TY 2017 Form 990

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)
(1) SHEILA W ALLEN...................................................................... Trustee	2.0 ................. 0.0	X	0	0
(2) RICHARD A BAKER...................................................................... Trustee	2.0 ................. 0.0	X	0	0
(3) MATTHEW L BIBEN...................................................................... Trustee	2.0 ................. 0.0	X	0	0
(4) JESSICA M BIBLIOWICZ...................................................................... Trustee	2.0 ................. 0.0	X	0	0
(5) DOUGLAS L BRAUNSTEIN...................................................................... Trustee	2.0 ................. 0.0	X	0	0
(6) DAVID J BREAZZANO...................................................................... Trustee	2.0 ................. 0.0	X	0	0
(7) Dara P Brown...................................................................... Trustee & Student employee	2.0 ................. 0.0	X	1,490	0
(8) JOHN CERIALE...................................................................... Trustee	2.0 ................. 0.0	X	0	0
(9) MARIO CILENTO...................................................................... Trustee	2.0 ................. 0.0	X	0	0
(10) Chad Coates...................................................................... Trustee & Assistant Dean	2.0 ................. 0.0	X	87,829	15,752
(11) DAVID S COHEN...................................................................... Trustee	2.0 ................. 0.0	X	0	0
(12) EZRA CORNELL...................................................................... Trustee	2.0 ................. 0.0	X	0	0
(13) DAVID D CROLL...................................................................... VICE CHAIR	2.0 ................. 0.0	X	0	0
(14) ANDREW CUOMO...................................................................... Trustee	2.0 ................. 0.0	X	0	0
(15) GARY S DAVIS...................................................................... Trustee	2.0 ................. 0.0	X	0	0
(16) NICOLE BISAGNI DELTORO...................................................................... Trustee	2.0 ................. 0.0	X	0	0
(17) DAVID M EINHORN...................................................................... Trustee	2.0 ................. 0.0	X	0	0

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(18) ELIZABETH C EVERETT KRISBERG........................................................................ Trustee	2.0 .......................0.0	X					0	0
(19) JOHN J FLANAGAN........................................................................ Trustee	2.0 .......................0.0	X					0	0
(20) STEPHANIE K FOX........................................................................ Trustee	2.0 .......................0.0	X					0	0
(21) LINDA M GADSBY........................................................................ Trustee	2.0 .......................0.0	X					0	0
(22) THOMAS T GROOS........................................................................ Trustee	2.0 .......................0.0	X					0	0
(23) ALEXANDER D HANSON........................................................................ Trustee	2.0 .......................0.0	X					0	0
(24) ROBERT S HARRISON........................................................................ CHAIRMAN	2.0 .......................0.0	X					0	0
(25) CARL E HEASTIE........................................................................ Trustee	2.0 .......................0.0	X					0	0
(26) KATRINA E JAMES........................................................................ Trustee	2.0 .......................0.0	X					0	0
(27) KRAIG H KAYSER........................................................................ Trustee	2.0 .......................0.0	X					0	0
(28) RUBEN J KING-SHAW JR........................................................................ Trustee	2.0 .......................0.0	X					0	0
(29) PEGGY J KOENIG........................................................................ Trustee	2.0 .......................0.0	X					0	0
(30) ROBERT S LANGER........................................................................ Trustee	2.0 .......................0.0	X					0	0
(31) Bruce Lewenstein........................................................................ Trustee & Professor	2.0 .......................0.0	X					161,079	46,964
(32) Dustin Liu........................................................................ Trustee & Student Employee	2.0 .......................0.0	X					2,776	0
(33) LINDA R MACAULAY........................................................................ Trustee	2.0 .......................0.0	X					0	0
(34) PAMELA G MARRONE........................................................................ Trustee	2.0 .......................0.0	X					0	0
(35) LOWELL C McADAM........................................................................ Trustee	2.0 .......................0.0	X					0	0
(36) RONALD D McCRAY........................................................................ Trustee	2.0 .......................0.0	X					0	0
(37) MARY J MILLER........................................................................ Trustee	2.0 .......................0.0	X					0	0
(38) HOWARD P MILSTEIN........................................................................ Trustee	2.0 .......................0.0	X					0	0
(39) JOHN A NOBLE........................................................................ Trustee	2.0 .......................0.0	X					0	0
(40) BARBARA G NOVICK........................................................................ Trustee	2.0 .......................0.0	X					0	0
(41) DONALD C OPATRNY........................................................................ Trustee	2.0 .......................0.0	X					0	0
(42) LELAND C PILLSBURY........................................................................ Trustee	2.0 .......................0.0	X					0	0
(43) JONATHAN K POE........................................................................ Trustee	2.0 .......................0.0	X					0	0
(44) BRUCE S RAYNOR........................................................................ Trustee	2.0 .......................0.0	X					0	0
(45) GIRISH V REDDY........................................................................ Trustee	2.0 .......................0.0	X					0	0
(46) GENE D RESNICK........................................................................ Trustee	2.0 .......................0.0	X					0	0
(47) DALE S ROSENTHAL........................................................................ Trustee	2.0 .......................0.0	X					0	0
(48) GEORGE A SCANGOS........................................................................ Trustee	2.0 .......................0.0	X					0	0
(49) Martin F Scheinman........................................................................ Trustee	2.0 .......................0.0	X					4,000	0
(50) ANNE MEINIG SMALLING........................................................................ Trustee	2.0 .......................0.0	X					0	0
(51) J ALLEN SMITH........................................................................ Trustee	2.0 .......................0.0	X					0	0
(52) DALIA P STILLER........................................................................ Trustee	2.0 .......................0.0	X					0	0
(53) CHIAKI TANUMA........................................................................ Trustee	2.0 .......................0.0	X					0	0
(54) RATAN N TATA........................................................................ Trustee	2.0 .......................0.0	X					0	0
(55) MICHAEL A TROY........................................................................ Trustee	2.0 .......................0.0	X					0	0
(56) SHERYL H TUCKER........................................................................ Trustee	2.0 .......................0.0	X					0	0
(57) LAURA A WILKINSON........................................................................ Trustee	2.0 .......................0.0	X					0	0
(58) BARTON J WINOKUR........................................................................ VICE CHAIR	2.0 .......................0.0	X					0	0
(59) Mariana F Wolfner........................................................................ Trustee & Professor	2.0 .......................0.0	X					177,157	36,188
(60) CRAIG YUNKER........................................................................ Trustee	2.0 .......................0.0	X					0	0
(61) JIA ZHU........................................................................ Trustee	2.0 .......................0.0	X					0	0
(62) KAREN P ZIMMER........................................................................ Trustee	2.0 .......................0.0	X					0	0
(63) JAN ROCK ZUBROW........................................................................ CHAIRMAN OF THE EXEC. COMM.	2.0 .......................0.0	X					0	0
(64) Augustine MK Choi MD........................................................................ Provost for Medl Affrs & Dean	55.0 .......................0.0		X				2,271,712	64,415
(65) Joanne M DeStefano........................................................................ EVP & CFO	55.0 .......................0.0		X				688,098	69,540
(66) Michael I Kotlikoff........................................................................ Provost	55.0 .......................0.0		X				697,762	116,043
(67) Martha E Pollack........................................................................ President	55.0 .......................0.0		X				676,905	54,169
(68) Madelyn F Wessel........................................................................ Univ. Counsel & Secretary	55.0 .......................0.0		X				349,217	45,085
(69) Stephen M Cohen WEILL C MED........................................................................ Exec. Vice Prov. for Adm & Fin	55.0 .......................0.0			X			1,258,454	99,394
(70) DANIEL M KNOWLES MD........................................................................ Chief Medical Off thru 12/17	55.0 .......................0.0			X			1,979,833	84,707
(71) Robert J Min MD........................................................................ Chief Medical Off eff 01/18	55.0 .......................0.0			X			1,485,294	72,526
(72) Kenneth M Miranda........................................................................ CHIEF INVESTMENT OFFICER	55.0 .......................0.0			X			1,921,740	47,000
(73) Pak H Chung MD........................................................................ Assoc Professor Clinical	55.0 .......................0.0				X		3,974,533	69,257
(74) HEY-JOO KANG MD........................................................................ Assoc Professor Clinical	55.0 .......................0.0				X		4,677,438	63,671
(75) Zev Rosenwaks MD........................................................................ Professor Tenure Clinical	55.0 .......................0.0				X		7,852,903	57,156
(76) Steven Spandorfer MD........................................................................ Assoc Professor Clinical	55.0 .......................0.0				X		3,999,961	84,468
(77) Philip E Stieg MD........................................................................ Chair Clinical	55.0 .......................0.0				X		3,936,813	91,236
(78) Antonio M Gotto MD........................................................................ FORMER PROVOST & DEAN OF WEILL	55.0 .......................0.0					X	2,779,161	0
(79) Harry Katz........................................................................ FORMER OFFICER/CURRENT PROF.	55.0 .......................0.0					X	373,557	62,759
(80) James J Mingle........................................................................ FORMER Officer	0.0 .......................0.0					X	159,617	35,861
(81) Hunter R Rawlings III........................................................................ FORMER President	0.0 .......................0.0					X	1,197,420	58,331

(A) Name and business address	(B) Description of services	(C) Compensation
BNY MELLON, 101 BARCLAY STREET NEW YORK,NY10007	INVESTMENTS	41,853,659
GEMINI CONSULTING SERVICES LLC, 3636 S GEYER ROAD SUITE 270 SUNSET HILLS,MO63127	CONSULTING	8,472,348
LeChase Construction Services LLC, 205 Indigo Creek Dr ROCHESTER,NY14626	Construction	5,000,055
GALLAGHER KOSTER, 500 VICTORY ROAD BROOKLYN,NY11222	INSURANCE/RISK MGMT	4,151,345
ARTHRITIS OSTEOPOROSIS, 186 JORALEMON STREET BROOKLYN,NY11201	MEDICAL CONSULTING	3,571,820
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 234

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

Cornell University

Employer identification number

15-0532082

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ).)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An agricultural research organization described in 170(b)(1)(A)(ix) operated in conjunction with a land-grant college or university or a non-land grant college of agriculture. See instructions. Enter the name, city, and state of the college or university:

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g.

Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving the supported organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization. You must complete Part IV, Sections A and B.

Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control or management of the supporting organization vested in the same persons that control or manage the supported organization(s). You must complete Part IV, Sections A and C.

Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with, its supported organization(s) (see instructions). You must complete Part IV, Sections A, D, and E.

Type III non-functionally integrated. A supporting organization operated in connection with its supported organization(s) that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness requirement (see instructions). You must complete Part IV, Sections A and D, and Part V.

Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III functionally integrated, or Type III non-functionally integrated supporting organization.

Enter the number of supported organizations ...............................

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization listed in your governing document?		(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)
(i) Name of supported organization	(ii) EIN	Yes	No	(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)


Total

For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2019

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") ..	842,647,482	584,510,026	510,356,488	605,956,875	437,550,675	2,981,021,546
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....						0
3	The value of services or facilities furnished by a governmental unit to the organization without charge..	58,985,821	59,359,610	43,677,665	62,628,802	58,400,898	283,052,796
4	Total. Add lines 1 through 3	901,633,303	643,869,636	554,034,153	668,585,677	495,951,573	3,264,074,342
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..						283,997,118
6	Public support. Subtract line 5 from line 4.						2,980,077,224

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
7	Amounts from line 4..	901,633,303	643,869,636	554,034,153	668,585,677	495,951,573	3,264,074,342
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...	127,377,264	122,546,988	102,047,770	98,801,455	99,108,684	549,882,161
9	Net income from unrelated business activities, whether or not the business is regularly carried on..						0
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..				271,446,475	280,199,892	551,646,367
11	Total support. Add lines 7 through 10						4,365,602,870

Gross receipts from related activities, etc. (see instructions) ..................

17,836,246,614

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................ right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2019 (line 6, column (f) divided by line 11, column (f)) .........

68.263 %

Public support percentage for 2018 Schedule A, Part II, line 14 ...............

73.910 %

16a

33 1/3% support test—2019. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2018. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2019. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2018. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2019

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose
3	Gross receipts from activities that are not an unrelated trade or business under section 513 .....
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge
6	Total. Add lines 1 through 5
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support. (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2019 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2018 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2019 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2018 Schedule A, Part III, line 17 .............

19a

331/3% support tests—2019. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ....... right arrow

33 1/3% support tests—2018. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization .... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions .... right arrow

Schedule A (Form 990 or 990-EZ) 2019

Page 4

Part IV

Supporting Organizations

(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)

Section A. All Supporting Organizations

Yes

Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.

Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).

Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.

Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.

Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.

Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.

Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.

Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.

Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).

Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?

Substitutions only. Was the substitution the result of an event beyond the organization's control?

Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.

Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .

Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).

Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.

Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.

Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.

10a

Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.

10a

Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).

10b

Schedule A (Form 990 or 990-EZ) 2019

Page 5

Part IV

Supporting Organizations (continued)

Yes

Has the organization accepted a gift or contribution from any of the following persons?

A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?

11a

A family member of a person described in (a) above?

11b

A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.

11c

Section B. Type I Supporting Organizations

Yes

Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.

Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.

Section C. Type II Supporting Organizations

Yes

Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).

Section D. All Type III Supporting Organizations

Yes

Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?

Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).

By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.

Section E. Type III Functionally-Integrated Supporting Organizations

Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):

The organization satisfied the Activities Test. Complete line 2 below.

The organization is the parent of each of its supported organizations. Complete line 3 below.

The organization supported a governmental entity. Describe in Part VI how you supported a government entity (see instructions)

Activities Test. Answer (a) and (b) below.

Yes

Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.

Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.

Parent of Supported Organizations. Answer (a) and (b) below.

Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.

Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.

Schedule A (Form 990 or 990-EZ) 2019

Page 6

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations

Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970 (explain in Part VI). See instructions. All other Type III non-functionally integrated supporting organizations must complete Sections A through E.

	Section A - Adjusted Net Income		(A) Prior Year	(B) Current Year (optional)
1	Net short-term capital gain	1
2	Recoveries of prior-year distributions	2
3	Other gross income (see instructions)	3
4	Add lines 1 through 3	4
5	Depreciation and depletion	5
6	Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions)	6
7	Other expenses (see instructions)	7
8	Adjusted Net Income (subtract lines 5, 6 and 7 from line 4)	8

	Section B - Minimum Asset Amount		(A) Prior Year	(B) Current Year (optional)
1	Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year):	1
a	Average monthly value of securities	1a
b	Average monthly cash balances	1b
c	Fair market value of other non-exempt-use assets	1c
d	Total (add lines 1a, 1b, and 1c)	1d
e	Discount claimed for blockage or other factors (explain in detail in Part VI):
2	Acquisition indebtedness applicable to non-exempt use assets	2
3	Subtract line 2 from line 1d	3
4	Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions).	4
5	Net value of non-exempt-use assets (subtract line 4 from line 3)	5
6	Multiply line 5 by .035	6
7	Recoveries of prior-year distributions	7
8	Minimum Asset Amount (add line 7 to line 6)	8

	Section C - Distributable Amount		Current Year
1	Adjusted net income for prior year (from Section A, line 8, Column A)	1
2	Enter 85% of line 1	2
3	Minimum asset amount for prior year (from Section B, line 8, Column A)	3
4	Enter greater of line 2 or line 3	4
5	Income tax imposed in prior year	5
6	Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions)	6

Check here if the current year is the organization's first as a non-functionally-integrated Type III supporting organization (see instructions)

Schedule A (Form 990 or 990-EZ) 2019

Page 7

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)

Section D - Distributions		Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity
3 Administrative expenses paid to accomplish exempt purposes of supported organizations
4 Amounts paid to acquire exempt-use assets
5 Qualified set-aside amounts (prior IRS approval required)
6 Other distributions (describe in Part VI). See instructions
7Total annual distributions. Add lines 1 through 6.
8 Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions
9 Distributable amount for 2019 from Section C, line 6
10 Line 8 amount divided by Line 9 amount

Section E - Distribution Allocations (see instructions)		(i) Excess Distributions	(ii) Underdistributions Pre-2019	(iii) Distributable Amount for 2019
1 Distributable amount for 2019 from Section C, line 6
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI). See instructions.
3 Excess distributions carryover, if any, to 2019:
a From 2014.......
b From 2015.......
c From 2016.......
d From 2017.......
e From 2018.......
fTotal of lines 3a through e
g Applied to underdistributions of prior years
h Applied to 2019 distributable amount
i Carryover from 2014 not applied (see instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.
4Distributions for 2019 from Section D, line 7:
$
a Applied to underdistributions of prior years
b Applied to 2019 distributable amount
c Remainder. Subtract lines 4a and 4b from 4.
5 Remaining underdistributions for years prior to 2019, if any. Subtract lines 3g and 4a from line 2. If the amount is greater than zero, explain in Part VI. See instructions.
6 Remaining underdistributions for 2019. Subtract lines 3h and 4b from line 1. If the amount is greater than zero, explain in Part VI. See instructions.
7 Excess distributions carryover to 2020. Add lines 3j and 4c.
8 Breakdown of line 7:
a Excess from 2015.....
b Excess from 2016.....
c Excess from 2017.....
d Excess from 2018.....
e Excess from 2019.....

Schedule A (Form 990 or 990-EZ) (2019)

Schedule A (Form 990 or 990-EZ) 2019

Page 8

Part VI

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Return Reference	Explanation

Schedule A (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Name of the organization

Cornell University

Employer identification number

15-0532082

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or other property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.

Special Rules

For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year ......... Arrow Bullet

Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 2

Name of organization Cornell University

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Page 3

Name of organization Cornell University		Employer identification number 15-0532082

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Page 4


Name of organization Cornell University			Employer identification number 15-0532082
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet

Complete if the organization is described below. SchCMd Bullet

Attach to Form 990 or Form 990-EZ.
SchCMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet

Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet

Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet

Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet

Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet

Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet

Section 501(c)(4), (5), or (6) organizations: Complete Part III.

Name of the organization

Cornell University

Employer identification number

15-0532082

Part I-A

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

Political campaign activity expenditures (see instructions) .................................................................... SchCMd Bullet

Volunteer hours for political campaign activities (see instructions) ..................................................................

Part I-B

Complete if the organization is exempt under section 501(c)(3).

Enter the amount of any excise tax incurred by the organization under section 4955 ................................ SchCMd Bullet

Enter the amount of any excise tax incurred by organization managers under section 4955 ....................... SchCMd Bullet

If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................

Yes No

Was a correction made? ......................................................................................................................

Yes No

If "Yes," describe in Part IV.

Part I-C

Complete if the organization is exempt under section 501(c), except section 501(c)(3).

Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet

Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................ SchCMd Bullet

Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b........... SchCMd Bullet

Did the filing organization file Form 1120-POL for this year? ...................................................................

Yes No

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.

(a) Name	(b) Address	(c) EIN	(d) Amount paid from filing organization's funds. If none, enter -0-.	(e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6

For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.

Cat. No. 50084S

Schedule C (Form 990 or 990-EZ) 2019

Page 2

Part II-A

Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).

A Check SchCMd Bullet

if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN, expenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet

if the filing organization checked box A and "limited control" provisions apply.

Limits on Lobbying Expenditures (The term "expenditures" means amounts paid or incurred.)		(b) Affiliated group totals
1a	Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................
b	Total lobbying expenditures to influence a legislative body (direct lobbying) ........................
c	Total lobbying expenditures (add lines 1a and 1b) ............................................................
d	Other exempt purpose expenditures ...............................................................................
e	Total exempt purpose expenditures (add lines 1c and 1d) ..................................................
f	Lobbying nontaxable amount. Enter the amount from the following table in both columns.
	If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
	Not over $500,00020% of the amount on line 1e.
	Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
	Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
	Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
	Over $17,000,000$1,000,000.

g	Grassroots nontaxable amount (enter 25% of line 1f) .................................................
h	Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................
i	Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................
j	If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting section 4911 tax for this year? ...................................................................................................................	Yes No

4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
	Calendar year (or fiscal year beginning in)	(a) 2016	(b) 2017	(c) 2018	(d) 2019	(e) Total

2a	Lobbying nontaxable amount

b	Lobbying ceiling amount (150% of line 2a, column(e))

c	Total lobbying expenditures

d	Grassroots nontaxable amount

e	Grassroots ceiling amount (150% of line 2d, column (e))

f	Grassroots lobbying expenditures

Schedule C (Form 990 or 990-EZ) 2019

Page 3

Part II-B

Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).

For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.

(a)

Yes|No

(b)

Amount

During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:

Volunteers? ...........................................................................................................

Yes

Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........

Yes

Media advertisements? ...................................................................................................

Mailings to members, legislators, or the public? .............................................................................

Yes

Publications, or published or broadcast statements? ...........................................................

Grants to other organizations for lobbying purposes? ..........................................................

Direct contact with legislators, their staffs, government officials, or a legislative body? .......................

Yes

640,374

Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................

Other activities? ...................................................................................................................

Yes

Total. Add lines 1c through 1i ....................................................................................................

640,374

Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....

If "Yes," enter the amount of any tax incurred under section 4912 ...........................................

If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................

If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................

Part III-A

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).

Yes

Were substantially all (90% or more) dues received nondeductible by members? ...............................................

Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................

Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................

Part III-B

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."

Dues, assessments and similar amounts from members ......................................................................

Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).

Current year .............................................................................................................................

Carryover from last year ............................................................................................................

Total ...........................................................................................................................................

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................

Taxable amount of lobbying and political expenditures (see instructions) .........................................

Part IV

Supplemental Information

Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.

Return Reference	Explanation
SCHEDULE C, PART I-A, LINE 1	THE UNIVERSITY DOES NOT PARTICIPATE DIRECTLY OR INDIRECTLY IN ANY POLITICAL CAMPAIGN AND REMINDS THE UNIVERSITY COMMUNITY, AT THE TIME OF ANY IMPORTANT LOCAL, STATE OR NATIONAL ELECTION, ABOUT THE PROHIBITION AGAINST UNIVERSITY PARTICIPATION. THE MESSAGE MAKES CLEAR THAT THIS PROHIBITION DOES NOT IN ANY WAY AFFECT AN INDIVIDUAL'S PERSONAL ACTIVITIES. THE UNIVERSITY DOES NOT DEEM IT NECESSARY TO ISSUE A FORMAL POLICY ON POLITICAL CAMPAIGN PROHIBITIONS THROUGH ITS POLICY OFFICE.
SCHEDULE C, PART II-B, LINE 1A	STUDENT VOLUNTEERS TRAVELED TO WASHINGTON AND ALBANY TO LOBBY ON STUDENT FINANCIAL AID ISSUES.
SCHEDULE C, PART II-B, LINE 1B	CORNELL'S LOBBYING EFFORTS WERE HANDLED THROUGH THE UNIVERSITY RELATIONS OFFICES LOCATED IN ALBANY AND WASHINGTON DC PRIMARILY BY FIVE REGISTERED LOBBYISTS. THROUGHOUT THE FISCAL YEAR ENDING JUNE 30, 2018 LOBBYING EFFORTS CENTERED ON HIGHER EDUCATION MATTERS, STATE AND FEDERAL BUDGETS, UNIVERSITY-BASED RESEARCH PROPOSALS, AND LEGISLATIVE BILLS AFFECTING CORNELL STUDENTS, FACULTY AND STAFF. CORNELL IS A PAYING MEMBER OF SEVERAL STATE AND FEDERAL ASSOCIATIONS THAT DO DIRECT LOBBYING AND PUBLIC ADVOCACY ON BEHALF OF PUBLIC AND PRIVATE NOT-FOR-PROFIT HIGHER EDUCATION, RESEARCH, COLLEGE ATHLETICS, AND UNIVERSITY OPERATIONS INCLUDING STUDENT HEALTH INSURANCE, ENERGY, AND FINANCIAL PLANNING.
SCHEDULE C, PART II-B, LINE 1D	CORNELL ADMINISTRATORS AND FACULTY SENT OCCASIONAL LETTERS AND ELECTRONIC MAIL TO THE NEW YORK CONGRESSIONAL DELEGATION AND TO STATE LEGISLATORS IN ALBANY. EXPENSES WERE MINIMAL.
SCHEDULE C, PART II-B, LINE 1G	CORNELL UNIVERSITY STAFF LOBBIED LEGISLATORS, LEGISLATIVE STAFF AND GOVERNMENT OFFICIALS IN WASHINGTON, ALBANY, NEW YORK CITY, AND ITHACA DURING THE FISCAL YEAR ENDING JUNE 30, 2018. TOPICS INCLUDED: STUDENT HEALTH INSURANCE, CONTRACTING PROCESSES, AGRICULTURE TESTING AND RESEARCH PROGRAMS, ENVIRONMENTAL PROTECTION PROGRAMS, FUNDING FOR OPERATIONS AND FACILITIES, INCLUDING AN AGRICULTURAL SCIENCE RESEARCH LAB, STUDENT FINANCIAL AID PROGRAMS, U.S.D.A. FARM BILL, STUDENT LOAN INTEREST RATES, FEDERAL RESEARCH FUNDING, TAXATION OF UNIVERSITY ENDOWMENTS, CALCULATION OF UNRELATED BUSINESS INCOME, TAXATION OF GRADUATE STUDENT STIPENDS, ECONOMIC DEVELOPMENT PROGRAMS, IMMIGRATION, GRADUATE MEDICAL EDUCATION, PATENT REFORM, SCIENCE AND TECHNOLOGY INITIATIVES, AND AGENCY RE-AUTHORIZATIONS.

Schedule C (Form 990 or 990EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet

Attach to Form 990.
SchDMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

Cornell University

Employer identification number

15-0532082

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate value of contributions to (during year)
3	Aggregate value of grants from (during year)
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements ......................	2a
b	Total acreage restricted by conservation easements ....................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ...	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenue included on Form 990, Part VIII, line 1 ......................... SchDMd Bullet

$ 160,136

(ii)

Assets included in Form 990, Part X ............................... SchDMd Bullet

$ 96,859,518

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:

Revenue included on Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2019

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No


b	If "Yes," explain the arrangement in Part XIII and complete the following table:		Amount
c	Beginning balance .............................	1c
d	Additions during the year ............................	1d
e	Distributions during the year ..........................	1e
f	Ending balance ................................	1f

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....

Part V

Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

		(a) Current year	(b) Prior year	(c) Two years back	(d) Three years back	(e) Four years back

1a	Beginning of year balance ....	6,335,520,329	5,584,197,786	5,883,517,457	5,744,869,444	5,140,214,516
b	Contributions ...	142,594,770	387,247,101	184,454,650	241,117,041	162,578,975
c	Net investment earnings, gains, and losses	639,735,017	683,220,281	-181,287,034	193,711,812	791,728,922
d	Grants or scholarships ...	56,780,770	58,471,312	55,359,166	51,080,905	81,084,751
e	Other expenditures for facilities and programs ...	316,655,728	216,531,449	204,449,446	203,466,849	230,432,044
f	Administrative expenses ....	42,242,632	44,142,078	42,678,675	41,633,086	38,136,174
g	End of year balance ......	6,702,170,986	6,335,520,329	5,584,197,786	5,883,517,457	5,744,869,444

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

21.000 %

Permanent endowment SchDMd Bullet

74.000 %

Term endowment SchDMd Bullet

5.000 %

The percentages on lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) Unrelated organizations .................

3a(i)

Yes

(ii) Related organizations .................

3a(ii)

Yes

If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........

Yes

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(a) Cost or other basis (investment)	(b) Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value

1a	Land .....	22,501,289		22,501,289
b	Buildings ....	5,292,499,784	2,145,474,598	3,147,025,186
c	Leasehold improvements	706,047,367	397,024,737	309,022,630
d	Equipment ....	928,457,829	649,689,027	278,768,802
e	Other .....	816,088,876	413,167,474	402,921,402
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..				4,160,239,309

Schedule D (Form 990) 2019

Page 3

Part VII

InvestmentsOther Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives.........
(2) Closely-held equity interests........	24,677,499	F
(3) Other (A) DOMESTIC EQUITIES	316,743,610	F
(B) FOREIGN EQUITIES	1,149,316,338	F
(C) HEDGED EQUITIES	2,787,943	F
(D) PRIVATE EQUITIES	1,502,285,295	F
(E) FIXED INCOME ASSET BACKED SEC	22,125,749	F
(F) FIXED INCOME CORPORATE BONDS	134,284,252	F
(G) FIXED INCOME EQUITY PSHIPS	531,899,744	F
(H) FIXED INCOME & MARKETABLE SEC.	2,777,555,693	F
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)	6,461,676,123

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment	(b) Book value	(c) Method of valuation: Cost or end-of-year market value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability	(b) Book value
(1) Federal income taxes	0
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)	1,021,486,164
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

Schedule D (Form 990) 2019

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......			1	4,192,308,569
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains (losses) on investments ....	2a
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d	344,045,706
e	Add lines 2a through 2d .....................			2e	344,045,706
3	Subtract line 2e from line 1..................			3	3,848,262,863
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIII.) ...........	4b	1,175,000,174
c	Add lines 4a and 4b....................			4c	1,175,000,174
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......			5	5,023,263,037

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........			1	4,271,425,099
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities .........	2a
b	Prior year adjustments ............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d	72,150,689
e	Add lines 2a through 2d....................			2e	72,150,689
3	Subtract line 2e from line 1...................			3	4,199,274,410
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIII.) ............	4b	405,459,310
c	Add lines 4a and 4b.....................			4c	405,459,310
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......			5	4,604,733,720

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
SCHEDULE D, PART III, LINE 4	ART COLLECTION: THE HERBERT F. JOHNSON MUSEUM OF ART IS PARTICULARLY NOTED FOR ITS COLLECTION IN THE AREA OF ASIAN ART, 19TH AND 20TH CENTURY AMERICAN ART AND THE GRAPHIC ARTS. THE COLLECTION IS USED FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH. THE MUSEUM'S CALENDAR OF EVENTS IS AVAILABLE ON ITS WEB SITE AND PROVIDES INFORMATION TO ENCOURAGE USE OF THE COLLECTION BY THE PUBLIC.
SCHEDULE D, PART V, LINE 4	ENDOWMENT FUNDS: THE UNIVERSITY'S ENDOWMENT CONSISTS PRIMARILY OF PERMANENT ENDOWMENT AND BOARD DESIGNATED ENDOWMENT (I.E., FUNDS FUNCTIONING AS ENDOWMENT). THE INCOME FROM THE ENDOWMENT PROVIDES CRITICAL SUPPORT FOR ENDOWED FACULTY CHAIRS, STUDENT FINANCIAL AID, AND SUPPORT FOR VARIOUS INSTITUTIONAL PROGRAMS FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH.
SCHEDULE D, PART X, LINE 2	FIN 48(ASC 740) FOOTNOTE THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM INCOME TAXES ON RELATED INCOME PURSUANT TO THE APPROPRIATE SECTIONS OF THE INTERNAL REVENUE CODE. IN ACCORDANCE WITH THE ACCOUNTING STANDARDS, THE UNIVERSITY EVALUATES ITS INCOME TAX POSITION EACH FISCAL YEAR TO DETERMINE WHETHER IT IS MORE LIKELY THAN NOT TO BE SUSTAINED IF EXAMINED BY THE APPLICABLE TAXING AUTHORITY. THIS REVIEW HAD NO MATERIAL IMPACT ON THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS.
SCHEDULE D, PART XI, LINE 2D	DECONSOLIDATION OF SUBSIDIARIES $ 69,322,646 INVESTMENT RETURN, DISTRIBUTED $ 274,723,060 ------------- TOTAL $ 344,045,706 SCHEDULE D, PART XI, LINE 4B RECLASS OF FINANCIAL AID $ 384,221,149 NONOPERATING REVENUE $ 7,441,073 STATE APPROPRIATIONS $ 33,930,155 RESTRICTED GIFTS $ 161,885,214 PROGRAM SERVICES $ 587,522,582 ROUNDING $ 1 --------------- TOTAL $ 1,175,000,174
SCHEDULE D, PART XII, LINE 2D	DECONSOLIDATION OF SUBSIDIARIES $ 72,150,689 ------------ TOTAL $ 72,150,689
SCHEDULE D, PART XII, LINE 4B	RECLASS OF FINANCIAL AID $ 384,221,149 RECLASS OF SWAP INTEREST $ 21,238,161 -------------- TOTAL $ 405,459,310

Schedule D (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Schools

Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image

Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image

Go to www.irs.gov/Form990EZ for the latest information.

OMB No. 1545-0047 2019Open to Public Inspection

Name of the organization

Cornell University

Employer identification number

15-0532082

Part I

YES

Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,

other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . . .

Yes

Does the organization include a statement of its racially nondiscriminatory policy toward students in all its

brochures, catalogues, and other written communications with the public dealing with student admissions,

programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during

the period of solicitation for students, or during the registration period if it has no solicitation program, in a way

that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"

please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . . . . . . . .

Yes

Does the organization maintain the following?

Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .

Yes

Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory

basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

Copies of all catalogues, brochures, announcements, and other written communications to the public dealing

with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .

Yes

Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .

Yes

If you answered "No" to any of the above, please explain. If you need more space, use Part II.

Does the organization discriminate by race in any way with respect to:

Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .

Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .

Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.

Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .

Yes

Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .

If you answered "Yes" to either line 6a or line 6b, explain on Part II.

Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05

of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .

Yes

Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.

Cat. No. 50085D

Schedule E (Form 990 or 990-EZ) (2019)

Schedule E (Form 990 or 990EZ) (2019)

Page 2

Part II

Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.

Return Reference

Explanation

SCHEDULE E, PART I, LINE 3

THE UNIVERSITY, ORGANIZED IN THE 1860'S, INCLUDED IN ITS CHARTER A COMMITMENT TO NON-DISCRIMINATION BASED ON RELIGION. FROM ITS EARLIEST HISTORY, THE UNIVERSITY ADMITTED A DIVERSE STUDENT BODY IN TERMS OF RACE, GENDER, AND RELIGION. THE STATISTICS ABOUT THE COMPOSITION OF FACULTY, STAFF, AND STUDENTS, AS WELL AS THE UNIVERSITY'S ONGOING EFFORTS TO INCREASE DIVERSITY, REFLECT THE STRONG COMMITMENT TO NON-DISCRIMINATION.

SCHEDULE E, PART I, LINE 6A

CORNELL RECEIVES ASSISTANCE FROM BOTH THE FEDERAL GOVERNMENT AND NEW YORK STATE. THE FEDERAL GOVERNMENT PROVIDES SUPPORT FOR LOANS, STUDENT EMPLOYMENT, AND GRANTS. THE MAJOR LOAN PROGRAMS ARE W.D. FORD SUBSIDIZED AND UNSUBSIDIZED LOANS, PERKINS LOANS, AND DIRECT PLUS LOANS. EMPLOYMENT INCLUDES FUNDS FOR FEDERAL WORK-STUDY. THE MAJOR GRANTS ARE PELL GRANTS AND SUPPLEMENTAL EDUCATIONAL OPPORTUNITY ASSISTANCE PROGRAM (TAP).

Schedule E (Form 990 or 990-EZ) (2019)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE F(Form 990)

Department of the Treasury
Internal Revenue Service

Statement of Activities Outside the United States

Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16. Right pointing arrow large image

Attach to Form 990. Right pointing arrow large image

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization
Cornell University

Employer identification number

15-0532082

Part I

General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.

For grantmakers. Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.

Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

(a) Region		(b) Number of offices in the region	(c) Number of employees, agents, and independent contractors in the region	(d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region)	(e) If activity listed in (d) is a program service, describe specific type of service(s) in the region	(f) Total expenditures for and investments in the region
	Central America and the Caribbean		3	Program Services	Education & Research	30,432
	East Asia and the Pacific	1	8	Program Services	Education & Research	191,517
	Europe (Including Iceland and Greenland)	12	74	Program Services	Education & Research	201,416
	Middle East and North Africa			Program Services	Education & Research	14,073
	North America		11	Program Services	Education & Research	32,314
	Russia and the Newly Independent States		1	Program Services	Education & Research
	South America		4	Program Services	Education & Research	90,447
	South Asia	1	6	Program Services	Education & Research	282,192
	Sub-Saharan Africa	1	5	Program Services	Education & Research	186,309
	East Asia and the Pacific			Program Services	Research Sub-contracts	629,442
	Europe (Including Iceland and Greenland)			Program Services	Research Sub-contracts	1,971,052
	Middle East and North Africa			Program Services	Research Sub-contracts	351,242
	North America			Program Services	Research Sub-contracts	7,387,581
	Russia and the Newly Independent States			Program Services	Research Sub-contracts	83,000
	South America			Program Services	Research Sub-contracts	1,546,624
	South Asia			Program Services	Research Sub-contracts	2,057,799
	Sub-Saharan Africa			Program Services	Research Sub-contracts	3,106,071
	Central America and the Caribbean			Program Services	Medical Research & Svc	710,545
	East Asia and the Pacific			Program Services	Medical Research & Svc	124,734
	Europe (Including Iceland and Greenland)			Program Services	Medical Research & Svc	2,188,462
	Middle East and North Africa	1	446	Program Services	Medical Research & Svc	143,444,172
	North America			Program Services	Medical Research & Svc	139,506
	South Asia			Program Services	Medical Research & Svc	54,929
	Sub-Saharan Africa			Program Services	Medical Research & Svc	130,050
	Europe (Including Iceland and Greenland)			Program Services	Fundraising	1,497,416
	Central America and the Caribbean			Investments		1,055,353,945
	Europe (Including Iceland and Greenland)			Investments		319,328,018
	North America			Investments		37,028,858
	Sub-Saharan Africa			Investments		16,694,174
	Central America and the Caribbean			Grantmaking		73,493
	East Asia and the Pacific			Grantmaking		251,139
	Europe (Including Iceland and Greenland)			Grantmaking		2,811,413
	Middle East and North Africa			Grantmaking		1,600
	North America			Grantmaking		1,700
	Russia and the Newly Independent States			Grantmaking		5,050
	South America			Grantmaking		377,954
	South Asia			Grantmaking		24,400
	Sub-Saharan Africa			Grantmaking		221,430
3a	Sub-total ....	15	112			18,161,511
b	Total from continuation sheets to Part I ...	1	446			1,580,462,988
c	Totals (add lines 3a and 3b)	16	558			1,598,624,499

For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2019

Schedule F (Form 990) 2019

Page 2

Part II

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

(c) Region	(d) Purpose of grant	(e) Amount of cash grant	(f) Manner of cash disbursement	(i) Method of valuation (book, FMV, appraisal, other)
Russia and the Newly Independent States	Research Sub-Contracts	83,000	EFT	FMV
East Asia and the Pacific	Research Sub-Contracts	289,393	EFT	FMV
East Asia and the Pacific	Research Sub-Contracts	151,204	EFT	FMV
South America	Research Sub-Contracts	242,300	EFT	FMV
South America	Research Sub-Contracts	1,162,751	EFT	FMV
Sub-Saharan Africa	Other-COMMUNICATION & COMMUNICATION TECHNOLOGIES	30,012	EFT	FMV
Sub-Saharan Africa	Research Sub-Contracts	23,863	EFT	FMV
Europe (Including Iceland and Greenland)	Research Sub-Contracts	46,011	EFT	FMV
Middle East and North Africa	Research Sub-Contracts	177,682	EFT	FMV
South Asia	Research Sub-Contracts	804,777	EFT	FMV
Middle East and North Africa	Research Sub-Contracts	75,800	EFT	FMV
Europe (Including Iceland and Greenland)	Research Sub-Contracts	916,155	EFT	FMV
East Asia and the Pacific	Research Sub-Contracts	74,078	EFT	FMV
East Asia and the Pacific	Research Sub-Contracts	22,832	EFT	FMV
Europe (Including Iceland and Greenland)	Research Sub-Contracts	179,084	EFT	FMV
Sub-Saharan Africa	Research Sub-Contracts	189,343	EFT	FMV
South Asia	Research Sub-Contracts	131,124	EFT	FMV
Sub-Saharan Africa	Research Sub-Contracts	232,627	EFT	FMV
North America	Other-AGRICULTURAL SCIENCES	7,224,997	EFT	FMV
South Asia	Research Sub-Contracts	180,206	EFT	FMV
Sub-Saharan Africa	Research Sub-Contracts	424,909	EFT	FMV
Europe (Including Iceland and Greenland)	Research Sub-Contracts	87,551	EFT	FMV
Europe (Including Iceland and Greenland)	Research Sub-Contracts	242,616	EFT	FMV
Sub-Saharan Africa	Research Sub-Contracts	429,307	EFT	FMV
Sub-Saharan Africa	Research Sub-Contracts	675,223	EFT	FMV
Sub-Saharan Africa	Research Sub-Contracts	40,784	EFT	FMV
Sub-Saharan Africa	Research Sub-Contracts	393,384	EFT	FMV
Sub-Saharan Africa	Research Sub-Contracts	61,938	EFT	FMV
Europe (Including Iceland and Greenland)	Other-AGRICULTURAL SCIENCES	402,269	EFT	FMV
Europe (Including Iceland and Greenland)	Research Sub-Contracts	37,522	EFT	FMV
Sub-Saharan Africa	Other-AGRICULTURAL SCIENCES	431,279	EFT	FMV
South America	Research Sub-Contracts	87,953	EFT	FMV
East Asia and the Pacific	Research Sub-Contracts	50,000	EFT	FMV
Sub-Saharan Africa	Research Sub-Contracts	109,510	EFT	FMV
Europe (Including Iceland and Greenland)	Research Sub-Contracts	52,845	EFT	FMV
Middle East and North Africa	Research Sub-Contracts	97,760	EFT	FMV
South America	Research Sub-Contracts	53,620	EFT	FMV
Sub-Saharan Africa	Research Sub-Contracts	63,893	EFT	FMV
North America	Research Sub-Contracts	11,000	EFT	FMV
North America	Research Sub-Contracts	151,585	EFT	FMV
East Asia and the Pacific	Other-HUMANITIES	41,935	EFT	FMV
Europe (Including Iceland and Greenland)	Research Sub-Contracts	7,000	EFT	FMV
South Asia	Research Sub-Contracts	404,861	EFT	FMV
South Asia	Research Sub-Contracts	536,832	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	60,302	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	83,607	EFT	FMV
East Asia and the Pacific	Medical Research & Services	20,117	EFT	FMV
Middle East and North Africa	Medical Research & Services	379,359	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	127,828	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	336,496	EFT	FMV
Middle East and North Africa	Medical Research & Services	123,664	EFT	FMV
East Asia and the Pacific	Medical Research & Services	104,617	EFT	FMV
South Asia	Medical Research & Services	20,021	EFT	FMV
South Asia	Medical Research & Services	16,264	EFT	FMV
Middle East and North Africa	Medical Research & Services	10,121	EFT	FMV
Middle East and North Africa	Medical Research & Services	7,200	EFT	FMV
Middle East and North Africa	Medical Research & Services	14,316	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	87,050	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	5,017	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	97,714	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	44,808	EFT	FMV
South Asia	Medical Research & Services	18,644	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	83,556	EFT	FMV
Sub-Saharan Africa	Medical Research & Services	32,292	EFT	FMV
Sub-Saharan Africa	Medical Research & Services	25,920	EFT	FMV
Sub-Saharan Africa	Medical Research & Services	30,471	EFT	FMV
Sub-Saharan Africa	Medical Research & Services	41,367	EFT	FMV
Central America and the Caribbean	Medical Research & Services	710,545	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	122,115	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	91,243	EFT	FMV
Middle East and North Africa	Medical Research & Services	55,905	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	64,502	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	27,895	EFT	FMV
North America	Medical Research & Services	134,506	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	620,744	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	86,407	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	6,565	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	27,157	EFT	FMV
Europe (Including Iceland and Greenland)	Medical Research & Services	215,456	EFT	FMV
Middle East and North Africa	Medical Research & Services	142,853,607	EFT	FMV

2	Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......	61
3	Enter total number of other organizations or entities .......................	19

Schedule F (Form 990) 2019

Schedule F (Form 990) 2019Page 3

Part III

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

	(b) Region	(c) Number of recipients	(d) Amount of cash grant	(e) Manner of cash disbursement	(h) Method of valuation (book, FMV, appraisal, other)
Travel Grant/Fellowshp	Central America and the Caribbean	4	7,900	CHECK/ACH	FMV
Travel Grant/Fellowshp	East Asia and the Pacific	28	39,660	CHECK/ACH	FMV
Travel Grant/Fellowshp	Europe (Including Iceland and Greenland)	38	49,350	CHECK/ACH	FMV
Travel Grant/Fellowshp	Middle East and North Africa	1	1,100	CHECK/ACH	FMV
Travel Grant/Fellowshp	North America	3	1,700	CHECK/ACH	FMV
Travel Grant/Fellowshp	Russia and the Newly Independent States	5	5,050	CHECK/ACH	FMV
Travel Grant/Fellowshp	South America	17	20,500	CHECK/ACH	FMV
Travel Grant/Fellowshp	South Asia	18	24,400	CHECK/ACH	FMV
Travel Grant/Fellowshp	Sub-Saharan Africa	12	20,360	CHECK/ACH	FMV
Student Financial Aid	Central America and the Caribbean	3	65,593	CHECK/ACH	FMV
Student Financial Aid	East Asia and the Pacific	19	211,479	CHECK/ACH	FMV
Student Financial Aid	Europe (Including Iceland and Greenland)	140	2,762,063	CHECK/ACH	FMV
Student Financial Aid	Middle East and North Africa	1	500	CHECK/ACH	FMV
Student Financial Aid	South America	17	357,454	CHECK/ACH	FMV
Student Financial Aid	Sub-Saharan Africa	11	201,070	CHECK/ACH	FMV

Schedule F (Form 990) 2019

Page 4

Part IV

Foreign Forms

Schedule F (Form 990) 2019

Page 5

Part V

Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.

ReturnReference	Explanation
SCHEDULE F, PART I, INVESTMENTS	THE INVESTMENTS DISCLOSURES IN SCHEDULE F, PART I, INDICATE WHERE EXTERNAL INVESTMENT FUNDS ARE INCORPORATED OR OTHERWISE DOMICILED. ACTUAL UNDERLYING INVESTMENTS ARE TYPICALLY MADE IN OTHER REGIONS OF THE WORLD. SCHEDULE F, PART I, LINE 2 THE UNIVERSITY REVIEWS ALL INVOICES AND OTHER REQUIRED DOCUMENTATION FOR ACCURACY, APPROPRIATENESS OF THE EXPENDITURES IN COMPLIANCE WITH THE AWARD DOCUMENTS AND TIMELINESS OF SUBMISSION. SCHEDULE F, PART I, LINE 3 COLUMN F THE AUDITED FINANCIAL STATEMENTS ARE PREPARED UNDER THE ACCRUAL METHOD. ACCORDINGLY, THE REVENUE AND EXPENSES REPORTED IN THE FORM 990 AND ITS SUPPORTING SCHEDULES, INCLUDING THE FOREIGN EXPENDITURES REPORTED ON SCHEDULE F, PART I, LINE 2, COLUMN F, ARE REPORTED UNDER THE ACCRUAL METHOD.
SCHEDULE F, PART III	THE AMOUNTS REPORTED ON SCHEDULE F, PART III ARE ALL TRAVEL GRANTS AND SCHOLARSHIP, FELLOWSHIP, AND GRANT FUNDING PROVIDED TO STUDENTS FOR FURTHERING THEIR EDUCATION OUTSIDE OF THE U.S., WHETHER IT BE TOWARD A DEGREE OR FOR STUDENT RESEARCH AND EDUCATIONAL STUDIES.

Schedule F (Form 990) 2019

Additional Data

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SCHEDULE G (Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information Regarding
Fundraising or Gaming Activities

Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization
Cornell University

Employer identification number

15-0532082

Part I

Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and email solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

Did the organization have a written or oral agreement with any individual (including officers, directors, trustees

or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?

YesNo

If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.

(i) Name and address of individual or entity (fundraiser)		(ii) Activity	(iii) Did fundraiser have custody or control of contributions?		(iv) Gross receipts from activity	(v) Amount paid to (or retained by) fundraiser listed in col. (i)	(vi) Amount paid to (or retained by) organization
			Yes	No
	GRENZENBACH GLIER AND ASSOCIATES 200 S Michigan Ave Suite 2100 Chicago, IL60604	Consulting		No		103,649	-103,649
	JFM Group LLC 629 Fifth Avenue Suite 106 Pelham, NY10803	CABARET EVENT MGMT		No	2,899,025	177,500	2,721,525
	Community Counseling Service co LL 527 Madison Avenue 5th Floor New York, NY10022	Consulting		No		365,000	-365,000
	Brian Chapman 285 W 110th St 4C New York, NY10026	Consulting		No		95,000	-95,000
	JOHN BROWN LIMITED INC 4916 Crestwood Drive Waco, TX76710	CONSULTING		No		136,824	-136,824
	Plus Delta Partners 6965 El Camino Real Ste 105-488 Carlsbad, CA92009	TRAINING		No		143,987	-143,987




Total . . . . . . . . . . . . . . . . . . . .					2,899,025	1,021,960	1,877,065

List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.

AL, AK, AR, CA, CO, CT, DC, FL, GA, HI, IL, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WA, WV, WI

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50083H

Schedule G (Form 990 or 990-EZ) 2019

Page 2

Part II

Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.

		(a) Event #1 Cabaret Night (event type)	(b) Event #2 GreenburgEvent (event type)	(c) Other events 5 (total number)	(d) Total events (add col. (a) through col. (c))
1	Gross receipts . . . . .	2,899,025	238,603	74,665	3,212,293
2	Less: Contributions . . . .	2,669,550	183,603	42,992	2,896,145
3	Gross income (line 1 minus line 2) . . . . . .	229,475	55,000	31,673	316,148

4	Cash prizes . . . . .
5	Noncash prizes . . . .
6	Rent/facility costs . . . .	613,553	158,656	3,739	775,948
7	Food and beverages . . .			3,975	3,975
8	Entertainment . . . .	460,660			460,660
9	Other direct expenses . . .	548,547	74,035	39,225	661,807
10	Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . .				1,902,390
11	Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . .				-1,586,242

Part III

Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.

		(a) Bingo	(b) Pull tabs/Instant bingo/progressive bingo	(c) Other gaming	(d) Total gaming (add col.(a) through col.(c))
1	Gross revenue . . . . .

2	Cash prizes . . . . .
3	Noncash prizes . . . .
4	Rent/facility costs . . . .
5	Other direct expenses . . .

Volunteer labor . . . .

	Yes %
	No

	Yes %
	No

	Yes %
	No

Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow

Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow

Enter the state(s) in which the organization conducts gaming activities:

Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .

YesNo

If "No," explain:

10a

Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .

YesNo

If "Yes," explain:

Schedule G (Form 990 or 990-EZ) 2019

Page 3

Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .

YesNo

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? . . . . . . . . . . . . . . . . .

YesNo

Indicate the percentage of gaming activity conducted in:

The organization's facility . . . . . . . . . . . . . . . . . .

13a

An outside facility . . . . . . . . . . . . . . . . . . . .

13b

Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name

Address

15a

Does the organization have a contract with a third party from whom the organization receives gaming

revenue? . . . . . . . . . . . . . . . . . . . . . . . .

YesNo

If "Yes," enter the amount of gaming revenue received by the organization right arrow

$ and the

amount of gaming revenue retained by the third party right arrow

$ .

If "Yes," enter name and address of the third party:

Name

Address

Gaming manager information:

Name

Gaming manager compensation right arrow

Description of services provided right arrow

Director/officer Employee Independent contractor

Mandatory distributions:

Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? . . . . . . . . . . . . . . . . . . .

YesNo

Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year right arrow

Part IV

Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.

Return Reference	Explanation
SCHEDULE G, PART I, LINE 2B	A WRITTEN CONTRACT WAS MADE WITH JFM GROUP LLC TO MANAGE THE CABARET, A SIGNATURE ANNUAL FUNDRAISING EVENT FOR WEILL CORNELL MEDICAL COLLEGE. BENEFITS SUPPORT ONGOING COSTS, INPATIENT CARE, RESEARCH, AND EDUCATION.

Schedule G (Form 990 or 990-EZ) 2019

Additional Data

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Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule I
(Form 990)

Department of the Treasury
Internal Revenue Service

Grants and Other Assistance to Organizations,
Governments and Individuals in the United States

Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet

Attach to Form 990.
lBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
Cornell University

Employer identification number
15-0532082

Part I

General Information on Grants and Assistance

Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................

Yes No

Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.

Part II

Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient

that received more than $5,000. Part II can be duplicated if additional space is needed.

(a) Name and address of organization or government	(b) EIN	(c) IRC section (if applicable)	(d) Amount of cash grant	(f) Method of valuation (book, FMV, appraisal, other)	(h) Purpose of grant or assistance
(1) Bowdoin College 85 Union St Brunswick,ME04011	01-0215213	501(C)(3)	15,483	FMV	Research
(2) Dept Agr Conservation & Forestry 28 State House Station Augusta,ME043330028	01-6000001	GOVERNMENT	13,192	FMV	Other
(3) University of Maine System 96 Falmouth St PO Box 9300 Portland,ME041049300	01-6000769	501(C)(3)	205,867	FMV	Research
(4) Trustees of Dartmouth College 11 Rope Ferry Rd 6210 Hanover,NH037551404	02-0222111	501(C)(3)	163,000	FMV	Research
(5) University of New Hampshire Taylor Hall 59 College Rd Durham,NH038242621	02-6000937	501(C)(3)	137,461	FMV	Research
(6) University of Vermont & State Ag College 63 Carrigan Dr Burlington,VT054051737	03-0179440	501(C)(3)	290,712	FMV	Research
(7) DANA FARBER 450 BROOKLINE AVE BOSTON,MA022155450	04-0263040	501(c)(3)	29,214	FMV	Medical Research
(8) Smith College 10 College Hall Elm St Northampton,MA010636304	04-1843040	501(C)(3)	25,894	FMV	Research
(9) Trustees of Boston College 140 Commonwealth Ave Chestunt Hill,MA024673800	04-2103545	501(C)(3)	51,230	FMV	Research
(10) BOSTON UNIVERSITY 715 ALBANY STREET BOSTON,MA02218	04-2103547	501(c)(3)	16,114	FMV	Medical Research
(11) Harvard University 1033 MASSACHUSETTS AVE CAMBRIDGE,MA02138	04-2103580	501(c)(3)	508,376	FMV	Research
(12) Massachusetts Institute of Technology 32 Vassar St 76-181 Cambridge,MA02139	04-2103594	501(C)(3)	555,726	FMV	Research
(13) Trustees of Tufts College 136 Harrison Ave Boston,MA02111	04-2103634	501(C)(3)	112,297	FMV	Research
(14) Beth Israel Deaconess Medical Ctr 330 Brookline Ave Boston,MA022155403	04-2103881	501(c)(3)	227,018	FMV	Medical Research
(15) BRIGHAM & WOMENS HOSPITAL PO BOX 3887 BOSTON,MA022413887	04-2312909	501(c)(3)	1,298,011	FMV	Medical Research
(16) EIC Laboratories Inc 111 Downey St Norwood,MA020622612	04-2497074	N/A	39,518	FMV	Research
(17) SPAULDING REHABILITATION HOSPITAL C 399 REVOLUTION DR SOMERVILLE,MA02145	04-2551124	501(c)(3)	112,230	FMV	Medical Research
(18) MASSACHUSETTS GENERAL HOSPITAL PO BOX 3829 BOSTON,MA022413829	04-2697983	501(c)(3)	66,458	FMV	Medical Research
(19) University of Massachusetts 161 Holdsworth Way Paige Lab Amherst,MA010039286	04-3167352	GOV'T	436,749	FMV	Research
(20) PARTNERS HEALTHCARE SYSTEM PO BOX 3715 BOSTON,MA022413715	04-3230035	501(c)(3)	12,082	FMV	Medical Research
(21) BOSTON MEDICAL CENTER 660 HARRISON AVE BOSTON,MA02118	04-3314093	501(c)(3)	159,588	FMV	Medical Research
(22) BROWN UNIVERSITY BOX 1997 69 BROWN ST PROVIDENCE,RI02912	05-0258809	501(c)(3)	612,966	FMV	Medical Research
(23) University of Rhode Island URI Plant Clinic 3 E Alumni Ave Kingston,RI02881	05-6000522	RI	40,880	FMV	Research
(24) Wesleyan University 237 High St Middletown,CT064590260	06-0646959	501(C)(3)	69,567	FMV	Research
(25) Yale University 221 Whitney Ave New Haven,CT06511	06-0646973	501(C)(3)	581,039	FMV	Medical Research
(26) UNIVERSITY OF CONNECTICUT 3636 HORSEBARN HILL RD STORRS,CT06269	06-0772160	GOV'T	35,133	FMV	Research
(27) Connecticut Agricultural Experiment Station Box 1106 New Haven,CT06504	06-6032987	GOV'T	206,611	FMV	Research
(28) NEW YORK PRESBYTERIANQUEENS 56-45 MAIN STREET FLUSHING,NY11355	11-1839362	501(c)(3)	35,304	FMV	Medical Research
(29) Cold Spring Harbor Laboratory 1 Bungtown Rd Cold Spring Harbor,NY11724	11-2013303	501(C)(3)	820,956	FMV	Research
(30) Resources for Children wSpecial Need Inc 116 E 16th St Fl 5 New York,NY10003	11-2594790	501(C)(3)	524,597	FMV	Research
(31) KAISER FOUNDATION RESEARCH INSTITUT 1800 HARRISON STREET OAKLAND,CA94612	11-3191685	501(c)(3)	140,496	FMV	Medical Research
(32) Cornell Coop Ext Suffolk Cty 423 Griffing Ave Ste 100 Riverhead,NY11901	11-6081424	501(C)(3)	16,806	FMV	Other
(33) NEW YORK UNIVERSITY PO BOX 5166 NEW YORK,NY10087	13-0562308	501(c)(3)	49,604	FMV	Medical Research
(34) ENGENDER HEALTH 440 NINTH AVENUE NEW YORK,NY10001	13-1623838	501(c)(3)	427,181	FMV	Medical Research
(35) New York Society Relief of the Ruptured 535 EAST 70TH STREET NEW YORK,NY10021	13-1624135	501(c)(3)	462,245	FMV	Medical Research
(36) ROCKEFELLER UNIVERSITY 1230 YORK AVENUE NEW YORK,NY10065	13-1624158	501(c)(3)	973,464	FMV	Medical Research
(37) SLOAN KETTERING CANCER CENTER PO BOX 27084 NEW YORK,NY10087	13-1624182	501(c)(3)	24,262	FMV	Medical Research
(38) Barnard College 3009 Broadway New York,NY10027	13-1628149	501(C)(3)	9,000	FMV	Research
(39) Boyce Thompson Inst for Plant Rsh Inc 533 Tower Rd Ithaca,NY148531801	13-1739923	501(C)(3)	1,259,255	FMV	Research
(40) MEMORIAL SLOAN KETTERING CANCER CTR PO BOX 27084 NEW YORK,NY100877084	13-1924236	501(c)(3)	4,434,236	FMV	Medical Research
(41) Dominican College of Blauvelt 470 Western Highway Orangeburg,NY10962	13-1967322	501(C)(3)	7,754	FMV	Research
(42) RESEARCH FOUNDATION CITY UNIV OF NY 230 WEST 41ST STREET NEW YORK,NY10036	13-1988190	GOV'T	1,040,779	FMV	Medical Research
(43) MOUNT SINAI ST LUKE SPECIAL FUND 150 E42ND STREET NEW YORK,NY10017	13-2997301	501(c)(3)	86,024	FMV	Medical Research
(44) BURKE MEDICAL RESEARCH INST 785 MAMARONECK AVE WHITE PLAINS,NY10605	13-3434924	501(c)(3)	156,371	FMV	Medical Research
(45) BIOMEDICAL RESEARCH ALLIANCE OF NY 1981 MARCUS AVE LAKE SUCCESS,NY11042	13-3999590	N/A	49,602	FMV	Medical Research
(46) New York University 60 Washington Sq S Ste 505 New York,NY10012	13-5562308	501(C)(3)	856,662	FMV	Research
(47) The Mary Imogene Bassett Hospital 1 Atwell Rd Cooperstown,NY133261301	13-5596796	501(C)(3)	103,482	FMV	Research
(48) COLUMBIA UNIVERSITY 2910 Broadway New York,NY10025	13-5598093	501(C)(3)	1,890,209	FMV	Medical Research
(49) ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE L LEVY PL NEW YORK,NY10029	13-6171197	501(c)(3)	580,499	FMV	Medical Research
(50) NYC Department of Education 400 1st Ave New York,NY10010	13-6400434	GOV'T	754,013	FMV	Research
(51) GE GLOBAL RESEARCH ONE RESEARCH CIRCLE NISKAYUNA,NY12309	14-0689340	GOV'T	238,896	FMV	Medical Research
(52) Trustees of Union College McKean House807 Union St Schenectady,NY12308	14-1338580	501(C)(3)	13,058	FMV	Research
(53) Rensselaer Polytechnic Institute 110 8th St Troy,NY121803590	14-1340095	501(C)(3)	324,722	FMV	Research
(54) The Research Foundation of SUNY 505 Irving Ave Syracuse,NY13210	14-1368361	501(C)(3)	1,119,234	FMV	Research
(55) Health Research Inc PO Box 2833 BUFFALO,NY142402833	14-1402155	501(C)(3)	66,078	FMV	Research
(56) RESEARCH FOUNDATION FOR MENTAL 1051 RIVERSIDE DRIVE NEW YORK,NY10032	14-1410842	501(c)(3)	208,249	FMV	Medical Research
(57) Rensselaer County Chapter NYSARC Inc 79 102nd St Troy,NY12180	14-1485873	501(C)(3)	78,825	FMV	Research
(58) City School District of Albany 1 Academy Park Albany,NY12207	14-1537912	501(C)(3)	106,102	FMV	Research
(59) CLINICAL DIRECTORS NETWORK INC 5 W 37TH STREET NEW YORK,NY10018	14-1717344	501(c)(3)	123,772	FMV	Medical Research
(60) Ulster County BOCES 175 Rte 32 N New Paltz,NY125611029	14-6003939	501(C)(3)	78,000	FMV	Other
(61) Cornell Coop Ext Assoc Albany County Box 497 24 Martin Rd Voorheesville,NY12186	14-6036881	501(C)(3)	58,907	FMV	Other
(62) Cornell Coop Ext of Orange Cty 18 Seward AveSuite 300 Middletown,NY10940	14-6036889	501(C)(3)	15,223	FMV	Research
(63) Syracuse University 9721 University Ave 116 Syracuse,NY13244	15-0532081	501(C)(3)	452,975	FMV	Other
(64) Ithaca College 953 Danby Rd Ithaca,NY14850	15-0532204	501(C)(3)	16,370	FMV	Research
(65) Clarkson University 8 Clarkson Ave PO Box 5546 Potsdam,NY13699	15-0543659	501(C)(3)	34,511	FMV	Research
(66) Paleontological Research Institution 1259 Trumansburg Rd Ithaca,NY14850	15-0554849	501(C)(3)	167,080	FMV	Research
(67) Oswego Cty Soil & Water Conservation Dist 3105 State Route 3 Fulton,NY13069	15-6002510	501(C)(3)	12,250	FMV	Other
(68) Rochester Institute of Technology 127 Lomb Memorial Dr Rochester,NY14623	16-0743140	501(C)(3)	204,035	FMV	Research
(69) University of Rochester 360 Meliora Hall Rochester,NY146270268	16-0743209	501(C)(3)	283,330	FMV	Research
(70) Innovative Dynamics 2560 N Triphammer Rd Ithaca,NY14850	16-1407666	N/A	128,109	FMV	Research
(71) Niagara Falls City School District 630 66th St Niagara Falls,NY14304	16-6001929	501(C)(3)	52,244	FMV	Research
(72) NYS Cooperative Ext Assoc of Broome Cty 840 Upper Front St Binghamton,NY139051500	16-6072872	501(C)(3)	319,344	FMV	Other
(73) Cornell Coop Ext of Erie Cty 21 South Grove St 320 East Aurora,NY14052	16-6072879	501(C)(3)	49,204	FMV	Other
(74) Cornell Coop Ext of Jefferson Cty 203 N Hamilton Street Watertown,NY13601	16-6072882	501(C)(3)	8,037	FMV	Research
(75) Cornell Coop Ext of Madison Cty 100 Easton St Morrisville,NY13408	16-6072885	501(C)(3)	18,341	FMV	Research
(76) Healthy Housing Solutions Inc 10320 Little Patuxent Pwy Columbia,MD21044	20-0387562	N/A	8,186	FMV	Other
(77) COPD FOUNDATION 3300 PONCE DE LEON BLVD MIAMI,FL33134	20-1048322	501(c)(3)	44,559	FMV	Medical Research
(78) NEW YORK STEM CELL FOUNDATION 1995 BROADWAY NEW YORK,NY10023	20-2905531	501(c)(3)	110,000	FMV	Medical Research
(79) CVPATH INSTITUTE INC 19 FIRSTFIELD ROAD GAITHERSBURG,MD20878	20-4903376	501(c)(3)	12,031	FMV	Medical Research
(80) PRINCETON UNIVERSITY D202C ENG TRIANGLE PRINCETON,NJ08544	21-0634501	501(c)(3)	899,126	FMV	Research
(81) Wildwood Programs Inc 2995 Curry Rd Extension Schenectady,NY12303	22-2132752	501(C)(3)	188,318	FMV	Research
(82) RUTGERS ALUMNI ASSOCIATION 33 KNIGHTSBRIDGE RD PISCATAWAY,NJ08854	22-2322725	501(c)(3)	3,411,120	FMV	Medical Research
(83) Sciencenter 601 First St Ithaca,NY14850	22-2470652	501(C)(3)	11,814	FMV	Research
(84) Starbridge Services Inc 1650 South Ave Ste 200 Rochester,NY14620	22-2702285	501(C)(3)	27,867	FMV	Other
(85) Celgene Corporation 400 CONNELL DR BERKELY HEIGHTS,NJ07922	22-2711928	N/A	93,750	FMV	Medical Research
(86) Parent Network of New York Inc 1000 Main St BUFFALO,NY14202	22-2717094	501(C)(3)	621,722	FMV	Research
(87) SOCIETY FOR VASCULAR SURGERY 38678 EAGLE WAY CHICAGO,IL606781386	22-2990719	501(c)(6)	192,259	FMV	Medical Research
(88) The University of Rhode Island 70 Lower College Rd 3rd Fl Kingston,RI02881	22-3011455	RI	18,143	FMV	Research
(89) Rutgers The State University of NJ 94 Rockafeller Rd Ste 107 Piscataway,NJ088548054	22-6001086	NJ	105,543	FMV	Research
(90) Academy of Natural Sciences 1900 B Franklin Pkwy Philadelphia,PA19103	23-1352000	501(C)(3)	23,039	FMV	Research
(91) Trustees of the Univ of Pennsylvania 3800 Spruce St Philadelphia,PA19104	23-1352685	501(C)(3)	563,514	FMV	Medical Research
(92) TEMPLE UNIVERSITY 1852 N 10TH ST PHILADELPHIA,PA19122	23-1365971	501(c)(3)	16,025	FMV	Medical Research
(93) Center for Science in the Public Interest 1220 L St NW Ste 300 Washington,DC20005	23-7122879	501(C)(3)	69,074	FMV	Research
(94) FRED HUTCHINSON 1100 FAIRVIEW AVE N SEATTLE,WA98109	23-7156071	501(c)(3)	274,524	FMV	Medical Research
(95) Centro Internacional de Agr Tropical Inc CIAT-MIAMI7343 NW 79th Ter Medlye,FL33166	23-7187762	501(C)(3)	99,938	FMV	Research
(96) Sarah Lawrence College PO Box 36099 Newark,NJ071886099	23-7223216	501(C)(3)	10,000	FMV	Research
(97) JHPIEGO CORPORATION 12529 COLLECTION CTR DR CHICAGO,IL60693	23-7424444	501(c)(3)	47,076	FMV	Medical Research
(98) Lehigh University 27 Memorial Dr West Bethlehem,PA18015	24-0795445	501(C)(3)	81,538	FMV	Research
(99) The Pennsylvania State University 301B Ag Admin Bldg University Park,PA16802	24-6000376	GOV'T	523,020	FMV	Research
(100) UNIVERSITY OF PITTSBURGH 116 atwood street Suite 201 Pittsburgh,PA15260	25-0965591	501(C)(3)	151,346	FMV	Research
(101) Carnegie Mellon University 5000 Forbes AveSDS PH 208 Pittsburgh,PA15213	25-0969449	501(C)(3)	468,516	FMV	Research
(102) Garibay Group Inc 3759 N Ravenswood Ave Chicago,IL606133881	26-1752357	N/A	134,047	FMV	Research
(103) THE BROAD INSTITUTE INC 7 CAMBRIDGE CTR CAMBRIDGE,MA02142	26-3428781	501(c)(3)	32,844	FMV	Medical Research
(104) Berkshire Environmental Action Team Inc 29 Highland Ave Pittsfield,MA012012413	27-0054356	501(c)(3)	5,346	FMV	Other
(105) AMERICAN JOINT REPLACEMENT REGISTRY 9400 WEST HIGGINS RD ROSEMONT,IL60018	27-0645591	501(c)(3)	22,775	FMV	Medical Research
(106) NOHMs Technologies 1200 Ridgeway Ave Ste 110 Rochester,NY14615	27-3907362	N/A	35,527	FMV	Research
(107) WRIGHT STATE UNIVERSITY 3640 COLONEL GLENN HWY DAYTON,OH45435	31-0732831	501(c)(3)	294,299	FMV	Medical Research
(108) UNIVERSITY OF CINCINNATI 51 GOODMAN DR STE 530 CINCINNATI,OH45221	31-6000989	OH	75,195	FMV	Medical Research
(109) The Ohio State University 1900 Coffey Road Columbus,OH43210	31-6025986	OH	84,991	FMV	Research
(110) THE RESEARCH INSTITUTE AT NATIONWIDE PO BOX 781653 DETROIT,MI48278	31-6056230	501(c)(3)	5,362	FMV	Medical Research
(111) Ohio State Univ Research Foundation 1960 Kenny Rd Columbus,OH432101063	31-6401599	501(C)(3)	91,673	FMV	Research
(112) Kent State University PO Box 5190 Kent,OH442420001	31-6402079	501(C)(3)	38,127	FMV	Research
(113) Miami University 700 E High St Oxford,OH45056	31-6402089	501(C)(3)	40,782	FMV	Research
(114) Planetary Science Institute 1700 E Fort Lowell Rd Ste 106 Tucson,AZ85719	33-0175263	501(C)(3)	40,059	FMV	Research
(115) SCIRE-SOUTHERN CALIFORNIA INSTITUTE 5901 E SEVENTH ST LONG BEACH,CA90822	33-0331855	501(c)(3)	100,312	FMV	Medical Research
(116) SCRIPPS RESEARCH INSTITUTE 10550 N TORREY PINES RD LA JOLLA,CA92037	33-0435954	501(c)(3)	1,145,490	FMV	Medical Research
(117) CLEVELAND CLINIC FOUNDATION 9500 EUCLID AVENUE CLEVELAND,OH44195	34-0714585	501(c)(3)	74,687	FMV	Medical Research
(118) University of Notre Dame du Lac 836a Grace Hall RS Acc Notre Dame,IN46556	35-0868188	501(C)(3)	82,582	FMV	Research
(119) VANDERBILT UNIVERSITY MEDICAL 4322 MEDICAL CTR N NASHVILLE,TN37232	35-2528741	501(c)(3)	20,506	FMV	Medical Research
(120) Indiana University PO Box 66057 Indianapolis,IN46266	35-6001673	GOV'T	260,705	FMV	Research
(121) Trustees of Purdue University 504 W State St West Lafayette,IN47907	35-6002041	GOVERNMENT	229,984	FMV	Medical Research
(122) NORTHWESTERN UNIVERSITY 750 NLAKE SHORE DRIVE CHICAGO,IL60611	36-2167817	501(c)(3)	194,489	FMV	Medical Research
(123) University of Chicago 5811 South Kenwood Ave Chicago,IL60637	36-2177139	501(C)(3)	1,796,291	FMV	Research
(124) Bradley University 1501 W Bradley Ave Peoria,IL616250119	37-0861494	501(C)(3)	28,063	FMV	Research
(125) The Board of Trustees of the Univ of Il 28392 Network Pl Chicago,IL606731283	37-6000511	501(C)(3)	322,916	FMV	Research
(126) UNIVERSITY OF ILLINOIS 620 E JOHN STREET CHAMPAIGN,IL61820	37-6006007	501(c)(3)	46,198	FMV	Medical Research
(127) The Methodist Hospital Resch Inst 601 JOHN STREET BOX 26 KALAMAZOO,MI49007	38-1359087	501(c)(3)	64,775	FMV	Medical Research
(128) Board of Trustees of Michigan State Univ 446 W Circle Dr East Lansing,MI488243754	38-6005984	501(C)(3)	378,982	FMV	Research
(129) University of Michigan 839 Greene St Ann Arbor,MI48109	38-6006309	MI	978,959	FMV	Medical Research
(130) Detroit Zoological Society 8450 W 10 Mile Rd Royal Oak,MI480673001	38-6027356	501(C)(3)	28,536	FMV	Research
(131) University of Wisconsin System 1220 Linden Dr Madison,WI53706	39-1805963	501(C)(3)	23,969	FMV	Research
(132) Board of Regents Univ Wisconsin Sys Office for RP D 538 Milwaukee,WI53278	39-6006492	501(C)(3)	523,627	FMV	Research
(133) Science Museum of Minnesota 120 W Kellogg Blvd Saint Paul,MN55102	41-0706172	501(C)(3)	33,280	FMV	Research
(134) Regents of the University of Minnesota NW 5960PO Box 1450 Minneapolis,MN554851450	41-6007513	GOV'T	1,477,610	FMV	Research
(135) MAYO CLINIC PO BOX 860334 MINNEAPOLIS,MN55486	41-6011702	501(c)(3)	150,434	FMV	Medical Research
(136) Iowa State Univ of Science & Technology 2221 Wanda Daley Dr Ames,IA500111004	42-6004224	GOV'T	684,129	FMV	Research
(137) State University of Iowa 129 E Washington St814JB Iowa City,IA52242	42-6004813	501(C)(3)	76,540	FMV	Research
(138) Washington University St Louis 660 S Euclid Ave CB 8232 Saint Louis,MO63110	43-0653611	501(C)(3)	307,548	FMV	Research
(139) HUDSONALPHA INSTITUTE FOR 601 GENOME WAY HUNTSVILLE,AL35806	43-2059317	501(c)(3)	263,930	FMV	Medical Research
(140) The Curators of the Univ of Missouri PO Box 807012 Kansas City,MO641807012	43-6003859	MO	112,358	FMV	Research
(141) Truman State University 105 McClain Hall Kirksville,MO63501	43-6005833	501(C)(3)	70,478	FMV	Research
(142) HEALTHIX INC 40 WORTH STREET NEW YORK,NY10013	45-0553664	501(c)(3)	58,131	FMV	Medical Research
(143) Oakland Museum of California 1000 Oak St Oakland,CA94607	45-3138892	501(C)(3)	27,395	FMV	Research
(144) LANET COMMUNITY HEALTH RESOURCE NET 927 PINE AVE LONG BEACH,CA90813	45-4682159	501(c)(3)	22,000	FMV	Medical Research
(145) North Dakota State University PO Box 6050 Fargo,ND581086050	45-6002439	GOV'T	221,358	FMV	Research
(146) VITAME TECHNOLOGIES INCORPORATED 526 CAMPUS RD ITHACA,NY14853	46-1345315	N/A	35,009	FMV	Medical Research
(147) RUTGERS THE STATE UNIVERSITY 145 BEVIER RD PISCATAWAY,NJ088548082	46-2354111	NJ	189,795	FMV	Medical Research
(148) Graphika Inc 116 W 23rd St FL 15 New York,NY10011	46-4386048	N/A	73,852	FMV	Research
(149) State of South Dakota Box 2201 SAD 133 SDSU Brookings,SD57007	46-6000364	GOV'T	26,334	FMV	Research
(150) The Board of Regents Univ of Nebraska PO Box 880439 Lincoln,NE685880439	47-0049123	501(C)(3)	14,689	FMV	Research
(151) CREIGHTON UNIVERSITY 2500 CALIFORNIA PLZ OMAHA,NE68178	47-0376583	501(c)(3)	77,798	FMV	Medical Research
(152) Doane College 1014 Boswell Ave Crete,NE683332426	47-0377991	501(C)(3)	61,134	FMV	Research
(153) Albert Einstein College of Medicine Inc 1300 Morris Park AveBelfer 1105 Bronx,NY10461	47-2209056	501(C)(3)	441,708	FMV	Research
(154) GBH INSIGHTS 443 PARK AVE South NEW YORK,NY10016	47-5628685	N/A	150,000	FMV	Medical Research
(155) Kansas State University Anderson Hall Room 10 Manhattan,KS66506	48-0771751	GOV'T	84,979	FMV	Research
(156) Organic Seed Alliance PO Box 772 Port Townsend,WA983680772	51-0175667	501(C)(3)	17,197	FMV	Research
(157) Neighborhood Legal Services Inc 237 Main StSuite 400 BUFFALO,NY142032794	51-0198935	501(C)(3)	38,350	FMV	Research
(158) University of Delaware 700 Pilottown Rd Lewes,DE19958	51-6000297	501(C)(3)	39,135	FMV	Other
(159) Johns Hopkins University 12529 Collections Ctr Dr Chicago,IL60693	52-0595110	501(C)(3)	1,419,306	FMV	Research
(160) The Johns Hopkins Univ Applied Phys Lab LLC 11100 Johns Hopkins Rd Laurel,MD20723	52-0595111	501(C)(3)	131,734	FMV	Research
(161) Intnl Food Policy Research Institute 1201 Eye St NW Washington,DC20005	52-1041632	501(C)(3)	656,881	FMV	Research
(162) J Craig Venter Institute 4120 Capricorn Ln La Jolla,CA92037	52-1842938	501(C)(3)	28,607	FMV	Research
(163) ATLANTIC HEALTH SYSTEM PO BOX 48328 NEWARK,NJ07101	52-1958352	501(c)(3)	7,132	FMV	Medical Research
(164) Univ of Maryland-Off of Comptroller 3101 Chesapeake Bldg College Park,MD20742	52-6002033	GOV'T	622,667	FMV	Research
(165) American University 4400 Massachusetts Ave NW Washington,DC20016	53-0196546	501(C)(3)	87,561	FMV	Research
(166) GEORGE WASHINGTON UNIVERSITY 45155 RESEARCH PLACE ASHBURN,VA20147	53-0196584	501(c)(3)	29,554	FMV	Medical Research
(167) President & Directors Georgetown College Spnsr Acc Off Box 571164 Washington,DC20057	53-0196603	501(C)(3)	43,387	FMV	Research
(168) United States Geological Survey 12100 Beach Forest Rd Laurel,MD20708	53-0196958	GOVERNMENT	190,640	FMV	Research
(169) Howard University 525 Bryant St NW Ste 137 Washington,DC20059	53-0204707	501(C)(3)	22,473	FMV	Research
(170) Smithsonian Institution MRC 1203PO Box 37012 Washington,DC200137012	53-0206027	501(C)(3)	75,983	FMV	Research
(171) American Fisheries Society 425 Barlow Pl Ste 110 Bethesda,MD208142199	54-0683803	501(C)(3)	165,343	FMV	Research
(172) Rector&Visitors University of Virginia PO Box 6550 Charlottesville,VA229086550	54-6001796	501(C)(3)	231,159	FMV	Research
(173) Virginia Polytech Inst&State Univ 300 Turner St Ste 4200 Blacksburg,VA24061	54-6001805	501(C)(3)	66,698	FMV	Research
(174) West Virginia Univ Research Corp One Waterfront Pl 4th Morgantown,WV26506	55-0665758	501(C)(3)	12,402	FMV	Research
(175) THE CHARLOTTE-MECHLENBURG HOSPITAL PO BOX 601979 CHARLOTTE,NC28260	56-0529945	501(C)(3)	31,000	FMV	Medical Research
(176) DUKE UNIVERSITY PMT PROCESSING CTR CHARLOTTE,NC28260	56-0532129	501(c)(3)	890,846	FMV	Medical Research
(177) WAKE FOREST UNIVERSITY SCHOOL MED CTR BLVD WINSTONSALEM,NC27157	56-0532138	501(c)(3)	155,729	FMV	Medical Research
(178) National Institute of Statistical Sciences PO Box 14006 Research Triangle Park,NC27709	56-1746337	501(C)(3)	18,341	FMV	Research
(179) North Carolina State University Box 7214 Raleigh,NC276957214	56-6000756	GOV'T	379,751	FMV	Research
(180) University of North Carolina Chapel Hill PO Box 402420 Atlanta,GA303842420	56-6001393	GOV'T	710,626	FMV	Medical Research
(181) Clemson University 108 Silas N Pearman Blvd Clemson,SC29634	57-6000254	501(C)(3)	233,511	FMV	Research
(182) EMORY UNIVERSITY 1599 CLIFTON ROAD ATLANTA,GA30322	58-0566256	501(c)(3)	331,795	FMV	Medical Research
(183) Georgia Tech Research Corporation 10Th StreetPO Box 100117 Atlanta,GA30384	58-0603146	501(C)(3)	321,890	FMV	Research
(184) UGA Research Foundation Inc 310 E Campus Rd Tucker Hall Athens,GA30602	58-1353149	501(C)(3)	136,123	FMV	Research
(185) Clark Atlanta University 223 James P Brawley Dr SW Atlanta,GA30314	58-1825259	501(C)(3)	217,818	FMV	Research
(186) University of Georgia Research Fdn 310 E Campus Rd Tucker Hall Athens,GA30602	58-6001998	GOV'T	106,842	FMV	Research
(187) GEORGIA STATE UNIVERSITY PO BOX 3999 ATLANTA,GA30302	58-6002050	GOV'T	31,053	FMV	Medical Research
(188) UNIVERSITY OF MIAMI PO BOX 405803 ATLANTA,GA30384	59-0624458	501(c)(3)	287,549	FMV	Medical Research
(189) FLORIDA STATE UNIVERSITY 874 TRADITIONS WAY TALLAHASSEE,FL32306	59-1961248	501(c)(3)	13,714	FMV	Medical Research
(190) HLEE MOFFITT CANCER CENTER & 12902 MAGNOLIA DRIVE TAMPA,FL336129497	59-2451713	501(c)(3)	35,164	FMV	Medical Research
(191) University of South Florida 4202 Fowler AvenueAdm 147 Tampa,FL33620	59-6001874	501(C)(3)	144,781	FMV	Research
(192) University of Florida PO Box 117634 Gainesville,FL326117634	59-6002052	501(C)(3)	509,580	FMV	Research
(193) Oregon State University 1089 Cordley Hall Corvallis,OR97331	61-1730890	GOV'T	346,343	FMV	Research
(194) University of Kentucky Research Fdn PO Box 931113 Cleveland,OH44193	61-6033693	501(C)(3)	58,943	FMV	Research
(195) The Vanderbilt University 230 Appleton Pl Nashville,TN372035721	62-0476822	501(C)(3)	26,196	FMV	Research
(196) University of Tennessee 206 Henson Hall Knoxville,TN379963332	62-6001636	501(C)(3)	129,420	FMV	Research
(197) Auburn University 381 Mell St Auburn University,AL368495110	63-6000724	501(C)(3)	110,199	FMV	Other
(198) University of Alabama at Birmingham 619 S 19th St Birmingham,AL352337331	63-6005396	501(C)(3)	1,610,924	FMV	Medical Research
(199) US Dept of Agriculture PO Box 979099 Saint Louis,MO631799000	72-0564834	GOVERNMENT	669,545	FMV	Research
(200) Sci-Port Discovery Center 820 Clyde Fant Pkwy Shreveport,LA71101	72-1136273	501(C)(3)	25,275	FMV	Research
(201) Rice University PO Box 1892 Houston,TX77251	74-1109620	501(C)(3)	85,741	FMV	Research
(202) BAYLOR COLLEGE OF MEDICINE 1 BAYLOR PLZ ROOM 700B HOUSTON,TX77030	74-1613878	501(c)(3)	88,338	FMV	Medical Research
(203) Texas A&M Engineering Experiment 1470 W FITCH PY COLLEGE STATION,TX77845	74-1974733	GOV'T	88,020	FMV	Medical Research
(204) NATIONAL JEWISH HEALTH 1400 JACKSON STREET DENVER,CO80205	74-2044647	501(c)(3)	103,307	FMV	Medical Research
(205) The University of Arizona 4101 N Campbell Ave Tucson,AZ85719	74-2652689	GOV'T	65,270	FMV	Research
(206) Texas A&M Health Science Center 400 Harvey Mitchell Py S College St,TX77845	74-2907553	GOV'T	16,067	FMV	Research
(207) The University of Texas at Austin PO Box 7159 Austin,TX787137159	74-6000203	GOV'T	443,299	FMV	Research
(208) Texas A & M University 400 Harvey Mitchell Py College St,TX77845	74-6000531	GOV'T	19,787	FMV	Research
(209) Texas AgriLife Extension Dept 2132 TAMU College Station,TX77843	74-6000537	GOV'T	72,394	FMV	Research
(210) Texas A&M AgriLife Research Borlaug Inst 2477 College Station,TX77843	74-6000541	GOV'T	12,151	FMV	Research
(211) The University of Texas at El Paso 500 W University Ave El Paso,TX79968	74-6000813	GOV'T	124,489	FMV	Research
(212) University of Texas Medical Branch PO Box 4786-730 Houston,TX772104786	74-6000949	501(C)(3)	38,101	FMV	Research
(213) MD Anderson Cancer Center PO Box 4266 Houston,TX772104266	74-6001118	GOV'T	52,489	FMV	Research
(214) University of Texas at Dallas 800 W Campbell Rd Richardson,TX75080	75-1305566	GOV'T	32,473	FMV	Research
(215) BAYLOR REASEARCH INSTITUTE 1950 N STEMMONS FWY DALLAS,TX75207	75-1921898	501(c)(3)	40,751	FMV	Medical Research
(216) IQE RF LLC 119 Technology Dr Bethlehem,PA18015	75-2982632	N/A	35,751	FMV	Research
(217) Texas Tech University Box 41105 Lubbock,TX794091105	75-6002622	501(C)(3)	102,021	FMV	Research
(218) UT SOUTHWESTERN MED CENTER PO BOX 842265 DALLAS,TX75284	75-6002868	TX	55,309	FMV	Medical Research
(219) Bastion Technologies Inc 17625 El Camino Real 330 Houston,TX77058	76-0586385	N/A	38,685	FMV	Research
(220) KinetX Inc Tab Alliance BankPO Box 150990 Ogden,UT88415	77-0326085	N/A	26,295	FMV	Research
(221) NEW YORK GENOME CENTER INC PO BOX 9551 NEW YORK,NY10087	80-0631734	501(c)(3)	121,025	FMV	Medical Research
(222) Sathguru Inc 88 Broad St Fl 5 Boston,MA02110	80-0664005	N/A	1,477,999	FMV	Research
(223) Montana State University 119 Plant BioSciences Bldg Bozeman,MT59717	81-6010045	501(C)(3)	27,166	FMV	Research
(224) Regents of the University of Idaho 29603 U of I Ln Parma,ID83660	82-6000945	501(C)(3)	534,626	FMV	Research
(225) Colorado State University Plant Sciences Bldg Fort Collins,CO80523	84-6000545	CO	337,099	FMV	Research
(226) UNIVERSITY OF COLORADO MAIL STOP 8303 RM 6121 AURORA,CO80045	84-6000555	501(c)(3)	256,308	FMV	Research
(227) UNIVERSITY OF NEW MEXICO 1 UNIVERSITY OF NM ALBUQUERQUE,NM87131	85-6000642	GOV'T	141,921	FMV	Medical Research
(228) Arizona State University PO Box 871504acct AW51093 Tempe,AZ852871504	86-0196696	GOV'T	73,626	FMV	Research
(229) Brigham Young University DNA Sequencing Center401 WIDB Provo,UT84602	87-0217280	501(C)(3)	54,345	FMV	Research
(230) UNIVERSITY OF UTAH 201 S PRESIDENTS CRCL SALTLAKECITY,UT84112	87-6000525	GOV'T	171,123	FMV	Medical Research
(231) Utah State University 2315 Old Main Hill Logan,UT84322	87-6000528	GOV'T	97,466	FMV	Research
(232) Honeybee Robotics Ltd PO Box 7 Simsbury,CT06070	88-0193033	GOV'T	96,241	FMV	Research
(233) Saint Martin's University 5000 Abbey Way SE Lacey,WA98503	91-0564993	501(C)(3)	5,206	FMV	Research
(234) The Evergreen State College 2700 Evergreen Pkwy Olympia,WA98505	91-0981488	501(C)(3)	59,443	FMV	Research
(235) VWR International LLC PO BOX1380 PISCATAWAY,NJ08854	91-1319190	GOV'T	6,593	FMV	Medical Research
(236) Washington State 1111 Washington St SE Olympia,WA98501	91-6001069	GOV'T	60,533	FMV	Research
(237) Washington State University 24106 N Bunn Rd Prosser,WA993508694	91-6001108	GOV'T	347,264	FMV	Research
(238) University of Washington Univ of Wa Libr 352900 Seattle,WA98195	91-6001537	GOV'T	662,047	FMV	Research
(239) AMERICAN UROGYNECOLOGIC SOCIETY 1100 WAYNE AVENUE SILVER SPRING,MD20910	95-3388558	501(c)(3)	99,769	FMV	Medical Research
(240) University of Alaska PO Box 755040 Fairbanks,AK997755040	92-6000147	501(C)(3)	33,220	FMV	Research
(241) Reed College 3203 SE Woodstock Blvd Portland,OR97202	93-0386908	501(C)(3)	12,923	FMV	Research
(242) Oregon Museum of Science and Industry Unit 85PO Box 4145 Portland,OR972084145	93-0402877	501(C)(3)	26,412	FMV	Research
(243) OREGON HEALTH & SCIENCE UNIVERSITY 3181 W SAM JACKSON PARK RD PORTLAND,OR97239	93-1176109	501(c)(3)	238,294	FMV	Medical Research
(244) STANFORD UNIVERSITY PO BOX 44253 SAN FRANCISCO,CA941444253	94-1156365	501(c)(3)	2,354,292	FMV	Medical Research
(245) REGENTS OF THE UNIVERSITY OF SANTA 1156 HIGH ST SANTA CRUZ,CA950641077	94-1539563	501(c)(3)	27,724	FMV	Medical Research
(246) SETI Institute 189 N Bernardo Ave Mountain View,CA94043	94-2951356	501(C)(3)	52,817	FMV	Research
(247) LAWRENCE BERKELEY NATIONAL LABORATORY DEPT 34240 SAN FRANCISCO,CA94139	94-2951741	CA	104,415	FMV	Medical Research
(248) NORTHERN CALIFORNIA INSTITUTE 4150 CLEMENT ST SAN FRANCISCO,CA94121	94-3084159	501(c)(3)	176,091	FMV	Medical Research
(249) Regents of the University of California 2850 Telegraph Ave Ste 215 Berkeley,CA94705	94-6002123	GOV'T	1,865,443	FMV	Research
(250) The Regents Univ California San Francisco 1855 Folsom StBox 0812 San Francisco,CA94143	94-6036493	501(C)(3)	324,621	FMV	Research
(251) UNIVERSITY OF CALIFORNIA DAVIS MMRR 2795 SECOND ST STE 400 DAVIS,CA95618	94-6036494	GOV'T	31,055	FMV	Medical Research
(252) The University of Southern California Sponsored Proj Acc File 52095 LA,CA90074	95-1642394	501(C)(3)	164,386	FMV	Medical Research
(253) California Institute of Technology 1200 E California Blvd Pasadena,CA91125	95-1643307	501(C)(3)	51,850	FMV	Research
(254) CEDARS SINAI MEDICAL CENTER 6500 WILSHIRE BLVD LOS ANGELES,CA90048	95-1644600	501(c)(3)	84,543	FMV	Medical Research
(255) The UCLA Foundation 1125 MURPHY HALL LOS ANGELES,CA90095	95-2250801	501(c)(3)	52,061	FMV	Medical Research
(256) PVHMC FOUNDATION 1798 N GAREY AVENUE POMONA,CA91767	95-3403287	501(c)(3)	7,639	FMV	Medical Research
(257) Qorvo US Inc 2300 NE Brookwood Pkwy Hillsboro,OR97124	95-3654013	N/A	70,400	FMV	Research
(258) Regents Univ of California Los Angeles Box 951432 Los Angeles,CA900951432	95-6006143	GOV'T	388,861	FMV	Research
(259) The Regents of the University of California Marine Sci Bldg 520 Santa Barbara,CA93106	95-6006145	GOV'T	285,586	FMV	Research
(260) San Diego State University Fdn 5250 Campanile Dr San Diego,CA921821901	95-6042721	501(C)(3)	30,889	FMV	Research
(261) University of Hawaii 2500 Campus Rd Honolulu,HI96822	99-6000354	GOV'T	17,919	FMV	Research

Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image

240

Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50055P

Schedule I (Form 990) 2019

Page 2

Part III

Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance	(b) Number of recipients	(c) Amount of cash grant	(d) Amount of noncash assistance	(e) Method of valuation (book, FMV, appraisal, other)	(f) Description of noncash assistance

(1) ITHACA CAMPUS FINANCIAL AID - UNDERGRADUATE	7352	251,618,528	FMV
(2) ITHACA CAMPUS FINANCIAL AID - GRADUATE	5495	126,204,799	FMV
(3) MEDICAL SCHOOL - UNDERGRADUATE	197	8,822,414	FMV
(4) MEDICAL SCHOOL - GRADUATE	469	34,623,925	FMV
(4)
(5)
(6)
(7)

Part IV

Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.

Return Reference	Explanation
SCHEDULE I, PART I, LINE 2	THE UNIVERSITY REPORTS ALL GRANT RECIPIENTS, INCLUDING SUB-GRANTEES, OF WHICH IT IS AWARE. THIS INCLUDES SUB-RECIPIENT AWARDS, PRIMARILY FOR RESEARCH, TO GOVERNMENT AGENCIES, ORGANIZATIONS EXEMPT UNDER 501(C)(3) AND FOR-PROFIT ENTITIES FOR WHICH NO AUTHORITY FOR EXEMPTION IS PROVIDED.

Schedule I (Form 990) 2019

Additional Data

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Software Version:

- TIN:

Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet

Attach to Form 990.
SchJMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

Cornell University

Employer identification number

15-0532082

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........

Yes

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ..

Yes

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? .............

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Yes

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ....................

Any related organization? .......................

If "Yes," on line 5a or 5b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ..................

Any related organization? ......................

If "Yes," on line 6a or 6b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Yes

Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................

If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2019

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation in column (B) reported as deferred on prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)
1Bruce Lewenstein Trustee & Professor	(i) (ii)	144,412 ------------- 0	0 ------------- 0	16,667 ------------- 0	22,290 ------------- 0	24,674 ------------- 0	208,043 ------------- 0	0 ------------- 0
2Mariana F Wolfner Trustee & Professor	(i) (ii)	177,157 ------------- 0	0 ------------- 0	0 ------------- 0	18,245 ------------- 0	17,943 ------------- 0	213,345 ------------- 0	0 ------------- 0
3Augustine MK Choi MD Provost for Medl Affrs & Dean	(i) (ii)	871,065 ------------- 0	162,625 ------------- 0	1,238,022 ------------- 0	53,640 ------------- 0	10,775 ------------- 0	2,336,127 ------------- 0	0 ------------- 0
4Joanne M DeStefano EVP & CFO	(i) (ii)	642,868 ------------- 0	0 ------------- 0	45,230 ------------- 0	58,005 ------------- 0	11,535 ------------- 0	757,638 ------------- 0	0 ------------- 0
5Michael I Kotlikoff Provost	(i) (ii)	667,783 ------------- 0	2,194 ------------- 0	27,785 ------------- 0	98,100 ------------- 0	17,943 ------------- 0	813,805 ------------- 0	0 ------------- 0
6Martha E Pollack President	(i) (ii)	671,693 ------------- 0	0 ------------- 0	5,212 ------------- 0	45,000 ------------- 0	9,169 ------------- 0	731,074 ------------- 0	0 ------------- 0
7Madelyn F Wessel Univ. Counsel & Secretary	(i) (ii)	339,943 ------------- 0	0 ------------- 0	9,274 ------------- 0	36,000 ------------- 0	9,085 ------------- 0	394,302 ------------- 0	0 ------------- 0
8Stephen M Cohen WEILL C MED Exec. Vice Prov. for Adm & Fin	(i) (ii)	1,151,828 ------------- 0	99,000 ------------- 0	7,626 ------------- 0	71,640 ------------- 0	27,754 ------------- 0	1,357,848 ------------- 0	0 ------------- 0
9DANIEL M KNOWLES MD Chief Medical Off thru 12/17	(i) (ii)	432,799 ------------- 0	497,863 ------------- 0	1,049,171 ------------- 0	53,640 ------------- 0	31,067 ------------- 0	2,064,540 ------------- 0	0 ------------- 0
10Robert J Min MD Chief Medical Off eff 01/18	(i) (ii)	333,049 ------------- 0	0 ------------- 0	1,152,245 ------------- 0	59,640 ------------- 0	12,886 ------------- 0	1,557,820 ------------- 0	0 ------------- 0
11Kenneth M Miranda CHIEF INVESTMENT OFFICER	(i) (ii)	757,375 ------------- 0	1,057,031 ------------- 0	107,334 ------------- 0	45,000 ------------- 0	2,000 ------------- 0	1,968,740 ------------- 0	0 ------------- 0
12Pak H Chung MD Assoc Professor Clinical	(i) (ii)	77,116 ------------- 0	0 ------------- 0	3,897,417 ------------- 0	35,640 ------------- 0	33,617 ------------- 0	4,043,790 ------------- 0	0 ------------- 0
13HEY-JOO KANG MD Assoc Professor Clinical	(i) (ii)	61,145 ------------- 0	0 ------------- 0	4,616,293 ------------- 0	25,140 ------------- 0	38,531 ------------- 0	4,741,109 ------------- 0	0 ------------- 0
14Zev Rosenwaks MD Professor Tenure Clinical	(i) (ii)	314,286 ------------- 0	0 ------------- 0	7,538,617 ------------- 0	35,640 ------------- 0	21,516 ------------- 0	7,910,059 ------------- 0	0 ------------- 0
15Steven Spandorfer MD Assoc Professor Clinical	(i) (ii)	75,250 ------------- 0	0 ------------- 0	3,924,711 ------------- 0	53,640 ------------- 0	30,828 ------------- 0	4,084,429 ------------- 0	0 ------------- 0
16Philip E Stieg MD Chair Clinical	(i) (ii)	337,788 ------------- 0	0 ------------- 0	3,599,025 ------------- 0	71,640 ------------- 0	19,596 ------------- 0	4,028,049 ------------- 0	0 ------------- 0
17Antonio M Gotto MD FORMER PROVOST & DEAN OF WEILL	(i) (ii)	0 ------------- 0	0 ------------- 0	2,779,161 ------------- 0	0 ------------- 0	0 ------------- 0	2,779,161 ------------- 0	0 ------------- 0
18Harry Katz FORMER OFFICER/CURRENT PROF.	(i) (ii)	276,923 ------------- 0	36,000 ------------- 0	60,634 ------------- 0	40,005 ------------- 0	22,754 ------------- 0	436,316 ------------- 0	0 ------------- 0
19James J Mingle FORMER Officer	(i) (ii)	155,703 ------------- 0	0 ------------- 0	3,914 ------------- 0	33,639 ------------- 0	2,222 ------------- 0	195,478 ------------- 0	0 ------------- 0
20Hunter R Rawlings III FORMER President	(i) (ii)	1,153,807 ------------- 0	0 ------------- 0	43,613 ------------- 0	45,000 ------------- 0	13,331 ------------- 0	1,255,751 ------------- 0	0 ------------- 0

Schedule J (Form 990) 2019

Page 3

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

Return Reference	Explanation
SCHEDULE J, PART I, LINE 1A AND 2	THE POSITIONS OF PRESIDENT OF THE CORNELL UNIVERSITY AND THE DEAN OF MEDICINE AT WEILL MEDICAL COLLEGE RECEIVE THE BENEFITS STATED IN SCHEDULE J, PART I, LINE 1A. AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, BOTH THE PRESIDENT OF THE UNIVERSITY AND THE INDIVIDUAL SERVING AS DEAN AND PROVOST OF MEDICINE ARE REQUIRED TO LIVE IN UNIVERSITY-PROVIDED HOUSING. EXPENSES FOR USE OF THEIR RESPECTIVE HOMES FOR THE UNIVERSITY'S BUSINESS PURPOSES ARE PAID OR REIMBURSED BY THE UNIVERSITY. TAXABLE HOUSING BENEFITS ARE SHOWN IN SCHEDULE J FOR ZEV ROSENWAKS AND KEN MIRANDA. POTENTIALLY TAXABLE BENEFITS, SUCH AS USE OF AN AUTOMOBILE, PROVIDING A CORNELL EMPLOYEE AS A DRIVER, CLUB AND ASSOCIATION MEMBERSHIPS USED FOR BUSINESS PURPOSES, DISCRETIONARY SPENDING ACCOUNTS, PERSONAL SERVICES, AND PAYMENT OF PROFESSIONAL ADVISORS HAVE BEEN INCLUDED WHERE RELEVANT IN SCHEDULE J, PART II. WHERE BENEFITS ARE TAXABLE, SUCH AMOUNTS ARE INCLUDED AS TAXABLE WAGES ON THE EMPLOYEES RESPECTIVE FORMS W-2. PAYMENT OR REIMBURSEMENT OF THE EXPENSES DESCRIBED IN LINE 1A ARE COVERED BY THE UNIVERSITY'S TRAVEL POLICIES OR SPECIFIC EMPLOYMENT CONTRACTS AND INCLUDES THE UNIVERSITY'S IMPLEMENTATION OF AN ACCOUNTABLE PLAN. THERE IS OCCASIONALLY UNIT DISCRETION.
SCHEDULE J, PART I, LINE 4B	HUNTER R. RAWLINGS PARTICIPATED IN A BOARD-AUTHORIZED IRC SECTION 457(F) DEFERRED COMPENSATION PLAN WHILE SERVING THE UNIVERSITY. FOLLOWING HIS SECOND RETIREMENT FROM THE UNIVERSITY, PAYMENTS UNDER THE IRC SECTION 457(F) PLAN RESUMED IN JULY, 2017. THE CURRENT PRESIDENT DOES NOT CURRENTLY PARTICIPATE IN A 457(F) PLAN.
SCHEDULE J, PART I, LINE 7	ALL BONUS PAYMENTS INCLUDED ABOVE ARE NON-FIXED AND ARE PROVIDED TO INDIVIDUALS IN RECOGNITION OF ACCOMPLISHMENTS OF SPECIFIC GOALS OR OVERALL PERFORMANCE, EXCEPT CHIEF INVESTMENT OFFICER WHOSE BONUS IS DETERMINED ACCORDING TO A PREDETERMINED FORMULA. ADDITIONAL INFORMATION ON BOARD OF TRUSTEES THE CORNELL BOARD INCLUDES FACULTY, STAFF AND STUDENTS. FACULTY MEMBERS ELECT TWO (2) MEMBERS; THE STUDENT BODY ELECTS TWO (2) MEMBERS; THE 'EMPLOYEE ASSEMBLIES' ELECT ONE (1) MEMBER.
SCHEDULE J, PART II, COLUMN B(II)	BONUS AND INCENTIVE PAY IS ANY PAYMENT RECEIVED RELATED TO THE SCHEDULE J, PART I, LINE 7 DISCLOSURE. THE FOLLOWING INDIVIDUALS RECEIVED BONUS AND INCENTIVE PAY: AUGUSTINE M.K. CHOI, DANIEL KNOWLES, STEPHEN COHEN, KENNETH M. MIRANDA, DAVID J. SKORTON AND MICHAEL I. KOTLIKOFF.
SCHEDULE J, PART II, COLUMN B(III)	OTHER REPORTABLE COMPENSATION REPORTED ON SCHEDULE J IS MADE UP OF ONE, OR A VARIETY OF THE FOLLOWING ITEMS: PENSION RESTORATION BENEFITS, SUPPLEMENTAL WAGES, WHICH INCLUDES WAGES EARNED FOR CLINICAL SERVICES AT THE HOSPITAL, AND OTHER TAXABLE BENEFITS OR REIMBURSEMENTS RECEIVED, SUCH AS A HOUSING ALLOWANCE. THE FOLLOWING INDIVIDUALS RECEIVED SUPPLEMENTAL WAGES FOR CLINICAL SERVICES: AUGUSTINE M.K. CHOI, DANIEL KNOWLES, MD, MICHAEL STEWART, MD, ZEV ROSENWAKS, MD, HEY-JOO KANG, MD, STEVEN SPANDORFER, MD, THEODORE SCHWARTZ, MD, AND PAK CHUNG, MD. ZEV ROSENWAKS, MD, RECEIVED TAXABLE HOUSING ALLOWANCES.
SCHEDULE J, PART II, COLUMNS C AND D	CORNELL UNIVERSITY PROVIDES A WIDE VARIETY OF BENEFITS TO ITS EMPLOYEES. BENEFITS ARE TREATED AS A NON-TAXABLE BENEFIT, A PRE-TAX EMPLOYEE DEDUCTION, A POST-TAX EMPLOYEE DEDUCTION, OR OTHERWISE RECORDED AS TAXABLE INCOME. CORNELL CONTRIBUTES ON BEHALF OF THE EMPLOYEE ON A TAX-FREE BASIS, FOR A PORTION OF THEIR HEALTH, DENTAL, AND LIFE INSURANCE. EMPLOYEES CONTRIBUTE TO THOSE BENEFITS ON A PRE-TAX BASIS, ALONG WITH OTHER PRE-TAX BENEFITS SUCH AS VISION, A FLEXIBLE SPENDING ACCOUNT, DEPENDENT GROUP LIFE INSURANCE, AND RETIREMENT ACCOUNTS.

Schedule J (Form 990) 2019

Additional Data

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Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax-Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet

Attach to Form 990.
SchKMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
Cornell University

Employer identification number
15-0532082

Part Ⅰ

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	TCIDA (SERIES 2008A 70 MILLION PAR)	16-1214039	890099EQ3	06-23-2010	75,307,598	REFUND 2008 BONDS (1/30/2008)		X		X		X
B	DASNY (SERIES 1990B - 5045 MILLION PAR)	14-6000293	649905ZH2	05-03-2010	55,997,134	REFUND 1990 BONDS (12/19/1990)		X		X		X
C	DASNY (SERIES 2004A&B - 921 MILLION PAR)	14-6000293	64983TRF2	05-27-2004	92,100,000	SEE SUPPLEMENTAL INFORMATION		X		X		X
D	DASNY (SERIES 2016A - 12585 MILLION PAR)	14-6000293	64990BG49	05-17-2016	153,651,986	SEE SUPPLEMENTAL INFORMATION		X		X		X
	DASNY (2009A - 305 MILLION PAR)	14-6000293	649905DC7	04-22-2009	312,100,133	SEE SUPPLEMENTAL INFORMATION		X		X		X
	DASNY (SERIES 2010A - 285000000)	14-6000293	649905R99	06-09-2010	301,560,097	SEE SUPPLEMENTAL INFORMATION		X		X		X
	DASNY CP PROGRAM (MAY 122011 TAX CERTIFICATE)	14-6000293	64983L000	05-12-2011	59,000,000	SEE SUPPLEMENTAL INFORMATION		X		X		X
	DASNY (SERIES 2008B&C - 127785 MILLION PAR)	14-6000293	649905A97	05-03-2010	139,688,300	REFUNDED 2008 DASNY BONDS		X		X		X
	Dasny (Series 2000A&B - 10113 million par)	14-6000293		12-16-2015	101,130,000	See Supplemental information		X		X		X
	TCIDA (series 2002A - 35765 million par)	16-1214039		01-20-2016	35,765,000	See supplemental information		X		X		X

Part Ⅱ

Proceeds

	A		B		C		D
	1 Amount of bonds retired ..................	12,680,000		22,580,000		29,275,000		8,645,000
2 Amount of bonds legally defeased ..............	0		0		0		0
3 Total proceeds of issue ..................	75,307,598		55,997,134		92,663,883		153,651,986
4 Gross proceeds in reserve funds .............	0		0		0		0
5 Capitalized interest from proceeds .............	0		0		0		0
6 Proceeds in refunding escrows ...............	0		0		0		0
7 Issuance costs from proceeds ...............	520,432		0		842,345		660,938
8 Credit enhancement from proceeds .............	0		0		0		0
9 Working capital expenditures from proceeds .............	0		0		0		0
10 Capital expenditures from proceeds .............	0		0		50,376,296		0
11 Other spent proceeds .............	74,787,166		55,997,134		41,445,242		152,991,048
12 Other unspent proceeds .............	0		0		0		0
13 Year of substantial completion .............	2010		2010		2006		2016
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue of tax-exempt bonds (or, if issued prior to 2018, a current refunding issue)? ........
15 Were the bonds issued as part of an advance refunding issue of taxable bonds (or, if issued prior to 2018, an advance refunding issue)? ........
16 Has the final allocation of proceeds been made? ..........	X		X		X		X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? ..................	X		X		X		X

Part Ⅲ

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............		X		X		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ...............	X		X		X		X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2019

Page 2

Part Ⅲ

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? .............	X		X		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?	X		X		X		X
c Are there any research agreements that may result in private business use of bond-financed property? .............	X		X		X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?	X		X		X		X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....	0 %		0 %		0 %		0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government .........
6 Total of lines 4 and 5 .............
7 Does the bond issue meet the private security or payment test? ...		X		X		X		X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............		X		X		X		X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............		X		X		X		X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? ........	X		X		X		X

Part Ⅳ

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...		X		X		X		X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......		X		X		X		X
b Exception to rebate? ........		X	X			X	X
c No rebate due? .........	X			X	X			X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate computation was performed ......
3 Is the bond issue a variable rate issue? .....		X		X	X			X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X		X		X
b Name of provider ..........	0		0		0		0
c Term of hedge .........
d Was the hedge superintegrated? ......
e Was the hedge terminated? ........

Schedule K (Form 990) 2019

Page 3

Part Ⅳ

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?		X		X		X		X
b Name of provider ..........	0		0		0		0
c Term of GIC .........
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........
6 Were any gross proceeds invested beyond an available temporary period?		X		X		X		X
7 Has the organization established written procedures to monitor the requirements of section 148? ...	X		X		X		X

Part Ⅴ

Procedures To Undertake Corrective Action

---------------------------------------------------------------------------------------------------------------	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X		X		X

Part Ⅵ

Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).

Return Reference	Explanation
SERIES 2008a	PART IV, QUESTION 2 ARBITRAGE REBATE COMPUTATION COMPLETED 9/12/2012. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
SERIES 1990B	PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 1990B BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2004A&B	PART I (F) REFUNDED 1998 TAX EXEMPT COMMERCIAL PAPER ($40,805,000) AND FINANCED NEW PROJECTS. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/24/2007. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
SERIES 2016A	PART I (F) REFUNDED 2006 DASNY BONDS (ISSUES 5/11/2006) PART IV, QUESTION 2 SERIES 2016A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2009A	PART I (F) REFUND $150 MILLION OF TAX-EXEMPT CP AND FINANCE CAPITAL PROJECTS. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 4/30/2012. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
SERIES 2010A	PART I (F) REFUNDED $50 MILLION OF TAXABLE DEBT AND FINANCED CONSTRUCTION OF A MEDICAL BUILDING. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/31/2012. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
1998 TAX-EXEMPT COMMERCIAL PAPER	PART I (F) REFUNDED TAX EXEMPT COMMERCIAL PAPER ($6,155,000) AND REFUNDED TAXABLE COMMERCIAL PAPER ($35,000,000). AND ($52,845,000) OF NEW MONEY COMPONENT. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 5/12/2013. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
SERIES 2008 B&C	PART I (F) REFUND 2008 DASNY BONDS (ISSUED APRIL 10, 2008). PART IV, QUESTION 2 SERIES 2008 REFUNDED EXISTING BONDS WITH NO NEW MONEY COMPONENT. EXEMPT FROM ARBITRAGE REBATE CALCULATION.
SERIES 2000A&B	PART I (F) REFUNDED 2000A&B DASNY BONDS (ISSUED 3/28/2000) PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 2000A&B BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2002A	PART I (F) REFUNDED 2002A TCIDA BONDS (ISSUED 2/14/2002) PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 2002A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION. PART VI NOTE ON TAX EXEMPT BONDS: WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.

Schedule K (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax-Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet

Attach to Form 990.
SchKMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
Cornell University

Employer identification number
15-0532082

Part Ⅰ

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	TCIDA (SERIES 2008A 70 MILLION PAR)	16-1214039	890099EQ3	06-23-2010	75,307,598	REFUND 2008 BONDS (1/30/2008)		X		X		X
B	DASNY (SERIES 1990B - 5045 MILLION PAR)	14-6000293	649905ZH2	05-03-2010	55,997,134	REFUND 1990 BONDS (12/19/1990)		X		X		X
C	DASNY (SERIES 2004A&B - 921 MILLION PAR)	14-6000293	64983TRF2	05-27-2004	92,100,000	SEE SUPPLEMENTAL INFORMATION		X		X		X
D	DASNY (SERIES 2016A - 12585 MILLION PAR)	14-6000293	64990BG49	05-17-2016	153,651,986	SEE SUPPLEMENTAL INFORMATION		X		X		X
	DASNY (2009A - 305 MILLION PAR)	14-6000293	649905DC7	04-22-2009	312,100,133	SEE SUPPLEMENTAL INFORMATION		X		X		X
	DASNY (SERIES 2010A - 285000000)	14-6000293	649905R99	06-09-2010	301,560,097	SEE SUPPLEMENTAL INFORMATION		X		X		X
	DASNY CP PROGRAM (MAY 122011 TAX CERTIFICATE)	14-6000293	64983L000	05-12-2011	59,000,000	SEE SUPPLEMENTAL INFORMATION		X		X		X
	DASNY (SERIES 2008B&C - 127785 MILLION PAR)	14-6000293	649905A97	05-03-2010	139,688,300	REFUNDED 2008 DASNY BONDS		X		X		X
	Dasny (Series 2000A&B - 10113 million par)	14-6000293		12-16-2015	101,130,000	See Supplemental information		X		X		X
	TCIDA (series 2002A - 35765 million par)	16-1214039		01-20-2016	35,765,000	See supplemental information		X		X		X

Part Ⅱ

Proceeds

	A		B		C		D
	1 Amount of bonds retired ..................	12,680,000		22,580,000		29,275,000		8,645,000
2 Amount of bonds legally defeased ..............	0		0		0		0
3 Total proceeds of issue ..................	75,307,598		55,997,134		92,663,883		153,651,986
4 Gross proceeds in reserve funds .............	0		0		0		0
5 Capitalized interest from proceeds .............	0		0		0		0
6 Proceeds in refunding escrows ...............	0		0		0		0
7 Issuance costs from proceeds ...............	520,432		0		842,345		660,938
8 Credit enhancement from proceeds .............	0		0		0		0
9 Working capital expenditures from proceeds .............	0		0		0		0
10 Capital expenditures from proceeds .............	0		0		50,376,296		0
11 Other spent proceeds .............	74,787,166		55,997,134		41,445,242		152,991,048
12 Other unspent proceeds .............	0		0		0		0
13 Year of substantial completion .............	2010		2010		2006		2016
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue of tax-exempt bonds (or, if issued prior to 2018, a current refunding issue)? ........
15 Were the bonds issued as part of an advance refunding issue of taxable bonds (or, if issued prior to 2018, an advance refunding issue)? ........
16 Has the final allocation of proceeds been made? ..........	X		X		X		X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? ..................	X		X		X		X

Part Ⅲ

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............		X		X		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ...............	X		X		X		X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2019

Page 2

Part Ⅲ

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? .............	X		X		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?	X		X		X		X
c Are there any research agreements that may result in private business use of bond-financed property? .............	X		X		X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?	X		X		X		X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....	0 %		0 %		0 %		0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government .........
6 Total of lines 4 and 5 .............
7 Does the bond issue meet the private security or payment test? ...		X		X		X		X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............		X		X		X		X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............		X		X		X		X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? ........	X		X		X		X

Part Ⅳ

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...		X		X		X		X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......		X		X		X		X
b Exception to rebate? ........		X	X			X	X
c No rebate due? .........	X			X	X			X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate computation was performed ......
3 Is the bond issue a variable rate issue? .....		X		X	X			X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X		X		X
b Name of provider ..........	0		0		0		0
c Term of hedge .........
d Was the hedge superintegrated? ......
e Was the hedge terminated? ........

Schedule K (Form 990) 2019

Page 3

Part Ⅳ

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?		X		X		X		X
b Name of provider ..........	0		0		0		0
c Term of GIC .........
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........
6 Were any gross proceeds invested beyond an available temporary period?		X		X		X		X
7 Has the organization established written procedures to monitor the requirements of section 148? ...	X		X		X		X

Part Ⅴ

Procedures To Undertake Corrective Action

---------------------------------------------------------------------------------------------------------------	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X		X		X

Part Ⅵ

Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).

Return Reference	Explanation
SERIES 2008a	PART IV, QUESTION 2 ARBITRAGE REBATE COMPUTATION COMPLETED 9/12/2012. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
SERIES 1990B	PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 1990B BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2004A&B	PART I (F) REFUNDED 1998 TAX EXEMPT COMMERCIAL PAPER ($40,805,000) AND FINANCED NEW PROJECTS. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/24/2007. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
SERIES 2016A	PART I (F) REFUNDED 2006 DASNY BONDS (ISSUES 5/11/2006) PART IV, QUESTION 2 SERIES 2016A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2009A	PART I (F) REFUND $150 MILLION OF TAX-EXEMPT CP AND FINANCE CAPITAL PROJECTS. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 4/30/2012. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
SERIES 2010A	PART I (F) REFUNDED $50 MILLION OF TAXABLE DEBT AND FINANCED CONSTRUCTION OF A MEDICAL BUILDING. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/31/2012. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
1998 TAX-EXEMPT COMMERCIAL PAPER	PART I (F) REFUNDED TAX EXEMPT COMMERCIAL PAPER ($6,155,000) AND REFUNDED TAXABLE COMMERCIAL PAPER ($35,000,000). AND ($52,845,000) OF NEW MONEY COMPONENT. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 5/12/2013. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
SERIES 2008 B&C	PART I (F) REFUND 2008 DASNY BONDS (ISSUED APRIL 10, 2008). PART IV, QUESTION 2 SERIES 2008 REFUNDED EXISTING BONDS WITH NO NEW MONEY COMPONENT. EXEMPT FROM ARBITRAGE REBATE CALCULATION.
SERIES 2000A&B	PART I (F) REFUNDED 2000A&B DASNY BONDS (ISSUED 3/28/2000) PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 2000A&B BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2002A	PART I (F) REFUNDED 2002A TCIDA BONDS (ISSUED 2/14/2002) PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 2002A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION. PART VI NOTE ON TAX EXEMPT BONDS: WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.

Schedule K (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax-Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet

Attach to Form 990.
SchKMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
Cornell University

Employer identification number
15-0532082

Part Ⅰ

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	TCIDA (SERIES 2008A 70 MILLION PAR)	16-1214039	890099EQ3	06-23-2010	75,307,598	REFUND 2008 BONDS (1/30/2008)		X		X		X
B	DASNY (SERIES 1990B - 5045 MILLION PAR)	14-6000293	649905ZH2	05-03-2010	55,997,134	REFUND 1990 BONDS (12/19/1990)		X		X		X
C	DASNY (SERIES 2004A&B - 921 MILLION PAR)	14-6000293	64983TRF2	05-27-2004	92,100,000	SEE SUPPLEMENTAL INFORMATION		X		X		X
D	DASNY (SERIES 2016A - 12585 MILLION PAR)	14-6000293	64990BG49	05-17-2016	153,651,986	SEE SUPPLEMENTAL INFORMATION		X		X		X
	DASNY (2009A - 305 MILLION PAR)	14-6000293	649905DC7	04-22-2009	312,100,133	SEE SUPPLEMENTAL INFORMATION		X		X		X
	DASNY (SERIES 2010A - 285000000)	14-6000293	649905R99	06-09-2010	301,560,097	SEE SUPPLEMENTAL INFORMATION		X		X		X
	DASNY CP PROGRAM (MAY 122011 TAX CERTIFICATE)	14-6000293	64983L000	05-12-2011	59,000,000	SEE SUPPLEMENTAL INFORMATION		X		X		X
	DASNY (SERIES 2008B&C - 127785 MILLION PAR)	14-6000293	649905A97	05-03-2010	139,688,300	REFUNDED 2008 DASNY BONDS		X		X		X
	Dasny (Series 2000A&B - 10113 million par)	14-6000293		12-16-2015	101,130,000	See Supplemental information		X		X		X
	TCIDA (series 2002A - 35765 million par)	16-1214039		01-20-2016	35,765,000	See supplemental information		X		X		X

Part Ⅱ

Proceeds

	A		B		C		D
	1 Amount of bonds retired ..................	12,680,000		22,580,000		29,275,000		8,645,000
2 Amount of bonds legally defeased ..............	0		0		0		0
3 Total proceeds of issue ..................	75,307,598		55,997,134		92,663,883		153,651,986
4 Gross proceeds in reserve funds .............	0		0		0		0
5 Capitalized interest from proceeds .............	0		0		0		0
6 Proceeds in refunding escrows ...............	0		0		0		0
7 Issuance costs from proceeds ...............	520,432		0		842,345		660,938
8 Credit enhancement from proceeds .............	0		0		0		0
9 Working capital expenditures from proceeds .............	0		0		0		0
10 Capital expenditures from proceeds .............	0		0		50,376,296		0
11 Other spent proceeds .............	74,787,166		55,997,134		41,445,242		152,991,048
12 Other unspent proceeds .............	0		0		0		0
13 Year of substantial completion .............	2010		2010		2006		2016
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue of tax-exempt bonds (or, if issued prior to 2018, a current refunding issue)? ........
15 Were the bonds issued as part of an advance refunding issue of taxable bonds (or, if issued prior to 2018, an advance refunding issue)? ........
16 Has the final allocation of proceeds been made? ..........	X		X		X		X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? ..................	X		X		X		X

Part Ⅲ

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............		X		X		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ...............	X		X		X		X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2019

Page 2

Part Ⅲ

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? .............	X		X		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?	X		X		X		X
c Are there any research agreements that may result in private business use of bond-financed property? .............	X		X		X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?	X		X		X		X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....	0 %		0 %		0 %		0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government .........
6 Total of lines 4 and 5 .............
7 Does the bond issue meet the private security or payment test? ...		X		X		X		X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............		X		X		X		X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............		X		X		X		X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? ........	X		X		X		X

Part Ⅳ

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...		X		X		X		X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......		X		X		X		X
b Exception to rebate? ........		X	X			X	X
c No rebate due? .........	X			X	X			X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate computation was performed ......
3 Is the bond issue a variable rate issue? .....		X		X	X			X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X		X		X
b Name of provider ..........	0		0		0		0
c Term of hedge .........
d Was the hedge superintegrated? ......
e Was the hedge terminated? ........

Schedule K (Form 990) 2019

Page 3

Part Ⅳ

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?		X		X		X		X
b Name of provider ..........	0		0		0		0
c Term of GIC .........
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........
6 Were any gross proceeds invested beyond an available temporary period?		X		X		X		X
7 Has the organization established written procedures to monitor the requirements of section 148? ...	X		X		X		X

Part Ⅴ

Procedures To Undertake Corrective Action

---------------------------------------------------------------------------------------------------------------	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X		X		X

Part Ⅵ

Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).

Return Reference	Explanation
SERIES 2008a	PART IV, QUESTION 2 ARBITRAGE REBATE COMPUTATION COMPLETED 9/12/2012. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
SERIES 1990B	PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 1990B BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2004A&B	PART I (F) REFUNDED 1998 TAX EXEMPT COMMERCIAL PAPER ($40,805,000) AND FINANCED NEW PROJECTS. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/24/2007. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
SERIES 2016A	PART I (F) REFUNDED 2006 DASNY BONDS (ISSUES 5/11/2006) PART IV, QUESTION 2 SERIES 2016A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2009A	PART I (F) REFUND $150 MILLION OF TAX-EXEMPT CP AND FINANCE CAPITAL PROJECTS. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 4/30/2012. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
SERIES 2010A	PART I (F) REFUNDED $50 MILLION OF TAXABLE DEBT AND FINANCED CONSTRUCTION OF A MEDICAL BUILDING. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/31/2012. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
1998 TAX-EXEMPT COMMERCIAL PAPER	PART I (F) REFUNDED TAX EXEMPT COMMERCIAL PAPER ($6,155,000) AND REFUNDED TAXABLE COMMERCIAL PAPER ($35,000,000). AND ($52,845,000) OF NEW MONEY COMPONENT. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 5/12/2013. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL, AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENTS OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
SERIES 2008 B&C	PART I (F) REFUND 2008 DASNY BONDS (ISSUED APRIL 10, 2008). PART IV, QUESTION 2 SERIES 2008 REFUNDED EXISTING BONDS WITH NO NEW MONEY COMPONENT. EXEMPT FROM ARBITRAGE REBATE CALCULATION.
SERIES 2000A&B	PART I (F) REFUNDED 2000A&B DASNY BONDS (ISSUED 3/28/2000) PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 2000A&B BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
SERIES 2002A	PART I (F) REFUNDED 2002A TCIDA BONDS (ISSUED 2/14/2002) PART III THE PRE-2003 ISSUANCE RULES APPLY, THEREFORE, PART III IS NOT REQUIRED. PART IV, QUESTION 2 SERIES 2002A BONDS REFINANCED EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION. PART VI NOTE ON TAX EXEMPT BONDS: WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.

Schedule K (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Schedule L
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Transactions with Interested Persons

Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet

Attach to Form 990 or Form 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

Cornell University

Employer identification number

15-0532082

Part I

Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.

1(a) Name of disqualified person	(c) Description of transaction	(d) Corrected?
1(a) Name of disqualified person	(c) Description of transaction	Yes	No

Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image

Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image

Part II

Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22

(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	(d) Loan to or from the organization?		(e) Original principal amount	(f) Balance due	(g) In default?		(h) Approved by board or committee?		(i) Written agreement?
(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	To	From	(e) Original principal amount	(f) Balance due	Yes	No	Yes	No	Yes	No






Total ............... $

Part III

Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of assistance	(d) Type of assistance	(e) Purpose of assistance

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50056A

Schedule L (Form 990 or 990-EZ) 2019

Page 2

Part IV

Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of transaction	(d) Description of transaction	(e) Sharing of organization's revenues?
(a) Name of interested person		(c) Amount of transaction	(d) Description of transaction	Yes	No
(1) First Reserve Funds	TRUSTEE - MACAULAY	342,360	Distribution to University		No
(2) Peter Destefano	OFFICER - SPOUSE	94,319	compensation		No
(3) Carolyn McDaniel	OFFICER - SPOUSE	113,940	Compensation		No
(4) Mary E Choi	OFFICER - SPOUSE	341,754	COMPENSATION		No

Part V

Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).

Return Reference	Explanation

Schedule L (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE M
(Form 990)

Department of the Treasury

Internal Revenue Service

Noncash Contributions

Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image

Attach to Form 990.
Right pointing arrow large image

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

Cornell University

Employer identification number

15-0532082

Part I

Types of Property

	(a) Check if applicable	(b) Number of contributions or items contributed	(c) Noncash contribution amounts reported on Form 990, Part VIII, line 1g	(d) Method of determining noncash contribution amounts
1 Art—Works of art ....	X	65	1,684,812	Appraisal
2 Art—Historical treasures .
3 Art—Fractional interests ..
4 Books and publications ..	X		592,930	Appraisal
5 Clothing and household goods .......
6 Cars and other vehicles ..	X	1	6,039	Appraisal
7 Boats and planes ....	X	1	5,000	Appraisal
8 Intellectual property ...
9 Securities—Publicly traded .	X	1,345	50,439,498	FMV
10 Securities—Closely held stock .
11 Securities—Partnership, LLC, or trust interests ....	X	1	13,250,000	Appraisal
12 Securities—Miscellaneous ..	X	82,200	82,200	Appraisal
13 Qualified conservation contribution—Historic structures .....
14 Qualified conservation contribution—Other ...
15 Real estate—Residential .
16 Real estate—Commercial ..
17 Real estate—Other ...	X	1	171,404	Appraisal
18 Collectibles .....
19 Food inventory ...
20 Drugs and medical supplies .	X	2	14,800	Appraisal
21 Taxidermy ......
22 Historical artifacts ....
23 Scientific specimens ..
24 Archeological artifacts ...
25 Other ( Equipment )	X	57	8,393,484	Appraisal
26 Other ( Horses )	X	34	275,030	Appraisal
27 Other ( Gift Certificates )	X	15	1,010	Appraisal
28 Other ( Trusts )	X	4	8,044,366	Appraisal

Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement

Yes

30a

During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................

30a

If "Yes," describe the arrangement in Part II.

Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?

Yes

32a

Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash

contributions? ..........................

32a

If "Yes," describe in Part II.

If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II.

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 51227J

Schedule M (Form 990) (2019)

Page 2

Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.

Return Reference	Explanation

Schedule M (Form 990) (2019)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

Cornell University

Employer identification number

15-0532082

Return Reference	Explanation
FORM 990, PART III, LINE 1	ORGANIZATIONS MISSION THE MISSION OF CORNELL UNIVERSITY IS TO PROVIDE UNDERGRADUATE, GRADUATE, AND PROFESSIONAL DEGREE PROGRAMS; TO DISCOVER, PRESERVE, AND DISSEMINATE KNOWLEDGE; PRODUCE CREATIVE WORK; AND PROMOTE A CULTURE OF BROAD INQUIRY THROUGHOUT AND BEYOND THE UNIVERSITY COMMUNITY. CORNELL ALSO AIMS, THROUGH PUBLIC SERVICE, TO ENHANCE THE LIVES AND LIVELIHOODS OF STUDENTS, THE CITIZENS OF NEW YORK STATE, AND OTHERS AROUND THE WORLD.
FORM 990, PART III, LINE 4A	CONTINUED: AND CORNELL TECH IN NEW YORK CITY. THE UNIVERSITY HAS A SIGNIFICANT INTERNATIONAL EDUCATIONAL PRESENCE, INCLUDING WEILL CORNELL MEDICAL COLLEGES CAMPUS IN DOHA, QATAR. DURING THE REPORTING YEAR, THE UNIVERSITY GRANTED THE FOLLOWING DEGREES: UNDERGRADUATE (3,721); MASTERS (2,799); PH.D. (596); AND J.D, M.D. & D.V.M DEGREES (384). FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICE ACCOMPLISHMENTS INCLUDE, BUT ARE NOT LIMITED TO, CORNELLS LAND-GRANT MISSION, ACADEMIC CONFERENCES, PUBLICATIONS, AND ROOM AND BOARD FOR STUDENTS.
FORM 990, PART VI, LINE 1A	EXECUTIVE COMMITTEE ARTICLE II OF THE BY-LAWS PROVIDES THAT THE EXECUTIVE COMMITTEE IS COMPRISED OF THE CHAIRPERSON AND VICE CHAIRPERSONS OF THE BOARD, THE PRESIDENT OF THE UNIVERSITY, AND THE CHAIRPERSONS OF THE TWO BOARDS OF OVERSEERS, EACH EX OFFICIO, TOGETHER WITH TRUSTEES AND EMERITUS TRUSTEES TO BE ELECTED BY THE BOARD. DURING THIS REPORTING YEAR, ALL MEMBERS OF THE EXECUTIVE COMMITTEE WERE TRUSTEES. THE EXECUTIVE COMMITTEE IS AUTHORIZED TO: (I) REVIEW THE BUDGET AND FINANCIAL PLAN FOR CORNELL UNIVERSITY, EXCEPT FOR WEILL MEDICAL COLLEGE, AND TO SUBMIT THE PLAN, WITH RECOMMENDATIONS, FOR FULL BOARD REVIEW; (II) REVIEW THE PRESIDENT'S PLAN FOR THE UNIVERSITY'S PROPERTIES AND INVESTMENTS; (III) REVIEW AND APPROVE THE PRESIDENT'S COMPENSATION; (IV) REVIEW AND APPROVE COMPENSATION AND BENEFIT POLICIES FOR ALL UNIVERSITY PERSONNEL; (V) ELECT THE DEANS, DIRECTORS AND OTHER HEADS OF THE COLLEGES, SCHOOLS OR OTHER ACADEMIC UNITS, ALL UPON RECOMMENDATION OF THE PROVOST OR PROVOST FOR MEDICAL AFFAIRS, AS APPROPRIATE, AND WITH THE CONCURRENCE OF THE PRESIDENT; (VI) PRESCRIBE THE DUTIES OF SUCH OFFICERS AND ADJUST THEIR COMPENSATION, EXCEPT FOR WEILL MEDICAL COLLEGE; AND (VII) EXERCISE THE POWERS OF THE BOARD IN ALL MATTERS, EXCEPT THOSE WHICH REQUIRE ACTION BY THE FULL BOARD, BETWEEN MEETINGS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, LINE 4 SIGNIFICANT CHANGES TO GOVERNING DOCUMENTS CHANGES MADE TO THE UNIVERSITY BY-LAWS WERE APPROVED BY THE BOARD ON THE FOLLOWING DATES: JANUARY 26, 2018 - UNIVERSITY BYLAWS ARTICLE XVII, SECTION 1. THESE AMENDMENTS INCLUDE THE ADDITION OF "EMERITUS/A" TO THE LIST OF AVAILABLE ACADEMIC TITLE MODIFIERS AND THAT "EMERITUS/A" ONLY BE USED TO MODIFY THE TITLES OF UNIVERSITY PROFESSOR, PROFESSOR, AND ASSOCIATE PROFESSOR. FURTHER, ADDITIONAL CHANGES ARE PROPOSED TO AVOID MISINTERPRETATION OF LANGUAGE AND FOR CONSISTENCY WITHIN THE BYLAWS AND THE FACULTY HANDBOOK. MARCH 23, 2018 UNIVERSITY BYLAWS ARTICLE III, SECTION 1 TO ADD A NEW STANDING COMMITTEE ON THE COMMITTEE ON RESEARCH AND INNOVATION AND TO CHANGE THE NAME OF THE AUDIT COMMITTEE TO THE AUDIT, RISK AND COMPLIANCE COMMITTEE; ARTICLE III, SECTION 4 TO ADD THE CHARGE OF THE COMMITTEE ON RESEARCH AND INNOVATION; ARTICLE III, SECTION 6A. TO CHANGE THE NAME OF THE AUDIT COMMITTEE AND TO SECTION 6B. ADDING RESPONSIBILITY TO THE OVERSIGHT OF THE COMMITTEE; AND TO ARTICLE XI, SECTION 4 TO UPDATE THE REPORTING RELATIONSHIP OF THE UNIVERSITY AUDITOR.
FORM 990, PART VI, LINE 7A	POWER TO ELECT OR APPOINT MEMBERS PURSUANT TO THE UNIVERSITYS CHARTER, THE BOARD OF TRUSTEES CONSISTS OF 63 MEMBERS. OF THIS NUMBER, THE GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE, THE SPEAKER OF THE ASSEMBLY, AND THE PRESIDENT OF THE UNIVERSITY ARE EX OFFICIO TRUSTEES DURING THEIR TERMS OF OFFICE. FURTHER, THE ELDEST LINEAL DESCENDANT OF EZRA CORNELL IS APPOINTED AS A TRUSTEE FOR HIS OR HER LIFE. THE GOVERNOR ALSO APPOINTS THREE TRUSTEES. ADDITIONALLY, ACADEMIC FACULTY APPOINT TWO MEMBERS, THE STUDENT BODY APPOINTS TWO MEMBERS, AND THE NON-ACADEMIC STAFF APPOINT ONE MEMBER AND THE ALUMNI ELECT EIGHT MEMBERS. ALL REMAINING TRUSTEES ARE ELECTED BY THE BOARD OF TRUSTEES.
FORM 990, PART VI, LINE 11B	PROCESS USED TO REVIEW THE FORM 990 IN ADVANCE OF FILING, THE UNIVERSITY PRESENTS A DRAFT OF FORM 990 TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AT THEIR SPRING MEETING WHICH GENERALLY OCCURS IN MARCH OF EACH YEAR. FURTHER, PRIOR TO THE SPRING AUDIT COMMITTEE MEETING, ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES ARE NOTIFIED OF MATERIALS BEING REVIEWED BY THE COMMITTEE AND A DRAFT FROM 990 IS INCLUDED IN THIS NOTIFICATION. IF ANY CHANGES ARE MADE, PRIOR TO FILING, THE FINAL 990 IS POSTED TO THE BOARD OF TRUSTEES PASSWORD-PROTECTED WEBSITE. AN EMAIL NOTIFICATION IS SENT TO ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES INFORMING THEM THAT CHANGES HAVE BEEN MADE WITH A LINK TO THE SECURE WEBSITE.
FORM 990, PART VI, LINE 12C	MONITORING AND ENFORCEMENT OF COMPLIANCE WITH CONFLICT OF INTEREST POLICY INFORMATION ON MONITORING CONFLICT OF INTEREST: UNDER THE UNIVERSITYS CONFLICT OF INTEREST POLICY, OFFICERS, DIRECTORS, AND OTHER KEY EMPLOYEES AND FACULTY MEMBERS MUST FILE AN ANNUAL CONFLICT OF INTEREST STATEMENT. ANY CONFLICT IDENTIFIED IS REPORTED TO THE APPROPRIATE OFFICE RESPONSIBLE FOR MANAGING THE CONFLICT, SUCH AS THE REAL ESTATE OFFICE FOR REAL ESTATE MATTERS. THIS PROCEDURE IS DESIGNED TO HELP ENSURE THAT SUCH TRANSACTIONS ARE SUBJECT TO ADDITIONAL REVIEW AND AUTHORIZATION. ANY MEMBER OF THE BOARD OF TRUSTEES, BOARD OF OVERSEERS, AN OFFICER OF THE CORPORATION, OR OTHER SENIOR ADMINISTRATOR MUST REPORT ANNUALLY, IN WRITING, ANY EXTERNAL INTERESTS, OR THOSE OF A FAMILY MEMBER OR ASSOCIATE, TO THE UNIVERSITY COUNSEL AND SECRETARY OF THE CORPORATION. THE UNIVERSITY COUNSEL AND SECRETARY OF THE CORPORATION WILL ADVISE THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES REGARDING SUCH MATTERS AS NECESSARY INCLUDING DETERMINING WHETHER A CONFLICT OF INTEREST EXISTS AND HOW CORNELL UNIVERSITY SHOULD BEST MANAGE A CONFLICT OF INTEREST. AN INDIVIDUAL IS CONSIDERED TO HAVE A CONFLICT OF INTEREST WHEN HE OR SHE, A MEMBER OF HIS OR HER FAMILY, OR AN ASSOCIATE (TO HIS OR HER PRESENT KNOWLEDGE) EITHER: (1) HAS AN EXISTING OR POTENTIAL SIGNIFICANT FINANCIAL INTEREST OR OTHER MATERIAL INTEREST OR RELATIONSHIP THAT IMPAIRS OR MIGHT APPEAR TO IMPAIR THE INDIVIDUALS INDEPENDENCE AND OBJECTIVITY IN THE DISCHARGE OF HIS OR HER RESPONSIBILITIES TO THE UNIVERSITY; OR (2) MAY RECEIVE A FINANCIAL OR OTHER MATERIAL BENEFIT FROM INFORMATION CONFIDENTIAL TO THE UNIVERSITY. TYPICALLY, A CONFLICT OF INTEREST MAY ARISE WHEN AN INDIVIDUAL HAS THE OPPORTUNITY TO INFLUENCE THE UNIVERSITYS BUSINESS, ADMINISTRATIVE, ACADEMIC, OR OTHER DECISIONS IN WAYS THAT COULD LEAD TO PERSONAL GAIN OR ADVANTAGE OF ANY KIND. UPON FULL REPORTING, THE UNIVERSITY MAY APPROVE A TRANSACTION OR AFFILIATION, PROVIDED THAT THE CONFLICT CAN BE MANAGED. IN MANY CASES, THE CONFLICT CAN BE MANAGED THROUGH DISCLOSURE. IN SOME CASES, THE INDIVIDUAL MAY BE REQUIRED TO REPORT ON THE CONFLICT ANNUALLY. THE UNIVERSITY WILL DISAPPROVE THE TRANSACTION OR AFFILIATION IF A CONFLICT OF INTEREST IS INVOLVED THAT CANNOT BE MANAGED.
FORM 990, PART VI, LINES 12-14	CORNELL UNIVERSITY HAS ADOPTED POLICIES COVERING THE SUBJECTS OF CONFLICTS OF INTEREST, WHISTLEBLOWERS, AND DOCUMENT RETENTION AND DESTRUCTION, AS WELL AS OTHER SIGNIFICANT POLICIES, EACH OF WHICH IS POSTED ON ITS WEBSITE AT POLICY.CORNELL.EDU. THE CORNELL UNIVERSITY POLICY PROMULGATION PROCESS WAS ESTABLISHED IN 1991. THE CURRENT POLICY PROMULGATION PROCESS DOES NOT REQUIRE THAT EACH SPECIFIC POLICY BE APPROVED BY THE BOARD OF TRUSTEES OR THAT THE LITERAL AUTHORITY TO PROMULGATE POLICY WAS DELEGATED; HOWEVER, CORNELL TAKES A SUBSTANTIATED POSITION THAT THE AUTHORITY TO PROMULGATE POLICIES WAS DELEGATED TO EACH EXECUTIVE BY THE AUDIT COMMITTEE IN 1991.
FORM 990, PART VI, LINE 15	PROCESS FOR DETERMINING COMPENSATION: THE UNIVERSITY HAS FORMAL PROCEDURE TO AUTHORIZE AND MANAGE COMPENSATION ISSUES. THE PROCEDURES IDENTIFIED BELOW APPLY TO ALL OFFICERS; ALL FORMER OFFICERS WHO CONTINUE TO PROVIDE SERVICES TO THE INSTITUTION AS A WHOLE; AND ALL EMPLOYEES WHOSE COMPENSATION EXCEEDS A PRE-ESTABLISHED THRESHOLD. THE VICE PRESIDENT AND CHIEF HUMAN RESOURCES OFFICER (VP) DEVELOPS THE LIST OF INDIVIDUALS SUBJECT TO REVIEW AND OBTAINS COMPARATIVE DATA FROM EXTERNAL, INDEPENDENT CONSULTING FIRMS. THE VP AND HER INTERNAL STAFF DEVELOP FORMAL PRESENTATIONS FOR THE COMPENSATION COMMITTEE AND THE EXECUTIVE COMMITTEE OF THE BOARD. THE COMPENSATION COMMITTEE REVIEWS THE INFORMATION, MODIFIES IT IF DEEMED APPROPRIATE, APPROVES CASES PER ITS DELEGATED AUTHORITY, AND INFORMS THE EXECUTIVE COMMITTEE OF THOSE APPROVALS. THE COMPENSATION COMMITTEE RECOMMENDS COMPENSATION FOR CASES EXCEEDING ITS AUTHORITY FOR FINAL REVIEW AND APPROVAL TO THE EXECUTIVE COMMITTEE OF THE BOARD. IN ADDITION, THE UNIVERSITY MAINTAINS CONTEMPORANEOUS WRITTEN RECORDS OF THE PROCEDURES THAT, TOGETHER WITH THE FOREGOING, GIVE RISE TO A REBUTTABLE PRESUMPTION OF REASONABLENESS. NOTE: COMPENSATION PROPOSALS WHICH OCCUR OUTSIDE THE SPRING TIMELINE AND REQUIRE COMPENSATION COMMITTEE AND/OR EXECUTIVE COMMITTEE APPROVAL ARE PRESENTED FOR REVIEW AND APPROVAL IN PRIVATE SESSION OF THE APPROPRIATE COMMITTEE. IF THERE IS DISCRETIONARY COMPONENT OF COMPENSATION, IT IS LIMITED BY AMOUNT, PERCENTAGE, OR OTHER CLEARLY SPECIFIED CRITERIA.
FORM 990, PART VI, LINE 16A	PROCEDURES FOR PARTICIPATION IN JOINT VENTURES THE UNIVERSITY HAS NUMEROUS CONTROLS IN PLACE TO ENSURE THAT ANY INVESTMENT IN, CONTRIBUTION OF ASSETS TO, OR PARTICIPATION IN A JOINT VENTURE OR SIMILAR ARRANGEMENT WITH A TAXABLE OR NON-TAXABLE ENTITY ARE IN FULL COMPLIANCE WITH UNIVERSITY POLICIES, INCLUDING, BUT NOT LIMITED TO, THE POLICY ON TRANSACTION AUTHORITY AND UNRELATED BUSINESS INCOME. COMPLIANCE WITH THE UNIVERSITYS POLICIES SERVES TO PROTECT THE ORGANIZATIONS EXEMPT STATUS.
FORM 990, PART VI, LINE 19	PROCESS FOR MAKING DOCUMENTS AVAILABLE TO THE PUBLIC THE UNIVERSITYS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC VIA THE UNIVERSITYS WEBSITE.
FORM 990, PART VIII, PART IX AND PART X	CURRENT YEAR REVENUE AND EXPENSE PRESENTS DATA OF CORNELL UNIVERSITY DECONSOLIDATED ON EACH LINE FROM ITS RELATED ORGANIZATIONS THAT ARE INCLUDED IN CORNELLS CONSOLIDATED FINANCIAL STATEMENTS. BOTH THE BEGINNING OF YEAR AND END OF YEAR BALANCE SHEETS FOR CORNELL UNIVERSITY HAVE BEEN PRESENTED DECONSOLIDATED FROM THE RELATED ORGANIZATIONS INCLUDED IN CORNELLS CONSOLIDATED FINANCIAL STATEMENTS.
FORM 990, PART VIII, LINE 1H	THE CORNELL UNIVERSITY FOUNDATION IS A DONOR ADVISED FUND PROVIDING A SERVICE FOR CORNELL ALUMNI AND FRIENDS WHO WISH TO MAKE CHARITABLE GIFTS THROUGH THE STRUCTURE OF A DONOR-ADVISED FUND. AMOUNTS GRANTED FROM THIS FOUNDATION TO CORNELL UNIVERSITY HAVE BEEN INCLUDED IN THE CONTRIBUTION TOTAL FOR CORNELL UNIVERSITY BEGINNING WITH THE 2014 FORM 990.
FORM 990, PART XI, LINE 9	OTHER CHANGES TO NET ASSETS: Pension and post retirement changes 45,578,685 Loss on swap termination 44,839,618 Changes in FMV of split interest 558,692 Rounding 1 ----------- TOTAL 90,976,996

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBullet

Attach to Form 990.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

Cornell University

Employer identification number

15-0532082

Part I

Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity
(1) CORNELL UNIVERSITY FOUNDATION UK LTD 19 NORCOTT ROAD LONDON N16 78J UK	UK DONATIONS	UK	388,530	1,611	CORNELL UNIV
(2) LENROC GLOBAL LLC 300 CCC BLDG235 GARDEN AV ITHACA,NY14853 47-5629659	SUPPORTING	NY	75,121	32,147	CORNELL UNIV

Part II

Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1)CORNELL CENTER OF NEW YORK 6 EAST 44TH ST NEW YORK,NY10017 16-1301416	SOCIAL CLUB	NY	501(c)(7)	9	CORNELL UNIV	Yes
(2)MRSI MANAGEMENT INC 575 LEXINGTON AVE NEW YORK,NY10022 13-3366821	MEDICAL SERV	NY	501(c)(3)	12d TYPEIII	CORNELL UNIV	Yes
(3)CORNELL REAL PROPERTY SERVICES INC 15 THORNWOOD DR ITHACA,NY14850 16-1450535	PROPERTY SERV	NY	501(c)(3)	12d TYPEIII	CORNELL UNIV	Yes
(4)CORNELL RESEARCH FOUNDATION INC CORNELL UNIV DAY HALL ITHACA,NY14850 16-6050703	HOLDS IP PROP	NY	501(c)(2)	9	CORNELL UNIV	Yes
(5)SAMUEL CURTIS JOHNSON FOUNDATION 130 SENECA PLACE ITHACA,NY14850 22-2572815	SUPPORT ORG	NY	501(c)(3)	12c TYPEIII	CORNELL UNIV	Yes
(6)CORNELL UNIVERSITY FOUNDATION 130 SENECA PLACE ITHACA,NY14850 22-2848738	SUPPORT ORG	NY	501(c)(3)	12a TYPE I	CORNELL UNIV	Yes
(7)ROBERT J MIN MD PC 575 LEXINGTON AVE NEW YORK,NY10022 13-3366820	MEDICAL SERV	NY	501(c)(3)	9	CORNELL UNIV	Yes
(8)THE FRNDS OF THE CORNELL LAB OF ORN INC 1209 ORANGE ST WILMINGTON,DE19801 46-1979945	SUPPORT ORG	DE	501(c)(3)	12a TYPE I	NA		No
(9)NY WEILL CORNELL MEDICAL CTR FUND INC 575 LEXINGTON AVENUE SUITE 9TH FL NEW YORK,NY10022 13-6094042	SUPPORT ORG	NY	501(C)(3)	12A TYPE I	CORNELL UNIV	Yes
(10)CORNELL MEDICAL BENEFITS TRUST 10 S DEARBORN IL1-0117 CHICAGO,IL60603 16-1457001	SUPPORT ORG	IL	501(C)(3)	12A TYPE I	CORNELL UNIV	Yes

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2019

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Predominant income(related, unrelated, excluded from tax under sections 512-514)	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity		(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No
(1) ITHACA LP 35 THORNWOOD ITHACA,NY14850	INVESTMENTS	JE	CORNELL UNIV	RELATED	-256,013	3,425,329		No	0		No	99.690 %
(2) Hudson Cornell Residential JV 826 Broadway NY,NY10003	Real Estate	NY	Cornell Univ	Related	-2,844,360	32,890,190		No	0		No	86.590 %
(3) Cayuga 1993 LP 555 Main St Racine,WI53403	Investments	WI	Cornell Univ	Related	1,069,776	13,137,881		No	0		No	62.970 %

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets		Yes	No
(1) TOWER INNOVATIVE LEARNING SOLUTIONS INC 950 DANBY ROAD ITHACA,NY14850 16-1593492	DIST LEARNING	NY	CORNELL UNIV	C Corp	24,292,889	19,436,919	100.000 %	Yes
(2) LENROC CORPORATION 15 THORNWOOD DR ITHACA,NY14850 16-1450466	REAL ESTATE	NY	CORNELL UNIV	C Corp	4,672	12,447	100.000 %	Yes
(3) UNIVERSITY VETERINARY SPECIALISTS INC 800 CANAL ST STAMFORD,CT06902 27-2461725	VET SERVICES	CT	CORNELL UNIV	C Corp	13,275,429	10,565,106	100.000 %	Yes
(4) CHARITABLE REMAINDER TRUSTS (46)	INVESTMENT	NY	CORNELL UNIV		0	0		Yes
(5) CHARITABLE LEAD TRUST (6)	INVESTMENT	NY	CORNELL UNIV		0	0		Yes

Schedule R (Form 990) 2019

Page 3

Part V

Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................

Yes

b Gift, grant, or capital contribution to related organization(s) ............................

c Gift, grant, or capital contribution from related organization(s) ............................

Yes

d Loans or loan guarantees to or for related organization(s) ............................

e Loans or loan guarantees by related organization(s) ............................

f Dividends from related organization(s) ............................

Yes

g Sale of assets to related organization(s) ............................

h Purchase of assets from related organization(s) ............................

i Exchange of assets with related organization(s) ............................

j Lease of facilities, equipment, or other assets to related organization(s) .......................

k Lease of facilities, equipment, or other assets from related organization(s) ......................

l Performance of services or membership or fundraising solicitations for related organization(s) .....................

Yes

m Performance of services or membership or fundraising solicitations by related organization(s) .................

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................

o Sharing of paid employees with related organization(s) ............................

p Reimbursement paid to related organization(s) for expenses ............................

q Reimbursement paid by related organization(s) for expenses ............................

r Other transfer of cash or property to related organization(s) ............................

Yes

s Other transfer of cash or property from related organization(s) ............................

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) Cornell University Foundation	c	7,763,141	FMV
(2) Hudson Cornell Residential JV LLC	r	6,972,000	FMV
(3) Ecornell (Towers Innovation Learning Sol)	a	5,091,261	FMV
(4) Samuel Curtis Johnson Foundation	c	2,840,828	FMV
(5) Hudson Cornell Residential JV LLC	r	1,639,000	FMV
(6) University Veterinary Specialists Inc	f	1,320,000	FMV
(7) Friends of the Lab of Ornithology	c	1,200,000	FMV
(8) Hudson Cornell Residential JV LLC	r	465,000	FMV
(9) Cornell University Foundation UK LTD	c	382,273	FMV
(10) Hudson Cornell Residential JV LLC	r	92,856	FMV
(11) Cornell Real Property Services Inc	l	50,000	FMV

Schedule R (Form 990) 2019

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Schedule R (Form 990) 2019

Page 5

Part VII

Supplemental Information

Provide additional information for responses to questions on Schedule R. (see instructions).

Return Reference	Explanation

Schedule R (Form 990) 2019

Additional Data

Software ID:
Software Version:

1	Briefly describe the organization’s mission or most significant activities: EDUCATION, RESEARCH, MEDICAL SERVICES AND OTHER PUBLIC SERVICES.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	63
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	57
5	Total number of individuals employed in calendar year 2019 (Part V, line 2a) ......	5	40,721
6	Total number of volunteers (estimate if necessary) .............	6	6,422
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	-15,637,805
b	Net unrelated business taxable income from Form 990-T, line 39 .........	7b	-28,694,424

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	605,956,875	437,550,675
9	Program service revenue (Part VIII, line 2g) .........	3,665,712,968	4,058,543,514
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	404,029,746	491,364,083
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	24,657,030	35,804,765
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)	4,700,356,619	5,023,263,037
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	472,496,764	657,795,951
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	2,611,727,439	2,706,348,949
16a	Professional fundraising fees (Part IX, column (A), line 11e) .....	324,987	1,021,960
b	Total fundraising expenses (Part IX, column (D), line 25) 58,752,446
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	1,273,700,375	1,239,566,860
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	4,358,249,565	4,604,733,720
19	Revenue less expenses. Subtract line 18 from line 12.......	342,107,054	418,529,317
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	12,816,316,557	13,318,967,667
21	Total liabilities (Part X, line 26).............	3,056,827,482	3,023,346,994
22	Net assets or fund balances. Subtract line 21 from line 20.....	9,759,489,075	10,295,620,673

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ 1,425,614,000 including grants of $ 421,269,666 ) (Revenue $ 1,107,688,424 )
	CORNELL UNIVERSITY IS RENOWNED FOR ITS ACADEMIC RIGOR, INTELLECTUAL VIBRANCY, ENTREPRENEURIAL CHARACTER, AND THE DIVERSITY AND QUALITY OF ITS CURRICULA AND AREAS OF MULTIDISCIPLINARY RESEARCH AND STUDY. THE UNIVERSITYS UNDERGRADUATE, GRADUATE, PROFESSIONAL, POST-DOCTORAL, AND CONTINUING EDUCATION PROGRAMS HAVE A GLOBAL REPUTATION FOR EXCELLENCE AND INNOVATION. CORNELLS MAIN CAMPUS IS IN ITHACA, NEW YORK, WITH THE CAMPUSES OF WEILL CORNELL MEDICAL COLLEGE CONTINUE ON SCHEDULE O

4b	(Code: ) (Expenses $ 1,363,249,000 including grants of $ 0 ) (Revenue $ 1,103,335,347 )
	MEDICAL SERVICES, INCLUDING THE TRAINING AND EDUCATION OF PHYSICIANS, IS A PRIMARY COMPONENT OF THE UNIVERSITY'S MISSION. CORNELL IS COMMITTED TO EXCELLENCE IN PATIENT CARE, SCIENTIFIC DISCOVERY, AND THE EDUCATION OF FUTURE PHYSICIANS IN NEW YORK CITY AND AROUND THE WORLD. THE DOCTORS AND SCIENTISTS OF WEILL CORNELL MEDICINE -FACULTY FROM WEILL CORNELL MEDICAL COLLEGE, WEILL CORNELL GRADUATE SCHOOL OF MEDICAL SCIENCES, AND THE WEILL CORNELL PHYSICIAN ORGANIZATION- PROVIDE CLINICAL CARE AND RESEARCH THAT CONNECT PATIENTS TO THE LATEST TREATMENT INNOVATIONS AND PREVENTION STRATEGIES.

4c	(Code: ) (Expenses $ 655,068,128 including grants of $ 236,526,285 ) (Revenue $ 662,509,202 )
	CORNELL HAS A LONG TRADITION OF COMBINING SCHOLARLY WORK AND LEADERSHIP IN RESEARCH -BOTH BASIC AND APPLIED- WITH PUBLIC SERVICE AND ENGAGEMENT IN NEW YORK STATE AND AROUND THE WORLD. REVENUES FROM SPONSORED AWARDS INCLUDE $495,472,451 MILLION IN DIRECT SUPPORT AND $159,595,677 MILLION IN INDIRECT COST RECOVERY. REVENUES ALSO INCLUDE GRANT AND CONTRACT REVENUE TO SUPPORT PUBLIC OUTREACH AND INSTRUCTION, THE SINGLE LARGEST PORTION IS RELATED TO RESEARCH.

4d	Other program services (Describe in Schedule O.)
	(Expenses $ 829,360,788 including grants of $ 0 ) (Revenue $ 1,185,010,541 )
4e	Total program service expenses4,273,291,916

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)...........	40,714,749	0	1,274,522

1a	Federated campaigns..		1a
b	Membership dues..		1b	918,931
c	Fundraising events..		1c	2,896,145
d	Related organizations		1d	27,816,359
e	Government grants (contributions)		1e	33,930,155

f	All other contributions, gifts, grants, and similar amounts not included above		1f	371,989,085

g	Noncash contributions included in lines 1a - 1f:$		1g	82,960,573

h Total. Add lines 1a-1f.......		437,550,675

		Business Code
2a	EDUCATION: TUITION	900099	1,107,688,424	1,107,688,424
b	GRANTS & CONTRACTS FOR RESEARCH	900099	662,509,202	662,509,202
c	MEDICAL SERVICES	900099	1,103,335,347	1,103,335,347
d	LAND GRANT MISSION GOVT APPROP.	900099	150,631,937	150,631,937
e	AUXILIARY ENTERPRISES - ROOM & BOARD	900099	167,390,434			167,390,434
f	All other program service revenue.		866,988,170	771,693,634	8,255,807	87,038,729
g	Total. Add lines 2a–2f .....		4,058,543,514

3 Investment income (including dividends, interest, and othersimilar amounts) ......			67,936,985		-44,000,750	111,937,735
4 Income from investment of tax-exempt bond proceeds			0
5 Royalties...........			26,625,285			26,625,285
		(ii) Personal	(i) Real
6a	Gross rents		4,546,414	6a
b	Less: rental expenses		3,229,544	6b
c	Rental income or (loss)	0	1,316,870	6c
d	Net rental income or (loss).......			1,316,870		118,517	1,198,353
		(ii) Other	(i) Securities
7a	Gross amount from sales of assets other than inventory	2,724,889	10,842,078,000	7a
b	Less: cost or other basis and sales expenses	3,421,791	10,417,954,000	7b
c	Gain or (loss)	-696,902	424,124,000	7c
d	Net gain or (loss).........			423,427,098		19,167,019	404,260,079
8a	Gross income from fundraising events (not including $ 2,896,145of contributions reported on line 1c). See Part IV, line 18 ....
			8a	316,148
b	Less: direct expenses ...		8b	1,902,391
c	Net income or (loss) from fundraising events..			-1,586,243			-1,586,243
9a	Gross income from gaming activities. See Part IV, line 19 ...
			9a	0
b	Less: direct expenses ...		9b	0
c	Net income or (loss) from gaming activities..			0
10a	Gross sales of inventory, less returns and allowances ..
			10a	25,770,729
b	Less: cost of goods sold ..		10b	16,321,876
c	Net income or (loss) from sales of inventory..			9,448,853		821,602	8,627,251
Business Code			Miscellaneous Revenue
11a
b
c
d	All other revenue ....
e	Total. Add lines 11a–11d ......			0
12	Total revenue. See instructions.....			5,023,263,037	3,795,858,544	-15,637,805	805,491,623

1	Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....	68,832,896	68,832,896
2	Grants and other assistance to domestic individuals. See Part IV, line 22 ...........	421,269,666	421,269,666
3	Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............	167,693,389	167,693,389
4	Benefits paid to or for members .......	0
5	Compensation of current officers, directors, trustees, and key employees ...........	12,450,021	8,943,841	3,257,180	249,000
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........	5,109,406	5,109,406
7	Other salaries and wages........	2,105,880,205	2,025,200,086	51,181,474	29,498,645
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	74,914,279	72,044,176	1,820,722	1,049,381
9	Other employee benefits .......	466,601,620	440,555,964	16,690,078	9,355,578
10	Payroll taxes ...........	41,393,418	39,807,561	1,006,029	579,828
11	Fees for services (non-employees):
a	Management ......	0
b	Legal .........	11,440,654		11,440,135	519
c	Accounting ...........	1,219,465		1,219,465
d	Lobbying ...........	640,374		640,374
e	Professional fundraising services. See Part IV, line 17	1,021,960			1,021,960
f	Investment management fees ......	41,853,659		41,853,659
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)	264,964,138	252,133,088	10,567,563	2,263,487
12	Advertising and promotion ....	0
13	Office expenses .......	54,074,454	43,238,367	5,755,445	5,080,642
14	Information technology ......	43,546,103	39,191,493	4,354,610
15	Royalties ..	6,478,529		6,478,529
16	Occupancy ...........	115,517,755	110,323,612	2,563,877	2,630,266
17	Travel ............	45,545,906	42,630,765	773,629	2,141,512
18	Payments of travel or entertainment expenses for any federal, state, or local public officials .	0
19	Conferences, conventions, and meetings ....	27,067,711	20,127,420	2,236,380	4,703,911
20	Interest ...........	67,936,985		67,850,963	86,022
21	Payments to affiliates .......	0
22	Depreciation, depletion, and amortization ..	299,680,208	269,712,187	29,968,021
23	Insurance ...	46,708,376	42,037,538	4,670,838
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	MAINTENANCE	19,441,924	14,397,386	5,028,401	16,137
b	MEDICAL SUPPLIES	90,737,377	90,737,377
c	LAB & COMPUTER SUPLIES	48,511,458	45,894,644	2,616,814
d	STUDENT AND CAMPUS SERVICES	54,201,784	53,411,054	715,172	75,558
e	All other expenses
25	Total functional expenses. Add lines 1 through 24e	4,604,733,720	4,273,291,916	272,689,358	58,752,446
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

1	Cash–non-interest-bearing ........			81,843,418	1	84,579,169
2	Savings and temporary cash investments .........			69,963,275	2	118,904,810
3	Pledges and grants receivable, net ......			896,517,109	3	819,608,639
4	Accounts receivable, net .............			393,414,369	4	446,218,744
5	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
				0	5	0
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
				0	6	0
7	Notes and loans receivable, net ...........			79,211,206	7	73,771,691
8	Inventories for sale or use ............			15,038,738	8	10,656,411
9	Prepaid expenses and deferred charges ......			68,322,776	9	74,414,409
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	7,765,595,145
b	Less: accumulated depreciation	10b	3,605,355,836	4,116,738,244	10c	4,160,239,309
11	Investments—publicly traded securities .			1,468,118,614	11	909,169,170
12	Investments—other securities. See Part IV, line 11 .....			5,470,299,401	12	6,461,676,123
13	Investments—program-related. See Part IV, line 11 ..			0	13	0
14	Intangible assets ...............			0	14	0
15	Other assets. See Part IV, line 11 ...........			156,849,407	15	159,729,192
16	Total assets. Add lines 1 through 15 (must equal line 33)...			12,816,316,557	16	13,318,967,667

17	Accounts payable and accrued expenses .....	627,358,536	17	587,635,572
18	Grants payable ...	50,678,651	18	46,047,688
19	Deferred revenue .........	182,869,347	19	195,989,056
20	Tax-exempt bond liabilities .........	1,116,225,000	20	1,085,000,000
21	Escrow or custodial account liability. Complete Part IV of Schedule D	0	21	0
22	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
		0	22	0
23	Secured mortgages and notes payable to unrelated third parties ..	87,473,400	23	87,188,514
24	Unsecured notes and loans payable to unrelated third parties ..	0	24	0
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D	992,222,548	25	1,021,486,164
26	Total liabilities. Add lines 17 through 25..	3,056,827,482	26	3,023,346,994

	Organizations that follow FASB ASC 958, check here and complete lines 27, 28, 32, and 33.
27	Net assets without donor restrictions ..........		27
28	Net assets with donor restrictions ...........		28
	Organizations that do not follow FASB ASC 958, check here and complete lines 29 through 33.
29	Capital stock or trust principal, or current funds .....		29
30	Paid-in or capital surplus, or land, building or equipment fund ...		30
31	Retained earnings, endowment, accumulated income, or other funds		31
32	Total net assets or fund balances ...........	9,759,489,075	32	10,295,620,673
33	Total liabilities and net assets/fund balances ........	12,816,316,557	33	13,318,967,667

1	Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
2	Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
3	Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
4	Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .	Yes	No
5	Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
6	Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No