	Net assets or fund balances. Subtract line 21 from line 20.....	1,740,842,025	2,002,800,149

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ 1,062,994,653 including grants of $ 393,253,744 ) (Revenue $ 768,650,254 )
	See Schedule OInstruction, academic support, student services:The University of Miami (UM) is a private not-for-profit institution with more than 16,000 students. The University's 11 colleges and schools offer the following degree options: 133 bachelors, 139 masters, and 68 doctoral (64 research/scholarship and 4 professional practice).The School of Architecture, founded in 1983, offers accredited professional undergraduate and graduate degrees in architecture and several post-professional graduate degrees. Programs include the professional Bachelor of Architecture (B.Arch) and the Master of Architecture (M.Arch); the post-professional Master of Science in Architecture (M.S.Arch) with 2 possible tracks- Architectural Design and Architectural Studies; the Master of Urban Design (M.U.D); and the Master of Real Estate Development and Urbanism (M.R.E.D.U.), an interdisciplinary one-year graduate program that draws on the real-life experience of Developers-in-Residence and faculty support from the Schools of Business Administration and Law as well as Architecture. The College of Arts and Sciences enrolls over 4,200 undergraduate and 600 graduate students in 20 departments and 10 interdisciplinary programs. Sixteen departments offer graduate degrees in the fine arts, natural sciences, humanities, and social sciences.The College of Engineering comprises five departments that offer degrees in aerospace, architectural, biomedical, civil, computer, electrical, environmental, industrial, and mechanical engineering, as well as engineering science. The College of Engineering offers five-year B.S./M.S. degree programs for our undergraduates, as well as traditional master's and doctoral degrees in a number of disciplines, with several specializations in each field of study. Consistent with the tradition of collaboration among the University of Miami schools and colleges, engineering students participate in a number of interdisciplinary programs as well as joint research projects with other faculty and academic units at UM. Consisting of over 1,000 undergraduate students and over 200 graduate students, the College boasts an impressively diverse student body, consisting of students from 45 different countries. At the undergraduate level, 23% of the student population is Hispanic and 9% is Black. Females represent 31% of the students (compared to an 18% national average, according to the most recent statistics from the American Society for Engineering Education).The School of Law presently enrolls around 1,192 candidates for either J.D., LL.M. or dual degrees, and has over 20,000 alumni worldwide. The J.D. program enrolls approximately 1,026 students from more than 113 colleges and universities throughout the United States. Of the entering J.D. students, approximately 49% are women, 47% are members of minority groups, and 35% are from outside Florida. 60% speak one or more foreign language. The School offers graduate programs in International Law (specializations in Inter-American Law, General International Law, and U.S. and Transnational Law for Foreign Lawyers), International Arbitration, Maritime Law, Entertainment, Art and Sports, Taxation, Taxation of Cross Border Investments, Estate Planning, and Real Property Development, the latter 2 offer courses online as well as on-campus. The graduate program in International Law includes three different specializations. The School also offers several joint degree programs. It is the only law school to offer a J.D./Master's in Music Business, J.D./M.A. in Arts Presenting, and J.D/M.A. in Latin American Studies. In addition, the School offers a J.D./M.B.A., J.D./M.P.S. in Marine Affairs, J.D./M.P.H. in Public Health, J.D./M.S. Ed. in Law, Community and Social Change, J.D./PH.D. in Law and Environmental Policy, J.D./M.D., J.D./M.P.A. in Public Administration, J.D./LL.M. in Tax, International Law, Maritime Law, Estate Planning or Real Property Development, and a J.D./M.B.A./LL.M. in Tax, Real Property Development or Estate Planning. The School is regularly ranked among the top law schools by U.S. News and World Report for Tax Programs, and its alumni are regularly featured in Super Lawyers Magazine.The Leonard M. Miller School of Medicine has grown rapidly in both size and reputation, earning international acclaim for research, clinical care, and biomedical innovations. Our 800 medical students are joined by 1,200 residents, 580 graduate students and over 190 postdoctoral fellows, and we have one of the largest graduate medical education systems in the country. Along with the M.D. degree, the school offers a combined M.D./Ph.D. program, a 5-year M.D./M.B.A. program, a 4-year and a 5-year M.D./M.P.H. program and 4-year M.D./M.S. in Genomic Medicine, a six-year M.D./J.D. program, graduate degrees in ten areas, postdoctoral programs, and continuing medical education courses.

4b	(Code: ) (Expenses $ 383,442,494 including grants of $ 36,883,499 ) (Revenue $ 98,431,015 )
	See Schedule OResearch and Public Service:UM has been classified by the Carnegie Commission as a Doctoral University with Highest Research Activity. The School of Architecture's areas of focus include Urban Design, Planning & Real Estate Development, Construction Management, Technology and Computation, Coastal Resilience, Health and the Built Environment, Historical Preservation and Adaptive Use, Classical and Traditional Design, Housing and Hospitality Design, Building in the Caribbean, Latin America and the Tropical World, Architectural History, and Theory. Faculty and students are actively engaged in interdisciplinary research with numerous schools including the Miller School of Medicine, The Leonard and Jayne Abess Center for Ecosystem Science and Policy and the Center for Computational Science. The College of Arts and Sciences provides numerous community outreach activities, including student musical theatre productions at the Jerry Herman Ring Theatre and Alvin Sherman Family Stage; student, faculty, and visiting artist exhibitions in the Project Space in the design district of downtown Miami; faculty curated exhibitions at the Lowe Art Museum; lectures and other educational programs sponsored by the Center for the Humanities; volunteer activities in the public schools, hospitals and community clinics for developmentally disabled children; technology workshops for Miami-Dade public school teachers sponsored by the Department of Modern Languages Laboratory; and a series of programs, hosted by several departments and funded by various federal agencies and private foundations, to enhance the diversity of students pursuing scientific careers through research opportunities for pre-college and undergraduate students; and career development opportunities for high-school and community-college faculty.The School of Law offers externship programs and foreign exchange programs in Argentina, Belgium, Brazil, China, Colombia, France, Germany, India, Ireland, Israel, Spain, Switzerland, and Vietnam. The School's award-winning clinics, focusing on different areas of the law, offer exceptional training grounds and give students practical, hands-on lawyering while also helping needy and underrepresented individuals. The School is also home to LawWithoutWalls (LWOW), an innovative academic model that brings together students, faculty, practitioners, and entrepreneurs from around the country and the world to explore innovation in legal education and practice.The Rosenstiel School of Marine & Atmospheric Science is one of the leading oceanographic research and education institutions in the nation. Known originally as the University's marine laboratory, it was founded in 1943. It evolved into the Institute for Marine Science in 1961, and eight years later became the Rosenstiel School of Marine & Atmospheric Science (RSMAS) within the University of Miami. The Virginia Key campus has grown to include modern research and teaching facilities, a dedicated academic library, and an internationally recognized Marine Invertebrate Museum. RSMAS also operates a state-of-the-art 96-foot catamaran research vessel, the F.G. Walton Smith. The latest addition to RSMAS research and education infrastructure is the Helicopter Observation Platform (HOP), a flying scientific laboratory equipped with state-of-the-art technology and scientific instrumentation, which provides scientists with a unique capability to obtain vital information on environmental processes and mechanisms that affect our climate and impact human health. CSTARS (Center for Southeastern Tropical Advanced Remote Sensing), located on the Richmond campus in south Miami-Dade county was launched in 2003, and conducts research with remotely sensed data received from earth-orbiting satellite systems. This state-of-the-art real-time reception and analysis facility provides data for environmental monitoring. The predictive power concentrated on this 78-acre campus is helping to provide vital, life-saving information regarding earthquakes, hurricanes, typhoons, freak waves and other natural and manmade disasters, including monitoring of the earthquakes in Haiti and Chile, and oil spills.The Leonard M. Miller School of Medicine has been designated a Center for AIDS Research (CFAR) in Florida, and is leading the University's prestigious Clinical and Translational Science Institute (CTSI), awarded by the NIH. Other clinical and research programs include the John P. Hussman Institute for Human Genomics, the Interdisciplinary Stem Cell Institute, the Dr. John T. Macdonald Foundation Biomedical Nanotechnology Institute, the Miami Transplant Institute, The Miami Project to Cure Paralysis, the Diabetes Research Institute, the Mailman Center for Child Development, and many more.

4c	(Code: ) (Expenses $ 1,278,183,708 including grants of $ 26,370 ) (Revenue $ 1,687,264,325 )
	See Schedule OHealth Care:Located north of downtown Miami near the Civic Center in the Miami Health District, the Leonard M. Miller School of Medicine's campus consists of approximately 72-acres of owned and leased land within the 153-acre University of Miami/Jackson Memorial Hospital complex. Each year the University of Miami Health System's nearly 1,400 physicians represent more than 100 specialties and subspecialties and have more than two million scheduled patient encounters with outcomes that are among the best in the nation. The health system is comprised of Sylvester/UMHC, Bascom Palmer Eye Institute, and University of Miami Hospital. Bascom Palmer has been recognized as the number one eye hospital in the country for 16 years by U.S. News & World Report in its annual "America's Best Hospitals" issue. In addition to the three University-owned hospitals, there are also three primary hospitals affiliated with UHealth: Jackson Memorial Hospital, the primary teaching hospital for the medical school; Holtz Children's Hospital; and the Bruce W. Carter VA Medical Center. There are also about three dozen outpatient clinics across Miami-Dade, Broward, Palm Beach, and Collier counties. The Lennar Foundation Medical Center, the new Coral Gables campus location of UHealth, opened in 2016. The 200,000-square-foot diagnostic and treatment center provides the local community more convenient access to world-class medical care provided by UM physicians and specialists.

	(Code: ) (Expenses $ 512,384,254 including grants of $ 22,729,369 ) (Revenue $ 135,078,659 )
	Expenses primarily represent auxiliary enterprises, including intercollegiate athletics, parking, student housing and student dining. Other program services revenues primarily represent auxiliary enterprises revenue, investment income, and investment losses.

4d	Other program services (Describe in Schedule O.)
	(Expenses $ 512,384,254 including grants of $ 22,729,369 ) (Revenue $ 135,078,659 )
4e	Total program service expenses3,237,005,109

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)...........	22,275,904	0	935,605

1a	Federated campaigns..		1a	1,237,494
b	Membership dues..		1b
c	Fundraising events..		1c	1,510,227
d	Related organizations		1d
e	Government grants (contributions)		1e	463,250,358

f	All other contributions, gifts, grants, and similar amounts not included above		1f	334,275,472

g	Noncash contributions included in lines 1a - 1f:$		1g	11,261,095

h Total. Add lines 1a-1f.......		800,273,551

		Business Code
2a	Hospitals and Clinics	900099	1,228,775,014	1,228,775,014
b	Tuition and Fees	900099	739,674,703	739,674,703
c	Medical Prof Practice	900099	389,113,633	388,578,703	534,930
d	Local Grants and Contr	900099	167,806,693	167,806,693
e	Auxiliary Enterprises	900099	135,224,556	54,771,923	4,690,787	75,761,846
f	All other program service revenue.		28,829,654	28,443,473	386,181
g	Total. Add lines 2a–2f .....		2,689,424,253

3 Investment income (including dividends, interest, and othersimilar amounts) ......			26,622,996			26,622,996
4 Income from investment of tax-exempt bond proceeds			342,670			342,670
5 Royalties...........			9,745,160			9,745,160
		(ii) Personal	(i) Real
6a	Gross rents	570	8,215,461	6a
b	Less: rental expenses	377	4,438,202	6b
c	Rental income or (loss)	193	3,777,259	6c
d	Net rental income or (loss).......			3,777,452		193	3,777,259
		(ii) Other	(i) Securities
7a	Gross amount from sales of assets other than inventory	274,340	767,648,866	7a
b	Less: cost or other basis and sales expenses	1,139,319	699,688,861	7b
c	Gain or (loss)	-864,979	67,960,005	7c
d	Net gain or (loss).........			67,095,026		-467,342	67,562,368
8a	Gross income from fundraising events (not including $ 1,510,227of contributions reported on line 1c). See Part IV, line 18 ....
			8a	310,086
b	Less: direct expenses ...		8b	847,979
c	Net income or (loss) from fundraising events..			-537,893			-537,893
9a	Gross income from gaming activities. See Part IV, line 19 ...
			9a
b	Less: direct expenses ...		9b
c	Net income or (loss) from gaming activities..
10a	Gross sales of inventory, less returns and allowances ..
			10a	2,999
b	Less: cost of goods sold ..		10b	1,262
c	Net income or (loss) from sales of inventory..			1,737		1,737
Business Code			Miscellaneous Revenue
11a	Advertising		523000	49,967		49,967
b	Coach Appearances		541800	35,000		35,000
c
d	All other revenue ....
e	Total. Add lines 11a–11d ......			84,967
12	Total revenue. See instructions.....			3,596,829,919	2,608,050,509	5,231,453	183,274,406

1	Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....	32,961,441	32,961,441
2	Grants and other assistance to domestic individuals. See Part IV, line 22 ...........	414,658,658	414,658,658
3	Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............	5,272,884	5,272,884
4	Benefits paid to or for members .......
5	Compensation of current officers, directors, trustees, and key employees ...........	15,594,480	3,843,240	10,772,155	979,085
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........
7	Other salaries and wages........	1,361,818,053	1,298,607,443	52,182,969	11,027,641
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	124,757,017	112,979,991	9,841,586	1,935,440
9	Other employee benefits .......	198,860,445	187,128,089	8,696,258	3,036,098
10	Payroll taxes ...........	82,778,875	74,992,147	6,575,992	1,210,736
11	Fees for services (non-employees):
a	Management ......
b	Legal .........	8,608,744	2,206,392	6,402,352
c	Accounting ...........	955,005	146,216	808,789
d	Lobbying ...........	256,934		256,934
e	Professional fundraising services. See Part IV, line 17	557,078			557,078
f	Investment management fees ......	6,215,553	6,215,553
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)	212,449,991	182,626,487	28,492,747	1,330,757
12	Advertising and promotion ....	17,327,033	15,734,058	871,691	721,284
13	Office expenses .......	58,163,032	55,538,056	2,141,391	483,585
14	Information technology ......	26,310,076	20,143,384	6,166,692
15	Royalties ..
16	Occupancy ...........	126,528,262	120,767,342	5,485,167	275,753
17	Travel ............	26,526,697	25,455,725	662,256	408,716
18	Payments of travel or entertainment expenses for any federal, state, or local public officials .
19	Conferences, conventions, and meetings ....	22,366,167	19,632,364	1,620,007	1,113,796
20	Interest ...........	43,254,964	41,424,922	1,830,042
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization ..	139,530,872	132,666,719	6,864,153
23	Insurance ...	39,416,472	33,122,786	6,293,686
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	Medical Supplies	414,954,849	414,954,849
b	Miscellaneous	44,296,446	35,926,363	7,875,974	494,109
c	UBIT Income Tax	7,354		7,354
d
e	All other expenses
25	Total functional expenses. Add lines 1 through 24e	3,424,427,382	3,237,005,109	163,848,195	23,574,078
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

1	Cash–non-interest-bearing ........			35,616,726	1	34,035,005
2	Savings and temporary cash investments .........			457,841,007	2	294,403,081
3	Pledges and grants receivable, net ......			190,548,046	3	331,140,359
4	Accounts receivable, net .............			338,150,894	4	362,338,529
5	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
					5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
					6
7	Notes and loans receivable, net ...........			55,913,025	7	49,458,604
8	Inventories for sale or use ............			26,568,328	8	31,443,406
9	Prepaid expenses and deferred charges ......			35,541,735	9	45,187,884
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	3,414,904,605
b	Less: accumulated depreciation	10b	1,623,226,928	1,721,800,017	10c	1,791,677,677
11	Investments—publicly traded securities .			75,984,419	11	569,700,679
12	Investments—other securities. See Part IV, line 11 .....			806,616,769	12	418,201,144
13	Investments—program-related. See Part IV, line 11 ..				13
14	Intangible assets ...............			1,127,000	14	1,127,000
15	Other assets. See Part IV, line 11 ...........			59,636,372	15	61,246,950
16	Total assets. Add lines 1 through 15 (must equal line 33)...			3,805,344,338	16	3,989,960,318

17	Accounts payable and accrued expenses .....	222,224,508	17	240,540,000
18	Grants payable ...		18
19	Deferred revenue .........	100,656,135	19	101,425,805
20	Tax-exempt bond liabilities .........	911,263,234	20	896,812,166
21	Escrow or custodial account liability. Complete Part IV of Schedule D		21
22	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
			22
23	Secured mortgages and notes payable to unrelated third parties ..		23
24	Unsecured notes and loans payable to unrelated third parties ..	240,395,536	24	231,705,139
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D	589,962,900	25	516,677,059
26	Total liabilities. Add lines 17 through 25..	2,064,502,313	26	1,987,160,169

	Organizations that follow FASB ASC 958, check here and complete lines 27, 28, 32, and 33.
27	Net assets without donor restrictions ..........		27
28	Net assets with donor restrictions ...........		28
	Organizations that do not follow FASB ASC 958, check here and complete lines 29 through 33.
29	Capital stock or trust principal, or current funds .....		29
30	Paid-in or capital surplus, or land, building or equipment fund ...		30
31	Retained earnings, endowment, accumulated income, or other funds		31
32	Total net assets or fund balances ...........	1,740,842,025	32	2,002,800,149
33	Total liabilities and net assets/fund balances ........	3,805,344,338	33	3,989,960,318

1	Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
2	Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
3	Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
4	Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .	Yes	No
5	Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
6	Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No