Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
THE HAROLD WETTERBERG FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)89 HEADQUARTERS PLAZA
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MORRISTOWN, NJ07960
A Employer identification number

22-6042915
B Telephone number (see instructions)

(973) 993-1743
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,609,289J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 140 140  
4 Dividends and interest from securities... 11,326 11,326  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 257,453
b Gross sales price for all assets on line 6a 861,389
7 Capital gain net income (from Part IV, line 2)... 257,453
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 268,919 268,919  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 15,000 0   15,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 4,023 603   3,420
b Accounting fees (attach schedule)....... Click to see attachment 13,600 10,880   2,720
c Other professional fees (attach schedule).... Click to see attachment 15,395 15,395   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 27 27   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 478 0   478
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,727 0   1,727
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 50,250 26,905   23,345
25 Contributions, gifts, grants paid....... 189,500 189,500
26 Total expenses and disbursements. Add lines 24 and 25 239,750 26,905   212,845
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 29,169
b Net investment income (if negative, enter -0-) 242,014
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 70,496 83,327 83,327
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 1,780,215 Click to see attachment1,525,962 1,525,962
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,850,711 1,609,289 1,609,289
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................. 1,850,711 1,609,289
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 1,850,711 1,609,289
31 Total liabilities and net assets/fund balances (see instructions). 1,850,711 1,609,289
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,850,711
2
Enter amount from Part I, line 27a .....................
2
29,169
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
1,879,880
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
270,591
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
1,609,289
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a ACTIVISION BLIZZARD P 2017-03-13 2018-01-02
b ALIGN TECH INC. P 2017-05-30 2018-01-30
c COGNEX CORP. P 2017-08-01 2018-01-19
d PAYPAL HOLDINGS INC. P 2017-05-01 2018-01-02
e TJX COS. INC. P 2017-05-17 2018-01-02
APPLIED MATERIALS INC. P 2016-05-27 2018-01-02
CELGENE CORP. P 2013-04-15 2018-01-02
EDWARDS LIFESCIENCE CORP. P 2015-09-08 2018-01-16
EDWARDS LIFESCIENCE CORP. P 2015-09-28 2018-01-16
FACEBOOK INC. P 2013-08-21 2018-01-02
FACEBOOK INC. P 2013-10-10 2018-01-02
RED HAT INC. P 2016-11-16 2018-01-02
STARBUCKS CORP. P 2012-08-01 2018-01-22
STARBUCKS CORP. P 2012-12-18 2018-01-22
STARBUCKS CORP. P 2012-12-18 2018-01-29
TJX COS. INC. P 2017-05-17 2018-02-06
TJX COS. INC. P 2017-06-12 2018-02-06
TJX COS. INC. P 2017-06-26 2018-02-06
APPLIED MATERIALS INC. P 2016-05-27 2018-02-06
APPLIED MATERIALS INC. P 2016-08-31 2018-02-06
ACTIVISION BLIZZARD P 2017-03-13 2018-03-09
ALIGN TECH INC. P 2017-05-30 2018-03-16
ARISTA NETWORKS INC. P 2017-09-20 2018-03-16
FIRST REPUBLIC BANK P 2017-07-06 2018-03-28
TAL EDUCATION GROUP ADR P 2017-10-19 2018-03-15
AMAZON.COM P 2011-10-18 2018-03-28
CELGENE CORP. P 2013-04-15 2018-03-05
CELGENE CORP. P 2014-03-05 2018-03-05
CELGENE CORP. P 2016-11-14 2018-03-05
COGNEX CORP. P 2017-08-01 2018-04-27
COGNEX CORP. P 2017-08-28 2018-04-27
COGNEX CORP. P 2017-10-10 2018-04-27
INCYTE CORP. P 2017-04-17 2018-04-10
INCYTE CORP. P 2017-07-06 2018-04-10
INCYTE CORP. P 2017-10-10 2018-04-10
INCYTE CORP. P 2018-03-05 2018-04-10
CSX CORP. P 2017-01-25 2018-04-19
GOLDMAN SACHS GROUP INC. P 2016-12-16 2018-04-19
GOLDMAN SACHS GROUP INC. P 2017-01-31 2018-04-19
GOLDMAN SACHS GROUP INC. P 2017-04-10 2018-04-19
MONSTER BEVERAGE CORP. P 2014-02-03 2018-04-02
RED HAT INC. P 2016-11-16 2018-04-02
STARBUCKS CORP. P 2012-12-18 2018-04-19
STARBUCKS CORP. P 2014-01-31 2018-04-19
STARBUCKS CORP. P 2016-11-14 2018-04-19
STARBUCKS CORP. P 2017-04-10 2018-04-19
ALIGN TECH INC. P 2017-05-30 2018-05-31
SHERWIN WILLIAMS CO. P 2015-02-03 2018-05-10
SHERWIN WILLIAMS CO. P 2015-03-09 2018-05-10
SHERWIN WILLIAMS CO. P 2015-03-09 2018-05-29
SHERWIN WILLIAMS CO. P 2015-05-28 2018-05-29
SHERWIN WILLIAMS CO. P 2016-06-08 2018-05-29
ULTA BEAUTY INC. P 2015-05-05 2018-05-14
ABIOMED INC. P 2018-02-07 2018-06-08
ABIOMED INC. P 2018-02-07 2018-06-14
ALIBABA GRP HOLDING ADR P 2018-01-02 2018-06-14
ARISTA NETWORKS INC. P 2017-09-20 2018-06-14
BURLINGTON STORES INC. P 2018-04-02 2018-06-14
SERVICENOW INC. P 2017-07-06 2018-06-08
SERVICENOW INC. P 2017-07-06 2018-06-14
FIRST REPUBLIC BANK P 2017-07-06 2018-06-14
FLOOR & DECOR HOLDINGS P 2018-01-19 2018-06-14
ILLUMINA INC. P 2018-05-29 2018-06-14
MARKETAXESS HOLDINGS INC. P 2018-01-02 2018-06-14
NVDIA CORP. P 2017-08-11 2018-06-14
TAL EDUCATION GROUP ADR P 2017-10-19 2018-06-08
TAL EDUCATION GROUP ADR P 2017-10-19 2018-06-13
TAL EDUCATION GROUP ADR P 2017-10-26 2018-06-13
TAL EDUCATION GROUP ADR P 2018-02-06 2018-06-13
UNITEDHEALTH GROUP P 2018-04-19 2018-06-14
XPO LOGISTICS INC. P 2018-04-19 2018-06-14
ACTIVISION BLIZZARD P 2017-03-13 2018-06-14
ADOBE SYSTEMS INC. P 2014-01-17 2018-06-14
ALEXION PHARMACEUTICALS P 2011-03-08 2018-06-14
ALIGN TECH INC. P 2017-05-30 2018-06-08
ALEXION PHARMACEUTICALS P 2017-05-30 2018-06-14
ALPHABET INC. CL C P 2013-04-26 2018-06-14
ALPHABET INC. CL C P 2013-06-27 2018-06-14
AMAZON.COM P 2011-10-18 2018-06-14
AMAZON.COM P 2012-02-02 2018-06-14
BOOKINGS HLDGS INC. P 2014-04-14 2018-06-14
BOOKINGS HLDGS INC. P 2015-07-24 2018-06-14
CSX CORP. P 2017-01-25 2018-06-14
EDWARDS LIFESCIENCE CORP. P 2015-09-28 2018-06-14
FACEBOOK INC. P 2013-10-10 2018-06-14
MONSTER BEVERAGE CORP. P 2014-02-03 2018-06-14
PAYPAL HOLDINGS INC. P 2017-05-01 2018-06-14
RED HAT INC. P 2016-11-16 2018-06-08
RED HAT INC. P 2016-12-05 2018-06-08
RED HAT INC. P 2016-12-05 2018-06-14
SALESFORCE.COM P 2015-09-22 2018-06-14
SCHWAB CHARLES CORP. P 2015-09-28 2018-06-14
ULTA BEAUTY INC. P 2015-05-05 2018-06-14
ULTA BEAUTY INC. P 2015-06-04 2018-06-14
VISA INC. P 2012-02-02 2018-06-14
ZOETIS INC. P 2017-02-16 2018-06-14
ABIOMED INC. P 2018-02-07 2018-07-10
ALIBABA GRP HOLDING ADR P 2018-01-02 2018-07-10
ARISTA NETWORKS INC. P 2017-09-20 2018-07-10
NVDIA CORP. P 2017-08-11 2018-07-10
ALEXION PHARMACEUTICALS P 2017-05-30 2018-07-10
SERVICENOW INC. P 2017-07-06 2018-07-10
ADOBE SYSTEMS INC. P 2014-01-17 2018-08-01
ADOBE SYSTEMS INC. P 2014-01-17 2018-08-24
ADOBE SYSTEMS INC. P 2016-12-05 2018-08-24
ARISTA NETWORKS INC. P 2018-02-16 2018-09-21
ARISTA NETWORKS INC. P 2017-09-20 2018-09-21
FLOOR & DECOR HOLDINGS P 2018-01-19 2018-10-02
FLOOR & DECOR HOLDINGS P 2018-01-29 2018-10-02
FLOOR & DECOR HOLDINGS P 2018-03-05 2018-10-02
FLOOR & DECOR HOLDINGS P 2018-05-09 2018-10-02
MONSTER BEVERAGE CORP. P 2014-02-03 2018-10-16
MONSTER BEVERAGE CORP. P 2014-04-04 2018-10-16
BURLINGTON STORES INC. P 2018-04-02 2018-11-27
MARKETAXESS HOLDINGS INC. P 2018-01-02 2018-11-27
ALEXION PHARMACEUTICALS P 2011-03-08 2018-11-01
ALEXION PHARMACEUTICALS P 2012-11-27 2018-11-01
CSX CORP. P 2017-01-25 2018-11-01
CSX CORP. P 2017-03-08 2018-11-01
RED HAT INC. P 2016-12-05 2018-11-01
RED HAT INC. P 2016-12-16 2018-11-01
RED HAT INC. P 2017-02-21 2018-11-01
RED HAT INC. P 2017-04-10 2018-11-01
ULTA BEAUTY INC. P 2015-06-04 2018-11-01
FRANKLIN MUTUAL GLOBAL DISCOVERY FUND P 2017-12-26 2018-06-05
FRANKLIN MUTUAL GLOBAL DISCOVERY FUND P 2015-06-04 2018-01-23
FRANKLIN MUTUAL GLOBAL DISCOVERY FUND P 2016-12-23 2018-06-05
SPDR S&P REGNL BNKG ETF P 2016-10-06 2018-06-05
SELECT SECTOR SPDR ETF HEALTH CARE P 2016-10-06 2018-06-05
SELECT SECTOR SPDR ETF FINANCIAL P 2016-10-06 2018-06-05
VANGUARD INDEX FDS S&P 500 ETF P 2012-06-28 2018-06-05
VANGUARD MIDCAP ETF P 2012-05-30 2018-06-05
JP MORGAN TR US LARGE CAP CORE P 2010-06-24 2018-06-21
DENTSPLY SIRONA INC. P 2018-01-24 2018-09-27
PRAXAIR INC. P 2018-02-05 2018-10-31
ADOBE SYSTEMS INC. P 2015-08-25 2018-12-06
AKAMAI TECH INC. P 2012-05-17 2018-05-03
APPLE INC. P 2013-01-30 2018-12-03
BIOVERTIV INC. P 2016-12-08 2018-01-22
CVS HEALTH CORP. P 2012-12-04 2018-04-16
CVS HEALTH CORP. P 2012-12-04 2018-05-10
CHIPOTLE MEXICAN GRILL CL A P 2016-12-06 2018-06-14
CHIPOTLE MEXICAN GRILL CL A P 2016-12-12 2018-08-23
CHIPOTLE MEXICAN GRILL CL A P 2016-12-30 2018-08-23
DENTSPLY SIRONA INC. P 2017-02-17 2018-09-27
EBAY INC. P 2013-10-24 2018-06-28
GARRETT MOTION INC. P 2017-09-15 2018-10-01
GRAINGER WW INC. P 2013-12-12 2018-09-06
MCCORMICK & CO INC. P 2017-08-09 2018-12-03
MONSANTO CO. P 2016-11-16 2018-02-21
RED HAT INC. P 2014-04-07 2018-12-06
RESIDEO TECHNOLOGIES P 2017-09-15 2018-11-01
ROCKWELL COLLINS P 2016-10-26 2018-02-23
TWITTER INC. P 2015-12-08 2018-02-28
UNITED PARCEL SERVICE P 2011-03-16 2018-09-04
VMWARE INC. CL A P 2015-02-10 2018-03-15
ZOETIS INC. CL A P 2013-10-30 2018-12-04
NVENT ELECTRIC PLC P 2012-12-04 2018-09-28
AKAMAI TECH INC. P 2010-08-06 2018-05-03
AMAZON.COM P 2006-08-01 2018-02-28
BIOVERTIV INC. P 2006-05-19 2018-01-22
CVS HEALTH CORP. P 2008-11-06 2018-03-15
CVS HEALTH CORP. P 2008-11-06 2018-04-16
EBAY INC. P 2007-03-13 2018-05-24
EBAY INC. P 2007-03-13 2018-06-27
EBAY INC. P 2007-03-13 2018-06-28
HOME DEPOT INC. P 2008-05-27 2018-02-05
MONSANTO CO NEW P 2010-10-04 2018-02-12
UNITEDHEALTH GROUP P 2008-05-01 2018-12-04
NVENT ELECTRIC PLC P 2006-05-19 2018-09-27
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 5,351   4,251 1,100
b 7,863   4,371 3,492
c 5,083   4,164 919
d 5,832   3,843 1,989
e 8,357   8,331 26
5,949   2,803 3,146
6,266   3,696 2,570
5,017   2,877 2,140
1,553   870 683
7,151   1,564 5,587
3,576   971 2,605
13,063   8,749 4,314
3,487   1,309 2,178
3,126   1,447 1,679
3,646   1,809 1,837
11,826   12,117 -291
7,391   7,519 -128
4,065   3,906 159
12,673   6,386 6,287
9,577   5,977 3,600
9,877   6,502 3,375
6,671   3,643 3,028
4,935   3,213 1,722
6,759   7,795 -1,036
3,811   3,435 376
9,834   1,709 8,125
2,182   1,540 642
11,345   10,719 626
6,545   9,202 -2,657
6,697   8,049 -1,352
9,698   11,219 -1,521
5,542   7,091 -1,549
8,265   15,837 -7,572
3,306   6,494 -3,188
3,637   6,423 -2,786
4,628   6,279 -1,651
6,879   5,512 1,367
10,101   9,715 386
8,839   8,138 701
7,576   6,977 599
5,754   2,359 3,395
5,793   3,181 2,612
1,935   918 1,017
11,730   7,255 4,475
6,862   6,452 410
6,745   6,775 -30
7,348   3,206 4,142
10,996   7,912 3,084
379   287 92
9,258   6,887 2,371
10,029   7,539 2,490
7,715   5,881 1,834
4,902   3,075 1,827
4,041   2,389 1,652
4,362   2,389 1,973
5,192   4,613 579
4,988   3,402 1,586
4,258   3,785 473
3,307   2,026 1,281
3,845   2,240 1,605
2,943   3,118 -175
4,341   4,110 231
2,262   2,121 141
4,262   4,047 215
5,285   3,120 2,165
3,060   2,301 759
7,666   6,286 1,380
10,473   7,259 3,214
8,378   6,332 2,046
5,536   5,193 343
3,857   3,745 112
4,212   2,751 1,461
5,101   1,240 3,861
4,114   1,764 2,350
4,734   2,040 2,694
5,064   2,040 3,024
3,426   1,207 2,219
4,568   1,769 2,799
1,707   244 1,463
6,829   728 6,101
4,206   2,397 1,809
2,103   1,193 910
4,611   3,433 1,178
4,471   2,009 2,462
6,824   1,699 5,125
4,868   1,977 2,891
5,509   3,122 2,387
842   398 444
4,210   1,971 2,239
4,328   1,971 2,357
4,812   2,497 2,315
2,771   1,366 1,405
483   307 176
3,140   2,044 1,096
8,718   1,734 6,984
5,219   3,238 1,981
3,630   2,150 1,480
3,224   3,137 87
2,624   1,890 734
5,470   3,432 2,038
2,741   1,166 1,575
3,620   2,133 1,487
6,860   1,736 5,124
14,634   3,472 11,162
12,021   4,781 7,240
8,096   7,625 471
21,588   15,118 6,470
5,150   9,247 -4,097
4,005   7,245 -3,240
5,007   8,119 -3,112
4,292   7,127 -2,835
1,157   494 663
6,571   2,867 3,704
6,654   5,273 1,381
5,957   5,868 89
239   101 138
4,415   3,508 907
3,754   2,659 1,095
1,229   879 350
5,137   2,366 2,771
12,843   6,081 6,762
11,987   5,943 6,044
5,137   2,618 2,519
5,396   3,145 2,251
1,205   1,209 -4
10,000   10,308 -308
12,526   12,986 -460
7,456   5,018 2,438
11,702   10,044 1,658
7,036   5,014 2,022
20,218   9,672 10,546
20,060   9,532 10,528
6,000   3,398 2,602
266   435 -169
1,798   1,697 101
737   230 507
71   29 42
731   264 467
694   304 390
267   184 83
1,004   736 268
458   369 89
518   380 138
518   379 139
1,100   1,738 -638
180   103 77
31   25 6
1,058   756 302
603   384 219
962   838 124
1,990   596 1,394
67   66 1
2,446   1,617 829
1,453   1,142 311
372   215 157
501   314 187
829   275 554
190   114 76
356   196 160
3,043   52 2,991
446   30 416
199   90 109
334   150 184
834   265 569
550   181 369
360   121 239
571   81 490
601   239 362
1,127   132 995
135   54 81
11,997     11,997
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,100
b       3,492
c       919
d       1,989
e       26
      3,146
      2,570
      2,140
      683
      5,587
      2,605
      4,314
      2,178
      1,679
      1,837
      -291
      -128
      159
      6,287
      3,600
      3,375
      3,028
      1,722
      -1,036
      376
      8,125
      642
      626
      -2,657
      -1,352
      -1,521
      -1,549
      -7,572
      -3,188
      -2,786
      -1,651
      1,367
      386
      701
      599
      3,395
      2,612
      1,017
      4,475
      410
      -30
      4,142
      3,084
      92
      2,371
      2,490
      1,834
      1,827
      1,652
      1,973
      579
      1,586
      473
      1,281
      1,605
      -175
      231
      141
      215
      2,165
      759
      1,380
      3,214
      2,046
      343
      112
      1,461
      3,861
      2,350
      2,694
      3,024
      2,219
      2,799
      1,463
      6,101
      1,809
      910
      1,178
      2,462
      5,125
      2,891
      2,387
      444
      2,239
      2,357
      2,315
      1,405
      176
      1,096
      6,984
      1,981
      1,480
      87
      734
      2,038
      1,575
      1,487
      5,124
      11,162
      7,240
      471
      6,470
      -4,097
      -3,240
      -3,112
      -2,835
      663
      3,704
      1,381
      89
      138
      907
      1,095
      350
      2,771
      6,762
      6,044
      2,519
      2,251
      -4
      -308
      -460
      2,438
      1,658
      2,022
      10,546
      10,528
      2,602
      -169
      101
      507
      42
      467
      390
      83
      268
      89
      138
      139
      -638
      77
      6
      302
      219
      124
      1,394
      1
      829
      311
      157
      187
      554
      76
      160
      2,991
      416
      109
      184
      569
      369
      239
      490
      362
      995
      81
      11,997
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 257,453
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 214,775 1,816,705 0.118222
2016 204,305 1,773,560 0.115195
2015 205,376 1,992,757 0.103061
2014 238,336 2,090,301 0.114020
2013 259,780 2,012,448 0.129087
2
Total of line 1, column (d) .....................
2
0.579585
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.115917
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
1,857,987
5
Multiply line 4 by line 3......................
5
215,372
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
2,420
7
Add lines 5 and 6........................
7
217,792
8
Enter qualifying distributions from Part XII, line 4,.............
8
212,845
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 4,840
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 4,840
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,840
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 1,869
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,869
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 2,971
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletMURPHY HOFFER PA Telephone no.bullet (609) 452-9555

    Located atbullet15 ROSZEL ROADPRINCETONNJ ZIP+4bullet08540
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ALBERT G BESSER PRES/TRUSTEE
    1.00     		5,000 0 0
    3679 STAGECOACH ROAD
    MORRISVILLE,VT05661
    GENE R KORF SEC/TRUSTEE
    2.00     		5,000 0 0
    89 HEADQUARTERS PLAZA NO TOWER 14TH
    FL
    MORRISTOWN,NJ07960
    SAMUEL R HOFFER TREAS/TRUSTEE
    1.00     		5,000 0 0
    15 ROSZEL ROAD STE 10
    PRINCETON,NJ08540
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,783,544
    b
    Average of monthly cash balances.......................
    1b
    102,737
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,886,281
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,886,281
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    28,294
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,857,987
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    92,899
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    92,899
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    4,840
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,840
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    88,059
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    88,059
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    88,059
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    212,845
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    212,845
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    212,845
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 88,059
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 163,308
    b From 2014...... 137,420
    c From 2015...... 108,979
    d From 2016...... 117,623
    e From 2017...... 126,602
    fTotal of lines 3a through e........ 653,932
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 212,845
    a Applied to 2017, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 88,059
    e Remaining amount distributed out of corpus 124,786
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 778,718
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		163,308
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		615,410
    10 Analysis of line 9:
    a Excess from 2014.... 137,420
    b Excess from 2015.... 108,979
    c Excess from 2016.... 117,623
    d Excess from 2017.... 126,602
    e Excess from 2018.... 124,786
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    AMERICAN VETERINARY MEDICAL FOUNDAT
    1931 N MEACHAM SUITE 100
    SCHAUMBURG,IL60173
    (800) 248-2862
    bThe form in which applications should be submitted and information and materials they should include:
    COMPLETE APPLICATION AND SUBMIT TO THE AMERICAN VETERINARY MEDICAL FOUNDATION. VISIT AVMF.ORG FOR DETAILS
    cAny submission deadlines:
    APPLICATION MUST BE SUBMITTED TO THE AMERICAN VETERINARY MEDICAL FOUNDATION BY MARCH 31
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    APPLICANTS MUST ESTABLISH A CONNECTION TO THE STATE OF NJ IN ONE OR MORE WAYS AS FOLLOWS: (1) CURRENT OR FORMER RESIDENT (2) GRADUATION FROM NJ HIGH SCHOOL (3) GRADUATION OR ATTENDANCE AT A NJ COLLEGE (NOT ELIGIBLE IF THIS IS THE SOLE CONNECTION TO NJ). GPA MUST BE 3.0 OR HIGHER. PREFERENCE IS GIVEN TO STUDENTS WHO HAVE RECEIVED A VETERINARY MEDICAL DEGREE AND ARE CURRENTLY ENROLLED IN A POST-GRADUATE PROGRAM IN VETERINARY MEDICINE, INCLUDING CLINICAL RESIDENCY PROGRAMS, AT AN AAVMC MEMBER INSTITUTION. PREFERENCE WILL ALSO BE GIVEN TO VETERINARY MEDICAL STUDENTS WHO ARE ENROLLED IN THE SECOND OR LATER YEAR OF A DUAL DEGREE PROGRAM DURING THE ACADEMIC YEAR. DUAL DEGREE PROGRAMS INCLUDE DVM/PHD, DVM/MS, AND DVM/MPH OR EQUIVALENT DEGREE. CONSIDERATION WILL BE GIVEN TO STUDENTS WHO ARE CURRENTLY ENROLLED IN A SECOND OR THIRD YEAR OF A PROFESSIONAL DVM CURRICULUM DURING THE ACADEMIC YEAR; STUDENTS CURRENTLY ENROLLED IN FIRST YEAR ARE NOT ELIGIBLE.
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    GENE KORF ESQ KORF ROSENBLATT
    89 HEADQUARTERS PLAZA NORTH TOWER
    14TH FL
    MORRISTOWN,NJ07960
    (973) 993-1743
    bThe form in which applications should be submitted and information and materials they should include:
    SUBMIT LETTER AND PROPOSAL
    cAny submission deadlines:
    NO DEADLINE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NO RESTRICTIONS
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALGONQUIN ARTS THEATRE
    173 MAIN STREET
    MANASQUAN,NJ08736     		  PC GENERAL 3,000
    ALZHEIMER'S ASSOCIATION
    225 NO MICHIGAN AVE
    CHICAGO,IL60601     		  PC GENERAL 1,000
    ALZHEIMER'S ASSOCIATION-GREATER NJ CHAPTER
    400 MORRIS AVENUE STE 251
    DENVILLE,NJ07834     		  PC GENERAL 1,000
    AMERICAN VETERINARY MEDICAL FOUNDATION
    1931 N MEACHAM ROAD
    SCHAUMBURG,IL60173     		  PC GENERAL 19,500
    ASBURY PARK LITTLE LEAGUE INC
    508 7TH AVE APT 1
    ASBURY PARK,NJ07712     		  PC GENERAL 2,000
    ASBURY PARK TOY DRIVE
    PO BOX 1469
    ASBURY PARK,NJ07712     		  PC GENERAL 2,000
    ATLANTIC THEATER COMPANY
    336 W 20TH STREET
    NEW YORK,NY10011     		  PC GENERAL 5,000
    AUTISM FAMILY SERVICES OF NJ
    1 AAA DRIVE STE 203
    TRENTON,NJ086911811     		  PC GENERAL 500
    BOYS AND GIRLS CLUB OF MONMOUTH COUNTY
    1201 MONROE AVENUE
    ASBURY PARK,NJ07712     		  PC GENERAL 1,000
    BRAIN & BEHAVIOR FOUNDATION
    90 PARK AVE 16TH FL
    NEW YORK,NY10016     		  PC GENERAL 500
    BROOKE MULFORD FOUNDATION
    PO BOX 545
    SALISBURY,MD21803     		  PC GENERAL 1,000
    BUCKS COUNTY PLAYHOUSE
    12 W MECHANIC ST STE 2A
    NEW HOPE,PA18938     		  PC GENERAL 1,000
    CHILDREN'S HOSPITAL OF PHILADELPHIA
    34TH STREET AND CIVIC CENTER BLVD
    PHILADELPHIA,PA191044399     		  PC GENERAL 2,000
    COLORADO STATE UNIVERSITY (CUNNINGHAM)
    1065 CAMPUS DELIVERY
    FORT COLLINS,CO805231065     		  PC SCHOLARSHIP 5,000
    CONGREGATION BETH SHALOM
    3750 E THIRD STREET
    BLOOMINGTON,IN47401     		  PC GENERAL 1,000
    DOCTORS WITHOUT BORDERS
    333 SEVENTH AVE 2ND FL
    NEW YORK,NY10001     		  PC GENERAL 1,000
    DREW O'DONOGHUE FUND INC
    9 MILLSTONE LANE
    WHITEHOUSE STATION,NJ088893260     		  PC GENERAL 2,000
    ENCOURAGE KIDS FOUNDATION
    1560 BROADWAY SUITE 600
    NEW YORK,NY10036     		  PC GENERAL 5,000
    HILTON HEAD HUMANE ASSOCIATION
    PO BOX 21790
    HILTON HEAD,SC29925     		  PC GENERAL 1,000
    INTERFAITH CAREGIVERS TRENTON
    229 LAWRENCE ROAD
    LAWRENCEVILLE,NJ08648     		  PC GENERAL 1,000
    JEWISH COMMUNITY CENTER OF GREATER STOWE
    PO BOX 253
    STOWE,VT056720253     		  PC GENERAL 3,810
    MARY'S PLACE BY THE SEA
    PO BOX 86
    OCEAN GROVE,NJ07756     		  PC GENERAL 500
    METROPOLITAN OPERA ASSOCIATION
    LINCOLN CENTER
    NEW YORK,NY10023     		  PC GENERAL 7,500
    NORTH CAROLINA STATE UNIVERSITY (HUSELTON)
    BOX 7302
    RALEIGH,NC27695     		  PC SCHOLARSHIP 8,500
    OCEAN GROVE FIRE DEPARTMENT
    OLIN ST CENTRAL AVE
    OCEAN GROVE,NJ07756     		  PC GENERAL 500
    OHEB SHALOM CEMETERY ASSOCIATION
    4 CHATHAM ROAD
    SUMMIT,NJ07901     		  PC GENERAL 1,000
    PLAY WITH JACK FOUNDATION
    254 24TH STREET
    AVALON,NJ08202     		  PC GENERAL 1,000
    POLICE UNITY TOUR INC CHAPTER 10
    PO BOX 707
    POINT PLEASANT,NJ08742     		  PC GENERAL 1,000
    PRINCETON AREA COMMUNITY FOUNDATION
    15 PRINCESS ROAD
    LAWRENCEVILLE,NJ08648     		  PC GENERAL 1,000
    PRINCETON JUNCTION VOLUNTEER FIRE CO
    245 CLARKSVILLE ROAD
    PRINCETON JUNCTION,NJ08550     		  PC GENERAL 500
    ROUNDABOUT THEATRE COMPANY
    231 W 39TH ST
    NEW YORK,NY10018     		  PC GENERAL 10,000
    SPECIAL OLYMPICS
    1 EUNICE KENNEDY SHRIVER WAY
    LAWRENCEVILLE,NJ08648     		  PC GENERAL 500
    TRENTON AREA SOUP KITCHEN
    PO BOX 872
    TRENTON,NJ08605     		  PC GENERAL 1,500
    TUFTS UNIVERSITY (GRODKIEWICZ)
    200 WESTBORO ROAD
    NORTH GRAFTON,MA01536     		  PC SCHOLARSHIP 5,000
    UNIVERSITY OF PENNSYLVANIA (BURNS)
    3800 SPRUCE STREET SUITE 106
    PHILADELPHIA,PA19104     		  PC SCHOLARSHIP 8,500
    VERMONT COMMUNITY FOUNDATION
    PO BOX 30
    MIDDLEBURY,VT05753     		  PC GENERAL 14,190
    WELLESLEY COLLEGE
    106 CENTRAL STREET
    WELLESLEY,MA024818203     		  PC GENERAL 2,500
    WOMANSPACE INC
    1212 STUYVESANT AVE
    TRENTON,NJ08618     		  PC GENERAL 1,000
    COLORADO STATE UNIVERSITY (NEALON)
    1065 CAMUS DELIVERY
    FORT COLLINS,CO805231065     		  PC SCHOLARSHIP 10,000
    UNIVERSITY OF PENNSYLVANIA (ROSENBLUM)
    3800 SPRUCE STREET SUITE 106
    PHILADELPHIA,PA19104     		  PC SCHOLARSHIP 10,000
    OHIO STATE UNIVERSITY (REITMEYER)
    PO BOX 183248
    COLUMBUS,OH43218     		  PC SCHOLARSHIP 10,000
    NORTH CAROLINA STATE UNIVERSITY (CHIAPPETTA)
    BOX 7302
    RALEIGH,NC27695     		  PC SCHOLARSHIP 10,000
    IOWA STATE UNIVERSITY (GENTILE)
    1220 BEARDSHEAR HALL 515 MORRILL RD
    AMES,IA50011     		  PC SCHOLARSHIP 7,500
    MIDWESTERN UNIVERSITY (PANNELL)
    19555 N 59TH AVE
    GLENDALE,AZ85308     		  PC SCHOLARSHIP 5,500
    DISABILITY RIGHTS NEW JERSEY
    210 SOUTH BROAD ST 3RD FL
    TRENTON,NJ08608     		  PC GENERAL 1,500
    JOHN F KENNEDY LIBRARY FOUNDATION
    COLUMBIA POINT
    BOSTON,MA02125     		  PC GENERAL 5,000
    LAWRENCE TOWNSHIP EDUCATION FOUNDATION
    PO BOX 6531
    LAWRENCEVILLE,NJ086480531     		  PC GENERAL 500
    MERCY CENTER CORPORATION
    1106 MAIN STREET
    ASBURY PARK,NJ07712     		  PC GENERAL 500
    SAINT BARNABAS MEDICAL CENTER FOUNDATION
    95 OLD SHORT HILLS ROAD
    WEST ORANGE,NJ07052     		  PC GENERAL 5,000
    Total .................................bullet 3a 189,500
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 140  
    4 Dividends and interest from securities....     14 11,326  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 257,453  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 268,919 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    268,919
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 AccountingFeesSchedule
    Name:
    THE HAROLD WETTERBERG FOUNDATION
    EIN:
    22-6042915
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 13,600 10,880   2,720

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    THE HAROLD WETTERBERG FOUNDATION
    EIN:
    22-6042915
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AKAMAI TECH INC. 2,993 2,993
    ALEXION PHARMACEUTICALS 27,846 27,846
    ALPS SECTOR DIVIDEND ETF 17,100 17,100
    AMAZON.COM INC. 6,008 6,008
    AMAZON.COM INC. 84,110 84,110
    AMC NETWORKS INC. 550 550
    ANADARKO PETROLEUM CORP. 3,595 3,595
    ANHEUSER BUSCH INBEV ADR 1,645 1,645
    APPLE INC. 1,735 1,735
    AUTODESK INC. 4,373 4,373
    BIOGEN IDEC INC. 6,921 6,921
    BLACKROCK INC. 2,357 2,357
    BROADCOM CORP 4,068 4,068
    CELGENE CORP. 2,051 2,051
    CITRIX SYSTEMS INC. 4,098 4,098
    COCA COLA CO. 1,184 1,184
    COMCAST CORP. 7,831 7,831
    CREE INC. 1,668 1,668
    DISNEY WALT CO. 2,741 2,741
    DOLBY LABORATORIES INC. 989 989
    FACEBOOK INC. 3,802 3,802
    FACEBOOK INC. 51,518 51,518
    FLUOR CORP. 2,286 2,286
    FREEPORT-MCMORAN INC. 1,155 1,155
    GRAINGER WW INC. 3,106 3,106
    HOME DEPOT INC. 2,921 2,921
    IMMUNOGEN INC. 221 221
    ISHARES MSCI ACWI EX ETF 16,113 16,113
    JOHNSON & JOHNSON 2,323 2,323
    JP MRGN US L/C CORE PLS 80,981 80,981
    L-3 TECHNOLOGIES INC. 3,300 3,300
    LIBERTY BROADBAND SER C 216 216
    LIBERTY BROADBAND SER A 72 72
    LIBERTY MEDIA CORP. CL A 30 30
    LIBERTY MEDIA CORP. CL C 92 92
    MICROSOFT CORP. 6,602 6,602
    MONSTER BEVERAGE CORP. 28,695 28,695
    NATIONAL OILWELL VARCO 411 411
    NOW INC. 279 279
    NUANCE COMMUNICATIONS 1,111 1,111
    NUCOR CORP. 1,399 1,399
    PENTAIR PLC 453 453
    RED HAT INC. 2,283 2,283
    REGENERON PHARM INC. 1,494 1,494
    SCHLUMBERGER LTD 1,479 1,479
    SCHWAB CHARLES CORP. 20,765 20,765
    SCHWAB CHARLES CORP. 1,993 1,993
    SEAGATE TECHNOLOGY PLC 3,049 3,049
    SPDR S&P DIVIDEND ETF 22,649 22,649
    TE CONNECTIVITY LTD. 3,252 3,252
    TEXAS INSTRUMENTS INC. 2,174 2,174
    THERMO FISHER SCI INC. 3,357 3,357
    UNITED PARCEL SERVICE 1,756 1,756
    UNITEDHEALTH GROUP 12,456 12,456
    VANGUARD INDEX FDS S&P 500 ETF 67,794 67,794
    VANGUARD MID-CAP ETF 59,556 59,556
    VERTEX PHARM INC. 3,480 3,480
    VISA INC. 4,882 4,882
    VISA INC. 63,991 63,991
    VMWARE INC. 1,920 1,920
    WEATHERFORD INTL PLC 247 247
    ZOETIS INC. 2,566 2,566
    ALPHABET INC. CL A 3,135 3,135
    ALPHABET INC. CL C 56,959 56,959
    ALPHABET INC. CL C 4,142 4,142
    EDWARDS LIFESCIENCE CORP. 35,995 35,995
    SALESFORCE.COM 40,680 40,680
    ULTA SALON COSMETICS & FRAGRANCE 31,829 31,829
    ALLERGAN PLC 3,876 3,876
    AMERICAN EXPRESS CO. 2,288 2,288
    DISCOVERY COMMUNICATIONS INC. 841 841
    ECOLAB INC. 2,505 2,505
    IONIS PHARMACEUTICALS 2,595 2,595
    MEDTRONIC PLC 1,455 1,455
    PAYPAL HOLDINGS INC. 3,616 3,616
    TWITTER INC. 3,075 3,075
    ADOBE SYSTEMS INC. 3,620 3,620
    ALEXION PHARMACEUTICALS 1,558 1,558
    PALO ALTO NETWORKS 2,637 2,637
    CHIPOTLE 1,727 1,727
    JOHNSON CONTROLS INTL 2,757 2,757
    LIBERTY MEDIA CORP. SIRIUSXM C 518 518
    LIBERTY MEDIA CORP. SIRIUSXM A 258 258
    LIONS GATE ENTERTAINMENT CORP. 89 89
    WESTERN DIGITAL CORP. 1,405 1,405
    YUM CHINA HOLDINGS INC. 2,012 2,012
    CSX CORP. 31,500 31,500
    FIRST REPUBLIC BANK OF SF 21,725 21,725
    NVIDIA CORP. 23,763 23,763
    PAYPAL HOLDINGS INC. 36,159 36,159
    SERVICENOW INC. 35,076 35,076
    ZOETIS INC. 44,481 44,481
    COSTCO WHSL CORP. 1,833 1,833
    HONEYWELL INTL INC. 2,378 2,378
    LOGMEIN INC. 489 489
    MCCORMICK & CO. INC. 1,532 1,532
    ORACLE CORP. 2,438 2,438
    PIONEER NATURAL RESOURCE CO. 1,578 1,578
    SPLUNK INC. 2,726 2,726
    ACTIVISION BLIZZARD INC. 22,819 22,819
    ALIGN TECH INC. 26,179 26,179
    BOOKING HOLDINGS INC. 37,893 37,893
    BURLINGTON STORES INC. 33,510 33,510
    GRUBHUB INC. 24,733 24,733
    ILLUMINA INC. 29,993 29,993
    KEYSIGHT TECHS INC. 25,453 25,453
    MARKETAXESS HOLDINGS INC. 23,455 23,455
    PTC INC. 27,357 27,357
    UNITEDHEALTH GROUP 62,280 62,280
    XPO LOGISTICS 22,074 22,074
    ISHARES CORE MSCI ETF INTL STK 7,880 7,880
    SCHWAB STRATEGIC TR ETF SMALL CAP 6,068 6,068
    ALIBABA GRP HOLDING ADR 1,234 1,234
    BIOMARIN PHARMACEUTICAL 1,107 1,107
    CATERPILLAR INC. 1,525 1,525
    EQUINIX INC. 2,115 2,115
    GCI LIBERTY INC. CL A 123 123
    IHS MARKIT LTD 1,439 1,439
    LINDE PLC 1,716 1,716
    NUTANIX INC. 1,081 1,081
    NVIDIA CORP. 935 935
    QUALCOMM INC. 2,333 2,333
    QURATE RETAIL INC. 800 800
    ABIOMED INC. 31,204 31,204
    ALIBABA GRP HOLDING ADR 43,314 43,314

    TY 2018 LegalFeesSchedule
    Name:
    THE HAROLD WETTERBERG FOUNDATION
    EIN:
    22-6042915
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL ADVICE 4,023 603   3,420


    TY 2018 OtherDecreasesSchedule
    Name:
    THE HAROLD WETTERBERG FOUNDATION
    EIN:
    22-6042915
    Description Amount
    UNRECOGNIZED UNREALIZED GAIN (LOSS) ON INVESTMENTS 270,591


    TY 2018 OtherExpensesSchedule
    Name:
    THE HAROLD WETTERBERG FOUNDATION
    EIN:
    22-6042915
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DIRECTOR'S INSURANCE 1,702 0   1,702
    ANNUAL REPORT 25 0   25


    TY 2018 OtherProfessionalFeesSchedule
    Name:
    THE HAROLD WETTERBERG FOUNDATION
    EIN:
    22-6042915
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVICE/MANAGEMENT 15,395 15,395   0


    TY 2018 TaxesSchedule
    Name:
    THE HAROLD WETTERBERG FOUNDATION
    EIN:
    22-6042915
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX 27 27   0