Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 01-01-2018 , and ending 12-31-2018
Name of foundation
WILLIAM F GAUSS AND LYNN D GAUSS FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 609
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA152309738
A Employer identification number

25-6784891
B Telephone number (see instructions)

(216) 257-6118
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,870,884J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 116,581 116,581  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 317,530
b Gross sales price for all assets on line 6a 1,949,099
7 Capital gain net income (from Part IV, line 2)... 317,530
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 5,790 43  
12 Total. Add lines 1 through 11........ 439,901 434,154  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 67,963 49,791   18,172
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 13,616 2,892   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 4,038 4,038    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 85,617 56,721 0 18,172
25 Contributions, gifts, grants paid....... 235,337 235,337
26 Total expenses and disbursements. Add lines 24 and 25 320,954 56,721 0 253,509
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 118,947
b Net investment income (if negative, enter -0-) 377,433
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 164,097 121,680 121,680
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 3,292,509    
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 763,291 Click to see attachment4,217,018 4,749,204
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,219,897 4,338,698 4,870,884
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 4,219,897 4,338,698
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)..... 4,219,897 4,338,698
31 Total liabilities and net assets/fund balances (see instructions). 4,219,897 4,338,698
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
4,219,897
2
Enter amount from Part I, line 27a .....................
2
118,947
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
4,338,844
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
146
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
4,338,698
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 14. GREAT PLAINS ENERGY INC MERGED 06/05/18   2009-02-18 2018-01-02
b 9. SNYDERS LANCE INC   2017-04-19 2018-01-02
c 9. VIRTUSA CORP   2016-08-25 2018-01-02
d 3. BUFFALO WILD WINGS INC MERGED 02/05/18 @ $157.00 P/S   2016-04-05 2018-01-03
e 19. DARLING INGREDIENTS INC   2017-08-11 2018-01-03
8. HANCOCK WHITNEY CORP   2010-06-25 2018-01-03
10. HORACE MANN EDUCATORS CORP NEW   2006-04-26 2018-01-03
4. INFINITY PROPERTY & CASUALTY   2007-08-09 2018-01-03
30. SLM CORP   2016-04-01 2018-01-03
39. AGILENT TECHNOLOGIES (IPO)   2017-04-24 2018-01-04
120. AGILENT TECHNOLOGIES (IPO)   2017-08-18 2018-01-04
41. AGILENT TECHNOLOGIES (IPO)   2017-04-24 2018-01-04
37. SLM CORP   2016-01-25 2018-01-04
50. THERMO ELECTRON CORP COM   2015-08-20 2018-01-04
121. WYNDHAM WORLDWIDE CORP   2013-03-18 2018-01-04
17. RWE AG SPONSORED ADR REPSTG ORD PAR   2015-02-13 2018-01-05
6. UNITED OVERSEAS BK LTD SPONSORED ADR   2015-05-05 2018-01-05
259. WYNDHAM WORLDWIDE CORP   2013-03-18 2018-01-05
4. CHIPMOS TECHNOLOGIES INC-ADR SEDOL BD8BXG2   2016-04-22 2018-01-08
5. ENERSYS   2016-10-28 2018-01-08
13. GREAT PLAINS ENERGY INC MERGED 06/05/18   2009-02-25 2018-01-08
7. HANCOCK WHITNEY CORP   2010-06-25 2018-01-08
3. MULTI-COLOR CORP   2015-09-08 2018-01-08
.333 NEOGEN CORP   2017-11-08 2018-01-08
12. NOVANTA INC SEDOL BD8S5H8   2017-04-27 2018-01-08
7. PENUMBRA INC   2016-10-20 2018-01-08
14. UNITIL CORPORATION   2016-11-22 2018-01-08
10. VIRTUSA CORP   2016-10-21 2018-01-08
4. CHIPMOS TECHNOLOGIES INC-ADR SEDOL BD8BXG2   2016-04-22 2018-01-09
5. ENERSYS   2016-10-28 2018-01-09
8. HORACE MANN EDUCATORS CORP NEW   2011-03-11 2018-01-09
1. INFINITY PROPERTY & CASUALTY   2008-02-12 2018-01-09
7. MULTI-COLOR CORP   2015-09-04 2018-01-09
9. CHIPMOS TECHNOLOGIES INC-ADR SEDOL BD8BXG2   2016-04-22 2018-01-10
133. MITSUBISHI ESTATE UNSPON ADR   2013-09-30 2018-01-10
5. CHIPMOS TECHNOLOGIES INC-ADR SEDOL BD8BXG2   2016-04-21 2018-01-11
.55 NATIONAL GRID GROUP PLC SEDOL BZ8FYV0   2006-03-24 2018-01-11
13. CHIPMOS TECHNOLOGIES INC-ADR SEDOL BD8BXG2   2016-04-21 2018-01-12
9. AT HOME GROUP INC   2017-08-09 2018-01-16
3. BOINGO WIRELESS INC   2017-06-28 2018-01-16
18. BOINGO WIRELESS INC   2016-10-19 2018-01-16
10. BRINKS CO   2017-04-26 2018-01-16
14. COMMUNITY HEALTHCARE TRUST I   2017-05-12 2018-01-16
11. DORMAN PRODUCTS INC   2017-04-26 2018-01-16
1. GLADSTONE COML CORP   2017-06-28 2018-01-16
10. GLADSTONE COML CORP   2016-10-20 2018-01-16
11. NOVANTA INC SEDOL BD8S5H8   2017-04-27 2018-01-16
8. SAREPTA THERAPEUTICS INC   2017-07-20 2018-01-16
42. NOMAD FOODS LTD-WHEN ISSUED SEDOL BQFJGK5   2017-09-06 2018-01-16
108. SYNERON MEDICAL LTD SEDOL B01YX45   2017-03-28 2018-01-16
8. SODASTREAM INTERNATIONAL LTD ISIN IL0011213001 SEDOL B5N90N1   2017-07-19 2018-01-16
17. COMMUNITY HEALTHCARE TRUST I   2017-05-12 2018-01-17
16. GLADSTONE COML CORP   2016-10-19 2018-01-17
4. COMMUNITY HEALTHCARE TRUST I   2017-05-12 2018-01-18
12. GLADSTONE COML CORP   2016-10-19 2018-01-18
5. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019   2017-06-06 2018-01-19
91. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019   2017-06-06 2018-01-19
120. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019   2017-06-05 2018-01-19
61. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019   2017-06-05 2018-01-22
313. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019   2017-06-02 2018-01-22
1. INFINITY PROPERTY & CASUALTY   2008-02-12 2018-01-25
21. ROYAL DUTCH SHELL PLC ADR B   2016-02-16 2018-01-25
1. VIRTUSA CORP   2016-11-07 2018-01-25
10. HANCOCK WHITNEY CORP   2010-07-15 2018-01-31
17. TCF FINANCIAL CORP   2013-12-02 2018-01-31
9. HORACE MANN EDUCATORS CORP NEW   2006-05-25 2018-02-01
.06 ROYAL DUTCH SHELL PLC ADR A   2016-06-27 2018-02-01
41. BROADSOFT INC MERGED 02/02/18 @ $55.00 P/S   2017-07-18 2018-02-02
1. BROADSOFT INC MERGED 02/02/18 @ $55.00 P/S   2018-01-16 2018-02-02
480. CBS CORP CLASS B WI   2016-08-05 2018-02-02
60. HOME DEPOT INC COM   2012-01-09 2018-02-02
20. MOHAWK INDS INC   2017-03-13 2018-02-02
20. MOHAWK INDS INC   2017-08-18 2018-02-02
10. VIRTUSA CORP   2016-11-02 2018-02-02
4. BUFFALO WILD WINGS INC MERGED 02/05/18 @ $157.00 P/S   2016-04-06 2018-02-05
37. UNITED OVERSEAS BK LTD SPONSORED ADR   2013-05-23 2018-02-08
5. BLACKHAWK NETWORK HLDGS INC COM MERGED 06/15/18 @ $45.25 P/S   2018-01-02 2018-02-12
5. EMCOR GROUP INC   2014-01-28 2018-02-12
8. HORACE MANN EDUCATORS CORP NEW   2011-03-15 2018-02-12
4. INFINITY PROPERTY & CASUALTY   2008-02-12 2018-02-12
12. SNYDERS LANCE INC   2013-06-21 2018-02-12
8. HORACE MANN EDUCATORS CORP NEW   2008-08-12 2018-02-15
.369 IBERDROLA SA SPON ADR   2008-10-24 2018-02-15
6. INFINITY PROPERTY & CASUALTY   2008-05-05 2018-02-15
19. CORCEPT THERAPEUTICS INC OC-COM   2017-03-28 2018-02-20
1. CORCEPT THERAPEUTICS INC OC-COM   2018-01-16 2018-02-20
13. EMPLOYERS HOLDINGS INC   2015-09-04 2018-02-20
1. GLOBAL BRASS & COPPER HOLD   2017-06-28 2018-02-20
9. GLOBAL BRASS & COPPER HOLD   2015-11-11 2018-02-20
40. KBR INC   2017-09-06 2018-02-20
10. LGI HOMES INC   2017-12-06 2018-02-20
3. LCI INDUSTRIES   2016-11-23 2018-02-20
18. MB FINANCIAL INC   2018-01-16 2018-02-20
19. NRG YIELD INC CLASS A   2017-01-19 2018-02-20
1. NRG YIELD INC CLASS A   2018-01-16 2018-02-20
5. ONE GAS INC-W/I   2017-12-06 2018-02-20
15. RE/MAX HOLDINGS INC-CL A   2016-09-21 2018-02-20
4. SJW GROUP   2016-11-22 2018-02-20
5. SAREPTA THERAPEUTICS INC   2017-07-20 2018-02-20
8. CSRA INC-W/I   2017-06-12 2018-02-21
7. EMPLOYERS HOLDINGS INC   2015-09-04 2018-02-21
27. NRG YIELD INC CLASS A   2017-01-18 2018-02-21
3. RE/MAX HOLDINGS INC-CL A   2016-09-21 2018-02-21
10. SJW GROUP   2016-11-22 2018-02-21
21. GREAT PLAINS ENERGY INC MERGED 06/05/18   2009-02-27 2018-02-22
8. SNYDERS LANCE INC   2013-06-21 2018-02-22
390. PEPSICO INC COM   2016-06-02 2018-02-23
270. PROLOGIS INC   2017-06-02 2018-02-23
366. PROLOGIS INC   2016-10-24 2018-02-23
8. SNYDERS LANCE INC   2013-06-21 2018-02-23
204. PROLOGIS INC   2016-10-21 2018-02-26
2. SAP SE SPONSORED ADR   2017-04-07 2018-02-27
14. SAP SE SPONSORED ADR   2006-03-24 2018-02-27
37. NASPERS LTD ADR   2015-06-29 2018-02-28
78. SHERWIN-WILLIAMS CO   2017-06-19 2018-03-02
2. SHERWIN-WILLIAMS CO   2017-06-19 2018-03-05
14. AT HOME GROUP INC   2017-08-02 2018-03-07
11. BLACKHAWK NETWORK HLDGS INC COM MERGED 06/15/18 @ $45.25 P/S   2016-06-24 2018-03-07
9. BLACKHAWK NETWORK HLDGS INC COM MERGED 06/15/18 @ $45.25 P/S   2018-01-02 2018-03-07
1. BOINGO WIRELESS INC   2018-02-20 2018-03-07
14. BOINGO WIRELESS INC   2016-10-19 2018-03-07
53. CARRIZO OIL & GAS INC   2018-01-08 2018-03-07
6. EURONET SVCS INC COM   2015-09-04 2018-03-07
74. EXTREME NETWORKS   2017-04-26 2018-03-07
2. EXTREME NETWORKS   2018-01-16 2018-03-07
1. FIRST BUSEY CORP   2018-01-16 2018-03-07
5. FIRST BUSEY CORP   2016-08-24 2018-03-07
1. FIRST BUSEY CORP   2017-06-28 2018-03-07
18. FOX FACTORY HOLDING CORP   2017-07-18 2018-03-07
2. FOX FACTORY HOLDING CORP   2018-01-16 2018-03-07
18. GRAY TELEVISION, INC. COM   2017-09-06 2018-03-07
2. GRAY TELEVISION, INC. COM   2018-01-16 2018-03-07
46. IMMUNOMEDICS INC   2018-01-16 2018-03-07
22. LORAL SPACE & COMMUNICATIONS   2017-08-02 2018-03-07
4. LORAL SPACE & COMMUNICATIONS   2017-08-02 2018-03-07
34. MIMEDX GROUP INC   2018-02-20 2018-03-07
16. NOVARTIS AG SPONSORED ADR   2017-05-26 2018-03-07
3. NOVARTIS AG SPONSORED ADR   2016-04-01 2018-03-07
12. PINNACLE ENTERTAINMENT INC NEW   2017-10-06 2018-03-07
18. S P PLUS CORPORATION   2017-04-26 2018-03-07
4. S P PLUS CORPORATION   2017-04-26 2018-03-07
4. TELEDYNE TECHNOLOGIES INC   2015-09-04 2018-03-07
12. WINNEBAGO INDUSTRIES INC   2017-08-02 2018-03-07
7. SODASTREAM INTERNATIONAL LTD ISIN IL0011213001 SEDOL B5N90N1   2017-07-18 2018-03-07
8. FIRST BUSEY CORP   2016-08-24 2018-03-08
41. GRAY TELEVISION, INC. COM   2017-09-06 2018-03-08
49. PINNACLE ENTERTAINMENT INC NEW   2017-10-05 2018-03-08
.127 ROYAL DUTCH SHELL PLC ADR A   2017-09-20 2018-03-09
3.873 ROYAL DUTCH SHELL PLC ADR A   2016-06-27 2018-03-09
180. STANLEY BLACK & DECKER INC   2017-11-03 2018-03-09
169. TESCO PLC SPON ADR   2010-11-01 2018-03-09
7. CSRA INC-W/I   2017-06-12 2018-03-23
70. CSRA INC-W/I   2016-07-27 2018-03-23
66. ALLIANZ SE SPON ADR   2017-05-30 2018-03-27
35. UNITED OVERSEAS BK LTD SPONSORED ADR   2007-10-01 2018-03-29
130. MOHAWK INDS INC   2016-08-05 2018-04-05
17. AMICUS THERAPEUTICS INC   2017-07-18 2018-04-10
2. AMICUS THERAPEUTICS INC   2018-01-16 2018-04-10
10. AMICUS THERAPEUTICS INC   2017-07-18 2018-04-10
24. AT HOME GROUP INC   2017-08-02 2018-04-10
7. BRINKS CO   2017-04-26 2018-04-10
22. CAMPING WORLD HOLDINGS INC-A   2017-09-06 2018-04-10
6. CANTEL MEDICAL CORP   2015-09-04 2018-04-10
2. CHURCHILL DOWNS INC COM   2015-09-04 2018-04-10
2. DANA HOLDING CORP   2018-01-16 2018-04-10
16. DANA HOLDING CORP   2017-09-06 2018-04-10
10. EURONET SVCS INC COM   2015-09-04 2018-04-10
1. EXLSERVICE HOLDINGS INC   2017-06-28 2018-04-10
1. EXLSERVICE HOLDINGS INC   2018-01-16 2018-04-10
11. EXLSERVICE HOLDINGS INC   2015-09-04 2018-04-10
10. FOX FACTORY HOLDING CORP   2017-07-18 2018-04-10
8. GREIF INC CLASS A   2018-03-07 2018-04-10
3. HYSTER-YALE MATERIALS CLASS A   2017-10-06 2018-04-10
40. IMMUNOMEDICS INC   2018-01-16 2018-04-10
6. J & J SNACK FOODS CORP   2015-09-04 2018-04-10
7. LCI INDUSTRIES   2016-11-22 2018-04-10
2. MYERS INDUSTRIES INC   2018-01-16 2018-04-10
3. MYERS INDUSTRIES INC   2017-09-08 2018-04-10
4. NEENAH INC   2015-09-04 2018-04-10
13. NOVANTA INC SEDOL BD8S5H8   2017-04-27 2018-04-10
1. OMNICELL INC   2017-06-28 2018-04-10
1. OMNICELL INC   2018-01-16 2018-04-10
4. OMNICELL INC   2015-09-04 2018-04-10
16. ONE GAS INC-W/I   2017-12-06 2018-04-10
2. RAPID7 INC   2017-06-28 2018-04-10
2. RAPID7 INC   2018-01-16 2018-04-10
21. RAPID7 INC   2017-03-30 2018-04-10
15. RINGCENTRAL INC-CLASS A   2015-09-04 2018-04-10
2. RINGCENTRAL INC-CLASS A   2017-06-28 2018-04-10
2. RINGCENTRAL INC-CLASS A   2018-01-16 2018-04-10
8. SAREPTA THERAPEUTICS INC   2017-07-20 2018-04-10
17. WINNEBAGO INDUSTRIES INC   2017-08-02 2018-04-10
7. SODASTREAM INTERNATIONAL LTD ISIN IL0011213001 SEDOL B5N90N1   2017-07-18 2018-04-10
16. GREIF INC CLASS A   2018-03-07 2018-04-11
3. HYSTER-YALE MATERIALS CLASS A   2017-10-06 2018-04-11
18. MYERS INDUSTRIES INC   2017-09-07 2018-04-11
11. NEENAH INC   2015-09-04 2018-04-11
32. CALLAWAY GOLF CO   2010-06-24 2018-04-13
1. JPMORGAN CHASE 46625H100   2001-01-01 2018-04-24
7. MURPHY USA INC-W/I   2016-10-26 2018-04-25
1. MURPHY USA INC-W/I   2017-05-03 2018-04-25
18. WORLD FUEL SVCS CORP   2015-08-06 2018-04-25
170. AETNA INC NEW   2013-05-30 2018-04-26
95. ILLINOIS TOOL WORKS INC COM   2016-02-17 2018-04-26
185. ILLINOIS TOOL WORKS INC COM   2016-02-16 2018-04-27
11. TENNECO INC   2018-01-08 2018-04-27
1013. TURKIYE GARANTI BANKASI ADR   2010-11-23 2018-04-27
1. ASPEN TECHNOLOGY INC   2017-06-28 2018-04-30
5. ASPEN TECHNOLOGY INC   2014-06-30 2018-04-30
8. EPAM SYSTEMS INC   2017-12-06 2018-04-30
6. EXACT SCIENCES CORP   2017-11-08 2018-04-30
164. FLOTEK INDUSTRIES INC   2018-03-07 2018-04-30
6. MKS INSTRS INC   2017-11-08 2018-04-30
3. MURPHY USA INC-W/I   2017-01-11 2018-04-30
5. MURPHY USA INC-W/I   2017-05-03 2018-04-30
23. NEKTAR THERAPEUTICS   2017-12-06 2018-04-30
6. NUTANIX INC - A   2018-04-10 2018-04-30
2. PRA HEALTH SCIENCES INC   2017-06-28 2018-04-30
8. PRA HEALTH SCIENCES INC   2017-03-13 2018-04-30
18. WORLD FUEL SVCS CORP   2015-08-06 2018-05-01
490. ALTRIA GROUP INC   2013-05-13 2018-05-04
430. COMCAST CORPORATION CL A   2011-10-12 2018-05-04
90. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868   2017-04-10 2018-05-04
13. SAP SE SPONSORED ADR   2013-07-19 2018-05-07
8. BLACKHAWK NETWORK HLDGS INC COM MERGED 06/15/18 @ $45.25 P/S   2016-06-24 2018-05-10
28. TOKIO MARINE HOLDINGS ADR   2007-10-01 2018-05-11
9. AVEXIS INC MERGED 05/15/18 @ $218.00 P/S   2018-03-07 2018-05-15
89. BERRY GLOBAL GROUP INC   2016-08-25 2018-05-15
406. BERRY GLOBAL GROUP INC   2016-08-25 2018-05-15
214. HONEYWELL INTL INC   2015-02-02 2018-05-15
16. HONEYWELL INTL INC   2015-02-02 2018-05-15
118. BERRY GLOBAL GROUP INC   2016-10-14 2018-05-16
117. BERRY GLOBAL GROUP INC   2016-08-24 2018-05-16
45. BERRY GLOBAL GROUP INC   2016-08-24 2018-05-16
29. ACCELERON PHARMA INC   2018-01-08 2018-05-17
16. ADVANCED ENERGY INDS INC   2017-11-08 2018-05-17
69. ARRAY BIOPHARMA, INC.   2018-03-07 2018-05-17
26. BEACON ROOFING SUPPLY INC   2016-06-14 2018-05-17
18. BERRY GLOBAL GROUP INC   2016-08-24 2018-05-17
7. BERRY GLOBAL GROUP INC   2016-08-24 2018-05-17
30. DANA HOLDING CORP   2017-09-06 2018-05-17
6. ENCOMPASS HEALTH CORP   2015-02-09 2018-05-17
2. EPAM SYSTEMS INC   2017-12-06 2018-05-17
24. FIBROGEN INC   2018-03-07 2018-05-17
12. GRUBHUB INC   2018-02-20 2018-05-17
4. HYSTER-YALE MATERIALS CLASS A   2017-10-06 2018-05-17
32. INNOVIVA INC   2018-01-16 2018-05-17
3. J & J SNACK FOODS CORP   2015-09-04 2018-05-17
8. KORN FERRY   2013-12-18 2018-05-17
10. LITHIA MTRS INC CL A   2017-09-06 2018-05-17
3. LOGMEIN INC   2016-10-19 2018-05-17
19. LUMENTUM HOLDINGS INC -W/I   2018-03-07 2018-05-17
13. MB FINANCIAL INC   2018-01-16 2018-05-17
3. MKS INSTRS INC   2017-11-08 2018-05-17
4. METHANEX CORP SEDOL 2654416   2017-12-06 2018-05-17
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39. INNOVIVA INC   2018-01-16 2018-05-18
8. MB FINANCIAL INC   2018-01-16 2018-05-18
15. SHIRE PLC SPONSORED ADR   2016-11-25 2018-05-18
21. SHIRE PLC SPONSORED ADR   2017-05-22 2018-05-18
4. HYSTER-YALE MATERIALS CLASS A   2017-10-05 2018-05-21
47. INNOVIVA INC   2018-01-16 2018-05-21
500. ANALOG DEVICES INC   2017-06-14 2018-05-23
13. SAP SE SPONSORED ADR   2013-07-19 2018-05-25
26. TCF FINANCIAL CORP   2010-10-25 2018-05-25
21. TOKIO MARINE HOLDINGS ADR   2017-10-12 2018-05-29
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20. ABBVIE INC   2017-12-08 2018-05-30
20. AGILENT TECHNOLOGIES (IPO)   2017-04-24 2018-05-30
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20. AMERICAN WATER WORKS CO INC   2016-02-09 2018-05-30
20. AMGEN INC   2014-01-17 2018-05-30
40. APPLE INC   2017-04-28 2018-05-30
30. APPLIED MATERIALS INC   2016-07-13 2018-05-30
20. AUTOMATIC DATA PROCESSING INC   2018-05-25 2018-05-30
30. BANK NEW YORK MELLON CORP COM   2016-04-29 2018-05-30
20. BAXTER INTERNATIONAL INC   2018-01-04 2018-05-30
10. BIOGEN INC   2016-08-02 2018-05-30
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50. BORG WARNER INC.   2017-09-29 2018-05-30
20. BURLINGTON STORES INC   2017-03-13 2018-05-30
60. CBRE GROUP INC   2018-02-28 2018-05-30
20. CELANESE CORP   2018-05-16 2018-05-30
10. CENTENE CORP   2018-04-27 2018-05-30
60. CISCO SYS INC COM   2018-04-26 2018-05-30
30. CITIGROUP INC   2017-07-28 2018-05-30
60. CITIZENS FINANCIAL GROUP   2016-11-14 2018-05-30
50. COMCAST CORPORATION CL A   2011-10-12 2018-05-30
30. CONOCOPHILLIPS   2017-11-06 2018-05-30
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10. CUMMINS INC   2017-02-21 2018-05-30
30. DOWDUPONT INC   2016-10-14 2018-05-30
20. EASTMAN CHEM CO   2018-03-06 2018-05-30
30. FACEBOOK INC   2016-05-06 2018-05-30
10. FEDEX CORPORATION   2018-05-15 2018-05-30
10. GENERAL DYNAMICS CORP   2015-05-27 2018-05-30
40. HALLIBURTON CO   2017-01-27 2018-05-30
20. HOME DEPOT INC COM   2012-01-09 2018-05-30
40. INTEL CORP   2016-08-22 2018-05-30
50. J P MORGAN CHASE & CO COM   2014-09-30 2018-05-30
10. JOHNSON & JOHNSON COM   2001-08-22 2018-05-30
30. KOHLS CORP COM   2018-04-05 2018-05-30
10. LAM RESEARCH CORP   2015-06-02 2018-05-30
20. LAUDER ESTEE COS INC CL A   2017-09-29 2018-05-30
10. MARRIOTT INTERNATIONAL INC CL A   2018-01-04 2018-05-30
20. MCDONALDS CORP COM   2017-07-28 2018-05-30
20. MICROSOFT CORP   2000-12-08 2018-05-30
50. MORGAN STANLEY   2016-10-21 2018-05-30
20. OCCIDENTAL PETE CORP COM   2018-01-19 2018-05-30
10. PARKER HANNIFIN CORP   2017-04-07 2018-05-30
60. PFIZER INC COM   2017-11-10 2018-05-30
20. PRICE T ROWE GROUP INC COM   2017-08-28 2018-05-30
10. RAYTHEON COMPANY   2016-01-29 2018-05-30
30. ROYAL DUTCH SHELL PLC ADR A   2017-10-23 2018-05-30
20. S&P GLOBAL INC   2016-05-24 2018-05-30
20. SMUCKER J M CO COM NEW   2018-02-27 2018-05-30
30. STATE STR CORP COM   2016-09-08 2018-05-30
10. STRYKER CORP   2017-03-15 2018-05-30
40. SUNTRUST BANKS INC COM   2016-06-23 2018-05-30
30. T-MOBILE US INC   2017-05-01 2018-05-30
30. TEXAS INSTRS INC COM   2015-11-11 2018-05-30
10. THERMO ELECTRON CORP COM   2015-08-20 2018-05-30
40. TOTAL FINA S A   2015-08-12 2018-05-30
30. TYSON FDS INC COM   2017-09-29 2018-05-30
10. UNITED RENTALS INC COM   2017-05-25 2018-05-30
10. UNITEDHEALTH GROUP INC COM   2017-01-27 2018-05-30
20. VISA INC CLASS A SHARES   2013-02-08 2018-05-30
40. WEC ENERGY GROUP INC   2009-02-26 2018-05-30
30. WASTE MANAGEMENT INC   2018-03-09 2018-05-30
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153. TESCO PLC SPON ADR   2011-02-04 2018-05-31
40. CANON INC SPONS ADR   2006-03-24 2018-06-05
12. SAP SE SPONSORED ADR   2013-10-16 2018-06-06
7. OXFORD INDUSTRIES INC   2016-05-20 2018-06-08
670. HALLIBURTON CO   2017-01-27 2018-06-13
8. MURPHY USA INC-W/I   2015-10-29 2018-06-13
71. SMUCKER J M CO COM NEW   2018-02-27 2018-06-13
8. ASPEN TECHNOLOGY INC   2013-12-18 2018-06-14
7. AVIS BUDGET GROUP INC   2017-09-06 2018-06-14
16. AVIS BUDGET GROUP INC   2018-04-10 2018-06-14
11. BARNES GROUP INC   2017-06-02 2018-06-14
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1. CHURCHILL DOWNS INC COM   2015-09-04 2018-06-14
15. DELUXE CORPORATION   2018-04-10 2018-06-14
1. DELUXE CORPORATION   2016-07-06 2018-06-14
2. ENCOMPASS HEALTH CORP   2017-06-28 2018-06-14
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12. GLOBAL BRASS & COPPER HOLD   2015-11-11 2018-06-14
3. MKS INSTRS INC   2017-11-08 2018-06-14
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6. MYERS INDUSTRIES INC   2017-09-07 2018-06-14
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65. OWENS ILL INC COM NEW   2017-08-02 2018-06-14
3. OWENS ILL INC COM NEW   2018-01-16 2018-06-14
76. SMUCKER J M CO COM NEW   2018-02-26 2018-06-14
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60. TAYLOR MORRISON HOME CORP-A   2016-12-09 2018-06-14
3. ICON PLC SEDOL B94G471   2015-09-04 2018-06-14
84. AGILENT TECHNOLOGIES (IPO)   2017-04-21 2018-06-15
346. AGILENT TECHNOLOGIES (IPO)   2017-04-21 2018-06-15
12. GLOBAL BRASS & COPPER HOLD   2015-11-11 2018-06-15
29. MYERS INDUSTRIES INC   2017-09-06 2018-06-15
68. OCLARO INC MERGED 12/10/18 @ $5.60 P/S   2018-04-10 2018-06-15
193. SMUCKER J M CO COM NEW   2018-02-23 2018-06-15
5. TAYLOR MORRISON HOME CORP-A   2016-12-12 2018-06-15
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3. SAREPTA THERAPEUTICS INC   2018-05-17 2018-06-22
16. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92   2017-06-28 2018-06-25
9. ENCOMPASS HEALTH CORP   2015-01-16 2018-06-27
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48. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92   2017-06-28 2018-06-27
9. KORN FERRY   2014-01-24 2018-06-27
29. HOSTESS BRANDS INC   2017-04-13 2018-06-28
150. CONSTELLATION BRANDS INC CL A   2014-05-15 2018-07-02
99. CUMMINS INC   2017-02-17 2018-07-02
61. CUMMINS INC   2017-02-17 2018-07-03
13. SAP SE SPONSORED ADR   2013-10-16 2018-07-09
8. KORN FERRY   2016-07-15 2018-07-11
14. AEROJET ROCKETDYNE HLDGS INC   2018-04-30 2018-07-12
71. AMERICAN AXLE & MFG HOLDINGS   2017-10-05 2018-07-12
4. AMERICAN AXLE & MFG HOLDINGS   2018-01-16 2018-07-12
8. BANKUNITED INC   2018-01-16 2018-07-12
11. BLUEPRINT MEDICINES CORP   2017-11-08 2018-07-12
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43. BUILDERS FIRSTSOURCE INC   2017-05-12 2018-07-12
15. CADENCE BANCORP   2018-03-09 2018-07-12
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6. EPAM SYSTEMS INC   2017-12-06 2018-07-12
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12. REALPAGE, INC.   2017-02-09 2018-07-12
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160. CONSTELLATION BRANDS INC CL A   2014-05-15 2018-07-13
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46. GENERAL DYNAMICS CORP   2015-05-27 2018-07-13
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104. GENERAL DYNAMICS CORP   2015-05-27 2018-07-16
66. THERMO ELECTRON CORP COM   2015-08-20 2018-07-16
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19. TCF FINANCIAL CORP   2010-10-25 2018-07-18
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18. VALIDUS HOLDINGS LTD MERGED 07/18/18 @ $68.00 P/S   2015-01-02 2018-07-18
45. CANON INC SPONS ADR   2006-03-24 2018-07-25
84. PARKER HANNIFIN CORP   2017-04-07 2018-07-27
123. STATE STR CORP COM   2016-09-08 2018-07-27
367. STATE STR CORP COM   2016-09-07 2018-07-27
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147. TYSON FDS INC COM   2017-09-29 2018-07-27
13. TYSON FDS INC COM   2017-09-29 2018-07-27
16. TYSON FDS INC COM   2016-03-11 2018-07-27
126. PARKER HANNIFIN CORP   2017-04-07 2018-07-30
160. TYSON FDS INC COM   2016-03-11 2018-07-30
184. TYSON FDS INC COM   2016-03-11 2018-07-30
23. AVIS BUDGET GROUP INC   2017-09-06 2018-08-02
16. BANKUNITED INC   2018-01-16 2018-08-02
7. BANKUNITED INC   2018-01-16 2018-08-02
30. CADENCE BANCORP   2018-03-07 2018-08-02
3. CANTEL MEDICAL CORP   2015-09-04 2018-08-02
2. CHEMED CORP   2017-03-28 2018-08-02
2. CORCEPT THERAPEUTICS INC OC-COM   2018-05-17 2018-08-02
56. CORCEPT THERAPEUTICS INC OC-COM   2017-05-12 2018-08-02
4. CORENERGY INFRASTRUCTURE TRU   2017-01-18 2018-08-02
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15. DSW INC NAME CHANGE 04/02/19   2018-04-10 2018-08-02
14. DELUXE CORPORATION   2016-07-06 2018-08-02
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12. ENTEGRIS, INC   2018-04-10 2018-08-02
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20. YELP INC   2018-05-17 2018-08-02
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3. RYMAN HOSPITALITY PPTYS INC   2018-06-14 2018-08-03
3. US ECOLOGY INC   2018-04-11 2018-08-03
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72. DIEBOLD NIXDORF INC   2008-10-14 2018-08-13
12. SAP SE SPONSORED ADR   2015-03-12 2018-08-15
220. JOHNSON & JOHNSON COM   2001-08-22 2018-08-16
148. LAUDER ESTEE COS INC CL A   2017-09-01 2018-08-16
84. LAUDER ESTEE COS INC CL A   2017-09-01 2018-08-16
200. FACEBOOK INC   2016-03-02 2018-08-17
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150. LAUDER ESTEE COS INC CL A   2017-09-01 2018-08-17
51. ROYAL DUTCH SHELL PLC ADR A   2017-10-23 2018-08-23
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207. ROYAL DUTCH SHELL PLC ADR A   2017-10-20 2018-08-24
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15. ENI S P A SPONSORED ADR   2013-07-23 2018-09-05
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11. AKCEA THERAPEUTICS INC   2018-08-03 2018-09-06
28. AMICUS THERAPEUTICS INC   2017-07-18 2018-09-06
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15. ENTEGRIS, INC   2018-04-10 2018-09-06
7. EXACT SCIENCES CORP   2016-12-12 2018-09-06
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4. AKCEA THERAPEUTICS INC   2018-08-02 2018-09-07
47. AMICUS THERAPEUTICS INC   2017-07-18 2018-09-07
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8. BOINGO WIRELESS INC   2016-10-19 2018-09-07
14. BRINKS CO   2017-04-26 2018-09-07
13. CORELOGIC INC   2016-08-24 2018-09-07
15. DUN & BRADSTREET CORP NEW   2018-07-12 2018-09-07
16. ENOVA INTERNATIONAL INC-W/I   2018-04-11 2018-09-07
7. FIRST BUSEY CORP   2016-08-24 2018-09-07
24. IRONWOOD PHARMACEUTICALS INC   2018-08-02 2018-09-07
11. MCBC HOLDINGS INC NAME CHANGE 11/20/2018   2018-05-17 2018-09-07
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18. METHODE ELECTRS INC CL A   2015-10-13 2018-09-07
2. POTLATCHDELTIC CORP   2017-03-13 2018-09-07
24. POTLATCHDELTIC CORP   2018-04-10 2018-09-07
11. WORTHINGTON INDS INC COM   2018-05-17 2018-09-07
7. GASLOG PARTNERS LP SEDOL BM67GH7   2017-08-02 2018-09-07
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6. CORELOGIC INC   2016-08-24 2018-09-10
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5. FIRST BUSEY CORP   2016-08-24 2018-09-10
5. MCBC HOLDINGS INC NAME CHANGE 11/20/2018   2018-05-17 2018-09-10
11. METHODE ELECTRS INC CL A   2015-10-13 2018-09-10
14. POTLATCHDELTIC CORP   2017-03-13 2018-09-10
8. WORTHINGTON INDS INC COM   2018-05-17 2018-09-10
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3. CHARLES RIV LABORATORIES INTL INC   2013-03-14 2018-09-11
4. ENCOMPASS HEALTH CORP   2013-03-12 2018-09-11
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12. FIRST BUSEY CORP   2016-08-24 2018-09-11
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5. HANOVER INSURANCE GROUP INC   2012-09-20 2018-09-13
5. INGEVITY CORP   2016-09-16 2018-09-13
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160. LAM RESEARCH CORP   2015-06-02 2018-09-14
125. MARRIOTT INTERNATIONAL INC CL A   2018-01-04 2018-09-14
17. MARRIOTT INTERNATIONAL INC CL A   2018-01-04 2018-09-14
190. STRYKER CORP   2017-03-13 2018-09-14
148. MARRIOTT INTERNATIONAL INC CL A   2018-01-04 2018-09-17
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45. SYSMEX CORP UNSPONSORED ADR   2012-05-18 2018-09-19
47. EDUCATION REALTY TRUST INC MERGED 09/20/18 @ $41.50 P/S   2008-08-12 2018-09-21
14. TCF FINANCIAL CORP   2012-07-19 2018-09-21
3. CHARLES RIV LABORATORIES INTL INC   2013-03-14 2018-09-28
5. ENCOMPASS HEALTH CORP   2011-09-21 2018-09-28
16. MADDEN STEVEN LTD   2015-01-13 2018-09-28
16. SINGAPORE TELECOMMUNICATION ADR ISIN US82929R3049   2014-01-15 2018-09-28
8. TETRA TECH INC NEW COM   2010-03-03 2018-09-28
21. ABB LTD SPONSORED ADR   2014-06-12 2018-10-03
154. LLOYDS TSB GROUP PLC SPONSORED ADR   2015-12-07 2018-10-03
52. TELIA COMPANY AB   2015-01-27 2018-10-03
16. ZURICH INS GROUP LTD ADR   2015-12-07 2018-10-03
5. AKCEA THERAPEUTICS INC   2018-08-02 2018-10-04
9. BOINGO WIRELESS INC   2016-10-19 2018-10-04
1. CHEMED CORP   2017-03-28 2018-10-04
8. CORENERGY INFRASTRUCTURE TRU   2017-01-18 2018-10-04
15. DSW INC NAME CHANGE 04/02/19   2018-04-10 2018-10-04
5. EMERGENT BIOSOLUTIONS INC   2018-04-30 2018-10-04
8. ENCOMPASS HEALTH CORP   2016-05-25 2018-10-04
1. ENTEGRIS, INC   2018-01-16 2018-10-04
3. ENTEGRIS, INC   2018-04-10 2018-10-04
8. ENTEGRIS, INC   2017-05-15 2018-10-04
6. ENVISION HEALTHCARE CORP MERGED 10/11/18 @ $46.00 P/S   2009-08-13 2018-10-04
10. EXACT SCIENCES CORP   2016-12-12 2018-10-04
4. FIVE BELOW   2017-10-06 2018-10-04
9. FOX FACTORY HOLDING CORP   2017-07-18 2018-10-04
2. FOX FACTORY HOLDING CORP   2018-05-17 2018-10-04
6. GRAND CANYON EDUCATION INC   2015-09-04 2018-10-04
4. INGEVITY CORP   2018-04-10 2018-10-04
1. INGEVITY CORP   2017-11-08 2018-10-04
1. INSPERITY INC   2017-12-06 2018-10-04
1. LIGAND PHARMACEUTICALS   2017-05-12 2018-10-04
4. MGE ENERGY INC   2018-08-07 2018-10-04
10. MEDIDATA SOLUTIONS INC   2011-10-31 2018-10-04
4. MEDPACE HOLDINGS INC   2018-05-18 2018-10-04
9. MOMENTA PHARMACEUTICALS INC   2018-04-30 2018-10-04
5. NEW RELIC INC   2017-09-06 2018-10-04
8. NOVANTA INC SEDOL BD8S5H8   2017-04-27 2018-10-04
1. OLLIE'S BARGAIN OUTLET HOLDI   2018-04-10 2018-10-04
8. OMNICELL INC   2015-09-04 2018-10-04
8. PREMIER INC-CLASS A   2018-07-12 2018-10-04
2. RMR GROUP INC/THE - A   2017-09-13 2018-10-04
10. REALPAGE, INC.   2016-08-09 2018-10-04
7. RINGCENTRAL INC-CLASS A   2015-09-04 2018-10-04
4. RYMAN HOSPITALITY PPTYS INC   2018-09-06 2018-10-04
3. SAREPTA THERAPEUTICS INC   2018-05-17 2018-10-04
12. TCF FINANCIAL CORP   2012-07-19 2018-10-04
3. TREX INC COM   2017-11-08 2018-10-04
4. 2U INC   2018-04-30 2018-10-04
3. US ECOLOGY INC   2018-04-11 2018-10-04
6. THE BANK OF N T BUTTERFIELD SEDOL BD8FF02   2018-03-07 2018-10-04
1. NOMAD FOODS LTD-WHEN ISSUED SEDOL BQFJGK5   2018-02-20 2018-10-04
2. NOMAD FOODS LTD-WHEN ISSUED SEDOL BQFJGK5   2018-05-17 2018-10-04
9. NOMAD FOODS LTD-WHEN ISSUED SEDOL BQFJGK5   2017-09-06 2018-10-04
7. TRINSEO S A SEDOL BN65SJ4   2017-11-08 2018-10-04
2. SODASTREAM INTERNATIONAL LTD ISIN IL0011213001 SEDOL B5N90N1   2017-07-18 2018-10-04
4. GASLOG PARTNERS LP SEDOL BM67GH7   2017-08-07 2018-10-04
16. CORENERGY INFRASTRUCTURE TRU   2017-01-18 2018-10-05
5. MGE ENERGY INC   2018-08-06 2018-10-05
2. RMR GROUP INC/THE - A   2017-09-12 2018-10-05
4. US ECOLOGY INC   2018-04-11 2018-10-05
6. THE BANK OF N T BUTTERFIELD SEDOL BD8FF02   2018-03-07 2018-10-05
26. GASLOG PARTNERS LP SEDOL BM67GH7   2017-08-03 2018-10-05
1. CORENERGY INFRASTRUCTURE TRU   2018-02-20 2018-10-08
1. CORENERGY INFRASTRUCTURE TRU   2018-05-17 2018-10-08
12. CORENERGY INFRASTRUCTURE TRU   2017-01-19 2018-10-08
3. GASLOG PARTNERS LP SEDOL BM67GH7   2017-08-03 2018-10-08
1. GASLOG PARTNERS LP SEDOL BM67GH7   2018-02-20 2018-10-08
30. TRIUMPH GROUP INC NEW   2009-07-28 2018-10-10
33. BORG WARNER INC.   2017-09-29 2018-10-11
42. BORG WARNER INC.   2017-09-29 2018-10-11
162. BORG WARNER INC.   2017-08-22 2018-10-11
8. TRIUMPH GROUP INC NEW   2009-05-07 2018-10-11
84. US FOODS HOLDING CORP   2018-06-19 2018-10-11
756. US FOODS HOLDING CORP   2018-06-13 2018-10-11
230. BORG WARNER INC.   2017-08-21 2018-10-12
23. ENVISION HEALTHCARE CORP MERGED 10/11/18 @ $46.00 P/S   2009-02-23 2018-10-12
186. BORG WARNER INC.   2017-08-18 2018-10-15
30. BORG WARNER INC.   2017-08-18 2018-10-15
121. BORG WARNER INC.   2017-08-18 2018-10-16
46. BORG WARNER INC.   2017-08-18 2018-10-16
44. CANON INC SPONS ADR   2006-03-24 2018-10-16
.5 MADDEN STEVEN LTD   2015-01-13 2018-10-17
21. CANON INC SPONS ADR   2012-10-12 2018-10-18
5. ENCOMPASS HEALTH CORP   2011-09-20 2018-10-22
20. CALLAWAY GOLF CO   2009-06-10 2018-10-23
21. TCF FINANCIAL CORP   2011-08-12 2018-10-23
13. AIA GROUP LTD SPONSORED ADR   2012-03-30 2018-10-25
9. AIR LIQUIDE ADR   2017-09-26 2018-10-25
7. APPLIED MATERIALS INC   2016-07-13 2018-10-25
584. APPLIED MATERIALS INC   2016-07-13 2018-10-25
3. CANADIAN NATL RAILWAY CO SEDOL 2210959   2011-03-09 2018-10-25
520. DOWDUPONT INC   2015-04-28 2018-10-25
63. DOWDUPONT INC   2015-04-28 2018-10-25
14. FANUC CORP ADR   2009-04-30 2018-10-25
5. NESTLE S A SPONSORED ADR REPSTG REG SH   2007-01-08 2018-10-25
5. ROYAL DUTCH SHELL PLC ADR B   2016-03-10 2018-10-25
2. SAP SE SPONSORED ADR   2006-03-24 2018-10-25
10. TAIWAN SEMICONDUCTOR MTG CO ADR   2012-07-31 2018-10-25
3. CHECK POINT SOFTWARE COM   2017-04-03 2018-10-25
19. APPLIED MATERIALS INC   2016-07-13 2018-10-26
16. DOWDUPONT INC   2015-04-29 2018-10-26
1. DOWDUPONT INC   2015-04-29 2018-10-26
3. ENCOMPASS HEALTH CORP   2011-09-20 2018-10-29
45. VIAVI SOLUTIONS INC -W/I   2018-03-07 2018-10-29
20. EXPRESS INC   2012-08-24 2018-10-31
12. EXPRESS INC   2012-08-24 2018-11-01
942. FIRST DATA CORP- CLASS A   2018-08-17 2018-11-02
25. TEXAS INSTRS INC COM   2015-11-11 2018-11-02
535. TEXAS INSTRS INC COM   2015-11-11 2018-11-02
155. FIRST DATA CORP- CLASS A   2018-08-17 2018-11-05
16. FIRST DATA CORP- CLASS A   2018-08-17 2018-11-05
5. SANOFI SPONSORED ADR   2018-03-12 2018-11-05
28. SANOFI SPONSORED ADR   2014-12-12 2018-11-05
12. AKCEA THERAPEUTICS INC   2018-08-02 2018-11-06
12. CATALENT INC   2017-11-08 2018-11-06
1. CATALENT INC   2018-06-14 2018-11-06
1. CHURCHILL DOWNS INC COM   2015-09-04 2018-11-06
25. CONTINENTAL BUILDING PRODUCT   2018-04-10 2018-11-06
28. ENTEGRIS, INC   2017-05-12 2018-11-06
131. FIRST DATA CORP- CLASS A   2018-08-17 2018-11-06
26. FIRST DATA CORP- CLASS A   2018-08-17 2018-11-06
26. GREENSKY INC-CLASS A   2018-10-04 2018-11-06
5. INGEVITY CORP   2017-11-08 2018-11-06
21. IRONWOOD PHARMACEUTICALS INC   2018-08-02 2018-11-06
5. LIGAND PHARMACEUTICALS   2017-05-12 2018-11-06
27. MOMENTA PHARMACEUTICALS INC   2018-04-30 2018-11-06
6. NEW RELIC INC   2017-09-06 2018-11-06
1. RMR GROUP INC/THE - A   2017-09-12 2018-11-06
5. SRC ENERGY INC   2018-05-17 2018-11-06
135. SRC ENERGY INC   2017-10-05 2018-11-06
3. SRC ENERGY INC   2018-01-16 2018-11-06
6. 2U INC   2017-11-08 2018-11-06
14. VERITEX HOLDINGS INC   2018-05-18 2018-11-06
2. W D-40 CO   2018-06-15 2018-11-06
11. TRINSEO S A SEDOL BN65SJ4   2017-11-08 2018-11-06
3. SODASTREAM INTERNATIONAL LTD ISIN IL0011213001 SEDOL B5N90N1   2017-07-18 2018-11-06
29. AKCEA THERAPEUTICS INC   2018-08-02 2018-11-07
20. MOMENTA PHARMACEUTICALS INC   2018-04-30 2018-11-07
2. RMR GROUP INC/THE - A   2017-09-06 2018-11-07
65. SRC ENERGY INC   2016-09-28 2018-11-07
16. VERITEX HOLDINGS INC   2018-05-17 2018-11-07
1. W D-40 CO   2018-06-15 2018-11-07
2. TRINSEO S A SEDOL BN65SJ4   2017-11-09 2018-11-07
4. RMR GROUP INC/THE - A   2017-09-11 2018-11-08
1. VERITEX HOLDINGS INC   2018-05-17 2018-11-08
103. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868   2017-04-07 2018-11-08
9.886 IBERDROLA SA SPON ADR   2018-08-08 2018-11-09
36.745 IBERDROLA SA SPON ADR   2009-02-02 2018-11-09
7.369 IBERDROLA SA SPON ADR   2018-02-14 2018-11-09
4. NEXSTAR MEDIA GROUP INC   2017-07-17 2018-11-09
2. RMR GROUP INC/THE - A   2017-09-07 2018-11-09
124. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868   2017-04-07 2018-11-09
22. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868   2017-04-07 2018-11-09
24. DASSAULT SYSTEMS SA SPON ADR   2006-03-24 2018-11-12
29. SANOFI SPONSORED ADR   2018-03-12 2018-11-12
39. WPP PLC ADR   2008-12-18 2018-11-12
21. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868   2017-04-07 2018-11-12
65. DAITO TRUST CONS-SPN ADR ADR SEDOL BHBXYK4   2018-01-10 2018-11-13
66. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92   2010-11-03 2018-11-13
124. FEDEX CORPORATION   2018-05-15 2018-11-16
6. FEDEX CORPORATION   2018-05-15 2018-11-16
1. INGEVITY CORP   2016-09-16 2018-11-16
4. INGEVITY CORP   2018-10-15 2018-11-16
2. ENCOMPASS HEALTH CORP   2011-09-20 2018-11-19
2. INGEVITY CORP   2016-09-16 2018-11-19
.853 BANCO SANTANDER S A ADR   2006-03-24 2018-11-20
1. NU SKIN ENTERPRISES 67018T105   2001-01-01 2018-11-23
27. CALLAWAY GOLF CO   2009-06-10 2018-12-03
172. TELEFONICA S.A. SPONSORED ADR   2006-03-24 2018-12-03
1. DOLE FOODS CO XXX-XX-XXXX   2001-01-01 2018-12-04
172. MITEL NETWORKS INC MERGED 11/30/2018 @ $11.15 P/S   2018-11-06 2018-12-05
54. ADT INC   2018-11-06 2018-12-06
5. ENCOMPASS HEALTH CORP   2016-05-25 2018-12-06
9. GENOMIC HEALTH INC   2018-10-04 2018-12-06
2. GRAND CANYON EDUCATION INC   2015-09-04 2018-12-06
42. GREENSKY INC-CLASS A   2018-10-04 2018-12-06
7. INGEVITY CORP   2017-11-08 2018-12-06
58. IRONWOOD PHARMACEUTICALS INC   2018-08-02 2018-12-06
3. MGE ENERGY INC   2018-08-06 2018-12-06
8. NEW RELIC INC   2017-09-06 2018-12-06
21. PGT INNOVATIONS INC   2018-09-10 2018-12-06
24. PURE STORAGE INC - CLASS A   2018-09-07 2018-12-06
9. REALPAGE, INC.   2016-08-10 2018-12-06
6. RINGCENTRAL INC-CLASS A   2015-09-04 2018-12-06
6. SAREPTA THERAPEUTICS INC   2017-07-20 2018-12-06
1. SAREPTA THERAPEUTICS INC   2018-05-17 2018-12-06
6. TREX INC COM   2017-11-08 2018-12-06
14. 2U INC   2017-11-08 2018-12-06
17. ORION ENGINEERED CARBONS SA SEDOL BP8FKJ0   2016-09-22 2018-12-06
3. ORION ENGINEERED CARBONS SA SEDOL BP8FKJ0   2018-01-16 2018-12-06
1. ORION ENGINEERED CARBONS SA SEDOL BP8FKJ0   2018-06-14 2018-12-06
37. GREENSKY INC-CLASS A   2018-10-05 2018-12-07
3. MGE ENERGY INC   2018-08-06 2018-12-07
28. BP PLC SPONSORED ADR   2006-03-24 2018-12-11
189. AIR LIQUIDE ADR   2006-03-24 2018-12-13
86. BBA AVIATION PLC-UNSPON ADR ADR SEDOL B2RB0W1   2016-06-29 2018-12-13
67. CSL LTD-SPONSORED ADR ADR SEDOL BN5TD14   2010-08-24 2018-12-13
449. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2   2018-08-24 2018-12-13
310. UNITED TECHNOLOGIES CORP COM   2018-07-13 2018-12-13
95. RWE AG SPONSORED ADR REPSTG ORD PAR   2015-04-28 2018-12-14
301. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2   2018-08-23 2018-12-14
1. WYETH XXX-XX-XXXX   2001-01-01 2018-12-17
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 453   199 254
b 451   298 153
c 402   212 190
d 470   438 32
e 345   307 38
398   190 208
436   171 265
415   163 252
339   188 151
2,690   2,120 570
8,276   7,376 900
2,844   2,229 615
421   226 195
9,953   6,649 3,304
14,040   8,466 5,574
360   433 -73
242   219 23
29,224   16,192 13,032
73   69 4
352   322 30
405   182 223
359   146 213
233   192 41
20   20  
618   349 269
588   522 66
626   614 12
459   203 256
70   69 1
350   322 28
351   135 216
102   41 61
543   445 98
157   155 2
2,481   3,979 -1,498
88   86 2
32   31 1
229   223 6
291   210 81
65   46 19
391   182 209
836   612 224
365   359 6
794   937 -143
20   22 -2
198   182 16
615   312 303
478   340 138
682   599 83
1,188   1,132 56
596   467 129
444   432 12
318   291 27
103   102 1
236   218 18
241   237 4
4,366   4,308 58
5,761   5,675 86
2,925   2,873 52
15,011   14,713 298
104   41 63
1,556   942 614
46   20 26
542   193 349
358   267 91
370   150 220
4   3 1
2,255   1,749 506
55   55  
26,856   24,997 1,859
11,721   4,210 7,511
5,426   4,605 821
5,426   4,975 451
442   195 247
628   549 79
1,455   1,330 125
224   180 44
377   218 159
317   131 186
382   162 220
599   366 233
335   114 221
11   10 1
690   217 473
297   211 86
16   21 -5
522   283 239
29   31 -2
259   206 53
713   691 22
655   691 -36
340   308 32
747   852 -105
305   306 -1
16   19 -3
333   388 -55
758   637 121
215   222 -7
320   212 108
324   253 71
285   153 132
429   434 -5
152   127 25
539   548 -9
618   277 341
399   221 178
42,700   40,411 2,289
16,530   15,359 1,171
22,407   19,353 3,054
399   221 178
12,479   10,680 1,799
208   195 13
1,459   731 728
2,050   1,119 931
30,549   27,802 2,747
778   712 66
420   320 100
491   358 133
402   324 78
27   26 1
383   142 241
762   1,268 -506
514   393 121
892   587 305
24   25 -1
31   32 -1
156   118 38
31   29 2
656   673 -17
73   79 -6
245   261 -16
27   32 -5
824   727 97
1,011   1,032 -21
184   186 -2
267   335 -68
1,304   1,291 13
245   213 32
365   306 59
661   629 32
148   133 15
750   380 370
531   424 107
599   405 194
248   188 60
551   578 -27
1,480   1,172 308
8   7 1
245   193 52
28,780   29,552 -772
1,482   3,444 -1,962
291   221 70
2,906   1,870 1,036
1,489   1,265 224
1,456   1,190 266
31,131   27,712 3,419
245   235 10
29   31 -2
145   138 7
806   545 261
519   418 101
648   844 -196
655   296 359
475   268 207
54   63 -9
429   387 42
743   654 89
56   56  
56   63 -7
611   396 215
349   370 -21
441   421 20
221   240 -19
606   632 -26
840   722 118
682   718 -36
46   41 5
69   56 13
316   231 85
682   369 313
45   44 1
45   50 -5
181   133 48
1,072   1,240 -168
52   35 17
52   46 6
548   314 234
986   258 728
131   75 56
131   117 14
627   340 287
616   601 15
667   401 266
878   842 36
218   240 -22
411   333 78
859   634 225
556   210 346
74   25 49
441   475 -34
63   65 -2
482   717 -235
30,435   10,470 19,965
13,667   9,022 4,645
26,334   17,416 8,918
523   699 -176
2,317   5,173 -2,856
89   56 33
442   232 210
917   783 134
301   350 -49
564   1,087 -523
627   645 -18
191   188 3
318   327 -9
1,955   1,175 780
305   315 -10
168   150 18
672   479 193
382   658 -276
27,622   18,120 9,502
13,699   5,092 8,607
9,636   8,837 799
1,486   964 522
359   260 99
1,351   1,140 211
1,962   1,162 800
4,252   4,033 219
19,317   18,330 987
31,500   21,018 10,482
2,353   1,571 782
5,631   5,261 370
5,585   5,120 465
2,145   1,950 195
1,007   1,239 -232
1,058   1,382 -324
1,078   1,269 -191
1,017   1,117 -100
856   780 76
332   303 29
725   725  
380   267 113
249   196 53
1,246   1,288 -42
1,237   1,178 59
277   320 -43
470   518 -48
418   348 70
435   203 232
998   1,086 -88
332   286 46
1,198   1,245 -47
573   615 -42
350   322 28
282   213 69
232   210 22
970   959 11
3,498   751 2,747
138   160 -22
568   570 -2
353   379 -26
2,539   2,630 -91
3,555   3,782 -227
284   317 -33
676   687 -11
47,218   40,962 6,256
1,483   949 534
672   369 303
1,010   837 173
433   367 66
2,052   1,920 132
1,251   1,087 164
10,779   7,441 3,338
1,688   1,312 376
3,624   2,454 1,170
7,499   5,746 1,753
1,554   777 777
2,615   2,612 3
1,663   1,203 460
1,439   1,368 71
2,945   2,951 -6
3,580   2,647 933
2,475   2,569 -94
2,734   1,880 854
2,830   2,844 -14
2,307   2,224 83
1,187   1,103 84
2,581   2,653 -72
1,998   2,027 -29
2,422   1,841 581
1,576   592 984
2,050   1,607 443
4,492   1,644 2,848
1,457   1,543 -86
1,941   1,605 336
2,102   2,099 3
5,633   3,577 2,056
2,540   2,473 67
2,042   1,405 637
2,022   2,328 -306
3,741   864 2,877
2,234   1,414 820
5,414   3,020 2,394
1,213   544 669
2,038   1,995 43
2,016   833 1,183
3,024   2,157 867
1,363   1,362 1
3,238   3,115 123
1,978   550 1,428
2,548   1,671 877
1,682   1,509 173
1,754   1,611 143
2,167   2,103 64
2,449   1,683 766
2,126   1,273 853
2,087   1,839 248
3,987   2,222 1,765
2,172   2,564 -392
2,916   2,118 798
1,753   1,322 431
2,689   1,720 969
1,699   2,039 -340
3,357   1,736 1,621
2,110   1,330 780
2,420   2,028 392
2,119   2,117 2
1,624   1,124 500
2,451   1,630 821
2,615   788 1,827
2,534   825 1,709
2,514   2,606 -92
2,819   2,396 423
1,062   982 80
1,507   3,017 -1,510
1,365   1,753 -388
1,398   872 526
639   424 215
32,060   38,630 -6,570
580   496 84
7,437   9,102 -1,665
796   337 459
293   252 41
670   798 -128
642   645 -3
117   129 -12
298   134 164
1,009   1,120 -111
67   66 1
134   99 35
202   167 35
874   534 340
402   275 127
315   316 -1
458   360 98
102   91 11
124   111 13
21   20 1
409   422 -13
1,177   1,606 -429
54   63 -9
7,899   9,621 -1,722
43   49 -6
64   73 -9
1,281   1,267 14
407   228 179
5,520   4,520 1,000
22,804   18,358 4,446
395   272 123
592   533 59
610   636 -26
20,221   24,084 -3,863
106   103 3
634   451 183
430   277 153
379   311 68
609   380 229
355   219 136
133   195 -62
1,128   933 195
556   214 342
389   451 -62
32,241   12,276 19,965
13,074   15,266 -2,192
8,057   9,292 -1,235
1,549   892 657
498   186 312
415   397 18
1,153   1,274 -121
65   67 -2
319   345 -26
741   769 -28
53   61 -8
765   618 147
432   437 -5
414   244 170
794   587 207
86   86  
191   161 30
405   167 238
687   724 -37
785   587 198
462   444 18
782   734 48
395   237 158
229   217 12
687   402 285
328   335 -7
362   407 -45
417   228 189
34,516   12,734 21,782
86   86  
8,872   6,463 2,409
3,865   2,810 1,055
17,750   11,171 6,579
485   276 209
448   274 174
171   171  
19,927   14,606 5,321
13,827   8,776 5,051
428   428  
415   208 207
447   274 173
114   114  
481   254 227
1,088   769 319
1,224   742 482
1,438   1,973 -535
13,827   13,535 292
10,719   8,684 2,035
31,941   25,859 6,082
1,743   1,407 336
9,382   10,372 -990
830   917 -87
1,022   1,081 -59
20,768   20,303 465
9,361   10,805 -1,444
10,895   12,426 -1,531
792   827 -35
639   690 -51
280   302 -22
828   863 -35
285   148 137
636   373 263
26   37 -11
740   585 155
155   146 9
39   37 2
39   39  
412   344 68
809   928 -119
273   271 2
461   244 217
221   183 38
423   437 -14
197   215 -18
391   221 170
468   148 320
407   229 178
256   208 48
666   443 223
894   826 68
301   44 257
591   429 162
330   298 32
117   97 20
292   166 126
1,559   840 719
263   261 2
448   240 208
155   154 1
387   86 301
170   166 4
1,385   815 570
280   232 48
748   904 -156
452   424 28
1,407   759 648
188   99 89
114   110 4
115   107 8
93   68 25
132   118 14
113   112 1
250   249 1
197   166 31
27   23 4
43     43
322   1,846 -1,524
1,354   815 539
29,087   11,977 17,110
19,774   15,962 3,812
11,236   9,058 2,178
34,637   23,166 11,471
1,078   863 215
20,283   16,174 4,109
3,309   3,127 182
528   490 38
13,616   12,677 939
90   74 16
1,522   732 790
11,883   10,989 894
264   244 20
680   1,114 -434
558   665 -107
563   751 -188
302   406 -104
334   387 -53
24   33 -9
457   542 -85
526   119 407
943   624 319
1,259   739 520
331   36 295
200   97 103
104   143 -39
590   649 -59
66   45 21
264   81 183
989   837 152
654   520 134
2,142   1,918 224
527   364 163
223   165 58
438   465 -27
367   340 27
78   83 -5
78   84 -6
701   658 43
95   87 8
1,139   1,257 -118
499   527 -28
169   170 -1
24   25 -1
301   239 62
252   2,356 -2,104
262   181 81
159   118 41
183   155 28
431   373 58
665   608 57
359   383 -24
49   48 1
73   71 2
377   140 237
315   107 208
381   270 111
182   85 97
227   137 90
381   281 100
237   77 160
545   466 79
145   142 3
595   189 406
507   232 275
477   151 326
24,497   12,581 11,916
16,320   17,027 -707
2,212   2,316 -104
32,447   24,944 7,503
19,207   20,160 -953
573   189 384
1,981   428 1,553
1,951   1,370 581
354   145 209
406   140 266
386   96 290
862   556 306
377   446 -69
547   166 381
487   490 -3
460   689 -229
469   677 -208
500   415 85
153   173 -20
293   91 202
315   187 128
290   293 -3
490   338 152
330   263 67
610   326 284
28   33 -5
84   108 -24
225   194 31
275   116 159
736   140 596
480   221 259
597   333 264
133   81 52
680   223 457
391   307 84
98   73 25
114   57 57
253   112 141
254   261 -7
700   91 609
232   171 61
195   191 4
443   243 200
539   227 312
89   61 28
541   266 275
367   298 69
176   100 76
612   253 359
591   120 471
323   349 -26
432   277 155
291   124 167
217   155 62
290   325 -35
211   166 45
308   281 27
19   17 2
38   36 2
171   128 43
565   568 -3
286   115 171
101   95 6
573   583 -10
319   326 -7
173   99 74
277   222 55
305   281 24
653   614 39
36   36  
36   36  
431   432 -1
75   70 5
25   23 2
584   1,309 -725
1,287   1,696 -409
1,626   2,134 -508
6,174   8,000 -1,826
153   156 -3
2,451   3,181 -730
21,445   28,171 -6,726
8,691   10,255 -1,564
1,058   357 701
7,081   8,271 -1,190
1,146   1,334 -188
4,617   5,379 -762
1,755   2,044 -289
1,385   1,792 -407
15   11 4
660   659 1
375   79 296
441   124 317
437   209 228
394   190 204
219   216 3
228   181 47
19,056   15,121 3,935
247   112 135
27,553   27,058 495
3,359   3,246 113
228   101 127
419   171 248
322   239 83
212   104 108
370   139 231
327   309 18
603   492 111
835   824 11
52   52  
218   46 172
512   464 48
176   313 -137
104   174 -70
17,631   23,709 -6,078
2,378   1,447 931
50,790   30,433 20,357
2,859   3,828 -969
296   395 -99
223   204 19
1,251   1,270 -19
325   416 -91
416   484 -68
35   41 -6
269   134 135
743   710 33
765   671 94
2,447   3,236 -789
485   642 -157
242   451 -209
498   363 135
272   407 -135
799   561 238
389   560 -171
513   292 221
77   49 28
38   58 -20
1,015   1,281 -266
23   27 -4
300   437 -137
334   433 -99
341   301 40
637   794 -157
430   172 258
771   1,005 -234
272   415 -143
152   99 53
542   434 108
375   489 -114
172   150 22
116   144 -28
303   197 106
24   30 -6
11,163   10,102 1,061
294   300 -6
1,092   1,063 29
219   243 -24
323   251 72
148   98 50
13,345   12,071 1,274
2,372   2,141 231
2,941   667 2,274
1,294   1,180 114
2,139   1,199 940
2,232   2,038 194
2,153   3,143 -990
1,690   1,136 554
28,082   30,669 -2,587
1,356   1,484 -128
97   46 51
389   344 45
144   30 114
189   93 96
4   13 -9
411   25 386
462   142 320
1,553   3,373 -1,820
72   25 47
1,918   1,891 27
398   401 -3
356   203 153
679   591 88
236   74 162
374   725 -351
625   508 117
721   1,124 -403
195   195  
681   389 292
385   551 -166
439   681 -242
455   226 229
489   103 386
741   255 486
124   92 32
370   310 60
800   900 -100
439   320 119
77   84 -7
26   33 -7
330   632 -302
196   195 1
1,096   1,949 -853
4,579   4,334 245
1,165   1,284 -119
4,387   935 3,452
13,773   18,737 -4,964
37,000   40,146 -3,146
2,084   2,325 -241
8,950   12,414 -3,464
17   17  
      3,878
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       254
b       153
c       190
d       32
e       38
      208
      265
      252
      151
      570
      900
      615
      195
      3,304
      5,574
      -73
      23
      13,032
      4
      30
      223
      213
      41
       
      269
      66
      12
      256
      1
      28
      216
      61
      98
      2
      -1,498
      2
      1
      6
      81
      19
      209
      224
      6
      -143
      -2
      16
      303
      138
      83
      56
      129
      12
      27
      1
      18
      4
      58
      86
      52
      298
      63
      614
      26
      349
      91
      220
      1
      506
       
      1,859
      7,511
      821
      451
      247
      79
      125
      44
      159
      186
      220
      233
      221
      1
      473
      86
      -5
      239
      -2
      53
      22
      -36
      32
      -105
      -1
      -3
      -55
      121
      -7
      108
      71
      132
      -5
      25
      -9
      341
      178
      2,289
      1,171
      3,054
      178
      1,799
      13
      728
      931
      2,747
      66
      100
      133
      78
      1
      241
      -506
      121
      305
      -1
      -1
      38
      2
      -17
      -6
      -16
      -5
      97
      -21
      -2
      -68
      13
      32
      59
      32
      15
      370
      107
      194
      60
      -27
      308
      1
      52
      -772
      -1,962
      70
      1,036
      224
      266
      3,419
      10
      -2
      7
      261
      101
      -196
      359
      207
      -9
      42
      89
       
      -7
      215
      -21
      20
      -19
      -26
      118
      -36
      5
      13
      85
      313
      1
      -5
      48
      -168
      17
      6
      234
      728
      56
      14
      287
      15
      266
      36
      -22
      78
      225
      346
      49
      -34
      -2
      -235
      19,965
      4,645
      8,918
      -176
      -2,856
      33
      210
      134
      -49
      -523
      -18
      3
      -9
      780
      -10
      18
      193
      -276
      9,502
      8,607
      799
      522
      99
      211
      800
      219
      987
      10,482
      782
      370
      465
      195
      -232
      -324
      -191
      -100
      76
      29
       
      113
      53
      -42
      59
      -43
      -48
      70
      232
      -88
      46
      -47
      -42
      28
      69
      22
      11
      2,747
      -22
      -2
      -26
      -91
      -227
      -33
      -11
      6,256
      534
      303
      173
      66
      132
      164
      3,338
      376
      1,170
      1,753
      777
      3
      460
      71
      -6
      933
      -94
      854
      -14
      83
      84
      -72
      -29
      581
      984
      443
      2,848
      -86
      336
      3
      2,056
      67
      637
      -306
      2,877
      820
      2,394
      669
      43
      1,183
      867
      1
      123
      1,428
      877
      173
      143
      64
      766
      853
      248
      1,765
      -392
      798
      431
      969
      -340
      1,621
      780
      392
      2
      500
      821
      1,827
      1,709
      -92
      423
      80
      -1,510
      -388
      526
      215
      -6,570
      84
      -1,665
      459
      41
      -128
      -3
      -12
      164
      -111
      1
      35
      35
      340
      127
      -1
      98
      11
      13
      1
      -13
      -429
      -9
      -1,722
      -6
      -9
      14
      179
      1,000
      4,446
      123
      59
      -26
      -3,863
      3
      183
      153
      68
      229
      136
      -62
      195
      342
      -62
      19,965
      -2,192
      -1,235
      657
      312
      18
      -121
      -2
      -26
      -28
      -8
      147
      -5
      170
      207
       
      30
      238
      -37
      198
      18
      48
      158
      12
      285
      -7
      -45
      189
      21,782
       
      2,409
      1,055
      6,579
      209
      174
       
      5,321
      5,051
       
      207
      173
       
      227
      319
      482
      -535
      292
      2,035
      6,082
      336
      -990
      -87
      -59
      465
      -1,444
      -1,531
      -35
      -51
      -22
      -35
      137
      263
      -11
      155
      9
      2
       
      68
      -119
      2
      217
      38
      -14
      -18
      170
      320
      178
      48
      223
      68
      257
      162
      32
      20
      126
      719
      2
      208
      1
      301
      4
      570
      48
      -156
      28
      648
      89
      4
      8
      25
      14
      1
      1
      31
      4
      43
      -1,524
      539
      17,110
      3,812
      2,178
      11,471
      215
      4,109
      182
      38
      939
      16
      790
      894
      20
      -434
      -107
      -188
      -104
      -53
      -9
      -85
      407
      319
      520
      295
      103
      -39
      -59
      21
      183
      152
      134
      224
      163
      58
      -27
      27
      -5
      -6
      43
      8
      -118
      -28
      -1
      -1
      62
      -2,104
      81
      41
      28
      58
      57
      -24
      1
      2
      237
      208
      111
      97
      90
      100
      160
      79
      3
      406
      275
      326
      11,916
      -707
      -104
      7,503
      -953
      384
      1,553
      581
      209
      266
      290
      306
      -69
      381
      -3
      -229
      -208
      85
      -20
      202
      128
      -3
      152
      67
      284
      -5
      -24
      31
      159
      596
      259
      264
      52
      457
      84
      25
      57
      141
      -7
      609
      61
      4
      200
      312
      28
      275
      69
      76
      359
      471
      -26
      155
      167
      62
      -35
      45
      27
      2
      2
      43
      -3
      171
      6
      -10
      -7
      74
      55
      24
      39
       
       
      -1
      5
      2
      -725
      -409
      -508
      -1,826
      -3
      -730
      -6,726
      -1,564
      701
      -1,190
      -188
      -762
      -289
      -407
      4
      1
      296
      317
      228
      204
      3
      47
      3,935
      135
      495
      113
      127
      248
      83
      108
      231
      18
      111
      11
       
      172
      48
      -137
      -70
      -6,078
      931
      20,357
      -969
      -99
      19
      -19
      -91
      -68
      -6
      135
      33
      94
      -789
      -157
      -209
      135
      -135
      238
      -171
      221
      28
      -20
      -266
      -4
      -137
      -99
      40
      -157
      258
      -234
      -143
      53
      108
      -114
      22
      -28
      106
      -6
      1,061
      -6
      29
      -24
      72
      50
      1,274
      231
      2,274
      114
      940
      194
      -990
      554
      -2,587
      -128
      51
      45
      114
      96
      -9
      386
      320
      -1,820
      47
      27
      -3
      153
      88
      162
      -351
      117
      -403
       
      292
      -166
      -242
      229
      386
      486
      32
      60
      -100
      119
      -7
      -7
      -302
      1
      -853
      245
      -119
      3,452
      -4,964
      -3,146
      -241
      -3,464
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 317,530
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 233,686 5,179,978 0.045113
2016 239,996 4,806,207 0.049935
2015 230,993 4,973,028 0.046449
2014 213,194 4,829,753 0.044142
2013 198,967 4,370,081 0.045529
2
Total of line 1, column (d) .....................
2
0.231168
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.046234
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
5,414,902
5
Multiply line 4 by line 3......................
5
250,353
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
3,774
7
Add lines 5 and 6........................
7
254,127
8
Enter qualifying distributions from Part XII, line 4,.............
8
253,509
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 7,549
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 7,549
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 7,549
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 6,370
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 3,067
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 9,437
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,888
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet1,888 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletPA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletpncsites.com/pncfoundation/charitable_trusts.
    14
    The books are in care ofbulletPNC BANK NA Telephone no.bullet (216) 257-6118

    Located atbulletPO BOX 609PITTSBURGHPA ZIP+4bullet152309738
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    MARY S KROLL TRUSTEE
    1     		2,862    
    10204 COUNTY MANOR LANE
    WEXFORD,PA15090
    PNC BANK TRUSTEE
    10     		62,239    
    PO BOX 609
    PITTSBURGH,PA152309738
    R MICHAEL DANIEL TRUSTEE
    1     		2,862    
    625 LIBERTY AVENUE
    PITTSBURGH,PA15222
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    5,497,362
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    5,497,362
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    5,497,362
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    82,460
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    5,414,902
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    270,745
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    270,745
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    7,549
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    7,549
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    263,196
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    263,196
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    263,196
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    253,509
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    253,509
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    253,509
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 263,196
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 231,685
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2018:
    a From 2013...... 0
    b From 2014...... 0
    c From 2015...... 0
    d From 2016...... 0
    e From 2017...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 253,509
    a Applied to 2017, but not more than line 2a 231,685
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2018 distributable amount..... 21,824
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		241,372
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014.... 0
    b Excess from 2015.... 0
    c Excess from 2016.... 0
    d Excess from 2017.... 0
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    PNC Charitable Trust Grant Review C
    The Tower at PNC Plaza 300 Fifth A
    PITTSBURGH,PA15222
    (412) 762-5157
    bThe form in which applications should be submitted and information and materials they should include:
    Please reference the name of the trust in all communications SEE FOOTNOTE
    cAny submission deadlines:
    See Website:www.pncsites.com/pncfoundation/charitable_trusts.html for specific information
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    See Website:www.pncsites.com/pncfoundation/charitable_trusts.html for specific information
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CHILDREN'S HOME OF PITTSBURGH
    5324 PENN AVE
    PITTSBURGH,PA15224     		NONE PC CRITICAL SERVICES TO 45,000
    BOY SCOUTS OF AMERICALAUREL HIGHLANDS
    1275 BEDFORD AVENUE
    PITTSBURGH,PA15219     		NONE PC TRAILBLAZER PROGRAM 5,000
    MARINE CORPS SCHOLARSHIP FND
    909 N WASHINGTON STREET
    ALEXANDRIA,VA22314     		NONE PC STEEL CITY MARINES 5,000
    NORTH HILLS FOOD BANK
    845 PERRY HIGHWAY
    PITTSBURGH,PA15229     		NONE PC GENERAL SUPPORT 25,000
    WQED MULTIMEDIA
    4802 FIFTH AVE
    PITTSBURGH,PA15213     		NONE PC GENERAL SUPPORT 10,000
    CYSTIC FIBROSIS FOUNDATION - WPA CHAP
    810 RIVER AVE STE 100
    PITTSBURGH,PA15212     		NONE PC CF RESEARCH / CARE / 1ST 15,000
    WATTS CHAPEL MISSIONARY BAPTIST
    3703 TRYON ROAD
    RALEIGH,NC27606     		NONE PC FINANCIAL AID TROOP / PACK 15,000
    ST ANN CATHOLIC CHURCH
    4057 US 70 BUSINESS HWY
    CLAYTON,NC27520     		NONE PC FOOD PANTRY 10,000
    LIGHT OF LIFE MINISTGRIES INC
    10 E NORTH AVENUE
    PITTSBURGH,PA15212     		NONE PC WOMEN & CHILDREN'S PROGRAM 10,000
    GOOD SAMARITAN HOSPICE OF PITTSBURGH
    116 BROWNS HILL ROAD
    VALENCIA,PA16059     		NONE PC GENERAL SUPPORT 15,000
    CIVIC LIGHT OPERA ASSOCIATION
    719 LIBERTY AVENUE
    PITTSBURGH,PA15222     		NONE PC GENERAL SUPPORT 10,000
    ALLEGHENY HEALTH NETWORK
    120 5TH AVENUE STE 922
    PITTSBURGH,PA15222     		NONE PC BREAST CANCER PATIENT MEAL 15,000
    WV University Foundation
    P O BOX 6108
    MORGANTOWN,WV26506     		NONE PC SERVICE DOG TRAINING & 55,337
    Total .................................bullet 3a 235,337
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 116,581  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 124  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 317,530  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aENVIVA PARTNERS LP     		    14 39  
    bFEDERAL TAX REFUND     14 5,627  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   439,901  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    439,901
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2018 InvestmentsOtherSchedule2
    Name:
    WILLIAM F GAUSS AND LYNN D GAUSS FOUNDATION
    EIN:
    25-6784891
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MUTUAL FUNDS - FIXED AT COST 761,741 730,780
    MUTUAL FUNDS - EQUITY AT COST 3,453,364 4,016,612
    ALTERNATIVE AT COST 1,913 1,812

    TY 2018 OtherDecreasesSchedule
    Name:
    WILLIAM F GAUSS AND LYNN D GAUSS FOUNDATION
    EIN:
    25-6784891
    Description Amount
    ROUNDING ADJ FOR SALES AND TRANSACTIONS 22
    PARTNERSHIP K-1 ADJUSTMENTS 124


    TY 2018 OtherExpensesSchedule
    Name:
    WILLIAM F GAUSS AND LYNN D GAUSS FOUNDATION
    EIN:
    25-6784891
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MAP MANAGEMENT FEES 3,060 3,060   0
    ADR SERVICE FEES 978 978   0


    TY 2018 OtherIncomeSchedule2
    Name:
    WILLIAM F GAUSS AND LYNN D GAUSS FOUNDATION
    EIN:
    25-6784891
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    US TREASURY REFUND 5,627 0  
    ENVIVA PARTNERS, LP 39 0  
    ENVIVA PARTNERS LP ORDINARY INCOME 124 43  


    TY 2018 TaxesSchedule
    Name:
    WILLIAM F GAUSS AND LYNN D GAUSS FOUNDATION
    EIN:
    25-6784891
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 2,892 2,892   0
    FEDERAL TAX PAYMENT - PRIOR YE 4,354 0   0
    FEDERAL ESTIMATES - PRINCIPAL 6,370 0   0