Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
Carrera-Joffe Foundation
 
Number and street (or P.O. box number if mail is not delivered to street address)PO Box K
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Rancho Santa Fe, CA92067
A Employer identification number

68-0481048
B Telephone number (see instructions)

(530) 823-2409
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,052,625J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 3,624 3,624 3,624
4 Dividends and interest from securities... 82,494 82,494 82,494
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 26,097
b Gross sales price for all assets on line 6a 3,435,187
7 Capital gain net income (from Part IV, line 2)... 26,097
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 112,215 112,215 86,118
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 695 695 695  
c Other professional fees (attach schedule).... Click to see attachment 18,543 18,543 18,543  
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 4,174 4,174 730  
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 23,412 23,412 19,968 0
25 Contributions, gifts, grants paid....... 226,408 226,408
26 Total expenses and disbursements. Add lines 24 and 25 249,820 23,412 19,968 226,408
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -137,605
b Net investment income (if negative, enter -0-) 88,803
c Adjusted net income (if negative, enter -0-)... 66,150
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 26,763 523,644 523,644
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule)....... 50,328    
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 3,165,349 Click to see attachment2,578,825 2,528,981
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,242,440 3,102,469 3,052,625
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 3,242,440 3,102,469
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 3,242,440 3,102,469
31 Total liabilities and net assets/fund balances (see instructions). 3,242,440 3,102,469
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
3,242,440
2
Enter amount from Part I, line 27a .....................
2
-137,605
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
3,104,835
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
2,366
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
3,102,469
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 5430.256 AB HIGH INCOME ADV P 2016-03-17 2018-11-14
b 3534.572 AB HIGH INCOME ADV P 2016-12-13 2018-11-14
c 657.359 AB HIGH INCOME ADV P 2016-02-25 2018-03-09
d 438.467 AB HIGH INCOME ADV P 2016-03-11 2018-03-09
e 331.68 AB HIGH INCOME ADV P 2016-03-17 2018-03-09
64.839 AB HIGH INCOME ADV P 2016-03-31 2018-11-14
88.804 AB HIGH INCOME ADV P 2016-04-29 2018-11-14
76.41 AB HIGH INCOME ADV P 2016-05-31 2018-11-14
83.912 AB HIGH INCOME ADV P 2016-06-30 2018-11-14
76.064 AB HIGH INCOME ADV P 2016-07-29 2018-11-14
55.653 AB HIGH INCOME ADV P 2016-08-31 2018-11-14
50.637 AB HIGH INCOME ADV P 2016-09-30 2018-11-14
48.182 AB HIGH INCOME ADV P 2016-10-31 2018-11-14
54.102 AB HIGH INCOME ADV P 2016-11-30 2018-11-14
49.61 AB HIGH INCOME ADV P 2016-12-07 2018-11-14
63.631 AB HIGH INCOME ADV P 2016-12-30 2018-11-14
71.561 AB HIGH INCOME ADV P 2017-01-31 2018-11-14
63.218 AB HIGH INCOME ADV P 2017-02-28 2018-11-14
62.174 AB HIGH INCOME ADV P 2017-03-31 2018-11-14
54.861 AB HIGH INCOME ADV P 2017-04-28 2018-11-14
51.753 AB HIGH INCOME ADV P 2017-05-31 2018-11-14
55.556 AB HIGH INCOME ADV P 2017-06-30 2018-11-14
50.367 AB HIGH INCOME ADV P 2017-07-31 2018-11-14
58.166 AB HIGH INCOME ADV P 2017-08-31 2018-11-14
60.249 AB HIGH INCOME ADV P 2017-09-29 2018-11-14
57.879 AB HIGH INCOME ADV P 2017-10-31 2018-11-14
60.132 AB HIGH INCOME ADV P 2017-11-30 2018-11-14
25.122 AB HIGH INCOME ADV P 2017-12-06 2018-11-14
61.264 AB HIGH INCOME ADV P 2017-12-29 2018-11-14
62.977 AB HIGH INCOME ADV P 2018-01-31 2018-11-14
65.805 AB HIGH INCOME ADV P 2018-02-28 2018-11-14
67.022 AB HIGH INCOME ADV P 2018-03-29 2018-11-14
56.558 AB HIGH INCOME ADV P 2018-04-30 2018-11-14
57.536 AB HIGH INCOME ADV P 2018-05-31 2018-11-14
60.993 AB HIGH INCOME ADV P 2018-06-29 2018-11-14
59.243 AB HIGH INCOME ADV P 2018-07-31 2018-11-14
63.922 AB HIGH INCOME ADV P 2018-08-31 2018-11-14
53.247 AB HIGH INCOME ADV P 2018-09-28 2018-11-14
60.022 AB HIGH INCOME ADV P 2018-10-31 2018-11-14
3631.46 BLACKROCK MULTI-ASSET INC INST P 2016-02-25 2018-03-07
1341.452 BLACKROCK MULTI-ASSET INC INST P 2016-03-11 2018-03-07
3622.433 BLACKROCK MULTI-ASSET INC INST P 2016-03-17 2018-03-07
31.533 BLACKROCK MULTI-ASSET INC INST P 2016-03-31 2018-03-07
56.63 BLACKROCK MULTI-ASSET INC INST P 2016-04-29 2018-03-07
56.17 BLACKROCK MULTI-ASSET INC INST P 2016-05-31 2018-03-07
56.872 BLACKROCK MULTI-ASSET INC INST P 2016-06-30 2018-03-07
45.638 BLACKROCK MULTI-ASSET INC INST P 2016-07-29 2018-03-07
47.787 BLACKROCK MULTI-ASSET INC INST P 2016-08-31 2018-03-07
43.379 BLACKROCK MULTI-ASSET INC INST P 2016-09-30 2018-03-07
41.124 BLACKROCK MULTI-ASSET INC INST P 2016-10-31 2018-03-07
43.966 BLACKROCK MULTI-ASSET INC INST P 2016-11-30 2018-03-07
32.856 BLACKROCK MULTI-ASSET INC INST P 2016-12-22 2018-03-07
47.368 BLACKROCK MULTI-ASSET INC INST P 2016-12-30 2018-03-07
42.863 BLACKROCK MULTI-ASSET INC INST P 2017-01-31 2018-03-07
41.262 BLACKROCK MULTI-ASSET INC INST P 2017-02-28 2018-03-07
40.285 BLACKROCK MULTI-ASSET INC INST P 2017-03-31 2018-03-07
38.933 BLACKROCK MULTI-ASSET INC INST P 2017-04-28 2018-03-07
38.238 BLACKROCK MULTI-ASSET INC INST P 2017-05-31 2018-03-07
36.075 BLACKROCK MULTI-ASSET INC INST P 2017-06-30 2018-03-07
34.065 BLACKROCK MULTI-ASSET INC INST P 2017-07-31 2018-03-07
36.028 BLACKROCK MULTI-ASSET INC INST P 2017-08-31 2018-03-07
36.703 BLACKROCK MULTI-ASSET INC INST P 2017-09-29 2018-03-07
31.819 BLACKROCK MULTI-ASSET INC INST P 2017-10-31 2018-03-07
37.113 BLACKROCK MULTI-ASSET INC INST P 2017-11-30 2018-03-07
26.519 BLACKROCK MULTI-ASSET INC INST P 2017-12-22 2018-03-07
36.42 BLACKROCK MULTI-ASSET INC INST P 2017-12-29 2018-03-07
33.413 BLACKROCK MULTI-ASSET INC INST P 2018-01-31 2018-03-07
41.266 BLACKROCK MULTI-ASSET INC INST P 2018-02-28 2018-03-07
58 ENERGY SEL SECT SPDR FD P 2018-04-10 2018-12-14
759 ENERGY SEL SECT SPDR FD P 2017-10-13 2018-12-14
725 ENERGY SEL SECT SPDR FD P 2017-12-01 2018-12-14
6649.45 FIDELITY ADV REAL ESTATE INC I P 2017-09-07 2018-02-05
25.051 FIDELITY ADV REAL ESTATE INC I P 2017-09-08 2018-02-05
10.892 FIDELITY ADV REAL ESTATE INC I P 2017-09-08 2018-02-05
70.252 FIDELITY ADV REAL ESTATE INC I P 2017-09-08 2018-02-05
37.187 FIDELITY ADV REAL ESTATE INC I P 2017-12-15 2018-02-05
128.465 FIDELITY ADV REAL ESTATE INC I P 2017-12-15 2018-02-05
2645 FIDELITY MSCI FINANCIALS INDEX P 2018-04-10 2018-11-13
1919 FT NASDAQ CYBERSECUR ETF P 2018-08-31 2018-10-26
2 FT NASDAQ CYBERSECUR ETF P 2018-09-10 2018-10-26
4743 FT TR ETF MULTI-ASSET DVRS INC P 2016-08-05 2018-06-01
190 FT TR ETF MULTI-ASSET DVRS INC P 2016-12-13 2018-06-01
2159 GLOBAL X RBTCS & ARTIFICI ETF P 2018-03-07 2018-04-06
784 GLOBAL X RBTCS & ARTIFICI ETF P 2018-03-09 2018-04-06
1324.577 HARTFORD CORE EQUITY I P 2016-03-14 2018-12-20
946.74 HARTFORD CORE EQUITY I P 2016-04-28 2018-12-20
583.835 HARTFORD CORE EQUITY I P 2016-02-25 2018-02-05
607.433 HARTFORD CORE EQUITY I P 2016-03-11 2018-02-05
168.819 HARTFORD CORE EQUITY I P 2016-03-14 2018-02-05
834.218 INVESCO EQUAL WGHTD S&P 500 Y P 2016-12-13 2018-02-05
882.293 INVESCO EQUAL WGHTD S&P 500 Y P 2016-12-13 2018-01-31
8.001 INVESCO EQUAL WGHTD S&P 500 Y P 2017-12-13 2018-02-05
16.163 INVESCO EQUAL WGHTD S&P 500 Y P 2017-12-13 2018-02-05
27.277 INVESCO EQUAL WGHTD S&P 500 Y P 2017-12-13 2018-02-05
357 ISHARES CORE DIVIDEND GROWTH P 2018-11-15 2018-12-24
938 ISHARES CORE HIGH DIVIDEND ETF P 2018-09-12 2018-10-26
257 ISHARES CORE MSCI EMERGING P 2017-10-16 2018-10-03
334 ISHARES CORE MSCI EMERGING P 2017-12-04 2018-10-03
807 ISHARES CORE MSCI EMERGING P 2018-02-12 2018-10-03
437 ISHARES CORE MSCI EMERGING P 2018-04-10 2018-10-03
1244 ISHARES CORE MSCI EMERGING P 2017-07-20 2018-10-03
8 ISHARES CORE MSCI EMERGING P 2017-07-20 2018-03-23
179 ISHARES CORE S&P 500 ETF P 2016-03-17 2018-12-24
11 ISHARES CORE S&P 500 ETF P 2016-04-28 2018-12-24
11 ISHARES CORE S&P 500 ETF P 2016-09-23 2018-12-24
31 ISHARES CORE S&P 500 ETF P 2016-11-09 2018-12-24
59 ISHARES CORE S&P 500 ETF P 2016-02-25 2018-12-20
133 ISHARES CORE S&P 500 ETF P 2016-03-11 2018-12-20
136 ISHARES CORE S&P 500 ETF P 2016-03-17 2018-12-20
457 ISHARES EDGE MSCI MIN VOL EMER P 2018-02-12 2018-10-15
112 ISHARES EDGE MSCI MIN VOL EMER P 2018-03-09 2018-10-15
389 ISHARES EDGE MSCI MIN VOL EMER P 2018-04-10 2018-10-15
43 ISHARES EDGE MSCI MIN VOL EMER P 2016-08-18 2018-10-15
120 ISHARES EDGE MSCI MIN VOL EMER P 2016-09-02 2018-10-15
180 ISHARES EDGE MSCI MIN VOL EMER P 2016-10-18 2018-10-15
1539 ISHARES EDGE MSCI MIN VOL EMER P 2016-12-13 2018-10-15
246 ISHARES EDGE MSCI US MOMENTUM P 2018-07-02 2018-12-24
139 ISHARES EDGE MSCI US MOMENTUM P 2018-07-09 2018-12-24
142 ISHARES EDGE MSCI US MOMENTUM P 2018-07-12 2018-12-24
1 ISHARES EDGE MSCI US MOMENTUM P 2018-09-10 2018-12-24
68 ISHARES EDGE MSCI US MOMENTUM P 2018-09-28 2018-12-24
143 ISHARES EDGE MSCI US MOMENTUM P 2018-07-02 2018-12-20
675 ISHARES EDGE MSCI US MOMENTUM P 2017-03-29 2018-12-20
401 ISHARES EDGE MSCI US MOMENTUM P 2017-03-29 2018-03-23
289 ISHARES JP MORGAN EM BOND ETF P 2016-03-21 2018-04-17
289 ISHARES JP MORGAN EM BOND ETF P 2016-03-21 2018-03-07
480 ISHARES MSCI ACWI EX US ETF P 2017-10-16 2018-07-09
377 ISHARES MSCI ACWI EX US ETF P 2017-12-04 2018-07-09
565 ISHARES MSCI ACWI EX US ETF P 2018-01-12 2018-07-09
618 ISHARES MSCI ACWI EX US ETF P 2017-07-25 2018-06-28
563 ISHARES MSCI ACWI EX US ETF P 2017-10-16 2018-06-28
78 ISHARES MSCI ACWI EX US ETF P 2017-04-27 2018-06-28
1356 ISHARES MSCI ACWI EX US ETF P 2017-04-27 2018-06-27
262 ISHARES S&P MIDCAP 400 INDEX P 2016-04-12 2018-12-24
27 ISHARES S&P MIDCAP 400 INDEX P 2016-03-11 2018-12-20
19 ISHARES S&P MIDCAP 400 INDEX P 2016-03-17 2018-12-20
160 ISHARES S&P MIDCAP 400 INDEX P 2016-04-12 2018-12-20
30 ISHARES S&P MIDCAP 400 INDEX P 2016-03-11 2018-03-23
3 ISHARES S&P MIDCAP 400 INDEX P 2016-03-11 2018-01-12
58 ISHARES US AEROSPACE & DEF ETF P 2018-03-09 2018-12-19
71 ISHARES US AEROSPACE & DEF ETF P 2017-12-08 2018-12-19
75 ISHARES US AEROSPACE & DEF ETF P 2017-12-12 2018-12-19
332 ISHARES US AEROSPACE & DEF ETF P 2017-12-14 2018-12-19
122 ISHARES US FINANCIALS ETF P 2017-07-24 2018-06-06
60 ISHARES US FINANCIALS ETF P 2017-10-26 2018-06-06
95 ISHARES US FINANCIALS ETF P 2017-11-29 2018-06-06
104 ISHARES US FINANCIALS ETF P 2017-12-12 2018-06-06
257 ISHARES US FINANCIALS ETF P 2016-11-11 2018-06-06
226 ISHARES US FINANCIALS ETF P 2016-11-11 2018-06-01
131 KRANESHARES CSI CHINA INTERNET P 2018-07-12 2018-12-24
267 KRANESHARES CSI CHINA INTERNET P 2017-08-18 2018-12-24
537 KRANESHARES CSI CHINA INTERNET P 2017-10-18 2018-12-24
334 KRANESHARES CSI CHINA INTERNET P 2017-11-10 2018-12-24
615 KRANESHARES CSI CHINA INTERNET P 2017-08-18 2018-03-23
585 MATERIALS SEL SECT SPDR FD P 2018-03-09 2018-04-06
1120 MATERIALS SEL SECT SPDR FD P 2017-03-08 2018-04-06
90 MATERIALS SEL SECT SPDR FD P 2017-03-17 2018-04-06
50000 MERRILL LYNCH CO 6875 18NV15 P 2010-02-23 2018-11-15
6160.413 OPPENHEIMER INTERNATIONAL BD Y P 2017-07-28 2018-09-11
10253.355 OPPENHEIMER INTERNATIONAL BD Y P 2017-08-14 2018-09-11
40.942 OPPENHEIMER INTERNATIONAL BD Y P 2017-08-31 2018-09-11
63.646 OPPENHEIMER INTERNATIONAL BD Y P 2017-09-29 2018-09-11
64.741 OPPENHEIMER INTERNATIONAL BD Y P 2017-10-31 2018-09-11
60.632 OPPENHEIMER INTERNATIONAL BD Y P 2017-11-30 2018-09-11
62.114 OPPENHEIMER INTERNATIONAL BD Y P 2017-12-29 2018-09-11
61.432 OPPENHEIMER INTERNATIONAL BD Y P 2018-01-31 2018-09-11
57.359 OPPENHEIMER INTERNATIONAL BD Y P 2018-02-28 2018-09-11
64.444 OPPENHEIMER INTERNATIONAL BD Y P 2018-03-29 2018-09-11
65.997 OPPENHEIMER INTERNATIONAL BD Y P 2018-04-30 2018-09-11
66.134 OPPENHEIMER INTERNATIONAL BD Y P 2018-05-31 2018-09-11
65.682 OPPENHEIMER INTERNATIONAL BD Y P 2018-06-29 2018-09-11
65.834 OPPENHEIMER INTERNATIONAL BD Y P 2018-07-31 2018-09-11
67.634 OPPENHEIMER INTERNATIONAL BD Y P 2018-08-31 2018-09-11
3626.06 OPPENHEIMER SR FLOATING RATE Y P 2017-02-16 2018-03-09
37.447 OPPENHEIMER SR FLOATING RATE Y P 2017-03-02 2018-03-09
33.211 OPPENHEIMER SR FLOATING RATE Y P 2017-03-02 2018-03-09
769.996 OPPENHEIMER SR FLOATING RATE Y P 2017-03-02 2018-03-09
2.886 OPPENHEIMER SR FLOATING RATE Y P 2017-02-28 2018-03-09
3021.875 PGIM JENN GLBL OPPORTUNITIES Z P 2017-09-11 2018-12-20
2984 POWERSHARES SENIOR LOAN PORT P 2016-08-05 2018-03-09
1286 POWERSHARES SENIOR LOAN PORT P 2016-11-11 2018-03-09
2111.519 PRINCIPAL MIDCAP INSTL P 2016-04-12 2018-11-20
2793.72 PRINCIPAL MIDCAP INSTL P 2016-11-11 2018-11-20
0.997 PRINCIPAL MIDCAP INSTL P 2017-01-11 2018-11-20
1360.674 PRINCIPAL MIDCAP INSTL P 2015-11-10 2018-03-23
88.661 PRINCIPAL MIDCAP INSTL P 2016-04-12 2018-03-23
496.736 PRUDENTIAL JENNISON GLB OPP Z P 2017-09-11 2018-03-09
184.512 PRUDENTIAL JENNISON GLB OPP Z P 2017-09-11 2018-02-05
16 S & P 500 INDEX FUND P 2016-02-25 2018-03-23
2 S & P 500 INDEX FUND P 2016-02-25 2018-01-12
250 SPDR DJIA TRUST P 2016-12-13 2018-12-24
358 SPDR DJIA TRUST P 2016-12-13 2018-12-20
1 SPDR DJIA TRUST P 2016-12-13 2018-03-23
6 SPDR DJIA TRUST P 2016-12-13 2018-01-12
397 SPDR S&P BIOTECH P 2018-08-09 2018-10-25
555 SPDR S&P BIOTECH P 2018-03-07 2018-04-06
203 SPDR S&P BIOTECH P 2018-03-09 2018-04-06
479.338 T ROWE PRICE BLUE CHIP GR P 2016-02-25 2018-12-20
24.472 T ROWE PRICE BLUE CHIP GR P 2016-03-11 2018-12-20
12.295 T.ROWE PRICE FLOATING RATE INV P 2017-12-08 2018-03-09
5504.848 T.ROWE PRICE FLOATING RATE INV P 2018-02-23 2018-03-09
0.025 T.ROWE PRICE FLOATING RATE INV P 2017-12-29 2018-03-09
0.044 T.ROWE PRICE FLOATING RATE INV P 2018-01-31 2018-03-09
0.636 T.ROWE PRICE FLOATING RATE INV P 2018-02-28 2018-03-09
2958.948 TRANSAMERICA EMERG MKTS DEBT I P 2018-03-07 2018-06-01
24.785 TRANSAMERICA EMERG MKTS DEBT I P 2018-03-26 2018-06-01
8883.871 VOYA GLOBAL BOND I P 2018-04-12 2018-06-01
34.082 VOYA GLOBAL BOND I P 2018-05-31 2018-07-09
4.7 VOYA GLOBAL BOND I P 2018-06-29 2018-07-09
15.584 VOYA GLOBAL BOND I P 2018-04-30 2018-06-01
6386.532 VOYA INTERMEDIATE BOND I P 2017-06-27 2018-10-05
16.114 VOYA INTERMEDIATE BOND I P 2017-07-31 2018-10-05
17.185 VOYA INTERMEDIATE BOND I P 2017-08-31 2018-10-05
16.889 VOYA INTERMEDIATE BOND I P 2017-09-29 2018-10-05
17.402 VOYA INTERMEDIATE BOND I P 2017-10-31 2018-10-05
16.923 VOYA INTERMEDIATE BOND I P 2017-11-30 2018-10-05
17.442 VOYA INTERMEDIATE BOND I P 2017-12-29 2018-10-05
17.726 VOYA INTERMEDIATE BOND I P 2018-01-31 2018-10-05
16.04 VOYA INTERMEDIATE BOND I P 2018-02-28 2018-10-05
17.593 VOYA INTERMEDIATE BOND I P 2018-03-29 2018-10-05
17.234 VOYA INTERMEDIATE BOND I P 2018-04-30 2018-10-05
17.678 VOYA INTERMEDIATE BOND I P 2018-05-31 2018-10-05
17.266 VOYA INTERMEDIATE BOND I P 2018-06-29 2018-10-05
18.617 VOYA INTERMEDIATE BOND I P 2018-07-31 2018-10-05
18.667 VOYA INTERMEDIATE BOND I P 2018-08-31 2018-10-05
18.248 VOYA INTERMEDIATE BOND I P 2018-09-28 2018-10-05
1345 WISDOMTREE US MIDCAP DIV FND P 2018-07-12 2018-12-24
212 WISDOMTREE US MIDCAP DIV FND P 2018-07-12 2018-12-20
Morgan Stanley P 2018-01-01 2018-01-01
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 43,985   44,094 -109
b 28,630   30,503 -1,873
c 5,693   5,095 598
d 3,797   3,547 250
e 2,872   2,693 179
525   529 -4
719   744 -25
619   637 -18
680   707 -27
616   653 -37
451   481 -30
410   439 -29
390   417 -27
438   463 -25
402   426 -24
515   552 -37
580   628 -48
512   561 -49
504   551 -47
444   490 -46
419   463 -44
450   494 -44
408   451 -43
471   522 -51
488   540 -52
469   516 -47
487   532 -45
203   222 -19
496   541 -45
510   559 -49
533   571 -38
543   578 -35
458   484 -26
466   486 -20
494   511 -17
480   500 -20
518   532 -14
431   445 -14
486   489 -3
39,583   36,932 2,651
14,622   13,924 698
39,484   37,854 1,630
344   330 14
617   597 20
612   594 18
620   601 19
497   491 6
521   515 6
473   467 6
448   439 9
479   466 13
358   350 8
516   505 11
467   462 5
450   448 2
439   438 1
424   426 -2
417   420 -3
393   396 -3
371   377 -6
393   397 -4
400   406 -6
347   353 -6
405   411 -6
289   294 -5
397   404 -7
364   373 -9
450   451 -1
3,596   4,057 -461
47,057   51,748 -4,691
44,949   50,525 -5,576
76,269   82,520 -6,251
287   306 -19
125   133 -8
806   858 -52
427   446 -19
1,474   1,540 -66
102,414   107,652 -5,238
46,458   54,903 -8,445
48   57 -9
87,215   90,152 -2,937
3,494   3,572 -78
49,549   52,632 -3,083
17,993   19,492 -1,499
35,234   30,624 4,610
25,183   22,324 2,859
16,890   13,154 3,736
17,573   14,056 3,517
4,884   3,903 981
49,611   44,697 4,914
55,752   47,273 8,479
476   480 -4
961   969 -8
1,622   1,635 -13
11,270   12,770 -1,500
80,874   85,357 -4,483
13,035   14,445 -1,410
16,941   18,647 -1,706
40,932   46,082 -5,150
22,165   25,359 -3,194
63,097   65,449 -2,352
456   421 35
42,846   36,689 6,157
2,633   2,317 316
2,633   2,404 229
7,420   6,738 682
14,608   11,531 3,077
32,930   26,934 5,996
33,673   27,875 5,798
25,318   27,810 -2,492
6,205   7,026 -821
21,550   24,433 -2,883
2,382   2,348 34
6,648   6,485 163
9,972   9,627 345
85,260   78,287 6,973
23,168   27,086 -3,918
13,091   15,605 -2,514
13,373   16,122 -2,749
94   117 -23
6,404   8,091 -1,687
13,880   15,745 -1,865
65,518   55,761 9,757
42,008   33,126 8,882
32,385   31,943 442
32,375   31,943 432
23,063   23,679 -616
18,114   18,642 -528
27,146   29,481 -2,335
28,922   29,040 -118
26,348   27,774 -1,426
3,650   3,476 174
63,507   60,427 3,080
41,579   37,603 3,976
4,425   3,773 652
3,114   2,686 428
26,220   22,963 3,257
5,539   4,193 1,346
588   419 169
10,232   11,840 -1,608
12,526   13,112 -586
13,232   13,823 -591
58,572   61,592 -3,020
14,814   13,273 1,541
7,286   6,916 370
11,536   11,187 349
12,629   12,535 94
31,207   24,527 6,680
26,983   21,569 5,414
5,060   7,889 -2,829
10,314   14,784 -4,470
20,744   32,208 -11,464
12,902   19,456 -6,554
38,236   34,053 4,183
33,029   35,755 -2,726
63,235   58,474 4,761
5,081   4,717 364
50,000   50,000  
33,081   35,721 -2,640
55,061   59,659 -4,598
220   240 -20
342   370 -28
348   375 -27
326   355 -29
334   365 -31
330   371 -41
308   342 -34
346   386 -40
354   387 -33
355   374 -19
353   364 -11
354   371 -17
363   366 -3
29,552   29,589 -37
305   307 -2
271   272 -1
6,275   6,314 -39
24   24  
61,042   61,828 -786
69,169   69,047 122
29,809   29,603 206
55,765   44,237 11,528
73,782   62,536 11,246
26   23 3
36,398   30,594 5,804
2,372   1,857 515
11,887   10,163 1,724
4,124   3,775 349
4,188   3,127 1,061
560   391 169
55,233   49,854 5,379
82,301   71,391 10,910
237   199 38
1,546   1,197 349
31,995   37,877 -5,882
46,052   52,651 -6,599
16,844   19,523 -2,679
44,852   31,387 13,465
2,290   1,646 644
121   121  
54,278   54,278  
       
       
6   6  
30,655   32,371 -1,716
257   269 -12
86,262   89,143 -2,881
330   302 28
46   45 1
151   154 -3
61,566   64,810 -3,244
155   164 -9
166   175 -9
163   171 -8
168   176 -8
163   171 -8
168   176 -8
171   177 -6
155   158 -3
170   174 -4
166   169 -3
170   174 -4
166   169 -3
179   182 -3
180   183 -3
176   178 -2
40,852   47,929 -7,077
6,672   7,693 -1,021
5     5
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -109
b       -1,873
c       598
d       250
e       179
      -4
      -25
      -18
      -27
      -37
      -30
      -29
      -27
      -25
      -24
      -37
      -48
      -49
      -47
      -46
      -44
      -44
      -43
      -51
      -52
      -47
      -45
      -19
      -45
      -49
      -38
      -35
      -26
      -20
      -17
      -20
      -14
      -14
      -3
      2,651
      698
      1,630
      14
      20
      18
      19
      6
      6
      6
      9
      13
      8
      11
      5
      2
      1
      -2
      -3
      -3
      -6
      -4
      -6
      -6
      -6
      -5
      -7
      -9
      -1
      -461
      -4,691
      -5,576
      -6,251
      -19
      -8
      -52
      -19
      -66
      -5,238
      -8,445
      -9
      -2,937
      -78
      -3,083
      -1,499
      4,610
      2,859
      3,736
      3,517
      981
      4,914
      8,479
      -4
      -8
      -13
      -1,500
      -4,483
      -1,410
      -1,706
      -5,150
      -3,194
      -2,352
      35
      6,157
      316
      229
      682
      3,077
      5,996
      5,798
      -2,492
      -821
      -2,883
      34
      163
      345
      6,973
      -3,918
      -2,514
      -2,749
      -23
      -1,687
      -1,865
      9,757
      8,882
      442
      432
      -616
      -528
      -2,335
      -118
      -1,426
      174
      3,080
      3,976
      652
      428
      3,257
      1,346
      169
      -1,608
      -586
      -591
      -3,020
      1,541
      370
      349
      94
      6,680
      5,414
      -2,829
      -4,470
      -11,464
      -6,554
      4,183
      -2,726
      4,761
      364
       
      -2,640
      -4,598
      -20
      -28
      -27
      -29
      -31
      -41
      -34
      -40
      -33
      -19
      -11
      -17
      -3
      -37
      -2
      -1
      -39
       
      -786
      122
      206
      11,528
      11,246
      3
      5,804
      515
      1,724
      349
      1,061
      169
      5,379
      10,910
      38
      349
      -5,882
      -6,599
      -2,679
      13,465
      644
       
       
       
       
       
      -1,716
      -12
      -2,881
      28
      1
      -3
      -3,244
      -9
      -9
      -8
      -8
      -8
      -8
      -6
      -3
      -4
      -3
      -4
      -3
      -3
      -3
      -2
      -7,077
      -1,021
      5
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 26,097
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 -84,835
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 213,948 3,286,329 0.06510
2016 204,080 3,214,225 0.06349
2015 212,500 3,299,635 0.06440
2014 154,520 3,533,278 0.04373
2013 147,677 3,611,289 0.04089
2
Total of line 1, column (d) .....................
2
0.277622
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.055524
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
3,392,832
5
Multiply line 4 by line 3......................
5
188,384
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
888
7
Add lines 5 and 6........................
7
189,272
8
Enter qualifying distributions from Part XII, line 4,.............
8
226,408
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 888
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 888
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 888
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a  
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7  
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 30
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 918
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
No
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bullet
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletMargaret Carrera Telephone no.bullet (530) 823-2409

    Located atbulletPO Box KRancho Santa FeCA ZIP+4bullet920670559
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
    No
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Margaret Carrera President
    1.00     		0    
    PO Box K
    Rancho Santa Fe,CA920670559
    Philip M Joffe CFO
    1.00     		0    
    PO Box K
    Rancho Santa Fe,CA920670559
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    3,421,565
    b
    Average of monthly cash balances.......................
    1b
    22,934
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    3,444,499
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    3,444,499
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    51,667
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    3,392,832
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    169,642
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    169,642
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    888
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    888
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    168,754
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    168,754
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    168,754
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    226,408
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    226,408
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    888
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    225,520
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 168,754
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2018:
    a From 2013......  
    b From 2014......  
    c From 2015...... 36,681
    d From 2016...... 45,199
    e From 2017...... 56,432
    fTotal of lines 3a through e........ 138,312
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 226,408
    a Applied to 2017, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 168,754
    e Remaining amount distributed out of corpus 57,654
    5 Excess distributions carryover applied to 2018.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 195,966
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		195,966
    10 Analysis of line 9:
    a Excess from 2014....  
    b Excess from 2015.... 36,681
    c Excess from 2016.... 45,199
    d Excess from 2017.... 56,432
    e Excess from 2018.... 57,654
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Christian Brothers High School
    4315 Martin Luther King Jr Blvd
    Sacramento,CA95820     		NA NA Establishes Scholarship Programs for Children that Lack Financial Resources but have a high degree of apptitude. 56,908
    Cristo Rey School
    6200 McMahon Drive
    Sacramento,CA95824     		NA NA Scholarships 50,000
    Sierra College Foundation
    5000 Rocklin Road
    Rocklin,CA95677     		NA NA Scholarships 12,000
    Ocean Discovery Institute
    211 Pacific Beach Drive Suite A
    San Diego,CA92109     		NA NA Funds to be used to support programs used in the direct education of children interested in science. 17,500
    San Pasqual Academy
    17701 San Pasqual Valley Road
    Escondido,CA92025     		NA NC Student Scholarships 40,000
    Preuss School
    UC San Diego 9500 Gilman Drive
    La Jolla,CA92093     		NA NC Student Scholarships 37,500
    Feeding America
    9455 Waples Street
    San Diego,CA92121     		NA PC Funds to be used to feed homeless 5,000
    Sierra Nevada Journeys
    1331 Garden Highway
    Sacramento,CA95833     		  PC Funds used to provide outdoor, service based education programs for youth. 7,500
    Total .................................bullet 3a 226,408
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		      3,624  
    4 Dividends and interest from securities....     14 82,494  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		        26,097
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   86,118 26,097
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    112,215
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID: 18007218
    Software Version: 2018v3.1


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    Carrera-Joffe Foundation
    EIN:
    68-0481048
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Accounting 695 695 695 0

    TY 2018 InvestmentsOtherSchedule2
    Name:
    Carrera-Joffe Foundation
    EIN:
    68-0481048
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    Mutual Funds FMV 1,176,532 1,161,948
    ETF FMV 1,402,293 1,367,033

    TY 2018 OtherDecreasesSchedule
    Name:
    Carrera-Joffe Foundation
    EIN:
    68-0481048
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Description Amount
    Wash sale losses 2,366


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    Carrera-Joffe Foundation
    EIN:
    68-0481048
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Morgan Stanley Fees 18,543 18,543 18,543 0


    TY 2018 TaxesSchedule
    Name:
    Carrera-Joffe Foundation
    EIN:
    68-0481048
    Software ID:
    18007218
    Software Version:
    2018v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Foreign Tax paid 730 730 730  
    Investment excise tax 3,444 3,444