Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 12-01-2017 , and ending 11-30-2018
Name of foundation
JOHN & POLLY SPARKS FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 1501 NJ2-130-03-31
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PENNINGTON, NJ085341501
A Employer identification number

27-2992779
B Telephone number (see instructions)

(609) 274-6834
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$71,603,004J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 1,824,289 1,409,290  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,552,070
b Gross sales price for all assets on line 6a 23,330,766
7 Capital gain net income (from Part IV, line 2)... 2,552,070
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 4,376,359 3,961,360  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 578,014 221,206   356,808
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 94,916 22,685   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings....... 15,657 0 0 15,657
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 5,680 2,680   3,000
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 694,267 246,571 0 375,465
25 Contributions, gifts, grants paid....... 3,228,050 3,228,050
26 Total expenses and disbursements. Add lines 24 and 25 3,922,317 246,571 0 3,603,515
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 454,042
b Net investment income (if negative, enter -0-) 3,714,789
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 16,931 54,404 54,404
2 Savings and temporary cash investments......... 1,144,332 2,075,644 2,075,644
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 10,576,697 Click to see attachment11,862,919 12,156,348
b Investments—corporate stock (attach schedule)....... 22,398,061 Click to see attachment23,505,576 30,542,811
c Investments—corporate bonds (attach schedule)....... 551,425 Click to see attachment253,750 198,750
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 27,734,123 Click to see attachment25,071,913 26,575,047
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 62,421,569 62,824,206 71,603,004
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 62,421,569 62,824,206
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 62,421,569 62,824,206
30 Total liabilities and net assets/fund balances (see instructions). 62,421,569 62,824,206
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
62,421,569
2
Enter amount from Part I, line 27a .....................
2
454,042
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
10,000
4
Add lines 1, 2, and 3 ..........................
4
62,885,611
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
61,405
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
62,824,206
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 45000. GEORGIA MUN ASSN INC   1998-12-11 2017-12-01
b 19. DIAGEO PLC SPON ADR NEW   2015-04-17 2017-12-06
c 88. ALIGN TECHNOLOGY INC   2017-05-30 2017-12-07
d 34. KAO CORP   2015-04-17 2017-12-08
e .31 FERROVIAL ADR   2017-01-09 2017-12-11
38. METHANEX CORP COM   2015-07-24 2017-12-13
3. METHANEX CORP COM   2015-09-14 2017-12-13
21. METHANEX CORP COM   2015-09-14 2017-12-13
15. METHANEX CORP COM   2016-03-17 2017-12-13
39. METHANEX CORP COM   2016-03-17 2017-12-14
1. METHANEX CORP COM   2016-03-18 2017-12-14
18. METHANEX CORP COM   2016-03-18 2017-12-14
250000. HENNEPIN CNTY MINN SALES   2016-09-13 2017-12-15
27. METHANEX CORP COM   2016-03-18 2017-12-15
380. METLIFE INC   2012-05-29 2017-12-15
138. METLIFE INC   2012-06-06 2017-12-15
168. METLIFE INC   2013-09-19 2017-12-15
90. PAYPAL HOLDINGS INC SHS   2014-10-16 2017-12-15
21. TERADYNE INC   2014-07-24 2017-12-15
257. APPLIED MATERIALS INC   2016-05-27 2017-12-18
589. INTESA SANPAOLO SPON ADR   2016-08-03 2017-12-19
22. INTESA SANPAOLO SPON ADR   2016-09-01 2017-12-19
25. INTESA SANPAOLO SPON ADR   2016-09-21 2017-12-19
312. INTESA SANPAOLO SPON ADR   2017-01-25 2017-12-19
783.00491 ISHARES 1-3 YEAR TREASURY BOND ETF   2017-06-15 2017-12-19
2235.99509 ISHARES 1-3 YEAR TREASURY BOND ETF   2017-06-15 2017-12-19
62. BNP PARIBAS   2016-03-31 2017-12-20
139. BNP PARIBAS   2016-04-19 2017-12-20
18. BNP PARIBAS   2016-09-01 2017-12-20
20. BNP PARIBAS   2016-09-21 2017-12-20
121. BNP PARIBAS   2017-02-07 2017-12-20
9. BNP PARIBAS   2017-09-25 2017-12-20
2. BNP PARIBAS   2017-11-06 2017-12-20
15246. DOUBLELINE TOTAL RETURN   2015-10-05 2017-12-20
913. DOUBLELINE TOTAL RETURN   2016-01-26 2017-12-20
1. DOUBLELINE TOTAL RETURN   2016-01-26 2017-12-20
229. DOUBLELINE TOTAL RETURN   2016-02-26 2017-12-20
1. DOUBLELINE TOTAL RETURN   2016-02-26 2017-12-20
.4 DOUBLELINE TOTAL RETURN   2016-12-20 2017-12-20
5232. GOLDMAN SACHS STRATEGIC   2013-08-28 2017-12-20
.06 GOLDMAN SACHS STRATEGIC   2013-08-28 2017-12-20
21222. GOLDMAN SACHS STRATEGIC   2013-08-28 2017-12-20
8462. GOLDMAN SACHS STRATEGIC   2014-12-26 2017-12-20
1. GOLDMAN SACHS STRATEGIC   2016-01-26 2017-12-20
3825. GOLDMAN SACHS STRATEGIC   2016-01-26 2017-12-20
10529. GOLDMAN SACHS STRATEGIC   2016-02-26 2017-12-20
7054. PPL CORP   2016-11-29 2017-12-20
188000. U.S. TREASURY NOTE   2017-06-19 2017-12-20
135. INTESA SANPAOLO SPON ADR   2017-01-25 2017-12-21
327. INTESA SANPAOLO SPON ADR   2017-02-01 2017-12-21
3. INTESA SANPAOLO SPON ADR   2017-09-25 2017-12-21
3. INTESA SANPAOLO SPON ADR   2017-11-06 2017-12-21
9. METLIFE INC   2013-09-19 2017-12-22
299. METLIFE INC   2013-09-19 2017-12-26
316. METLIFE INC   2014-02-14 2017-12-26
18. METLIFE INC   2015-06-13 2017-12-26
72. METLIFE INC   2015-06-22 2017-12-26
50. METLIFE INC   2015-07-05 2017-12-26
109. METLIFE INC   2015-09-14 2017-12-26
1. METLIFE INC   2017-09-25 2017-12-26
114. OCCIDENTAL PETROLEUM CORPORATION COMMON   2014-01-31 2017-12-27
181. OCCIDENTAL PETROLEUM CORPORATION COMMON   2014-02-03 2017-12-27
39. OCCIDENTAL PETROLEUM CORPORATION COMMON   2014-02-14 2017-12-27
49. CR BARD INC   2012-05-29 2017-12-29
15. CR BARD INC   2013-09-19 2017-12-29
8. CR BARD INC   2014-02-14 2017-12-29
24. UNUMPROVIDENT CORP   2014-02-14 2017-12-29
167. UNUMPROVIDENT CORP   2015-02-05 2017-12-29
243. ACTIVISION BLIZZARD INC   2017-03-10 2018-01-02
428. APPLIED MATERIALS INC   2016-05-27 2018-01-02
107. CELGENE CORP   2013-04-15 2018-01-02
64. CELGENE CORP   2013-08-19 2018-01-02
50. CELGENE CORP   2013-09-19 2018-01-02
186. FACEBOOK INC   2013-08-20 2018-01-02
47. PAYPAL HOLDINGS INC SHS   2014-10-16 2018-01-02
198. PAYPAL HOLDINGS INC SHS   2015-02-17 2018-01-02
363. RED HAT INC   2016-11-16 2018-01-02
131. TJX COS INC NEW   2012-05-29 2018-01-02
20. TJX COS INC NEW   2012-06-06 2018-01-02
59. TJX COS INC NEW   2013-09-19 2018-01-02
33. TJX COS INC NEW   2014-02-14 2018-01-02
141. TJX COS INC NEW   2017-05-17 2018-01-02
2978. ARCH CAPITAL GROUP LTD   2015-10-14 2018-01-02
376. CHENIERE ENERGY INC   2016-02-11 2018-01-03
56. HONDA MOTOR ADR NEW   2015-04-17 2018-01-04
317. DISCOVER FINL SVCS   2015-02-05 2018-01-08
342. SYNCHRONY FINL COM   2015-03-17 2018-01-08
.55 BECTON DICKINSON AND COMPANY   2018-01-02 2018-01-09
7. DIAGEO PLC SPON ADR NEW   2015-04-17 2018-01-09
43. HEINEKEN N V ADR   2015-04-17 2018-01-09
13. HEINEKEN N V ADR   2015-08-26 2018-01-09
122. PTC INC SHS   2017-03-28 2018-01-09
67. PAYPAL HOLDINGS INC SHS   2015-02-17 2018-01-10
13. PAYPAL HOLDINGS INC SHS   2015-09-14 2018-01-10
185. PAYPAL HOLDINGS INC SHS   2016-02-29 2018-01-10
23. PAYPAL HOLDINGS INC SHS   2016-09-01 2018-01-10
340. PAYPAL HOLDINGS INC SHS   2017-05-01 2018-01-10
50. HEINEKEN N V ADR   2015-08-26 2018-01-12
83. HONDA MOTOR ADR NEW   2015-04-17 2018-01-12
69. HONDA MOTOR ADR NEW   2015-04-17 2018-01-12
12. SBA COMMUNICATIONS CORP   2012-05-29 2018-01-12
6. EDWARDS LIFESCIENCES CORP   2015-09-08 2018-01-16
179. EDWARDS LIFESCIENCES CORP   2015-09-08 2018-01-16
25. GENERAL ELECTRIC CO   2015-03-17 2018-01-16
548. GENERAL ELECTRIC CO   2015-03-17 2018-01-16
597. GENERAL ELECTRIC CO   2015-04-21 2018-01-16
82. GENERAL ELECTRIC CO   2015-08-23 2018-01-16
902. GENERAL ELECTRIC CO   2016-11-17 2018-01-16
361. GENERAL ELECTRIC CO   2017-07-26 2018-01-16
121. GENERAL ELECTRIC CO   2017-07-27 2018-01-16
31. PTC INC SHS   2017-03-28 2018-01-16
41. PTC INC SHS   2017-03-31 2018-01-16
4. PTC INC SHS   2017-04-18 2018-01-16
78. KAO CORP   2015-04-17 2018-01-17
272. COGNEX CORP   2017-08-01 2018-01-19
74. PTC INC SHS   2017-04-18 2018-01-19
1. PTC INC SHS   2017-11-06 2018-01-19
178. CHINA MOBILE HONG KONG LTD   2017-09-19 2018-01-22
177. STARBUCKS CORP COM   2012-12-18 2018-01-22
138. STARBUCKS CORP COM   2013-08-19 2018-01-22
42. STARBUCKS CORP COM   2013-09-19 2018-01-22
14. MACYS INC   2016-09-14 2018-01-23
1234. MACYS INC   2016-09-14 2018-01-23
33. MACYS INC   2016-09-21 2018-01-23
75. MACYS INC   2016-09-22 2018-01-23
146. CONVATEC GROUP SPONSERED   2017-01-26 2018-01-24
524. CONVATEC GROUP SPONSERED   2017-01-27 2018-01-24
11. CONVATEC GROUP SPONSERED   2017-08-07 2018-01-24
77. GULFPORT ENERGY NEW$0.01   2016-03-28 2018-01-24
47. GULFPORT ENERGY NEW$0.01   2016-03-29 2018-01-24
6. CORE LABORATORIES N V   2017-07-26 2018-01-24
13. CORE LABORATORIES N V   2017-07-26 2018-01-24
145. CSX CORP COM   2017-01-25 2018-01-25
231. CONVATEC GROUP SPONSERED   2017-08-07 2018-01-25
8. GULFPORT ENERGY NEW$0.01   2016-03-29 2018-01-25
119. GULFPORT ENERGY NEW$0.01   2016-03-30 2018-01-25
108. HONDA MOTOR ADR NEW   2015-04-17 2018-01-26
100. HONDA MOTOR ADR NEW   2015-04-17 2018-01-26
170. MACYS INC   2016-09-22 2018-01-26
311. MACYS INC   2016-12-23 2018-01-26
388. MACYS INC   2017-01-18 2018-01-26
450. MACYS INC   2017-09-25 2018-01-26
636. INTERPUBLIC GROUP OF COMPANIES INC   2014-03-06 2018-01-29
540. INTERPUBLIC GROUP OF COMPANIES INC   2014-04-22 2018-01-29
586. INTERPUBLIC GROUP OF COMPANIES INC   2014-04-25 2018-01-29
138. INTERPUBLIC GROUP OF COMPANIES INC   2015-09-14 2018-01-29
68. INTERPUBLIC GROUP OF COMPANIES INC   2016-09-01 2018-01-29
131. INTERPUBLIC GROUP OF COMPANIES INC   2016-09-21 2018-01-29
484. INTERPUBLIC GROUP OF COMPANIES INC   2017-09-25 2018-01-29
19. INTERPUBLIC GROUP OF COMPANIES INC   2017-11-06 2018-01-29
192. NIDEC CORP   2015-04-17 2018-01-29
253. STARBUCKS CORP COM   2013-09-19 2018-01-29
106. ALIGN TECHNOLOGY INC   2017-05-30 2018-01-30
36. BECTON DICKINSON AND COMPANY   2018-01-02 2018-01-30
519. PETROLEO BRASILEIRO SA PETROBRAS P   2017-06-09 2018-01-31
586. PETROLEO BRASILEIRO SA PETROBRAS P   2017-06-30 2018-01-31
367. PETROLEO BRASILEIRO SA PETROBRAS P   2017-08-23 2018-01-31
3369. EXXON MOBIL CORP   2016-09-28 2018-02-01
72. EXXON MOBIL CORP   2017-04-05 2018-02-01
113. EXXON MOBIL CORP   2017-07-20 2018-02-01
183. EXXON MOBIL CORP   2017-07-31 2018-02-01
3591. METLIFE INC   2017-06-28 2018-02-01
42. METLIFE INC   2017-07-31 2018-02-01
1319. METLIFE INC   2017-08-09 2018-02-01
70. HONDA MOTOR ADR NEW   2015-04-17 2018-02-02
67. HONDA MOTOR ADR NEW   2015-04-17 2018-02-02
1011. VALERO ENERGY CORP NEW   2016-07-27 2018-02-02
185. VALERO ENERGY CORP NEW   2017-04-06 2018-02-02
985. APPLIED MATERIALS INC   2016-05-27 2018-02-06
750. APPLIED MATERIALS INC   2016-09-01 2018-02-06
2520. COHEN & STEERS PREFERRED   2014-02-20 2018-02-06
.14 COHEN & STEERS PREFERRED   2014-02-20 2018-02-06
7148. COHEN & STEERS PREFERRED   2014-12-26 2018-02-06
4842. COHEN & STEERS PREFERRED   2015-06-30 2018-02-06
9228. NUVEEN HIGH YIELD MUNI   2015-10-05 2018-02-06
.67 NUVEEN HIGH YIELD MUNI   2015-10-05 2018-02-06
977. TJX COS INC NEW   2017-05-17 2018-02-06
211. TJX COS INC NEW   2017-06-12 2018-02-06
577. AMERICAN TOWER REIT INC   2014-03-28 2018-02-07
363. AMERICAN WTR WKS CO INC   2015-09-28 2018-02-07
455. AMERICAN WTR WKS CO INC   2016-09-27 2018-02-07
104. AMERICAN WTR WKS CO INC   2017-04-06 2018-02-07
99. CHENIERE ENERGY INC   2016-02-11 2018-02-07
109. CHENIERE ENERGY INC   2016-03-10 2018-02-07
19. CHENIERE ENERGY INC   2016-04-05 2018-02-07
101. DANAHER CORP COMMON   2014-08-06 2018-02-07
33. HEINEKEN N V ADR   2015-08-26 2018-02-07
63. HEINEKEN N V ADR   2015-09-01 2018-02-07
400. PROLOGIS INC   2017-06-27 2018-02-07
147. THERMO ELECTRON CORP   2013-01-04 2018-02-07
49. BROADCOM LTD   2013-05-10 2018-02-07
46. KAO CORP   2015-04-17 2018-02-08
133. ERSTE BK DER OESTERREICHISCHEN   2015-04-17 2018-02-09
245. GRUPO FIN BANORTE-SPON   2015-04-17 2018-02-09
6. GRUPO FIN BANORTE-SPON   2015-09-14 2018-02-09
376. LLOYDS TSB GROUP PLC   2015-10-14 2018-02-09
939. LLOYDS TSB GROUP PLC   2015-11-02 2018-02-09
452. LLOYDS TSB GROUP PLC   2015-12-01 2018-02-09
843. LLOYDS TSB GROUP PLC   2016-06-06 2018-02-09
197. LLOYDS TSB GROUP PLC   2016-09-01 2018-02-09
3. LLOYDS TSB GROUP PLC   2017-11-06 2018-02-09
2. HONDA MOTOR ADR NEW   2015-04-17 2018-02-12
68. HONDA MOTOR ADR NEW   2015-09-14 2018-02-12
10. HONDA MOTOR ADR NEW   2016-09-01 2018-02-12
2. HONDA MOTOR ADR NEW   2016-09-01 2018-02-12
9. HONDA MOTOR ADR NEW   2016-09-21 2018-02-12
60. HONDA MOTOR ADR NEW   2017-05-16 2018-02-12
7. HONDA MOTOR ADR NEW   2017-05-16 2018-02-12
61. HONDA MOTOR ADR NEW   2017-05-16 2018-02-12
31. DOWDUPONT INC COM   2016-12-12 2018-02-13
2236. ISHARES 1-3 YEAR TREASURY BOND ETF   2017-07-02 2018-02-13
32. KAO CORP   2015-04-17 2018-02-13
194000. U.S. TREASURY NOTE   2017-03-15 2018-02-13
33. DOWDUPONT INC COM   2016-12-12 2018-02-14
31. KAO CORP   2015-04-17 2018-02-14
299. DEUTSCHE TELEKOM AG SPONSORED ADR   2016-02-04 2018-02-16
35. KAO CORP   2015-04-17 2018-02-16
4. KAO CORP   2015-09-14 2018-02-16
26. DEUTSCHE TELEKOM AG SPONSORED ADR   2016-02-04 2018-02-20
217. DEUTSCHE TELEKOM AG SPONSORED ADR   2016-02-09 2018-02-20
210. DEUTSCHE TELEKOM AG SPONSORED ADR   2016-02-25 2018-02-20
136. DEUTSCHE TELEKOM AG SPONSORED ADR   2016-04-11 2018-02-20
33. KAO CORP   2015-09-14 2018-02-20
11. KAO CORP   2015-09-14 2018-02-20
11. KAO CORP   2016-09-01 2018-02-20
11. KAO CORP   2016-09-21 2018-02-20
40. INTUIT INC COM   2012-05-29 2018-02-21
79. WPP PLC NEW/ADR   2017-05-04 2018-02-22
44. COMCAST CORP NEW CL A   2014-10-17 2018-02-28
346. COMCAST CORP NEW CL A   2015-09-28 2018-02-28
1008. COMCAST CORP NEW CL A   2015-09-28 2018-02-28
876. COMCAST CORP NEW CL A   2016-01-15 2018-02-28
317. COMCAST CORP NEW CL A   2017-04-06 2018-02-28
81. COMCAST CORP NEW CL A   2018-02-07 2018-02-28
14. INTUIT INC COM   2012-05-29 2018-02-28
500000. GEORGIA ST RD & TWY AUTH   2016-09-29 2018-03-01
39. HEINEKEN N V ADR   2015-09-01 2018-03-01
10. HEINEKEN N V ADR   2015-09-14 2018-03-01
527. KONINKLIJKE PHILIPS ELECTRS   2015-04-29 2018-03-01
741. KONINKLIJKE PHILIPS ELECTRS   2015-05-14 2018-03-01
68. KONINKLIJKE PHILIPS ELECTRS   2015-09-14 2018-03-01
238. KONINKLIJKE PHILIPS ELECTRS   2016-01-14 2018-03-01
47. KONINKLIJKE PHILIPS ELECTRS   2016-01-14 2018-03-02
453. KONINKLIJKE PHILIPS ELECTRS   2016-02-09 2018-03-02
84. KONINKLIJKE PHILIPS ELECTRS   2016-02-10 2018-03-02
203. KONINKLIJKE PHILIPS ELECTRS   2016-04-27 2018-03-02
9. KONINKLIJKE PHILIPS ELECTRS   2016-09-01 2018-03-02
5. KONINKLIJKE PHILIPS ELECTRS   2017-11-06 2018-03-02
196. CELGENE CORP   2013-09-19 2018-03-05
44. CELGENE CORP   2014-02-14 2018-03-05
288. CELGENE CORP   2014-03-05 2018-03-05
67. CELGENE CORP   2014-09-08 2018-03-05
19. CELGENE CORP   2016-09-01 2018-03-05
27. CELGENE CORP   2016-09-21 2018-03-05
221. CELGENE CORP   2016-11-09 2018-03-05
30. HEINEKEN N V ADR   2015-09-14 2018-03-05
61. HEINEKEN N V ADR   2015-12-15 2018-03-05
36. HEINEKEN N V ADR   2016-01-07 2018-03-06
112. NATIONAL GRID PLC SHS   2016-10-27 2018-03-06
136. NATIONAL GRID PLC SHS   2017-03-10 2018-03-06
666. BRF BRASIL FOODS SA ADR   2017-05-23 2018-03-08
191. BRF BRASIL FOODS SA ADR   2017-06-05 2018-03-08
279. BRF BRASIL FOODS SA ADR   2017-08-03 2018-03-08
1. BRF BRASIL FOODS SA ADR   2017-11-06 2018-03-08
497. ACTIVISION BLIZZARD INC   2017-03-10 2018-03-09
255. TERADYNE INC   2014-07-24 2018-03-09
47. TERADYNE INC   2014-08-07 2018-03-09
378. TERADYNE INC   2014-08-07 2018-03-12
48. AIRBUS GROUP   2015-04-17 2018-03-13
1640. CITIGROUP INC COM NEW   2016-03-21 2018-03-13
181. ECOLAB INC COM   2015-09-09 2018-03-13
558. ECOLAB INC COM   2015-09-30 2018-03-13
64. ECOLAB INC COM   2016-01-15 2018-03-13
96. ECOLAB INC COM   2017-04-06 2018-03-13
35. ECOLAB INC COM   2018-02-07 2018-03-13
59. HEINEKEN N V ADR   2016-01-07 2018-03-13
22. HEINEKEN N V ADR   2016-09-01 2018-03-13
21. HEINEKEN N V ADR   2016-09-21 2018-03-13
9. HUNTINGTON INGALLS INDS   2013-10-14 2018-03-13
15. INTUIT INC COM   2012-05-29 2018-03-13
103. ON SEMICONDUCTOR CORP   2014-10-21 2018-03-13
23. SBA COMMUNICATIONS CORP   2012-05-29 2018-03-13
3959.99954 GENERAL MOTORS CO   2017-10-10 2018-03-14
634.00046 GENERAL MOTORS CO   2017-10-10 2018-03-14
14. TAL ED GROUP ADR   2017-08-28 2018-03-15
67. TAL ED GROUP ADR   2017-08-28 2018-03-15
137. TAL ED GROUP ADR   2017-09-15 2018-03-15
66. TAL ED GROUP ADR   2017-09-25 2018-03-15
53. TAL ED GROUP ADR   2017-10-20 2018-03-15
79. ALIGN TECHNOLOGY INC   2017-05-30 2018-03-16
58. ARISTA NETWORKS INC   2017-09-20 2018-03-16
11. BIG LOTS INC   2015-09-15 2018-03-16
14. BIG LOTS INC   2015-09-18 2018-03-16
3. BIG LOTS INC   2015-09-18 2018-03-19
418. KOREA ELEC PWR CO SPONS ADR   2017-03-17 2018-03-19
147. KOREA ELEC PWR CO SPONS ADR   2017-06-12 2018-03-19
166. KOREA ELEC PWR CO SPONS ADR   2017-07-19 2018-03-19
1. KOREA ELEC PWR CO SPONS ADR   2017-11-06 2018-03-19
77. BIG LOTS INC   2015-09-18 2018-03-20
105. BIG LOTS INC   2015-10-21 2018-03-20
24. AVIVA PLC SHS   2015-07-07 2018-03-21
108. AVIVA PLC SHS   2015-08-06 2018-03-21
42. AVIVA PLC SHS   2015-08-10 2018-03-21
1. BIG LOTS INC   2015-10-21 2018-03-21
2259. DOMINION RES INC VA NEW   2017-07-20 2018-03-21
1198. DOMINION RES INC VA NEW   2017-07-31 2018-03-21
2471. WELLS FARGO & CO NEW   2017-10-04 2018-03-21
1000. WELLS FARGO & CO NEW   2017-12-06 2018-03-21
31. AVIVA PLC SHS   2015-08-10 2018-03-22
68. AVIVA PLC SHS   2015-08-11 2018-03-22
59. AVIVA PLC SHS   2015-08-24 2018-03-22
24. AVIVA PLC SHS   2015-08-24 2018-03-22
8407. NUVEEN PREFERRED   2016-02-23 2018-03-26
.6 NUVEEN PREFERRED   2016-02-23 2018-03-26
.29 NUVEEN PREFERRED   2018-02-01 2018-03-26
881. ACERINOX SA SHS   2017-02-09 2018-03-27
19. AMAZON COM INC   2012-05-29 2018-03-28
302. FIRST REP BK SAN FRNCISC   2017-07-06 2018-03-28
180. RSP PERMIAN INC   2018-01-26 2018-04-02
336. MONSTER BEVERAGE SHS   2014-02-03 2018-04-03
172. RED HAT INC   2016-11-16 2018-04-03
3458. TIFFANY & CO NEW   2016-07-14 2018-04-03
65. TIFFANY & CO NEW   2016-08-02 2018-04-03
5. BIG LOTS INC   2015-10-21 2018-04-05
.96 DEUTSCHE GLOBAL REAL   2017-01-18 2018-04-06
751. DEUTSCHE GLOBAL REAL   2017-01-18 2018-04-06
31797. TRANSAMERICA MLP &   2017-04-19 2018-04-06
.71 TRANSAMERICA MLP &   2017-04-19 2018-04-06
455. INCYTE GENOMICS INC   2017-04-17 2018-04-09
10. INCYTE GENOMICS INC   2017-05-02 2018-04-09
196. INCYTE GENOMICS INC   2017-07-06 2018-04-09
191. INCYTE GENOMICS INC   2017-10-10 2018-04-09
244. INCYTE GENOMICS INC   2018-03-05 2018-04-09
360000. U.S. TREASURY NOTE   2018-02-06 2018-04-10
252000. U.S. TREASURY NOTE   2018-02-13 2018-04-10
49. METHANEX CORP COM   2016-03-18 2018-04-11
27. METHANEX CORP COM   2016-03-18 2018-04-11
17. METHANEX CORP COM   2016-04-08 2018-04-11
1326. ACERINOX SA SHS   2017-02-09 2018-04-16
3. ACERINOX SA SHS   2017-11-06 2018-04-16
59. NIKE INC CL B   2015-10-13 2018-04-16
9. NIKE INC CL B   2016-09-30 2018-04-16
96. NIKE INC CL B   2016-12-02 2018-04-16
339. CIELO S A SPONSORED ADR   2017-09-26 2018-04-17
654. CIELO S A SPONSORED ADR   2017-10-05 2018-04-17
1. CIELO S A SPONSORED ADR   2017-11-06 2018-04-17
301. CIELO S A SPONSORED ADR   2017-11-29 2018-04-17
78. RAYTHEON CO   2012-05-29 2018-04-18
172. UNION PACIFIC CORP   2012-05-29 2018-04-18
11. UNION PACIFIC CORP   2012-06-06 2018-04-18
383. CSX CORP COM   2017-01-25 2018-04-20
478. GENERAL ELECTRIC CO   2015-08-06 2018-04-20
159. GENERAL ELECTRIC CO   2015-08-16 2018-04-20
63. GENERAL ELECTRIC CO   2017-07-27 2018-04-20
184. GOLDMAN SACHS GROUP INC   2016-12-16 2018-04-20
107. GOLDMAN SACHS GROUP INC   2017-01-31 2018-04-20
101. GOLDMAN SACHS GROUP INC   2017-04-10 2018-04-20
311. STARBUCKS CORP COM   2013-09-19 2018-04-20
406. STARBUCKS CORP COM   2014-01-31 2018-04-20
148. STARBUCKS CORP COM   2014-02-14 2018-04-20
72. STARBUCKS CORP COM   2014-09-08 2018-04-20
450. STARBUCKS CORP COM   2014-11-24 2018-04-20
358. STARBUCKS CORP COM   2017-04-10 2018-04-20
1530. KRAFT (THE) HEINZ CO SHS   2015-08-06 2018-04-23
1825. KRAFT (THE) HEINZ CO SHS   2016-02-23 2018-04-23
57. KRAFT (THE) HEINZ CO SHS   2016-08-02 2018-04-23
56. KRAFT (THE) HEINZ CO SHS   2017-04-05 2018-04-23
211. KRAFT (THE) HEINZ CO SHS   2017-07-20 2018-04-23
134. KRAFT (THE) HEINZ CO SHS   2017-07-31 2018-04-23
4513. PAYCHEX INC COM   2017-10-03 2018-04-23
1549. PHILIP MORRIS INTL INC   2016-06-10 2018-04-23
423. PHILIP MORRIS INTL INC   2016-08-02 2018-04-23
484. PHILIP MORRIS INTL INC   2016-08-12 2018-04-23
242. PROCTER & GAMBLE CO COM   2013-12-03 2018-04-23
878. PROCTER & GAMBLE CO COM   2015-02-03 2018-04-23
604. PROCTER & GAMBLE CO COM   2015-05-06 2018-04-23
1280. PROCTER & GAMBLE CO COM   2016-02-23 2018-04-23
46. PROCTER & GAMBLE CO COM   2016-06-10 2018-04-23
103. PROCTER & GAMBLE CO COM   2016-08-12 2018-04-23
325. PROCTER & GAMBLE CO COM   2016-11-09 2018-04-23
52. PROCTER & GAMBLE CO COM   2017-04-05 2018-04-23
78. PROCTER & GAMBLE CO COM   2017-07-20 2018-04-23
65. PROCTER & GAMBLE CO COM   2017-07-31 2018-04-23
53. AVIVA PLC SHS   2015-08-24 2018-04-24
97. AVIVA PLC SHS   2015-08-24 2018-04-24
30. AVIVA PLC SHS   2015-08-24 2018-04-24
51. AVIVA PLC SHS   2015-08-25 2018-04-24
25. AVIVA PLC SHS   2015-08-26 2018-04-24
50. AVIVA PLC SHS   2015-08-26 2018-04-24
8. CORE LABORATORIES N V   2017-07-26 2018-04-24
20. CORE LABORATORIES N V   2017-07-26 2018-04-25
22. CORE LABORATORIES N V   2017-07-26 2018-04-25
4. CORE LABORATORIES N V   2017-07-26 2018-04-25
476. COGNEX CORP   2017-08-01 2018-04-27
140. COGNEX CORP   2017-08-28 2018-04-27
128. GLAXO SMITHKLINE PLC   2016-05-02 2018-04-27
30. GLAXO SMITHKLINE PLC   2016-05-02 2018-04-27
5. GLAXO SMITHKLINE PLC   2016-05-03 2018-04-27
181. GLAXO SMITHKLINE PLC   2016-05-11 2018-04-27
79. AON PLC   2013-08-19 2018-04-27
690. COGNEX CORP   2017-08-28 2018-04-30
464. COGNEX CORP   2017-10-10 2018-04-30
138. NIKE INC CL B   2016-12-02 2018-05-01
38. ROYAL DUTCH SHELL PLC   2016-04-19 2018-05-01
195000. SAN DIEGO CO CA WTR AT   2017-05-09 2018-05-01
32. TOTAL FINA ELF S.A. ADR   2015-12-11 2018-05-01
16. TOTAL FINA ELF S.A. ADR   2015-12-11 2018-05-01
.8 FIDELITY ADV EMERGING   2015-10-05 2018-05-02
13176. FIDELITY ADV EMERGING   2015-10-05 2018-05-02
1142. FIDELITY ADV EMERGING   2016-01-26 2018-05-02
2415. FIDELITY ADV EMERGING   2016-02-26 2018-05-02
5803. FIDELITY ADV EMERGING   2016-07-15 2018-05-02
1. FIDELITY ADV EMERGING   2016-07-15 2018-05-02
35. SHERWIN-WILLIAMS COMPANY COMMON   2014-12-05 2018-05-10
57. SHERWIN-WILLIAMS COMPANY COMMON   2014-12-17 2018-05-10
16. SHERWIN-WILLIAMS COMPANY COMMON   2015-02-03 2018-05-10
44. AIA GROUP LTD   2015-04-17 2018-05-14
21. AIA GROUP LTD   2015-09-14 2018-05-14
37. AIA GROUP LTD   2015-09-14 2018-05-14
17. AIA GROUP LTD   2016-02-19 2018-05-14
. MCDERMOTT INTL INC   2018-05-14 2018-05-14
61. ULTA SALON COSMETICS &   2015-04-02 2018-05-14
22. ULTA SALON COSMETICS &   2015-05-05 2018-05-14
88. ALKERMES PLC NEW   2017-08-21 2018-05-14
1. ALKERMES PLC NEW   2017-08-21 2018-05-14
85. ALKERMES PLC NEW   2017-09-13 2018-05-14
175. CHENIERE ENERGY INC   2016-04-05 2018-05-21
728. SUNTRUST BANKS INC   2017-10-04 2018-05-21
67. UNION PACIFIC CORP   2012-06-06 2018-05-22
83. UNION PACIFIC CORP   2013-09-19 2018-05-22
74. SHERWIN-WILLIAMS COMPANY COMMON   2015-02-03 2018-05-30
68. SHERWIN-WILLIAMS COMPANY COMMON   2015-03-06 2018-05-30
65. SHERWIN-WILLIAMS COMPANY COMMON   2015-05-28 2018-05-30
62. SHERWIN-WILLIAMS COMPANY COMMON   2016-06-08 2018-05-30
86. ALIGN TECHNOLOGY INC   2017-05-30 2018-05-31
220000. MOUNT HEALTHY OHIO CITY   2017-07-26 2018-06-01
99. TARGET CORP   2014-02-12 2018-06-05
100. TARGET CORP   2014-02-14 2018-06-05
127. TARGET CORP   2014-05-22 2018-06-05
37. ABIOMED INC   2018-02-07 2018-06-08
53. ALIGN TECHNOLOGY INC   2017-05-30 2018-06-08
108. RED HAT INC   2016-11-16 2018-06-08
87. SERVICENOW INC   2017-07-06 2018-06-08
344. TAL ED GROUP ADR   2017-10-20 2018-06-08
39. UNION PACIFIC CORP   2013-09-19 2018-06-08
36. UNION PACIFIC CORP   2014-02-14 2018-06-08
212. UNION PACIFIC CORP   2015-09-14 2018-06-08
47. UNION PACIFIC CORP   2017-09-25 2018-06-08
1. UNION PACIFIC CORP   2017-11-06 2018-06-08
895. TAL ED GROUP ADR   2017-10-20 2018-06-14
47. TAL ED GROUP ADR   2017-10-26 2018-06-14
149. TAL ED GROUP ADR   2017-10-30 2018-06-14
1059. TAL ED GROUP ADR   2017-11-06 2018-06-14
123. TAL ED GROUP ADR   2017-11-08 2018-06-14
19. TAL ED GROUP ADR   2017-11-28 2018-06-14
21. DIAGEO PLC SPON ADR NEW   2015-04-17 2018-06-15
.84 FERGUSON PLC   2018-04-26 2018-06-15
15000. GEORGIA ST HGHR ED FACS   2009-01-14 2018-06-15
180. TIME WARNER INC SHS   2014-02-14 2018-06-15
160. TIME WARNER INC SHS   2015-09-14 2018-06-15
85. TIME WARNER INC SHS   2016-03-23 2018-06-15
4. TIME WARNER INC SHS   2017-09-25 2018-06-15
4. TIME WARNER INC SHS   2017-11-06 2018-06-15
10. AIR LIQUIDE ADR   2015-04-17 2018-06-18
20. AJINOMOTO CO LTD ADR   2016-10-13 2018-06-18
11. GLAXO SMITHKLINE PLC   2016-05-11 2018-06-18
17. NIDEC CORP   2015-04-17 2018-06-18
2. TE CONNECTIVITY LTD   2015-04-17 2018-06-18
.22 AT& T INC   2017-11-06 2018-06-19
1394. ABBVIE INC SHS   2018-03-26 2018-06-21
802. ABBVIE INC SHS   2018-04-10 2018-06-21
52. ABIOMED INC   2018-02-07 2018-06-25
9. ALIBABA GROUP HOLDING LT   2017-03-16 2018-06-25
69. ALIBABA GROUP HOLDING LT   2017-04-11 2018-06-25
34. ALIBABA GROUP HOLDING LT   2018-01-02 2018-06-25
63. ALIGN TECHNOLOGY INC   2017-05-30 2018-06-25
78. ARISTA NETWORKS INC   2017-09-20 2018-06-25
132. NVIDIA CORP   2017-08-11 2018-06-25
123. SERVICENOW INC   2017-07-06 2018-06-25
121. ACTIVISION BLIZZARD INC   2017-03-10 2018-06-26
18. ADOBE SYS INC COM   2014-01-21 2018-06-26
12. ALPHABET INC SHS CL C   2013-01-18 2018-06-26
13. AMAZON COM INC   2012-05-29 2018-06-26
4. BOOKING HLDGS INC   2014-04-14 2018-06-26
41. BURLINGTON STORES INC   2018-04-03 2018-06-26
174. CSX CORP COM   2017-01-25 2018-06-26
54. EDWARDS LIFESCIENCES CORP   2015-09-08 2018-06-26
13. EDWARDS LIFESCIENCES CORP   2015-09-29 2018-06-26
63. FACEBOOK INC   2013-08-20 2018-06-26
21. FACEBOOK INC   2013-09-19 2018-06-26
57. FIRST REP BK SAN FRNCISC   2017-07-06 2018-06-26
153. FLOOR AND DECOR HLDGS   2018-01-19 2018-06-26
19. ILLUMINA INC   2018-05-30 2018-06-26
33. MARKETAXESS HLDGS INC   2018-01-02 2018-06-26
212. MONSTER BEVERAGE SHS   2014-02-03 2018-06-26
103. PAYPAL HOLDINGS INC SHS   2017-05-01 2018-06-26
35. SALESFORCE COM INC   2015-08-26 2018-06-26
86. SCHWAB CHARLES CORP NEW   2015-09-29 2018-06-26
34. ULTA SALON COSMETICS &   2015-05-05 2018-06-26
123. VISA INC CL A SHRS   2012-05-29 2018-06-26
33. XPO LOGISTICS INC   2018-04-20 2018-06-26
588. SUBARU CORP SHS ADR   2018-01-24 2018-06-28
212.66 BAYER A G SPONSORED ADR   2018-07-02 2018-07-02
.3 FERROVIAL ADR   2017-06-14 2018-07-03
225. BROADCOM LTD   2013-05-10 2018-07-11
218. BROADCOM LTD   2013-07-02 2018-07-11
24. BROADCOM LTD   2013-09-20 2018-07-11
143. BROADCOM LTD   2014-01-24 2018-07-11
258. AT& T INC   2014-02-14 2018-07-17
230. AT& T INC   2015-09-14 2018-07-17
122. AT& T INC   2016-03-23 2018-07-17
6. AT& T INC   2017-09-25 2018-07-17
6. AT& T INC   2017-11-06 2018-07-17
1040. DAIKIN INDUSTRIES LTD   2016-12-15 2018-07-18
800. DAIKIN INDUSTRIES LTD   2017-01-23 2018-07-18
42. METHANEX CORP COM   2016-04-08 2018-07-18
9. METHANEX CORP COM   2016-04-08 2018-07-18
710. PFIZER INC COM   2014-10-15 2018-07-19
480. PFIZER INC COM   2016-01-08 2018-07-19
20. PFIZER INC COM   2016-09-01 2018-07-19
54. PFIZER INC COM   2016-09-21 2018-07-19
20. PFIZER INC COM   2017-09-25 2018-07-19
4. PFIZER INC COM   2017-11-06 2018-07-19
99. PFIZER INC COM   2018-06-26 2018-07-19
205. TATA MTRS LTD   2015-04-17 2018-07-19
21. TATA MTRS LTD   2015-04-28 2018-07-19
55. TATA MTRS LTD   2015-07-09 2018-07-19
23. TATA MTRS LTD   2015-09-14 2018-07-19
6. TATA MTRS LTD   2016-09-01 2018-07-19
4. TATA MTRS LTD   2016-09-21 2018-07-19
10. AVIVA PLC SHS   2015-08-26 2018-07-20
26. AVIVA PLC SHS   2015-08-26 2018-07-20
77. AVIVA PLC SHS   2015-08-26 2018-07-20
16. AVIVA PLC SHS   2015-08-26 2018-07-20
129. AVIVA PLC SHS   2015-09-14 2018-07-20
31. AVIVA PLC SHS   2015-10-07 2018-07-20
34. AVIVA PLC SHS   2015-10-08 2018-07-20
38. AVIVA PLC SHS   2015-10-08 2018-07-20
39. AVIVA PLC SHS   2015-10-08 2018-07-20
31. AVIVA PLC SHS   2015-10-08 2018-07-20
64. AVIVA PLC SHS   2016-09-01 2018-07-20
64. AVIVA PLC SHS   2016-09-21 2018-07-20
1. AVIVA PLC SHS   2017-11-06 2018-07-20
82. DELTA AIR LINES INC   2018-02-07 2018-07-24
714. ISHARES NASDAQ BIOTECHNOLOGY ETF   2015-09-28 2018-07-24
96. ISHARES NASDAQ BIOTECHNOLOGY ETF   2016-01-15 2018-07-24
126. ISHARES NASDAQ BIOTECHNOLOGY ETF   2017-04-06 2018-07-24
35. ISHARES NASDAQ BIOTECHNOLOGY ETF   2018-02-07 2018-07-24
73. LIBERTY GLOBAL PLC CL C   2017-09-15 2018-07-27
205. LIBERTY GLOBAL PLC CL C   2017-09-27 2018-07-27
1. LIBERTY GLOBAL PLC CL C   2017-11-06 2018-07-27
146. LIBERTY GLOBAL PLC CL C   2018-01-17 2018-07-27
22. SAP AKTIENGESELLSCHAFT ADR   2015-04-17 2018-07-30
51. CHINA PETE & CHEM CORP SPONSORED   2016-04-21 2018-07-31
145. ADOBE SYS INC COM   2014-01-21 2018-08-01
18. INTUIT INC COM   2012-05-29 2018-08-01
37. ACXIOM CORP   2017-11-28 2018-08-02
34. ACXIOM CORP   2017-11-29 2018-08-02
73. INTUIT INC COM   2012-05-29 2018-08-02
46. INTUIT INC COM   2013-09-19 2018-08-02
26. INTUIT INC COM   2014-02-14 2018-08-02
11. SONY CORP ADR AMERN SH NEW   2015-08-10 2018-08-02
6. SONY CORP ADR AMERN SH NEW   2015-08-10 2018-08-02
79. SONY CORP ADR AMERN SH NEW   2015-08-10 2018-08-02
15. ACXIOM CORP   2017-11-29 2018-08-03
95. ACXIOM CORP   2017-11-30 2018-08-03
59. ACXIOM CORP   2017-12-01 2018-08-03
14. ACXIOM CORP   2017-12-04 2018-08-03
33. METHANEX CORP COM   2016-04-08 2018-08-03
3. ACXIOM CORP   2017-12-04 2018-08-06
82. ACXIOM CORP   2017-12-05 2018-08-06
19. ACXIOM CORP   2017-12-07 2018-08-06
12123. AMERICAN INTERMEDIATE BD   2017-06-28 2018-08-06
.51 AMERICAN INTERMEDIATE BD   2017-06-28 2018-08-06
18666. PIMCO TOTAL RETURN FUND   2017-06-19 2018-08-06
1. PIMCO TOTAL RETURN FUND   2017-12-20 2018-08-06
11182. PIMCO TOTAL RETURN FUND   2017-12-20 2018-08-06
.56 PIMCO TOTAL RETURN FUND   2017-12-20 2018-08-06
98. ACXIOM CORP   2017-12-07 2018-08-07
96. ACXIOM CORP   2017-12-08 2018-08-07
64. ACXIOM CORP   2017-12-11 2018-08-07
27. ACXIOM CORP   2017-12-13 2018-08-07
52. GRUPO FIN BANORTE-SPON   2015-09-14 2018-08-08
7. GRUPO FIN BANORTE-SPON   2016-09-01 2018-08-08
7. GRUPO FIN BANORTE-SPON   2016-09-21 2018-08-08
2. GRUPO FIN BANORTE-SPON   2016-12-06 2018-08-08
88. ADVANCE AUTO PARTS INC   2016-11-22 2018-08-10
1. ADVANCE AUTO PARTS INC   2016-11-22 2018-08-10
17. ADVANCE AUTO PARTS INC   2016-11-23 2018-08-10
6632. CAIXABANK UNSPON ADR   2015-04-17 2018-08-10
. IBERDROLA S A ADR   2018-08-10 2018-08-10
29352. PRUDENTIAL GLOBAL TOTAL   2016-12-20 2018-08-10
.4 PRUDENTIAL GLOBAL TOTAL   2016-12-20 2018-08-10
415. SOUTHWEST AIRLINES CO   2016-07-01 2018-08-10
7. SOUTHWEST AIRLINES CO   2016-07-21 2018-08-10
282. TCW EMERGING   2014-02-20 2018-08-10
.83 TCW EMERGING   2014-02-20 2018-08-10
11063. TCW EMERGING   2014-12-26 2018-08-10
9108. TCW EMERGING   2015-06-30 2018-08-10
1. TCW EMERGING   2016-01-26 2018-08-10
140. TCW EMERGING   2016-01-26 2018-08-10
4000. TCW EMERGING   2016-02-26 2018-08-10
980. TCW EMERGING   2016-07-15 2018-08-10
.02 TEMPLETON GLOBAL BD FD ADVISOR CL   2016-12-16 2018-08-10
7807. TEMPLETON GLOBAL BD FD ADVISOR CL   2016-12-16 2018-08-10
.55 TEMPLETON GLOBAL BD FD ADVISOR CL   2016-12-20 2018-08-10
59. CHINA PETE & CHEM CORP SPONSORED   2016-04-21 2018-08-13
35. CHINA PETE & CHEM CORP SPONSORED   2016-04-26 2018-08-13
40. ADVANCE AUTO PARTS INC   2016-11-23 2018-08-21
120. TARGET CORP   2014-05-22 2018-08-21
3894. INTEL CORPORATION   2015-08-06 2018-08-22
5511. INTEL CORPORATION   2016-02-23 2018-08-22
335. INTEL CORPORATION   2016-08-12 2018-08-22
375. INTEL CORPORATION   2017-07-20 2018-08-22
231. INTEL CORPORATION   2017-07-31 2018-08-22
303. UNITED TECHNOLOGIES CORP   2015-02-03 2018-08-22
20. UNITED TECHNOLOGIES CORP   2015-02-04 2018-08-22
207. UNITED TECHNOLOGIES CORP   2015-05-06 2018-08-22
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18. RED HAT INC   2016-11-16 2018-09-26
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57. SALESFORCE COM INC   2015-08-26 2018-09-26
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28. SERVICENOW INC   2017-07-06 2018-09-26
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69. SOUTHWEST AIRLINES CO   2016-07-21 2018-09-26
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120. SYMANTEC CORP   2018-08-28 2018-09-26
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103. TRINITY INDUSTRIES INC   2017-09-26 2018-09-26
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20. GARRETT MOTION INC   2016-10-07 2018-10-04
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11. GARRETT MOTION INC   2017-04-06 2018-10-04
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2645. ISHARES CORE MSCI EAFE ETF   2017-05-16 2018-10-11
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1008. MICROCHIP TECHNOLOGY INC   2018-03-13 2018-10-11
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133. TEXAS INSTRUMENTS INC   2017-07-31 2018-10-25
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357. ALLSTATE CORP   2015-10-20 2018-10-29
2800. ALLSTATE CORP   2015-10-23 2018-10-29
600. ALLSTATE CORP   2015-10-26 2018-10-29
4243. ALLSTATE CORP   2015-10-29 2018-10-29
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160. BARCLAYS PLC ADR   2018-01-23 2018-10-29
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47716. BLACKROCK HI YLD BD   2016-12-20 2018-10-29
.86 BLACKROCK HI YLD BD   2016-12-20 2018-10-29
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165. BRILLINCE CHINA AUTMOTVE   2017-10-04 2018-10-29
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390. BRILLINCE CHINA AUTMOTVE   2017-11-10 2018-10-29
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6. BROADCOM LTD   2018-09-24 2018-10-29
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97. CSX CORP COM   2017-01-25 2018-10-29
11. CABOT CORPORATION COMMON   2013-10-09 2018-10-29
282. CAIXABANK UNSPON ADR   2015-04-17 2018-10-29
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102. CITIGROUP INC COM NEW   2012-05-29 2018-10-29
331. COCA-COLA CO USD   2016-06-11 2018-10-29
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204. GENERAL MOTORS CO   2013-03-18 2018-10-29
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15. GRUBHUB INC SHS   2018-09-21 2018-10-29
5009. GUGGENHEIM FLOATING RATE   2017-06-28 2018-10-29
6951. GUGGENHEIM FLOATING RATE   2018-01-05 2018-10-29
.33 GUGGENHEIM FLOATING RATE   2018-01-05 2018-10-29
1. GUGGENHEIM FLOATING RATE   2018-01-05 2018-10-29
19. HALLIBURTON COMPANY COM   2017-05-23 2018-10-29
36. HELLA GMBH & CO KGAA   2016-06-09 2018-10-29
9. HELLA GMBH & CO KGAA   2016-06-21 2018-10-29
8. HEXCEL CORP NEW COM   2012-05-29 2018-10-29
13. HOLOGIC INC   2017-03-07 2018-10-29
2. HONG KONG EXCHANGES AND   2018-10-24 2018-10-29
13. HORACE MANN EDUCATORS CORP NEW   2013-09-26 2018-10-29
15. HOULIHAN LOKEY INC   2018-08-09 2018-10-29
2. HUNTINGTON INGALLS INDS   2013-10-14 2018-10-29
17. IBERDROLA S A ADR   2015-12-23 2018-10-29
103. ICICI BK LTD   2016-12-07 2018-10-29
6. ILLUMINA INC   2018-05-30 2018-10-29
21. INDUSTRIA DE DISENO   2018-02-01 2018-10-29
106. INFINEON TECHNOLOGIES AG   2016-07-07 2018-10-29
136. ING GROEP N V SPONSORED ADR   2016-05-23 2018-10-29
14. INTERCONTINENTALEXCHANGE   2012-05-29 2018-10-29
90. J P MORGAN CHASE & CO   2012-05-29 2018-10-29
29. JABIL CIRCUIT INC   2017-03-09 2018-10-29
29. JETBLUE AWYS CORP   2018-02-21 2018-10-29
47. KEYCORP NEW COM   2012-12-06 2018-10-29
266. KINGFISHER PLC   2017-09-27 2018-10-29
463. KINGFISHER PLC   2017-10-01 2018-10-29
105. LOEWS CORP   2016-11-17 2018-10-29
21. MARKETAXESS HLDGS INC   2018-01-02 2018-10-29
26. MEDICAL PPTYS TR INC   2013-09-10 2018-10-29
10. CIE GENERALE DES   2013-10-03 2018-10-29
14. CIE GENERALE DES   2013-10-03 2018-10-29
17. CIE GENERALE DES   2013-10-04 2018-10-29
41. CIE GENERALE DES   2013-10-10 2018-10-29
7. MONOLITHIC PWR SYS INC   2012-06-06 2018-10-29
60. MONSTER BEVERAGE SHS   2014-02-14 2018-10-29
16. MONSTER BEVERAGE SHS   2014-04-04 2018-10-29
2. MOOG INC CL A   2012-05-29 2018-10-29
47. NN GROUP NV -   2017-06-28 2018-10-29
11. NESTLE S A SPONSORED ADR   2016-02-22 2018-10-29
1152. NEUBERGER BERMAN STRATEG   2016-12-27 2018-10-29
4388. NEUBERGER BERMAN STRATEG   2018-08-06 2018-10-29
.33 NEUBERGER BERMAN STRATEG   2018-08-06 2018-10-29
6. NEWFIELD EXPL CO   2012-05-29 2018-10-29
15. NIDEC CORP   2015-04-17 2018-10-29
19. NINTENDO LTD ADR   2018-08-08 2018-10-29
8. NOVARTIS AG SPNSRD ADR   2014-04-23 2018-10-29
7. NOVARTIS AG SPNSRD ADR   2014-05-01 2018-10-29
.3 NUVEEN HIGH YIELD MUNI   2015-10-05 2018-10-29
4086. NUVEEN HIGH YIELD MUNI   2015-10-05 2018-10-29
1838. NUVEEN HIGH YIELD MUNI   2016-01-26 2018-10-29
4581. NUVEEN HIGH YIELD MUNI   2016-02-26 2018-10-29
.31 NUVEEN HIGH YIELD MUNI   2016-03-08 2018-10-29
4339. NUVEEN HIGH YIELD MUNI   2016-03-08 2018-10-29
1. NUVEEN HIGH YIELD MUNI   2016-03-08 2018-10-29
6. NVIDIA CORP   2017-08-11 2018-10-29
28. OCCIDENTAL PETROLEUM CORPORATION COMMON   2014-02-14 2018-10-29
44. OMRON CORP   2017-01-24 2018-10-29
140. ON SEMICONDUCTOR CORP   2014-10-21 2018-10-29
186. ORACLE CORPORATION   2013-10-24 2018-10-29
28. ORIX CORP   2015-04-17 2018-10-29
139. OSRAM LICHT AG-UNSP   2018-02-21 2018-10-29
22. PTC INC SHS   2018-07-16 2018-10-29
24. PAYPAL HOLDINGS INC SHS   2017-05-01 2018-10-29
2213. PIMCO INCOME FUND CL P   2016-02-26 2018-10-29
23006. PIMCO INCOME FUND CL P   2016-07-15 2018-10-29
1. PIMCO INCOME FUND CL P   2016-07-15 2018-10-29
8563. PIMCO INCOME FUND CL P   2017-03-15 2018-10-29
.78 PIMCO INCOME FUND CL P   2017-06-28 2018-10-29
12. PING AN INS GROUP CO   2017-10-10 2018-10-29
54. PRYSMIAN S.P.A. SHS   2018-08-09 2018-10-29
16. RPC ENERGY SVCS INC   2018-01-24 2018-10-29
53. RPC GROUP PLC-UNSP   2018-07-26 2018-10-29
10. RAYMOND JAMES FINL INC   2012-05-29 2018-10-29
73. RECKITT BENCKISER GROUP   2016-10-31 2018-10-29
183. RED HAT INC   2016-12-02 2018-10-29
17. RED HAT INC   2016-12-16 2018-10-29
6. REINSURNCE GROUP AMERICA   2013-04-04 2018-10-29
251. RENESAS ELECTRONICS CORP   2018-05-10 2018-10-29
11. REPUBLIC SVCS COM   2012-05-29 2018-10-29
34. ROCHE HLDG LTD SPONSORED ADR   2015-04-17 2018-10-29
33. ROYAL DUTCH SHELL PLC   2016-04-19 2018-10-29
3. ROYAL DUTCH SHELL PLC   2016-05-11 2018-10-29
2. RYDER SYSTEM INCORPORATED COMMON   2013-10-30 2018-10-29
8. SBA COMMUNICATIONS CORP   2012-05-29 2018-10-29
7. SAFRAN SA-UNSPON ADR   2018-10-03 2018-10-29
28. SALESFORCE COM INC   2015-08-26 2018-10-29
70. SAMSONITE INTL S.A   2015-04-20 2018-10-29
11. SANOFI-SYNTHELABO   2015-01-06 2018-10-29
20. SAP AKTIENGESELLSCHAFT ADR   2015-04-17 2018-10-29
17. SCHLUMBERGER LIMITED COM   2013-10-08 2018-10-29
15. SCHLUMBERGER LIMITED COM   2014-02-24 2018-10-29
101. SCHWAB CHARLES CORP NEW   2015-09-29 2018-10-29
5. SCOTTS COMPANY   2012-05-29 2018-10-29
20. SERVICENOW INC   2017-07-06 2018-10-29
78. SHIN-ETSU CHEM-UNSPON   2016-12-07 2018-10-29
4. SIEMENS A G   2014-02-14 2018-10-29
10. SIEMENS A G   2014-02-19 2018-10-29
4. SNAP ON INC   2012-05-29 2018-10-29
120. SOCIETE GENERALE FRANCE SPONSORED ADR   2015-04-17 2018-10-29
9. SOFTBANK CORP SHS   2018-04-11 2018-10-29
8. SONOCO PRODUCTS CO COM   2013-03-18 2018-10-29
10. SONY CORP ADR AMERN SH NEW   2015-08-10 2018-10-29
9. STERICYCLE INC   2018-07-13 2018-10-29
37. STERLING BANCORP   2012-05-29 2018-10-29
178. SUMITOMO MITSUI-UNSPONS   2018-02-09 2018-10-29
47. SUNCOR ENERGY INC NEW   2015-01-23 2018-10-29
62. SYMANTEC CORP   2018-08-28 2018-10-29
135. SYNCHRONY FINL COM   2015-03-17 2018-10-29
11. TJX COS INC NEW   2017-06-12 2018-10-29
5. TAL ED GROUP ADR   2017-11-28 2018-10-29
4. TELEDYNE TECHNOLOGIES INC NPV   2013-01-23 2018-10-29
.98 TEMPLETON GLOBAL BD FD ADVISOR CL   2016-12-16 2018-10-29
17092. TEMPLETON GLOBAL BD FD ADVISOR CL   2016-12-16 2018-10-29
3642. TEMPLETON GLOBAL BD FD ADVISOR CL   2016-12-20 2018-10-29
9. TENCENT HOLDINGS LTD ADR   2017-09-27 2018-10-29
90. TERADYNE INC   2014-08-07 2018-10-29
56. TEVA PHARMACEUTICAL INDS ADR   2017-05-03 2018-10-29
7. THOMSON CORP   2018-08-13 2018-10-29
13. TOTAL FINA ELF S.A. ADR   2015-12-11 2018-10-29
6. TOTAL FINA ELF S.A. ADR   2015-12-14 2018-10-29
24. ULTA SALON COSMETICS &   2015-05-05 2018-10-29
298. UNICREDITO SPA ADR   2017-12-19 2018-10-29
19. UNILEVER NV NY SHARE F NEW   2015-04-17 2018-10-29
9. UNITED NAT FOODS INC   2012-05-29 2018-10-29
30. UNITED HEALTH GROUP INC   2018-04-20 2018-10-29
71. UNUMPROVIDENT CORP   2015-02-05 2018-10-29
94. UNUMPROVIDENT CORP   2015-09-14 2018-10-29
2. VAREX IMAGING CORP REG   2017-11-14 2018-10-29
26. VAREX IMAGING CORP REG   2017-11-28 2018-10-29
11. VEOLIA ENVIRONNEMENT   2017-03-09 2018-10-29
82. VIASAT INC   2017-06-05 2018-10-29
2. VIASAT INC   2017-06-06 2018-10-29
74. VIACOM INC NEW CL B   2015-02-05 2018-10-29
85. VIACOM INC NEW CL B   2015-08-03 2018-10-29
23. VINCI SA ADR   2015-06-19 2018-10-29
4. VISA INC CL A SHRS   2012-05-29 2018-10-29
37. VISA INC CL A SHRS   2012-06-06 2018-10-29
4732. VIRTUS MULTI SECTOR   2016-12-22 2018-10-29
.91 VIRTUS MULTI SECTOR   2016-12-22 2018-10-29
59. VODAFONE GROUP PLC SHS   2016-06-17 2018-10-29
7. WEC ENERGY GROUP INC SHS   2012-05-29 2018-10-29
150. WELLS FARGO & CO NEW   2013-09-19 2018-10-29
48. WELLS FARGO & CO NEW   2013-12-18 2018-10-29
26. WOLVERINE WORLD WIDE INC   2018-01-10 2018-10-29
8. WOODWARD GOVERNOR CO COM   2015-12-17 2018-10-29
1. XPO LOGISTICS INC   2018-04-20 2018-10-29
5. XILINX INC   2012-05-29 2018-10-29
68. ZOETIS INC   2017-02-16 2018-10-29
45. ALLERGAN PLC   2016-12-14 2018-10-29
76. AON PLC   2013-09-19 2018-10-29
255. ARRIS INTL LTD SHS   2018-06-05 2018-10-29
57. INGERSOLL-RAND PLC   2012-05-29 2018-10-29
72. RENAISSANCERE HLDGS LTD   2017-05-01 2018-10-29
76. UBS GROUP AG NAMEN-AKT   2015-05-15 2018-10-29
15. UBS GROUP AG NAMEN-AKT   2015-05-19 2018-10-29
13. TE CONNECTIVITY LTD   2015-04-17 2018-10-29
60. FI CBM HOLDINGS N.V.   2018-07-30 2018-10-29
3. CORE LABORATORIES N V   2017-07-26 2018-10-29
8. NXP SEMICONDUCTORS N.V.   2018-07-27 2018-10-29
3. COPA HOLDINGS S A CL A   2015-09-14 2018-10-29
2441. CARNIVAL CORP   2018-04-23 2018-10-30
6594. PFIZER INC COM   2016-02-24 2018-10-30
643. PFIZER INC COM   2016-06-10 2018-10-30
622. PFIZER INC COM   2016-08-12 2018-10-30
410. PFIZER INC COM   2017-04-05 2018-10-30
296. PFIZER INC COM   2017-07-20 2018-10-30
451. PFIZER INC COM   2017-07-31 2018-10-30
4914. HEALTH CARE SELECT SECTOR SPDR FUND   2016-11-29 2018-10-30
685. SIMON PPTY GROUP INC NEW   2018-05-02 2018-10-30
390. UNION PACIFIC CORP   2015-12-28 2018-10-30
828. UNION PACIFIC CORP   2016-01-06 2018-10-30
764. UNION PACIFIC CORP   2016-02-23 2018-10-30
64. AMS AG   2017-11-27 2018-10-31
89. AMS AG   2017-11-29 2018-10-31
72. AMS AG   2017-12-13 2018-10-31
82. AMS AG   2018-03-06 2018-10-31
79. AMS AG   2018-09-26 2018-10-31
276. CSX CORP COM   2017-01-25 2018-11-01
138. FRESENIUS SE& CO-SPN ADR   2015-08-25 2018-11-01
205. FRESENIUS SE& CO-SPN ADR   2015-08-28 2018-11-01
4. FRESENIUS SE& CO-SPN ADR   2015-09-14 2018-11-01
200. FRESENIUS SE& CO-SPN ADR   2015-11-27 2018-11-01
21. FRESENIUS SE& CO-SPN ADR   2016-09-01 2018-11-01
26. FRESENIUS SE& CO-SPN ADR   2016-09-21 2018-11-01
2. FRESENIUS SE& CO-SPN ADR   2017-08-07 2018-11-01
894. MCDERMOTT INTL INC   2018-01-04 2018-11-01
522. MCDERMOTT INTL INC   2018-01-05 2018-11-01
1. MCDERMOTT INTL INC   2018-01-18 2018-11-01
718. MCDERMOTT INTL INC   2018-01-18 2018-11-01
. MCDERMOTT INTL INC   2018-05-11 2018-11-01
250. MCDERMOTT INTL INC   2018-06-26 2018-11-01
295. MCDERMOTT INTL INC   2018-09-26 2018-11-01
256. RED HAT INC   2016-12-16 2018-11-01
197. RED HAT INC   2017-02-21 2018-11-01
121. RED HAT INC   2017-04-10 2018-11-01
271. SOUTHWEST AIRLINES CO   2016-07-21 2018-11-01
169. SOUTHWEST AIRLINES CO   2016-07-29 2018-11-01
36. SOUTHWEST AIRLINES CO   2016-09-01 2018-11-01
15. SOUTHWEST AIRLINES CO   2016-09-21 2018-11-01
18. ULTA SALON COSMETICS &   2015-05-05 2018-11-01
43. ULTA SALON COSMETICS &   2015-06-03 2018-11-01
136. BURLINGTON STORES INC   2018-04-03 2018-11-02
.33 RESIDEO TECHNOLOGIES INC   2018-02-07 2018-11-05
116. MARKETAXESS HLDGS INC   2018-01-02 2018-11-06
8. SOUTHWEST AIRLINES CO   2016-09-21 2018-11-06
486. SOUTHWEST AIRLINES CO   2016-10-26 2018-11-06
125. SOUTHWEST AIRLINES CO   2017-09-25 2018-11-06
4. SOUTHWEST AIRLINES CO   2017-11-06 2018-11-06
284. SOUTHWEST AIRLINES CO   2018-05-22 2018-11-06
87. SOUTHWEST AIRLINES CO   2018-06-26 2018-11-06
301. SYSCO CORP   2018-05-02 2018-11-07
2345. VANECK VECTORS PHARMACEU   2016-12-27 2018-11-07
1601. CAIXABANK UNSPON ADR   2015-04-17 2018-11-08
1902. CAIXABANK UNSPON ADR   2015-09-14 2018-11-08
502. CAIXABANK UNSPON ADR   2015-11-19 2018-11-08
487. CAIXABANK UNSPON ADR   2015-11-20 2018-11-08
643. CAIXABANK UNSPON ADR   2015-11-20 2018-11-08
116. DENTSPLY SIRONA INC   2015-03-10 2018-11-08
80. DENTSPLY SIRONA INC   2015-03-11 2018-11-08
339. ARRIS INTL LTD SHS   2018-06-05 2018-11-08
777. ARRIS INTL LTD SHS   2018-06-06 2018-11-08
230. FRESENIUS SE& CO-SPN ADR   2017-08-07 2018-11-09
125. FRESENIUS SE& CO-SPN ADR   2017-08-08 2018-11-09
2. FRESENIUS SE& CO-SPN ADR   2017-11-06 2018-11-09
206. FRESENIUS SE& CO-SPN ADR   2017-12-05 2018-11-09
377. ARRIS INTL LTD SHS   2018-06-06 2018-11-09
.33 ARCOSA INC REG   2018-06-26 2018-11-12
18. RESIDEO TECHNOLOGIES INC   2013-01-04 2018-11-13
75. RESIDEO TECHNOLOGIES INC   2013-01-16 2018-11-13
27. RESIDEO TECHNOLOGIES INC   2013-05-10 2018-11-13
17. RESIDEO TECHNOLOGIES INC   2013-07-02 2018-11-13
3. RESIDEO TECHNOLOGIES INC   2013-09-20 2018-11-13
15. RESIDEO TECHNOLOGIES INC   2014-01-24 2018-11-13
8. RESIDEO TECHNOLOGIES INC   2014-02-25 2018-11-13
26. RESIDEO TECHNOLOGIES INC   2014-10-17 2018-11-13
33. RESIDEO TECHNOLOGIES INC   2016-10-07 2018-11-13
1. RESIDEO TECHNOLOGIES INC   2016-11-04 2018-11-13
11. RESIDEO TECHNOLOGIES INC   2016-11-29 2018-11-13
18. RESIDEO TECHNOLOGIES INC   2017-04-06 2018-11-13
1. RESIDEO TECHNOLOGIES INC   2018-02-07 2018-11-13
272. ARRIS INTL LTD SHS   2018-06-06 2018-11-14
450. ARRIS INTL LTD SHS   2018-06-18 2018-11-14
36. ICICI BK LTD   2016-12-07 2018-11-15
37. ICICI BK LTD   2016-12-07 2018-11-15
57. ICICI BK LTD   2016-12-09 2018-11-15
189. ICICI BK LTD   2017-03-09 2018-11-15
260. ICICI BK LTD   2017-03-09 2018-11-15
244. ARRIS INTL LTD SHS   2018-06-18 2018-11-15
614. ARRIS INTL LTD SHS   2018-06-21 2018-11-15
67. ARRIS INTL LTD SHS   2018-06-26 2018-11-15
111. ARRIS INTL LTD SHS   2018-09-26 2018-11-15
1034. JOHNSON & JOHNSON COM   2018-10-25 2018-11-16
1500. MERCK AND CO INC SHS   2018-03-14 2018-11-16
466. VEOLIA ENVIRONNEMENT   2017-03-09 2018-11-16
1. VEOLIA ENVIRONNEMENT   2017-11-06 2018-11-16
73. VEOLIA ENVIRONNEMENT   2018-09-26 2018-11-16
2600. VERIZON COMMUNICATIONS INC   2015-08-06 2018-11-16
1850. WAL MART STORES INC   2016-11-29 2018-11-16
.2 EQUITRANS MIDSTREAM CORP   2018-09-26 2018-11-21
2. ANSYS INC   2012-05-29 2018-11-26
4. INTERCONTINENTALEXCHANGE   2012-05-29 2018-11-26
19. ALEXION PHARMACEUTICALS INC   2012-05-29 2018-11-28
33. ALEXION PHARMACEUTICALS INC   2012-06-06 2018-11-28
58. ALEXION PHARMACEUTICALS INC   2012-11-27 2018-11-28
4697. FAMCO MLP & ENERGY   2017-04-19 2018-11-29
.14 FAMCO MLP & ENERGY   2017-04-19 2018-11-29
.03 FAMCO MLP & ENERGY   2018-04-06 2018-11-29
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 45,000   44,944 56
b 2,705   2,131 574
c 21,164   12,647 8,517
d 2,328   1,661 667
e 15   6 9
2,174   1,701 473
172   109 63
1,199   765 434
857   554 303
2,244   1,441 803
58   37 21
1,037   675 362
250,000   250,000  
1,553   1,012 541
19,535   10,404 9,131
7,094   3,616 3,478
8,636   7,067 1,569
6,769   2,561 4,208
878   394 484
13,734   6,272 7,462
11,620   7,295 4,325
434   315 119
493   342 151
6,155   4,682 1,473
65,716   66,156 -440
187,663   188,919 -1,256
2,303   1,562 741
5,162   3,628 1,534
669   470 199
743   518 225
4,494   3,737 757
334   355 -21
74   76 -2
161,913   166,944 -5,031
9,696   9,952 -256
11   11  
2,432   2,498 -66
11   11  
4   4  
49,599   54,553 -4,954
1   1  
201,185   221,276 -20,091
80,220   87,133 -6,913
9   10 -1
36,261   35,869 392
99,815   97,157 2,658
225,550   241,638 -16,088
187,809   188,264 -455
2,705   2,026 679
6,553   4,667 1,886
60   63 -3
60   59 1
457   379 78
15,203   12,577 2,626
16,067   14,202 1,865
915   906 9
3,661   3,430 231
2,542   2,537 5
5,542   4,682 860
51   51  
8,354   9,626 -1,272
13,264   15,340 -2,076
2,858   3,591 -733
16,255   4,927 11,328
4,976   1,807 3,169
2,654   1,114 1,540
1,328   811 517
9,239   5,504 3,735
15,602   11,947 3,655
22,616   10,445 12,171
11,373   6,484 4,889
6,802   4,337 2,465
5,314   3,699 1,615
33,609   7,126 26,483
3,466   1,337 2,129
14,602   6,613 7,989
43,765   28,396 15,369
10,059   5,457 4,602
1,536   837 699
4,531   3,348 1,183
2,534   1,977 557
10,827   10,581 246
74,450   78,796 -4,346
20,854   9,191 11,663
1,984   1,966 18
24,626   18,252 6,374
13,457   8,269 5,188
125   119 6
1,011   785 226
2,300   1,702 598
695   520 175
7,837   6,465 1,372
5,238   2,238 3,000
1,016   440 576
14,464   7,132 7,332
1,798   844 954
26,583   16,149 10,434
2,668   1,998 670
2,976   2,913 63
2,470   2,422 48
1,866   630 1,236
722   415 307
21,540   12,383 9,157
452   689 -237
9,905   13,919 -4,014
10,791   16,094 -5,303
1,482   2,130 -648
16,303   27,835 -11,532
6,525   9,257 -2,732
2,187   3,093 -906
2,026   1,643 383
2,679   2,159 520
261   212 49
5,419   3,810 1,609
18,688   14,740 3,948
5,265   3,913 1,352
71   65 6
9,237   9,247 -10
10,825   4,813 6,012
8,440   4,885 3,555
2,569   1,607 962
384   468 -84
33,825   44,008 -10,183
905   1,174 -269
2,056   2,739 -683
1,619   1,796 -177
5,812   6,527 -715
122   168 -46
1,021   2,097 -1,076
623   1,295 -672
727   594 133
1,575   1,286 289
8,135   6,887 1,248
2,647   3,532 -885
104   220 -116
1,549   3,414 -1,865
3,901   3,791 110
3,612   3,510 102
4,558   6,208 -1,650
8,338   11,345 -3,007
10,402   11,380 -978
12,065   9,781 2,284
13,832   11,220 2,612
11,744   9,458 2,286
12,744   10,155 2,589
3,001   2,737 264
1,479   1,559 -80
2,849   2,949 -100
10,526   10,235 291
413   358 55
8,088   3,308 4,780
14,421   9,682 4,739
28,507   15,234 13,273
8,767   7,716 1,051
6,934   4,404 2,530
7,830   4,689 3,141
4,904   3,359 1,545
294,799   283,078 11,721
6,300   5,987 313
9,888   9,157 731
16,013   14,707 1,306
174,223   172,931 1,292
2,038   2,060 -22
63,993   63,493 500
2,570   2,457 113
2,434   2,352 82
95,058   53,075 41,983
17,394   12,096 5,298
47,983   24,039 23,944
36,536   22,616 13,920
35,078   33,157 1,921
2   2  
99,500   96,266 3,234
67,401   65,465 1,936
158,445   156,599 1,846
12   11 1
73,077   73,315 -238
15,782   15,614 168
82,076   47,503 34,573
28,560   19,705 8,855
35,798   34,808 990
8,182   8,090 92
5,532   2,420 3,112
6,091   3,819 2,272
1,062   636 426
9,775   5,700 4,075
1,735   1,319 416
3,312   2,454 858
24,642   23,636 1,006
31,005   9,641 21,364
11,875   1,669 10,206
3,246   2,247 999
3,179   1,728 1,451
7,417   7,122 295
182   138 44
1,393   1,764 -371
3,479   4,450 -971
1,675   2,089 -414
3,124   3,465 -341
730   644 86
11   11  
70   70  
2,380   2,077 303
350   307 43
70   61 9
316   266 50
2,109   1,682 427
247   196 51
2,150   1,712 438
2,201   1,810 391
186,818   188,566 -1,748
2,320   1,563 757
191,022   193,295 -2,273
2,343   1,926 417
2,224   1,514 710
4,883   5,242 -359
2,595   1,710 885
297   173 124
423   456 -33
3,533   3,560 -27
3,419   3,563 -144
2,214   2,359 -145
2,419   1,428 991
806   476 330
806   575 231
806   633 173
7,019   2,269 4,750
7,478   8,633 -1,155
1,597   1,114 483
12,560   9,527 3,033
36,591   27,754 8,837
31,799   23,681 8,118
11,507   12,083 -576
2,940   3,270 -330
2,372   794 1,578
500,000   500,000  
2,029   1,519 510
520   390 130
20,095   15,271 4,824
28,254   20,746 7,508
2,593   1,739 854
9,075   5,948 3,127
1,786   1,175 611
17,218   10,969 6,249
3,193   2,049 1,144
7,716   5,667 2,049
342   262 80
190   207 -17
17,360   14,502 2,858
3,897   3,609 288
25,509   23,490 2,019
5,934   6,304 -370
1,683   2,017 -334
2,392   2,911 -519
19,575   26,296 -6,721
1,576   1,169 407
3,205   2,650 555
1,886   1,492 394
5,945   7,897 -1,952
7,219   8,892 -1,673
5,087   8,817 -3,730
1,459   2,492 -1,033
2,131   3,552 -1,421
8   13 -5
38,518   24,435 14,083
12,597   4,790 7,807
2,322   878 1,444
18,722   7,061 11,661
1,429   805 624
123,887   71,705 52,182
24,731   20,049 4,682
76,243   63,912 12,331
8,745   6,580 2,165
13,117   12,052 1,065
4,782   4,730 52
3,167   2,445 722
1,181   974 207
1,127   916 211
2,332   638 1,694
2,678   851 1,827
2,716   805 1,911
3,891   1,207 2,684
151,032   179,023 -27,991
24,180   28,662 -4,482
544   408 136
2,604   1,874 730
5,324   4,408 916
2,565   2,178 387
2,060   1,851 209
21,213   11,353 9,860
16,970   10,869 6,101
517   490 27
658   626 32
141   134 7
6,101   8,196 -2,095
2,145   2,864 -719
2,423   3,188 -765
15   17 -2
3,619   3,445 174
4,935   4,976 -41
352   360 -8
1,582   1,805 -223
615   693 -78
47   47  
153,185   173,936 -20,751
81,238   92,481 -11,243
134,968   135,903 -935
54,621   58,740 -4,119
449   512 -63
984   1,116 -132
854   870 -16
347   350 -3
144,264   137,202 7,062
10   10  
5   5  
6,159   6,242 -83
27,075   4,081 22,994
27,589   30,980 -3,391
7,891   7,486 405
18,748   7,515 11,233
25,130   13,455 11,675
325,344   217,069 108,275
6,115   3,984 2,131
222   237 -15
9   8 1
6,691   6,496 195
211,132   249,404 -38,272
5   6 -1
29,632   57,363 -27,731
651   1,316 -665
12,765   24,932 -12,167
12,439   21,971 -9,532
15,891   21,991 -6,100
359,803   359,648 155
251,862   251,660 202
3,211   1,836 1,375
1,787   1,012 775
1,125   518 607
9,419   9,394 25
21   21  
3,970   3,477 493
606   475 131
6,460   4,854 1,606
1,857   2,309 -452
3,583   4,678 -1,095
5   7 -2
1,649   2,164 -515
17,695   3,921 13,774
24,060   9,699 14,361
1,539   604 935
23,047   18,191 4,856
6,939   13,210 -6,271
2,308   4,109 -1,801
915   1,611 -696
46,321   44,524 1,797
26,936   24,555 2,381
25,426   23,158 2,268
18,009   11,901 6,108
23,510   14,462 9,048
8,570   5,554 3,016
4,169   2,791 1,378
26,058   18,089 7,969
20,731   20,803 -72
88,129   119,395 -31,266
105,122   129,327 -24,205
3,283   4,795 -1,512
3,226   5,141 -1,915
12,154   18,119 -5,965
7,719   11,722 -4,003
271,920   280,223 -8,303
130,208   157,022 -26,814
35,557   42,206 -6,649
40,685   47,992 -7,307
17,718   20,342 -2,624
64,283   75,378 -11,095
44,222   48,307 -4,085
93,715   104,743 -11,028
3,368   3,822 -454
7,541   8,962 -1,421
23,795   27,918 -4,123
3,807   4,694 -887
5,711   6,957 -1,246
4,759   5,904 -1,145
784   773 11
1,436   1,416 20
442   438 4
751   767 -16
368   375 -7
736   752 -16
960   792 168
2,401   1,979 422
2,642   2,177 465
480   396 84
22,007   25,796 -3,789
6,473   7,378 -905
5,155   5,399 -244
1,208   1,270 -62
201   214 -13
7,289   7,694 -405
11,374   5,425 5,949
31,763   36,361 -4,598
21,360   27,189 -5,829
9,377   6,978 2,399
2,616   1,964 652
195,000   195,000  
1,982   1,479 503
992   740 252
11   10 1
174,714   167,692 7,022
15,143   13,872 1,271
32,023   29,987 2,036
76,948   80,413 -3,465
13   13  
13,352   8,708 4,644
21,744   14,287 7,457
6,104   4,337 1,767
1,675   1,188 487
799   467 332
1,408   823 585
647   346 301
7     7
15,109   9,236 5,873
5,449   3,366 2,083
4,133   4,487 -354
47   53 -6
3,992   4,485 -493
11,201   5,862 5,339
50,477   43,328 7,149
9,620   3,678 5,942
11,917   6,653 5,264
28,474   20,057 8,417
26,166   19,557 6,609
25,011   18,853 6,158
23,857   18,240 5,617
28,797   12,359 16,438
220,000   220,000  
7,745   5,622 2,123
7,823   5,636 2,187
9,935   7,108 2,827
15,257   8,861 6,396
18,122   7,617 10,505
18,371   8,448 9,923
15,439   9,141 6,298
16,008   12,012 3,996
5,572   3,126 2,446
5,143   3,225 1,918
30,287   18,252 12,035
6,715   5,419 1,296
143   117 26
36,495   31,253 5,242
1,916   1,353 563
6,076   4,176 1,900
43,182   31,188 11,994
5,015   3,736 1,279
775   538 237
3,117   2,355 762
7   7  
15,000   15,000  
9,675   2,957 6,718
8,600   3,651 4,949
4,569   2,069 2,500
215   215  
215   187 28
255   230 25
379   442 -63
453   468 -15
663   293 370
197   139 58
7   7  
133,927   130,460 3,467
77,051   74,922 2,129
21,585   12,453 9,132
1,710   947 763
13,113   7,610 5,503
6,461   6,225 236
21,718   9,054 12,664
20,147   14,617 5,530
31,367   20,323 11,044
20,970   12,923 8,047
9,115   5,949 3,166
4,371   1,101 3,270
13,490   4,219 9,271
22,052   2,792 19,260
8,181   4,711 3,470
6,179   5,530 649
11,194   8,264 2,930
8,145   3,736 4,409
1,961   888 1,073
12,453   2,414 10,039
4,151   959 3,192
5,593   5,847 -254
7,618   7,783 -165
5,234   5,194 40
6,680   6,708 -28
11,965   4,742 7,223
8,504   4,892 3,612
4,763   2,382 2,381
4,583   2,379 2,204
8,118   5,203 2,915
16,368   3,710 12,658
3,376   3,445 -69
8,408   10,005 -1,597
213   213  
10     10
55,128   7,665 47,463
53,413   8,454 44,959
5,880   1,022 4,858
35,037   7,782 27,255
8,220   8,395 -175
7,328   7,484 -156
3,887   3,970 -83
191   205 -14
191   196 -5
11,935   9,578 2,357
9,181   7,959 1,222
2,992   1,279 1,713
641   276 365
26,518   20,033 6,485
17,928   15,025 2,903
747   693 54
2,017   1,826 191
747   717 30
149   141 8
3,698   3,609 89
3,748   8,924 -5,176
384   895 -511
1,005   1,730 -725
420   595 -175
110   248 -138
73   165 -92
128   150 -22
333   389 -56
987   1,148 -161
205   239 -34
1,654   1,859 -205
397   456 -59
436   500 -64
487   554 -67
500   569 -69
397   458 -61
820   730 90
820   748 72
13   14 -1
4,287   4,403 -116
84,545   68,502 16,043
11,367   9,103 2,264
14,920   12,096 2,824
4,144   3,853 291
1,915   2,307 -392
5,378   6,738 -1,360
26   30 -4
3,830   5,095 -1,265
2,593   1,579 1,014
4,887   3,572 1,315
35,976   8,870 27,106
3,678   1,021 2,657
1,498   995 503
1,376   922 454
14,969   4,141 10,828
9,433   3,040 6,393
5,331   1,850 3,481
608   299 309
332   163 169
4,367   2,148 2,219
609   407 202
3,858   2,587 1,271
2,396   1,602 794
569   383 186
2,359   1,012 1,347
124   82 42
3,389   2,247 1,142
785   519 266
159,054   162,933 -3,879
7   7  
186,473   190,655 -4,182
10   10  
111,708   113,878 -2,170
6   6  
4,093   2,679 1,414
4,009   2,605 1,404
2,673   1,733 940
1,128   739 389
1,883   1,198 685
253   192 61
253   181 72
72   48 24
12,945   14,988 -2,043
147   162 -15
2,501   2,896 -395
9,481   9,828 -347
5     5
191,962   181,043 10,919
3   2 1
24,363   16,415 7,948
411   263 148
2,222   2,352 -130
7   7  
87,176   89,374 -2,198
71,771   71,059 712
8   8  
1,103   1,026 77
31,520   30,000 1,520
7,722   8,134 -412
       
91,420   93,294 -1,874
6   7 -1
5,475   4,132 1,343
3,248   2,500 748
6,388   6,814 -426
9,953   6,716 3,237
183,327   113,020 70,307
259,455   158,710 100,745
15,772   11,550 4,222
17,655   13,012 4,643
10,875   8,190 2,685
40,573   35,898 4,675
2,678   2,364 314
27,718   23,833 3,885
30,664   23,003 7,661
12,721   8,637 4,084
197,845   149,674 48,171
224,666   290,955 -66,289
29,335   6,851 22,484
19,644   5,104 14,540
15,453   4,336 11,117
41,384   15,766 25,618
2,101   858 1,243
450   176 274
902   352 550
1,428   563 865
166,967   124,640 42,327
61   48 13
32,510   26,569 5,941
61   47 14
203,772   164,273 39,499
61   47 14
31,222   26,158 5,064
52   45 7
28,707   25,450 3,257
130,377   131,959 -1,582
276,516   256,376 20,140
26   26  
2   2  
286,473   198,419 88,054
58,292   39,032 19,260
12,583   8,115 4,468
1,649   1,459 190
22,128   17,504 4,624
2,169   1,756 413
3,558   2,832 726
3,037   2,051 986
7,202   6,345 857
15,870   15,742 128
4,836   4,669 167
6,130   5,780 350
6,256   8,190 -1,934
51   63 -12
978   1,332 -354
3,052   3,454 -402
4,887   5,573 -686
1,490   1,713 -223
1,439   1,680 -241
1,172   1,363 -191
234   281 -47
33   41 -8
3,235   4,412 -1,177
6,612   9,150 -2,538
4,091   5,247 -1,156
48   65 -17
8,217   5,484 2,733
8,906   6,119 2,787
11,563   7,801 3,762
4,031   1,850 2,181
5,761   6,960 -1,199
88,419   61,467 26,952
31,270   29,489 1,781
5,784   7,524 -1,740
1,779   2,140 -361
13   17 -4
642   921 -279
1,215   1,027 188
228   201 27
1,215   1,171 44
1,671   1,820 -149
1,785   1,944 -159
1,557   1,624 -67
266   335 -69
3,950   4,700 -750
342   404 -62
418   542 -124
8,551   4,550 4,001
4,994   2,999 1,995
2,292   1,379 913
4,049   4,089 -40
218   90 128
15,663   10,588 5,075
4,496   4,943 -447
6,290   2,299 3,991
9,495   2,813 6,682
21,811   2,363 19,448
823   620 203
155   33 122
2,796   1,042 1,754
53   34 19
9,916   5,889 4,027
132   114 18
13,750   11,195 2,555
403   154 249
7,639   7,122 517
5,869   3,752 2,117
1,385   1,213 172
569   271 298
17,861   6,575 11,286
1,427   1,422 5
300   123 177
451   192 259
230   307 -77
12,782   9,443 3,339
99   49 50
160   73 87
6,133   2,460 3,673
14,466   3,927 10,539
22,223   16,295 5,928
2,961   3,077 -116
918   269 649
3,203   5,087 -1,884
174   78 96
4,111   3,980 131
3,211   3,125 86
7,502   6,808 694
425   324 101
704   696 8
545   332 213
46   48 -2
6,925   5,194 1,731
76   25 51
12,655   3,678 8,977
301   288 13
204   80 124
1,833   2,306 -473
641   812 -171
101   88 13
3,420   3,862 -442
384   47 337
5,062   1,923 3,139
85   39 46
6,416   3,695 2,721
1,060   1,197 -137
7,860   5,013 2,847
6,427   5,981 446
7,965   4,180 3,785
9,672   2,362 7,310
2,465   1,408 1,057
9,586   5,320 4,266
73   27 46
74   66 8
9,065   3,880 5,185
3,794   2,047 1,747
78   44 34
5,525   2,942 2,583
113   68 45
4,292   2,591 1,701
122   138 -16
2,539   2,436 103
545   411 134
784   518 266
489   140 349
3,822   3,137 685
9,021   4,897 4,124
312   509 -197
12,155   10,785 1,370
7,977   6,724 1,253
532   624 -92
648   1,254 -606
2,935   5,982 -3,047
4,573   8,863 -4,290
9,302   1,870 7,432
66   46 20
277   221 56
10,376   9,396 980
552   228 324
9,207   5,390 3,817
11,266   11,336 -70
4,190   1,854 2,336
3,414   1,646 1,768
3,915   1,287 2,628
5,491   5,820 -329
12,923   12,947 -24
1,658   1,826 -168
3,354   4,385 -1,031
3,166   4,127 -961
38   52 -14
2,035   2,644 -609
38   46 -8
20,372   36,018 -15,646
4,892   8,621 -3,729
8,488   14,674 -6,186
213,025   199,931 13,094
14,809   16,367 -1,558
4,138   4,760 -622
6,527   9,354 -2,827
8   12 -4
5,446   7,367 -1,921
4,994   6,888 -1,894
3,327   3,508 -181
1,864   3,134 -1,270
19,346   29,561 -10,215
15,944   25,353 -9,409
7,109   7,040 69
3,589   3,787 -198
3,344   3,611 -267
352   377 -25
381   407 -26
186   221 -35
29   34 -5
2,142   2,139 3
180   77 103
734   315 419
261   130 131
163   83 80
33   17 16
147   84 63
82   49 33
245   141 104
326   222 104
114   84 30
180   143 37
16   14 2
5,760   6,280 -520
15,166   15,914 -748
11   12 -1
348,385   379,565 -31,180
10   11 -1
414,811   381,931 32,880
27   25 2
2,488   3,299 -811
1,044   1,384 -340
1,846   2,473 -627
158,754   162,429 -3,675
51,017   53,216 -2,199
9,963   11,018 -1,055
68,554   100,590 -32,036
2,454   3,826 -1,372
1,346   1,828 -482
1,900   2,573 -673
3,799   5,150 -1,351
24,993   10,669 14,324
3,615   1,650 1,965
9,668   7,312 2,356
8,145   6,254 1,891
400,350   350,909 49,441
12,201   10,848 1,353
123,599   95,693 27,906
9,275   8,114 1,161
48,026   51,481 -3,455
1,377   1,563 -186
841   570 271
941   718 223
692   664 28
816   852 -36
5,547   5,137 410
427   414 13
161   101 60
610   300 310
282   271 11
752   722 30
425   287 138
548   604 -56
9,075   9,766 -691
71,175   76,608 -5,433
15,252   16,416 -1,164
107,856   116,088 -8,232
3,002   1,055 1,947
3,040   1,515 1,525
95,057   99,992 -4,935
8   8  
4   4  
32,954   32,298 656
139,725   136,945 2,780
10   10  
28,954   26,131 2,823
95,565   86,247 9,318
62,451   62,451  
10   9 1
607   266 341
426   1,290 -864
1,191   1,642 -451
989   437 552
124   196 -72
217   344 -127
409   383 26
384   491 -107
128   163 -35
720   197 523
592   690 -98
1,394   1,877 -483
535   745 -210
263   116 147
1,051   526 525
129   102 27
356,916   364,550 -7,634
6   7 -1
1,763   1,178 585
3,527   2,394 1,133
858   838 20
582   526 56
1,346   4,685 -3,339
1,305   4,436 -3,131
3,182   10,434 -7,252
1,020   3,350 -2,330
1,314   2,958 -1,644
2,219   4,390 -2,171
1,251   1,493 -242
2,726   2,158 568
5,924   6,535 -611
816   359 457
2,048   2,262 -214
356   365 -9
1,603   1,756 -153
302   362 -60
6,292   4,607 1,685
521   469 52
353   418 -65
1,160   882 278
1,715   1,209 506
739   407 332
531   731 -200
911   536 375
3,988   3,848 140
238   214 24
503   687 -184
6,500   2,760 3,740
15,296   15,179 117
6,619   16,307 -9,688
1,173   1,087 86
1,105   1,267 -162
521   263 258
223   215 8
731   336 395
7,374   6,410 964
205   307 -102
252   255 -3
795   867 -72
1,446   2,032 -586
815   673 142
1,273   1,111 162
29,614   31,246 -1,632
84,188   88,992 -4,804
11,188   11,448 -260
7   7  
3   3  
514   572 -58
303   198 105
382   219 163
3,147   1,572 1,575
1,839   1,206 633
1,824   1,195 629
2,655   868 1,787
1,078   1,272 -194
296   301 -5
336     336
3,890   4,332 -442
5,355   6,155 -800
621   196 425
21,470   18,830 2,640
6,107   5,459 648
994   1,046 -52
795   429 366
10,536   7,056 3,480
6,696   5,730 966
5,510   5,823 -313
11,577   12,583 -1,006
537   108 429
1,244   2,038 -794
129,533   130,313 -780
179,753   181,074 -1,321
8   8  
26   26  
647   898 -251
817   683 134
204   174 30
453   200 253
489   533 -44
51   54 -3
491   360 131
594   718 -124
415   142 273
479   479  
954   725 229
1,725   1,640 85
291   373 -82
2,012   1,440 572
1,588   1,599 -11
1,013   350 663
9,374   3,037 6,337
679   759 -80
465   602 -137
814   375 439
1,682   2,261 -579
2,928   4,042 -1,114
4,733   4,622 111
4,358   4,269 89
385   289 96
205   226 -21
287   277 10
348   393 -45
839   896 -57
768   111 657
3,043   1,435 1,608
811   361 450
138   78 60
998   806 192
909   788 121
12,257   12,375 -118
46,688   47,522 -834
3   4 -1
113   194 -81
446   258 188
717   792 -75
685   692 -7
599   608 -9
5   5  
68,808   69,339 -531
30,952   31,669 -717
77,144   78,747 -1,603
5   5  
73,069   74,674 -1,605
17   17  
1,077   924 153
1,846   2,578 -732
1,652   1,834 -182
2,212   1,094 1,118
8,666   6,175 2,491
2,213   2,133 80
1,835   3,814 -1,979
1,714   2,157 -443
1,909   1,140 769
26,202   25,473 729
272,391   274,248 -1,857
12   12  
101,386   104,297 -2,911
9   10 -1
218   195 23
508   699 -191
224   357 -133
974   1,153 -179
724   347 377
1,227   1,326 -99
31,107   13,909 17,198
2,890   1,358 1,532
813   353 460
592   1,245 -653
775   295 480
981   1,206 -225
2,006   1,706 300
182   151 31
108   132 -24
1,229   420 809
212   241 -29
3,610   1,906 1,704
976   1,272 -296
464   487 -23
2,065   1,436 629
868   1,634 -766
766   1,475 -709
4,390   2,794 1,596
328   221 107
3,229   2,101 1,128
1,580   1,489 91
228   261 -33
569   654 -85
590   244 346
872   1,174 -302
330   337 -7
423   272 151
505   272 233
440   620 -180
656   390 266
1,326   1,536 -210
1,547   1,427 120
1,110   1,258 -148
3,749   3,264 485
1,185   814 371
133   142 -9
852   280 572
11   12 -1
197,413   204,249 -6,836
42,065   43,740 -1,675
287   392 -105
2,891   1,681 1,210
1,086   1,727 -641
317   296 21
742   601 141
343   272 71
6,634   3,672 2,962
1,877   2,904 -1,027
1,020   844 176
197   458 -261
7,636   7,034 602
2,460   2,340 120
3,258   3,062 196
50   69 -19
650   961 -311
211   188 23
4,879   5,861 -982
119   143 -24
2,240   4,894 -2,654
2,573   4,805 -2,232
504   342 162
532   121 411
4,921   1,073 3,848
46,563   47,713 -1,150
9   9  
1,104   1,813 -709
487   322 165
7,795   6,435 1,360
2,494   2,105 389
871   822 49
576   399 177
82   104 -22
388   163 225
6,053   3,629 2,424
7,766   8,646 -880
11,687   5,686 6,001
5,991   6,611 -620
5,272   1,930 3,342
9,002   10,221 -1,219
1,002   1,524 -522
198   301 -103
976   904 72
605   697 -92
249   297 -48
562   760 -198
203   133 70
132,497   161,364 -28,867
281,962   196,772 85,190
27,495   22,614 4,881
26,597   21,668 4,929
17,532   14,086 3,446
12,657   9,930 2,727
19,285   15,021 4,264
431,452   340,982 90,470
126,001   107,785 18,216
55,808   30,571 25,237
118,485   61,943 56,542
109,327   60,772 48,555
1,226   3,440 -2,214
1,704   4,438 -2,734
1,379   3,398 -2,019
1,570   5,050 -3,480
1,513   2,485 -972
19,220   13,109 6,111
2,207   2,366 -159
3,278   3,613 -335
64   72 -8
3,198   3,720 -522
336   378 -42
416   515 -99
32   41 -9
7,954   19,012 -11,058
4,644   11,410 -6,766
9   22 -13
6,388   16,796 -10,408
       
2,224   5,095 -2,871
2,625   5,531 -2,906
44,046   20,443 23,603
33,895   16,490 17,405
20,819   10,327 10,492
13,664   10,176 3,488
8,521   6,322 2,199
1,815   1,314 501
756   548 208
4,913   2,754 2,159
11,737   6,736 5,001
23,373   18,344 5,029
8   9 -1
23,785   23,581 204
416   292 124
25,289   18,056 7,233
6,505   6,849 -344
208   219 -11
14,778   14,443 335
4,527   4,472 55
19,902   18,927 975
147,452   124,176 23,276
2,171   2,373 -202
2,579   2,535 44
681   635 46
660   605 55
872   779 93
4,244   5,935 -1,691
2,927   4,102 -1,175
10,398   8,789 1,609
23,834   20,155 3,679
3,427   4,697 -1,270
1,862   2,544 -682
30   40 -10
3,069   3,878 -809
11,572   9,779 1,793
11   10 1
379   206 173
1,577   863 714
568   360 208
358   232 126
63   44 19
315   231 84
168   129 39
547   401 146
694   604 90
21   19 2
231   217 14
379   388 -9
21   22 -1
8,379   7,055 1,324
13,863   11,522 2,341
366   253 113
376   260 116
580   413 167
1,922   1,424 498
2,637   1,958 679
7,479   6,248 1,231
18,819   14,809 4,010
2,054   1,657 397
3,402   2,916 486
151,237   141,674 9,563
113,767   82,200 31,567
9,795   7,963 1,832
21   24 -3
1,534   1,483 51
156,636   120,737 35,899
180,818   132,652 48,166
4   5 -1
308   125 183
322   100 222
2,236   1,749 487
3,884   2,992 892
6,826   5,448 1,378
35,040   42,578 -7,538
1   1  
       
      318,816
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       56
b       574
c       8,517
d       667
e       9
      473
      63
      434
      303
      803
      21
      362
       
      541
      9,131
      3,478
      1,569
      4,208
      484
      7,462
      4,325
      119
      151
      1,473
      -440
      -1,256
      741
      1,534
      199
      225
      757
      -21
      -2
      -5,031
      -256
       
      -66
       
       
      -4,954
       
      -20,091
      -6,913
      -1
      392
      2,658
      -16,088
      -455
      679
      1,886
      -3
      1
      78
      2,626
      1,865
      9
      231
      5
      860
       
      -1,272
      -2,076
      -733
      11,328
      3,169
      1,540
      517
      3,735
      3,655
      12,171
      4,889
      2,465
      1,615
      26,483
      2,129
      7,989
      15,369
      4,602
      699
      1,183
      557
      246
      -4,346
      11,663
      18
      6,374
      5,188
      6
      226
      598
      175
      1,372
      3,000
      576
      7,332
      954
      10,434
      670
      63
      48
      1,236
      307
      9,157
      -237
      -4,014
      -5,303
      -648
      -11,532
      -2,732
      -906
      383
      520
      49
      1,609
      3,948
      1,352
      6
      -10
      6,012
      3,555
      962
      -84
      -10,183
      -269
      -683
      -177
      -715
      -46
      -1,076
      -672
      133
      289
      1,248
      -885
      -116
      -1,865
      110
      102
      -1,650
      -3,007
      -978
      2,284
      2,612
      2,286
      2,589
      264
      -80
      -100
      291
      55
      4,780
      4,739
      13,273
      1,051
      2,530
      3,141
      1,545
      11,721
      313
      731
      1,306
      1,292
      -22
      500
      113
      82
      41,983
      5,298
      23,944
      13,920
      1,921
       
      3,234
      1,936
      1,846
      1
      -238
      168
      34,573
      8,855
      990
      92
      3,112
      2,272
      426
      4,075
      416
      858
      1,006
      21,364
      10,206
      999
      1,451
      295
      44
      -371
      -971
      -414
      -341
      86
       
       
      303
      43
      9
      50
      427
      51
      438
      391
      -1,748
      757
      -2,273
      417
      710
      -359
      885
      124
      -33
      -27
      -144
      -145
      991
      330
      231
      173
      4,750
      -1,155
      483
      3,033
      8,837
      8,118
      -576
      -330
      1,578
       
      510
      130
      4,824
      7,508
      854
      3,127
      611
      6,249
      1,144
      2,049
      80
      -17
      2,858
      288
      2,019
      -370
      -334
      -519
      -6,721
      407
      555
      394
      -1,952
      -1,673
      -3,730
      -1,033
      -1,421
      -5
      14,083
      7,807
      1,444
      11,661
      624
      52,182
      4,682
      12,331
      2,165
      1,065
      52
      722
      207
      211
      1,694
      1,827
      1,911
      2,684
      -27,991
      -4,482
      136
      730
      916
      387
      209
      9,860
      6,101
      27
      32
      7
      -2,095
      -719
      -765
      -2
      174
      -41
      -8
      -223
      -78
       
      -20,751
      -11,243
      -935
      -4,119
      -63
      -132
      -16
      -3
      7,062
       
       
      -83
      22,994
      -3,391
      405
      11,233
      11,675
      108,275
      2,131
      -15
      1
      195
      -38,272
      -1
      -27,731
      -665
      -12,167
      -9,532
      -6,100
      155
      202
      1,375
      775
      607
      25
       
      493
      131
      1,606
      -452
      -1,095
      -2
      -515
      13,774
      14,361
      935
      4,856
      -6,271
      -1,801
      -696
      1,797
      2,381
      2,268
      6,108
      9,048
      3,016
      1,378
      7,969
      -72
      -31,266
      -24,205
      -1,512
      -1,915
      -5,965
      -4,003
      -8,303
      -26,814
      -6,649
      -7,307
      -2,624
      -11,095
      -4,085
      -11,028
      -454
      -1,421
      -4,123
      -887
      -1,246
      -1,145
      11
      20
      4
      -16
      -7
      -16
      168
      422
      465
      84
      -3,789
      -905
      -244
      -62
      -13
      -405
      5,949
      -4,598
      -5,829
      2,399
      652
       
      503
      252
      1
      7,022
      1,271
      2,036
      -3,465
       
      4,644
      7,457
      1,767
      487
      332
      585
      301
      7
      5,873
      2,083
      -354
      -6
      -493
      5,339
      7,149
      5,942
      5,264
      8,417
      6,609
      6,158
      5,617
      16,438
       
      2,123
      2,187
      2,827
      6,396
      10,505
      9,923
      6,298
      3,996
      2,446
      1,918
      12,035
      1,296
      26
      5,242
      563
      1,900
      11,994
      1,279
      237
      762
       
       
      6,718
      4,949
      2,500
       
      28
      25
      -63
      -15
      370
      58
       
      3,467
      2,129
      9,132
      763
      5,503
      236
      12,664
      5,530
      11,044
      8,047
      3,166
      3,270
      9,271
      19,260
      3,470
      649
      2,930
      4,409
      1,073
      10,039
      3,192
      -254
      -165
      40
      -28
      7,223
      3,612
      2,381
      2,204
      2,915
      12,658
      -69
      -1,597
       
      10
      47,463
      44,959
      4,858
      27,255
      -175
      -156
      -83
      -14
      -5
      2,357
      1,222
      1,713
      365
      6,485
      2,903
      54
      191
      30
      8
      89
      -5,176
      -511
      -725
      -175
      -138
      -92
      -22
      -56
      -161
      -34
      -205
      -59
      -64
      -67
      -69
      -61
      90
      72
      -1
      -116
      16,043
      2,264
      2,824
      291
      -392
      -1,360
      -4
      -1,265
      1,014
      1,315
      27,106
      2,657
      503
      454
      10,828
      6,393
      3,481
      309
      169
      2,219
      202
      1,271
      794
      186
      1,347
      42
      1,142
      266
      -3,879
       
      -4,182
       
      -2,170
       
      1,414
      1,404
      940
      389
      685
      61
      72
      24
      -2,043
      -15
      -395
      -347
      5
      10,919
      1
      7,948
      148
      -130
       
      -2,198
      712
       
      77
      1,520
      -412
       
      -1,874
      -1
      1,343
      748
      -426
      3,237
      70,307
      100,745
      4,222
      4,643
      2,685
      4,675
      314
      3,885
      7,661
      4,084
      48,171
      -66,289
      22,484
      14,540
      11,117
      25,618
      1,243
      274
      550
      865
      42,327
      13
      5,941
      14
      39,499
      14
      5,064
      7
      3,257
      -1,582
      20,140
       
       
      88,054
      19,260
      4,468
      190
      4,624
      413
      726
      986
      857
      128
      167
      350
      -1,934
      -12
      -354
      -402
      -686
      -223
      -241
      -191
      -47
      -8
      -1,177
      -2,538
      -1,156
      -17
      2,733
      2,787
      3,762
      2,181
      -1,199
      26,952
      1,781
      -1,740
      -361
      -4
      -279
      188
      27
      44
      -149
      -159
      -67
      -69
      -750
      -62
      -124
      4,001
      1,995
      913
      -40
      128
      5,075
      -447
      3,991
      6,682
      19,448
      203
      122
      1,754
      19
      4,027
      18
      2,555
      249
      517
      2,117
      172
      298
      11,286
      5
      177
      259
      -77
      3,339
      50
      87
      3,673
      10,539
      5,928
      -116
      649
      -1,884
      96
      131
      86
      694
      101
      8
      213
      -2
      1,731
      51
      8,977
      13
      124
      -473
      -171
      13
      -442
      337
      3,139
      46
      2,721
      -137
      2,847
      446
      3,785
      7,310
      1,057
      4,266
      46
      8
      5,185
      1,747
      34
      2,583
      45
      1,701
      -16
      103
      134
      266
      349
      685
      4,124
      -197
      1,370
      1,253
      -92
      -606
      -3,047
      -4,290
      7,432
      20
      56
      980
      324
      3,817
      -70
      2,336
      1,768
      2,628
      -329
      -24
      -168
      -1,031
      -961
      -14
      -609
      -8
      -15,646
      -3,729
      -6,186
      13,094
      -1,558
      -622
      -2,827
      -4
      -1,921
      -1,894
      -181
      -1,270
      -10,215
      -9,409
      69
      -198
      -267
      -25
      -26
      -35
      -5
      3
      103
      419
      131
      80
      16
      63
      33
      104
      104
      30
      37
      2
      -520
      -748
      -1
      -31,180
      -1
      32,880
      2
      -811
      -340
      -627
      -3,675
      -2,199
      -1,055
      -32,036
      -1,372
      -482
      -673
      -1,351
      14,324
      1,965
      2,356
      1,891
      49,441
      1,353
      27,906
      1,161
      -3,455
      -186
      271
      223
      28
      -36
      410
      13
      60
      310
      11
      30
      138
      -56
      -691
      -5,433
      -1,164
      -8,232
      1,947
      1,525
      -4,935
       
       
      656
      2,780
       
      2,823
      9,318
       
      1
      341
      -864
      -451
      552
      -72
      -127
      26
      -107
      -35
      523
      -98
      -483
      -210
      147
      525
      27
      -7,634
      -1
      585
      1,133
      20
      56
      -3,339
      -3,131
      -7,252
      -2,330
      -1,644
      -2,171
      -242
      568
      -611
      457
      -214
      -9
      -153
      -60
      1,685
      52
      -65
      278
      506
      332
      -200
      375
      140
      24
      -184
      3,740
      117
      -9,688
      86
      -162
      258
      8
      395
      964
      -102
      -3
      -72
      -586
      142
      162
      -1,632
      -4,804
      -260
       
       
      -58
      105
      163
      1,575
      633
      629
      1,787
      -194
      -5
      336
      -442
      -800
      425
      2,640
      648
      -52
      366
      3,480
      966
      -313
      -1,006
      429
      -794
      -780
      -1,321
       
       
      -251
      134
      30
      253
      -44
      -3
      131
      -124
      273
       
      229
      85
      -82
      572
      -11
      663
      6,337
      -80
      -137
      439
      -579
      -1,114
      111
      89
      96
      -21
      10
      -45
      -57
      657
      1,608
      450
      60
      192
      121
      -118
      -834
      -1
      -81
      188
      -75
      -7
      -9
       
      -531
      -717
      -1,603
       
      -1,605
       
      153
      -732
      -182
      1,118
      2,491
      80
      -1,979
      -443
      769
      729
      -1,857
       
      -2,911
      -1
      23
      -191
      -133
      -179
      377
      -99
      17,198
      1,532
      460
      -653
      480
      -225
      300
      31
      -24
      809
      -29
      1,704
      -296
      -23
      629
      -766
      -709
      1,596
      107
      1,128
      91
      -33
      -85
      346
      -302
      -7
      151
      233
      -180
      266
      -210
      120
      -148
      485
      371
      -9
      572
      -1
      -6,836
      -1,675
      -105
      1,210
      -641
      21
      141
      71
      2,962
      -1,027
      176
      -261
      602
      120
      196
      -19
      -311
      23
      -982
      -24
      -2,654
      -2,232
      162
      411
      3,848
      -1,150
       
      -709
      165
      1,360
      389
      49
      177
      -22
      225
      2,424
      -880
      6,001
      -620
      3,342
      -1,219
      -522
      -103
      72
      -92
      -48
      -198
      70
      -28,867
      85,190
      4,881
      4,929
      3,446
      2,727
      4,264
      90,470
      18,216
      25,237
      56,542
      48,555
      -2,214
      -2,734
      -2,019
      -3,480
      -972
      6,111
      -159
      -335
      -8
      -522
      -42
      -99
      -9
      -11,058
      -6,766
      -13
      -10,408
       
      -2,871
      -2,906
      23,603
      17,405
      10,492
      3,488
      2,199
      501
      208
      2,159
      5,001
      5,029
      -1
      204
      124
      7,233
      -344
      -11
      335
      55
      975
      23,276
      -202
      44
      46
      55
      93
      -1,691
      -1,175
      1,609
      3,679
      -1,270
      -682
      -10
      -809
      1,793
      1
      173
      714
      208
      126
      19
      84
      39
      146
      90
      2
      14
      -9
      -1
      1,324
      2,341
      113
      116
      167
      498
      679
      1,231
      4,010
      397
      486
      9,563
      31,567
      1,832
      -3
      51
      35,899
      48,166
      -1
      183
      222
      487
      892
      1,378
      -7,538
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,552,070
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2018 3,320,018 70,826,426 0.046875
2017 2,894,421 67,771,310 0.042709
2016 2,567,059 69,889,281 0.03673
2015 1,502,673 62,357,806 0.024098
2014 1,772,333 43,021,181 0.041197
2
Total of line 1, column (d) .....................
2
0.191609
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.038322
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
74,386,313
5
Multiply line 4 by line 3......................
5
2,850,632
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
37,148
7
Add lines 5 and 6........................
7
2,887,780
8
Enter qualifying distributions from Part XII, line 4,.............
8
3,603,515
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 37,148
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 37,148
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 37,148
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a 72,231
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 72,231
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 35,083
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet0 RefundedBullet 11 35,083
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletGA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletUST-MLT A DIVISION OF BANK OF Telephone no.bullet (609) 274-6834

    Located atbullet1300 MERRILL LYNCH DRIVEPENNINGTONNJ ZIP+4bullet085341501
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    UST-MLT TRUSTEE
    2     		553,014    
    PO Box 1501 NJ2-130-03-31
    PENNINGTON,NJ085341501
    RICHARD W HALLOCK ADVISORY MEMBER
    1     		5,000    
    PO Box 1501 NJ2-130-03-31
    PENNINGTON,NJ085341501
    S ANDREW SHUPING ADVISORY MEMBER
    1     		5,000    
    PO Box 1501 NJ2-130-03-31
    PENNINGTON,NJ085341501
    KATHY BARRONTON THORNTON ADVISORY MEMBER
    1     		5,000    
    PO Box 1501 NJ2-130-03-31
    PENNINGTON,NJ085341501
    KIM BARRONTON THORNTON ADVISORY MEMBER
    1     		5,000    
    PO Box 1501 NJ2-130-03-31
    PENNINGTON,NJ085341501
    BROCK RICHARD PEYER ADVISORY MEMBER
    1     		5,000    
    PO Box 1501 NJ2-130-03-31
    PENNINGTON,NJ085341501
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    73,670,937
    b
    Average of monthly cash balances.......................
    1b
    1,848,162
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    75,519,099
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    75,519,099
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,132,786
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    74,386,313
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    3,719,316
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    3,719,316
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
    37,148
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    37,148
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    3,682,168
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    10,000
    5
    Add lines 3 and 4............................
    5
    3,692,168
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    3,692,168
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    3,603,515
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    3,603,515
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    37,148
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    3,566,367
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2018     		(c)
    2018     		(d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7 3,692,168
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only....... 3,325,628
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2019:
    a From 2014...... 0
    b From 2015...... 0
    c From 2016...... 0
    d From 2017...... 0
    e From 2018...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 3,603,515
    a Applied to 2018, but not more than line 2a 3,325,628
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2019 distributable amount..... 277,887
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2019. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........     		3,414,281
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2015.... 0
    b Excess from 2016.... 0
    c Excess from 2017.... 0
    d Excess from 2018.... 0
    e Excess from 2019.... 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ENCORE COMMUNITY
    239 W 49TH ST
    NEW YORK,NY100197404     		NONE PC GENERAL OPERATING 20,000
    WILLING HELPERS HOME FOR WOMEN INC
    226 W MADISON AVE
    JOHNSTOWN,NY120952801     		NONE PC GENERAL OPERATING 20,000
    JDRF
    26 BROADWAY 14TH FLOOR
    NEW YORK,NY100041703     		NONE PC GENERAL OPERATING 35,000
    PRESBYTERIAN CHURCH USA
    100 WITHERSPOON ST
    LOUISVILLE,KY402026300     		NONE PC GENERAL OPERATING 30,000
    KENNESAW STATE UNIVERSITY FDN INC
    1000 CHASTAIN RD NW
    KENNESAW,GA301445588     		NONE PC GENERAL OPERATING 25,000
    COMMUNITY FRIENDSHIP INC
    85 RENAISSANCE PKWY NE
    ATLANTA,GA303082311     		NONE PC GENERAL OPERATING 20,000
    247 GATEWAY LLC
    275 PRYOR ST SW
    ATLANTA,GA303033638     		NONE PC GENERAL OPERATING 10,000
    SEA TO SHORE ALLIANCE
    4411 BEE RIDGE RD STE 490
    SARASOTA,FL342332514     		NONE PC GENERAL OPERATING 10,000
    PASSION FOR HAITI FDN INC
    5335 31ST CIR E UNIT 201
    BRADENTON,FL342038424     		NONE PC GENERAL OPERATING 20,000
    NARSAD
    90 PARK AVE 16TH FL
    NEW YORK,NY100161301     		NONE PC GENERAL OPERATING 170,000
    AMERICAN PSYCHOLOGICAL FDN
    750 FIRST STREET NE NO 3RD FL
    WASHINGTON,DC200020000     		NONE PC GENERAL OPERATING 86,000
    DILWORTH CENTER FOR
    CHEMICAL DEPENDENCY INC
    2240 PARK RD
    CHARLOTTE,NC282035941     		NONE PC GENERAL OPERATING 10,000
    THORNWELL HOME FOR CHILDREN
    302 S BROAD ST
    CLINTON,SC293252507     		NONE PC GENERAL OPERATING 25,000
    ATLANTA MISSION
    PO BOX 1807
    ATLANTA,GA303011807     		NONE PC GENERAL OPERATING 20,000
    HILLSIDE
    690 COURTENAY DR NE
    ATLANTA,GA303063421     		NONE PC GENERAL OPERATING 30,000
    HAPEVILLE FIRST UNITED
    METHODIST CHURCH
    3510 ATLANTA AVENUE
    HAPEVILLE,GA30354     		NONE PC GENERAL OPERATING 10,000
    BIG BROTHERS BIG SISTERS
    OF METRO ATLANTA
    1382 PEACHTREE ST NE
    ATLANTA,GA303093248     		NONE PC GENERAL OPERATING 20,000
    CARE AND COUNSELING
    CENTER OF GEORGIA
    1814 CLAIRMONT RD
    DECATUR,GA300333405     		NONE PC GENERAL OPERATING 25,000
    VALLEY RESCUE MISSION
    2903 2ND AVE
    COLUMBUS,GA319048111     		NONE PC GENERAL OPERATING 10,000
    CHRISTIAN CITY INC
    1626 JEURGENS CT
    NORCROSS,GA300932219     		NONE PC GENERAL OPERATING 1,072,050
    YOUTH FOR CHRIST
    1 MECA WAY
    NORCROSS,GA300932919     		NONE PC GENERAL OPERATING 20,000
    ATLANTA RONALD MCDONALD
    HOUSE CHARITIES INC
    795 GATEWOOD RD NE
    ATLANTA,GA303294200     		NONE PC GENERAL OPERATING 30,000
    ATLANTA HOSPITAL
    1815 S PONCE DE LEON AVE NE
    ATLANTA,GA303071310     		NONE PC GENERAL OPERATING 10,000
    ATLANTA COMMUNITY FOOD BANK INC
    732 JOSEPH E LOWERY BLVD NW
    ATLANTA,GA303186658     		NONE PC GENERAL OPERATING 15,000
    CHRIS KIDS
    1017 FAYETTEVILLE ROAD SUITE B
    ATLANTA,GA303162932     		NONE PC GENERAL OPERATING 25,000
    THE CARTER CENTER INC
    453 FREEDOM PKWY NE
    ATLANTA,GA303071496     		NONE PC GENERAL OPERATING 20,000
    NAMI GEORGIA INC
    4120 PRESIDENTIAL PKWY STE 200
    ATLANTA,GA303403776     		NONE PC GENERAL OPERATING 25,000
    GEORGE WEST MENTAL
    HEALTH FOUNDATION INC
    1961 N DRUID HILLS RD NE
    BROOKHAVEN,GA303291807     		NONE PC GENERAL OPERATING 30,000
    JOSEPH SAMS SCHOOL INC
    280 BRANDYWINE BLVD
    FAYETTEVILLE,GA302141560     		NONE PC GENERAL OPERATING 10,000
    BLOOM
    150 MARQUIS DR
    FAYETTEVILLE,GA302141565     		NONE PC GENERAL OPERATING 20,000
    OUR HOUSE INC
    711 S COLUMBIA DR
    DECATUR,GA300304118     		NONE PC GENERAL OPERATING 45,000
    GEORGIA CENTER FOR CHILD
    ADVOCACY INC
    1485-B WOODLAWN AVE
    ATLANTA,GA303160000     		NONE PC GENERAL OPERATING 20,000
    NICHOLAS HOUSE INC
    830 BOULEVARD SE
    ATLANTA,GA303123653     		NONE PC GENERAL OPERATING 30,000
    COMMUNITY ASSISTANCE
    CENTER INC
    PO BOX 501298
    ATLANTA,GA311501298     		NONE PC GENERAL OPERATING 20,000
    SOUTHWEST CHRISTIAN CARE
    7225 LESTER RD
    UNION CITY,GA302912316     		NONE PC GENERAL OPERATING 25,000
    GEORGIA PARENT SUPPORT
    NETWORK INC
    1381 METROPOLITAN PKWY SW
    ATLANTA,GA303104455     		NONE PC GENERAL OPERATING 35,000
    3 KEYS INC
    2198 DRESDEN DR
    ATLANTA,GA303415058     		NONE PC GENERAL OPERATING 30,000
    MUST MINISTRIES
    PO BOX 1717
    MARIETTA,GA300611717     		NONE PC GENERAL OPERATING 35,000
    ACTION MINISTRIES INC
    1700 CENTURY CIR NE
    ATLANTA,GA303453020     		NONE PC GENERAL OPERATING 20,000
    GRADY HEALTH FOUNDATION
    191 PEACHTREE ST NE STE 820
    ATLANTA,GA303031755     		NONE PC GENERAL OPERATING 500,000
    CITY OF REFUGE INC
    1300 JOSEPH E BOONE BLVD NW
    ATLANTA,GA303142032     		NONE PC GENERAL OPERATING 10,000
    COMMUNITY ADVANCED
    PRACTICE NURSES INC
    PO BOX 8972
    ATLANTA,GA311060972     		NONE PC GENERAL OPERATING 10,000
    ST JUDES RECOVERY CENTER INC
    139 RENAISSANCE PKWY NE
    ATLANTA,GA303082324     		NONE PC GENERAL OPERATING 10,000
    THE NEMOURS FOUNDATION
    10140 CENTURION PKWY N
    JACKSONVILLE,FL322560532     		NONE PC GENERAL OPERATING 20,000
    SOUTHEASTERN GUIDE DOGS INC
    4210 77TH ST E
    PALMETTO,FL342219270     		NONE PC GENERAL OPERATING 15,000
    BRADFORDVILLE FIRST
    BAPTIST CHURCH
    6494 THOMASVILLE RD
    TALLAHASSEE,FL323123834     		NONE PC GENERAL OPERATING 10,000
    KIDS HOUSE OF SEMINOLE INC
    5467 N RONALD REAGAN BLVD
    SANFORD,FL327736332     		NONE PC GENERAL OPERATING 20,000
    CHRISTIAN APPALACHIAN PROJECT
    196 BEITING LN
    MOUNT VERNON,KY404566375     		NONE PC GENERAL OPERATING 30,000
    RICHMONT GRADUATE UNIVERSITY
    1815 MCCALLIE AVE
    CHATTANOOGA,TN374043026     		NONE PC GENERAL OPERATING 10,000
    OPTIONS INC
    19362 W SHELTON RD
    HAMMOND,LA704018251     		NONE PC GENERAL OPERATING 35,000
    INTERACTIVE NEIGHBORHOOD
    FOR KIDS
    999 CHESTNUT ST
    GAINESVILLE,GA305016956     		NONE PC GENERAL OPERATING 15,000
    SOLOMON'S TEMPLE
    FOUNDATION INC
    2836 SPRINGDALE RD SW
    ATLANTA,GA303157802     		NONE PC GENERAL OPERATING 10,000
    STEP UP ON SECOND STREET
    1460 4TH ST STE 200
    SANTA MONICA,CA904013414     		NONE PC GENERAL OPERATING 400,000
    Total .................................bullet 3a 3,228,050
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 1,824,289  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 2,552,070  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   4,376,359  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    4,376,359
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2019)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2017 InvestmentsCorpBondsSchedule
    Name:
    JOHN & POLLY SPARKS FOUNDATION
    EIN:
    27-2992779
    Name of Bond End of Year Book Value End of Year Fair Market Value
    369604BQ5 GENERAL ELECTRIC CO 253,750 198,750

    TY 2017 InvestmentsCorpStockSchedule
    Name:
    JOHN & POLLY SPARKS FOUNDATION
    EIN:
    27-2992779
    Name of Stock End of Year Book Value End of Year Fair Market Value
    466313103 JABIL CIRCUIT INC 11,952 11,286
    493267108 KEYCORP NEW COM 7,441 14,562
    58463J304 MEDICAL PPTYS TR INC 7,500 11,277
    629334103 NN GROUP NV - 19,552 20,912
    651290108 NEWFIELD EXPL CO 92,207 46,138
    682151303 OMRON CORP 30,011 31,029
    70450Y103 PAYPAL HOLDINGS INC 81,151 141,501
    755111507 RAYTHEON CO 39,404 69,961
    75972B101 RENESAS ELECTRONICS 36,329 20,983
    783549108 RYDER SYSTEM INCORPO 9,096 7,694
    78410G104 SBA COMMUNICATIONS C 12,229 32,112
    79466L302 SALESFORCE COM INC 86,192 155,037
    80105N105 SANOFI-SYNTHELABO 16,347 16,961
    808513105 SCHWAB CHARLES CORP 55,445 78,938
    826197501 SIEMENS A G 16,056 15,439
    90348R102 UBISOFT ENTERTAINMEN 19,877 16,265
    17275R102 CISCO SYS INC 323,727 446,436
    22822V101 CROWN CASTLE REIT IN 206,998 216,012
    291011104 EMERSON ELECTRIC COM 333,326 377,639
    539830109 LOCKHEED MARTIN CORP 369,620 400,473
    58933Y105 MERCK AND CO INC SHS 190,443 255,395
    871829107 SYSCO CORP 355,247 377,710
    89353D107 TRANSCANADA CORP 438,042 403,799
    907818108 UNION PACIFIC CORP 221,699 365,996
    G5960L103 MEDTRONIC PLC SHS 146,911 161,120
    22160K105 COSTCO WHSL CORP NEW 127,564 249,320
    594918104 MICROSOFT CORP COM 65,971 122,312
    595112103 MICRON TECHNOLOGY 68,638 63,161
    039653100 ARCOSA INC REG 32,403 32,179
    16411R208 CHENIERE ENERGY INC 48,300 75,911
    172967424 CITIGROUP INC COM NE 314,228 387,768
    237194105 DARDEN RESTAURANTS I 6,551 15,586
    24983L104 DERMIRA INC 884 929
    251542106 DEUTSCHE BOERSE AG S 9,315 9,340
    26078J100 DOWDUPONT INC COM 267,421 232,615
    30303M102 FACEBOOK INC 184,897 302,452
    428291108 HEXCEL CORP NEW COM 7,715 15,849
    57060D108 MARKETAXESS HLDGS IN 82,900 89,705
    609839105 MONOLITHIC PWR SYS I 5,133 22,716
    654445303 NINTENDO LTD ADR 24,827 21,965
    686330101 ORIX CORP 21,074 22,431
    68840Y106 OSRAM LICHT AG-UNSP 30,944 23,943
    756255204 RECKITT BENCKISER GR 54,832 50,796
    759351604 REINSURNCE GROUP AME 7,798 18,374
    833034101 SNAP ON INC 10,584 22,775
    871503108 SYMANTEC CORP 46,623 50,787
    89151E109 TOTAL FINA ELF S.A. 101,187 121,842
    91324P102 UNITED HEALTH GROUP 221,174 257,726
    927320101 VINCI SA 11,865 15,253
    92826C839 VISA INC CL A SHRS 158,741 367,596
    978097103 WOLVERINE WORLD WIDE 15,277 16,124
    031162100 AMGEN INC 254,125 324,037
    26441C204 DUKE ENERGY CORP NEW 214,767 231,256
    913017109 UNITED TECHNOLOGIES 228,199 274,018
    00724F101 ADOBE SYS INC COM 91,402 339,956
    867914103 SUNTRUST BANKS INC 151,200 161,301
    G0408V102 AON PLC 46,457 80,409
    003654100 ABIOMED INC 95,357 113,777
    02079K305 ALPHABET INC SHS 125,133 259,658
    03027X100 AMERICAN TOWER REIT 125,617 211,699
    090572207 BIO RAD LABS INC CL 25,598 48,854
    11135F101 BROADCOM LTD 33,836 32,288
    125581801 CIT GROUP INC NEW 148,799 161,019
    127055101 CABOT CORPORATION CO 9,731 9,250
    13645T100 CANADIAN PAC RY LTD 29,798 37,443
    13961R100 CAPGEMINI SE SHS 22,074 29,066
    247361702 DELTA AIR LINES INC 302,771 354,850
    26874R108 ENI S P A SPONSORED 15,306 12,965
    278265103 EATON VANCE CORP COM 6,140 8,513
    33616C100 FIRST REP BK SAN FRN 86,682 88,045
    375558103 GILEAD SCIENCES INC 65,095 64,746
    37940X102 GLOBAL PMTS INC 4,662 21,803
    455793109 INDUSTRIA DE DISENO 11,219 9,867
    456837103 ING GROEP N V SPONSO 70,924 64,592
    45866F104 INTERCONTINENTALEXCH 9,421 25,824
    674599105 OCCIDENTAL PETROLEUM 62,842 59,519
    74440L106 PRYSMIAN S.P.A. SHS 15,636 11,303
    749660106 RPC ENERGY SVCS INC 7,285 4,500
    749661104 RPC GROUP PLC-UNSP 14,635 12,173
    754730109 RAYMOND JAMES FINL I 8,452 17,381
    780259206 ROYAL DUTCH SHELL PL 51,151 51,340
    835495102 SONOCO PRODUCTS CO C 7,794 12,371
    858912108 STERICYCLE INC 15,402 10,768
    896522109 TRINITY INDUSTRIES I 80,391 84,168
    92552V100 VIASAT INC 47,813 48,536
    949746101 WELLS FARGO & CO NEW 413,012 398,687
    444859102 HUMANA INC COM 182,705 253,033
    65339F101 NEXTERA ENERGY INC S 61,800 94,853
    00507V109 ACTIVISION BLIZZARD 97,018 91,530
    012653101 ALBEMARLE CORP COM 18,729 17,916
    01609W102 ALIBABA GROUP HOLDIN 222,481 205,901
    042735100 ARROW ELECTRONICS IN 12,266 11,546
    06738E204 BARCLAYS PLC ADR 30,750 22,800
    122017106 BURLINGTON STORES IN 104,436 125,149
    166764100 CHEVRONTEXACO CORP 291,668 296,280
    25157Y202 DEUTSCHE POST AG SHS 28,216 22,805
    28176E108 EDWARDS LIFESCIENCES 85,585 141,111
    294600101 EQUITRANS MIDSTREAM 118,844 86,334
    33767D105 FIRSTCASH INC 5,581 18,968
    452327109 ILLUMINA INC 243,353 418,163
    477143101 JETBLUE AWYS CORP 14,596 13,605
    540424108 LOEWS CORP 73,411 78,001
    615394202 MOOG INC CL A 5,987 11,456
    83364L109 SOCIETE GENERALE FRA 27,983 21,185
    835699307 SONY CORP ADR AMERN 14,845 25,987
    872540109 TJX COS INC NEW 19,043 26,086
    879360105 TELEDYNE TECHNOLOGIE 7,724 22,683
    90384S303 ULTA SALON COSMETICS 88,828 139,366
    904678406 UNICREDITO SPA 37,937 26,521
    369550108 GENERAL DYNAMICS COR 145,741 147,172
    747525103 QUALCOMM INC 342,862 374,262
    780259107 ROYAL DUTCH SHEL PLC 404,880 466,217
    053332102 AUTOZONE INC 74,568 80,098
    74340W103 PROLOGIS INC 136,577 151,448
    883556102 THERMO ELECTRON CORP 98,746 286,983
    H42097107 UBS GROUP AG NAMEN-A 28,327 23,664
    02079K107 ALPHABET INC SHS 109,484 227,641
    03662Q105 ANSYS INC 10,657 24,627
    03957W106 ARCHROCK INC 12,007 13,158
    054536107 AXA ADR 23,372 20,137
    09215C105 BLACK KNIGHT HOLDCO 13,979 18,227
    099724106 BORG WARNER INC 58,135 55,966
    15135B101 CENTENE CORP DEL 12,815 26,885
    N53745100 LYONDELLBASELL INDUS 87,016 101,148
    008252108 AFFILIATED MANAGERS 119,867 86,451
    032511107 ANADARKO PETE CORP 245,425 263,336
    31428X106 FEDEX CORPORATION 143,870 276,632
    H84989104 TE CONNECTIVITY LTD 13,578 14,924
    N20944109 FI CBM HOLDINGS N.V. 14,594 11,931
    N22717107 CORE LABORATORIES N 12,042 10,721
    00687A107 ADIDAS SALOMON AG 15,908 15,722
    009126202 AIR LIQUIDE ADR 26,396 27,661
    015351109 ALEXION PHARMACEUTIC 143,587 132,756
    12504L109 CBRE GROUP INC 11,090 20,486
    12803K109 CAIXABANK UNSPON ADR 4,242 4,289
    16945R104 CHINA UNICOM LTD SPO 34,442 28,646
    202597605 COMMERZBANK AG-SPONS 23,336 21,021
    225401108 CREDIT SUISSE GROUP 29,152 23,274
    23331A109 D R HORTON INC 9,043 17,828
    25243Q205 DIAGEO PLC SPON ADR 19,731 23,962
    361448103 GATX CORP COM 9,648 18,372
    400110102 GRUBHUB INC SHS 144,943 90,895
    406216101 HALLIBURTON COMPANY 33,317 23,070
    42333L103 HELLA GMBH & CO KGAA 7,417 7,455
    43858F109 HONG KONG EXCHANGES 9,208 9,898
    446413106 HUNTINGTON INGALLS I 8,525 24,136
    495724403 KINGFISHER PLC 67,857 57,321
    786584102 SAFRAN SA-UNSPON 18,599 17,477
    806857108 SCHLUMBERGER LIMITED 100,882 63,095
    81762P102 SERVICENOW INC 97,070 135,803
    904784709 UNILEVER NV NY SHARE 22,895 27,811
    92214X106 VAREX IMAGING CORP R 17,914 12,121
    983919101 XILINX INC 8,275 20,161
    084670108 BERKSHIRE HATHAWAY I 376,805 2,282,000
    097023105 BOEING COMPANY 161,468 165,058
    891160509 TORONTO-DOMINION BAN 145,809 146,213
    931142103 WAL MART STORES INC 316,226 391,674
    09247X101 BLACKROCK INC CL A 98,374 106,146
    38141G104 GOLDMAN SACHS GROUP 73,636 90,196
    49271V100 KEURIG DR PEPPER INC 48,082 50,679
    855244109 STARBUCKS CORP COM 81,041 87,670
    00751Y106 ADVANCE AUTO PARTS I 40,006 57,756
    009279100 AIRBUS GROUP 7,709 11,604
    00971T101 AKAMAI TECHNOLOGIES 8,735 15,538
    016255101 ALIGN TECHNOLOGY INC 92,622 109,428
    01741R102 ALLEGHENY TECHNOLOGI 12,744 11,554
    03524A108 ANHEUSER-BUSCH INBEV 28,852 21,754
    03674X106 ANTERO RES CORP 8,323 4,412
    09857L108 BOOKING HLDGS INC 106,863 153,242
    101121101 BOSTON PPTYS INC 9,779 11,939
    12626K203 CRH PLC ADR 9,950 8,353
    138035100 CANOPY GROWTH CORP 53,697 43,414
    26884L109 EQT CORP 138,536 82,586
    32008D106 FIRST DATA CORPORATI 90,622 96,468
    320517105 FIRST HORIZON NATL C 70,476 65,729
    46625H100 J P MORGAN CHASE & C 721,874 1,037,736
    492089107 KERING S A 9,326 8,890
    49338L103 KEYSIGHT TECHNOLOGIE 86,800 93,534
    59410T106 CIE GENERALE DES 19,295 19,667
    641069406 NESTLE S A SPONSORED 25,194 28,890
    67077M108 NUTRIEN LTD REG SHS 4,506 4,331
    682189105 ON SEMICONDUCTOR COR 9,720 23,380
    69370C100 PTC INC SHS 118,149 105,431
    760759100 REPUBLIC SVCS COM 6,315 16,628
    810186106 SCOTTS COMPANY 7,656 10,865
    824551105 SHIN-ETSU CHEM-UNSPO 27,317 29,285
    83404D109 SOFTBANK CORP SHS 26,603 28,483
    874080104 TAL ED GROUP ADR 27,074 24,842
    88032Q109 TENCENT HOLDINGS LTD 20,641 19,198
    980745103 WOODWARD GOVERNOR CO 9,972 16,736
    983793100 XPO LOGISTICS INC 142,837 108,328
    H1467J104 CHUBB LTD 243,833 255,310
    00206R102 AT& T INC 211,243 201,873
    025537101 AMERICAN ELECTRIC PO 146,926 152,915
    037833100 APPLE COMPUTER INC C 426,519 809,146
    053015103 AUTOMATIC DATA PROCE 298,522 386,388
    30161N101 EXELON CORP 137,696 158,190
    882508104 TEXAS INSTRUMENTS IN 145,989 149,276
    036752103 ANTHEM INC 129,483 196,958
    151020104 CELGENE CORP 120,185 80,598
    235851102 DANAHER CORP COMMON 115,143 195,967
    438516106 HONEYWELL INTL INC 123,890 223,060
    G0177J108 ALLERGAN PLC 109,027 94,743
    G7496G103 RENAISSANCERE HLDGS 93,616 94,418
    N6596X109 NXP SEMICONDUCTORS N 14,925 13,506
    153527106 CENTRAL GARDEN & PET 14,711 11,949
    16941R108 CHINA PETE & CHEM CO 17,080 18,177
    23636T100 DANONE-SPONS 21,839 22,701
    285039103 ELECTRICITE DE FRANC 29,614 46,043
    35804M105 FRESENIUS SE& CO-SPN 25,523 18,667
    37733W105 GLAXO SMITHKLINE PLC 119,293 119,455
    441593100 HOULIHAN LOKEY INC 13,815 12,182
    45104G104 ICICI BK LTD 8,705 11,055
    654090109 NIDEC CORP 16,110 26,132
    67066G104 NVIDIA CORP 119,352 106,393
    707569109 PENN NATL GAMING INC 13,581 14,349
    803054204 SAP AKTIENGESELLSCHA 53,204 58,476
    85917A100 STERLING BANCORP 5,459 8,260
    86562M209 SUMITOMO MITSUI-UNSP 27,697 23,771
    91529Y106 UNUMPROVIDENT CORP 94,155 89,955
    92857W308 VODAFONE GROUP PLC S 25,310 18,632
    92939U106 WEC ENERGY GROUP INC 8,124 12,539
    253868103 DIGITAL RLTY TR INC 217,872 224,213
    713448108 PEPSICO INC 395,009 434,106
    026874784 AMERICAN INTERNATION 108,516 79,407
    052769106 AUTODESK INC COM 7,792 30,345
    072730302 BAYER A G SPONSORED 14,070 9,877
    126408103 CSX CORP COM 113,885 161,602
    254709108 DISCOVER FINL SVCS 91,674 109,374
    277432100 EASTMAN CHEMICAL CO 7,549 9,853
    296036304 ERSTE BK DER OESTERR 22,337 27,615
    315437103 FERROVIAL 24,930 26,814
    337932107 FIRSTENERGY CORP 102,246 121,283
    344849104 FOOT LOCKER INC 81,047 101,858
    40052P107 GRUPO FIN BANORTE-SP 7,597 6,104
    440327104 HORACE MANN EDUCATOR 7,744 11,158
    45662N103 INFINEON TECHNOLOGIE 23,018 24,889
    66987V109 NOVARTIS AG SPNSRD A 28,049 28,557
    68389X105 ORACLE CORPORATION 106,270 131,067
    72341E304 PING AN INS GROUP CO 30,167 31,134
    771195104 ROCHE HLDG LTD SPONS 30,040 28,960
    79604U107 SAMSONITE INTL S.A 24,522 21,027
    867224107 SUNCOR ENERGY INC NE 75,355 80,499
    87165B103 SYNCHRONY FINL COM 104,741 96,282
    880770102 TERADYNE INC 54,389 68,489
    881624209 TEVA PHARMACEUTICAL 19,220 13,872
    884903709 THOMSON REUTERS CORP 9,329 11,070
    911163103 UNITED NAT FOODS INC 15,723 6,159
    92553P201 VIACOM INC NEW 81,144 70,546
    98978V103 ZOETIS INC 176,847 356,424
    054937107 BB&T CORP COM 319,278 318,404
    30231G102 EXXON MOBIL CORP 390,651 417,057
    478160104 JOHNSON & JOHNSON CO 144,014 146,459
    92343V104 VERIZON COMMUNICATIO 171,581 221,663
    N59465109 MYLAN N.V 99,716 64,300
    254687106 DISNEY (WALT) COMPAN 165,367 168,615
    30219G108 EXPRESS SCRIPTS HLDG 72,177 116,995
    43300A203 HILTON WORLDWIDE 100,178 105,605
    437076102 HOME DEPOT INC USD 0 275,225 348,919
    824348106 SHERWIN-WILLIAMS COM 8,174 8,481
    G47791101 INGERSOLL-RAND PLC 44,504 81,884
    P31076105 COPA HOLDINGS S A CL 4,944 7,908
    001317205 AIA GROUP LTD 18,317 24,082
    023135106 AMAZON COM INC 130,057 596,630
    124857202 CBS CORP NEW 55,895 53,530
    191216100 COCA-COLA CO USD 95,833 106,495
    19626G108 COLONY CAPITAL INC R 118,409 81,115
    251566105 DEUTSCHE TELEKOM AG 25,135 25,176
    31502A204 FERGUSON PLC 21,745 17,417
    358029106 FRESENIUS MED CARE A 13,476 13,777
    37045V100 GENERAL MOTORS CO 127,437 131,876
    42809H107 HESS CORP 109,378 119,151
    436440101 HOLOGIC INC 15,716 16,831
    450737101 IBERDROLA S A 20,801 22,485
    61174X109 MONSTER BEVERAGE SHS 84,104 128,372

    TY 2017 InvestmentsGovtObligationsSch
    Name:
    JOHN & POLLY SPARKS FOUNDATION
    EIN:
    27-2992779
    US Government Securities - End of Year Book Value:

     
    US Government Securities - End of Year Fair Market Value:

     
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2017 InvestmentsOtherSchedule2
    Name:
    JOHN & POLLY SPARKS FOUNDATION
    EIN:
    27-2992779
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    258620103 DOUBLELINE TOTAL RET AT COST 222,405 216,730
    461418535 FAMCO MLP & ENERGY AT COST 565,579 491,167
    19248H401 COHEN & STEERS AT COST 366,628 357,885
    464287499 ISHARES RUSSELL MID- AT COST 517,799 635,275
    464288760 ISHARES US AEROSPACE AT COST 201,610 225,612
    81369Y605 FINANCIAL SELECT SEC AT COST 1,006,427 1,354,002
    92189F718 VANECK VECTORS OIL AT COST 96,862 67,836
    97717X701 WISDOMTREE EUROPE HE AT COST 147,795 172,457
    02630B604 THE TAX-EXEMPT FUND AT COST 301,596 296,111
    09257V201 BLACKSTONE ALT MULTI AT COST 2,128 2,118
    33734X846 FIRST TR NASDAQ CEA AT COST 161,439 173,035
    413838202 HARRIS ASSOC INVT TR AT COST 258,398 245,780
    92204A702 VANGUARD INFORMATION AT COST 247,869 343,785
    78464A763 SPDR S&P DIVIDEND ET AT COST 461,425 580,464
    921932794 VANGUARD S&P SMALL C AT COST 55,327 51,581
    015565369 ALGER SMALL CAP FOCU AT COST 694,225 622,354
    191912401 COHEN & STEERS EQUIT AT COST 211,682 221,054
    46432F842 ISHARES CORE MSCI EA AT COST 591,171 608,143
    8EQG19991 BLACKSTONE ALTERNATI AT COST 4,419,666 4,190,947
    00162Q858 ALPS SECTOR DIVIDND AT COST 192,654 227,174
    78462F103 SPDR S&P 500 ETF TRU AT COST 122,572 154,088
    09253E609 BLACKROCK INTERMEDIA AT COST 195,528 196,375
    40168W525 GUGGENHEIM TOTAL RET AT COST 308,209 301,567
    464287655 ISHARES RUSSELL 2000 AT COST 401,813 493,115
    92189F692 VANECK VECTORS PHARM AT COST 123,565 146,256
    67065Q772 NUVEEN HIGH YIELD MU AT COST 225,707 223,821
    00770G847 JOHCM INTERNATIONAL AT COST 319,093 311,890
    015566763 ALGER SPECTRA FUND AT COST 659,398 867,735
    38144N593 GOLDMAN SACHS STRUCT AT COST 437,908 493,201
    746745405 PUTNAM EQUITY INCOME AT COST 636,882 769,271
    81369Y506 ENERGY SELECT SECTOR AT COST 416,751 403,668
    921075370 VAN ECK EMERGING MAR AT COST 1,058,603 1,036,202
    464287200 ISHARES CORE S&P 500 AT COST 233,425 308,024
    670700400 NUVEEN PREFERRED AT COST 1,751,448 1,653,578
    72201M719 PIMCO INCOME FUND CL AT COST 323,376 309,741
    33733E203 FIRST TR EXCHANGE TR AT COST 328,712 449,981
    464288448 SHARES DJ EPAC SEL D AT COST 388,290 370,454
    19248X307 COHEN & STEERS PREFE AT COST 1,575,757 1,478,032
    00170K562 AMG YACKTMAN FOCUSED AT COST 702,097 702,973
    25156A809 DEUTSCHE GLOBAL INFR AT COST 268,274 266,108
    38143H886 GOLDMAN SACHS EMERGI AT COST 413,205 376,614
    464287598 ISHARES RUSSELL 1000 AT COST 564,473 660,618
    464287614 ISHARES RUSSELL 1000 AT COST 897,694 1,304,212
    81369Y209 HEALTH CARE SELECT S AT COST 601,774 757,948
    464288687 S&P US PFD STK INDEX AT COST 886,506 805,446
    33734X176 FIRST TR TECHONOLOGY AT COST 195,213 318,649
    464288604 ISHARES MORNINGSTAR AT COST 92,960 112,803
    921909768 VANGUARD TOTAL INTL AT COST 219,995 219,167

    TY 2017 OtherDecreasesSchedule
    Name:
    JOHN & POLLY SPARKS FOUNDATION
    EIN:
    27-2992779
    Description Amount
    BOND AMORTIZATION 29,856
    COST BASIS ADJUSTMENT 31,549


    TY 2017 OtherExpensesSchedule
    Name:
    JOHN & POLLY SPARKS FOUNDATION
    EIN:
    27-2992779
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 2,680 2,680   0
    INSURANCE PHILADELPHIA CO 2,250 0   2,250
    OTHER MISC EXPENCES 750 0   750


    TY 2017 OtherIncreasesSchedule
    Name:
    JOHN & POLLY SPARKS FOUNDATION
    EIN:
    27-2992779
    Description Amount
    RETURN OF PY GRANT 10,000


    TY 2017 TaxesSchedule
    Name:
    JOHN & POLLY SPARKS FOUNDATION
    EIN:
    27-2992779
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 19,325 19,325   0
    FEDERAL ESTIMATES - PRINCIPAL 72,231 0   0
    FOREIGN TAXES ON NONQUALIFIED 3,360 3,360   0